Form990-PF
Click to see attachment

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2020
Open to Public Inspection
For calendar year 2020, or tax year beginning 01-01-2020 , and ending 12-31-2020
Name of foundation
THE SYLVAN C HERMAN FOUNDATION INC
 
Number and street (or P.O. box number if mail is not delivered to street address)1120 VERMONT AVENUE NW NO 900
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
WASHINGTON, DC20005
A Employer identification number

20-3265230
B Telephone number (see instructions)

(202) 296-8366
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$75,728,377J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 7,500
2 Check bullet.............
3 Interest on savings and temporary cash investments 161,887 161,887  
4 Dividends and interest from securities... 225,229 225,229  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 956,773
b Gross sales price for all assets on line 6a 4,306,333
7 Capital gain net income (from Part IV, line 2)... 956,773
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 5,308,085 0 5,303,728
12 Total. Add lines 1 through 11........ 6,659,474 1,343,889 5,303,728
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 0 0 0 0
14 Other employee salaries and wages...... 2,982,047 0 2,982,047 0
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule)......... Click to see attachment 18,952 0 8,165 10,787
b Accounting fees (attach schedule)....... Click to see attachment 77,011 0 66,753 10,258
c Other professional fees (attach schedule)....        
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment 271,465 152 271,313 0
19 Depreciation (attach schedule) and depletion... Click to see attachment 744,760 0 428,173
20 Occupancy..............        
21 Travel, conferences, and meetings....... 20,435 0 20,350 85
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 1,158,305 53,279 1,077,624 27,402
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 5,272,975 53,431 4,854,425 48,532
25 Contributions, gifts, grants paid....... 602,562 602,562
26 Total expenses and disbursements. Add lines 24 and 25 5,875,537 53,431 4,854,425 651,094
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 783,937
b Net investment income (if negative, enter -0-) 1,290,458
c Adjusted net income (if negative, enter -0-)... 449,303
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2020)
Form 990-PF (2020)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 840,297 1,108,211 1,108,211
2 Savings and temporary cash investments......... 2,787,924 3,403,058 3,403,058
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet3,600,000
Less: allowance for doubtful accounts bullet0 3,600,000 3,600,000 3,600,000
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule) 26,370,010 Click to see attachment25,935,450 25,939,874
b Investments—corporate stock (attach schedule)....... 6,456,841 Click to see attachment7,444,556 27,150,422
c Investments—corporate bonds (attach schedule).......      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 1,052,072 Click to see attachment960,289 1,491,146
14 Land, buildings, and equipment: basis bullet11,692,834
Less: accumulated depreciation (attach schedule) bullet2,562,151 9,525,532 Click to see attachment9,130,683 12,722,799
15 Other assets (describe bullet) Click to see attachment146,126 Click to see attachment530,092 Click to see attachment312,867
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 50,778,802 52,112,339 75,728,377
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet) Click to see attachment48,000 Click to see attachment34,500
23 Total liabilities (add lines 17 through 22)......... 48,000 34,500
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions...........    
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........ 0 0
27 Paid-in or capital surplus, or land, bldg., and equipment fund 0 0
28 Retained earnings, accumulated income, endowment, or other funds 50,730,802 52,077,839
29 Total net assets or fund balances (see instructions)..... 50,730,802 52,077,839
30 Total liabilities and net assets/fund balances (see instructions). 50,778,802 52,112,339
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
50,730,802
2
Enter amount from Part I, line 27a .....................
2
783,937
3
Other increases not included in line 2 (itemize) bulletClick to see attachment
3
563,100
4
Add lines 1, 2, and 3 ..........................
4
52,077,839
5
Decreases not included in line 2 (itemize) bullet
5
0
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
52,077,839
Form 990-PF (2020)
Form 990-PF (2020)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a PUBLICLY TRADED SECURITIES P    
b PA SMALL CO BUYOUT FUND V, L.P. P    
c
d
e
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 3,993,219   3,349,560 643,659
b 313,114     313,114
c
d
e
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       643,659
b       313,114
c
d
e
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 956,773
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
SECTION 4940(e) REPEALED ON DECEMBER 20, 2019 - DO NOT COMPLETE
1 Reserved
(a)
Reserved 		(b)
Reserved 		(c)
Reserved 		(d)
Reserved
2
Reserved...........................
2
3
Reserved...........................
3
4
Reserved...........................
4
5
Reserved...........................
5
6
Reserved...........................
6
7
Reserved...........................
7
8
Reserved,..........................
8
Form 990-PF (2020)
Form 990-PF (2020)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Reserved................................ 1 17,937
c All other domestic foundations enter 1.39% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 17,937
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 17,937
6 Credits/Payments:
a 2020 estimated tax payments and 2019 overpayment credited to 2020 6a 18,111
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c 0
d Backup withholding erroneously withheld ........... 6d 0
7 Total credits and payments. Add lines 6a through 6d.............. 7 18,111
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 174
11 Enter the amount of line 10 to be: Credited to 2021 estimated taxBullet174 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
Yes
 
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
Yes
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletMD
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .Click to see attachment
    8b
     
    No
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2020 or the taxable year beginning in 2020? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
    Yes
     
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletNOT APPLICABLE
    14
    The books are in care ofbulletTHE ORGANIZATION Telephone no.bullet (202) 296-8366

    Located atbullet1120 VERMONT AVENUE NW SUITE 900WASHINGTONDC ZIP+4bullet20005
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2020, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
    No
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2020?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2020, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2020?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2020 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2020.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2020?
    4b
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    SYLVAN C HERMAN DIRECTOR/PRESIDENT
    5.00     		0 0 0
    1120 VERMONT AVENUE NW SUITE 900
    WASHINGTON,DC20005
    ROBERT B HERMAN DIRECTOR/VICE PRESIDENT
    1.00     		0 0 0
    1120 VERMONT AVENUE NW SUITE 900
    WASHINGTON,DC20005
    C RICHARD BEYDA DIRECTOR/SECRETARY
    2.00     		0 0 0
    1200 NEW HAMPSHIRE AVE NW 555
    WASHINGTON,DC20036
    RICHARD F LEVIN DIRECTOR
    1.00     		0 0 0
    1200 NEW HAMPSHIRE AVE NW 555
    WASHINGTON,DC20036
    DWAYNE HOLT DIRECTOR
    1.00     		0 0 0
    8219 LEESBURG PIKE SUITE 800
    TYSONS CORNER,VA22182
    DR STEVEN SHARFSTEIN DIRECTOR
    0.50     		0 0 0
    SHEPPARD PRATT 6501 N CHARLES
    STREET
    BALTIMORE,MD21204
    MINDY HERMAN DIRECTOR
    1.00     		0 0 0
    1120 VERMONT AVENUE NW SUITE 900
    WASHINGTON,DC20005
    BETH STONE DIRECTOR
    1.00     		0 0 0
    1120 VERMONT AVENUE NW SUITE 900
    WASHINGTON,DC20005
    J SCOTT OGDEN DIRECTOR
    1.00     		0 0 0
    1120 VERMONT AVENUE NW SUITE 900
    WASHINGTON,DC20005
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    DR MICHAEL B KNABLE MEDICAL DIRECTOR
    40.00     		241,240 19,767 0
    4425 RIDGE STREET
    CHEVY CHASE,MD20815
    DR MICHAEL BROWN PSYCHIATRIST
    40.00     		179,523 11,703 0
    6733-C SOUTH CLIFTON ROAD
    FREDERICK,MD21703
    CAROLINE CANTRELL CLINICAL DIRECTOR
    40.00     		172,488 17,560 0
    9716 FLEETWOOD WAY
    FREDERICK,MD21701
    JASON MOEHRINGER CLINICAL MANAGER
    40.00     		116,595 12,905 0
    209 EAST 3RD STREET
    FREDERICK,MD21701
    AARON VANDERMEER PROGRAM MANAGER
    40.00     		102,649 12,328 0
    303 CATOCTIN AVENUE
    FREDERICK,MD21701
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1 THE SYLVAN C. HERMAN FOUNDATION, INC. (THE "FOUNDATION") WAS FORMED FOR THE PURPOSE OF PROVIDING RESIDENTIAL THERAPEUTIC TREATMENT AND REHABILITATION SERVICES FOR ADULTS SUFFERING FROM MENTAL ILLNESS. 0
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    51,433,145
    b
    Average of monthly cash balances.......................
    1b
    1,258,983
    c
    Fair market value of all other assets (see instructions)................
    1c
    3,600,000
    d
    Total (add lines 1a, b, and c).........................
    1d
    56,292,128
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    56,292,128
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    844,382
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    55,447,746
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    2,772,387
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    2,772,387
    2a
    Tax on investment income for 2020 from Part VI, line 5......
    2a
    17,937
    b
    Income tax for 2020. (This does not include the tax from Part VI.)...
    2b
    1,112
    c
    Add lines 2a and 2b............................
    2c
    19,049
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    2,753,338
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    2,753,338
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    2,753,338
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    651,094
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
    733,878
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    1,384,972
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    1,384,972
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2019     		(c)
    2019     		(d)
    2020
    1 Distributable amount for 2020 from Part XI, line 7 2,753,338
    2 Undistributed income, if any, as of the end of 2020:
    a Enter amount for 2019 only....... 637,723
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2020:
    a From 2015......  
    b From 2016......  
    c From 2017......  
    d From 2018......  
    e From 2019......  
    fTotal of lines 3a through e........ 0
    4Qualifying distributions for 2020 from Part
    XII, line 4: bullet$ 1,384,972
    a Applied to 2019, but not more than line 2a 637,723
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2020 distributable amount..... 747,249
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2020. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 0
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2020. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2021 ..........     		2,006,089
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2015 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9Excess distributions carryover to 2021.
    Subtract lines 7 and 8 from line 6a ......     		0
    10 Analysis of line 9:
    a Excess from 2016....  
    b Excess from 2017....  
    c Excess from 2018....  
    d Excess from 2019....  
    e Excess from 2020....  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2020, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2020 (b) 2019 (c) 2018 (d) 2017
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    SYLVAN C HERMAN
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    MAYO CLINIC
    200 FIRST STREET SW
    ROCHESTER,MN55905     		  PC TO FULFILL CHARITABLE PURPOSE 400,000
    NATIONAL CONCERT BAND
    5901 MT EAGLE DR 614
    ALEXANDRIA,VA22303     		  PC TO FULFILL CHARITABLE PURPOSE 2,000
    WAY STATION
    POBOX 3826
    FREDERICK,MD21705     		  PC TO FULFILL CHARITABLE PURPOSE 25,000
    ACTIVE MINDS
    2001 S STREET NW SUITE 450
    WASHINGTON,DC20009     		  PC TO FULFILL CHARITABLE PURPOSE 35,000
    JEWISH FEDERATION OF GREATER WASHINGTON
    6101 EXECUTIVE BLVD 100
    NORTH BETHEDA,MD20852     		  PC TO FULFILL CHARITABLE PURPOSE 25,000
    TREATMENT ADVOCACY CENTER
    200 N GLEBE ROAD STE 801
    ARLINGTON,VA22203     		  PC TO FULFILL CHARITABLE PURPOSE 100,000
    HOPE CONNECTIONS FOR CANCER SUPPORT
    9650 ROCKVILLE PIKE
    BETHESDA,MD20814     		  PC TO FULFILL CHARITABLE PURPOSE 562
    FRIENDSHIP CIRCLE
    11621 SEVEN LOCKS ROAD
    POTOMAC,MD20854     		  PC TO FULFILL CHARITABLE PURPOSE 15,000
    Total .................................bullet 3a 602,562
    bApproved for future payment
    Total .................................bullet 3b 0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    aSERVICE INCOME FROM THE RESIDENTS         5,300,167
    bLEAVE OF ABSENCE INCOME         3,500
    cMISCELLANEOUS INCOME         61
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		    14 161,887  
    4 Dividends and interest from securities....     14 225,229  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 956,773  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue:
    aPA SMALL CO BUYOUT FUND V, L.P.     		900099 4,357      
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. 4,357 1,343,889 5,303,728
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    6,651,974
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    1 THE SYLVAN C. HERMAN FOUNDATION, INC. (THE "FOUNDATION") WAS FORMED FOR THE PURPOSE OF PROVIDING RESIDENTIAL THERAPEUTIC TREATMENT AND REHABILITATION SERVICES FOR ADULTS SUFFERING FROM MENTAL ILLNESS.
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2020)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2020 AccountingFeesSchedule
    Name:
    THE SYLVAN C HERMAN FOUNDATION INC
    EIN:
    20-3265230
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ACCOUNTING 77,011 0 66,753 10,258

    Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

    TY 2020 DepreciationSchedule
    Name:
    THE SYLVAN C HERMAN FOUNDATION INC
    EIN:
    20-3265230
    Description of Property Date Acquired Cost or Other Basis Prior Years' Depreciation Computation Method Rate /
    Life (# of years)    		 Current Year's Depreciation Expense Net Investment Income Adjusted Net Income Cost of Goods Sold Not Included
    BUILDING - 14 FAIRVIEW AVE 2011-06-15 162,305 50,413 SL 27.500000000000 5,902 0 5,902  
    BUILDING - 218 NORVA AVE 2011-06-27 172,266 53,484 SL 27.500000000000 6,264 0 6,264  
    OFFICE FURNITURE 2011-06-15 7,145   200DB 7.000000000000 0 0 0  
    AUTOMOBILE 2011-06-15 28,900   200DB 5.000000000000 0 0 0  
    OFFICE FURNITURE - MISC 2011-06-15 1,000   200DB 7.000000000000 0 0 0  
    OVAL TABLE 2011-01-26 1,710   200DB 7.000000000000 0 0 0  
    FRENCH SIDEBOARD 2011-01-26 1,433   200DB 7.000000000000 0 0 0  
    NEOCLASSIC SIDE TABLE 2011-01-26 1,021   200DB 7.000000000000 0 0 0  
    TENNESSEE TABLE 7 SIX CHAIRS 2011-02-26 825   200DB 7.000000000000 0 0 0  
    ENGLANDER SONOMA-5 SET 2011-02-26 3,300   200DB 7.000000000000 0 0 0  
    LANE DALTON STATIONARY SOFA 2011-02-26 1,750   200DB 7.000000000000 0 0 0  
    LANE DALTON STATIONARY SOFA 2011-02-26 1,400   200DB 7.000000000000 0 0 0  
    LANE SURREY ENTERTAINMENT 2011-02-26 400   200DB 7.000000000000 0 0 0  
    LANE SURREY COCKTAIL TABLE 2011-02-26 650   200DB 7.000000000000 0 0 0  
    LANE SURREY END TABLE 2011-02-26 500   200DB 7.000000000000 0 0 0  
    ACME QUEEN BED COMPLETE 2011-02-26 2,750   200DB 7.000000000000 0 0 0  
    HEIDI CHAIR 2011-01-26 1,312   200DB 7.000000000000 0 0 0  
    HEIDI CHAIR 2011-01-26 1,312   200DB 7.000000000000 0 0 0  
    ORIENTAL RUG 2011-01-26 908   200DB 5.000000000000 0 0 0  
    COCKTAIL TABLE 2011-01-26 581   200DB 7.000000000000 0 0 0  
    BEDSIDE TABLE 2011-01-26 428   200DB 7.000000000000 0 0 0  
    CONTINENTAL LAMP TABLE 2011-01-26 437   200DB 7.000000000000 0 0 0  
    CHANCELLOR SOFA 2011-01-26 4,724   200DB 7.000000000000 0 0 0  
    ARM CHAIR 2011-01-26 399   200DB 7.000000000000 0 0 0  
    ARM CHAIR 2011-01-26 399   200DB 7.000000000000 0 0 0  
    WALL SCONCE 2011-08-04 358   200DB 7.000000000000 0 0 0  
    MANTLE ACCESSORIES 2011-08-04 250   200DB 7.000000000000 0 0 0  
    SILK PLANT 2011-08-04 300   200DB 7.000000000000 0 0 0  
    WALL CABINET 2011-08-04 1,420   200DB 7.000000000000 0 0 0  
    BUILT IN SHELVES ACCESSORIES 2011-08-04 300   200DB 7.000000000000 0 0 0  
    LIGHT FIXTURE 2011-08-04 801   200DB 7.000000000000 0 0 0  
    ACME CHEST 2011-02-26 1,500   200DB 7.000000000000 0 0 0  
    ACME NIGHT STAND 2011-02-26 840   200DB 7.000000000000 0 0 0  
    ACME ARMOIRE 2011-02-26 1,550   200DB 7.000000000000 0 0 0  
    LIBERTY SHEAF BACK SIDE CH 2011-02-26 1,410   200DB 7.000000000000 0 0 0  
    LIMITED EDITION PRINTS #142/540 2011-06-23 1,710   200DB 7.000000000000 0 0 0  
    FLORAL ARRANGEMENTS 2011-08-04 600   200DB 7.000000000000 0 0 0  
    CONSOLE TABLE 2011-08-04 579   200DB 7.000000000000 0 0 0  
    WALL SCONCE 2011-08-04 358   200DB 7.000000000000 0 0 0  
    FRAMED ART/LGSIDEDB 2011-08-04 295   200DB 7.000000000000 0 0 0  
    LG SIDEBOARD ACCESSORIES 2011-08-04 400   200DB 7.000000000000 0 0 0  
    FLORAL ARRANGEMENT 2011-08-04 250   200DB 7.000000000000 0 0 0  
    FRAMED ART 2011-08-04 400   200DB 7.000000000000 0 0 0  
    CELLING FIXTURE 2011-08-04 281   200DB 7.000000000000 0 0 0  
    WALL SCONCE 2011-08-04 266   200DB 7.000000000000 0 0 0  
    NIGHTSTAND 2011-08-04 250   200DB 7.000000000000 0 0 0  
    LOUNGE CHAIR 2011-08-04 250   200DB 7.000000000000 0 0 0  
    LOUNGE CHAIR 2011-08-04 1,176   200DB 7.000000000000 0 0 0  
    BUILDING IMPROVEMENTS 2011-04-13 26,855 8,508 SL 27.500000000000 977 0 977  
    BUILDING IMPROVEMENTS 2011-04-13 880 279 SL 27.500000000000 32 0 32  
    URNS 2011-08-29 438   200DB 7.000000000000 0 0 0  
    CONSOLE TABLE 2011-09-07 400   200DB 7.000000000000 0 0 0  
    MIRROR 2011-09-07 299   200DB 7.000000000000 0 0 0  
    DINING CHAIRS 2011-09-07 260   200DB 7.000000000000 0 0 0  
    POTTED TREE 2011-09-07 690   200DB 7.000000000000 0 0 0  
    TABLE LAMPS 2011-09-07 600   200DB 7.000000000000 0 0 0  
    B.I.SHOWER - 3RD FLBEDROOM 2011-09-23 2,850   200DB 5.000000000000 0 0 0  
    B.I. VANITY BATH 3RD FLOOR 2011-09-23 1,823   200DB 5.000000000000 0 0 0  
    BUILDING IMPROVEMENTS 2011-06-23 4,850 1,504 SL 27.500000000000 176 0 176  
    BUILDING IMPROVEMENTS 2011-11-01 10,468 3,096 SL 27.500000000000 381 0 381  
    CHAIRS 2011-07-01 361   200DB 7.000000000000 0 0 0  
    LANDSCAPE ENHANCEMENT WORK 2011-06-20 13,500 4,194 SL 27.500000000000 491 0 491  
    BLINDS 2011-05-17 2,742   200DB 5.000000000000 0 0 0  
    BUILDING IMPROVEMENTS 2011-04-13 25,465 8,064 SL 27.500000000000 926 0 926  
    ART 2011-08-29 255   200DB 7.000000000000 0 0 0  
    BUILDING IMPROVEMENTS 2011-09-23 28,250 8,516 SL 27.500000000000 1,027 0 1,027  
    BLINDS 2011-05-17 892   200DB 5.000000000000 0 0 0  
    BUILDING IMPROVEMENTS 2011-11-01 2,413 715 SL 27.500000000000 88 0 88  
    TENNESSEE TABLE & 6 CHAIRS (PKG) 2011-03-18 825   200DB 7.000000000000 0 0 0  
    SIDE CHAIRS 2011-03-18 517   200DB 7.000000000000 0 0 0  
    TABLE 2011-03-18 307   200DB 7.000000000000 0 0 0  
    BED 2011-03-18 1,000   200DB 7.000000000000 0 0 0  
    HEADBOARDS 2011-03-18 481   200DB 7.000000000000 0 0 0  
    FOOTBOARDS 2011-03-18 350   200DB 7.000000000000 0 0 0  
    SONOMA 5 SET 2011-03-18 1,200   200DB 7.000000000000 0 0 0  
    ENGLANDER SONOMA 2011-03-18 288   200DB 7.000000000000 0 0 0  
    ENGLANDER SONOMA 2011-03-18 912   200DB 7.000000000000 0 0 0  
    SOFA 2011-03-18 1,750   200DB 7.000000000000 0 0 0  
    CHAIRS 2011-03-18 1,400   200DB 7.000000000000 0 0 0  
    ENTERTAINMENT CONSOLE 2011-03-18 400   200DB 7.000000000000 0 0 0  
    TABLES 2011-03-18 650   200DB 7.000000000000 0 0 0  
    TABLES 2011-03-18 500   200DB 7.000000000000 0 0 0  
    CHESTS 2011-03-18 600   200DB 7.000000000000 0 0 0  
    NIGHT STAND 2011-03-18 975   200DB 7.000000000000 0 0 0  
    ASSORTED RUGS 2011-03-16 260   200DB 5.000000000000 0 0 0  
    ASSORTED RUGS 2011-02-28 780   200DB 5.000000000000 0 0 0  
    BUILDING IMPROVEMENTS 2011-09-23 26,990 8,134 SL 27.500000000000 981 0 981  
    BUILDING IMPROVEMENTS 2011-09-23 26,500 7,993 SL 27.500000000000 964 0 964  
    HP 620 NOTEBOOK INTEL PENTIUM 2011-04-05 1,078   200DB 5.000000000000 0 0 0  
    HP 500B DESKTOP PC PENTIUM 2011-04-05 470   200DB 5.000000000000 0 0 0  
    SONIC WALL TZ100 FIREWALL 2011-04-05 270   200DB 7.000000000000 0 0 0  
    DELL POWEREDGE SERVER 2011-04-05 1,619   200DB 5.000000000000 0 0 0  
    DELL VOSTRO LAPTOP 2011-07-07 5,880   200DB 5.000000000000 0 0 0  
    DELL VOSTRO DESKTOP 2011-07-07 1,320   200DB 5.000000000000 0 0 0  
    NEC DSX - 40 KEY SERVICE UNIT 2011-03-10 612   200DB 7.000000000000 0 0 0  
    NEC DSX - 40/80/160 INTRAMAIL 2011-03-10 700   200DB 7.000000000000 0 0 0  
    NEC DSX - 34 BUTTON BACKLIT 2011-03-10 1,985   200DB 7.000000000000 0 0 0  
    LAND - 107 WEST THIRD STREET 2011-06-15 156,330   L 27.500000000000 0 0 0  
    LAND - 218 NORVA 2011-06-27 92,351   L 27.500000000000 0 0 0  
    LAND - FAIRVIEW AVE 2011-06-15 142,515   L 27.500000000000 0 0 0  
    SIGNAGE 2012-02-03 3,968 1,984 200DB 5.000000000000 0 0 0  
    CELL PHONES 2012-07-01 1,744 872 200DB 5.000000000000 0 0 0  
    COMPUTERS 2012-05-24 16,973 8,486 200DB 5.000000000000 0 0 0  
    BUILDING - 107 WEST THIRD STREET 2011-06-15 645,576 200,516 SL 27.500000000000 23,475 0 23,475  
    HONDA ODYSSEY 2013-09-30 27,680 13,840 200DB 5.000000000000 0 0 0  
    FURNITURE 2013-05-31 425 212 200DB 5.000000000000 0 0 0  
    BUILDING IMPROVEMENTS 2013-11-30 71,894 16,011 SL 27.500000000000 2,614 0 2,614  
    HONDA ODYSSEY 2014-03-31 26,756 13,378 200DB 5.000000000000 0 0 0  
    COMPUTER HARDWARE 2014-03-30 5,463 2,731 200DB 5.000000000000 0 0 0  
    SOFTWARE 2014-07-30 6,780 3,390 200DB 3.000000000000 0 0 0  
    FURNITURE 2014-06-30 2,400 1,200 200DB 5.000000000000 0 0 0  
    FURNITURE - PIANO 2014-12-30 19,700 9,850 200DB 5.000000000000 0 0 0  
    FURNITURE 2014-03-20 15,674 7,837 200DB 5.000000000000 0 0 0  
    BUILDING IMPROVEMENTS 2014-05-31 126,300 25,835 SL 27.500000000000 4,593 0 4,593  
    LAND - WEST PATRICK STREET 2014-04-09 457,707   L   0 0 0  
    BUILDING IMPROVEMENTS - 2016-06-01 1,853,123 238,659 SL 27.500000000000 67,386 0 67,386  
    BUILDING 2016-06-01 3,418,510 440,261 SL 27.500000000000 124,309 0 124,309  
    FURNISHINGS 2016-06-01 56,424 23,337 200DB 5.000000000000 3,250 0 11,285  
    FURNISHINGS 2016-06-01 169,151 69,960 200DB 5.000000000000 9,743 0 33,830  
    FURNITURE - PIANO UPDATES 2016-08-30 3,392 1,403 200DB 5.000000000000 195 0 678  
    FURNISHINGS 2017-06-14 5,000 1,780 200DB 5.000000000000 288 0 1,000  
    BUILDING IMPROVEMENTS 2017-04-25 86,099 8,480 SL 27.500000000000 3,131 0 3,131  
    OFFICE FURNITURE - MISCELLANEOUS 2017-06-30 9,154 3,259 200DB 5.000000000000 527 0 1,831  
    2018 TOYOTA SIENNA 2018-07-23 29,804 15,498 200DB 5.000000000000 5,722 0 5,961  
    VALUE CITY - MISC OFFICE FURNITURE 2018-11-20 940 489 200DB 5.000000000000 180 0 188  
    HOUSE FURNISHINGS - 609-611 W PATRICK 2018-03-30 490 255 200DB 5.000000000000 94 0 98  
    HOUSE FURNISHINGS 613 W PATRICK STUDIO 2018-04-30 38,660 20,103 200DB 5.000000000000 7,423 0 7,732  
    HOUSE FURNISHINGS 613 W PATRICK STUDIO 2018-03-31 51,332 26,692 200DB 5.000000000000 9,856 0 10,266  
    613 W PATRICK GROUP HOME STUDIO - BUILDING 2018-02-28 2,906,263 198,154 SL 27.500000000000 105,682 0 105,682  
    2015 TOYOTA SIENNA 2019-03-08 18,000 3,600 200DB 5.000000000000 5,760 0 3,600  
    HARBER'S FURNITURE 2019-01-30 7,535 1,507 200DB 5.000000000000 2,411 0 1,507  
    LAND - 615 W PATRICK ST 2020-06-09 250,500   L   0 0 0  
    FURNITURE 2020-06-15 2,985   200DB 5.000000000000 2,985 0 348  
    FURNITURE 2020-11-23 1,435   200DB 5.000000000000 1,435 0 24  
    DATA EQUIPMENT 2020-02-17 1,337   200DB 5.000000000000 1,337 0 223  
    FURNITURE 2020-04-07 209   200DB 5.000000000000 209 0 31  
    FURNITURE 2020-05-18 248   200DB 5.000000000000 248 0 29  
    FURNITURE 2020-03-05 860   200DB 5.000000000000 860 0 143  
    HVAC 2020-12-31 342,838   200DB 5.000000000000 342,838 0 0  

    TY 2020 ExplnOfNonFilingWithAGStmt
    Name:
    THE SYLVAN C HERMAN FOUNDATION INC
    EIN:
    20-3265230
    Statement:
    ON DEC. 12, 2008, THE DISTRICT OF COLUMBIA OFFICE OF TAX AND REVENUE ELIMINATED THE IRS FORM 990-PF FILING OBLIGATION. A COPY OF THE 990-PF HAS BEEN PROVIDED TO THE ATTORNEY GENERAL OF MARYLAND. A COPY OF THE 990-PF HAS BEEN PROVIDED TO THE DEPARTMENT OF REVENUE OF GEORGIA.

    TY 2020 GeneralExplanationAttachment
    Name:
    THE SYLVAN C HERMAN FOUNDATION INC
    EIN:
    20-3265230
    Identifier Return Reference Explanation
    SCHEDULE OF CONTROLLED ENTITIES UNDER 512(B)(13) FORM 990-PF, PAGE 5, PART VII-A, LINE 11 CLEARVIEW COMMUNITIES, LLC - 1120 VERMONT AVENUE NW, SHITE 900, WASHINGTON, DC 20005-3532 (EIN: 27-4060312)107 WEST THIRD STREET LLC - 1120 VERMONT AVENUE NW, SHITE 900, WASHINGTON, DC 20005-3532 (EIN: 20-3265230)14 FAIRVIEW AVENUE LLC - 1120 VERMONT AVENUE NW, SHITE 900, WASHINGTON, DC 20005-3532 (EIN: 20-3265230)218 NORVA AVENUE LLC - 1120 VERMONT AVENUE NW, SHITE 900, WASHINGTON, DC 20005-3532 (EIN: 20-3265230))GOOD NEIGHBOR 1, LLC - 1120 VERMONT AVENUE NW, SHITE 900, WASHINGTON, DC 20005-3532 (EIN: 20-3265230)GOOD NEIGHBOR 2, LLC - 1120 VERMONT AVENUE NW, SHITE 900, WASHINGTON, DC 20005-3532 (EIN: 20-3265230)GOOD NEIGHBOR 3, LLC - 1120 VERMONT AVENUE NW, SHITE 900, WASHINGTON, DC 20005-3532 (EIN: 20-3265230)NONE OF THE ABOVE ENTITIES ARE EXCESS BUSINESS HOLDINGS.

    TY 2020 InvestmentsCorpStockSchedule
    Name:
    THE SYLVAN C HERMAN FOUNDATION INC
    EIN:
    20-3265230
    Name of Stock End of Year Book Value End of Year Fair Market Value
    CHARLES SCHWAB - STOCKS 7,444,556 27,150,422

    TY 2020 InvestmentsGovtObligationsSch
    Name:
    THE SYLVAN C HERMAN FOUNDATION INC
    EIN:
    20-3265230
    US Government Securities - End of Year Book Value:

    25,935,450
    US Government Securities - End of Year Fair Market Value:

    25,939,874
    State & Local Government Securities - End of Year Book Value:


    0
    State & Local Government Securities - End of Year Fair Market Value:


    0


    TY 2020 InvestmentsOtherSchedule2
    Name:
    THE SYLVAN C HERMAN FOUNDATION INC
    EIN:
    20-3265230
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    INVESTMENT IN PA SMALL CO BUYOUT FUND V, L.P. FMV 960,289 1,491,146

    TY 2020 LandEtcSchedule2
    Name:
    THE SYLVAN C HERMAN FOUNDATION INC
    EIN:
    20-3265230
    Category / Item Cost / Other Basis Accumulated Depreciation Book Value End of Year Fair Market Value
    BUILDING - 14 FAIRVIEW AVE 162,305 56,315 105,990  
    BUILDING - 218 NORVA AVE 172,266 59,748 112,518  
    OFFICE FURNITURE 7,145 7,145 0  
    AUTOMOBILE 28,900 28,900 0  
    OFFICE FURNITURE - MISC 1,000 1,000 0  
    OVAL TABLE 1,710 1,710 0  
    FRENCH SIDEBOARD 1,433 1,433 0  
    NEOCLASSIC SIDE TABLE 1,021 1,021 0  
    TENNESSEE TABLE 7 SIX CHAIRS 825 825 0  
    ENGLANDER SONOMA-5 SET 3,300 3,300 0  
    LANE DALTON STATIONARY SOFA 1,750 1,750 0  
    LANE DALTON STATIONARY SOFA 1,400 1,400 0  
    LANE SURREY ENTERTAINMENT 400 400 0  
    LANE SURREY COCKTAIL TABLE 650 650 0  
    LANE SURREY END TABLE 500 500 0  
    ACME QUEEN BED COMPLETE 2,750 2,750 0  
    HEIDI CHAIR 1,312 1,312 0  
    HEIDI CHAIR 1,312 1,312 0  
    ORIENTAL RUG 908 908 0  
    COCKTAIL TABLE 581 581 0  
    BEDSIDE TABLE 428 428 0  
    CONTINENTAL LAMP TABLE 437 437 0  
    CHANCELLOR SOFA 4,724 4,724 0  
    ARM CHAIR 399 399 0  
    ARM CHAIR 399 399 0  
    WALL SCONCE 358 358 0  
    MANTLE ACCESSORIES 250 250 0  
    SILK PLANT 300 300 0  
    WALL CABINET 1,420 1,420 0  
    BUILT IN SHELVES ACCESSORIES 300 300 0  
    LIGHT FIXTURE 801 801 0  
    ACME CHEST 1,500 1,500 0  
    ACME NIGHT STAND 840 840 0  
    ACME ARMOIRE 1,550 1,550 0  
    LIBERTY SHEAF BACK SIDE CH 1,410 1,410 0  
    LIMITED EDITION PRINTS #142/540 1,710 1,710 0  
    FLORAL ARRANGEMENTS 600 600 0  
    CONSOLE TABLE 579 579 0  
    WALL SCONCE 358 358 0  
    FRAMED ART/LGSIDEDB 295 295 0  
    LG SIDEBOARD ACCESSORIES 400 400 0  
    FLORAL ARRANGEMENT 250 250 0  
    FRAMED ART 400 400 0  
    CELLING FIXTURE 281 281 0  
    WALL SCONCE 266 266 0  
    NIGHTSTAND 250 250 0  
    LOUNGE CHAIR 250 250 0  
    LOUNGE CHAIR 1,176 1,176 0  
    BUILDING IMPROVEMENTS 26,855 9,485 17,370  
    BUILDING IMPROVEMENTS 880 311 569  
    URNS 438 438 0  
    CONSOLE TABLE 400 400 0  
    MIRROR 299 299 0  
    DINING CHAIRS 260 260 0  
    POTTED TREE 690 690 0  
    TABLE LAMPS 600 600 0  
    B.I.SHOWER - 3RD FLBEDROOM 2,850 2,850 0  
    B.I. VANITY BATH 3RD FLOOR 1,823 1,823 0  
    BUILDING IMPROVEMENTS 4,850 1,680 3,170  
    BUILDING IMPROVEMENTS 10,468 3,477 6,991  
    CHAIRS 361 361 0  
    LANDSCAPE ENHANCEMENT WORK 13,500 4,685 8,815  
    BLINDS 2,742 2,742 0  
    BUILDING IMPROVEMENTS 25,465 8,990 16,475  
    ART 255 255 0  
    BUILDING IMPROVEMENTS 28,250 9,543 18,707  
    BLINDS 892 892 0  
    BUILDING IMPROVEMENTS 2,413 803 1,610  
    TENNESSEE TABLE & 6 CHAIRS (PKG) 825 825 0  
    SIDE CHAIRS 517 517 0  
    TABLE 307 307 0  
    BED 1,000 1,000 0  
    HEADBOARDS 481 481 0  
    FOOTBOARDS 350 350 0  
    SONOMA 5 SET 1,200 1,200 0  
    ENGLANDER SONOMA 288 288 0  
    ENGLANDER SONOMA 912 912 0  
    SOFA 1,750 1,750 0  
    CHAIRS 1,400 1,400 0  
    ENTERTAINMENT CONSOLE 400 400 0  
    TABLES 650 650 0  
    TABLES 500 500 0  
    CHESTS 600 600 0  
    NIGHT STAND 975 975 0  
    ASSORTED RUGS 260 260 0  
    ASSORTED RUGS 780 780 0  
    BUILDING IMPROVEMENTS 26,990 9,115 17,875  
    BUILDING IMPROVEMENTS 26,500 8,957 17,543  
    HP 620 NOTEBOOK INTEL PENTIUM 1,078 1,078 0  
    HP 500B DESKTOP PC PENTIUM 470 470 0  
    SONIC WALL TZ100 FIREWALL 270 270 0  
    DELL POWEREDGE SERVER 1,619 1,619 0  
    DELL VOSTRO LAPTOP 5,880 5,880 0  
    DELL VOSTRO DESKTOP 1,320 1,320 0  
    NEC DSX - 40 KEY SERVICE UNIT 612 612 0  
    NEC DSX - 40/80/160 INTRAMAIL 700 700 0  
    NEC DSX - 34 BUTTON BACKLIT 1,985 1,985 0  
    LAND - 107 WEST THIRD STREET 156,330 0 156,330  
    LAND - 218 NORVA 92,351 0 92,351  
    LAND - FAIRVIEW AVE 142,515 0 142,515  
    SIGNAGE 3,968 3,968 0  
    CELL PHONES 1,744 1,744 0  
    COMPUTERS 16,973 16,973 0  
    BUILDING - 107 WEST THIRD STREET 645,576 223,991 421,585  
    HONDA ODYSSEY 27,680 27,680 0  
    FURNITURE 425 425 0  
    BUILDING IMPROVEMENTS 71,894 18,625 53,269  
    HONDA ODYSSEY 26,756 26,756 0  
    COMPUTER HARDWARE 5,463 5,463 0  
    SOFTWARE 6,780 6,780 0  
    FURNITURE 2,400 2,400 0  
    FURNITURE - PIANO 19,700 19,700 0  
    FURNITURE 15,674 15,674 0  
    BUILDING IMPROVEMENTS 126,300 30,428 95,872  
    LAND - WEST PATRICK STREET 457,707 0 457,707  
    BUILDING IMPROVEMENTS - 1,853,123 306,045 1,547,078  
    BUILDING 3,418,510 564,570 2,853,940  
    FURNISHINGS 56,424 54,799 1,625  
    FURNISHINGS 169,151 164,279 4,872  
    FURNITURE - PIANO UPDATES 3,392 3,294 98  
    FURNISHINGS 5,000 4,568 432  
    BUILDING IMPROVEMENTS 86,099 11,611 74,488  
    OFFICE FURNITURE - MISCELLANEOUS 9,154 8,363 791  
    2018 TOYOTA SIENNA 29,804 21,220 8,584  
    VALUE CITY - MISC OFFICE FURNITURE 940 669 271  
    HOUSE FURNISHINGS - 609-611 W PATRICK 490 349 141  
    HOUSE FURNISHINGS 613 W PATRICK STUDIO 38,660 27,526 11,134  
    HOUSE FURNISHINGS 613 W PATRICK STUDIO 51,332 36,548 14,784  
    613 W PATRICK GROUP HOME STUDIO - BUILDING 2,906,263 303,836 2,602,427  
    2015 TOYOTA SIENNA 18,000 9,360 8,640  
    HARBER'S FURNITURE 7,535 3,918 3,617  
    LAND - 615 W PATRICK ST 250,500 0 250,500  
    FURNITURE 2,985 2,985 0  
    FURNITURE 1,435 1,435 0  
    DATA EQUIPMENT 1,337 1,337 0  
    FURNITURE 209 209 0  
    FURNITURE 248 248 0  
    FURNITURE 860 860 0  
    HVAC 342,838 342,838 0  


    TY 2020 LegalFeesSchedule
    Name:
    THE SYLVAN C HERMAN FOUNDATION INC
    EIN:
    20-3265230
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    LEGAL 18,952 0 8,165 10,787


    TY 2020 OtherAssetsSchedule
    Name:
    THE SYLVAN C HERMAN FOUNDATION INC
    EIN:
    20-3265230
    Description Beginning of Year - Book Value End of Year - Book Value End of Year - Fair Market Value
    CONSTRUCTION IN PROGRESS 146,126 530,092 312,867


    TY 2020 OtherExpensesSchedule
    Name:
    THE SYLVAN C HERMAN FOUNDATION INC
    EIN:
    20-3265230
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    COMMUNICATION 86,208 0 86,208 0
    COMPUTER MAINTENANCE 10,529 0 10,529 0
    INSURANCE 492,615 0 465,213 27,402
    INVESTMENT EXPENSES 59,403 53,279 6,124 0
    MAINTENANCE 91,968 0 91,968 0
    MEALS AND ENTERTAINMENT 5,354 0 5,354 0
    OTHER OPERATING EXPENSES 213,040 0 213,040 0
    RECRUITING 23,659 0 23,659 0
    SUBCONTRACTORS 1,461 0 1,461 0
    SUPPLIES 113,370 0 113,370 0
    UTILITIES 60,698 0 60,698 0


    TY 2020 OtherIncomeSchedule2
    Name:
    THE SYLVAN C HERMAN FOUNDATION INC
    EIN:
    20-3265230
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    SERVICE INCOME FROM THE RESIDENTS 5,300,167   5,300,167
    LEAVE OF ABSENCE INCOME 3,500   3,500
    MISCELLANEOUS INCOME 61   61
    PA SMALL CO BUYOUT FUND V, L.P. 4,357   0


    TY 2020 OtherIncreasesSchedule
    Name:
    THE SYLVAN C HERMAN FOUNDATION INC
    EIN:
    20-3265230
    Description Amount
    PPP LOANS 563,100


    TY 2020 OtherLiabilitiesSchedule
    Name:
    THE SYLVAN C HERMAN FOUNDATION INC
    EIN:
    20-3265230
    Description Beginning of Year - Book Value End of Year - Book Value
    SECURITY DEPOSITS HELD 48,000 34,500


    TY 2020 TaxesSchedule
    Name:
    THE SYLVAN C HERMAN FOUNDATION INC
    EIN:
    20-3265230
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAX PAID 152 152 0 0
    PAYROLL TAX PAID 224,203 0 224,203 0
    OTHER TAXES 3,613 0 3,613 0
    FEDERAL TAX PAID 43,497 0 43,497 0