Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2020
Open to Public Inspection
For calendar year 2020, or tax year beginning 01-01-2020 , and ending 12-31-2020
Name of foundation
EXELON FOUNDATION
 
Number and street (or P.O. box number if mail is not delivered to street address)10 S Dearborn No 50 FL
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
CHICAGO, IL60603
A Employer identification number

83-0499473
B Telephone number (see instructions)

(312) 394-3340
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$128,472,046J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 12,000
2 Check bullet.............
3 Interest on savings and temporary cash investments 269 269  
4 Dividends and interest from securities... 2,200,189 2,200,189  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 423,756
b Gross sales price for all assets on line 6a  
7 Capital gain net income (from Part IV, line 2)... 423,756
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 256,072 256,072  
12 Total. Add lines 1 through 11........ 2,892,286 2,880,286  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 12,000 6,000   6,000
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule)......... Click to see attachment 69,060 34,972   34,088
b Accounting fees (attach schedule)....... Click to see attachment 19,650 19,650   0
c Other professional fees (attach schedule).... Click to see attachment 489,932 489,932   0
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment 60,917 31,138   0
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 210,882 156,221   0
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 862,441 737,913   40,088
25 Contributions, gifts, grants paid....... 14,800,581 12,590,005
26 Total expenses and disbursements. Add lines 24 and 25 15,663,022 737,913   12,630,093
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -12,770,736
b Net investment income (if negative, enter -0-) 2,142,373
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2020)
Form 990-PF (2020)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 5,610 5,662 5,662
2 Savings and temporary cash investments......... 1,262,152 1,858,690 1,858,690
3 Accounts receivable bullet224,497
Less: allowance for doubtful accounts bullet   31,216,933 224,497 224,497
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)....... 34,651,026 Click to see attachment43,232,669 57,139,810
c Investments—corporate bonds (attach schedule).......      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 53,935,621 Click to see attachment64,544,775 68,335,985
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet) Click to see attachment46,592 Click to see attachment882,402 Click to see attachment907,402
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 121,117,934 110,748,695 128,472,046
Liabilities 17 Accounts payable and accrued expenses.......... 163,042 353,960
18 Grants payable................. 5,559,784 7,770,359
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)......... 5,722,826 8,124,319
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions........... 115,395,108 102,624,376
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........    
27 Paid-in or capital surplus, or land, bldg., and equipment fund    
28 Retained earnings, accumulated income, endowment, or other funds    
29 Total net assets or fund balances (see instructions)..... 115,395,108 102,624,376
30 Total liabilities and net assets/fund balances (see instructions). 121,117,934 110,748,695
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
115,395,108
2
Enter amount from Part I, line 27a .....................
2
-12,770,736
3
Other increases not included in line 2 (itemize) bulletClick to see attachment
3
4
4
Add lines 1, 2, and 3 ..........................
4
102,624,376
5
Decreases not included in line 2 (itemize) bullet
5
0
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
102,624,376
Form 990-PF (2020)
Form 990-PF (2020)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a NEUBERGER BERMAN HIGH INCOME FUND LLC P    
b NEUBERGER BERMAN HIGH INCOME FUND LLC P    
c NORTHERN TRUST PUBLICLY TRADED SECURITIES P    
d BPIF NON-TAXABLE FUND LP P    
e US REAL ESTATE INCOME & GROWTH DOMESTIC LP P    
LEGAL & GENERAL MSCI EAFE FUND,LLC P    
NB EMERGING MKT DEBT FD LLC P    
nb EMERGING MKT DEBT FD LLC P    
leGAL & GENERAL MSCI EAFE FUND,LLC P    
LEGAL & GENERAL MSCI EAFE FUND,LLC SECTION 1256 CONTRACTS & STRADDLES P    
NB EMERGING MARKET DEBT FUND LLC SECTION 1256 CONTRACTS & STRADDLES P    
NB EMERGING MARKET DEBT FUND LLC DISTRIBUTION IN EXCESS OF TAX BASIS P    
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a       -57,996
b       -51,367
c       -147,934
d       42,392
e       177,417
      135,623
      110,573
      247,247
      5,469
      2,455
      -39,581
      -542
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       -57,996
b       -51,367
c       -147,934
d       42,392
e       177,417
      135,623
      110,573
      247,247
      5,469
      2,455
      -39,581
      -542
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 423,756
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
SECTION 4940(e) REPEALED ON DECEMBER 20, 2019 - DO NOT COMPLETE
1 Reserved
(a)
Reserved 		(b)
Reserved 		(c)
Reserved 		(d)
Reserved
2
Reserved...........................
2
3
Reserved...........................
3
4
Reserved...........................
4
5
Reserved...........................
5
6
Reserved...........................
6
7
Reserved...........................
7
8
Reserved,..........................
8
Form 990-PF (2020)
Form 990-PF (2020)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Reserved................................ 1 29,779
c All other domestic foundations enter 1.39% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 29,779
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 29,779
6 Credits/Payments:
a 2020 estimated tax payments and 2019 overpayment credited to 2020 6a 46,592
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c 60,000
d Backup withholding erroneously withheld ........... 6d 0
7 Total credits and payments. Add lines 6a through 6d.............. 7 106,592
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 76,813
11 Enter the amount of line 10 to be: Credited to 2021 estimated taxBullet76,813 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
     
    No
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletIL
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2020 or the taxable year beginning in 2020? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. Click to see attachment...............................
    10
    Yes
     
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletPAULA CONRAD Telephone no.bullet (312) 394-5790

    Located atbullet10 S DearbornCHICAGOIL ZIP+4bullet60603
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2020, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
     
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2020?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2020, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2020?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2020 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2020.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2020?
    4b
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    CHRISTOPHER CRANE CHAIRMAN/DIRECTOR
    1.50     		0 0 0
    10 S Dearborn
    CHICAGO,IL60603
    PAULA CONRAD PRESIDENT
    3.00     		0 0 0
    10 S Dearborn
    CHICAGO,IL60603
    MICHELLE MCCONNELL SECRETARY
    10.00     		0 0 0
    10 S Dearborn
    CHICAGO,IL60603
    JOSEPH NIGRO TREASURER/DIRECTOR
    0.25     		0 0 0
    10 S Dearborn
    CHICAGO,IL60603
    ELISABETH GRAHAM ASSISTANT TREASURER
    0.25     		0 0 0
    10 S Dearborn
    CHICAGO,IL60603
    ELIZABETH HENSEN ASSISTANT SECRETARY
    0.25     		0 0 0
    10 S Dearborn
    CHICAGO,IL60603
    KATHERINE A SMITH ASSISTANT SECRETARY
    0.25     		0 0 0
    10 S Dearborn
    CHICAGO,IL60603
    DOUGLAS J BROWN DIRECTOR
    0.25     		0 0 0
    10 S Dearborn
    CHICAGO,IL60603
    ROSEMARIE GRECO DIRECTOR
    0.25     		6,000 0 0
    10 S Dearborn
    CHICAGO,IL60603
    CALVIN BUTLER DIRECTOR
    0.25     		0 0 0
    10 S Dearborn
    CHICAGO,IL60603
    AMY BEST DIRECTOR
    0.25     		0 0 0
    10 S Dearborn
    CHICAGO,IL60603
    CARTER CULVER DIRECTOR
    0.25     		0 0 0
    10 S Dearborn
    CHICAGO,IL60603
    WILLIAM A VON HOENE JR DIRECTOR
    0.25     		0 0 0
    10 S Dearborn
    CHICAGO,IL60603
    JOSEPH DOMINQUEZ VICE PRESIDENT/DIRECTOR
    0.25     		0 0 0
    10 S Dearborn
    cHICAGO,IL60603
    MAGGIE FITZPATRICK VICE PRESIDENT/DIRECTOR
    0.25     		0 0 0
    10 S Dearborn
    cHICAGO,IL60603
    JUDITH RADER VICE PRESIDENT/DIRECTOR
    0.25     		0 0 0
    10 S Dearborn
    cHICAGO,IL60603
    ROBERT J LAWLESS DIRECTOR
    0.25     		6,000 0 0
    10 S Dearborn
    cHICAGO,IL60603
    MICHAEL INNOCENZO DIRECTOR
    0.25     		0 0 0
    10 S Dearborn
    cHICAGO,IL60603
    STEVEN J SOLOMON PRESIDENT
    3.00     		0 0 0
    10 S Dearborn
    CHICAGO,IL60603
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    BLACKROCK FINANCIAL MANAGEMENT INC INVESTMENT ADVISORY FEES 106,620
    55 EAST 52ND STREET
    NEW YORK,NY10055
    ICON CONSULTANTS WORKFORCE MANAGEMENT SERVICES FOR 2C2I INVESTMENT 54,442
    100 WAUGH DRIVE SUITE 200
    HOUSTON,TX77007
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    117,519,017
    b
    Average of monthly cash balances.......................
    1b
    97,320
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    117,616,337
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    117,616,337
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    1,764,245
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    115,852,092
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    5,792,605
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    5,792,605
    2a
    Tax on investment income for 2020 from Part VI, line 5......
    2a
    29,779
    b
    Income tax for 2020. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    29,779
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    5,762,826
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    5,762,826
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    5,762,826
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    12,630,093
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    12,630,093
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    12,630,093
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2019     		(c)
    2019     		(d)
    2020
    1 Distributable amount for 2020 from Part XI, line 7 5,762,826
    2 Undistributed income, if any, as of the end of 2020:
    a Enter amount for 2019 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2020:
    a From 2015......  
    b From 2016......  
    c From 2017......  
    d From 2018...... 2,514,895
    e From 2019...... 4,788,492
    fTotal of lines 3a through e........ 7,303,387
    4Qualifying distributions for 2020 from Part
    XII, line 4: bullet$ 12,630,093
    a Applied to 2019, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2020 distributable amount..... 5,762,826
    e Remaining amount distributed out of corpus 6,867,267
    5 Excess distributions carryover applied to 2020. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 14,170,654
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2020. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2021 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2015 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9Excess distributions carryover to 2021.
    Subtract lines 7 and 8 from line 6a ......     		14,170,654
    10 Analysis of line 9:
    a Excess from 2016....  
    b Excess from 2017....  
    c Excess from 2018.... 2,514,895
    d Excess from 2019.... 4,788,492
    e Excess from 2020.... 6,867,267
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2020, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2020 (b) 2019 (c) 2018 (d) 2017
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    THE CHICAGO COMMUNITY FOUNDATION
    225 NORTH MICHIGAN AVENUESUITE 2200
    CHICAGO,IL60601     		N/A PC ILLINOIS COVID-19 RESPONSE FUND 900,000
    BALTIMORE COMMUNITY FOUNDATION
    11 EAST MOUNT ROYAL AVENUE2ND FL
    BALTIMORE,MD21202     		N/A PC COVID-19 RESPONSE FUND 100,000
    UNITED WAY OF CENTRAL MARYLAND
    1800 WASHINGTON BLVD
    BALTIMORE,MD21230     		N/A PC COVID-19 RESPONSE FUND 100,000
    BUILDING BRIDGES ACROSS THE RIVER
    1901 MISSISSIPPI AVE SE
    WASHINGTON,DC20020     		N/A PC 11TH STREET BRIDGE PROJECT 575,000
    CITY YEAR CHICAGO
    36 S WABASH SUITE 1300
    CHICAGO,IL60603     		N/A PC SPONSORSHIP OF 10 CORPS MEMBERS FOR THE 2019-2020 YEAR 50,000
    CITY YEAR WASHINGTON DC
    1875 CONNECTICUT AVENWSUITE 414
    WASHINGTON,DC20009     		N/A PC SPONSORSHIP OF 10 CORPS MEMBERS FOR THE 2019-2020 YEAR 50,000
    CYBERGRANTSJK GROUP MATCHING DONATIONS TO PCS-LIST AVAILABLE UPON REQUEST
    50 MILLSTONE ROADBLDG 200 FL 2STE
    230
    EAST WINDSOR,NJ08520     		N/A PC GENERAL 6,931,671
    MUSEUM OF SCIENCE & INDUSTRY
    5700 S LAKE SHORE DRIVE
    CHICAGO,IL60637     		N/A PC HUMAN/NATURE CLIMATE CHANGE EXHIBITION 1,000,000
    UNITED WAY OF GREATER PHILADELPHIA AND SOUTHERN NEW JERSEY
    1709 BENJAMIN FRANKLIN PARKWAY
    PHILADELPHIA,PA19103     		N/A PC COVID-19 RESPONSE FUND 250,000
    FEDERAL CITY COUNCIL
    1310 L STREET NWSUITE 325
    WASHINGTON,DC20005     		N/A PC STATEHOOD RESEARCH DC 150,000
    JOHN F KENNEDY CENTER FOR THE PERFORMING ARTS
    2700 F STREET NW
    WASHINGTON,DC20566     		N/A PC ARTS EDUCATION IN DC PUBLIC SCHOOLS 75,000
    NATIONAL ENERGY EDUCATION DEVELOPMENT PROJECT (NEED)
    8408 KAO CIRCLE
    MANASSAS,VA22032     		N/A PC ENERGIZING STUDENT POTENTIAL STEM PROGRAM IN DC,PRINCE GEORGE'S COUNTY AND MONTGOMERY COUNTY PUBLIC SCHOOLS. 200,000
    NATIONAL ENERGY EDUCATION DEVELOPMENT PROJECT (NEED)
    8408 KAO CIRCLE
    MANASSAS,VA22032     		N/A PC PEEP PROGRAMS IN PECO SERVICE AREA 100,000
    NATIONAL ENERGY EDUCATION DEVELOPMENT PROJECT (NEED)
    8408 KAO CIRCLE
    MANASSAS,VA22032     		N/A PC ESP EXELON GENERATION PROGRAM 80,000
    NATIONAL ENERGY EDUCATION DEVELOPMENT PROJECT (NEED)
    8408 KAO CIRCLE
    MANASSAS,VA22032     		n/A pC UN WOMEN STEM ACADEMY PROGRAM 502,334
    PERSPECTIVES CHARTER SCHOOLS
    1530 S STATE STREET 2ND FLOOR
    CHICAGO,IL60605     		N/A PC SUPPORT FOR NEW CAMPUS PROJECT STEM LAB 165,000
    SMITHSONIAN INSTITUTION
    1000 JEFFERSON DRIVE SW
    WASHINGTON,DC20013     		N/A PC SUPPORT OF THE NATIONAL MUSEUM OF AFRICAN AMERICAN HISTORY AND CULTURE CAPITAL CAMPAIGN 200,000
    WASHINGTON AREA COMMUNITY INVESTMENT FUND
    2012 RHODE ISLAND AVE NE
    WASHINGTON,DC20018     		N/A PC COVID-19 RELIEF SUPPORT 75,000
    US NATIONAL COMMITTEE FOR UN WOMEN
    220 EAST 42ND STREET
    NEW YORK,NY10017     		n/A pc HEFORSHE OUTREACH AND ADVOCACY 300,000
    UNITED WAY OF THE NATIONAL CAPITAL AREA
    1101 15TH STREET NWSUITE 1000
    WASHINGTON,DC20005     		N/A PC COVID-19 RESPONSE FUND 175,000
    UNITED WAY OF THE CAPITAL REGION
    2235 MILLENNIUM WAY
    ENOLA,PA17025     		N/A PC COMMUNITY IMPACT GAP GRANT 16,000
    UNIVERSITY CITY SCIENCE CENTER
    3711 MARKET STREET
    PHILADELPHIA,PA19104     		N/A PC FIRSTHAND:OPENING DOORS FOR THE MINDS OF TOMORROW PROGRAM 35,000
    CITY YEAR CHICAGO
    36 S WABASH SUITE 1300
    cHICAGO,IL60603     		N/A PC CORP TEAMS SUPPORT 100,000
    CITY YEAR DC
    1875 CONNECTICUT AVENWSUITE 414
    WASHINGTON,DC20009     		N/A PC CORP TEAMS SUPPORT 100,000
    MONTGOMERY COUNTY ECONOMIC DEVELOPMENT CORPORATION
    1801 ROCKVILLE PIKESUITE 3210
    ROCKVILE,MD20852     		N/A PC COVID-19 RELIEF SUPPORT 60,000
    NEW ECOLOGY INC
    15 COURT SQUARESUITE 420
    BOSTON,MA02018     		N/A PC 2c2i PROGRAM 100,000
    BALTIMORE CENTER STAGE
    700 CALVERT ST
    BALTIMORE,MD21202     		N/A PC GENERAL 10,000
    BEACH BUCCANEER YOUTH CLUB
    PO BOX 462
    CHESAPEAKE BAY,MD20732     		N/A PC GENERAL 10,000
    BEAUTIFUL GATES OUTREACH CENTER
    604 N WALNUT ST
    WILMINGTON,DE19801     		N/A PC GENERAL 10,000
    BIANCA'S KIDS INC
    621 S MAIN ST UNIT A
    WILLIAMSTOWN,NJ08094     		N/A PC GENERAL 5,000
    COMMUNITY FOUNDATION OF GREATER JOHNSTOWN
    116 MARKET ST SUITE 4
    JOHNSTOWN,PA15901     		N/A PC GENERAL 10,000
    FOOD AND FRIENDS INC
    219 RIGGS RD NE
    WASHINGTON,DC20011     		N/A PC GENERAL 10,000
    GETTING HEROES HOME
    3 HOLLOWS CT
    LE CLAIRE,IA52753     		N/A PC GENERAL 5,000
    GRUNDY AREA PADS
    1802 N DIVISION SUITE 510
    MORRIS,IL60450     		N/A PC GENERAL 5,000
    HABITAT FOR HUMANITY OF CHESTER COUNTY INC
    1847 E LANCASTER HWY
    COATESVILLE,PA19320     		N/A PC GENERAL 20,000
    HAMMONTON VOLUNTEER FIRE COMPANY NO 1
    108 FRONT STREET
    HAMMONTON,NJ08037     		N/A PC GENERAL 5,000
    HEADSTRONG FOUNDATION
    232 GREEN AVENUE
    HOLMES,PA19043     		N/A PC GENERAL 5,000
    HELPING HANDS PANTRY
    7620 ELM AVENUE
    MACHESNEY PARK,IL61115     		N/A PC GENERAL 10,000
    IMPRINT HOPE
    61 EXETER DRIVE
    BERKELEY HTS,NJ07922     		N/A PC GENERAL 10,000
    KREIDER SERVICES INC
    500 ANCHOR RD
    DIXON,IL61021     		N/A PC GENERAL 10,000
    LINDA CREED EPSTEIN FOUNDATION
    614 S 8TH STREET 277
    PHILADELPHIA,PA19147     		N/A PC GENERAL 10,000
    OSWEGO COUNTY OPPORTUNITIES INC
    239 ONEIDA ST
    FULTON,NY13069     		N/A PC GENERAL 5,000
    PASTORS INTERNATIONAL FOUNDATION INC
    PO BOX 854
    WAUCONDA,IL60084     		N/A PC GENERAL 5,000
    PEOPLE DO CARE INC DBA CHRISTIAN ROBERTS FOUNDATION
    3308 KILKENNY ST
    SILVER SPRING,MD20904     		N/A PC GENERAL 10,000
    SPECIAL OLYMPICS MARYLAND INC
    3701 COMMERCE DRIVE 103
    BALTIMORE,MD21227     		N/A PC GENERAL 5,000
    ST LEONARD VOLUNTEER FIRE & RESCUE CO 7 INC
    PO BOX 101
    ST LEONARD,MD20685     		N/A PC GENERAL 5,000
    TAKING THE LEAD INC
    21000 SLAB BRIDGE ROAD
    FREELAND,MD21053     		N/A PC GENERAL 10,000
    THE FAMILY TREE INC
    2108 N CHARLES ST
    BALTIMORE,MD21218     		N/A PC GENERAL 5,000
    YMCA OF DELAWARE-BLACK ACHIEVERS PROGRAM
    1000 NORTH WALNUT ST
    WILMINGTON,DE19801     		N/A PC GENERAL 10,000
    ALYSSA ALVIN FOUNDATION FOR HOPE
    525 DEMPSEY PLACE
    GENEVA,IL60134     		N/A PC GENERAL 10,000
    Total .................................bullet 3a 12,590,005
    bApproved for future payment
    ILLINOIS HOLOCAUST MUSEUM & EDUCATION CENTER
    9603 WOODS DRIVE
    SKOKIE,IL60077     		N/A PC SUPPORT OF THE ILLINOIS HOLOCAUST MUSEUM AND EDUCATION CENTER STUDENT LEADERSHIP DAYS PROGRAM 100,000
    MUSEUM OF SCIENCE & INDUSTRY
    5700 S LAKE SHORE DRIVE
    CHICAGO,IL60637     		N/A PC HUMAN/NATURE CLIMATE CHANGE EXHIBITION 4,000,000
    DECEMBER CONTRIBUTIONS MADE TO PUBLIC CHARITIES THRU MATCHING GIFT PROGRAM
    Po box 7174
    PHILADELPHIA,NJ08543     		N/A PC GENERAL 1,149,999
    NATIONAL ENERGY EDUCATION DEVELOPMENT PROJECT (NEED)
    8408 KAO CIRCLE
    MANASSAS,VA22032     		n/A PC STEM LEADERSHIP ACADEMY 600,000
    NATIONAL ENERGY EDUCATION DEVELOPMENT PROJECT (NEED)
    8408 KAO CIRCLE
    MANASSAS,VA22032     		N/A PC MIDDLE SCHOOL ENERGY-EDUCATION PROGRAMS 455,000
    NATIONAL ENERGY EDUCATION DEVELOPMENT PROJECT (NEED)
    8408 KAO CIRCLE
    MANASSAS,VA22032     		N/A PC UN WOMEN STEM ACADEMY PROGRAM 10,360
    Total .................................bullet 3b 6,315,359
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		    14 269  
    4 Dividends and interest from securities....     14 2,200,189  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....     14 256,072  
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 423,756  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. 0 2,880,286 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    2,880,286
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2020)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    THE CHICAGO COMMUNITY FOUNDATION225 NORTH MICHIGAN AVENUESUITE 2200
    CHICAGO,IL60601     		N/A PC ILLINOIS COVID-19 RESPONSE FUND 900,000
    BALTIMORE COMMUNITY FOUNDATION11 EAST MOUNT ROYAL AVENUE2ND FL
    BALTIMORE,MD21202     		N/A PC COVID-19 RESPONSE FUND 100,000
    UNITED WAY OF CENTRAL MARYLAND1800 WASHINGTON BLVD
    BALTIMORE,MD21230     		N/A PC COVID-19 RESPONSE FUND 100,000
    BUILDING BRIDGES ACROSS THE RIVER1901 MISSISSIPPI AVE SE
    WASHINGTON,DC20020     		N/A PC 11TH STREET BRIDGE PROJECT 575,000
    CITY YEAR CHICAGO36 S WABASH SUITE 1300
    CHICAGO,IL60603     		N/A PC SPONSORSHIP OF 10 CORPS MEMBERS FOR THE 2019-2020 YEAR 50,000
    CITY YEAR WASHINGTON DC1875 CONNECTICUT AVENWSUITE 414
    WASHINGTON,DC20009     		N/A PC SPONSORSHIP OF 10 CORPS MEMBERS FOR THE 2019-2020 YEAR 50,000
    CYBERGRANTSJK GROUP MATCHING DONATIONS TO PCS-LIST AVAILABLE UPON REQUEST50 MILLSTONE ROADBLDG 200 FL 2STE
    230
    EAST WINDSOR,NJ08520     		N/A PC GENERAL 6,931,671
    MUSEUM OF SCIENCE & INDUSTRY5700 S LAKE SHORE DRIVE
    CHICAGO,IL60637     		N/A PC HUMAN/NATURE CLIMATE CHANGE EXHIBITION 1,000,000
    UNITED WAY OF GREATER PHILADELPHIA AND SOUTHERN NEW JERSEY1709 BENJAMIN FRANKLIN PARKWAY
    PHILADELPHIA,PA19103     		N/A PC COVID-19 RESPONSE FUND 250,000
    FEDERAL CITY COUNCIL1310 L STREET NWSUITE 325
    WASHINGTON,DC20005     		N/A PC STATEHOOD RESEARCH DC 150,000
    JOHN F KENNEDY CENTER FOR THE PERFORMING ARTS2700 F STREET NW
    WASHINGTON,DC20566     		N/A PC ARTS EDUCATION IN DC PUBLIC SCHOOLS 75,000
    NATIONAL ENERGY EDUCATION DEVELOPMENT PROJECT (NEED)8408 KAO CIRCLE
    MANASSAS,VA22032     		N/A PC ENERGIZING STUDENT POTENTIAL STEM PROGRAM IN DC,PRINCE GEORGE'S COUNTY AND MONTGOMERY COUNTY PUBLIC SCHOOLS. 200,000
    NATIONAL ENERGY EDUCATION DEVELOPMENT PROJECT (NEED)8408 KAO CIRCLE
    MANASSAS,VA22032     		N/A PC PEEP PROGRAMS IN PECO SERVICE AREA 100,000
    NATIONAL ENERGY EDUCATION DEVELOPMENT PROJECT (NEED)8408 KAO CIRCLE
    MANASSAS,VA22032     		N/A PC ESP EXELON GENERATION PROGRAM 80,000
    NATIONAL ENERGY EDUCATION DEVELOPMENT PROJECT (NEED)8408 KAO CIRCLE
    MANASSAS,VA22032     		n/A pC UN WOMEN STEM ACADEMY PROGRAM 502,334
    PERSPECTIVES CHARTER SCHOOLS1530 S STATE STREET 2ND FLOOR
    CHICAGO,IL60605     		N/A PC SUPPORT FOR NEW CAMPUS PROJECT STEM LAB 165,000
    SMITHSONIAN INSTITUTION1000 JEFFERSON DRIVE SW
    WASHINGTON,DC20013     		N/A PC SUPPORT OF THE NATIONAL MUSEUM OF AFRICAN AMERICAN HISTORY AND CULTURE CAPITAL CAMPAIGN 200,000
    WASHINGTON AREA COMMUNITY INVESTMENT FUND2012 RHODE ISLAND AVE NE
    WASHINGTON,DC20018     		N/A PC COVID-19 RELIEF SUPPORT 75,000
    US NATIONAL COMMITTEE FOR UN WOMEN220 EAST 42ND STREET
    NEW YORK,NY10017     		n/A pc HEFORSHE OUTREACH AND ADVOCACY 300,000
    UNITED WAY OF THE NATIONAL CAPITAL AREA1101 15TH STREET NWSUITE 1000
    WASHINGTON,DC20005     		N/A PC COVID-19 RESPONSE FUND 175,000
    UNITED WAY OF THE CAPITAL REGION2235 MILLENNIUM WAY
    ENOLA,PA17025     		N/A PC COMMUNITY IMPACT GAP GRANT 16,000
    UNIVERSITY CITY SCIENCE CENTER3711 MARKET STREET
    PHILADELPHIA,PA19104     		N/A PC FIRSTHAND:OPENING DOORS FOR THE MINDS OF TOMORROW PROGRAM 35,000
    CITY YEAR CHICAGO36 S WABASH SUITE 1300
    cHICAGO,IL60603     		N/A PC CORP TEAMS SUPPORT 100,000
    CITY YEAR DC1875 CONNECTICUT AVENWSUITE 414
    WASHINGTON,DC20009     		N/A PC CORP TEAMS SUPPORT 100,000
    MONTGOMERY COUNTY ECONOMIC DEVELOPMENT CORPORATION1801 ROCKVILLE PIKESUITE 3210
    ROCKVILE,MD20852     		N/A PC COVID-19 RELIEF SUPPORT 60,000
    NEW ECOLOGY INC15 COURT SQUARESUITE 420
    BOSTON,MA02018     		N/A PC 2c2i PROGRAM 100,000
    BALTIMORE CENTER STAGE700 CALVERT ST
    BALTIMORE,MD21202     		N/A PC GENERAL 10,000
    BEACH BUCCANEER YOUTH CLUBPO BOX 462
    CHESAPEAKE BAY,MD20732     		N/A PC GENERAL 10,000
    BEAUTIFUL GATES OUTREACH CENTER604 N WALNUT ST
    WILMINGTON,DE19801     		N/A PC GENERAL 10,000
    BIANCA'S KIDS INC621 S MAIN ST UNIT A
    WILLIAMSTOWN,NJ08094     		N/A PC GENERAL 5,000
    COMMUNITY FOUNDATION OF GREATER JOHNSTOWN116 MARKET ST SUITE 4
    JOHNSTOWN,PA15901     		N/A PC GENERAL 10,000
    FOOD AND FRIENDS INC219 RIGGS RD NE
    WASHINGTON,DC20011     		N/A PC GENERAL 10,000
    GETTING HEROES HOME3 HOLLOWS CT
    LE CLAIRE,IA52753     		N/A PC GENERAL 5,000
    GRUNDY AREA PADS1802 N DIVISION SUITE 510
    MORRIS,IL60450     		N/A PC GENERAL 5,000
    HABITAT FOR HUMANITY OF CHESTER COUNTY INC1847 E LANCASTER HWY
    COATESVILLE,PA19320     		N/A PC GENERAL 20,000
    HAMMONTON VOLUNTEER FIRE COMPANY NO 1108 FRONT STREET
    HAMMONTON,NJ08037     		N/A PC GENERAL 5,000
    HEADSTRONG FOUNDATION232 GREEN AVENUE
    HOLMES,PA19043     		N/A PC GENERAL 5,000
    HELPING HANDS PANTRY7620 ELM AVENUE
    MACHESNEY PARK,IL61115     		N/A PC GENERAL 10,000
    IMPRINT HOPE61 EXETER DRIVE
    BERKELEY HTS,NJ07922     		N/A PC GENERAL 10,000
    KREIDER SERVICES INC500 ANCHOR RD
    DIXON,IL61021     		N/A PC GENERAL 10,000
    LINDA CREED EPSTEIN FOUNDATION614 S 8TH STREET 277
    PHILADELPHIA,PA19147     		N/A PC GENERAL 10,000
    OSWEGO COUNTY OPPORTUNITIES INC239 ONEIDA ST
    FULTON,NY13069     		N/A PC GENERAL 5,000
    PASTORS INTERNATIONAL FOUNDATION INCPO BOX 854
    WAUCONDA,IL60084     		N/A PC GENERAL 5,000
    PEOPLE DO CARE INC DBA CHRISTIAN ROBERTS FOUNDATION3308 KILKENNY ST
    SILVER SPRING,MD20904     		N/A PC GENERAL 10,000
    SPECIAL OLYMPICS MARYLAND INC3701 COMMERCE DRIVE 103
    BALTIMORE,MD21227     		N/A PC GENERAL 5,000
    ST LEONARD VOLUNTEER FIRE & RESCUE CO 7 INCPO BOX 101
    ST LEONARD,MD20685     		N/A PC GENERAL 5,000
    TAKING THE LEAD INC21000 SLAB BRIDGE ROAD
    FREELAND,MD21053     		N/A PC GENERAL 10,000
    THE FAMILY TREE INC2108 N CHARLES ST
    BALTIMORE,MD21218     		N/A PC GENERAL 5,000
    YMCA OF DELAWARE-BLACK ACHIEVERS PROGRAM1000 NORTH WALNUT ST
    WILMINGTON,DE19801     		N/A PC GENERAL 10,000
    ALYSSA ALVIN FOUNDATION FOR HOPE525 DEMPSEY PLACE
    GENEVA,IL60134     		N/A PC GENERAL 10,000
    Total ...............................bullet 3a 12,590,005
    bApproved for future payment
    ILLINOIS HOLOCAUST MUSEUM & EDUCATION CENTER9603 WOODS DRIVE
    SKOKIE,IL60077     		N/A PC SUPPORT OF THE ILLINOIS HOLOCAUST MUSEUM AND EDUCATION CENTER STUDENT LEADERSHIP DAYS PROGRAM 100,000
    MUSEUM OF SCIENCE & INDUSTRY5700 S LAKE SHORE DRIVE
    CHICAGO,IL60637     		N/A PC HUMAN/NATURE CLIMATE CHANGE EXHIBITION 4,000,000
    DECEMBER CONTRIBUTIONS MADE TO PUBLIC CHARITIES THRU MATCHING GIFT PROGRAMPo box 7174
    PHILADELPHIA,NJ08543     		N/A PC GENERAL 1,149,999
    NATIONAL ENERGY EDUCATION DEVELOPMENT PROJECT (NEED)8408 KAO CIRCLE
    MANASSAS,VA22032     		n/A PC STEM LEADERSHIP ACADEMY 600,000
    NATIONAL ENERGY EDUCATION DEVELOPMENT PROJECT (NEED)8408 KAO CIRCLE
    MANASSAS,VA22032     		N/A PC MIDDLE SCHOOL ENERGY-EDUCATION PROGRAMS 455,000
    NATIONAL ENERGY EDUCATION DEVELOPMENT PROJECT (NEED)8408 KAO CIRCLE
    MANASSAS,VA22032     		N/A PC UN WOMEN STEM ACADEMY PROGRAM 10,360
    Total ................................bullet 3b 6,315,359
    Schedule B
    (Form 990, 990-EZ,
    or 990-PF)
    Department of the Treasury
    Internal Revenue Service
    Schedule of Contributors

    Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
    Arrow Bullet Go to www.irs.gov/Form990 for the latest information.
    OMB No. 1545-0047
    2020
    Name of the organization
    EXELON FOUNDATION
     
    Employer identification number

    83-0499473
    Organization type (check one):
    Filers of:
    Section:
    Form 990 or 990-EZ






    Form 990-PF




    Check if your organization is covered by the General Rule or a Special Rule.  
    Note: Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
    General Rule
    Special Rules
    ......... Arrow Bullet $  
    Caution: An organization that isn't covered by the General Rule and/or the Special Rules doesn't file Schedule B (Form 990,
    990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its Form 990-EZ
    or on its Form 990PF, Part I, line 2, to certify that it doesn't meet the filing requirements of Schedule B (Form 990,
    990-EZ, or 990-PF).
    For Paperwork Reduction Act Notice, see the Instructions
    for Form 990, 990-EZ, or 990-PF.
    Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020) Page 2
    Name of organization
    EXELON FOUNDATION
          		Employer identification number
    83-0499473
    Part I
    Contributors
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    1
    EXELON CORPORATION
     
    10 S DEARBORN
     
    CHICAGO, IL60603

    		$ 12,000


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Page 3
    Name of organization
    EXELON FOUNDATION
          		Employer identification number

    83-0499473
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Page 4
    Name of organization
    EXELON FOUNDATION
          		Employer identification number

    83-0499473
    Part III
    Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
    Use duplicate copies of Part III if additional space is needed.
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Additional Data


    Software ID:  
    Software Version:  

    TY 2020 AccountingFeesSchedule
    Name:
    EXELON FOUNDATION
    EIN:
    83-0499473
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    MITCHELL TITUS- AUDITING FEES 19,650 19,650   0

    TY 2020 InvestmentsCorpStockSchedule
    Name:
    EXELON FOUNDATION
    EIN:
    83-0499473
    Name of Stock End of Year Book Value End of Year Fair Market Value
    NORTHERN TRUST EQUITY SECURITIES 43,232,669 57,139,810

    TY 2020 InvestmentsOtherSchedule2
    Name:
    EXELON FOUNDATION
    EIN:
    83-0499473
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    NORTHERN TRUST FIXED INCOME AT COST 35,921,487 37,345,177
    BPIF NON TAXABLE FUND LP AT COST 13,592,317 12,850,908
    NEUBERGER BERMAN HIGH INCOME FUND LLC AT COST 4,505,252 4,679,051
    J.P. MORGAN US REAL ESTATE INCOME & GROWTH DOMESTIC LP AT COST 2,323,444 4,774,450
    LEGAL & GENERAL MSCI EAFE FUND LLC AT COST 8,159,901 8,644,025
    NEUBERGER BERMAN EMERGING MARKET DEBT FUND LLC AT COST 42,374 42,374

    TY 2020 LegalFeesSchedule
    Name:
    EXELON FOUNDATION
    EIN:
    83-0499473
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    PEPPER HAMILTON LLP LEGAL FEES 22,055 0   22,055
    TROUTMAN PEPPER LLP LEGAL FEES 12,033 0   12,033
    BALLARD SPAHR LEGAL FEES 2,794 2,794   0
    KATTEN MUCHIN ROSENMAN LEGAL FEES 32,178 32,178   0


    TY 2020 OtherAssetsSchedule
    Name:
    EXELON FOUNDATION
    EIN:
    83-0499473
    Description Beginning of Year - Book Value End of Year - Book Value End of Year - Fair Market Value
    FEDERAL EXCISE TAX RECEIVABLE 46,592 16,813 16,813
    GROWFLUX INC.CONVERTIBLE PROMISSORY NOTE 6%,1/27/23 0 104,767 104,767
    FRESH COAST CAPITAL LLC DBA GREENPRINT PTNRS PROMISSORY NOTE 5%, 5/22/23 0 103,055 103,055
    NAIM ENERGY TECH. LLC DBA NETENERGY CONVERTIBLE PROMISSARY NOTE 6%,1/31/22 0 103,600 103,600
    DYNAMHEX INC. CONVERTIBLE PROMISSORY NOTE 6%, 7/9/23 0 102,877 102,877
    AMIDUS RESILIENCE LLC SIMPLE AGREEMENT FOR FUTURE EQUITY 0 100,000 100,000
    PROPAGATE VENTURES SIMPLE AGREEMENT FOR FUTURE EQUITY 0 100,000 100,000
    ATP-MD,LLC CONVERTIBLE PROMISSARY NOTE,6%,7/27/22 0 51,290 51,290
    92,930 SHS RADIATOR LABS SERIES A PREFERRED STOCK 0 100,000 100,000
    28,950 SHS BLOCPOWER SERIES A PREFERRED STOCK 0 100,000 125,000


    TY 2020 OtherExpensesSchedule
    Name:
    EXELON FOUNDATION
    EIN:
    83-0499473
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    MISCELLANEOUS INVESTMENT FEES 15,323 15,323   0
    US REAL ESTATE INCOME & GROWTH DOMESTIC LP INVESTMENT FEES 5,197 5,197   0
    NEUBERGER BERMAN HIGH INCOME FUND LLC 2,361 2,361   0
    BPIF NON-TAXABLE FUND LP MANAGEMENT FEES 115,485 115,485   0
    BANK FEES & JK CREDIT CARD FEES 54,661 0   0
    NEUBERGER BERMAN EMERGING MARKET DEBT FUND LLC 17,855 17,855   0


    TY 2020 OtherIncomeSchedule2
    Name:
    EXELON FOUNDATION
    EIN:
    83-0499473
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    BPIF NON-TAXABLE FUND LP OTHER PORTFOLIO INCOME 1,200,930 1,200,930 1,200,930
    LEGAL & GENERAL MSCI EAFE FUND, LLC 29,140 29,140 29,140
    NEUBERGER BERMAN EMERGING MARKET DEBT FUND LLC -973,998 -973,998 -973,998


    TY 2020 OtherIncreasesSchedule
    Name:
    EXELON FOUNDATION
    EIN:
    83-0499473
    Description Amount
    RECONCILING ADJUSTMENT 4


    TY 2020 OtherProfessionalFeesSchedule
    Name:
    EXELON FOUNDATION
    EIN:
    83-0499473
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    NEUBERGER BERMAN LLC 65,393 65,393   0
    US REAL ESTATE INCOME & GROWTH DOMESTIC LP MANAGEMENT FEES 76,384 76,384   0
    MATARIN CAPITAL MANAGEMENT FEES 8,214 8,214   0
    BLACKROCK MANAGEMEMT FEES 106,597 106,597   0
    PIEDMONT MANAGEMEMT FEES 1,824 1,824   0
    NORTHERN TRUST 177,078 177,078   0
    ICON FOR 2C2I PROGRAM 54,442 54,442   0


    TY 2020 SubstantialContributorsSch
    Name:
    EXELON FOUNDATION
    EIN:
    83-0499473
    Name Address
    EXELON CORPORATION
          		10 S DEARBORN
    CHICAGO,IL60603


    TY 2020 TaxesSchedule
    Name:
    EXELON FOUNDATION
    EIN:
    83-0499473
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FEDERAL EXCISE TAX 29,779 0   0
    LEGAL & GENERAL MSCI EAFE FUND,LLC- FOREIGN TAX PAID 26,745 26,745   0
    NEUBERGER BERMAN EMERGING MARKET DEBT FUND LLC 4,230 4,230   0
    NORTHERN TRUST foreign tax withheld 163 163   0