Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2020
Open to Public Inspection
For calendar year 2020, or tax year beginning 01-01-2020 , and ending 12-31-2020
Name of foundation
C E AND S FOUNDATION INC
 
Number and street (or P.O. box number if mail is not delivered to street address)101 SOUTH 5TH STREET NO 1650
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
LOUISVILLE, KY40202
A Employer identification number

59-2466943
B Telephone number (see instructions)

(502) 583-0546
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$74,952,437J Accounting method:
modified cash
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 1,015,000
2 Check bullet.............
3 Interest on savings and temporary cash investments 604 604  
4 Dividends and interest from securities... 802,218 1,001,565  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 1,534,981
b Gross sales price for all assets on line 6a 22,867,821
7 Capital gain net income (from Part IV, line 2)... 2,346,223
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 0 2,336  
12 Total. Add lines 1 through 11........ 3,352,803 3,350,728  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 218,307 21,831   196,476
14 Other employee salaries and wages...... 276,089 27,609   248,480
15 Pension plans, employee benefits....... 75,319 7,532   67,787
16a Legal fees (attach schedule)......... Click to see attachment 501 0   501
b Accounting fees (attach schedule)....... Click to see attachment 13,214 0   13,214
c Other professional fees (attach schedule).... Click to see attachment 247,180 237,100   10,080
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment 9,000 4,740   0
19 Depreciation (attach schedule) and depletion...      
20 Occupancy.............. 68,790 6,879   61,911
21 Travel, conferences, and meetings....... 7,073 707   6,366
22 Printing and publications.......... 1,439 144   1,295
23 Other expenses (attach schedule)....... Click to see attachment 82,990 393,989   74,840
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 999,902 700,531   680,950
25 Contributions, gifts, grants paid....... 3,599,110 5,444,795
26 Total expenses and disbursements. Add lines 24 and 25 4,599,012 700,531   6,125,745
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -1,246,209
b Net investment income (if negative, enter -0-) 2,650,197
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2020)
Form 990-PF (2020)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 23,308 702,696 702,696
2 Savings and temporary cash investments......... 3,223,320 1,688,373 1,688,373
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)....... 6,371,979 Click to see attachment14,520,830 14,520,830
c Investments—corporate bonds (attach schedule).......      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 62,539,490 Click to see attachment57,973,892 57,973,892
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet) Click to see attachment166,741 Click to see attachment66,646 Click to see attachment66,646
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 72,324,838 74,952,437 74,952,437
Liabilities 17 Accounts payable and accrued expenses.......... 60,120 2,880
18 Grants payable................. 6,597,785 4,757,100
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)......... 6,657,905 4,759,980
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions...........    
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........ 0 0
27 Paid-in or capital surplus, or land, bldg., and equipment fund 0 0
28 Retained earnings, accumulated income, endowment, or other funds 65,666,933 70,192,457
29 Total net assets or fund balances (see instructions)..... 65,666,933 70,192,457
30 Total liabilities and net assets/fund balances (see instructions). 72,324,838 74,952,437
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
65,666,933
2
Enter amount from Part I, line 27a .....................
2
-1,246,209
3
Other increases not included in line 2 (itemize) bulletClick to see attachment
3
5,771,733
4
Add lines 1, 2, and 3 ..........................
4
70,192,457
5
Decreases not included in line 2 (itemize) bullet
5
0
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
70,192,457
Form 990-PF (2020)
Form 990-PF (2020)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a CAPITAL GAIN DISTRIBUTION P    
b CHARLES SCHWAB #1303 - DETAIL MAINTAINED P    
c CHARLES SCHWAB #1303 - DETAIL MAINTAINED P    
d CHARLES SCHWAB #6613 - DETAIL MAINTAINED P    
e CHARLES SCHWAB #6613 - DETAIL MAINTAINED P    
CHARLES SCHWAB #4121 - DETAIL MAINTAINED P    
CHARLES SCHWAB #4121 - DETAIL MAINTAINED P    
CHARLES SCHWAB #6805 - DETAIL MAINTAINED P    
CHARLES SCHWAB #6805 - DETAIL MAINTAINED P    
CHARLES SCHWAB #9817 - DETAIL MAINTAINED P    
CHARLES SCHWAB #9817 - DETAIL MAINTAINED P    
CHARLES SCHWAB #0566 - DETAIL MAINTAINED P    
K-1 GAINS/LOSSES P    
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a       954
b 2,622,559   2,772,441 -149,882
c 7,394,857   6,013,173 1,381,684
d 4,146,363   4,071,468 74,895
e 2,950,724   2,935,598 15,126
1,466,536   1,671,933 -205,397
1,556,148   1,308,911 247,237
270,985   280,302 -9,317
1,818,904   1,673,173 145,731
314,709   326,218 -11,509
197,434   150,907 46,527
128,602   129,670 -1,068
      811,242
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       954
b       -149,882
c       1,381,684
d       74,895
e       15,126
      -205,397
      247,237
      -9,317
      145,731
      -11,509
      46,527
      -1,068
      811,242
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 2,346,223
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
SECTION 4940(e) REPEALED ON DECEMBER 20, 2019 - DO NOT COMPLETE
1 Reserved
(a)
Reserved 		(b)
Reserved 		(c)
Reserved 		(d)
Reserved
2
Reserved...........................
2
3
Reserved...........................
3
4
Reserved...........................
4
5
Reserved...........................
5
6
Reserved...........................
6
7
Reserved...........................
7
8
Reserved,..........................
8
Form 990-PF (2020)
Form 990-PF (2020)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Reserved................................ 1 36,838
c All other domestic foundations enter 1.39% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 36,838
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 36,838
6 Credits/Payments:
a 2020 estimated tax payments and 2019 overpayment credited to 2020 6a 73,274
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c 0
d Backup withholding erroneously withheld ........... 6d 0
7 Total credits and payments. Add lines 6a through 6d.............. 7 73,274
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 36,436
11 Enter the amount of line 10 to be: Credited to 2021 estimated taxBullet36,436 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
Yes
 
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
Yes
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletKY, DE
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2020 or the taxable year beginning in 2020? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructionsClick to see attachment.................
    12
    Yes
     
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletCESFOUNDATION.COM
    14
    The books are in care ofbulletTESS MCNAIR EXECUTIVE DIRECTOR Telephone no.bullet (502) 583-0546

    Located atbullet101 SOUTH 5TH STREET SUITE 1650LOUISVILLEKY ZIP+4bullet40202
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2020, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
    No
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2020?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2020, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2020?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2020 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2020.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2020?
    4b
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    CAROL L JONES PRESIDENT, DIRECTOR
    5.00     		0 0 0
    101 S 5TH ST ST 1650
    LOUISVILLE,KY40202
    DANIEL H JONES SECRETARY, DIRECTOR
    5.00     		0 0 0
    101 S 5TH ST ST 1650
    LOUISVILLE,KY40202
    MATTHEW L JONES DIRECTOR
    5.00     		0 0 0
    101 S 5TH ST ST 1650
    LOUISVILLE,KY40202
    TESS P MCNAIR EXECUTIVE DIRECTOR
    50.00     		218,307 21,831 0
    101 S 5TH ST ST 1650
    LOUISVILLE,KY40202
    SUSAN T JONES DIRECTOR
    5.00     		0 0 0
    101 S 5TH ST ST 1650
    LOUISVILLE,KY40202
    DAVID A JONES JR DIRECTOR
    5.00     		0 0 0
    101 S 5TH ST ST 1650
    LOUISVILLE,KY40202
    DAVID WESSEL TREASURER
    5.00     		0 0 0
    101 S 5TH ST ST 1650
    LOUISVILLE,KY40202
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    ANTHONY PEYTON PROGRAM OFFICER
    40.00     		170,941 14,335 0
    101 S 5TH ST ST 1650
    LOUISVILLE,KY40202
    NICOLE EOVINO PROGRAM ASSOCIATE
    40.00     		92,648 7,140 0
    101 S 5TH ST ST 1650
    LOUISVILLE,KY40202
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    BBR PARTNERS LLC INVESTMENT MANAGEMENT 235,830
    140 E 45TH STREET 26TH FLOOR
    NEW YORK,NY10017
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1 NONE 0
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1 NONE 0
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    67,823,195
    b
    Average of monthly cash balances.......................
    1b
    1,121,390
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    68,944,585
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    68,944,585
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    1,034,169
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    67,910,416
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    3,395,521
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    3,395,521
    2a
    Tax on investment income for 2020 from Part VI, line 5......
    2a
    36,838
    b
    Income tax for 2020. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    36,838
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    3,358,683
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    3,358,683
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    3,358,683
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    6,125,745
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    6,125,745
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    6,125,745
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2019     		(c)
    2019     		(d)
    2020
    1 Distributable amount for 2020 from Part XI, line 7 3,358,683
    2 Undistributed income, if any, as of the end of 2020:
    a Enter amount for 2019 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2020:
    a From 2015...... 1,028,669
    b From 2016...... 1,722,823
    c From 2017...... 2,078,649
    d From 2018...... 488,516
    e From 2019...... 672,748
    fTotal of lines 3a through e........ 5,991,405
    4Qualifying distributions for 2020 from Part
    XII, line 4: bullet$ 6,125,745
    a Applied to 2019, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2020 distributable amount..... 3,358,683
    e Remaining amount distributed out of corpus 2,767,062
    5 Excess distributions carryover applied to 2020. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 8,758,467
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2020. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2021 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2015 not
    applied on line 5 or line 7 (see instructions) ...     		1,028,669
    9Excess distributions carryover to 2021.
    Subtract lines 7 and 8 from line 6a ......     		7,729,798
    10 Analysis of line 9:
    a Excess from 2016.... 1,722,823
    b Excess from 2017.... 2,078,649
    c Excess from 2018.... 488,516
    d Excess from 2019.... 672,748
    e Excess from 2020.... 2,767,062
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2020, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2020 (b) 2019 (c) 2018 (d) 2017
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
    TESS P MCNAIR EXECUTIVE DIRECTOR
    101 SOUTH 5TH STREET SUITE 1650
    LOUISVILLE,KY40202
    (502) 583-0546
    bThe form in which applications should be submitted and information and materials they should include:
    SEE CESFOUNDATION.COM, "GRANTSEEKERS" FOR APPLICATION INFORMATION.
    cAny submission deadlines:
    NONE
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    SEE CESFOUNDATION.COM, HOME PAGE "AREAS OF FOCUS" FOR AWARD INFORMATION.
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    21ST CENTURY PARKS INC
    471 WEST MAIN STREET
    LOUISVILLE,KY40202     		N/A PC GENERAL SUPPORT 2,500
    ADELANTE HISPANIC ACHIEVERS INC
    2005 DOUGLASS BLVD
    LOUISVILLE,KY40205     		N/A PC MENTORING & ENRICHMENT STRATEGIC EXPANSION 50,000
    AGE WELL SENIOR SERVICES INC
    23101 LAKE CENTER DRIVE SUITE 325
    LAKE FOREST,CA92630     		N/A PC COVID-19 ASSISTANCE FOR SENIORS 5,000
    ALZHEIMER'S ORANGE COUNTY
    2515 MCCABE WAY SUITE 200
    IRVINE,CA92614     		N/A PC COVID-19 ASSISTANCE FOR SENIORS 5,000
    AMERICANA COMMUNITY CENTER INC
    4801 SOUTHSIDE DRIVE
    LOUISVILLE,KY40214     		N/A PC YOUTH AND FAMILY EDUCATION PROGRAM 152,000
    THE ASPEN INSTITUTE INC
    2300 N STREET SUITE 700
    WASHINGTON,DC20037     		N/A PC SOCIETY OF FELLOWS 10,000
    THE BACH CHOIR OF BETHLEHEM
    440 HECKEWELDER PL
    BETHLEHEM,PA18018     		N/A PC GENERAL SUPPORT 2,000
    BATES COLLEGE
    2 ANDREWS RD 216 LANE HALL
    LEWISTON,ME04240     		N/A PC - SCHOOL SCHOLARSHIP SUPPORT 25,000
    BOYS & GIRLS CLUB OF KENTUCKIANA
    3900 CRITTENDEN DRIVE
    LOUISVILLE,KY40209     		N/A PC GENERAL SUPPORT, COVID 19 SUMMER PROGRAMS 305,000
    CABBAGE PATCH SETTLEMENT HOUSE INC
    1413 S SIXTH STREET
    LOUISVILLE,KY40208     		N/A PC GENERAL SUPPORT, COLLEGE PREPARATORY PROGRAM 40,000
    CATHOLIC CHARITIES OF LOUISVILLE
    2911 S 4TH STREET
    LOUISVILLE,KY40208     		N/A PC COVID NTI SUPPORT 25,000
    CENTER FOR NONPROFIT EXCELLENCE
    325 W MAIN ST STE 150
    LOUISVILLE,KY40202     		N/A PC GENERAL SUPPORT, COVID RESPONSE 86,000
    CENTERSTONE OF KENTUCKY INC
    10401 LINN STATION ROAD
    LOUISVILLE,KY40223     		N/A PC CHILD AND FAMILY SERVICES WEST CLINIC AFTER SCHOOL AND SUMMER PROGRAM 25,000
    CHANGE TODAY CHANGE TOMORROW
    409 W GAULBERT AVE APT 10
    LOUISVILLE,KY40208     		N/A PC GENERAL SUPPORT 10,000
    CHARITABLE VENTURES OF ORANGE COUNTY INC
    4041 MACARTHUR BLVD
    NEWPORT BEACH,CA92660     		N/A PC COMMUNITY RESILIENCE FUND 25,000
    COMMUNITY COORDINATED CHILD CARE
    1215 S 3RD STREET
    LOUISVILLE,KY40203     		N/A PC FAMILY CHILD CARE HOME NETWORK 50,000
    COMMUNITY FOUNDATION OF LOUISVILLE
    325 W MAIN STREET SUITE 1110
    LOUISVILLE,KY40202     		N/A PC DAF, EQUITY AND EXCELLENCE IN AFRICAN-AMERICAN EDUCATIONAL ATTAINMENT, COVID-19 RESPONSE, LOUISVILLE YOUTH PHILANTHROPY COUNCIL, GREATER LOUISVILLE PROJECT, EVOLVE502 1,563,733
    CONGREGATION ADATH ISRAEL B RITH SHOLOM
    5101 US HIGHWAY 42
    LOUISVILLE,KY40241     		N/A PC GENERAL SUPPORT 10,000
    CONGREGATION ADATH JESHURUN
    2401 WOODBOURNE AVE
    LOUISVILLE,KY40205     		N/A PC GENERAL SUPPORT 5,000
    COUNCIL ON AGING - SOUTHERN CALIFORNIA
    2 EXECUTIVE CIRCLE 175
    IRVINE,CA92614     		N/A PC COVID-19 ASSISTANCE FOR SENIORS 5,000
    DARE TO CARE
    PO BOX 35458
    LOUISVILLE,KY40232     		N/A PC GENERAL SUPPORT 70,000
    DOUGLASS BOULEVARD CHRISTIAN CHURCH
    2005 DOUGLASS BLVD
    LOUISVILLE,KY40205     		N/A PC COLECTIVO ESPERANZA FUND 100,000
    EDUCATIONAL JUSTICE
    PO BOX 1284
    LOUISVILLE,KY40205     		N/A PC EDUCATIONAL JUSTICE ACTIVISTS 75,000
    EVOLVE502 SCHOLARS FOUNDATION
    325 W MAIN STREET SUITE 1110
    LOUISVILLE,KY40202     		N/A PC LOUISVILLE PROMISE SCHOLARSHIP ENDOWMENT 1,000,000
    FUND FOR THE ARTS
    623 W MAIN ST
    LOUISVILLE,KY40202     		N/A PC CULTURAL LOU RECOVERY CAMPAIGN 50,000
    GIRL SCOUTS OF KENTUCKIANA
    2115 LEXINGTON RD
    LOUISVILLE,KY40206     		N/A PC GENERAL SUPPORT 20,000
    GLOBAL GAME CHANGERS CHILDREN'S EDUCATION INITIATIVE INC
    304 MOCKINGBIRD VALLEY ROAD
    LOUISVILLE,KY40207     		N/A PC GGC 3-YEAR IN-RESIDENCE EXPANDED LEARNING & SCHOOL EMPOWERMENT ZONE PROJECT 75,000
    HAVE A HEART FOUNDATION INC
    310 E BROADWAY STE 100
    LOUISVILLE,KY40202     		N/A PC GENERAL SUPPORT 19,623
    JEFFERSON COMMUNITY & TECHNICAL COLLEGE FOUNDATION INC
    109 E BROADWAY
    LOUISVILLE,KY40202     		N/A GOV GENERAL SUPPORT, COVID-RELATED STUDENT NEEDS FOR TECHNOLOGY 110,000
    JEWISH FAMILY AND CAREER SERVICES
    3587 DUTCHMANS LANE
    LOUISVILLE,KY40205     		N/A PC GENERAL SUPPORT 10,000
    KENTUCKY YOUTH ADVOCATES
    10200 LINN STATION RD SUITE 310
    LOUISVILLE,KY40223     		N/A PC BOUNCE COALITION 50,000
    KENYON COLLEGE
    105 CHASE AVE
    GAMBIER,OH43022     		N/A PC - SCHOOL SCHOLARSHIP SUPPORT 25,000
    LIGHTHOUSE PROMISE INC
    5312 SHEPHERDSVILLE RD
    LOUISVILLE,KY40228     		N/A PC GENERAL SUPPORT, PARTNER IN LEARNING LIGHTHOUSE ACADEMY AT NEWBURG 39,000
    LOUISVILLE FREE PUBLIC LIBRARY FOUNDATION
    301 YORK ST
    LOUISVILLE,KY40203     		N/A PC NORTHEAST REGIONAL LIBRARY CAMPAIGN 253,333
    LOUISVILLE HOUSING OPPORTUNITIES AND MICROENTERPRISE COMMUNITY DEVELOPMENT
    1512 CRUMS LANE STE 401
    LOUISVILLE,KY40216     		N/A PC GENERAL SUPPORT 2,500
    LOUISVILLE OLMSTED PARKS CONSERVANCY INC
    1299 TREVILIAN WAY - PO BOX 37280
    LOUISVILLE,KY40213     		N/A PC GENERAL SUPPORT 200,000
    KENTUCKY SCIENCE CENTER
    727 W MAIN ST
    LOUISVILLE,KY40202     		N/A PC COVID 19 SUPPORT 42,000
    LOUISVILLE STORY PROGRAM INC
    851 S 4TH ST
    LOUISVILLE,KY40203     		N/A PC PROGRAMMING - CENTRAL HIGH SCHOOL 20,000
    LOUISVILLE URBAN LEAGUE
    1535 W BROADWAY
    LOUISVILLE,KY40203     		N/A PC GENERAL SUPPORT, CENTER FOR POLICY JUSTICE 171,000
    MEALS ON WHEELS ORANGE COUNTY
    1200 N KNOLLWOOD CIRCLE
    ANAHEIM,CA92801     		N/A PC COVID-19 ASSISTANCE FOR SENIORS 5,000
    METRO UNITED WAY
    334 EAST BROADWAY
    LOUISVILLE,KY40202     		N/A PC INCREASING KINDERGARTEN READINESS THROUGH DEVELOPMENTAL SCREENING 86,185
    NATIONAL CENTER FOR FAMILIES LEARNING (NCFL)
    325 W MAIN ST STE 300
    LOUISVILLE,KY40202     		N/A PC SAY & PLAY WITH WORDS - LOUISVILLE EXPANSION 50,000
    NATIONAL CENTER FOR FAMILY PHILANTHROPY
    1667 K STREET NW STE
    WASHINGTON,DC20006     		N/A PC GENERAL SUPPORT 2,000
    NAVY-MARINE CORPS RELIEF SOCIETY
    875 N RANDOLPH STREET SUITE 225
    ARLINGTON,VA22203     		N/A PC GENERAL SUPPORT 15,000
    NEIGHBORHOOD HOUSE INC
    201 N 25TH ST
    LOUISVILLE,KY40212     		N/A PC GENERAL SUPPORT, DREAMERS' ACADEMY 2020 AND CAPACITY BUILDING 100,000
    NEW DIRECTIONS HOUSING CORPORATION
    1617 MAPLE ST
    LOUISVILLE,KY40210     		N/A PC FAMILY SELF SUFFICIENCY PROGRAM 45,000
    ORANGE COUNTY COMMUNITY FOUNDATION
    4041 MAC ARTHUR BLVD STE 510
    NEWPORT BEACH,CA92660     		N/A PC DAF 6,921
    PRITCHARD COMMITTEE FOR ACADEMIC EXCELLENCE
    271 W SHORT ST 202
    LEXINGTON,KY40507     		N/A PC JEFFERSON COUNY STUDENT VOICE INITIATIVE 10,000
    SMOKETOWN FAMILY WELLNESS CENTER
    760 S HANCOCK ST B100
    LOUISVILLE,KY40203     		N/A PC ACADEMIC, NTI PROGRAMMING SUPPORT 10,000
    SOWING SEEDS WITH FAITH
    PO BOX 16753
    LOUISVILLE,KY40256     		N/A PC GENERAL SUPPORT, ACADEMIC ENRICHMENT SUMMER CAMP 30,000
    TEACH KENTUCKY
    2000 STRATHMOOR BLVD
    LOUISVILLE,KY40205     		N/A PC GENERAL SUPPORT 50,000
    TREES LOUISVILLE
    PO BOX 5816
    LOUISVILLE,KY40255     		N/A PC GENERAL SUPPORT 1,000
    UNIVERSITY OF LOUISVILLE
    UNIVERSITY OF LOUISVILLE OFFICE OF
    ADVANCEMENT
    LOUISVILLE,KY40292     		N/A GOV ASSISTANT PROVOST FOR ADULT LEARNING AND DEGREE COMPLETION, KENTUCKY WELLBEING CHALLENGE 90,000
    UNIVERSITY OF VIRGINIA
    PO BOX 400807
    CHARLOTTESVILLE,VA22904     		N/A GOV COMPASSIONATE SCHOOLS PROJECT 100,000
    VOLUNTEERS OF AMERICA MID-STATES
    570 S 4TH STREET
    LOUISVILLE,KY40202     		N/A PC UNITY HOUSE - COVID-19 ACADEMIC AND SOCIAL SUPPORT 60,000
    WASHINGTON BACH CONSORT
    1310 G ST NW 740
    WASHINGTON,DC20005     		N/A PC GENERAL SUPPORT 10,000
    BULLDOGS IN THE BLUEGRASS
    2000 STRATHMOOR BLVD
    LOUISVILLE,KY40205     		N/A PC BULLDOGS IN THE BLUEGRASS 2020 10,000
    YMCA OF GREATER LOUISVILLE
    545 SOUTH 2ND STREET
    LOUISVILLE,KY40202     		N/A PC SUMMER LEARNING PROGRAM 25,000
    ORANGE COUNTY FOOD BANK
    11870 MONARCH ST
    GARDEN GROVE,CA92841     		N/A PC COVID-19 ASSISTANCE FOR SENIORS 5,000
    Total .................................bullet 3a 5,444,795
    bApproved for future payment
    BELLARMINE UNIVERSITY
    2001 NEWBURG ROAD
    LOUISVILLE,KY40205     		N/A PC DEPARTMENT OF FOREIGN LANGUAGES AND INTERNATIONAL STUDIES 80,000
    BOYS & GIRLS CLUB OF KENTUCKIANA
    3900 CRITTENDEN DRIVE
    LOUISVILLE,KY40209     		N/A PC GREAT FUTURES 2021 115,000
    COMMUNITY COORDINATED CHILD CARE
    1215 S 3RD STREET
    LOUISVILLE,KY40203     		N/A PC DEVELOPING SUSTAINABILITY 145,000
    EDUCATIONAL JUSTICE
    737 S 3RD STREET
    LOUISVILLE,KY40202     		N/A PC EDUCATIONAL JUSTICE ACTIVISTS 50,000
    EVOLVE502 SCHOLARS FOUNDATION
    334 E BROADWAY
    LOUISVILLE,KY40202     		N/A PC LOUISVILLE PROMISE SCHOLARSHIP ENDOWMENT 4,000,000
    GLOBAL GAME CHANGERS CHILDREN'S EDUCATION INITIATIVE INC
    201 E MAIN ST STE 104
    LOUISVILLE,KY40202     		N/A PC GGC 3-YEAR IN-RESIDENCE EXPANDED LEARNING & SCHOOL EMPOWERMENT ZONE PROJECT 75,000
    MIDDLEBURY COLLEGE
    75 FRANKLIN ST
    MIDDLEBURY,VT05753     		N/A PC KENTUCKY BREAD LOAF TEACHER PROJECT AND PROFESSIONAL LEARNING EXPANSION 27,100
    NATIONAL CENTER FOR FAMILIES LEARNING (NCFL)
    325 W MAIN ST STE 300
    LOUISVILLE,KY40202     		N/A PC SAY & PLAY WITH WORDS - LOUISVILLE EXPANSION 50,000
    UNIVERSITY OF LOUISVILLE
    1905 S 1ST STREET
    LOUISVILLE,KY40208     		N/A GOV ASSISTANT PROVOST FOR ADULT LEARNING AND DEGREE COMPLETION 75,000
    MARINE CORPS UNIVERSITY FOUNDATION
    715 BROADWAY ST STE 200
    QUANTICO,VA22134     		N/A PC ACADEMIC CONFERENCES 140,000
    Total .................................bullet 3b 4,757,100
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		    14 604  
    4 Dividends and interest from securities.... 531390 17,021 14 785,197  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		531390 66,844 18 1,468,137  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. 83,865 2,253,938 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    2,337,803
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2020)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    21ST CENTURY PARKS INC471 WEST MAIN STREET
    LOUISVILLE,KY40202     		N/A PC GENERAL SUPPORT 2,500
    ADELANTE HISPANIC ACHIEVERS INC2005 DOUGLASS BLVD
    LOUISVILLE,KY40205     		N/A PC MENTORING & ENRICHMENT STRATEGIC EXPANSION 50,000
    AGE WELL SENIOR SERVICES INC23101 LAKE CENTER DRIVE SUITE 325
    LAKE FOREST,CA92630     		N/A PC COVID-19 ASSISTANCE FOR SENIORS 5,000
    ALZHEIMER'S ORANGE COUNTY2515 MCCABE WAY SUITE 200
    IRVINE,CA92614     		N/A PC COVID-19 ASSISTANCE FOR SENIORS 5,000
    AMERICANA COMMUNITY CENTER INC4801 SOUTHSIDE DRIVE
    LOUISVILLE,KY40214     		N/A PC YOUTH AND FAMILY EDUCATION PROGRAM 152,000
    THE ASPEN INSTITUTE INC2300 N STREET SUITE 700
    WASHINGTON,DC20037     		N/A PC SOCIETY OF FELLOWS 10,000
    THE BACH CHOIR OF BETHLEHEM440 HECKEWELDER PL
    BETHLEHEM,PA18018     		N/A PC GENERAL SUPPORT 2,000
    BATES COLLEGE2 ANDREWS RD 216 LANE HALL
    LEWISTON,ME04240     		N/A PC - SCHOOL SCHOLARSHIP SUPPORT 25,000
    BOYS & GIRLS CLUB OF KENTUCKIANA3900 CRITTENDEN DRIVE
    LOUISVILLE,KY40209     		N/A PC GENERAL SUPPORT, COVID 19 SUMMER PROGRAMS 305,000
    CABBAGE PATCH SETTLEMENT HOUSE INC1413 S SIXTH STREET
    LOUISVILLE,KY40208     		N/A PC GENERAL SUPPORT, COLLEGE PREPARATORY PROGRAM 40,000
    CATHOLIC CHARITIES OF LOUISVILLE2911 S 4TH STREET
    LOUISVILLE,KY40208     		N/A PC COVID NTI SUPPORT 25,000
    CENTER FOR NONPROFIT EXCELLENCE325 W MAIN ST STE 150
    LOUISVILLE,KY40202     		N/A PC GENERAL SUPPORT, COVID RESPONSE 86,000
    CENTERSTONE OF KENTUCKY INC10401 LINN STATION ROAD
    LOUISVILLE,KY40223     		N/A PC CHILD AND FAMILY SERVICES WEST CLINIC AFTER SCHOOL AND SUMMER PROGRAM 25,000
    CHANGE TODAY CHANGE TOMORROW409 W GAULBERT AVE APT 10
    LOUISVILLE,KY40208     		N/A PC GENERAL SUPPORT 10,000
    CHARITABLE VENTURES OF ORANGE COUNTY INC4041 MACARTHUR BLVD
    NEWPORT BEACH,CA92660     		N/A PC COMMUNITY RESILIENCE FUND 25,000
    COMMUNITY COORDINATED CHILD CARE1215 S 3RD STREET
    LOUISVILLE,KY40203     		N/A PC FAMILY CHILD CARE HOME NETWORK 50,000
    COMMUNITY FOUNDATION OF LOUISVILLE325 W MAIN STREET SUITE 1110
    LOUISVILLE,KY40202     		N/A PC DAF, EQUITY AND EXCELLENCE IN AFRICAN-AMERICAN EDUCATIONAL ATTAINMENT, COVID-19 RESPONSE, LOUISVILLE YOUTH PHILANTHROPY COUNCIL, GREATER LOUISVILLE PROJECT, EVOLVE502 1,563,733
    CONGREGATION ADATH ISRAEL B RITH SHOLOM5101 US HIGHWAY 42
    LOUISVILLE,KY40241     		N/A PC GENERAL SUPPORT 10,000
    CONGREGATION ADATH JESHURUN2401 WOODBOURNE AVE
    LOUISVILLE,KY40205     		N/A PC GENERAL SUPPORT 5,000
    COUNCIL ON AGING - SOUTHERN CALIFORNIA2 EXECUTIVE CIRCLE 175
    IRVINE,CA92614     		N/A PC COVID-19 ASSISTANCE FOR SENIORS 5,000
    DARE TO CAREPO BOX 35458
    LOUISVILLE,KY40232     		N/A PC GENERAL SUPPORT 70,000
    DOUGLASS BOULEVARD CHRISTIAN CHURCH2005 DOUGLASS BLVD
    LOUISVILLE,KY40205     		N/A PC COLECTIVO ESPERANZA FUND 100,000
    EDUCATIONAL JUSTICEPO BOX 1284
    LOUISVILLE,KY40205     		N/A PC EDUCATIONAL JUSTICE ACTIVISTS 75,000
    EVOLVE502 SCHOLARS FOUNDATION325 W MAIN STREET SUITE 1110
    LOUISVILLE,KY40202     		N/A PC LOUISVILLE PROMISE SCHOLARSHIP ENDOWMENT 1,000,000
    FUND FOR THE ARTS623 W MAIN ST
    LOUISVILLE,KY40202     		N/A PC CULTURAL LOU RECOVERY CAMPAIGN 50,000
    GIRL SCOUTS OF KENTUCKIANA2115 LEXINGTON RD
    LOUISVILLE,KY40206     		N/A PC GENERAL SUPPORT 20,000
    GLOBAL GAME CHANGERS CHILDREN'S EDUCATION INITIATIVE INC304 MOCKINGBIRD VALLEY ROAD
    LOUISVILLE,KY40207     		N/A PC GGC 3-YEAR IN-RESIDENCE EXPANDED LEARNING & SCHOOL EMPOWERMENT ZONE PROJECT 75,000
    HAVE A HEART FOUNDATION INC310 E BROADWAY STE 100
    LOUISVILLE,KY40202     		N/A PC GENERAL SUPPORT 19,623
    JEFFERSON COMMUNITY & TECHNICAL COLLEGE FOUNDATION INC109 E BROADWAY
    LOUISVILLE,KY40202     		N/A GOV GENERAL SUPPORT, COVID-RELATED STUDENT NEEDS FOR TECHNOLOGY 110,000
    JEWISH FAMILY AND CAREER SERVICES3587 DUTCHMANS LANE
    LOUISVILLE,KY40205     		N/A PC GENERAL SUPPORT 10,000
    KENTUCKY YOUTH ADVOCATES10200 LINN STATION RD SUITE 310
    LOUISVILLE,KY40223     		N/A PC BOUNCE COALITION 50,000
    KENYON COLLEGE105 CHASE AVE
    GAMBIER,OH43022     		N/A PC - SCHOOL SCHOLARSHIP SUPPORT 25,000
    LIGHTHOUSE PROMISE INC5312 SHEPHERDSVILLE RD
    LOUISVILLE,KY40228     		N/A PC GENERAL SUPPORT, PARTNER IN LEARNING LIGHTHOUSE ACADEMY AT NEWBURG 39,000
    LOUISVILLE FREE PUBLIC LIBRARY FOUNDATION301 YORK ST
    LOUISVILLE,KY40203     		N/A PC NORTHEAST REGIONAL LIBRARY CAMPAIGN 253,333
    LOUISVILLE HOUSING OPPORTUNITIES AND MICROENTERPRISE COMMUNITY DEVELOPMENT1512 CRUMS LANE STE 401
    LOUISVILLE,KY40216     		N/A PC GENERAL SUPPORT 2,500
    LOUISVILLE OLMSTED PARKS CONSERVANCY INC1299 TREVILIAN WAY - PO BOX 37280
    LOUISVILLE,KY40213     		N/A PC GENERAL SUPPORT 200,000
    KENTUCKY SCIENCE CENTER727 W MAIN ST
    LOUISVILLE,KY40202     		N/A PC COVID 19 SUPPORT 42,000
    LOUISVILLE STORY PROGRAM INC851 S 4TH ST
    LOUISVILLE,KY40203     		N/A PC PROGRAMMING - CENTRAL HIGH SCHOOL 20,000
    LOUISVILLE URBAN LEAGUE1535 W BROADWAY
    LOUISVILLE,KY40203     		N/A PC GENERAL SUPPORT, CENTER FOR POLICY JUSTICE 171,000
    MEALS ON WHEELS ORANGE COUNTY1200 N KNOLLWOOD CIRCLE
    ANAHEIM,CA92801     		N/A PC COVID-19 ASSISTANCE FOR SENIORS 5,000
    METRO UNITED WAY334 EAST BROADWAY
    LOUISVILLE,KY40202     		N/A PC INCREASING KINDERGARTEN READINESS THROUGH DEVELOPMENTAL SCREENING 86,185
    NATIONAL CENTER FOR FAMILIES LEARNING (NCFL)325 W MAIN ST STE 300
    LOUISVILLE,KY40202     		N/A PC SAY & PLAY WITH WORDS - LOUISVILLE EXPANSION 50,000
    NATIONAL CENTER FOR FAMILY PHILANTHROPY1667 K STREET NW STE
    WASHINGTON,DC20006     		N/A PC GENERAL SUPPORT 2,000
    NAVY-MARINE CORPS RELIEF SOCIETY875 N RANDOLPH STREET SUITE 225
    ARLINGTON,VA22203     		N/A PC GENERAL SUPPORT 15,000
    NEIGHBORHOOD HOUSE INC201 N 25TH ST
    LOUISVILLE,KY40212     		N/A PC GENERAL SUPPORT, DREAMERS' ACADEMY 2020 AND CAPACITY BUILDING 100,000
    NEW DIRECTIONS HOUSING CORPORATION1617 MAPLE ST
    LOUISVILLE,KY40210     		N/A PC FAMILY SELF SUFFICIENCY PROGRAM 45,000
    ORANGE COUNTY COMMUNITY FOUNDATION4041 MAC ARTHUR BLVD STE 510
    NEWPORT BEACH,CA92660     		N/A PC DAF 6,921
    PRITCHARD COMMITTEE FOR ACADEMIC EXCELLENCE271 W SHORT ST 202
    LEXINGTON,KY40507     		N/A PC JEFFERSON COUNY STUDENT VOICE INITIATIVE 10,000
    SMOKETOWN FAMILY WELLNESS CENTER760 S HANCOCK ST B100
    LOUISVILLE,KY40203     		N/A PC ACADEMIC, NTI PROGRAMMING SUPPORT 10,000
    SOWING SEEDS WITH FAITHPO BOX 16753
    LOUISVILLE,KY40256     		N/A PC GENERAL SUPPORT, ACADEMIC ENRICHMENT SUMMER CAMP 30,000
    TEACH KENTUCKY2000 STRATHMOOR BLVD
    LOUISVILLE,KY40205     		N/A PC GENERAL SUPPORT 50,000
    TREES LOUISVILLEPO BOX 5816
    LOUISVILLE,KY40255     		N/A PC GENERAL SUPPORT 1,000
    UNIVERSITY OF LOUISVILLEUNIVERSITY OF LOUISVILLE OFFICE OF
    ADVANCEMENT
    LOUISVILLE,KY40292     		N/A GOV ASSISTANT PROVOST FOR ADULT LEARNING AND DEGREE COMPLETION, KENTUCKY WELLBEING CHALLENGE 90,000
    UNIVERSITY OF VIRGINIAPO BOX 400807
    CHARLOTTESVILLE,VA22904     		N/A GOV COMPASSIONATE SCHOOLS PROJECT 100,000
    VOLUNTEERS OF AMERICA MID-STATES570 S 4TH STREET
    LOUISVILLE,KY40202     		N/A PC UNITY HOUSE - COVID-19 ACADEMIC AND SOCIAL SUPPORT 60,000
    WASHINGTON BACH CONSORT1310 G ST NW 740
    WASHINGTON,DC20005     		N/A PC GENERAL SUPPORT 10,000
    BULLDOGS IN THE BLUEGRASS2000 STRATHMOOR BLVD
    LOUISVILLE,KY40205     		N/A PC BULLDOGS IN THE BLUEGRASS 2020 10,000
    YMCA OF GREATER LOUISVILLE545 SOUTH 2ND STREET
    LOUISVILLE,KY40202     		N/A PC SUMMER LEARNING PROGRAM 25,000
    ORANGE COUNTY FOOD BANK11870 MONARCH ST
    GARDEN GROVE,CA92841     		N/A PC COVID-19 ASSISTANCE FOR SENIORS 5,000
    Total ...............................bullet 3a 5,444,795
    bApproved for future payment
    BELLARMINE UNIVERSITY2001 NEWBURG ROAD
    LOUISVILLE,KY40205     		N/A PC DEPARTMENT OF FOREIGN LANGUAGES AND INTERNATIONAL STUDIES 80,000
    BOYS & GIRLS CLUB OF KENTUCKIANA3900 CRITTENDEN DRIVE
    LOUISVILLE,KY40209     		N/A PC GREAT FUTURES 2021 115,000
    COMMUNITY COORDINATED CHILD CARE1215 S 3RD STREET
    LOUISVILLE,KY40203     		N/A PC DEVELOPING SUSTAINABILITY 145,000
    EDUCATIONAL JUSTICE737 S 3RD STREET
    LOUISVILLE,KY40202     		N/A PC EDUCATIONAL JUSTICE ACTIVISTS 50,000
    EVOLVE502 SCHOLARS FOUNDATION334 E BROADWAY
    LOUISVILLE,KY40202     		N/A PC LOUISVILLE PROMISE SCHOLARSHIP ENDOWMENT 4,000,000
    GLOBAL GAME CHANGERS CHILDREN'S EDUCATION INITIATIVE INC201 E MAIN ST STE 104
    LOUISVILLE,KY40202     		N/A PC GGC 3-YEAR IN-RESIDENCE EXPANDED LEARNING & SCHOOL EMPOWERMENT ZONE PROJECT 75,000
    MIDDLEBURY COLLEGE75 FRANKLIN ST
    MIDDLEBURY,VT05753     		N/A PC KENTUCKY BREAD LOAF TEACHER PROJECT AND PROFESSIONAL LEARNING EXPANSION 27,100
    NATIONAL CENTER FOR FAMILIES LEARNING (NCFL)325 W MAIN ST STE 300
    LOUISVILLE,KY40202     		N/A PC SAY & PLAY WITH WORDS - LOUISVILLE EXPANSION 50,000
    UNIVERSITY OF LOUISVILLE1905 S 1ST STREET
    LOUISVILLE,KY40208     		N/A GOV ASSISTANT PROVOST FOR ADULT LEARNING AND DEGREE COMPLETION 75,000
    MARINE CORPS UNIVERSITY FOUNDATION715 BROADWAY ST STE 200
    QUANTICO,VA22134     		N/A PC ACADEMIC CONFERENCES 140,000
    Total ................................bullet 3b 4,757,100
    Schedule B
    (Form 990, 990-EZ,
    or 990-PF)
    Department of the Treasury
    Internal Revenue Service
    Schedule of Contributors

    Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
    Arrow Bullet Go to www.irs.gov/Form990 for the latest information.
    OMB No. 1545-0047
    2020
    Name of the organization
    C E AND S FOUNDATION INC
     
    Employer identification number

    59-2466943
    Organization type (check one):
    Filers of:
    Section:
    Form 990 or 990-EZ






    Form 990-PF




    Check if your organization is covered by the General Rule or a Special Rule.  
    Note: Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
    General Rule
    Special Rules
    ......... Arrow Bullet $  
    Caution: An organization that isn't covered by the General Rule and/or the Special Rules doesn't file Schedule B (Form 990,
    990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its Form 990-EZ
    or on its Form 990PF, Part I, line 2, to certify that it doesn't meet the filing requirements of Schedule B (Form 990,
    990-EZ, or 990-PF).
    For Paperwork Reduction Act Notice, see the Instructions
    for Form 990, 990-EZ, or 990-PF.
    Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020) Page 2
    Name of organization
    C E AND S FOUNDATION INC
          		Employer identification number
    59-2466943
    Part I
    Contributors
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    1
    ESTATE OF BETTY A JONES
     
    471 WEST MAIN STREET STE 203
     
    LOUISVILLE, KY40202

    		$ 350,000


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    2
    ESTATE OF DAVID A JONES
     
    471 WEST MAIN STREET STE 203
     
    LOUISVILLE, KY40202

    		$ 665,000


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Page 3
    Name of organization
    C E AND S FOUNDATION INC
          		Employer identification number

    59-2466943
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Page 4
    Name of organization
    C E AND S FOUNDATION INC
          		Employer identification number

    59-2466943
    Part III
    Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
    Use duplicate copies of Part III if additional space is needed.
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Additional Data


    Software ID:  
    Software Version:  

    TY 2020 AccountingFeesSchedule
    Name:
    C E AND S FOUNDATION INC
    EIN:
    59-2466943
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ACCOUNTING, TAX PREPARATION,PAYROLL 13,214 0   13,214

    TY 2020 InvestmentsCorpStockSchedule
    Name:
    C E AND S FOUNDATION INC
    EIN:
    59-2466943
    Name of Stock End of Year Book Value End of Year Fair Market Value
    CORPORATE STOCK - DETAIL MAINTAINED 14,520,830 14,520,830

    TY 2020 InvestmentsOtherSchedule2
    Name:
    C E AND S FOUNDATION INC
    EIN:
    59-2466943
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    MUTUAL FUNDS - DETAIL MAINTAINED FMV 6,313,482 6,313,482
    CORPORATE BONDS AND ETFS - DETAIL MAINTAINED FMV 25,080,147 25,080,147
    PRIVATE EQUITIES - DETAIL MAINTAINED FMV 26,194,538 26,194,538
    LAND AT COST 385,725 385,725

    TY 2020 LegalFeesSchedule
    Name:
    C E AND S FOUNDATION INC
    EIN:
    59-2466943
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    LEGAL SERVICES 501 0   501


    TY 2020 OtherAssetsSchedule
    Name:
    C E AND S FOUNDATION INC
    EIN:
    59-2466943
    Description Beginning of Year - Book Value End of Year - Book Value End of Year - Fair Market Value
    RECEIVABLE FROM BBR 66,224 66,646 66,646
    RECEIVABLE FROM AQR 100,517 0 0


    TY 2020 OtherExpensesSchedule
    Name:
    C E AND S FOUNDATION INC
    EIN:
    59-2466943
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INSURANCE 30,031 3,003   27,028
    WORKER'S COMP 1,462 146   1,316
    PROFESSIONAL DEVELOPMENT 49,852 4,985   44,867
    BANK FEES 163 16   147
    K-1 DEDUCTIONS 0 385,839   0
    MISCELLANEOUS 1,482 0   1,482


    TY 2020 OtherIncomeSchedule2
    Name:
    C E AND S FOUNDATION INC
    EIN:
    59-2466943
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    K-1 OTHER INCOME   2,336  


    TY 2020 OtherIncreasesSchedule
    Name:
    C E AND S FOUNDATION INC
    EIN:
    59-2466943
    Description Amount
    UNREALIZED GAIN ON INVESTMENTS 5,771,733


    TY 2020 OtherProfessionalFeesSchedule
    Name:
    C E AND S FOUNDATION INC
    EIN:
    59-2466943
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    CONSULTING AND OTHER 11,200 1,120   10,080
    INVESTMENT MANAGEMENT 235,980 235,980   0


    TY 2020 TaxesSchedule
    Name:
    C E AND S FOUNDATION INC
    EIN:
    59-2466943
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAXES PAID 0 4,740   0
    UBI TAX 9,000 0   0