| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| ACCOUNTING FEES | 24,000 | 12,000 | 12,000 |
| Name of Bond | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| BANK OF NOVA SCOTIA | 202,784 | 202,756 |
| DODGE & COX INCOME FD COM #147 | 1,009,936 | 1,041,208 |
| PRINCIPAL PREFERRED SECURITIES FUND | 400,051 | 411,471 |
| VANGUARD TOTL BD MKT INDX - ADM #584 | 1,000,000 | 1,055,404 |
| Name of Stock | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| ACCENTURE LTD | 38,564 | 408,271 |
| AIA GROUP LTD SP | 244,278 | 338,997 |
| ALPHABET INC CL C | 143,655 | 444,978 |
| AMPHENOL CORP CL A | 75,484 | 401,464 |
| APPLE INC | 129,062 | 1,433,052 |
| ASHTEAD GROUP PLC | 190,242 | 284,250 |
| BERKSHIRE HATHAWAY INC | 183,974 | 409,714 |
| BLACKROCK INC | 102,075 | 360,770 |
| CHEVRON CORP | 154,051 | 139,343 |
| HDFC BANK LTD. | 247,675 | 317,944 |
| IHS MARKIT LTD | 199,559 | 498,557 |
| ISHARES CORE MSCI EAFE ETF | 1,504,248 | 1,668,524 |
| ISHARES EDGE MSCI MULTIFACTOR | 304,316 | 368,475 |
| JOHNSON & JOHNSON | 174,598 | 369,843 |
| MASTERCARD INC | 163,951 | 578,243 |
| MICROSOFT CORP | 158,165 | 989,769 |
| PRINCIPAL MIDCAP FUND-R6 #4268 | 687,166 | 900,009 |
| RESMED INC | 163,005 | 308,212 |
| SAFRAN SA-UNSPON | 307,616 | 313,821 |
| SAP SE ADR | 111,152 | 286,858 |
| SPDR S&P 500 ETF TRUST | 2,049,848 | 2,991,040 |
| TAIWAN SEMICONDUCTOR MFG CO | 74,288 | 979,288 |
| TENCENT HOLDIGNS LIMITED | 250,298 | 364,339 |
| THERMO FISHER SCIENTIFIC INC | 94,488 | 558,936 |
| UNILEVER PLC - ADR | 218,387 | 301,800 |
| UNITEDHEALTH GROUP INC | 172,564 | 213,213 |
| VERIZON COMMUNICATIONS | 281,759 | 334,875 |
| VF CORP | 168,517 | 251,960 |
| VIRTUS KAR SMALL-CAP CORE I #1415 | 760,000 | 915,153 |
| ZEBRA TECHNOLOGIES CORP | 30,335 | 240,206 |
| Category/ Item | Listed at Cost or FMV | Book Value | End of Year Fair Market Value |
|---|---|---|---|
| NEA 10 LP | AT COST | 104,202 | 59,082 |
| NEA 9 L.P. | AT COST | 50,226 | 11,941 |
| NORTHSTAR MEZZANINE PTNRS V | AT COST | 123,765 | 114,300 |
| Description | Revenue and Expenses per Books | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| MISCELLANEOUS EXPENSE | 9,944 | 9,944 | 0 | |
| MEMBERSHIPS | 3,025 | 0 | 3,025 | |
| NEA 9 LP K-1 - OTHER DEDUCTIONS | 2,364 | 0 | 0 | |
| NORTHSTAR MEZZANINE PARTNERS V K-1- OTHER DEDUCTIONS | 9,373 | 0 | 0 | |
| NEA 10 LP K-1 - OTHER DEDUCTIONS | 9,201 | 0 | 0 |
| Description | Revenue And Expenses Per Books | Net Investment Income | Adjusted Net Income |
|---|---|---|---|
| WELLS FARGO BANK MN NA DBA LOWRY HILL | 2,299 | 2,299 | |
| NEA 10 LIMITED PARTNERSHIP | 2 | 2 | |
| RETURNED AA ARTS CONTRIBUTION | 5,000 | 0 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| AGENCY FEES | 9,000 | 0 | 9,000 | |
| NEA 9 LP K-1 - PROFESSIONAL FEES | 52 | 52 | 0 | |
| NORTHSTAR MEZZANINE PARTNERS V K-1- PROFESSIONAL FEES | 1,604 | 1,604 | 0 | |
| NEA 10 LP K-1 - PROFESSIONAL FEES | 21 | 21 | 0 | |
| ADVISOR FEES | 82,429 | 82,429 | 0 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| FOREIGN TAXES WITHHELD | 5,857 | 5,857 | 0 | |
| FEDERAL TAXES PAID | 76,005 | 0 | 0 |