Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2020
Open to Public Inspection
For calendar year 2020, or tax year beginning 01-01-2020 , and ending 12-31-2020
Name of foundation
JULIA & ISADORE KLEIN FAMILY
FOUNDATION INC
Number and street (or P.O. box number if mail is not delivered to street address)6714 ELMCROFT CIRCLE
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
LOUISVILLE, KY40241
A Employer identification number

61-0648689
B Telephone number (see instructions)

(502) 292-0597
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$7,540,946J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet.............
3 Interest on savings and temporary cash investments 753 753  
4 Dividends and interest from securities... 59,450 59,450  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 388,598
b Gross sales price for all assets on line 6a 1,115,192
7 Capital gain net income (from Part IV, line 2)... 388,598
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment -3,168 -3,168  
12 Total. Add lines 1 through 11........ 445,633 445,633  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 24,000 0   0
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule)....... Click to see attachment 4,575 0   0
c Other professional fees (attach schedule).... Click to see attachment 6,269 6,269   0
17 Interest............... 396 396   0
18 Taxes (attach schedule) (see instructions)... Click to see attachment 11,045 432   0
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 17,567 17,486   0
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 63,852 24,583   0
25 Contributions, gifts, grants paid....... 331,435 331,435
26 Total expenses and disbursements. Add lines 24 and 25 395,287 24,583   331,435
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 50,346
b Net investment income (if negative, enter -0-) 421,050
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2020)
Form 990-PF (2020)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 60,803 75,102 75,102
2 Savings and temporary cash investments......... 509,483 261,126 261,126
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)....... 5,373,977 Click to see attachment5,599,798 7,204,718
c Investments—corporate bonds (attach schedule).......      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule)..........      
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 5,944,263 5,936,026 7,540,946
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)......... 0 0
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions...........    
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........ 0 0
27 Paid-in or capital surplus, or land, bldg., and equipment fund 0 0
28 Retained earnings, accumulated income, endowment, or other funds 5,944,263 5,936,026
29 Total net assets or fund balances (see instructions)..... 5,944,263 5,936,026
30 Total liabilities and net assets/fund balances (see instructions). 5,944,263 5,936,026
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
5,944,263
2
Enter amount from Part I, line 27a .....................
2
50,346
3
Other increases not included in line 2 (itemize) bullet
3
0
4
Add lines 1, 2, and 3 ..........................
4
5,994,609
5
Decreases not included in line 2 (itemize) bulletClick to see attachment
5
58,583
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
5,936,026
Form 990-PF (2020)
Form 990-PF (2020)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a BLACKSTONE GROUP INC CUSIP 09260D107 SYMBOL BX   2020-01-22 2020-04-06
b CME GROUP INC CUSIP 12572Q105 SYMBOL CME   2020-04-01 2020-09-03
c CITIGROUP INC CUSIP XXX-XX-XXXX SYMBOL C     2020-11-23
d HILTON WORLDWIDE HOLDINGS CUSIP: 43300A203 SYMBOL: HLT   2020-01-21 2020-04-06
e HILTON WORLDWIDE HOLDINGS CUSIP: 43300A203 SYMBOL: HLT   2020-01-17 2020-04-06
MSCI INC CUSIP 55354G100 SYMBOL MSCI   2019-08-19 2020-02-20
OW SMALL & MIDCAP STRAT FD CUSIP XXX-XX-XXXX SYMBOL OWSM X   2019-07-12 2020-06-18
SALESFORCE COM CUSIP 79466L302 SYMBOL CRM   2020-04-01 2020-12-02
SEA LTD ADR CUSIP 81141R100 SYMBOL SE   2020-01-29 2020-06-26
SEA LTD ADR CUSIP 81141R100 SYMBOL SE   2020-01-29 2020-08-13
HEALTH CARE SELECT SPDR CUSIP 81369Y209 SYMBOL XLV   2019-11-12 2020-04-30
HEALTH CARE SELECT SPDR CUSIP 81369Y209 SYMBOL XLV   2019-11-12 2020-06-03
HEALTH CARE SELECT SPDR CUSIP 81369Y209 SYMBOL XLV   2020-04-01 2020-11-24
HEALTH CARE SELECT SPDR CUSIP 81369Y209 SYMBOL XLV   2020-04-01 2020-11-25
VONTIER CORP CUSIP XXX-XX-XXXX SYMBOL VNT   2020-04-01 2020-11-10
WASTE MANAGEMENT INC NEW/ CUSIP 94106L109 SYMBOL WM   2019-08-09 2020-06-24
WASTE MANAGEMENT INC NEW/ CUSIP 94106L109 SYMBOL WM   2019-08-09 2020-06-25
WASTE MANAGEMENT INC NEW/ CUSIP 94106L109 SYMBOL WM   2020-04-01 2020-06-26
ACTIVISION BLIZZARD INC CUSIP 00507V109 SYMBOL ATVI     2020-01-23
ACTIVISION BLIZZARD INC CUSIP 00507V109 SYMBOL ATVI     2020-01-24
ACTIVISION BLIZZARD INC CUSIP 00507V109 SYMBOL ATVI   2018-12-21 2020-01-27
AMEREN CORP CUSIP XXX-XX-XXXX SYMBOL AEE     2020-11-23
AMERICAN WATER WORKS CO CUSIP XXX-XX-XXXX SYMBOL AWK   2018-03-05 2020-11-24
BOOKING HLDGS INC CUSIP 09857L108 SYMBOL BKNG     2020-01-16
CME GROUP INC CUSIP 12572Q105 SYMBOL CME   2018-10-05 2020-09-02
CME GROUP INC CUSIP 12572Q105 SYMBOL CME   2018-10-05 2020-09-03
CITIGROUP INC CUSIP XXX-XX-XXXX SYMBOL C     2020-11-23
CITIGROUP INC CUSIP XXX-XX-XXXX SYMBOL C     2020-11-24
DANAHER CORP CUSIP XXX-XX-XXXX SYMBOL DHR   2017-01-11 2020-11-10
WALT DISNEY CO CUSIP XXX-XX-XXXX SYMBOL DIS   2015-04-27 2020-02-27
DISCOVER FINANCIAL SVCS CUSIP XXX-XX-XXXX SYMBOL DFS     2020-01-16
DISCOVER FINANCIAL SVCS CUSIP XXX-XX-XXXX SYMBOL DFS (CONTD)     2020-01-17
DISCOVER FINANCIAL SVCS CUSIP XXX-XX-XXXX SYMBOL DFS (CONTD)   2015-10-09 2020-01-21
DISCOVER FINANCIAL SVCS CUSIP XXX-XX-XXXX SYMBOL DFS (CONTD)     2020-01-22
HOME DEPOT/ CUSIP XXX-XX-XXXX SYMBOL HD   2017-01-20 2020-04-30
HOME DEPOT/ CUSIP XXX-XX-XXXX SYMBOL HD   2017-01-20 2020-11-10
MICROSOFT CORP CUSIP XXX-XX-XXXX SYMBOL MSFT   2019-03-05 2020-04-30
OW FIXED INCOME FUND CUSIP XXX-XX-XXXX SYMBOL OWFI X   2016-06-01 2020-04-01
OW MULTI-ASSET OPPS FUND CUSIP XXX-XX-XXXX SYMBOL   2019-02-26 2020-04-01
OW MULTI-ASSET OPPS FUND CUSIP XXX-XX-XXXX SYMBOL   2019-02-26 2020-09-30
SALESFORCE COM CUSIP 79466L302 SYMBOL CRM   2018-03-07 2020-08-13
SALESFORCE COM CUSIP 79466L302 SYMBOL CRM     2020-12-02
HEALTH CARE SELECT SPDR CUSIP 81369Y209 SYMBOL XLV     2020-11-24
SERVICENOW INC CUSIP 81762P102 SYMBOL NOW     2020-02-20
THERMO FISHER SCIENTIFIC CUSIP XXX-XX-XXXX SYMBOL TMO   2015-02-06 2020-12-16
VONTIER CORP CUSIP XXX-XX-XXXX SYMBOL VNT     2020-11-10
WASTE MANAGEMENT INC NEW/ CUSIP 94106L109 SYMBOL WM   2018-12-21 2020-06-25
WASTE MANAGEMENT INC NEW/ CUSIP 94106L109 SYMBOL WM   2018-12-21 2020-06-26
ZOETIS INC CUSIP 98978V103 SYMBOL ZTS     2020-08-13
SAFRAN SA CUSIP B058TZ6 SYMBOL     2020-04-07
CHUBB LIMITED CUSIP H1467J104 SYMBOL CB     2020-02-07
CHUBB LIMITED CUSIP H1467J104 SYMBOL CB     2020-02-27
FIFTH AVENUE PEF 11 P   2020-12-31
FIFTH AVENUE PEF 11 P   2020-12-31
FIFTH AVENUE PEF 12 P   2020-12-31
FIFTH AVENUE PEF 12 P   2020-12-31
AMGEN INC     2020-12-18
CAPITAL GAINS DIVIDENDS P    
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 3,130   3,581 -451
b 1,734   1,643 91
c 6,387   9,052 -2,665
d 615   1,113 -498
e 1,230   1,490 -260
9,658   6,916 2,742
20,545   22,010 -1,465
3,311   2,077 1,234
3,180   1,360 1,820
5,123   1,814 3,309
4,985   4,772 213
4,089   3,818 271
1,090   864 226
542   432 110
172   119 53
1,020   1,190 -170
2,039   2,381 -342
1,027   887 140
5,423   6,541 -1,118
2,974   2,564 410
4,373   3,467 906
2,373   1,966 407
1,548   800 748
14,351   10,970 3,381
2,588   2,729 -141
5,202   5,457 -255
1,597   1,891 -294
2,776   2,445 331
4,565   1,623 2,942
10,776   9,998 778
1,673   1,193 480
5,908   4,024 1,884
2,532   1,673 859
6,996   4,012 2,984
4,420   2,707 1,713
5,481   2,707 2,774
3,565   2,238 1,327
109,714   105,415 4,299
128,985   173,397 -44,412
246,136   269,046 -22,910
4,878   3,129 1,749
12,139   6,851 5,288
7,628   6,638 990
7,044   3,420 3,624
5,056   1,372 3,684
2,123   1,675 448
6,115   5,310 805
1,027   885 142
4,758   2,044 2,714
4,002   6,290 -2,288
3,265   2,659 606
4,636   3,939 697
837     837
221,813     221,813
1,393     1,393
98,602     98,602
13     13
86,030     86,030
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       -451
b       91
c       -2,665
d       -498
e       -260
      2,742
      -1,465
      1,234
      1,820
      3,309
      213
      271
      226
      110
      53
      -170
      -342
      140
      -1,118
      410
      906
      407
      748
      3,381
      -141
      -255
      -294
      331
      2,942
      778
      480
      1,884
      859
      2,984
      1,713
      2,774
      1,327
      4,299
      -44,412
      -22,910
      1,749
      5,288
      990
      3,624
      3,684
      448
      805
      142
      2,714
      -2,288
      606
      697
      837
      221,813
      1,393
      98,602
      13
      86,030
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 388,598
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
SECTION 4940(e) REPEALED ON DECEMBER 20, 2019 - DO NOT COMPLETE
1 Reserved
(a)
Reserved 		(b)
Reserved 		(c)
Reserved 		(d)
Reserved
2
Reserved...........................
2
3
Reserved...........................
3
4
Reserved...........................
4
5
Reserved...........................
5
6
Reserved...........................
6
7
Reserved...........................
7
8
Reserved,..........................
8
Form 990-PF (2020)
Form 990-PF (2020)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Reserved................................ 1 5,853
c All other domestic foundations enter 1.39% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 5,853
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 5,853
6 Credits/Payments:
a 2020 estimated tax payments and 2019 overpayment credited to 2020 6a 10,000
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c 0
d Backup withholding erroneously withheld ........... 6d 0
7 Total credits and payments. Add lines 6a through 6d.............. 7 10,000
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8 43
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 4,104
11 Enter the amount of line 10 to be: Credited to 2021 estimated taxBullet4,104 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletKY
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2020 or the taxable year beginning in 2020? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletBETH KLEIN Telephone no.bullet (502) 562-5413

    Located atbullet6714 ELMCROFT CIRCLELOUISVILLEKY ZIP+4bullet40241
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2020, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
     
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2020?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2020, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2020?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2020 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2020.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2020?
    4b
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    STEPHEN KLEIN PRESIDENT
    0.00     		0 0 0
    PO BOX 201
    MCKENNA,WA98558
    RICHARD KLEIN VICE PRESIDENT
    0.00     		0 0 0
    6714 ELMCROFT CIRCLE
    LOUISVILLE,KY40241
    BETH PAXTON KLEIN SECRETARY
    15.00     		24,000 0 0
    6714 ELMCROFT CIRCLE
    LOUISVILLE,KY40241
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1 NOT APPLICABLE 0
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    6,503,006
    b
    Average of monthly cash balances.......................
    1b
    460,935
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    6,963,941
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    6,963,941
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    104,459
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    6,859,482
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    342,974
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    342,974
    2a
    Tax on investment income for 2020 from Part VI, line 5......
    2a
    5,853
    b
    Income tax for 2020. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    5,853
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    337,121
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    337,121
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    337,121
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    331,435
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    331,435
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    331,435
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2019     		(c)
    2019     		(d)
    2020
    1 Distributable amount for 2020 from Part XI, line 7 337,121
    2 Undistributed income, if any, as of the end of 2020:
    a Enter amount for 2019 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2020:
    a From 2015......  
    b From 2016...... 1,821
    c From 2017......  
    d From 2018......  
    e From 2019......  
    fTotal of lines 3a through e........ 1,821
    4Qualifying distributions for 2020 from Part
    XII, line 4: bullet$ 331,435
    a Applied to 2019, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2020 distributable amount..... 331,435
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2020. 1,821 1,821
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 0
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2020. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2021 ..........     		3,865
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2015 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9Excess distributions carryover to 2021.
    Subtract lines 7 and 8 from line 6a ......     		0
    10 Analysis of line 9:
    a Excess from 2016....  
    b Excess from 2017....  
    c Excess from 2018....  
    d Excess from 2019....  
    e Excess from 2020....  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2020, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2020 (b) 2019 (c) 2018 (d) 2017
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
    BETH KLEIN
    6714 ELMCROFT CIRCLE
    LOUISVILLE,KY40241
    (502) 473-6071
    bThe form in which applications should be submitted and information and materials they should include:
    THERE IS NO PRESCRIBED FORMAT.
    cAny submission deadlines:
    SUBMISSIONS ACCEPTED THROUGHOUT THE YEAR.
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    THERE ARE NO SPECIFIC LIMITATIONS OR RESTRICTIONS ON AWARDS.
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    ALLEY CAT ADVOCATES INC
    3044 BARDSTOWN ROAD 204
    LOUISVILLE,KY40205     		  501(C)(3)1 CHARITABLE 500
    ALZHEIMERS ASSOCIATION - LOUISVILLE
    6100 DUTCHMANS LN 401
    LOUISVILLE,KY40205     		  501(C)(3)1 CHARITABLE 100
    AMERICAN PRINTING HOUSE FOR THE BLIND INC
    1839 FRANKFORT AVENUE
    LOUISVILLE,KY40206     		  501(C)(3)1 CHARITABLE 1,000
    AUBURN UNIVERSITY FOUNDATION
    317 S COLLEGE STREET
    AUBURN,AL36849     		  501(C)(3)1 CHARITABLE 250
    BACKSIDE LEARNING CENTER INC
    3131 S 2ND STREET 389
    LOUISVILLE,KY40208     		  501(C)(3)1 CHARITABLE 10,100
    BALD HILLS FIREFIGHTERS ASSOCIATION
    PO BOX 783
    YELM,WA98597     		  501(C)(3)1 CHARITABLE 250
    BAPTIST HEALTH FOUNDATION
    4007 KRESGE WAY
    LOUISVILLE,KY40207     		  501(C)(3)1 CHARITABLE 8,000
    BELLARMINE UNIVERSITY
    2001 NEWBURG ROAD
    LOUISVILLE,KY40205     		  501(C)(3)1 CHARITABLE 100
    BIG BROTHERS BIG SISTER OF THE BLUEGRASS
    181 W LOWRY LANE STE 150
    LEXINGTON,KY40503     		  501(C)(3)1 CHARITABLE 50
    CAMP NEBAGAMON SCHOLARSHIP FUND
    PO BOX 331
    EAST TROY,WI53120     		  501(C)(3)1 CHARITABLE 250
    CAMPERSHIPS FOR NEBAGAMON
    PO BOX 331
    EAST TROY,WI53120     		  501(C)(3)1 CHARITABLE 250
    CENTER FOR ENVIRONMENTAL LAW & POLICY
    85 S WASHINGTON ST 301
    SEATTLE,WA98104     		  501(C)(3)1 CHARITABLE 250
    CENTER FOR SCIENCE IN THE PUBLIC INTEREST
    1220 L STREET NW SUITE 300
    WASHINGTON,DC200054053     		  501(C)(3)1 CHARITABLE 250
    CENTRE COLLEGE
    600 WEST WALNUT STREET
    DANVILLE,KY40422     		  501(C)(3)1 CHARITABLE 10,750
    CHI OMEGA FOUNDATION
    PO BOX 2121
    MEMPHIS,TN38159     		  501(C)(3)1 CHARITABLE 125
    COMMEMORATIVE AIR FORCE
    PO BOX 764769
    DALLAS,TX75376     		  501(C)(3)1 CHARITABLE 500
    CONSCIOUS BY KALI
    PO BOX 1813
    YELM,WA98597     		  501(C)(3)1 CHARITABLE 1,500
    DARE TO CARE
    5803 FERN VALLEY ROAD
    LOUISVILLE,KY40228     		  501(C)(3)1 CHARITABLE 5,000
    FAIR HILL THOROUGHBRED SHOW
    PO BOX 202
    LEWISVILLE,PA19351     		  501(C)(3)1 CHARITABLE 1,000
    FRIENDS OF THE BOUNTY WATERS WILDERNESS
    401 NORTH THIRD STREET SUITE 290
    MINNEAPOLIS,MN55401     		  501(C)(3)1 CHARITABLE 250
    FUND FOR THE ARTS
    623 WEST MAIN STREET
    LOUISVILLE,KY40202     		  501(C)(3)1 CHARITABLE 10,000
    GILDA'S CLUB OF LOUISVILLLE
    633 BAXTER AVENUE
    LOUISVILLE,KY402041157     		  501(C)(3)1 CHARITABLE 50
    GRAYSON-JOCKEY CLUB RESEARCH FOUNDATION INC
    821 CORPORATE DRIVE
    LEXINGTON,KY40503     		  501(C)(3)1 CHARITABLE 20,000
    GREATER BIRMINGHAM HUMANE SOCIETY
    300 SNOW DRIVE
    BIRMINGHAM,AL35209     		  501(C)(3)1 CHARITABLE 100
    GREEN COUNTY DISTINGUISHED YOUNG WOMEN AKA GREEN COUNTY JUNIOR MISS SCHOLAR
    406 E COLUMBIA AVENUE
    GREENSBURG,KY42743     		  501(C)(3)1 CHARITABLE 110
    GREEN HILL THERAPY
    1410 LONG RUN ROAD
    LOUISVILLE,KY40245     		  501(C)(3)1 CHARITABLE 5,000
    HEIFER INTERNATIONAL
    1 WORLD AVENUE
    LITTLE ROCK,AR72202     		  501(C)(3)1 CHARITABLE 250
    HOSPARUS HEALTH OF LOUISVILLE
    3532 EPHRAIM MCDOWELL DR
    LOUISVILLE,KY40205     		  501(C)(3)1 CHARITABLE 100
    JEWISH COMMUNITY OF LOUISVILLE JEWISH COMMUNITY CENTER
    3600 DUTCHMANS LANE
    LOUISVILLE,KY40205     		  501(C)(3)1 CHARITABLE 45,000
    JEWISH COMMUNITY OF LOUISVILLE JEWISH FEDERATION OF LOUISVILLE
    3600 DUTCHMANS LANE
    LOUISVILLE,KY40205     		  501(C)(3)1 CHARITABLE 40,100
    JEWISH FAMILY & CAREER SERVICES
    2821 KLEMPNER WAY
    LOUISVILLE,KY40205     		  501(C)(3)1 CHARITABLE 20,000
    KAPPA ALPHA THETA FOUNDATION
    8740 FOUNDERS ROAD
    INDIANAPOLIS,IN46268     		  501(C)(3)1 CHARITABLE 100
    KENTUCKY COUNTRY DAY SCHOOL
    4100 SPRINGDALE ROAD
    LOUISVILLE,KY40241     		  501(C)(3)1 CHARITABLE 600
    KENTUCKY EQUINE ADOPTION CENTER
    PO BOX 910124
    LEXINGTON,KY40591     		  501(C)(3)1 CHARITABLE 1,000
    KENTUCKY HUMANE SOCIETY
    241 STEEDLY DRIVE
    LOUISVILLE,KY40214     		  501(C)(3)1 CHARITABLE 10,150
    LOUISVILLE BALLET
    315 EAST MAIN STREET
    LOUISVILLE,KY40202     		  501(C)(3)1 CHARITABLE 20,000
    LOUISVILLE OLMSTED PARKS CONSERVANCY INC
    1299 TREVILIAN WAY
    LOUISVILLE,KY40213     		  501(C)(3)1 CHARITABLE 5,000
    LOUISVILLE ORCHESTRA
    620 W MAIN STREET STE 600
    LOUISVILLE,KY40202     		  501(C)(3)1 CHARITABLE 50
    THE SECRETARIAT CENTER AKA MAKER'S MARK SECRETARIAT CENTER
    4089 IRON WORKS PARKWAY
    LEXINGTON,KY40511     		  501(C)(3)1 CHARITABLE 8,000
    METRO UNITED WAY
    PO BOX 950148
    LOUISVILLE,KY402950148     		  501(C)(3)1 CHARITABLE 33,500
    MYASTHENIA GRAVIS FOUNDATION OF AMERICA INC
    290 TURNPIKE ROAD STE 5-315
    WESTBOROUGH,MA01581     		  501(C)(3)1 CHARITABLE 100
    NATURAL RESOURCES DEFENSE COUNCIL
    40 WEST 20TH STREET
    NEW YORK,NY10011     		  501(C)(3)1 CHARITABLE 1,250
    NISQUALLY LAND TRUST
    1420 MARVIN ROAD NE SUITE C
    LACEY,WA985163878     		  501(C)(3)1 CHARITABLE 1,000
    OKANDOGS
    6820 OSPREY LANE
    CASHMERE,WA98815     		  501(C)(3)1 CHARITABLE 2,500
    PASADO'S SAFE HAVEN
    PO BOX 171
    SULTAN,WA98294     		  501(C)(3)1 CHARITABLE 5,250
    RAINIER EDUCATION FOUNDATION
    PO BOX 1017
    RAINIER,WA98576     		  501(C)(3)1 CHARITABLE 1,500
    SEVEN COUNTIES SERVICES - ADDICTION RECOVERY CENTER
    3121 BROOKLAWN CAMPUS DRIVE
    LOUISVILLE,KY40218     		  501(C)(3)1 CHARITABLE 1,000
    SOUTH OF THE SOUND COMMUNITY FARM LAND TRUST
    PO BOX 12118
    OLYMPIA,WA98508     		  501(C)(3)1 CHARITABLE 250
    SOUTH PUGET SOUND HABITAT FOR HUMANITY
    711 CAPITOL WAY SOUTH STE 401
    OLYMPIA,WA98501     		  501(C)(3)1 CHARITABLE 2,000
    ST FRANCIS IN THE FIELDS EPISCOPAL CHURCH
    6710 WOLF PEN BRANCH ROAD
    HARRODS CREEK,KY40027     		  501(C)(3)1 CHARITABLE 100
    ST VINCENT DEPAUL SOCIETY
    PO BOX 17126
    LOUISVILLE,KY402170126     		  501(C)(3)1 CHARITABLE 100
    STANDING ROOM ONLY
    PO BOX 3086
    YELM,WA98597     		  501(C)(3)1 CHARITABLE 250
    TEMPLE EMANU EL
    2100 HIGHLAND AVENUE SOUTH
    BIRMINGHAM,AL35223     		  501(C)(3)1 CHARITABLE 2,500
    THE ALS ASSOCIATION KY CHAPTER
    13102 EASTPOINT PARK BLVD 101
    LOUISVILLE,KY40223     		  501(C)(3)1 CHARITABLE 1,000
    THE ARROW FUND
    PO BOX 1127
    PROSPECT,KY40059     		  501(C)(3)1 CHARITABLE 5,000
    THE HUMANE FARMING ASSOCIATION
    PO BOX 3577
    SAN RAFAEL,CA949128902     		  501(C)(3)1 CHARITABLE 200
    THE TEMPLE
    5101 US HIGHWAY 42
    LOUISVILLE,KY40241     		  501(C)(3)1 CHARITABLE 31,250
    THOROUGHBRED AFTERCARE ALLIANCE FOUNDATION INC
    C/O THE JOCKEY CLUB 821 CORPORATE
    DRIVE
    LEXINGTON,KY40503     		  501(C)(3)1 CHARITABLE 5,000
    TIGHAR
    2366 HICKORY HILL ROAD
    OXFORD,PA193634417     		  501(C)(3)1 CHARITABLE 150
    TRUENORTH HEALTH FOUNDATION
    C/O TRUENORTH HEALTH CENTER 1551
    PACIFIC AVE
    SANTA ROSA,CA95404     		  501(C)(3)1 CHARITABLE 2,000
    US HOLOCAUST MEMORIAL MUSEUM
    100 RAOUL WALLENBERG PLACE SW
    WASHINGTON,DC200242126     		  501(C)(3)1 CHARITABLE 1,000
    UNITED WAY OF THURSTON COUNTY WA
    3525 7TH AVENUE SW
    OLYMPIA,WA98502     		  501(C)(3)1 CHARITABLE 250
    UNIVERSITY OF KENTUCKY GLUCK EQUINE RESEARCH FOUNDATION
    108 GLUCK EQUINE RESEARCH CENTER
    DRIVE
    LEXINGTON,KY405460099     		  501(C)(3)1 CHARITABLE 2,000
    UNIVERSITY OF MICHIGAN
    3003 SOUTH STATE STREET SUITE 10020
    ANN ARBOR,MI481091288     		  501(C)(3)1 CHARITABLE 200
    WHAS CRUSADE FOR CHILDREN
    PO BOX 1100
    LOUISVILLE,KY40202     		  501(C)(3)1 CHARITABLE 5,000
    YELM COOPERATIVE AKA BOUNTY FOR FAMILIES
    PO BOX 2947
    YELM,WA98597     		  501(C)(3)1 CHARITABLE 1,000
    Total .................................bullet 3a 331,435
    bApproved for future payment
    Total .................................bullet 3b 0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		    14 753  
    4 Dividends and interest from securities....     14 59,450  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 388,598  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue:
    aFIFTH AVENUE PEF 12 LLC     		    14 -1,068  
    bFIFTH AVENUE PEF 11 LLC     14 -2,100  
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. 0 445,633 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    445,633
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2020)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2020 AccountingFeesSchedule
    Name:
    JULIA & ISADORE KLEIN FAMILY
     
    FOUNDATION INC
    EIN:
    61-0648689
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ACCOUNTING 4,575 0   0

    TY 2020 InvestmentsCorpStockSchedule
    Name:
    JULIA & ISADORE KLEIN FAMILY
     
    FOUNDATION INC
    EIN:
    61-0648689
    Name of Stock End of Year Book Value End of Year Fair Market Value
    VARIOUS STOCKS 5,599,798 7,204,718

    TY 2020 OtherDecreasesSchedule
    Name:
    JULIA & ISADORE KLEIN FAMILY
     
    FOUNDATION INC
    EIN:
    61-0648689
    Description Amount
    ADJUSTMENTS IN BOOK VALUE OF ASSETS 58,583


    TY 2020 OtherExpensesSchedule
    Name:
    JULIA & ISADORE KLEIN FAMILY
     
    FOUNDATION INC
    EIN:
    61-0648689
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    POSTAGE & STAMPS 66 0   0
    FILING FEE 15 0   0
    PORTFOLIO DEDUCTIONS FROM FLOW THRU 17,342 17,342   0
    OTHER DEDUCTIONS FROM FLOW THRU 144 144   0


    TY 2020 OtherIncomeSchedule2
    Name:
    JULIA & ISADORE KLEIN FAMILY
     
    FOUNDATION INC
    EIN:
    61-0648689
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    FIFTH AVENUE PEF 12 LLC -1,068 -1,068 -1,068
    FIFTH AVENUE PEF 11 LLC -2,100 -2,100 -2,100


    TY 2020 OtherProfessionalFeesSchedule
    Name:
    JULIA & ISADORE KLEIN FAMILY
     
    FOUNDATION INC
    EIN:
    61-0648689
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    BESSEMER TRUST 6,269 6,269   0


    TY 2020 TaxesSchedule
    Name:
    JULIA & ISADORE KLEIN FAMILY
     
    FOUNDATION INC
    EIN:
    61-0648689
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAXES 432 432   0
    EXCISE TAXES 10,613 0   0