Form990-PF
Click to see attachment

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2020
Open to Public Inspection
For calendar year 2020, or tax year beginning 01-01-2020 , and ending 12-31-2020
Name of foundation
DOROTHY RICHARD STARLING FOUNDATION
 
Number and street (or P.O. box number if mail is not delivered to street address)2727 ALLEN PARKWAY SUITE 1700
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
HOUSTON, TX770192125
A Employer identification number

74-6121656
B Telephone number (see instructions)

(713) 739-7007
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$28,975,427J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet.............
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities... 580,799 580,799  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 352,784
b Gross sales price for all assets on line 6a 2,824,175
7 Capital gain net income (from Part IV, line 2)... 352,784
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 11,505 11,505  
12 Total. Add lines 1 through 11........ 945,088 945,088  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 100,000 25,000   75,000
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule)....... Click to see attachment 8,800 5,840   2,960
c Other professional fees (attach schedule).... Click to see attachment 53,902 53,902   0
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment 54,989 22,859   0
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings....... 1,967 0   1,967
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 76,084 71,112   4,972
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 295,742 178,713   84,899
25 Contributions, gifts, grants paid....... 402,050 1,080,500
26 Total expenses and disbursements. Add lines 24 and 25 697,792 178,713   1,165,399
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 247,296
b Net investment income (if negative, enter -0-) 766,375
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2020)
Form 990-PF (2020)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing.............      
2 Savings and temporary cash investments......... 2,260,648 2,879,356 2,879,356
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)....... 10,311,314 Click to see attachment9,637,555 16,019,195
c Investments—corporate bonds (attach schedule).......      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 8,917,179 Click to see attachment8,573,206 10,076,876
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 21,489,141 21,090,117 28,975,427
Liabilities 17 Accounts payable and accrued expenses.......... -43,780 -11,650
18 Grants payable................. 1,526,950 848,500
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)......... 1,483,170 836,850
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions...........    
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........ 46,251,050 46,733,642
27 Paid-in or capital surplus, or land, bldg., and equipment fund 0 0
28 Retained earnings, accumulated income, endowment, or other funds -26,245,079 -26,480,375
29 Total net assets or fund balances (see instructions)..... 20,005,971 20,253,267
30 Total liabilities and net assets/fund balances (see instructions). 21,489,141 21,090,117
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
20,005,971
2
Enter amount from Part I, line 27a .....................
2
247,296
3
Other increases not included in line 2 (itemize) bullet
3
0
4
Add lines 1, 2, and 3 ..........................
4
20,253,267
5
Decreases not included in line 2 (itemize) bullet
5
0
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
20,253,267
Form 990-PF (2020)
Form 990-PF (2020)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a PUBLICLY TRADED SECURITIES      
b KKR EUROPEAN FUND III      
c ALLIANCE BERNSTEIN EUROPEAN OPPORTUNITY SERIES      
d ALLIANCE BERNSTEIN EUROPEAN OPPORTUNITY SERIES      
e STANLEY PARTNERS FUND LP      
STANLEY PARTNERS FUND LP      
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 2,824,175   1,644,909 1,179,266
b       2,514
c       -22,433
d       -226,520
e       -1,881,374
      1,301,331
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       1,179,266
b       2,514
c       -22,433
d       -226,520
e       -1,881,374
      1,301,331
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 352,784
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
SECTION 4940(e) REPEALED ON DECEMBER 20, 2019 - DO NOT COMPLETE
1 Reserved
(a)
Reserved 		(b)
Reserved 		(c)
Reserved 		(d)
Reserved
2
Reserved...........................
2
3
Reserved...........................
3
4
Reserved...........................
4
5
Reserved...........................
5
6
Reserved...........................
6
7
Reserved...........................
7
8
Reserved,..........................
8
Form 990-PF (2020)
Form 990-PF (2020)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Reserved................................ 1 10,653
c All other domestic foundations enter 1.39% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 10,653
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 10,653
6 Credits/Payments:
a 2020 estimated tax payments and 2019 overpayment credited to 2020 6a 43,780
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c 0
d Backup withholding erroneously withheld ........... 6d 0
7 Total credits and payments. Add lines 6a through 6d.............. 7 43,780
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 33,127
11 Enter the amount of line 10 to be: Credited to 2021 estimated taxBullet33,127 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
Yes
 
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
Yes
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletTX
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2020 or the taxable year beginning in 2020? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletMELINDA M KACAL Telephone no.bullet (713) 739-7007

    Located atbullet2727 ALLEN PARKWAY 1700HOUSTONTX ZIP+4bullet77019
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
    0
    16 At any time during calendar year 2020, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
    No
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2020?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2020, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2020?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2020 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2020.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2020?
    4b
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    DUNHAM F JEWETT TRUSTEE
    11.00     		50,000 0 0
    2727 ALLEN PARKWAY SUITE 1700
    HOUSTON,TX77019
    MELINDA M KACAL TRUSTEE
    12.00     		50,000 0 1,967
    2727 ALLEN PARKWAY SUITE 1700
    HOUSTON,TX77019
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1 THE SHEPHARD SCHOOL OF MUSIC - SUPPORT FOR VIOLIN INSTRUCTION AND SCHOLARSHIP PROGRAM 185,000
    2 UNIVERSITY OF COLORADO AT BOULDER - SUPPORT FOR VIOLIN INSTRUCTION AND SCHOLARSHIP PROGRAM 126,000
    3 THE COLBURN SCHOOL - SUPPORT FOR VIOLIN INSTRUCTION AND SCHOLARSHIP PROGRAM 100,000
    4 COLLEGE CONSERVATORY OF MUSIC - UNIVERSITY OF CINCINNATI - SUPPORT FOR VIOLIN INSTRUCTION AND SCHOLARSHIP PROGRAM 97,000
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    23,018,459
    b
    Average of monthly cash balances.......................
    1b
    3,381,089
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    26,399,548
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    26,399,548
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    395,993
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    26,003,555
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    1,300,178
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    1,300,178
    2a
    Tax on investment income for 2020 from Part VI, line 5......
    2a
    10,653
    b
    Income tax for 2020. (This does not include the tax from Part VI.)...
    2b
    9,051
    c
    Add lines 2a and 2b............................
    2c
    19,704
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    1,280,474
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    1,280,474
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    1,280,474
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    1,165,399
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    1,165,399
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    1,165,399
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2019     		(c)
    2019     		(d)
    2020
    1 Distributable amount for 2020 from Part XI, line 7 1,280,474
    2 Undistributed income, if any, as of the end of 2020:
    a Enter amount for 2019 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2020:
    a From 2015...... 375,683
    b From 2016......  
    c From 2017......  
    d From 2018...... 39,974
    e From 2019...... 153,283
    fTotal of lines 3a through e........ 568,940
    4Qualifying distributions for 2020 from Part
    XII, line 4: bullet$ 1,165,399
    a Applied to 2019, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2020 distributable amount..... 1,165,399
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2020. 115,075 115,075
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 453,865
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2020. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2021 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2015 not
    applied on line 5 or line 7 (see instructions) ...     		260,608
    9Excess distributions carryover to 2021.
    Subtract lines 7 and 8 from line 6a ......     		193,257
    10 Analysis of line 9:
    a Excess from 2016....  
    b Excess from 2017....  
    c Excess from 2018.... 39,974
    d Excess from 2019.... 153,283
    e Excess from 2020....  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2020, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2020 (b) 2019 (c) 2018 (d) 2017
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
    DUNHAM F JEWETT - DOROTHY R STARLIN
    2727 ALLEN PARKWAY SUITE 1700
    HOUSTON,TX770192125
    (713) 739-7007
    bThe form in which applications should be submitted and information and materials they should include:
    ESSAY FORM (1) NAME/ADDRESS OF GRANTEE (2) QUAL AS 501(C)(3) ORG (3) PURPOSE FOR GRANT (4) % OF SUPPORT MONEY USED FOR PURPOSE
    cAny submission deadlines:
    NONE
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    LIMITS THE USAGE OF ITS FUNDS TO PURPOSES DIRECTLY CONNECTED WITH CLASSICAL VIOLIN PERFORMANCE AND STUDY ARTS.
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    CENTER STAGE STRINGS
    PO BOX 1203
    THREE RIVERS,CA93271     		NONE PC ADVANCEMENT OF VIOLIN STUDIES 5,000
    CLEVELAND INSTITUTE OF MUSIC
    11021 EAST BLVD
    CLEVELAND,OH44106     		NONE PC ADVANCEMENT OF VIOLIN STUDIES 71,100
    COLEMAN VIOLIN STUDIO
    9502 4TH AVE NW
    SEATTLE,WA98117     		NONE PC ADVANCEMENT OF VIOLIN STUDIES 15,000
    COLLEGE CONSERVATORY OF MUSIC
    UNIVERSITY OF CINCINNATI
    CINCINNATI,OH45221     		NONE PC ADVANCEMENT OF VIOLIN STUDIES 97,000
    CURTIS INSTITUTE OF MUSIC
    1726 LOCUST ST
    PHILADELPHIA,PA19103     		NONE PC ADVANCEMENT OF VIOLIN STUDIES 80,000
    FRACTURED ATLAS
    PO BOX 55
    HARTSDALE,NY10530     		NONE PC ADVANCEMENT OF VIOLIN STUDIES 12,000
    GREEN MOUNTAIN CHAMBER MUSIC FESTIVAL
    4132 SNYDER DR
    WINSTON SALEM,NC27127     		NONE PC ADVANCEMENT OF VIOLIN STUDIES 1,500
    HEIFETZ INSTITUTE
    107 E BEVERLY STREET
    STAUNTON,VA24401     		NONE PC ADVANCEMENT OF VIOLIN STUDIES 17,000
    MUSIC ACADEMY OF THE WEST
    1070 FAIRWAY ROAD
    SANTA BARBARA,CA93108     		NONE PC ADVANCEMENT OF VIOLIN STUDIES 37,500
    NEW ENGLAND CONSERVATORY
    290 HUNTINGTON AVE
    BOSTON,MA02115     		NONE PC ADVANCEMENT OF VIOLIN STUDIES 75,000
    SALT LAKE MUSIC SCHOOL FOUNDATION DBA GIFTED MUSIC SCHOOL
    PO BOX 9841
    SALT LAKE CITY,UT84109     		NONE PC ADVANCEMENT OF VIOLIN STUDIES 73,500
    SAN FRANCISCO CONSERVATORY OF MUSIC
    50 OAK ST
    SAN FRANCISCO,CA941026011     		NONE PC ADVANCEMENT OF VIOLIN STUDIES 61,400
    STARLING PROJECT FOUNDATION
    549 HOWELL AVENUE
    CINCINNATI,OH45220     		NONE PC ADVANCEMENT OF VIOLIN STUDIES 37,500
    THE COLBURN SCHOOL
    200 SOUTH GRANDE AVENUE
    LOS ANGELES,CA90012     		NONE PC ADVANCEMENT OF VIOLIN STUDIES 100,000
    THE SHEPHARD SCHOOL OF MUSIC - RICE UNIVERSITY
    6100 MAIN
    HOUSTON,TX77005     		NONE PC ADVANCEMENT OF VIOLIN STUDIES 185,000
    UNIVERSITY OF COLORADO AT BOULDER
    UCB
    BOULDER,CO80309     		NONE PC ADVANCEMENT OF VIOLIN STUDIES 125,000
    UNIVERSITY OF MICHIGAN
    500 S STATE ST
    ANN ARBOR,MI48109     		NONE PC ADVANCEMENT OF VIOLIN STUDIES 12,000
    UNIVERSITY OF TEXAS AT AUSTIN
    MUSIC BUILDING EAST
    AUSTIN,TX78712     		NONE PC ADVANCEMENT OF VIOLIN STUDIES 75,000
    Total .................................bullet 3a 1,080,500
    bApproved for future payment
    COLEMAN VIOLIN STUDIO
    9502 4TH AVE NW
    SEATTLE,WA98117     		NONE PC ADVANCEMENT OF VIOLIN STUDIES, SEE STATEMENT 9 15,000
    COLLEGE CONSERVATORY OF MUSIC
    UNIVERSITY OF CINCINNATI
    CINCINNATI,OH45221     		NONE PC ADVANCEMENT OF VIOLIN STUDIES, SEE STATEMENT 9 97,000
    NEW ENGLAND CONSERVATORY
    290 HUNTINGTON AVE
    BOSTON,MA02115     		NONE PC ADVANCEMENT OF VIOLIN STUDIES, SEE STATEMENT 9 68,000
    SALT LAKE MUSIC SCHOOL FOUNDATION DBA GIFTED MUSIC SCHOOL
    PO BOX 9841
    SALT LAKE CITY,UT84109     		NONE PC ADVANCEMENT OF VIOLIN STUDIES, SEE STATEMENT 9 73,500
    STARLING PROJECT FOUNDATION
    549 HOWELL AVENUE
    CINCINNATI,OH45220     		NONE PC ADVANCEMENT OF VIOLIN STUDIES, SEE STATEMENT 9 30,000
    THE COLBURN SCHOOL
    200 SOUTH GRANDE AVENUE
    LOS ANGELES,CA90012     		NONE PC ADVANCEMENT OF VIOLIN STUDIES, SEE STATEMENT 9 100,000
    THE CURTIS INSTITUTE OF MUSIC
    1762 LOCUST ST
    PHILADELPHIA,PA19103     		NONE PC ADVANCEMENT OF VIOLIN STUDIES, SEE STATEMENT 9 80,000
    THE SHEPHARD SCHOOL OF MUSIC - RICE UNIVERSITY
    6100 MAIN
    HOUSTON,TX77005     		NONE PC ADVANCEMENT OF VIOLIN STUDIES, SEE STATEMENT 9 185,000
    UNIVERSITY OF COLORADO AT BOULDER
    UCB
    BOULDER,CO80309     		NONE PC ADVANCEMENT OF VIOLIN STUDIES, SEE STATEMENT 9 125,000
    UNIVERSITY OF TEXAS AT AUSTIN
    1 UNIVERSITY STATION
    AUSTIN,TX78713     		NONE PC ADVANCEMENT OF VIOLIN STUDIES, SEE STATEMENT 9 75,000
    Total .................................bullet 3b 848,500
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		         
    4 Dividends and interest from securities....     14 580,799  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income..... 525990 11,505      
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 352,784  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. 11,505 933,583 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    945,088
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2020)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    CENTER STAGE STRINGSPO BOX 1203
    THREE RIVERS,CA93271     		NONE PC ADVANCEMENT OF VIOLIN STUDIES 5,000
    CLEVELAND INSTITUTE OF MUSIC11021 EAST BLVD
    CLEVELAND,OH44106     		NONE PC ADVANCEMENT OF VIOLIN STUDIES 71,100
    COLEMAN VIOLIN STUDIO9502 4TH AVE NW
    SEATTLE,WA98117     		NONE PC ADVANCEMENT OF VIOLIN STUDIES 15,000
    COLLEGE CONSERVATORY OF MUSICUNIVERSITY OF CINCINNATI
    CINCINNATI,OH45221     		NONE PC ADVANCEMENT OF VIOLIN STUDIES 97,000
    CURTIS INSTITUTE OF MUSIC1726 LOCUST ST
    PHILADELPHIA,PA19103     		NONE PC ADVANCEMENT OF VIOLIN STUDIES 80,000
    FRACTURED ATLASPO BOX 55
    HARTSDALE,NY10530     		NONE PC ADVANCEMENT OF VIOLIN STUDIES 12,000
    GREEN MOUNTAIN CHAMBER MUSIC FESTIVAL4132 SNYDER DR
    WINSTON SALEM,NC27127     		NONE PC ADVANCEMENT OF VIOLIN STUDIES 1,500
    HEIFETZ INSTITUTE107 E BEVERLY STREET
    STAUNTON,VA24401     		NONE PC ADVANCEMENT OF VIOLIN STUDIES 17,000
    MUSIC ACADEMY OF THE WEST1070 FAIRWAY ROAD
    SANTA BARBARA,CA93108     		NONE PC ADVANCEMENT OF VIOLIN STUDIES 37,500
    NEW ENGLAND CONSERVATORY290 HUNTINGTON AVE
    BOSTON,MA02115     		NONE PC ADVANCEMENT OF VIOLIN STUDIES 75,000
    SALT LAKE MUSIC SCHOOL FOUNDATION DBA GIFTED MUSIC SCHOOLPO BOX 9841
    SALT LAKE CITY,UT84109     		NONE PC ADVANCEMENT OF VIOLIN STUDIES 73,500
    SAN FRANCISCO CONSERVATORY OF MUSIC50 OAK ST
    SAN FRANCISCO,CA941026011     		NONE PC ADVANCEMENT OF VIOLIN STUDIES 61,400
    STARLING PROJECT FOUNDATION549 HOWELL AVENUE
    CINCINNATI,OH45220     		NONE PC ADVANCEMENT OF VIOLIN STUDIES 37,500
    THE COLBURN SCHOOL200 SOUTH GRANDE AVENUE
    LOS ANGELES,CA90012     		NONE PC ADVANCEMENT OF VIOLIN STUDIES 100,000
    THE SHEPHARD SCHOOL OF MUSIC - RICE UNIVERSITY6100 MAIN
    HOUSTON,TX77005     		NONE PC ADVANCEMENT OF VIOLIN STUDIES 185,000
    UNIVERSITY OF COLORADO AT BOULDERUCB
    BOULDER,CO80309     		NONE PC ADVANCEMENT OF VIOLIN STUDIES 125,000
    UNIVERSITY OF MICHIGAN500 S STATE ST
    ANN ARBOR,MI48109     		NONE PC ADVANCEMENT OF VIOLIN STUDIES 12,000
    UNIVERSITY OF TEXAS AT AUSTINMUSIC BUILDING EAST
    AUSTIN,TX78712     		NONE PC ADVANCEMENT OF VIOLIN STUDIES 75,000
    Total ...............................bullet 3a 1,080,500
    bApproved for future payment
    COLEMAN VIOLIN STUDIO9502 4TH AVE NW
    SEATTLE,WA98117     		NONE PC ADVANCEMENT OF VIOLIN STUDIES, SEE STATEMENT 9 15,000
    COLLEGE CONSERVATORY OF MUSICUNIVERSITY OF CINCINNATI
    CINCINNATI,OH45221     		NONE PC ADVANCEMENT OF VIOLIN STUDIES, SEE STATEMENT 9 97,000
    NEW ENGLAND CONSERVATORY290 HUNTINGTON AVE
    BOSTON,MA02115     		NONE PC ADVANCEMENT OF VIOLIN STUDIES, SEE STATEMENT 9 68,000
    SALT LAKE MUSIC SCHOOL FOUNDATION DBA GIFTED MUSIC SCHOOLPO BOX 9841
    SALT LAKE CITY,UT84109     		NONE PC ADVANCEMENT OF VIOLIN STUDIES, SEE STATEMENT 9 73,500
    STARLING PROJECT FOUNDATION549 HOWELL AVENUE
    CINCINNATI,OH45220     		NONE PC ADVANCEMENT OF VIOLIN STUDIES, SEE STATEMENT 9 30,000
    THE COLBURN SCHOOL200 SOUTH GRANDE AVENUE
    LOS ANGELES,CA90012     		NONE PC ADVANCEMENT OF VIOLIN STUDIES, SEE STATEMENT 9 100,000
    THE CURTIS INSTITUTE OF MUSIC1762 LOCUST ST
    PHILADELPHIA,PA19103     		NONE PC ADVANCEMENT OF VIOLIN STUDIES, SEE STATEMENT 9 80,000
    THE SHEPHARD SCHOOL OF MUSIC - RICE UNIVERSITY6100 MAIN
    HOUSTON,TX77005     		NONE PC ADVANCEMENT OF VIOLIN STUDIES, SEE STATEMENT 9 185,000
    UNIVERSITY OF COLORADO AT BOULDERUCB
    BOULDER,CO80309     		NONE PC ADVANCEMENT OF VIOLIN STUDIES, SEE STATEMENT 9 125,000
    UNIVERSITY OF TEXAS AT AUSTIN1 UNIVERSITY STATION
    AUSTIN,TX78713     		NONE PC ADVANCEMENT OF VIOLIN STUDIES, SEE STATEMENT 9 75,000
    Total ................................bullet 3b 848,500

    TY 2020 AccountingFeesSchedule
    Name:
    DOROTHY RICHARD STARLING FOUNDATION
    EIN:
    74-6121656
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    PROFESSIONAL FEES 8,800 5,840   2,960

    TY 2020 GeneralExplanationAttachment
    Name:
    DOROTHY RICHARD STARLING FOUNDATION
    EIN:
    74-6121656
    Identifier Return Reference Explanation
    3. GRANTS AND CONTRIBUTIONS APPROVED FOR FUTURE PAYMENT FORM 990-PF, PART XV, SUPPLEMENTARY INFORMATION NOTE: THE AMOUNTS ON FORM 990-PF PART XV, "3. GRANTS AND CONTRIBUTIONS APPROVED FOR FUTURE PAYMENT" REPRESENT ESTIMATES OF THE FUTURE GRANTS AND CONTRIBUTIONS AND ARE SUBJECT TO CHANGE. ACTUAL PAYMENTS TO RECIPIENTS WILL BE DEPENDENT UPON FUTURE CONDITIONS.

    TY 2020 InvestmentsCorpStockSchedule
    Name:
    DOROTHY RICHARD STARLING FOUNDATION
    EIN:
    74-6121656
    Name of Stock End of Year Book Value End of Year Fair Market Value
    ABB LTD 8,552 11,184
    ABB LTD SPON ADR 44,908 55,920
    ADVANSIX INC 97 320
    AEGON N.V. 19,441 14,647
    ALCOA INC 19,993 15,351
    ALCOA INC 12,211 7,676
    ALLSTATE CORP 13,851 219,860
    AMC NETWORKS INC 10,193 12,519
    AMERICAN EXPRESS COMPANY 23,432 72,546
    AMPO PITTSBURGH CORP 1,586 2,740
    ARCHER-DANIELS MIDLAND CO 18,596 30,246
    AT&T INC 26,742 47,425
    BANK NEW YORK INC 34,093 203,712
    BANK NEW YORK MELLON 16,380 12,732
    BANK OF AMERICA CORP 70,028 121,240
    BANK OF NEW YORK MELLON CORP 16,918 178,248
    BARRICK GOLD CORP 186,312 193,630
    BARRICK GOLD CORP 22,464 22,780
    BHP BILLITON PLC 26,885 31,818
    BLACKSTONE GROUP LP 26,092 90,734
    BOEING CO 52,630 214,060
    BOEING CO 36,819 64,218
    BOYD GAMING CORP 1,016 8,584
    BRISTOL MYERS SQUIBB CO 8,518 372,180
    BULGARI HOLDINGS INC CL A 15,622 17,550
    BUNGE LIMITED COM 15,337 19,674
    BUNGE LTD PFD 80,800 109,000
    C T S CORPORATION 6,347 17,165
    CAMECO CORP CAD COM 278,961 107,072
    CAMPBELL SOUP COMPANY 10,476 14,505
    CANADIAN NATURAL RESOURCES 509,086 312,169
    CANADIAN NATURAL RESOURCES LTD 7,889 7,215
    CARRIER GLOBAL CORP 12,822 37,720
    CHEVRON CORP 23,753 422,250
    CHEVRON CORP 23,753 422,250
    CHUBB CORP 601,395 833,785
    CIRCOR INTL INC 6,977 7,688
    CISCO SYSTEMS INC 64,660 134,250
    CNH INDUSTRIAL NV 27,713 38,520
    COCA-COLA COMPANY 11,936 21,936
    COEUR MINING INC 14,257 14,490
    CORNING INC 14,000 36,000
    CORTEVA INC 41,865 91,999
    DIAMOND OFFSHORE DRILLING 49,980 172
    DIEBOLD INCORPORATED 31,109 42,640
    DISCOVERY COMMUNICATIONS INC 13,150 12,036
    DISH NETWORK CORP 11,691 29,559
    DONALDSON COMPANY INC 8,175 22,352
    DOW INC 81,755 131,868
    DOWDUPONT INC 119,977 168,957
    DREAM UNLIMTED 130,400 83,405
    DUNDEE BANCORP INCCL 159,302 10,910
    ECHOSTAR COMMUNICATIONS 1,868 1,271
    ELI LILLY & CO 38,262 337,680
    EMERSON ELECTRIC CO 45,141 80,370
    ENBRIDGE INC 56,601 447,412
    EVERGY INC 26,986 50,958
    EXXON MOBIL CORP 60,938 1,030,500
    EXXON MOBIL CORP 48,750 824,400
    FERRO CORP 4,252 7,315
    FREEPORT MCMORAN COPPER & GOLD COM 165,728 130,100
    FREEPORT-MCMORAN COPPER & GOLD 70,954 52,040
    FREEPORT-MCMORAN COPPER & GOLD INC 155,351 117,090
    GATX CORP 11,063 24,954
    GCP APPLIED TECHNOLOGIES 41,156 40,205
    GENERAL ELEC CO 230,200 108,000
    GENERAL ELECTRIC 126,103 54,000
    GENL ELECTRIC CO 161,518 108,000
    GILEAD SCIENCES INC 26,016 23,304
    GLENCORE PLC SHS 249,389 97,265
    GRAINGER W W INC 49,987 408,340
    GRIFFON CORP 7,061 16,304
    GRUPO TELEVIS SA 17,913 8,240
    HALLIBURTON COMPANY 43,673 47,250
    HEWLETT PACKARD ENTERPRISE CO 22,290 17,775
    HONEYWELL INTERNATIONAL INC 17,547 85,080
    IMPERIAL OIL LTD CAD 78,998 322,422
    INGREDION INC 142,525 393,350
    INGREDION INC COM 38,590 39,335
    INTEL CORP 76,389 124,550
    INTERPUBLIC GRP CO 8,968 11,760
    INTL PAPER CO 50,546 49,720
    ISHARES SILVER TRUST 6,706 7,371
    ITT CORP 6,774 23,106
    J.P. MORGAN CHASE & CO 48,669 343,089
    JOHNSON & JOHNSON 12,968 31,476
    JP MORGAN CHASE & CO COM 81,224 635,350
    KAMAN CORPORATION 23,359 57,130
    KEURIG DR PEPPER 0 22,400
    KEYERA FACILITIES INCOME FD TR 232,514 664,005
    KEYSIGHT TECHS 19,550 26,418
    KINDER MORGAN HOLD CO LLC 125,162 57,838
    KINDER MORGAN INC 179,744 68,350
    KINROSS GOLD CORP NEW 12,125 29,360
    LENNAR CORP CL B 19,090 24,970
    LIBERTY BROADBAND CAP SERIES A 513 11,346
    LIBERTY BROADBAND CORP COM SER C 2,834 29,932
    LIBERTY MEDIA CLASS A BRAVES GROUP 41,527 44,766
    LIBERTY MEDIA COM SER A SIRIUSXM GROUP LSXMA 1,221 12,439
    LIBERTY MEDIA COM SER C SIRIUSXM GROUP LSXMK 4,476 28,673
    LIBERTY MEDIA GRP CLASS C 439 6,134
    LIBERTY MEDIA GRP COM SER A MEDIA GROUP 227 2,735
    LINCOLN NATL CORP 55,418 150,930
    LINDE PLC 653,800 1,047,832
    LYNAS CORP 1,095 154
    MADISON SQUARE GARDEN INC CLASS A 1,551 12,185
    MADISON SQUARE GARDEN SPORTS CORP 4,104 21,356
    MILLICOM INTL CELLULAR 66,407 58,170
    MODINE MANUFACTURING CO 17,323 31,400
    MONDELENZ INTL INC 9,421 29,235
    MOSAIC CO 10,387 11,505
    MSG NETWORK INC CLASS A 1,947 5,159
    MUELLAR WATER PRODUCTS 11,957 12,380
    MUELLER INDUSTRIES INC 14,722 17,555
    NATIONAL BEVERAGE CORP 6,987 12,735
    NATIONAL FUEL GAS CO 13,738 12,339
    NATIONAL OILWELL VARCO INC 27,400 6,865
    NATL-OILWELLVARCO INC 151,620 34,325
    NEWMONT MINING 6,312 7,905
    NORTHERN TRUST CORP 28,358 55,884
    NOW INC 29,457 8,077
    OCCIDENTAL PETROLEUM CORP 67,743 13,848
    OCCIDENTAL PETROLEUM CORP - WARRANT 495 681
    OCEANEERING INTL INC 58,114 7,950
    OTIS WORLDWIDE CORP 17,929 33,775
    PERNOD RICARD 22,320 40,302
    PJT PARTNERS INC 133 2,634
    RAYTHEON TECHNOLOGIES CORP 96,565 143,020
    RESIDEO TECHNOLOGIES 522 1,403
    ROYAL DUTCH SHELL PLC 178,455 100,830
    ROYAL DUTCH SHELL PLC 146,474 67,220
    ROYAL DUTCH SHELL PLC A 51,047 28,112
    ROYAL DUTCH SHELL PLC ADS 349,480 184,855
    ROYAL DUTCH SHELL PLC B 53,327 26,888
    RYMAN HOSPITALITY PPTYS 20,842 92,018
    SANOFI ADR 22,660 24,295
    SCHLUMBERGER LTD COM 88,261 29,645
    SCRIPPS E W CO OHIO CLASS A NEW 1,011 7,905
    SINCLAIR BROADCAST GROUP 14,552 25,480
    SONY CORP 8,987 50,550
    STATE STR CORP 23,312 36,390
    STERLING BANCORP 11,479 18,160
    SUEZ ENVIRONMENT CO S A ADR 93,400 99,230
    SUNCOR ENERGY INCORPORATED NEW 497,176 234,640
    SWEDISH MATCH SEK PAR ORD 28,350 39,265
    TECK RESOURCES 25,783 18,150
    TELEPHONE & DATA SYS INC NEW 28,835 17,196
    TEXTRON INC 37,467 43,497
    TOURMALIE OIL CORP 19,747 13,570
    TOURMALINE OIL CORP 185,706 67,350
    TOURMALINE OIL CORP 106,996 54,280
    UNITED STATES CELLULAR 78,855 55,242
    VALARIS PLC CLASS A 37 0
    VALMONT IND INC 21,999 34,986
    VALVOLINE INC 11,095 11,570
    VANECK VECTORS GOLD MINERS ETF 6,038 7,204
    VIACOMBS INC 11,245 22,692
    VIACOMBS INC 7,947 14,904
    VODAPHONE GROUP PLC 44,740 32,960
    WABTEC CORP COM 2,030 1,903
    WABTEC CORPORATION 4,137 3,880
    XYLEM INC 53,166 203,580
    XYLEM INC 45,355 162,864
    XYLEM INC 16,909 50,895

    TY 2020 InvestmentsOtherSchedule2
    Name:
    DOROTHY RICHARD STARLING FOUNDATION
    EIN:
    74-6121656
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    ALLIANCE BERNSTEIN DELAWARE BUSINESS TRUST AT COST 3,243,210 3,786,109
    ATLANTIC INVESTMENTS AT COST 500,000 500,000
    INTEREST RECEIVABLE AT COST 5,408 5,408
    JPM USACE AT COST 518,014 841,257
    KKR EUROPEAN FUND AT COST 11,262 58,181
    MS ALKEON AT COST 500,000 815,740
    MS COUNTERPOINT VENTURE AT COST 33,990 33,990
    STANLEY CAPITAL AT COST 3,761,322 4,036,191

    TY 2020 OtherExpensesSchedule
    Name:
    DOROTHY RICHARD STARLING FOUNDATION
    EIN:
    74-6121656
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    MISCELLANEOUS EXPENSES 130 0   130
    INSURANCE 2,742 0   2,742
    BOOKS & PUBLICATIONS 15,570 15,000   570
    INVESTMENT EXPENSE 13,811 13,811   0
    DUES 1,530 0   1,530
    PARTNERSHIP EXPENSES 42,301 42,301   0


    TY 2020 OtherIncomeSchedule2
    Name:
    DOROTHY RICHARD STARLING FOUNDATION
    EIN:
    74-6121656
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    DISTRIBUTIONS 11,505 11,505 11,505


    TY 2020 OtherProfessionalFeesSchedule
    Name:
    DOROTHY RICHARD STARLING FOUNDATION
    EIN:
    74-6121656
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    CUSTODIAL FEES 53,902 53,902   0


    TY 2020 TaxesSchedule
    Name:
    DOROTHY RICHARD STARLING FOUNDATION
    EIN:
    74-6121656
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAXES 22,859 22,859   0
    EXCISE TAXES 32,130 0   0