Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2020
Open to Public Inspection
For calendar year 2020, or tax year beginning 08-01-2020 , and ending 07-31-2021
Name of foundation
E SCHWARTZ CHARITABLE FOUNDATION XXXXX7006
 
Number and street (or P.O. box number if mail is not delivered to street address)10 S DEARBORN IL1-0111
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
CHICAGO, IL60603
A Employer identification number

51-6593287
B Telephone number (see instructions)

(800) 496-2583
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$50,008,515J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet.............
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities... 823,124 823,124  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 4,644,929
b Gross sales price for all assets on line 6a 15,693,483
7 Capital gain net income (from Part IV, line 2)... 4,644,929
8 Net short-term capital gain......... 0
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 8,609    
12 Total. Add lines 1 through 11........ 5,476,662 5,468,053  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 375,563 188,207   187,356
14 Other employee salaries and wages......   0 0 0
15 Pension plans, employee benefits.......   0 0  
16a Legal fees (attach schedule).........       0
b Accounting fees (attach schedule).......        
c Other professional fees (attach schedule)....       0
17 Interest...............       0
18 Taxes (attach schedule) (see instructions)... Click to see attachment 64,488 14,740   0
19 Depreciation (attach schedule) and depletion... 0 0  
20 Occupancy..............        
21 Travel, conferences, and meetings.......   0 0  
22 Printing and publications..........   0 0  
23 Other expenses (attach schedule)....... Click to see attachment 750     750
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 440,801 202,947 0 188,106
25 Contributions, gifts, grants paid....... 1,800,000 1,800,000
26 Total expenses and disbursements. Add lines 24 and 25 2,240,801 202,947 0 1,988,106
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 3,235,861
b Net investment income (if negative, enter -0-) 5,265,106
c Adjusted net income (if negative, enter -0-)... 0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2020)
Form 990-PF (2020)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 81,602 46,546 46,546
2 Savings and temporary cash investments......... 547,932 269,294 269,294
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet     0 0
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet0      
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)....... 20,233,565 Click to see attachment23,930,396 40,167,623
c Investments—corporate bonds (attach schedule)....... 9,426,978 Click to see attachment9,279,713 9,525,052
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule)..........     0
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 30,290,077 33,525,949 50,008,515
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22).........   0
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions...........    
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........ 30,290,077 33,525,949
27 Paid-in or capital surplus, or land, bldg., and equipment fund    
28 Retained earnings, accumulated income, endowment, or other funds    
29 Total net assets or fund balances (see instructions)..... 30,290,077 33,525,949
30 Total liabilities and net assets/fund balances (see instructions). 30,290,077 33,525,949
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
30,290,077
2
Enter amount from Part I, line 27a .....................
2
3,235,861
3
Other increases not included in line 2 (itemize) bulletClick to see attachment
3
11
4
Add lines 1, 2, and 3 ..........................
4
33,525,949
5
Decreases not included in line 2 (itemize) bullet
5
0
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
33,525,949
Form 990-PF (2020)
Form 990-PF (2020)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a 442. GENERAL DYNAMICS CORP     2020-08-04
b 117. GENERAL DYNAMICS CORP     2020-08-04
c 62. GENERAL DYNAMICS CORP     2020-08-04
d 461. PHILIP MORRIS INTERNATIONAL   2018-10-24 2020-08-04
e 184. PHILIP MORRIS INTERNATIONAL     2020-08-04
44. PHILIP MORRIS INTERNATIONAL   2018-10-24 2020-08-04
35561.369 VANGUARD TOT BD MKT IDX-ADM     2020-08-11
21468.441 VANGUARD TTL INTL BND-ADM   2020-03-10 2020-08-11
14429.568 VANGUARD TTL INTL BND-ADM   2019-02-04 2020-08-11
628. AUTOMATIC DATA PROCESSING INC     2020-09-30
120. AUTOMATIC DATA PROCESSING INC   2020-05-04 2020-09-30
41. AUTOMATIC DATA PROCESSING INC   2018-10-19 2020-09-30
27. AUTOMATIC DATA PROCESSING INC   2020-05-04 2020-09-30
86. AUTOMATIC DATA PROCESSING INC   2020-05-04 2020-09-30
54. AUTOMATIC DATA PROCESSING INC   2018-10-23 2020-09-30
296. INTERCONTINENTALEXCHANGE GROUP, INC     2020-09-30
116. INTERCONTINENTALEXCHANGE GROUP, INC   2017-01-31 2020-09-30
166. INTERCONTINENTALEXCHANGE GROUP, INC     2020-09-30
75. ALLEGION PLC     2020-09-30
83. ALLEGION PLC     2020-09-30
107. ALLEGION PLC     2020-09-30
67. ALLEGION PLC     2020-10-01
110. ALLEGION PLC     2020-10-01
33. ALLEGION PLC     2020-10-01
22. ALLEGION PLC     2020-10-01
18. ALLEGION PLC     2020-10-01
8. ALLEGION PLC     2020-10-02
239. ALLEGION PLC     2020-10-02
706. DIAMONDBACK ENERGY INC     2020-10-05
299. DIAMONDBACK ENERGY INC     2020-10-05
201. DIAMONDBACK ENERGY INC   2020-01-28 2020-10-06
66. DIAMONDBACK ENERGY INC   2020-01-28 2020-10-06
155. DIAMONDBACK ENERGY INC     2020-10-06
754. APPLE COMPUTER INC   2006-06-19 2020-10-13
. WELLS FARGO & CO NEW     2020-10-13
2465. SPDR TR UNIT SER 1   2013-06-28 2020-10-19
38936.6 SIX CIRCLES ULTR SHRT DUR   2018-10-19 2020-10-28
43140.638 VANGUARD TOT BD MKT IDX-ADM   2018-01-22 2020-10-28
52654.11 VANGUARD TTL INTL BND-ADM   2019-02-04 2020-10-28
252. PAYPAL HOLDINGS INC     2020-11-02
687. VISA INC CLASS A SHARES     2020-11-02
57. VISA INC CLASS A SHARES   2015-12-11 2020-11-02
193. SALESFORCE.COM INC   2020-05-04 2020-11-03
6. SALESFORCE.COM INC   2020-05-04 2020-11-03
19. SALESFORCE.COM INC   2020-05-04 2020-11-03
6. SALESFORCE.COM INC   2020-05-04 2020-11-03
6. SALESFORCE.COM INC   2020-05-04 2020-11-03
75. SALESFORCE.COM INC   2018-10-08 2020-11-03
32. SALESFORCE.COM INC   2018-10-08 2020-11-03
29. SALESFORCE.COM INC   2018-10-08 2020-11-04
45. SALESFORCE.COM INC   2018-10-08 2020-11-04
146. BROADCOM INC     2020-11-06
28. BROADCOM INC     2020-11-06
204. BROADCOM INC     2020-11-06
358. BROADCOM INC     2020-11-09
119628.163 PIMCO FDS PAC INVT MGMT SER HIGH YLD FD INSTL CL   2020-05-06 2020-11-12
338. HOME DEPOT INC     2020-11-24
202. PROCTER & GAMBLE CO   2020-08-04 2020-11-24
78. PROCTER & GAMBLE CO   2019-06-05 2020-11-24
460. ELECTRONIC ARTS     2020-12-03
247. ELECTRONIC ARTS     2020-12-04
12467. ISHARES MISCI EAFE INDEX FUND   2020-06-23 2020-12-14
91. CHARTER COMMUNICATIONS INC-A   2020-04-16 2020-12-15
341. SALESFORCE.COM INC     2020-12-15
276. NVIDIA CORP     2020-12-17
691. APPLE COMPUTER INC   2006-06-19 2021-01-08
47. FIDELITY NATL INFORMATION SVCS INC   2019-08-14 2021-01-11
719. FIDELITY NATL INFORMATION SVCS INC     2021-01-11
33. FIDELITY NATL INFORMATION SVCS INC   2014-12-18 2021-01-11
35. FIDELITY NATL INFORMATION SVCS INC     2021-01-11
188. FIDELITY NATL INFORMATION SVCS INC     2021-01-11
156. FIDELITY NATL INFORMATION SVCS INC     2021-01-12
1057. CITIGROUP INC NEW     2021-01-28
489. CITIGROUP INC NEW   2020-06-30 2021-01-28
884. MERCK & CO INC     2021-01-28
364. SPDR TR UNIT SER 1   2013-06-28 2021-01-28
11499.393 VANGUARD TTL INTL BND-ADM     2021-01-28
1206. SPDR TR UNIT SER 1     2021-02-11
832. COCA-COLA CO   2020-08-04 2021-02-17
1795. COCA-COLA CO     2021-02-17
128. NORTHROP GRUMMAN CORP     2021-02-18
1540. CITIGROUP INC NEW   2012-02-02 2021-02-19
21. NORTHROP GRUMMAN CORP   2020-08-04 2021-02-19
5. NORTHROP GRUMMAN CORP   2020-08-04 2021-02-19
31. NORTHROP GRUMMAN CORP   2019-05-20 2021-02-19
94. NORTHROP GRUMMAN CORP   2020-06-24 2021-02-19
47. NORTHROP GRUMMAN CORP   2019-05-20 2021-02-19
83. NORTHROP GRUMMAN CORP     2021-02-19
72. NORTHROP GRUMMAN CORP     2021-02-19
42. NORTHROP GRUMMAN CORP   2020-07-10 2021-02-19
52. NORTHROP GRUMMAN CORP     2021-02-19
81. NORTHROP GRUMMAN CORP     2021-02-19
66. NORTHROP GRUMMAN CORP     2021-02-19
41. NORTHROP GRUMMAN CORP     2021-02-19
28. NORTHROP GRUMMAN CORP   2016-09-16 2021-02-19
44. NORTHROP GRUMMAN CORP     2021-02-19
108. HOME DEPOT INC   2011-09-29 2021-02-24
433. HOME DEPOT INC   2011-09-29 2021-02-24
1187. MERCK & CO INC     2021-02-24
846. PROCTER & GAMBLE CO   2019-06-05 2021-03-03
212. PROCTER & GAMBLE CO     2021-03-03
214. SALESFORCE.COM INC     2021-03-03
73. SALESFORCE.COM INC     2021-03-03
47. SALESFORCE.COM INC     2021-03-03
27. SALESFORCE.COM INC     2021-03-03
15. SALESFORCE.COM INC   2018-04-16 2021-03-03
118. SALESFORCE.COM INC     2021-03-04
33. SALESFORCE.COM INC     2021-03-04
57. SALESFORCE.COM INC   2018-04-13 2021-03-04
6. SALESFORCE.COM INC   2018-04-13 2021-03-04
36. SALESFORCE.COM INC   2018-04-13 2021-03-04
10. SALESFORCE.COM INC   2018-04-13 2021-03-04
14. SALESFORCE.COM INC   2018-04-13 2021-03-04
5. SALESFORCE.COM INC   2018-04-13 2021-03-04
24. SALESFORCE.COM INC   2018-04-13 2021-03-04
547. APPLE COMPUTER INC   2006-06-19 2021-03-05
19. PAYPAL HOLDINGS INC   2020-03-04 2021-03-05
23. PAYPAL HOLDINGS INC   2020-03-04 2021-03-05
68. PAYPAL HOLDINGS INC   2020-03-04 2021-03-05
80. PAYPAL HOLDINGS INC   2020-03-04 2021-03-05
203. PAYPAL HOLDINGS INC   2020-03-04 2021-03-05
59. NETFLIX.COM INC   2018-09-13 2021-03-18
42. NETFLIX.COM INC   2018-09-13 2021-03-18
6500. ISHARES CORE MSCI EAFE ETF     2021-03-24
. JPMORGAN BETABUILDERS CANADA     2021-04-15
. JPM BTABLDRS DEV ASIA X-JPN     2021-04-15
106. CHARTER COMMUNICATIONS INC-A     2021-04-16
43. CHARTER COMMUNICATIONS INC-A     2021-04-16
5401. ISHARES MISCI EAFE INDEX FUND     2021-04-20
833. ISHARES MISCI EAFE INDEX FUND   2020-06-23 2021-04-20
360. CHUBB LTD     2021-04-27
361. CHUBB LTD     2021-04-28
181. CHUBB LTD   2008-11-19 2021-04-28
67. CHUBB LTD   2008-11-19 2021-04-28
62. NEXTERA ENERGY INC   2020-09-30 2021-05-14
499. NEXTERA ENERGY INC   2020-09-30 2021-05-14
56. NEXTERA ENERGY INC   2020-09-30 2021-05-14
127. ASML HOLDING NV-NY REG SHS     2021-05-14
9. NEXTERA ENERGY INC   2020-09-30 2021-05-17
186. NEXTERA ENERGY INC     2021-05-17
18527.236 PIMCO FDS PAC INVT MGMT SER HIGH YLD FD INSTL CL   2020-05-06 2021-05-17
39432.987 PGIM HIGH YIELD-Q   2020-11-12 2021-05-17
213675.214 PGIM HIGH YIELD-Q   2020-03-30 2021-05-17
2587. SPDR TR UNIT SER 1   2012-11-15 2021-06-15
22452.287 VANGUARD TOT BD MKT IDX-ADM     2021-06-16
2284. SPDR TR UNIT SER 1   2012-11-15 2021-07-12
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(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 65,075   72,428 -7,353
b 17,256   17,753 -497
c 9,119   9,360 -241
d 35,461   41,080 -5,619
e 14,233   16,387 -2,154
3,390   3,892 -502
417,135   378,671 38,464
498,927   500,000 -1,073
335,343   315,719 19,624
87,254   93,556 -6,302
16,672   17,160 -488
5,696   5,879 -183
3,765   3,861 -96
11,994   12,298 -304
7,531   7,657 -126
29,609   17,239 12,370
11,529   6,742 4,787
16,563   9,598 6,965
7,427   4,979 2,448
8,193   5,485 2,708
10,627   7,043 3,584
6,746   4,392 2,354
10,893   7,172 3,721
3,258   2,139 1,119
2,216   1,426 790
1,794   1,162 632
774   517 257
23,532   15,316 8,216
21,787   73,232 -51,445
9,227   23,726 -14,499
6,417   15,930 -9,513
2,049   5,231 -3,182
4,953   12,267 -7,314
92,922   1,551 91,371
309     309
843,005   396,003 447,002
391,313   389,755 1,558
500,000   458,585 41,415
1,230,000   1,152,072 77,928
46,864   30,523 16,341
127,191   52,714 74,477
10,575   4,350 6,225
45,821   31,008 14,813
1,435   964 471
4,512   3,053 1,459
1,415   964 451
1,431   964 467
17,885   11,352 6,533
7,591   4,844 2,747
7,256   4,389 2,867
11,046   6,811 4,235
55,662   4,796 50,866
10,725   916 9,809
77,641   6,663 70,978
138,568   11,577 126,991
1,064,691   983,344 81,347
92,343   12,654 79,689
27,933   26,964 969
10,786   8,326 2,460
59,089   39,275 19,814
31,538   20,908 10,630
892,991   779,032 113,959
58,944   46,065 12,879
74,881   51,530 23,351
147,075   73,064 74,011
91,341   1,421 89,920
6,502   6,157 345
98,746   57,090 41,656
4,519   2,074 2,445
4,793   2,199 2,594
25,577   11,779 13,798
20,975   9,606 11,369
63,898   53,627 10,271
29,561   25,074 4,487
68,944   65,279 3,665
138,657   58,477 80,180
268,051   251,195 16,856
471,180   179,774 291,406
41,779   38,775 3,004
90,137   79,956 10,181
38,111   41,691 -3,580
99,726   49,321 50,405
6,250   6,811 -561
1,488   1,622 -134
9,227   9,708 -481
27,983   28,445 -462
13,992   14,719 -727
24,684   24,430 254
21,413   21,103 310
12,491   12,213 278
15,465   14,631 834
24,110   21,956 2,154
19,629   13,956 5,673
12,194   8,658 3,536
8,328   5,909 2,419
13,088   9,266 3,822
28,047   3,649 24,398
112,799   14,628 98,171
88,735   74,802 13,933
104,241   90,302 13,939
26,137   22,625 3,512
44,747   30,162 14,585
15,097   8,941 6,156
9,901   5,674 4,227
5,616   3,229 2,387
3,134   1,793 1,341
24,311   14,079 10,232
6,741   3,935 2,806
11,811   6,797 5,014
1,243   715 528
7,402   4,293 3,109
2,041   1,192 849
2,861   1,669 1,192
1,019   596 423
4,907   2,862 2,045
65,157   1,125 64,032
4,362   2,178 2,184
5,178   2,637 2,541
15,903   7,796 8,107
18,389   9,172 9,217
48,107   23,273 24,834
29,908   21,871 8,037
21,204   15,569 5,635
464,988   400,377 64,611
30     30
29     29
68,007   31,492 36,515
27,588   21,737 5,851
422,532   309,972 112,560
65,167   52,052 13,115
60,017   23,297 36,720
59,169   16,299 42,870
30,172   7,638 22,534
10,878   2,827 8,051
4,548   4,286 262
36,523   34,497 2,026
4,105   3,871 234
80,955   37,765 43,190
657   622 35
13,375   12,342 1,033
167,116   152,294 14,822
218,853   212,938 5,915
1,185,897   1,000,000 185,897
1,096,687   350,717 745,970
252,588   237,093 15,495
996,970   309,639 687,331
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
      154,912
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       -7,353
b       -497
c       -241
d       -5,619
e       -2,154
      -502
      38,464
      -1,073
      19,624
      -6,302
      -488
      -183
      -96
      -304
      -126
      12,370
      4,787
      6,965
      2,448
      2,708
      3,584
      2,354
      3,721
      1,119
      790
      632
      257
      8,216
      -51,445
      -14,499
      -9,513
      -3,182
      -7,314
      91,371
      309
      447,002
      1,558
      41,415
      77,928
      16,341
      74,477
      6,225
      14,813
      471
      1,459
      451
      467
      6,533
      2,747
      2,867
      4,235
      50,866
      9,809
      70,978
      126,991
      81,347
      79,689
      969
      2,460
      19,814
      10,630
      113,959
      12,879
      23,351
      74,011
      89,920
      345
      41,656
      2,445
      2,594
      13,798
      11,369
      10,271
      4,487
      3,665
      80,180
      16,856
      291,406
      3,004
      10,181
      -3,580
      50,405
      -561
      -134
      -481
      -462
      -727
      254
      310
      278
      834
      2,154
      5,673
      3,536
      2,419
      3,822
      24,398
      98,171
      13,933
      13,939
      3,512
      14,585
      6,156
      4,227
      2,387
      1,341
      10,232
      2,806
      5,014
      528
      3,109
      849
      1,192
      423
      2,045
      64,032
      2,184
      2,541
      8,107
      9,217
      24,834
      8,037
      5,635
      64,611
      30
      29
      36,515
      5,851
      112,560
      13,115
      36,720
      42,870
      22,534
      8,051
      262
      2,026
      234
      43,190
      35
      1,033
      14,822
      5,915
      185,897
      745,970
      15,495
      687,331
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 4,644,929
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
SECTION 4940(e) REPEALED ON DECEMBER 20, 2019 - DO NOT COMPLETE
1 Reserved
(a)
Reserved 		(b)
Reserved 		(c)
Reserved 		(d)
Reserved
2
Reserved...........................
2
3
Reserved...........................
3
4
Reserved...........................
4
5
Reserved...........................
5
6
Reserved...........................
6
7
Reserved...........................
7
8
Reserved,..........................
8
Form 990-PF (2020)
Form 990-PF (2020)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Reserved................................ 1 73,185
c All other domestic foundations enter 1.39% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 73,185
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 73,185
6 Credits/Payments:
a 2020 estimated tax payments and 2019 overpayment credited to 2020 6a 62,652
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c 0
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 62,652
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. Click to see attachment 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9 10,533
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10  
11 Enter the amount of line 10 to be: Credited to 2021 estimated taxBullet0 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletNY
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2020 or the taxable year beginning in 2020? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbullet  
    14
    The books are in care ofbulletJP MORGAN CHASE BANK NA Telephone no.bullet (800) 496-2583

    Located atbullet10 S DEARBORN ST MC IL 1-0111CHICAGOIL ZIP+4bullet60603
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2020, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
    No
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2020?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2020, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2020?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2020 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2020.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2020?
    4b
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    JP MORGAN CHASE BANK NA TRUSTEE
    4     		326,780    
    10 S DEARBORN ST MC IL 1-0111
    CHICAGO,IL60603
    STEPHEN BOIES CO TRUSTEE
    2     		16,261    
    19 MARSHALL ST
    OLD GREENWICH,CT068701218
    JOAN LAVELLA CO TRUSTEE
    2     		16,261    
    7515 178TH ST
    FRESH MEADOWS,NY113661627
    ARTHUR SCHWEITHELM CO TRUSTEE
    2     		16,261    
    129 SEAVIEW TER
    NORTHPORT,NY117682932
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    45,276,920
    b
    Average of monthly cash balances.......................
    1b
    638,239
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    45,915,159
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    45,915,159
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    688,727
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    45,226,432
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    2,261,322
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    2,261,322
    2a
    Tax on investment income for 2020 from Part VI, line 5......
    2a
    73,185
    b
    Income tax for 2020. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    73,185
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    2,188,137
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    2,188,137
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    2,188,137
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    1,988,106
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
    0
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
    0
    b
    Cash distribution test (attach the required schedule) .................
    3b
    0
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    1,988,106
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    1,988,106
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2019     		(c)
    2019     		(d)
    2020
    1 Distributable amount for 2020 from Part XI, line 7 2,188,137
    2 Undistributed income, if any, as of the end of 2020:
    a Enter amount for 2019 only....... 1,781,041
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2020:
    a From 2015...... 0
    b From 2016...... 0
    c From 2017...... 0
    d From 2018...... 0
    e From 2019...... 0
    fTotal of lines 3a through e........ 0
    4Qualifying distributions for 2020 from Part
    XII, line 4: bullet$ 1,988,106
    a Applied to 2019, but not more than line 2a 1,781,041
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2020 distributable amount..... 207,065
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2020. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 0
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2020. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2021 ..........     		1,981,072
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2015 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9Excess distributions carryover to 2021.
    Subtract lines 7 and 8 from line 6a ......     		0
    10 Analysis of line 9:
    a Excess from 2016.... 0
    b Excess from 2017.... 0
    c Excess from 2018.... 0
    d Excess from 2019.... 0
    e Excess from 2020.... 0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2020, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2020 (b) 2019 (c) 2018 (d) 2017
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    ASSOCIATION OF COMMUNITY EMPLOYMENT
    3030 NORTHERN BLVD SUITE B100
    LONG ISLAND CITY,NY11101     		NONE PC GENERAL 50,000
    NONTRADITIONAL EMPLOYMENT FOR WOMEN
    243 W 20TH ST
    NEW YORK,NY10011     		NONE PC GENERAL 75,000
    PARAPROFESSIONAL HEALTHCARE INSTIT
    400 E FORDHAM RD
    BRONX,NY10458     		NONE PC GENERAL 75,000
    CROSSROADS COMMUNITY SERVICES INC
    ST BARTHOLOMEWS CHURCH
    325 PARK AVE
    NEW YORK,NY10022     		NONE PC GENERAL 50,000
    PER SCHOLAS INC
    804 E 138TH ST 2
    BRONX,NY10454     		NONE PC GENERAL 100,000
    MASSACHUSETTS INSTITUTE OF TECHNOLOGY
    77 MASSACHSETTS AVE
    CAMBRIDGE,MA02139     		NONE PC GENERAL 250,000
    LUSTGARTEN FOUNDATION FOR PANCREATIC
    CANCER RESEARCH
    1111 STEWART AVE
    BETHPAGE,NY11714     		NONE PC GENERAL 150,000
    CENTER FOR HEARING AND COMMUNICATIO
    50 BROADWAY
    NEW YORK,NY10004     		NONE PC GENERAL 100,000
    HILLTOWN COMMUNITY DEVELOPMENT
    CORP
    387 MAIN RD
    CHESTERFIELD,MA01012     		NONE PC GENERAL 100,000
    JOHNS HOPKINS MEDICINE
    733 N BROADWAY
    BALTIMORE,MD21205     		NONE PC GENERAL 200,000
    COLD SPRING HARBOR LABORATORY
    1 BUNGTOWN RD COLD SPRING HARBOR
    NEW YORK,NY11724     		NONE PC GENERAL 150,000
    THE ROCKEFELLER UNIVERSITY
    1230 YORK AVE
    NEW YORK,NY10065     		NONE PC GENERAL 250,000
    THE WHITEHEAD INSTITUTE RESEARCH
    9 CAMBRIDGE CENTER
    CAMBRIDGE,MA02142     		NONE PC GENERAL 250,000
    Total .................................bullet 3a 1,800,000
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		         
    4 Dividends and interest from securities....     14 823,124  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 4,644,929  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue:
    aFEDERAL TAX REFUND     		    1 8,609  
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   5,476,662  
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    5,476,662
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2020)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2020 InvestmentsCorpBondsSchedule
    Name:
    E SCHWARTZ CHARITABLE FOUNDATION XXXXX7006
    EIN:
    51-6593287
    Name of Bond End of Year Book Value End of Year Fair Market Value
    921937603 VANGUARD TOT BD MKT 1,368,676 1,469,007
    92203J308 VANGUARD TTL INTL BN 1,691,356 1,805,291
    921937827 VANGUARD SHORT-TERM 1,045,564 1,060,359
    83002G108 SIX CIRCLES ULTR SHR    
    693390841 PIMCO HIGH YIELD FUN    
    74440Y884 PGIM HIGH YIELD-Q    
    83002G702 SIX CIRCLES GLOBAL B 2,998,831 2,987,812
    83002G884 SIX CIRCLES CREDIT O 851,753 871,972
    921937835 VANGUARD TOTAL BOND 485,474 495,573
    92206C771 VANGUARD MORTGAGE-BA 420,103 415,990
    92206C870 VANGUARD INT-TERM CO 417,956 419,048

    TY 2020 InvestmentsCorpStockSchedule
    Name:
    E SCHWARTZ CHARITABLE FOUNDATION XXXXX7006
    EIN:
    51-6593287
    Name of Stock End of Year Book Value End of Year Fair Market Value
    02079K107 ALPHABET INC-CL C 143,021 849,188
    02079K305 ALPHABET INC-CL A 56,815 361,067
    09062X103 BIOGEN INC 49,413 54,237
    16119P108 CHARTER COMMUNICATIO 66,732 232,888
    20030N101 COMCAST CORP-CLASS A 144,032 272,442
    25278X109 DIAMONDBACK ENERGY I    
    30303M102 FACEBOOK INC-CLASS A 265,550 559,747
    31620M106 FIDELITY NATIONAL IN    
    45866F104 INTERCONTINENTAL EXC    
    57636Q104 MASTERCARD INC - A 158,666 541,474
    58933Y105 MERCK & CO. INC.    
    65339F101 NEXTERA ENERGY INC 138,886 255,512
    67103H107 O'REILLY AUTOMOTIVE 106,720 204,098
    G0176J109 ALLEGION PLC    
    H1467J104 CHUBB LTD    
    101137107 BOSTON SCIENTIFIC CO 79,006 168,446
    110122108 BRISTOL-MYERS SQUIBB 151,650 181,824
    172967424 CITIGROUP INC    
    532457108 ELI LILLY & CO 141,862 373,773
    369550108 GENERAL DYNAMICS COR    
    437076102 HOME DEPOT INC    
    438516106 HONEYWELL INTERNATIO 59,122 338,294
    464287465 ISHARES MSCI EAFE ET 1,442,001 2,006,725
    548661107 LOWE'S COS INC 53,592 268,803
    594918104 MICROSOFT CORP 103,592 1,320,273
    609207105 MONDELEZ INTERNATION 64,399 156,442
    617446448 MORGAN STANLEY 97,550 402,828
    655844108 NORFOLK SOUTHERN COR 166,324 292,637
    666807102 NORTHROP GRUMMAN COR    
    713448108 PEPSICO INC 131,698 213,923
    718172109 PHILIP MORRIS INTERN    
    723787107 PIONEER NATURAL RESO 132,869 168,484
    78462F103 SPDR S&P 500 ETF TRU 861,546 2,824,881
    854502101 STANLEY BLACK & DECK 102,643 189,759
    882508104 TEXAS INSTRUMENTS IN 150,776 383,337
    907818108 UNION PACIFIC CORP 111,843 238,448
    91324P102 UNITEDHEALTH GROUP I 54,253 525,993
    92532F100 VERTEX PHARMACEUTICA 10,200 75,593
    92826C839 VISA INC-CLASS A SHA    
    94106B101 WASTE CONNECTIONS IN 92,175 170,145
    949746101 WELLS FARGO & CO 275,084 362,283
    96208T104 WEX INC 132,638 190,299
    46432F842 ISHARES CORE MSCI EA 1,443,244 1,788,269
    191216100 COCA-COLA CO/THE    
    11135F101 BROADCOM INC    
    67066G104 NVIDIA CORP 57,178 246,467
    70450Y103 PAYPAL HOLDINGS INC 148,505 448,563
    79466L302 SALESFORCE.COM INC    
    98956P102 ZIMMER BIOMET HOLDIN 180,809 260,328
    285512109 ELECTRONIC ARTS INC    
    337738108 FISERV INC 221,134 283,631
    580135101 MCDONALD'S CORP 85,875 103,637
    742718109 PROCTER & GAMBLE CO/    
    988498101 YUM] BRANDS INC 149,032 217,450
    46641Q696 JPMORGAN BETABUILDER    
    64110L106 NETFLIX INC 74,670 105,584
    83002G306 SIX CIRCLES US UNCON 4,340,651 6,518,102
    83002G405 SIX CIRCLES INTL UNC 3,527,067 4,061,542
    G5494J103 LINDE PLC 231,957 414,669
    N6596X109 NXP SEMICONDUCTORS N 226,948 410,303
    00287Y109 ABBVIE INC 186,289 278,073
    023135106 AMAZON.COM INC 241,278 1,001,605
    025816109 AMERICAN EXPRESS CO 222,531 322,302
    037833100 APPLE INC 12,127 859,991
    053015103 AUTOMATIC DATA PROCE    
    060505104 BANK OF AMERICA CORP 46,330 229,470
    09857L108 BOOKING HOLDINGS INC 209,032 263,569
    461202103 INTUIT INC 120,584 227,357
    883556102 THERMO FISHER SCIENT 195,529 307,266
    N07059210 ASML HOLDING NV-NY R 65,213 170,983
    007903107 ADVANCED MICRO DEVIC 134,847 167,143
    031100100 AMETEK INC 103,609 144,056
    032654105 ANALOG DEVICES INC 219,103 267,537
    20825C104 CONOCOPHILLIPS 108,696 113,409
    363576109 ARTHUR J GALLAGHER & 125,661 124,961
    43300A203 HILTON WORLDWIDE HOL 149,488 155,374
    45687V106 INGERSOLL RAND INC C 173,349 174,368
    46434G103 ISHARES CORE MSCI EM 854,103 993,408
    46641Q191 JPMORGAN BETABUILDER 993,273 1,001,949
    46641Q217 JPMORGAN BETABUILDER 456,280 449,520
    46641Q225 JPMORGAN BETABUILDER 1,193,732 1,605,232
    46641Q233 JPM BTABLDRS DEV ASI 456,949 472,148
    512807108 LAM RESEARCH CORP 163,201 255,601
    518439104 ESTEE LAUDER COMPANI 118,575 159,237
    654106103 NIKE INC -CL B 182,629 215,585
    693506107 PPG INDUSTRIES INC 140,404 169,243
    75513E101 RAYTHEON TECHNOLOGIE 226,373 269,197
    75886F107 REGENERON PHARMACEUT 75,164 85,042
    808513105 SCHWAB (CHARLES) COR 201,086 233,272
    G29183103 EATON CORP PLC 159,054 189,660
    G8994E103 TRANE TECHNOLOGIES P 164,179 218,677

    TY 2020 OtherExpensesSchedule
    Name:
    E SCHWARTZ CHARITABLE FOUNDATION XXXXX7006
    EIN:
    51-6593287
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ATTORNEY GENERAL FEE 750 0   750


    TY 2020 OtherIncomeSchedule2
    Name:
    E SCHWARTZ CHARITABLE FOUNDATION XXXXX7006
    EIN:
    51-6593287
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    FEDERAL TAX REFUND 8,609 0  


    TY 2020 OtherIncreasesSchedule
    Name:
    E SCHWARTZ CHARITABLE FOUNDATION XXXXX7006
    EIN:
    51-6593287
    Description Amount
    ROUNDING 11


    TY 2020 TaxesSchedule
    Name:
    E SCHWARTZ CHARITABLE FOUNDATION XXXXX7006
    EIN:
    51-6593287
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAXES 1,358 1,358   0
    FEDERAL ESTIMATES - INCOME 49,748 0   0
    FOREIGN TAXES ON QUALIFIED FOR 12,280 12,280   0
    FOREIGN TAXES ON NONQUALIFIED 1,102 1,102   0