TY 2020 Form 990

- TIN:

SCHEDULE A
(Form 990 or 990EZ)

Department of the Treasury
Internal Revenue Service

Public Charity Status and Public Support

Complete if the organization is a section 501(c)(3) organization or a section 4947(a)(1) nonexempt charitable trust.
right arrow

Attach to Form 990 or Form 990-EZ.
right arrow

Go to www.irs.gov/Form990 for instructions and the latest information.

OMB No. 1545-0047

2020

Open to Public
Inspection

Name of the organization

SUSTAINABLE SCIENCES INSTITUTE

Employer identification number

94-3308627

Part I

Reason for Public Charity Status (All organizations must complete this part.) See instructions.

The organization is not a private foundation because it is: (For lines 1 through 12, check only one box.)

A church, convention of churches, or association of churches described in section 170(b)(1)(A)(i).

A school described in section 170(b)(1)(A)(ii). (Attach Schedule E (Form 990 or 990-EZ).)

A hospital or a cooperative hospital service organization described in section 170(b)(1)(A)(iii).

A medical research organization operated in conjunction with a hospital described in section 170(b)(1)(A)(iii). Enter the hospital's name, city, and state:

An organization operated for the benefit of a college or university owned or operated by a governmental unit described in section 170(b)(1)(A)(iv). (Complete Part II.)

A federal, state, or local government or governmental unit described in section 170(b)(1)(A)(v).

An organization that normally receives a substantial part of its support from a governmental unit or from the general public described in section 170(b)(1)(A)(vi). (Complete Part II.)

A community trust described in section 170(b)(1)(A)(vi). (Complete Part II.)

An agricultural research organization described in 170(b)(1)(A)(ix) operated in conjunction with a land-grant college or university or a non-land grant college of agriculture. See instructions. Enter the name, city, and state of the college or university:

An organization that normally receives: (1) more than 331/3% of its support from contributions, membership fees, and gross receipts from activities related to its exempt functions—subject to certain exceptions, and (2) no more than 331/3% of its support from gross investment income and unrelated business taxable income (less section 511 tax) from businesses acquired by the organization after June 30, 1975. See section 509(a)(2). (Complete Part III.)

An organization organized and operated exclusively to test for public safety. See section 509(a)(4).

An organization organized and operated exclusively for the benefit of, to perform the functions of, or to carry out the purposes of one or more publicly supported organizations described in section 509(a)(1) or section 509(a)(2). See section 509(a)(3). Check the box in lines 12a through 12d that describes the type of supporting organization and complete lines 12e, 12f, and 12g.

Type I. A supporting organization operated, supervised, or controlled by its supported organization(s), typically by giving the supported organization(s) the power to regularly appoint or elect a majority of the directors or trustees of the supporting organization. You must complete Part IV, Sections A and B.

Type II. A supporting organization supervised or controlled in connection with its supported organization(s), by having control or management of the supporting organization vested in the same persons that control or manage the supported organization(s). You must complete Part IV, Sections A and C.

Type III functionally integrated. A supporting organization operated in connection with, and functionally integrated with, its supported organization(s) (see instructions). You must complete Part IV, Sections A, D, and E.

Type III non-functionally integrated. A supporting organization operated in connection with its supported organization(s) that is not functionally integrated. The organization generally must satisfy a distribution requirement and an attentiveness requirement (see instructions). You must complete Part IV, Sections A and D, and Part V.

Check this box if the organization received a written determination from the IRS that it is a Type I, Type II, Type III functionally integrated, or Type III non-functionally integrated supporting organization.

Enter the number of supported organizations ...............................

Provide the following information about the supported organization(s).

(i) Name of supported organization	(ii) EIN	(iv) Is the organization listed in your governing document?		(v) Amount of monetary support (see instructions)	(vi) Amount of other support (see instructions)
(i) Name of supported organization	(ii) EIN	Yes	No	(v) Amount of monetary support (see instructions)	(vi) Amount of other support (see instructions)


Total

For Paperwork Reduction Act Notice, see the Instructions for
Form 990 or 990-EZ.

Cat. No. 11285F

Schedule A (Form 990 or 990-EZ) 2020

Page 2

Part II

Support Schedule for Organizations Described in Sections 170(b)(1)(A)(iv) and 170(b)(1)(A)(vi)
(Complete only if you checked the box on line 5, 7, or 8 of Part I or if the organization failed to qualify under Part III. If the organization failed to qualify under the tests listed below, please complete Part III.)

Section A. Public Support

Calendar year (or fiscal year beginning in)		(a) 2016	(b) 2017	(c) 2018	(d) 2019	(e) 2020	(f) Total
1	Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grant.") ..	3,271,358	1,112,643	2,982,281	2,916,774	2,783,325	13,066,381
2	Tax revenues levied for the organization's benefit and either paid to or expended on its behalf....
3	The value of services or facilities furnished by a governmental unit to the organization without charge..
4	Total. Add lines 1 through 3	3,271,358	1,112,643	2,982,281	2,916,774	2,783,325	13,066,381
5	The portion of total contributions by each person (other than a governmental unit or publicly supported organization) included on line 1 that exceeds 2% of the amount shown on line 11, column (f)..
6	Public support. Subtract line 5 from line 4.						13,066,381

Section B. Total Support

Calendar year (or fiscal year beginning in)		(a) 2016	(b) 2017	(c) 2018	(d) 2019	(e) 2020	(f) Total
7	Amounts from line 4..	3,271,358	1,112,643	2,982,281	2,916,774	2,783,325	13,066,381
8	Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources...	6,389	130	7,224	14,287	6,513	34,543
9	Net income from unrelated business activities, whether or not the business is regularly carried on..
10	Other income. Do not include gain or loss from the sale of capital assets (Explain in Part VI.)..
11	Total support. Add lines 7 through 10						13,100,924

Gross receipts from related activities, etc. (see instructions) ..................

First 5 years. If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a section 501(c)(3) organization, check this box and stop here........................................ right arrow

Section C. Computation of Public Support Percentage

Public support percentage for 2020 (line 6, column (f) divided by line 11, column (f)) .........

99.740 %

Public support percentage for 2019 Schedule A, Part II, line 14 ...............

99.690 %

16a

33 1/3% support test—2020. If the organization did not check the box on line 13, and line 14 is 33 1/3% or more, check this box
and stop here. The organization qualifies as a publicly supported organization ....................... right arrow

33 1/3% support test—2019. If the organization did not check a box on line 13 or 16a, and line 15 is 33 1/3% or more, check this
box and stop here. The organization qualifies as a publicly supported organization ..................... right arrow

17a

10%-facts-and-circumstances test—2020. If the organization did not check a box on line 13, 16a, or 16b, and line 14
is 10% or more, and if the organization meets the "facts-and-circumstances" test, check this box and stop here. Explain
in Part VI how the organization meets the "facts-and-circumstances" test. The organization qualifies as a publicly supported
organization ..................................................... right arrow

10%-facts-and-circumstances test—2019. If the organization did not check a box on line 13, 16a, 16b, or 17a, and line
15 is 10% or more, and if the organization meets the "facts-and-circumstances" test, check this box and stop here.
Explain in Part VI how the organization meets the "facts-and-circumstances" test. The organization qualifies as a publicly
supported organization ................................................ right arrow

Private foundation. If the organization did not check a box on line 13, 16a, 16b, 17a, or 17b, check this box and see
instructions ..................................................... right arrow

Schedule A (Form 990 or 990-EZ) 2020

Page 3

Part III

Support Schedule for Organizations Described in Section 509(a)(2)
(Complete only if you checked the box on line 10 of Part I or if the organization failed to qualify under Part II. If the organization fails to qualify under the tests listed below, please complete Part II.)

Section A. Public Support

Calendar year (or fiscal year beginning in)		(a) 2016	(b) 2017	(c) 2018	(d) 2019	(e) 2020	(f) Total
1	Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") .
2	Gross receipts from admissions, merchandise sold or services performed, or facilities furnished in any activity that is related to the organization's tax-exempt purpose
3	Gross receipts from activities that are not an unrelated trade or business under section 513 .....
4	Tax revenues levied for the organization's benefit and either paid to or expended on its behalf...
5	The value of services or facilities furnished by a governmental unit to the organization without charge
6	Total. Add lines 1 through 5
7a	Amounts included on lines 1, 2, and 3 received from disqualified persons
b	Amounts included on lines 2 and 3 received from other than disqualified persons that exceed the greater of $5,000 or 1% of the amount on line 13 for the year.
c	Add lines 7a and 7b..
8	Public support. (Subtract line 7c from line 6.)

Section B. Total Support

Calendar year (or fiscal year beginning in)		(a) 2016	(b) 2017	(c) 2018	(d) 2019	(e) 2020	(f) Total
9	Amounts from line 6...
10a	Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources..
b	Unrelated business taxable income (less section 511 taxes) from businesses acquired after June 30, 1975.
c	Add lines 10a and 10b.
11	Net income from unrelated business activities not included in line 10b, whether or not the business is regularly carried on.
12	Other income. Do not include gain or loss from the sale of capital assets (Explain in Part VI.) ..
13	Total support. (Add lines 9, 10c, 11, and 12.)..

First 5 years. If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a section 501(c)(3) organization,
check this box and stop here............................................. right arrow

Section C. Computation of Public Support Percentage

Public support percentage for 2020 (line 8, column (f) divided by line 13, column (f)) .........

Public support percentage from 2019 Schedule A, Part III, line 15 ...............

Section D. Computation of Investment Income Percentage

Investment income percentage for 2020 (line 10c, column (f) divided by line 13, column (f)) ......

Investment income percentage from 2019 Schedule A, Part III, line 17 .............

19a

331/3% support tests—2020. If the organization did not check the box on line 14, and line 15 is more than 33 1/3%, and line 17 is not more than 33 1/3%, check this box and stop here. The organization qualifies as a publicly supported organization ....... right arrow

33 1/3% support tests—2019. If the organization did not check a box on line 14 or line 19a, and line 16 is more than 33 1/3% and line 18 is not more than 33 1/3%, check this box and stop here. The organization qualifies as a publicly supported organization .... right arrow

Private foundation. If the organization did not check a box on line 14, 19a, or 19b, check this box and see instructions .... right arrow

Schedule A (Form 990 or 990-EZ) 2020

Page 4

Part IV

Supporting Organizations

(Complete only if you checked a box on line 12 of Part I. If you checked box 12a, of Part I, complete Sections A and B. If you checked box 12b, of Part I, complete Sections A and C. If you checked box 12c, of Part I, complete Sections A, D, and E. If you checked box12d, of Part I, complete Sections A and D, and complete Part V.)

Section A. All Supporting Organizations

Yes

Are all of the organization’s supported organizations listed by name in the organization’s governing documents?
If "No," describe in Part VI how the supported organizations are designated. If designated by class or purpose,
describe the designation. If historic and continuing relationship, explain.

Did the organization have any supported organization that does not have an IRS determination of status under section 509(a)(1) or (2)? If "Yes," explain in Part VI how the organization determined that the supported organization was described in section 509(a)(1) or (2).

Did the organization have a supported organization described in section 501(c)(4), (5), or (6)? If "Yes," answer lines 3b and 3c below.

Did the organization confirm that each supported organization qualified under section 501(c)(4), (5), or (6) and satisfied the public support tests under section 509(a)(2)? If "Yes," describe in Part VI when and how the organization made the determination.

Did the organization ensure that all support to such organizations was used exclusively for section 170(c)(2)(B) purposes? If "Yes," explain in Part VI what controls the organization put in place to ensure such use.

Was any supported organization not organized in the United States ("foreign supported organization")? If “Yes” and if you checked box 12a or 12b in Part I, answer lines 4b and 4c below.

Did the organization have ultimate control and discretion in deciding whether to make grants to the foreign supported organization? If “Yes,” describe in Part VI how the organization had such control and discretion despite being controlled or supervised by or in connection with its supported organizations.

Did the organization support any foreign supported organization that does not have an IRS determination under sections 501(c)(3) and 509(a)(1) or (2)? If “Yes,” explain in Part VI what controls the organization used to ensure that all support to the foreign supported organization was used exclusively for section 170(c)(2)(B) purposes.

Did the organization add, substitute, or remove any supported organizations during the tax year? If “Yes,” answer lines 5b and 5c below (if applicable). Also, provide detail in Part VI, including (i) the names and EIN numbers of the supported organizations added, substituted, or removed; (ii) the reasons for each such action; (iii) the authority under the organization's organizing document authorizing such action; and (iv) how the action was accomplished (such as by amendment to the organizing document).

Type I or Type II only. Was any added or substituted supported organization part of a class already designated in the organization's organizing document?

Substitutions only. Was the substitution the result of an event beyond the organization's control?

Did the organization provide support (whether in the form of grants or the provision of services or facilities) to anyone other than (i) its supported organizations, (ii) individuals that are part of the charitable class benefited by one or more of its supported organizations, or (iii) other supporting organizations that also support or benefit one or more of the filing organization’s supported organizations? If “Yes,” provide detail in Part VI.

Did the organization provide a grant, loan, compensation, or other similar payment to a substantial contributor (defined in section 4958(c)(3)(C)), a family member of a substantial contributor, or a 35% controlled entity with regard to a substantial contributor? If “Yes,” complete Part I of Schedule L (Form 990 or 990-EZ) .

Did the organization make a loan to a disqualified person (as defined in section 4958) not described in line 7? If “Yes,” complete Part I of Schedule L (Form 990 or 990-EZ).

Was the organization controlled directly or indirectly at any time during the tax year by one or more disqualified persons, as defined in section 4946 (other than foundation managers and organizations described in section 509(a)(1) or (2))? If “Yes,” provide detail in Part VI.

Did one or more disqualified persons (as defined in line 9a) hold a controlling interest in any entity in which the supporting organization had an interest? If “Yes,” provide detail in Part VI.

Did a disqualified person (as defined in line 9a) have an ownership interest in, or derive any personal benefit from, assets in which the supporting organization also had an interest? If “Yes,” provide detail in Part VI.

10a

Was the organization subject to the excess business holdings rules of section 4943 because of section 4943(f) (regarding certain Type II supporting organizations, and all Type III non-functionally integrated supporting organizations)? If “Yes,” answer line 10b below.

10a

Did the organization have any excess business holdings in the tax year? (Use Schedule C, Form 4720, to determine whether the organization had excess business holdings).

10b

Schedule A (Form 990 or 990-EZ) 2020

Page 5

Part IV

Supporting Organizations (continued)

Yes

Has the organization accepted a gift or contribution from any of the following persons?

A person who directly or indirectly controls, either alone or together with persons described in lines 11b and 11c below, the governing body of a supported organization?

11a

A family member of a person described in 11a above?

11b

A 35% controlled entity of a person described in line 11a or 11b above? If “Yes” to 11a, 11b, or 11c, provide detail in Part VI.

11c

Section B. Type I Supporting Organizations

Yes

Did the officers, directors, trustees, or membership of one or more supported organizations have the power to regularly appoint or elect at least a majority of the organization’s directors or trustees at all times during the tax year? If “No,” describe in Part VI how the supported organization(s) effectively operated, supervised, or controlled the organization’s activities. If the organization had more than one supported organization, describe how the powers to appoint and/or remove directors or trustees were allocated among the supported organizations and what conditions or restrictions, if any, applied to such powers during the tax year.

Did the organization operate for the benefit of any supported organization other than the supported organization(s) that operated, supervised, or controlled the supporting organization? If “Yes,” explain in Part VI how providing such benefit carried out the purposes of the supported organization(s) that operated, supervised or controlled the supporting organization.

Section C. Type II Supporting Organizations

Yes

Were a majority of the organization’s directors or trustees during the tax year also a majority of the directors or trustees of each of the organization’s supported organization(s)? If “No,” describe in Part VI how control or management of the supporting organization was vested in the same persons that controlled or managed the supported organization(s).

Section D. All Type III Supporting Organizations

Yes

Did the organization provide to each of its supported organizations, by the last day of the fifth month of the organization’s tax year, (i) a written notice describing the type and amount of support provided during the prior tax year, (ii) a copy of the Form 990 that was most recently filed as of the date of notification, and (iii) copies of the organization’s governing documents in effect on the date of notification, to the extent not previously provided?

Were any of the organization’s officers, directors, or trustees either (i) appointed or elected by the supported organization(s) or (ii) serving on the governing body of a supported organization? If "No," explain in Part VI how the organization maintained a close and continuous working relationship with the supported organization(s).

By reason of the relationship described in line 2 above, did the organization’s supported organizations have a significant voice in the organization’s investment policies and in directing the use of the organization’s income or assets at all times during the tax year? If "Yes," describe in Part VI the role the organization’s supported organizations played in this regard.

Section E. Type III Functionally-Integrated Supporting Organizations

Check the box next to the method that the organization used to satisfy the Integral Part Test during the year (see instructions):

The organization satisfied the Activities Test. Complete line 2 below.

The organization is the parent of each of its supported organizations. Complete line 3 below.

The organization supported a governmental entity. Describe in Part VI how you supported a government entity (see instructions)

Activities Test. Answer lines 2a and 2b below.

Yes

Did substantially all of the organization’s activities during the tax year directly further the exempt purposes of the supported organization(s) to which the organization was responsive? If "Yes," then in Part VI identify those supported organizations and explain how these activities directly furthered their exempt purposes, how the organization was responsive to those supported organizations, and how the organization determined that these activities constituted substantially all of its activities.

Did the activities described in line 2a, above constitute activities that, but for the organization’s involvement, one or more of the organization’s supported organization(s) would have been engaged in? If "Yes," explain in Part VI the reasons for the organization’s position that its supported organization(s) would have engaged in these activities but for the organization’s involvement.

Parent of Supported Organizations. Answer lines 3a and 3b below.

Did the organization have the power to regularly appoint or elect a majority of the officers, directors, or trustees of each of the supported organizations?If "Yes" or "No", provide details in Part VI.

Did the organization exercise a substantial degree of direction over the policies, programs and activities of each of its supported organizations? If "Yes," describe in Part VI. the role played by the organization in this regard.

Schedule A (Form 990 or 990-EZ) 2020

Page 6

Part V

Type III Non-Functionally Integrated 509(a)(3) Supporting Organizations

Check here if the organization satisfied the Integral Part Test as a qualifying trust on Nov. 20, 1970 (explain in Part VI). See instructions. All other Type III non-functionally integrated supporting organizations must complete Sections A through E.

	Section A - Adjusted Net Income		(A) Prior Year	(B) Current Year (optional)
1	Net short-term capital gain	1
2	Recoveries of prior-year distributions	2
3	Other gross income (see instructions)	3
4	Add lines 1 through 3	4
5	Depreciation and depletion	5
6	Portion of operating expenses paid or incurred for production or collection of gross income or for management, conservation, or maintenance of property held for production of income (see instructions)	6
7	Other expenses (see instructions)	7
8	Adjusted Net Income (subtract lines 5, 6 and 7 from line 4)	8

	Section B - Minimum Asset Amount		(A) Prior Year	(B) Current Year (optional)
1	Aggregate fair market value of all non-exempt-use assets (see instructions for short tax year or assets held for part of year):	1
a	Average monthly value of securities	1a
b	Average monthly cash balances	1b
c	Fair market value of other non-exempt-use assets	1c
d	Total (add lines 1a, 1b, and 1c)	1d
e	Discount claimed for blockage or other factors (explain in detail in Part VI):
2	Acquisition indebtedness applicable to non-exempt use assets	2
3	Subtract line 2 from line 1d	3
4	Cash deemed held for exempt use. Enter 0.015 of line 3 (for greater amount, see instructions).	4
5	Net value of non-exempt-use assets (subtract line 4 from line 3)	5
6	Multiply line 5 by 0.035	6
7	Recoveries of prior-year distributions	7
8	Minimum Asset Amount (add line 7 to line 6)	8

	Section C - Distributable Amount		Current Year
1	Adjusted net income for prior year (from Section A, line 8, Column A)	1
2	Enter 85% of line 1	2
3	Minimum asset amount for prior year (from Section B, line 8, Column A)	3
4	Enter greater of line 2 or line 3	4
5	Income tax imposed in prior year	5
6	Distributable Amount. Subtract line 5 from line 4, unless subject to emergency temporary reduction (see instructions)	6

Check here if the current year is the organization's first as a non-functionally-integrated Type III supporting organization (see instructions)

Schedule A (Form 990 or 990-EZ) 2020

Page 7

Part V

Type III Non-Functionally Integrated 509(a)(3) Supporting Organizations(continued)

Section D - Distributions		Current Year
1 Amounts paid to supported organizations to accomplish exempt purposes	1
2 Amounts paid to perform activity that directly furthers exempt purposes of supported organizations, in excess of income from activity	2
3 Administrative expenses paid to accomplish exempt purposes of supported organizations	3
4 Amounts paid to acquire exempt-use assets	4
5 Qualified set-aside amounts (prior IRS approval required - provide details in Part VI)	5
6 Other distributions (describe in Part VI). See instructions	6
7Total annual distributions. Add lines 1 through 6.	7
8 Distributions to attentive supported organizations to which the organization is responsive (provide details in Part VI). See instructions	8
9 Distributable amount for 2020 from Section C, line 6	9
10 Line 8 amount divided by Line 9 amount	10

Section E - Distribution Allocations (see instructions)		(i) Excess Distributions	(ii) Underdistributions Pre-2020	(iii) Distributable Amount for 2020
1 Distributable amount for 2020 from Section C, line 6
2 Underdistributions, if any, for years prior to 2019 (reasonable cause required-- explain in Part VI). See instructions.
3 Excess distributions carryover, if any, to 2020:
a From 2015.......
b From 2016.......
c From 2017.......
d From 2018.......
e From 2019.......
fTotal of lines 3a through e
g Applied to underdistributions of prior years
h Applied to 2020 distributable amount
i Carryover from 2015 not applied (see instructions)
j Remainder. Subtract lines 3g, 3h, and 3i from line 3f.
4Distributions for 2020 from Section D, line 7:
$
a Applied to underdistributions of prior years
b Applied to 2020 distributable amount
c Remainder. Subtract lines 4a and 4b from line 4.
5 Remaining underdistributions for years prior to 2020, if any. Subtract lines 3g and 4a from line 2. If the amount is greater than zero, explain in Part VI. See instructions.
6 Remaining underdistributions for 2020. Subtract lines 3h and 4b from line 1. If the amount is greater than zero, explain in Part VI. See instructions.
7 Excess distributions carryover to 2021. Add lines 3j and 4c.
8 Breakdown of line 7:
a Excess from 2016.....
b Excess from 2017.....
c Excess from 2018.....
d Excess from 2019.....
e Excess from 2020.....

Schedule A (Form 990 or 990-EZ) (2020)

Schedule A (Form 990 or 990-EZ) 2020

Page 8

Part VI

Supplemental Information. Provide the explanations required by Part II, line 10; Part II, line 17a or 17b; Part III, line 12; Part IV, Section A, lines 1, 2, 3b, 3c, 4b, 4c, 5a, 6, 9a, 9b, 9c, 11a, 11b, and 11c; Part IV, Section B, lines 1 and 2; Part IV, Section C, line 1; Part IV, Section D, lines 2 and 3; Part IV, Section E, lines 1c, 2a, 2b, 3a and 3b; Part V, line 1; Part V, Section B, line 1e; Part V Section D, lines 5, 6, and 8; and Part V, Section E, lines 2, 5, and 6. Also complete this part for any additional information. (See instructions).

Facts And Circumstances Test

Return Reference	Explanation

Schedule A (Form 990 or 990-EZ) 2020

Additional Data

Software ID:
Software Version:

- TIN:

SCHEDULE D
(Form 990)

Department of the Treasury
Internal Revenue Service

Supplemental Financial Statements

Complete if the organization answered "Yes," on Form 990,
Part IV, line 6, 7, 8, 9, 10, 11a, 11b, 11c, 11d, 11e, 11f, 12a, or 12b.
SchDMd Bullet

Attach to Form 990.
SchDMd Bullet

Go to www.irs.gov/Form990 for instructions and the latest information.

OMB No. 1545-0047

2020

Open to Public Inspection

Name of the organization

SUSTAINABLE SCIENCES INSTITUTE

Employer identification number

94-3308627

Part I

Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts. Complete if the organization answered "Yes" on Form 990, Part IV, line 6.

		(a) Donor advised funds	(b) Funds and other accounts
1	Total number at end of year .........
2	Aggregate value of contributions to (during year)
3	Aggregate value of grants from (during year)
4	Aggregate value at end of year ........

Did the organization inform all donors and donor advisors in writing that the assets held in donor advised funds are the organization’s property, subject to the organization’s exclusive legal control? ............

Yes No

Did the organization inform all grantees, donors, and donor advisors in writing that grant funds can be used only for charitable purposes and not for the benefit of the donor or donor advisor, or for any other purpose conferring impermissible private benefit? ...................................

Yes No

Part II

Conservation Easements.
Complete if the organization answered "Yes" on Form 990, Part IV, line 7.

Purpose(s) of conservation easements held by the organization (check all that apply).

Preservation of land for public use (e.g., recreation or education) Preservation of an historically important land area

Protection of natural habitat Preservation of a certified historic structure

Preservation of open space

Complete lines 2a through 2d if the organization held a qualified conservation contribution in the form of a conservation easement on the last day of the tax year.


a	Total number of conservation easements ......................	2a
b	Total acreage restricted by conservation easements ....................	2b
c	Number of conservation easements on a certified historic structure included in (a) .....	2c
d	Number of conservation easements included in (c) acquired after 7/25/06, and not on a historic structure listed in the National Register ...	2d

Number of conservation easements modified, transferred, released, extinguished, or terminated by the organization during the
tax year SchDMd Bullet

Number of states where property subject to conservation easement is located SchDMd Bullet

Does the organization have a written policy regarding the periodic monitoring, inspection, handling of violations, and enforcement of the conservation easements it holds? ............

Yes No

Staff and volunteer hours devoted to monitoring, inspecting, handling of violations, and enforcing conservation easements during the year
SchDMd Bullet

Amount of expenses incurred in monitoring, inspecting, handling of violations, and enforcing conservation easements during the year
SchDMd Bullet

Does each conservation easement reported on line 2(d) above satisfy the requirements of section 170(h)(4)(B)(i) and section 170(h)(4)(B)(ii)? .............................

Yes No

In Part XIII, describe how the organization reports conservation easements in its revenue and expense statement, and
balance sheet, and include, if applicable, the text of the footnote to the organization’s financial statements that describes
the organization’s accounting for conservation easements.

Part III

Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets.
Complete if the organization answered "Yes" on Form 990, Part IV, line 8.

If the organization elected, as permitted under FASB ASC 958, not to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide, in Part XIII, the text of the footnote to its financial statements that describes these items.

If the organization elected, as permitted under FASB ASC 958, to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide the following amounts relating to these items:

(i)

Revenue included on Form 990, Part VIII, line 1 ......................... SchDMd Bullet

(ii)

Assets included in Form 990, Part X ............................... SchDMd Bullet

If the organization received or held works of art, historical treasures, or other similar assets for financial gain, provide the
following amounts required to be reported under FASB ASC 958 relating to these items:

Revenue included on Form 990, Part VIII, line 1 .......................... SchDMd Bullet

Assets included in Form 990, Part X ............................... SchDMd Bullet

For Paperwork Reduction Act Notice, see the Instructions for Form 990.

Cat. No. 52283D

Schedule D (Form 990) 2020

Page 2

Part III

Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets (continued)

Using the organization’s acquisition, accession, and other records, check any of the following that are a significant use of its collection items (check all that apply):

Public exhibition

Loan or exchange programs

Scholarly research

Other

Preservation for future generations

Provide a description of the organization’s collections and explain how they further the organization’s exempt purpose in
Part XIII.

During the year, did the organization solicit or receive donations of art, historical treasures or other similar
assets to be sold to raise funds rather than to be maintained as part of the organization’s collection?...

Yes No

Part IV

Escrow and Custodial Arrangements. Complete if the organization answered "Yes" on Form 990, Part IV, line 9, or reported an amount on Form 990, Part X, line 21.

Is the organization an agent, trustee, custodian or other intermediary for contributions or other assets not
included on Form 990, Part X? ....................................

Yes No


b	If "Yes," explain the arrangement in Part XIII and complete the following table:		Amount
c	Beginning balance .............................	1c
d	Additions during the year ............................	1d
e	Distributions during the year ..........................	1e
f	Ending balance ................................	1f

Did the organization include an amount on Form 990, Part X, line 21, for escrow or custodial account liability? ...

Yes No

If "Yes," explain the arrangement in Part XIII. Check here if the explanation has been provided in Part XIII ....

Part V

Endowment Funds.
Complete if the organization answered "Yes" on Form 990, Part IV, line 10.

		(a) Current year	(b) Prior year	(c) Two years back	(d) Three years back	(e) Four years back

1a	Beginning of year balance ....
b	Contributions ...
c	Net investment earnings, gains, and losses
d	Grants or scholarships ...
e	Other expenditures for facilities and programs ...
f	Administrative expenses ....
g	End of year balance ......

Provide the estimated percentage of the current year end balance (line 1g, column (a)) held as:

Board designated or quasi-endowment SchDMd Bullet

Permanent endowment SchDMd Bullet

Term endowment SchDMd Bullet

The percentages on lines 2a, 2b, and 2c should equal 100%.

Are there endowment funds not in the possession of the organization that are held and administered for the
organization by:

Yes

(i) Unrelated organizations .......................

3a(i)

(ii) Related organizations .......................

3a(ii)

If "Yes" on 3a(ii), are the related organizations listed as required on Schedule R? .........

Describe in Part XIII the intended uses of the organization's endowment funds.

Part VI

Land, Buildings, and Equipment.
Complete if the organization answered "Yes" on Form 990, Part IV, line 11a. See Form 990, Part X, line 10.

Description of property		(a) Cost or other basis (investment)	(b) Cost or other basis (other)	(c) Accumulated depreciation	(d) Book value

1a	Land .....	50,741		50,741
b	Buildings ....	202,963	5,638	197,325
c	Leasehold improvements
d	Equipment ....	489,348	329,590	159,758
e	Other .....	167,943	151,273	16,670
Total. Add lines 1a through 1e. (Column (d) must equal Form 990, Part X, column (B), line 10(c).)..				424,494

Schedule D (Form 990) 2020

Page 3

Part VII

Investments - Other Securities.
Complete if the organization answered "Yes" on Form 990, Part IV, line 11b. See Form 990, Part X, line 12.

(a) Description of security or category (including name of security)	(b) Book value	(c) Method of valuation: Cost or end-of-year market value
(1) Financial derivatives.........
(2) Closely-held equity interests........
(3)Other
(B)
(C)
(D)
(E)
(F)
(G)
(H)
(I)
Total. (Column (b) must equal Form 990, Part X, col. (B) line 12.)

Part VIII

Investments - Program Related. Complete if the organization answered 'Yes' on Form 990, Part IV, line 11c. See Form 990, Part X, line 13.

(a) Description of investment	(b) Book value	(c) Method of valuation: Cost or end-of-year market value

(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
(10)
Total. (Column (b) must equal Form 990, Part X, col.(B) line 13.)

Part IX

Other Assets.
Complete if the organization answered 'Yes' on Form 990, Part IV, line 11d. See Form 990, Part X, line 15.

(a) Description				(b) Book value

(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
(10)
Total. (Column (b) must equal Form 990, Part X, col.(B) line 15.)...........

Part X

Other Liabilities.
Complete if the organization answered 'Yes' on Form 990, Part IV, line 11e or 11f. See Form 990, Part X, line 25.

1.(a) Description of liability	(b) Book value
(1) Federal income taxes

(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
Total. (Column (b) must equal Form 990, Part X, col.(B) line 25.)
2. Liability for uncertain tax positions. In Part XIII, provide the text of the footnote to the organization's financial statements that reports the organization's liability for uncertain tax positions under FIN 48 (ASC 740). Check here if the text of the footnote has been provided in Part XIII

Schedule D (Form 990) 2020

Page 4

Part XI Reconciliation of Revenue per Audited Financial Statements With Revenue per Return. Complete if the organization answered 'Yes' on Form 990, Part IV, line 12a.
1	Total revenue, gains, and other support per audited financial statements .......		1	2,783,325
2	Amounts included on line 1 but not on Form 990, Part VIII, line 12:
a	Net unrealized gains (losses) on investments ....	2a
b	Donated services and use of facilities .........	2b
c	Recoveries of prior year grants ...........	2c
d	Other (Describe in Part XIII.) ............	2d
e	Add lines 2a through 2d .....................		2e	0
3	Subtract line 2e from line 1..................		3	2,783,325
4	Amounts included on Form 990, Part VIII, line 12, but not on line 1:
a	Investment expenses not included on Form 990, Part VIII, line 7b .	4a
b	Other (Describe in Part XIII.) ...........	4b
c	Add lines 4a and 4b....................		4c	0
5	Total revenue. Add lines 3 and 4c. (This must equal Form 990, Part I, line 12.) ......		5	2,783,325

Part XII Reconciliation of Expenses per Audited Financial Statements With Expenses per Return. Complete if the organization answered 'Yes' on Form 990, Part IV, line 12a.
1	Total expenses and losses per audited financial statements ...........		1	2,786,405
2	Amounts included on line 1 but not on Form 990, Part IX, line 25:
a	Donated services and use of facilities .........	2a
b	Prior year adjustments ............	2b
c	Other losses ................	2c
d	Other (Describe in Part XIII.) ............	2d
e	Add lines 2a through 2d....................		2e	0
3	Subtract line 2e from line 1...................		3	2,786,405
4	Amounts included on Form 990, Part IX, line 25, but not on line 1:
a	Investment expenses not included on Form 990, Part VIII, line 7b ..	4a
b	Other (Describe in Part XIII.) ............	4b
c	Add lines 4a and 4b.....................		4c	0
5	Total expenses. Add lines 3 and 4c. (This must equal Form 990, Part I, line 18.) ......		5	2,786,405

Part XIII

Supplemental Information

Provide the descriptions required for Part II, lines 3, 5, and 9; Part III, lines 1a and 4; Part lV, lines 1b and 2b; Part V, line 4; Part X, line 2; Part XI, lines 2d and 4b; and Part XII, lines 2d and 4b. Also complete this part to provide any additional information.

Return Reference	Explanation

Schedule D (Form 990) 2020

Additional Data

Software ID:
Software Version:

- TIN:

SCHEDULE F(Form 990)

Department of the Treasury
Internal Revenue Service

Statement of Activities Outside the United States

Complete if the organization answered "Yes" to Form 990, Part IV, line 14b, 15, or 16. Right pointing arrow large image

Attach to Form 990. Right pointing arrow large image

Go to www.irs.gov/Form990 for instructions and the latest information.

OMB No. 1545-0047

2020

Open to Public Inspection

Name of the organization
SUSTAINABLE SCIENCES INSTITUTE

Employer identification number

94-3308627

Part I

General Information on Activities Outside the United States. Complete if the organization answered "Yes" on Form 990, Part IV, line 14b.

For grantmakers. Does the organization maintain records to substantiate the amount of its grants and

other assistance, the grantees’ eligibility for the grants or assistance, and the selection criteria used

to award the grants or assistance? . . . . . . . . . . . . . . . . . . . . . . . . .

Yes

For grantmakers. Describe in Part V the organization’s procedures for monitoring the use of its grants and other assistance outside the United States.

Activites per Region. (The following Part I, line 3 table can be duplicated if additional space is needed.)

(a) Region		(b) Number of offices in the region	(c) Number of employees, agents, and independent contractors in the region	(d) Activities conducted in region (by type) (such as, fundraising, program services, investments, grants to recipients located in the region)	(e) If activity listed in (d) is a program service, describe specific type of service(s) in the region	(f) Total expenditures for and investments in the region
	CENTRAL AMERICA & CARIBBEA	1		PROGRAM SERVICES/GRANTS	DENGUE, INFLUENZA, ZIKA	2,496,679
















3a	Sub-total ....	0	0			2,496,679
b	Total from continuation sheets to Part I ...	0	0			0
c	Totals (add lines 3a and 3b)	0	0			2,496,679

For Paperwork Reduction Act Notice, see the Instructions for Form 990.Cat. No. 50082W Schedule F (Form 990) 2020

Schedule F (Form 990) 2020

Page 2

Part II

Grants and Other Assistance to Organizations or Entities Outside the United States. Complete if the organization answered "Yes" on Form 990, Part IV, line 15, for any recipient who received more than $5,000. Part II can be duplicated if additional space is needed.

1 (a) Name of organization		(b) IRS code section and EIN (if applicable)	(c) Region	(d) Purpose of grant	(e) Amount of cash grant	(f) Manner of cash disbursement	(g) Amount of noncash assistance	(h) Description of noncash assistance	(i) Method of valuation (book, FMV, appraisal, other)

2	Enter total number of recipient organizations listed above that are recognized as charities by the foreign country, recognized as tax-exempt by the IRS, or for which the grantee or counsel has provided a section 501(c)(3) equivalency letter .......
3	Enter total number of other organizations or entities .......................

Schedule F (Form 990) 2020

Schedule F (Form 990) 2020Page 3

Part III

Grants and Other Assistance to Individuals Outside the United States. Complete if the organization answered "Yes" on Form 990, Part IV, line 16.

Part III can be duplicated if additional space is needed.

	(b) Region	(c) Number of recipients	(d) Amount of cash grant
GENERAL PURPOSE	LATIN AMERICAN WORKSHOPS	2	36,000

Schedule F (Form 990) 2020

Page 4

Part IV

Foreign Forms

Schedule F (Form 990) 2020

Page 5

Part V

Supplemental Information
Provide the information required by Part I, line 2 (monitoring of funds); Part I, line 3, column (f) (accounting method; amounts of investments vs. expenditures per region); Part II, line 1 (accounting method); Part III (accounting method); and Part III, column (c) (estimated number of recipients), as applicable. Also complete this part to provide any additional information. See instructions.

ReturnReference	Explanation
PART III ACCOUNTING METHOD:

Schedule F (Form 990) 2020

Additional Data

Software ID:
Software Version:

- TIN:

SCHEDULE O
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service

Supplemental Information to Form 990 or 990-EZ

Complete to provide information for responses to specific questions on
Form 990 or 990-EZ or to provide any additional information.
MediumBullet

Attach to Form 990 or 990-EZ.
MediumBullet

Go to www.irs.gov/Form990 for the latest information.

OMB No. 1545-0047

2020

Open to Public
Inspection

Name of the organization

SUSTAINABLE SCIENCES INSTITUTE

Employer identification number

94-3308627

Return Reference	Explanation
FORM 990, PART VI, SECTION B, LINE 11B	AN ELECTRONIC COPY OF THE FORM 990 IS SENT TO ALL BOARD MEMBERS (SSI'S GOVERNING BODY) BEFORE IT IS FILED. ADDITIONALLY, ALL MEMBERS ARE ASKED TO REVIEW AND APPROVE, VIA EMAIL, THE FORM 990 BEFORE IT IS FILED.
FORM 990, PART VI, SECTION B, LINE 12C	ALL DIRECTORS/OFFICERS/ELIGIBLE EMPLOYEES ARE REQUIRED TO REVIEW AND RESIGN THE CONFLICT OF INTEREST POLICY ANNUALLY. ANY CONFLICTS OF INTEREST OR SUSPECTED VIOLATIONS OF THE POLICY ARE INVESTIGATED AND DEALT WITH ACCORDINGLY BY THE BOARD.
FORM 990, PART VI, SECTION B, LINE 15	SSI WRITTEN EMPLOYEE EVALUATIONS ARE DONE ANNUALLY BY THE NON-SALARIED EXECUTIVE COMMITTEE (PRESIDENT, VICE PRESIDENT, SECRETARY, AND TREASURER) OF THE BOARD OF DIRECTORS. EACH EMPLOYEE COMPLETES A WRITTEN SELF-EVALUATION; THE EXECUTIVE COMMITTEE ALSO WRITES AN EVALUATION OF THE EMPLOYEE AND THEN MEETS WITH EACH EMPLOYEE TO DISCUSS HIS/HER PERFORMANCE OVER THE YEAR. THE COMMITTEE THEN DELIBERATES AND RECOMMENDS EACH EMPLOYEE'S MERIT AND COST OF LIVING INCREASES TO THE BOARD. THE BOARD APPROVES (OR CHANGES) THE INCREASES, WITH THE DECISION BASED ON EMPLOYEE PERFORMANCE, SSI FINANCIAL HEALTH, AND A COMPARISON TO PAY FOR SIMILAR POSITIONS AT OTHER NONPROFITS IN THE BAY AREA.
FORM 990, PART VI, SECTION C, LINE 19	ALL GOVERNING DOCUMENTS, THE CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC ON THE SSI WEBSITE AND/OR IN OUR SAN FRANCISCO OFFICE DURING REGULAR BUSINESS HOURS.
FORM 990, PART 1, LINE 1, DESCRIPTION OF ORGANIZATION MISSION	ONGOING COACHING TO HEALTH PROFESSIONALS AND SCIENTISTS.
FORM 990, PART III, LINE 1, DESCRIPTION OF ORGANIZATION MISSION:	PROVIDES UNIQUE PROGRAMS TO DEVELOP AND SUPPORT SCIENTIFIC AND PUBLIC HEALTH COMMUNITIES AND SYSTEMS. SUBSIDIARIES OF SSI ARE INCORPORATED IN NICARAGUA (2004) AND EGYPT (2011). THERE IS ONE BOARD OF DIRECTORS LOCATED IN SAN FRANCISCO. ALL FUNDS ARE ADMINISTERED THROUGH SSI'S SAN FRANCISCO HEADQUARTERS WITH NICARAGUAN AND EGYPTIAN FIELD COMPONENTS IMPLEMENTED BY LOCAL STAFF. SSI'S PRESIDENT, EVA HARRIS PHD (PROFESSOR OF IMMUNOLOGY AND INFECTIOUS DISEASE, UNIV. OF CALIFORNIA, BERKELEY) BEGAN SSI'S FOUNDATIONAL WORK IN 1988 UNDER THE APPLIED MOLECULAR BIOLOGY/APPROPRIATE TECHNOLOGY TRANSFER PROGRAM AND WAS AWARDED A MACARTHUR GENIUS FELLOWSHIP IN 1997. SSI'S VICE PRESIDENT, DR. ED WAKIL (DIRECTOR, SAN FRANCISCO
FORM 990, PART III, LINE 4A, PROGRAM SERVICE ACCOMPLISHMENTS:	CONTRACTS FROM SMALLER PRIVATE ORGANIZATIONS (SEVIDENT, PAXVAX). IN 2016, THE ZIKA PANDEMIC HIT LATIN AMERICA, INCLUDING OUR SITE IN NICARAGUA, REVEALING ZIKA'S RELATIONSHIP TO DEVASTATING CONGENITAL BIRTH DEFECTS. IN COLLABORATION WITH NICARAGUAN COLLEAGUES, SSI REFOCUSED ITS EXISTING DENGUE AND CHIKUNGUNYA RESEARCH TO ADDRESS URGENT QUESTIONS ABOUT ZIKA; EFFORTS TO DEVELOP AND EVALUATE NEW DIAGNOSTIC AND RESEARCH TECHNIQUES WERE INCORPORATED INTO EXISTING HOSPITAL AND COHORT STUDIES. SSI ALSO LAUNCHED STUDIES OF ZIKA'S INCIDENCE AND HOUSEHOLD TRANSMISSION PATTERNS, A LONGITUDINAL STUDY OF ZIKA IN PREGNANT WOMEN AND INFANTS, AND AN INNOVATIVE COMMUNITY-BASED INTERVENTION FOR ZIKA PREVENTION. THIS INTEGRATED APPROACH ENABLES STUDY OF ZIKA'S CLINICAL ASPECTS, EPIDEMIOLOGICAL AND IMMUNOLOGICAL RESPONSES, MODELING OF THE INTERACTIONS BETWEEN IMMUNE RESPONSES, AND EXPANSION OF COMMUNITY-BASED EFFORTS TO PREVENT ZIKA AS WELL AS DENGUE. THIS RESEARCH CONTINUES TO SHOWCASE OUR COLLABORATING SITE IN NICARAGUA WHICH HAS BECOME INTERNATIONALLY RENOWNED FOR ARBOVIRUS DIAGNOSIS,RESEARCH AND EPIDEMIOLOGY. IN NICARAGUA, SSI'S STUDIES HAVE RECEIVED FAVORABLE NATIONAL PRESS, STRONG GOVERNMENT SUPPORT, AND HIGH REGARD WITHIN THE COMMUNITIES WHERE WORK IS CONDUCTED. FOR THE LAST TEN YEARS, SSI HAS BEEN WORKING TOWARDS UNDERSTANDING THE EPIDEMIOLOGY AND CLINICAL PRESENTATION OF INFLUENZA AND OTHER RESPIRATORY VIRUS INFECTIONS IN NICARAGUA. IN LATE 2015, SSI-NICARAGUA WAS SELECTED AS ONE OF FOUR SITES TO CONDUCT A CDC-FUNDED STUDY EXAMINING INFLUENZA PREVENTION AMONG INFANTS THROUGH VACCINATION. THIS STUDY, AND ANOTHER EXAMINING INFLUENZA TRANSMISSION WITHIN HOUSEHOLDS, ARE CONDUCTED IN CLOSE COLLABORATION WITH THE NICARAGUAN MINISTRY OF HEALTH AND THE UNIVERSITY OF MICHIGAN. SSI RECEIVES CONTINUED SUPPORT OF ITS INFLUENZA COHORT STUDY FROM THE NIH CENTER OF EXCELLENCE FOR INFLUENZA RESEARCH AND SURVEILLANCE AT THE ST. JUDE CHILDREN'S RESEARCH HOSPITAL. SSI, IN COLLABORATION WITH THE NICARAGUAN MINISTRY OF HEALTH AND THE UNIV. OF CALIFORNIA AT BERKELEY, CONTINUES TO OPERATE THE PEDIATRIC DENGUE COHORT STUDY (NOW IN ITS 14TH YEAR) AND THE HOSPITAL-BASED STUDY(NOW IN ITS 20TH YEAR)IN MANAGUA. THESE COHORT STUDIES SUPPLY THE INFRASTRUCTURE AND BIOREPOSITORY THAT ALLOWS SSI AND ITS PARTNERS TO BE LEADERS IN GLOBAL ARBOVIRUS RESEARCH. EACH YEAR APPROXIMATELY 3,600 CHILDREN PARTICIPATE PROVIDING INVALUABLE BIOLOGICAL SAMPLES USED TO STUDY DETERMINANTS OF PROTECTION FROM, AND RISK OF, DENGUE, ZIKA AND CHIKUNGUNYA DISEASE. IN 2017, OUR RESEARCH RESULTED IN A NUMBER OF HIGH-IMPACT PUBLICATIONS AND SCIENTIFIC PRESENTATIONS. SSI IS ADAPTING ITS DENGUECHAT TOOL FOR COMMUNITY-BASED RESEARCH ON ZIKA. THE DENGUECHAT TOOL, DEVELOPED AT UNIV. OF CALIFORNIA AT BERKELEY, IS A FREE TECHNOLOGY THAT SUPPORTS COMMUNITY-LEVEL MOSQUITO CONTROL EFFORTS. THE PLATFORM ALLOWS A HEALTH TEAM - BRIGADISTAS DE SALUD Y VIDA - TO CAPTURE ENTOMOLOGICAL DATA, VISUALIZE HIGH-RISK AREAS, AND MEASURE IMPACT OVER TIME. DENGUECHAT EMPOWERS THE COMMUNITY TO PRODUCE AND SYSTEMATIZE LOCAL, REAL-TIME DATA TO MAKE DECISIONS ABOUT MOSQUITO CONTROL TO PREVENT DENGUE, CHIKUNGUNYA AND ZIKA. THE PLATFORM'S BLOG ALLOWS COMMUNITY BRIGADES TO CONNECT, COMPETE, AND SHARE INFORMATION ENCOURAGING THEM TO BECOME KEY MOTIVATORS IN COMMUNITY MOBILIZATION AND HEALTH PROMOTION EFFORTS. IN THE FIVE COMMUNITIES WHERE DENGUECHAT WAS PILOTED, SIGNIFICANT REDUCTION IN MOSQUITO INFESTATION WAS MEASURED. WE ARE ADAPTING THIS PLATFORM TO ZIKA WITH THE AIM MONITORING VECTOR INFESTATION AND TRACKING ZIKA RISK IN MANAGUA'S URBAN AND RURAL NEIGHBORHOODS.
FORM 990, PART III, LINE 4B, PROGRAM SERVICE ACCOMPLISHMENTS:	RESEARCH PROJECTS, BANKING BIO-SAMPLES, AND PROMOTION OF TRAINING AND EDUCATION. DATA OBTAINED THROUGH THESE EFFORTS ARE DISSEMINATED AT LOCAL AND INTERNATIONAL SCIENTIFIC MEETINGS AND IN PUBLICATIONS.RESEARCH SUPPORT BY NLISSICRC HELPS INVESTIGATORS MEET REQUIREMENTS FOR COMPLETION OF THEIR GRADUATE DEGREES, AND TO OBTAIN PILOT DATA SUPPORTING THEIR APPLICATIONS FOR LARGER LOCAL AND INTERNATIONAL FUNDING OPPORTUNITIES. AS OF 2017, NLISSICRC HAD OVER 3,000 BIO-SAMPLES STORED IN ITS BIO-BANK AND ADDITIONAL SAMPLES ARE PROCESSED DAILY. NLISSICRC ANNUAL WORKSHOPS CONTINUE TO PROVIDE NLI STAFF WITH ADVANCED EDUCATION ON THE APPLICATION OF MOLECULAR BIOLOGY, TISSUE CULTURE, AND GENETIC ANALYSIS TO THE STUDY OF LIVER DISEASES.
FORM 990, PART III, LINE 4C, PROGRAM SERVICE ACCOMPLISHMENTS:	SUCCESSFULLY APPLY FOR LARGER FUNDING OPPORTUNITIES. SSI ENGAGES TALENTED BIOMEDICAL SCIENTISTS AND PROGRAM DIRECTORS - AND BY EXTENSION THEIR INSTITUTIONS - TO SERVE AS LOCAL TRAINERS AND MENTORS. USING THIS "TRAIN THE TRAINERS" APPROACH, SSI HAS DEVELOPED A NETWORK OF EXPERIENCED PEER TRAINERS AND TUTORS THAT HAS CONDUCTED OVER 100 WORKSHOPS AND TRAINED MORE THAN 2,500 HEALTH RESEARCHERS FROM 33 LOW INCOME COUNTRIES IN AFRICA, ASIA AND THE AMERICAS. THIS "TRAIN THE TRAINERS" MODEL, COMBINED WITH OUR LONG-TERM COMMITMENT, HAS BUILT ENDURING AND RESILIENT NETWORKS THAT EXPAND REGIONAL CAPACITY TO CONDUCT CLINICAL AND BASIC RESEARCH, DEVELOP CRITICAL SKILLS AND KNOWLEDGE BASE AMONG COLLEAGUES, AND SUPPORT REGIONAL SCIENTISTS TO EFFECT REAL CHANGE IN THE HEALTH OF THEIR COMMUNITIES. SSI'S WORK IS RECOGNIZED AS A MODEL FOR TECHNOLOGY TRANSFER AND CAPACITY BUILDING BY THE WORLD HEALTH ORGANIZATION (WHO), PAN AMERICAN HEALTH ORGANIZATION (PAHO), U.S. NATIONAL SCIENCE FOUNDATION, U.S. NATIONAL ACADEMY OF SCIENCES, THE GATES FOUNDATION,AND THE MINISTRIES OF HEALTH IN SEVERAL COUNTRIES. IN 2017, SSI TRAINED 116 HEALTH PROFESSIONALS IN SIX CAPACITY-BUILDING WORKSHOPS ON LABORATORY TECHNIQUES, SCIENTIFIC WRITING AND RESEARCH PROPOSAL PREPARATION. THE CENTER FOR EMERGING AND NEGLECTED DISEASES(CEND)INVITED SSI TO TEACH A PROPOSAL WRITING WORKSHOP FOR MASTER'S AND DOCTORAL STUDENTS AT MAKERERE UNIVERSITY IN KAMPALA, UGANDA. DUE TO SSI'S EXPERIENCE IMPLEMENTING THE LATEST TECHNIQUES FOR DETECTING AND DIAGNOSING ZIKA, DENGUE AND CHIKUNGUNYA VIRUSES, SSI ALSO RECEIVED A GRANT FROM THE CONSERVATION FOOD AND HEALTH FOUNDATION (CFHF) TO CONDUCT LABORATORY TRAINING IN CENTRAL AMERICA. THE WORKSHOP TOOK PLACE IN HONDURAS, WITH PARTICIPATION OF SCIENTISTS FROM PANAMA, NICARAGUA,EL SALVADOR, HONDURAS AND GUATEMALA.
FORM 990, PART VI, SECTION B, LINE 11B:	AN ELECTRONIC COPY OF THE FORM 990 IS SENT TO ALL BOARD MEMBERS (SSI'S GOVERNING BODY) BEFORE IT IS FILED. ADDITIONALLY, ALL MEMBERS ARE ASKED TO REVIEW AND APPROVE, VIA EMAIL, THE FORM 990 BEFORE IT IS FILED.
FORM 990, PART VI, SECTION B, LINE 12C:	ALL DIRECTORS/OFFICERS/ELIGIBLE EMPLOYEES ARE REQUIRED TO REVIEW AND RESIGN THE CONFLICT OF INTEREST POLICY ANNUALLY. ANY CONFLICTS OF INTEREST OR SUSPECTED VIOLATIONS OF THE POLICY ARE INVESTIGATED AND DEALT WITH ACCORDINGLY BY THE BOARD.
FORM 990, PART VI, SECTION B, LINE 15:	SSI WRITTEN EMPLOYEE EVALUATIONS ARE DONE ANNUALLY BY THE NON-SALARIED EXECUTIVE COMMITTEE (PRESIDENT, VICE PRESIDENT, SECRETARY, AND TREASURER) OF THE BOARD OF DIRECTORS. EACH EMPLOYEE COMPLETES A WRITTEN SELF-EVALUATION; THE EXECUTIVE COMMITTEE ALSO WRITES AN EVALUATION OF THE EMPLOYEE AND THEN MEETS WITH EACH EMPLOYEE TO DISCUSS HIS/HER PERFORMANCE OVER THE YEAR. THE COMMITTEE THEN DELIBERATES AND RECOMMENDS EACH EMPLOYEE'S MERIT AND COST OF LIVING INCREASES TO THE BOARD. THE BOARD APPROVES (OR CHANGES) THE INCREASES, WITH THE DECISION BASED ON EMPLOYEE PERFORMANCE, SSI FINANCIAL HEALTH, AND A COMPARISON TO PAY FOR SIMILAR POSITIONS AT OTHER NONPROFITS IN THE BAY AREA.
FORM 990, PART VI, SECTION C, LINE 19:	ALL GOVERNING DOCUMENTS, THE CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC ON THE SSI WEBSITE AND/OR IN OUR SAN FRANCISCO OFFICE DURING REGULAR BUSINESS HOURS.
FORM 990, PART IX, LINE 11G, OTHER FEES:	PROFESSIONAL SERVICES: PROGRAM SERVICE EXPENSES 169,270. MANAGEMENT AND GENERAL EXPENSES 47,292. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 216,562. TOTAL OTHER FEES ON FORM 990, PART IX, LINE 11G, COL A 216,562.

For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.

Cat. No. 51056K

Schedule O (Form 990 or 990-EZ) 2020

Additional Data

Software ID:
Software Version:

1	Briefly describe the organization’s mission or most significant activities: THE ORGANIZATION PROVIDES TO THE DEVELOPING WORLD WITH TECHNICAL TRAINING, TOOLS AND SUPPLIES AND ONGOING COACHING TO HEALTH PROFESSIONALS AND SCIENTISTS.
2	Check this box
3	Number of voting members of the governing body (Part VI, line 1a) ........	3	9
4	Number of independent voting members of the governing body (Part VI, line 1b) .....	4	9
5	Total number of individuals employed in calendar year 2020 (Part V, line 2a) ......	5	8
6	Total number of volunteers (estimate if necessary) .............	6	0
7a	Total unrelated business revenue from Part VIII, column (C), line 12 ........	7a	0
b	Net unrelated business taxable income from Form 990-T, line 39 .........	7b	0

		Prior Year	Current Year
8	Contributions and grants (Part VIII, line 1h) .........	2,916,774	2,776,812
9	Program service revenue (Part VIII, line 2g) .........	14,287	6,513
10	Investment income (Part VIII, column (A), lines 3, 4, and 7d ) ....	0	0
11	Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 10c, and 11e)	0	0
12	Total revenue—add lines 8 through 11 (must equal Part VIII, column (A), line 12)	2,931,061	2,783,325
13	Grants and similar amounts paid (Part IX, column (A), lines 1–3 )...	10,000	36,000
14	Benefits paid to or for members (Part IX, column (A), line 4).....	0	0
15	Salaries, other compensation, employee benefits (Part IX, column (A), lines 5–10)	1,802,469	1,753,163
16a	Professional fundraising fees (Part IX, column (A), line 11e) .....	0	0
b	Total fundraising expenses (Part IX, column (D), line 25) 0
17	Other expenses (Part IX, column (A), lines 11a–11d, 11f–24e)....	1,124,151	997,242
18	Total expenses. Add lines 13–17 (must equal Part IX, column (A), line 25)	2,936,620	2,786,405
19	Revenue less expenses. Subtract line 18 from line 12.......	-5,559	-3,080
		Beginning of Current Year	End of Year
20	Total assets (Part X, line 16).............	1,636,330	1,321,360
21	Total liabilities (Part X, line 26).............	989,470	677,580
22	Net assets or fund balances. Subtract line 21 from line 20.....	646,860	643,780

Sign Here

	Signature of officer	Date

	Type or print name and title


4a	(Code: ) (Expenses $ 2,035,698 including grants of $ 36,000 ) (Revenue $ )
	RESEARCH ON INFECTIOUS DISEASE IN NICARAGUA SSI CARRIES OUT RESEARCH ON INFECTIOUS DISEASES IN NICARAGUA WITH COMMITTED RESEARCH FUNDING OF APPROXIMATELY $7 MILLION OVER THE NEXT THREE YEARS FROM GOVERNMENT SOURCES (NATIONAL INSTITUTES OF HEALTH, CENTERS FOR DISEASE CONTROL AND PREVENTION, US AGENCY FOR INTERNATIONAL DEVELOPMENT) VIA DIRECT AWARDS AND SUBCONTRACTS FROM LARGE RESEARCH UNIVERSITIES (UNIVERSITY OF CALIFORNIA, COLORADO STATE UNIVERSITY, UNIVERSITY OF MICHIGAN, MT. SINAI SCHOOL OF MEDICINE, STANFORD UNIVERSITY). SSI ALSO RECEIVES FUNDING FROM PRIVATE FOUNDATIONS (IBRAHIM EL-HEFNI TECHNICAL TRAINING FOUNDATION, BILL AND MELINDA GATES FOUNDATION, INSTITUTO SLIM PARA LA SALUD, UBS OPTIMUS FOUNDATION) AND CONTRACTS FROM SMALLER PRIVATE ORGANIZATIONS (SEVIDENT, PAXVAX). IN 2016, THE ZIKA PANDEMIC HIT LATIN AMERICA, INCLUDING OUR SITE IN NICARAGUA, REVEALING ZIKA'S RELATIONSHIP TO DEVASTATING CONGENITAL BIRTH DEFECTS. IN COLLABORATION WITH NICARAGUAN COLLEAGUES, SSI REFOCUSED ITS EXISTING DENGUE AND CHIKUNGUNYA RESEARCH TO ADDRESS URGENT QUESTIONS ABOUT ZIKA; EFFORTS TO DEVELOP AND EVALUATE NEW DIAGNOSTIC AND RESEARCH TECHNIQUES WERE INCORPORATED INTO EXISTING HOSPITAL AND COHORT STUDIES. SSI ALSO LAUNCHED STUDIES OF ZIKA'S INCIDENCE AND HOUSEHOLD TRANSMISSION PATTERNS, A LONGITUDINAL STUDY OF ZIKA IN PREGNANT WOMEN AND INFANTS, AND AN INNOVATIVE COMMUNITY-BASED INTERVENTION FOR ZIKA PREVENTION. THIS INTEGRATED APPROACH ENABLES STUDY OF ZIKA'S CLINICAL ASPECTS, EPIDEMIOLOGICAL AND IMMUNOLOGICAL RESPONSES, MODELING OF THE INTERACTIONS BETWEEN IMMUNE RESPONSES, AND EXPANSION OF COMMUNITY-BASED EFFORTS TO PREVENT ZIKA AS WELL AS DENGUE. THIS RESEARCH CONTINUES TO SHOWCASE OUR COLLABORATING SITE IN NICARAGUA WHICH HAS BECOME INTERNATIONALLY RENOWNED FOR ARBOVIRUS DIAGNOSIS, RESEARCH AND EPIDEMIOLOGY. IN NICARAGUA, SSI'S STUDIES HAVE RECEIVED FAVORABLE NATIONAL PRESS, STRONG GOVERNMENT SUPPORT, AND HIGH REGARD WITHIN THE COMMUNITIES WHERE WORK IS CONDUCTED. FOR THE LAST TEN YEARS, SSI HAS BEEN WORKING TOWARDS UNDERSTANDING THE EPIDEMIOLOGY AND CLINICAL PRESENTATION OF INFLUENZA AND OTHER RESPIRATORY VIRUS INFECTIONS IN NICARAGUA. IN LATE 2015, SSI-NICARAGUA WAS SELECTED AS ONE OF FOUR SITES TO CONDUCT A CDC-FUNDED STUDY EXAMINING INFLUENZA PREVENTION AMONG INFANTS THROUGH VACCINATION. THIS STUDY, AND ANOTHER EXAMINING INFLUENZA TRANSMISSION WITHIN HOUSEHOLDS, ARE CONDUCTED IN CLOSE COLLABORATION WITH THE NICARAGUAN MINISTRY OF HEALTH AND THE UNIVERSITY OF MICHIGAN. SSI RECEIVES CONTINUED SUPPORT OF ITS INFLUENZA COHORT STUDY FROM THE NIH CENTER OF EXCELLENCE FOR INFLUENZA RESEARCH AND SURVEILLANCE AT THE ST. JUDE CHILDREN'S RESEARCH HOSPITAL. SSI, IN COLLABORATION WITH THE NICARAGUAN MINISTRY OF HEALTH AND THE UNIV. OF CALIFORNIA AT BERKELEY, CONTINUES TO OPERATE THE PEDIATRIC DENGUE COHORT STUDY (NOW IN ITS 14TH YEAR) AND THE HOSPITAL-BASED STUDY (NOW IN ITS 20TH YEAR) IN MANAGUA. THESE COHORT STUDIES SUPPLY THE INFRASTRUCTURE AND BIOREPOSITORY THAT ALLOWS SSI AND ITS PARTNERS TO BE LEADERS IN GLOBAL ARBOVIRUS RESEARCH. EACH YEAR APPROXIMATELY 3,600 CHILDREN PARTICIPATE PROVIDING INVALUABLE BIOLOGICAL SAMPLES USED TO STUDY DETERMINANTS OF PROTECTION FROM, AND RISK OF, DENGUE, ZIKA AND CHIKUNGUNYA DISEASE. IN 2017, OUR RESEARCH RESULTED IN A NUMBER OF HIGH-IMPACT PUBLICATIONS AND SCIENTIFIC PRESENTATIONS. SSI IS ADAPTING ITS DENGUECHAT TOOL FOR COMMUNITY-BASED RESEARCH ON ZIKA. THE DENGUECHAT TOOL, DEVELOPED AT UNIV. OF CALIFORNIA AT BERKELEY, IS A FREE TECHNOLOGY THAT SUPPORTS COMMUNITY-LEVEL MOSQUITO CONTROL EFFORTS. THE PLATFORM ALLOWS A HEALTH TEAM - BRIGADISTAS DE SALUD Y VIDA - TO CAPTURE ENTOMOLOGICAL DATA, VISUALIZE HIGH-RISK AREAS, AND MEASURE IMPACT OVER TIME. DENGUECHAT EMPOWERS THE COMMUNITY TO PRODUCE AND SYSTEMATIZE LOCAL, REAL-TIME DATA TO MAKE DECISIONS ABOUT MOSQUITO CONTROL TO PREVENT DENGUE, CHIKUNGUNYA AND ZIKA. THE PLATFORM'S BLOG ALLOWS COMMUNITY BRIGADES TO CONNECT, COMPETE, AND SHARE INFORMATION ENCOURAGING THEM TO BECOME KEY MOTIVATORS IN COMMUNITY MOBILIZATION AND HEALTH PROMOTION EFFORTS. IN THE FIVE COMMUNITIES WHERE DENGUECHAT WAS PILOTED, SIGNIFICANT REDUCTION IN MOSQUITO INFESTATION WAS MEASURED. WE ARE ADAPTING THIS PLATFORM TO ZIKA WITH THE AIM MONITORING VECTOR INFESTATION AND TRACKING ZIKA RISK IN MANAGUA'S URBAN AND RURAL NEIGHBORHOODS.

4b	(Code: ) (Expenses $ 56,109 including grants of $ ) (Revenue $ )
	RESEARCH ON HEPATITIS C IN EGYPT AND BIO-REPOSITORY DEVELOPMENT TO IMPROVE UNDERSTANDING OF HEPATITIS C AND RELATED LIVER DISEASES, SSI-EGYPT AND ITS OPERATIONAL BRANCH IN CAIRO FOCUS ON DEVELOPING INVESTIGATORS' RESEARCH AND LABORATORY SKILLS THROUGH SUPPORT OF STUDIES AND ADVANCED TRAINING. SSI'S COLLABORATIVE ACTIVITIES IN EGYPT ARE APPROVED AND CERTIFIED BY THE GOVERNMENT OF EGYPT'S (GOE) MINISTRY OF FOREIGN AFFAIRS AND MINISTRY OF SOLIDARITY. MENOUFIYA UNIVERSITY'S NATIONAL LIVER INSTITUTE (MUNLI), IN COLLABORATION WITH SSI, SUPPORT A CENTER OF CLINICAL AND RESEARCH EXCELLENCE KNOWN AS THE NATIONAL LIVER INSTITUTE SUSTAINABLE SCIENCES INSTITUTE COLLABORATIVE RESEARCH CENTER (NLISSICRC). IN 2017-18, NLISSICRC STAFF ENGAGED IN TRANSLATIONAL RESEARCH PROJECTS, BANKING BIO-SAMPLES, AND PROMOTION OF TRAINING AND EDUCATION. DATA OBTAINED THROUGH THESE EFFORTS ARE DISSEMINATED AT LOCAL AND INTERNATIONAL SCIENTIFIC MEETINGS AND IN PUBLICATIONS. RESEARCH SUPPORT BY NLISSICRC HELPS INVESTIGATORS MEET REQUIREMENTS FOR COMPLETION OF THEIR GRADUATE DEGREES, AND TO OBTAIN PILOT DATA SUPPORTING THEIR APPLICATIONS FOR LARGER LOCAL AND INTERNATIONAL FUNDING OPPORTUNITIES. AS OF 2017, NLISSICRC HAD OVER 3,000 BIO-SAMPLES STORED IN ITS BIO-BANK AND ADDITIONAL SAMPLES ARE PROCESSED DAILY. NLISSICRC ANNUAL WORKSHOPS CONTINUE TO PROVIDE NLI STAFF WITH ADVANCED EDUCATION ON THE APPLICATION OF MOLECULAR BIOLOGY, TISSUE CULTURE, AND GENETIC ANALYSIS TO THE STUDY OF LIVER DISEASES.

4c	(Code: ) (Expenses $ 50,038 including grants of $ ) (Revenue $ )
	CAPACITY-BUILDING WORKSHOPS LED BY SSI'S SCIENTIFIC DIRECTOR, MARIA ELENA PENARANDA PHD, SSI'S CAPACITY-BUILDING PROGRAM TRAINS AND TRANSFERS TECHNOLOGIES TO NASCENT SCIENTISTS AND HEALTH PROFESSIONALS AROUND THE WORLD VIA IN-COUNTRY, SHORT-TERM, INTENSIVE HANDS-ON WORKSHOPS. WORKSHOPS ARE FUNDED BY GOVERNMENT CONTRACTS, NON-GOVERNMENTAL ORGANIZATIONS, SCIENTIFIC INSTITUTIONS, UNIVERSITIES, PRIVATE FOUNDATIONS AND INDIVIDUAL DONORS. WORKSHOP TOPICS INCLUDE: TECHNIQUES FOR COST-EFFECTIVE DIAGNOSIS AND EPIDEMIOLOGICAL ANALYSIS OF REGION-ENDEMIC INFECTIOUS DISEASES, RESEARCH DESIGN, MANUSCRIPT WRITING FOR PUBLICATION, AS WELL AS PROPOSAL WRITING AIMED AT HELPING SCIENTISTS CRYSTALIZE THEIR IDEAS AND SUCCESSFULLY APPLY FOR LARGER FUNDING OPPORTUNITIES. SSI ENGAGES TALENTED BIOMEDICAL SCIENTISTS AND PROGRAM DIRECTORS - AND BY EXTENSION THEIR INSTITUTIONS - TO SERVE AS LOCAL TRAINERS AND MENTORS. USING THIS "TRAIN THE TRAINERS" APPROACH, SSI HAS DEVELOPED A NETWORK OF EXPERIENCED PEER TRAINERS AND TUTORS THAT HAS CONDUCTED OVER 100 WORKSHOPS AND TRAINED MORE THAN 2,500 HEALTH RESEARCHERS FROM 33 LOW INCOME COUNTRIES IN AFRICA, ASIA AND THE AMERICAS. THIS "TRAIN THE TRAINERS" MODEL, COMBINED WITH OUR LONG-TERM COMMITMENT, HAS BUILT ENDURING AND RESILIENT NETWORKS THAT EXPAND REGIONAL CAPACITY TO CONDUCT CLINICAL AND BASIC RESEARCH, DEVELOP CRITICAL SKILLS AND KNOWLEDGE BASE AMONG COLLEAGUES, AND SUPPORT REGIONAL SCIENTISTS TO EFFECT REAL CHANGE IN THE HEALTH OF THEIR COMMUNITIES. SSI'S WORK IS RECOGNIZED AS A MODEL FOR TECHNOLOGY TRANSFER AND CAPACITY BUILDING BY THE WORLD HEALTH ORGANIZATION (WHO), PAN AMERICAN HEALTH ORGANIZATION (PAHO), U.S. NATIONAL SCIENCE FOUNDATION, U.S. NATIONAL ACADEMY OF SCIENCES, THE GATES FOUNDATION, AND THE MINISTRIES OF HEALTH IN SEVERAL COUNTRIES. IN 2017, SSI TRAINED 116 HEALTH PROFESSIONALS IN SIX CAPACITY-BUILDING WORKSHOPS ON LABORATORY TECHNIQUES, SCIENTIFIC WRITING AND RESEARCH PROPOSAL PREPARATION. THE CENTER FOR EMERGING AND NEGLECTED DISEASES (CEND) INVITED SSI TO TEACH A PROPOSAL WRITING WORKSHOP FOR MASTER'S AND DOCTORAL STUDENTS AT MAKERERE UNIVERSITY IN KAMPALA, UGANDA. DUE TO SSI'S EXPERIENCE IMPLEMENTING THE LATEST TECHNIQUES FOR DETECTING AND DIAGNOSING ZIKA, DENGUE AND CHIKUNGUNYA VIRUSES, SSI ALSO RECEIVED A GRANT FROM THE CONSERVATION FOOD AND HEALTH FOUNDATION (CFHF) TO CONDUCT LABORATORY TRAINING IN CENTRAL AMERICA. THE WORKSHOP TOOK PLACE IN HONDURAS, WITH PARTICIPATION OF SCIENTISTS FROM PANAMA, NICARAGUA, EL SALVADOR, HONDURAS AND GUATEMALA.

4d	Other program services (Describe in Schedule O.)
	(Expenses $ including grants of $ ) (Revenue $ )
4e	Total program service expenses2,141,845

(A) Name and title	(B) Average hours per week (list any hours for related organizations below dotted line)	(C) Position (do not check more than one box, unless person is both an officer and a director/trustee)		(D) Reportable compensation from the organization (W-2/1099-MISC)	(E) Reportable compensation from related organizations (W-2/1099-MISC)	(F) Estimated amount of other compensation from the organization and related organizations
(A) Name and title
(1) EVA HARRIS PHD...................................................................... PRESIDENT	1.00 .................	X	X	0	0	0
(2) ADIL ED WAKIL MD...................................................................... VICE PRESIDENT	1.00 .................	X	X	0	0	0
(3) P ROBERT BEATTY PHD...................................................................... SECRETARY	1.00 .................	X	X	0	0	0
(4) JONATHAN CRONANDER...................................................................... TREASURER	1.00 .................	X	X	0	0	0
(5) JANE L GROGAN PHD...................................................................... DIRECTOR	1.00 .................	X		0	0	0
(6) JIM LARRICK MD PHD...................................................................... DIRECTOR	0.50 .................	X		0	0	0
(7) STEPHEN POPPER DSC...................................................................... DIRECTOR	0.50 .................	X		0	0	0
(8) DR LISA DANZIG...................................................................... DIRECTOR	0.50 .................	X		0	0	0
(9) LELAND YEE...................................................................... DIRECTOR	0.50 .................	X		0	0	0

1b	Sub-Total................
c	Total from continuation sheets to Part VII, Section A....
d	Total (add lines 1b and 1c)...........	0	0	0

(A) Name and business address	(B) Description of services	(C) Compensation





2 Total number of independent contractors (including but not limited to those listed above) who received more than $100,000 of compensation from the organization 0

1a	Federated campaigns..		1a
b	Membership dues..		1b
c	Fundraising events..		1c
d	Related organizations		1d
e	Government grants (contributions)		1e	2,628,548

f	All other contributions, gifts, grants, and similar amounts not included above		1f	148,264

g	Noncash contributions included in lines 1a - 1f:$		1g

h Total. Add lines 1a-1f.......		2,776,812

		Business Code
2a	OTHER INCOME	541700	6,513	6,513
b
c
d
e
f	All other program service revenue.
g	Total. Add lines 2a–2f .....		6,513

3 Investment income (including dividends, interest, and othersimilar amounts) ......
4 Income from investment of tax-exempt bond proceeds
5 Royalties...........
		(ii) Personal	(i) Real
6a	Gross rents			6a
b	Less: rental expenses			6b
c	Rental income or (loss)			6c
d	Net rental income or (loss).......
		(ii) Other	(i) Securities
7a	Gross amount from sales of assets other than inventory			7a
b	Less: cost or other basis and sales expenses			7b
c	Gain or (loss)			7c
d	Net gain or (loss).........
8a	Gross income from fundraising events (not including $ of contributions reported on line 1c). See Part IV, line 18 ....
			8a
b	Less: direct expenses ...		8b
c	Net income or (loss) from fundraising events..
9a	Gross income from gaming activities. See Part IV, line 19 ...
			9a
b	Less: direct expenses ...		9b
c	Net income or (loss) from gaming activities..
10a	Gross sales of inventory, less returns and allowances ..
			10a
b	Less: cost of goods sold ..		10b
c	Net income or (loss) from sales of inventory..
Business Code			Miscellaneous Revenue
11a
b
c
d	All other revenue ....
e	Total. Add lines 11a–11d ......
12	Total revenue. See instructions.....			2,783,325	6,513	0	0

1	Grants and other assistance to domestic organizations and domestic governments. See Part IV, line 21 ....
2	Grants and other assistance to domestic individuals. See Part IV, line 22 ...........
3	Grants and other assistance to foreign organizations, foreign governments, and foreign individuals. See Part IV, lines 15 and 16. .............	36,000	36,000
4	Benefits paid to or for members .......
5	Compensation of current officers, directors, trustees, and key employees ...........
6	Compensation not included above, to disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B) .........
7	Other salaries and wages........	1,375,979	1,009,234	366,745
8	Pension plan accruals and contributions (include section 401(k) and 403(b) employer contributions) ....
9	Other employee benefits .......	175,369	131,891	43,478
10	Payroll taxes ...........	201,815	149,916	51,899
11	Fees for services (non-employees):
a	Management ......
b	Legal .........
c	Accounting ...........
d	Lobbying ...........
e	Professional fundraising services. See Part IV, line 17
f	Investment management fees ......
g	Other (If line 11g amount exceeds 10% of line 25, column (A) amount, list line 11g expenses on Schedule O)	216,562	169,270	47,292
12	Advertising and promotion ....
13	Office expenses .......	38,706	36,275	2,431
14	Information technology ......
15	Royalties ..
16	Occupancy ...........	59,010	14,880	44,130
17	Travel ............	10,753	5,623	5,130
18	Payments of travel or entertainment expenses for any federal, state, or local public officials .
19	Conferences, conventions, and meetings ....	5,150	2,573	2,577
20	Interest ...........
21	Payments to affiliates .......
22	Depreciation, depletion, and amortization ..	106,129	100,925	5,204
23	Insurance ...	1,356		1,356
24	Other expenses. Itemize expenses not covered above (List miscellaneous expenses in line 24e. If line 24e amount exceeds 10% of line 25, column (A) amount, list line 24e expenses on Schedule O.)
a	SUPPLIES	311,270	303,223	8,047
b	EQUIPMENT	150,927	123,494	27,433
c	TELEPHONE & COMMUNICATI	73,018	53,700	19,318
d	MEALS, GIFTS, ENTERTAIN	14,538	3,556	10,982
e	All other expenses	9,823	1,285	8,538
25	Total functional expenses. Add lines 1 through 24e	2,786,405	2,141,845	644,560	0
26	Joint costs. Complete this line only if the organization reported in column (B) joint costs from a combined educational campaign and fundraising solicitation. Check here if following SOP 98-2 (ASC 958-720).

1	Cash–non-interest-bearing ........			422,038	1	398,066
2	Savings and temporary cash investments .........				2
3	Pledges and grants receivable, net ......				3
4	Accounts receivable, net .............			800,896	4	496,508
5	Loans and other receivables from any current or former officer, director, trustee, key employee, creator or founder, substantial contributor, or 35% controlled entity or family member of any of these persons .......
					5
6	Loans and other receivables from other disqualified persons (as defined under section 4958(f)(1)), and persons described in section 4958(c)(3)(B) ...
					6
7	Notes and loans receivable, net ...........				7
8	Inventories for sale or use ............				8
9	Prepaid expenses and deferred charges ......				9
10a	Land, buildings, and equipment: cost or other basis. Complete Part VI of Schedule D	10a	910,995
b	Less: accumulated depreciation	10b	486,501	411,104	10c	424,494
11	Investments—publicly traded securities .				11
12	Investments—other securities. See Part IV, line 11 .....				12
13	Investments—program-related. See Part IV, line 11 ..				13
14	Intangible assets ...............				14
15	Other assets. See Part IV, line 11 ...........			2,292	15	2,292
16	Total assets. Add lines 1 through 15 (must equal line 33)...			1,636,330	16	1,321,360

17	Accounts payable and accrued expenses .....	337,507	17	387,025
18	Grants payable ...		18
19	Deferred revenue .........	651,963	19	290,555
20	Tax-exempt bond liabilities .........		20
21	Escrow or custodial account liability. Complete Part IV of Schedule D		21
22	Loans and other payables to any current or former officer, director, trustee, key employee, creator or founder, substantial contributor, or 35% controlled entity or family member of any of these persons .........
			22
23	Secured mortgages and notes payable to unrelated third parties ..		23
24	Unsecured notes and loans payable to unrelated third parties ..		24
25	Other liabilities (including federal income tax, payables to related third parties, and other liabilities not included on lines 17 - 24). Complete Part X of Schedule D		25
26	Total liabilities. Add lines 17 through 25..	989,470	26	677,580

	Organizations that follow FASB ASC 958, check here and complete lines 27, 28, 32, and 33.
27	Net assets without donor restrictions ..........	646,860	27	643,780
28	Net assets with donor restrictions ...........		28
	Organizations that do not follow FASB ASC 958, check here and complete lines 29 through 33.
29	Capital stock or trust principal, or current funds .....		29
30	Paid-in or capital surplus, or land, building or equipment fund ...		30
31	Retained earnings, endowment, accumulated income, or other funds		31
32	Total net assets or fund balances ...........	646,860	32	643,780
33	Total liabilities and net assets/fund balances ........	1,636,330	33	1,321,360

1	Was the organization a U.S. transferor of property to a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 926, Return by a U.S. Transferor of Property to a Foreign Corporation (see Instructions for Form 926). . . . . . . . . . . . . . . . . . . . . . . . . . . . . .	Yes	No
2	Did the organization have an interest in a foreign trust during the tax year? If "Yes," the organization may be required to separately file Form 3520, Annual Return to Report Transactions with Foreign Trusts and Receipt of Certain Foreign Gifts, and/or Form 3520-A, Annual Information Return of Foreign Trust With a U.S. Owner (see Instructions for Forms 3520 and 3520-A; don't file with Form 990). . . . . . . . . . . . . . . . . . . . . . . .	Yes	No
3	Did the organization have an ownership interest in a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 5471, Information Return of U.S. Persons with Respect to Certain Foreign Corporations. (see Instructions for Form 5471). . . . . . . . . . . . . . . . . . . . . . . . . . . .	Yes	No
4	Was the organization a direct or indirect shareholder of a passive foreign investment company or a qualified electing fund during the tax year? If “Yes,” the organization may be required to file Form 8621, Information Return by a Shareholder of a Passive Foreign Investment Company or Qualified Electing Fund. (see Instructions for Form 8621) .	Yes	No
5	Did the organization have an ownership interest in a foreign partnership during the tax year? If "Yes," the organization may be required to file Form 8865, Return of U.S. Persons with Respect to Certain Foreign Partnerships (see Instructions for Form 8865). . . . . . . . . . . . . . . . . . . . . . . . . . . . . .	Yes	No
6	Did the organization have any operations in or related to any boycotting countries during the tax year? If "Yes," the organization may be required to separately file Form 5713, International Boycott Report (see Instructions for Form 5713; don't file with Form 990).. . . . . . . . . . . . . . . . . . . . . . . . . . . .	Yes	No