TY 2020 Form 990PF

- TIN:

Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation

or Section 4947(a)(1) Trust Treated as Private Foundation

Do not enter social security numbers on this form as it may be made public.
bullet

Go to www.irs.gov/Form990PF for instructions and the latest information.

OMB No. 1545-0052

2020

Open to Public Inspection

For calendar year 2020, or tax year beginning 01-01-2020 , and ending 12-31-2020

Name of foundation
ARTHUR M GOLDBERG AND VERONICA GOLDBERG
FOUNDATION INC

Number and street (or P.O. box number if mail is not delivered to street address)20 POST KENNEL ROAD
Room/suite

City or town, state or province, country, and ZIP or foreign postal code
FAR HILLS, NJ07931

A Employer identification number

22-2779193

B Telephone number (see instructions)

(908) 766-2320

C If exemption application is pending, check here bullet

G Check all that apply: Initial returnInitial return of a former public charity
Final returnAmended return
Address change Name change

D 1. Foreign organizations, check here............. bullet

2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet

E If private foundation status was terminated
under section 507(b)(1)(A), check here ....... bullet

H Check type of organization: Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust Other taxable private foundation

F If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here ....... bullet

I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16) bullet

$7,817,061J Accounting method: Cash Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)

	Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)	(a) Revenue and expenses per books		(b) Net investment income	(d) Disbursements for charitable purposes (cash basis only)


1	Contributions, gifts, grants, etc., received (attach schedule)
2	Check .............
3	Interest on savings and temporary cash investments	20,709		20,709
4	Dividends and interest from securities...	115,741		114,920
5a	Gross rents............
b	Net rental income or (loss)
6a	Net gain or (loss) from sale of assets not on line 10		898,329
b	Gross sales price for all assets on line 6a 7,906,083
7	Capital gain net income (from Part IV, line 2)...			898,329
8	Net short-term capital gain.........
9	Income modifications...........
10a	Gross sales less returns and allowances
b	Less: Cost of goods sold....
c	Gross profit or (loss) (attach schedule).....
11	Other income (attach schedule).......
12	Total. Add lines 1 through 11........	1,034,779		1,033,958
13	Compensation of officers, directors, trustees, etc.	0		0	0
14	Other employee salaries and wages......
15	Pension plans, employee benefits.......
16a	Legal fees (attach schedule).........
b	Accounting fees (attach schedule).......		14,357	0	14,357
c	Other professional fees (attach schedule)....
17	Interest...............
18	Taxes (attach schedule) (see instructions)...		10,092	3,092	0
19	Depreciation (attach schedule) and depletion...
20	Occupancy..............
21	Travel, conferences, and meetings.......
22	Printing and publications..........
23	Other expenses (attach schedule).......		49,053	48,992	61
24	Total operating and administrative expenses.
	Add lines 13 through 23..........	73,502		52,084	14,418
25	Contributions, gifts, grants paid.......	328,000			328,000
26	Total expenses and disbursements. Add lines 24 and 25	401,502		52,084	342,418
27	Subtract line 26 from line 12:
a	Excess of revenue over expenses and disbursements	633,277
b	Net investment income (if negative, enter -0-)			981,874
c	Adjusted net income (if negative, enter -0-)...

For Paperwork Reduction Act Notice, see instructions.

Cat. No. 11289X Form 990-PF (2020)

Form 990-PF (2020)

Page 2

Part II		Balance Sheets	Beginning of year	End of year
Part II		Balance Sheets	(a) Book Value	(b) Book Value	(c) Fair Market Value
	1	Cash—non-interest-bearing.............
	2	Savings and temporary cash investments.........	160,259	144,030	144,030
	3	Accounts receivable
		Less: allowance for doubtful accounts
	4	Pledges receivable
		Less: allowance for doubtful accounts
	5	Grants receivable.................
	6	Receivables due from officers, directors, trustees, and other
		disqualified persons (attach schedule) (see instructions).....
	7	Other notes and loans receivable (attach schedule)
		Less: allowance for doubtful accounts
	8	Inventories for sale or use..............
	9	Prepaid expenses and deferred charges..........
	10a	Investments—U.S. and state government obligations (attach schedule)
	b	Investments—corporate stock (attach schedule).......	446,839	3,875,352	4,732,717
	c	Investments—corporate bonds (attach schedule).......	0	548,986	558,996
	11	Investments—land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	12	Investments—mortgage loans.............
	13	Investments—other (attach schedule)..........	5,532,325	2,206,164	2,380,248
	14	Land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	15	Other assets (describe )	2,902	1,070	1,070
	16	Total assets (to be completed by all filers—see the
		instructions. Also, see page 1, item I)	6,142,325	6,775,602	7,817,061
	17	Accounts payable and accrued expenses..........
	18	Grants payable.................
	19	Deferred revenue.................
	20	Loans from officers, directors, trustees, and other disqualified persons
	21	Mortgages and other notes payable (attach schedule)......
	22	Other liabilities (describe )
	23	Total liabilities (add lines 17 through 22).........	0	0
		Foundations that follow FASB ASC 958, check here
		and complete lines 24, 25, 29 and 30.
	24	Net assets without donor restrictions...........
	25	Net assets with donor restrictions............
		Foundations that do not follow FASB ASC 958, check here
		and complete lines 26 through 30.
	26	Capital stock, trust principal, or current funds........	0	0
	27	Paid-in or capital surplus, or land, bldg., and equipment fund	0	0
	28	Retained earnings, accumulated income, endowment, or other funds	6,142,325	6,775,602
	29	Total net assets or fund balances (see instructions).....	6,142,325	6,775,602
	30	Total liabilities and net assets/fund balances (see instructions).	6,142,325	6,775,602

Part III

Analysis of Changes in Net Assets or Fund Balances

Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............

6,142,325

Enter amount from Part I, line 27a .....................

633,277

Other increases not included in line 2 (itemize) bullet

Add lines 1, 2, and 3 ..........................

6,775,602

Decreases not included in line 2 (itemize) bullet

Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .

6,775,602

Form 990-PF (2020)

Page 3

Part IV

Capital Gains and Losses for Tax on Investment Income

(a) List and describe the kind(s) of property sold (e.g., real estate, 2-story brick warehouse; or common stock, 200 shs. MLC Co.)		(b) How acquired P—Purchase D—Donation	(c) Date acquired (mo., day, yr.)	(d) Date sold (mo., day, yr.)
1 a	5313.355 SHS BLACKROCK TOTAL RET I	P	2015-11-17	2020-07-06
b	9.564 SHS BLACKROCK TOTAL RET I	P	2015-11-30	2020-07-06
c	39.476 SHS BLACKROCK TOTAL RET I	P	2015-12-24	2020-07-06
d	25.015 SHS BLACKROCK TOTAL RET I	P	2015-12-31	2020-07-06
e	23.675 SHS BLACKROCK TOTAL RET I	P	2016-01-29	2020-07-06
	14,095.973 SHS BLACKROCK TOTAL RET I	P	2016-02-10	2020-07-06
	39.592 SHS BLACKROCK TOTAL RET I	P	2016-02-29	2020-07-06
	52.138 SHS BLACKROCK TOTAL RET I	P	2016-03-31	2020-07-06
	53.175 SHS BLACKROCK TOTAL RET I	P	2016-04-29	2020-07-06
	55.629 SHS BLACKROCK TOTAL RET I	P	2016-05-31	2020-07-06
	51.388 SHS BLACKROCK TOTAL RET I	P	2016-06-30	2020-07-06
	54.783 SHS BLACKROCK TOTAL RET I	P	2016-07-29	2020-07-06
	3871 SHS COLUMBIA EMERGING MARKETS CONS	P	2018-12-10	2020-07-01
	4000 SHS COLUMBIA EMERGING MARKETS CONS	P	2018-12-10	2020-07-01
	2725 SHS COLUMBIA EMERGING MARKETS CONS	P	2018-12-10	2020-07-01
	1275 SHS COLUMBIA EMERGING MARKETS CONS	P	2019-03-13	2020-07-01
	4501 SHS INVESCO BULLETSHARES 2020 CO	P	2015-11-17	2020-07-01
	417 SHS INVESCO BULLETSHARES 2020 CO	P	2016-02-10	2020-07-01
	7422 SHS INVESCO BULLETSHARES 2020 CO	P	2016-02-10	2020-07-01
	5232 SHS INVESCO BULLETSHARES 2020 CO	P	2018-02-07	2020-07-01
	5082 SHS INVESCO BULLETSHARES 2020 CO	P	2018-02-07	2020-07-01
	7612 SHS INVESCO BULLETSHARES 2022 CO	P	2016-02-10	2020-07-01
	2388 SHS INVESCO BULLETSHARES 2022 CO	P	2016-10-14	2020-07-01
	2112 SHS INVESCO BULLETSHARES 2022 CO	P	2016-10-14	2020-07-01
	306 SHS INVESCO BULLETSHARES 2022 CO	P	2018-02-07	2020-07-01
	10,000 SHS INVESCO BULLETSHARES 2022 CO	P	2018-02-07	2020-07-01
	2450 SHS INVESCO BULLETSHARES 2024 CO	P	2018-02-07	2020-07-01
	10,000 SHS INVESCO BULLETSHARES 2024 CO	P	2018-02-07	2020-07-01
	10,000 SHS INVESCO BULLETSHARES 2024 CO	P	2018-02-07	2020-07-01
	7968.775 SHS LORD ABBETT ULTRA SHORT BD A	P	2020-07-08	2020-12-17
	463.03 7SHS LORD ABBETT ULTRA SHORT BD A	P	2020-07-08	2020-12-11
	22.666 SHS LORD ABBETT ULTRA SHORT BD A	P	2020-07-08	2020-12-11
	12.952 SHS LORD ABBETT ULTRA SHORT BD A	P	2020-07-08	2020-12-11
	4980.727 SHS LORD ABBETT ULTRA SHORT BD A	P	2020-07-08	2020-11-24
	14,442.878 SHS LORD ABBETT ULTRA SHORT BD A	P	2020-07-08	2020-11-19
	4980.727 SHS LORD ABBETT ULTRA SHORT BD A	P	2020-07-08	2020-10-27
	2490.687 SHS LORD ABBETT ULTRA SHORT BD A	P	2020-07-08	2020-10-20
	996.663 SHS LORD ABBETT ULTRA SHORT BD A	P	2020-07-08	2020-08-27
	21,414.99 SHS LORD ABBETT ULTRA SHORT BD A	P	2020-07-08	2020-07-27
	99.057 SHS NUVEEN PREFERRED SEC & INC I	P	2014-08-25	2020-07-06
	807.211 SHS NUVEEN PREFERRED SEC & INC I	P	2014-08-25	2020-07-06
	15.384 SHS NUVEEN PREFERRED SEC & INC I	P	2014-08-29	2020-07-06
	66.07 SHS NUVEEN PREFERRED SEC & INC I	P	2014-09-07	2020-07-06
	19.909 SHS NUVEEN PREFERRED SEC & INC I	P	2014-09-23	2020-07-06
	96.663 SHS NUVEEN PREFERRED SEC & INC I	P	2014-09-30	2020-07-06
	97.092 SHS NUVEEN PREFERRED SEC & INC I	P	2014-10-31	2020-07-06
	91.62 SHS NUVEEN PREFERRED SEC & INC I	P	2014-11-28	2020-07-06
	103.592 SHS NUVEEN PREFERRED SEC & INC I	P	2014-12-16	2020-07-06
	93.476 SHS NUVEEN PREFERRED SEC & INC I	P	2014-12-31	2020-07-06
	94.048 SHS NUVEEN PREFERRED SEC & INC I	P	2015-01-30	2020-07-06
	93.731 SHS NUVEEN PREFERRED SEC & INC I	P	2015-02-27	2020-07-06
	93.96 SHS NUVEEN PREFERRED SEC & INC I	P	2015-03-31	2020-07-06
	94.616 SHS NUVEEN PREFERRED SEC & INC I	P	2015-04-30	2020-07-06
	95.222 SHS NUVEEN PREFERRED SEC & INC I	P	2015-05-29	2020-07-06
	96.84 SHS NUVEEN PREFERRED SEC & INC I	P	2015-06-30	2020-07-06
	97.139 SHS NUVEEN PREFERRED SEC & INC I	P	2015-07-31	2020-07-06
	98.458 SHS NUVEEN PREFERRED SEC & INC I	P	2015-08-31	2020-07-06
	99.697 SHS NUVEEN PREFERRED SEC & INC I	P	2015-09-30	2020-07-06
	22.931 SHS NUVEEN PREFERRED SEC & INC I	P	2015-12-31	2020-07-06
	23.334 SHS NUVEEN PREFERRED SEC & INC I	P	2016-01-29	2020-07-06
	6769.568 SHS NUVEEN PREFERRED SEC & INC I	P	2016-02-10	2020-07-06
	44.982 SHS NUVEEN PREFERRED SEC & INC I	P	2016-02-29	2020-07-06
	57.038 SHS NUVEEN PREFERRED SEC & INC I	P	2016-03-31	2020-07-06
	56.937 SHS NUVEEN PREFERRED SEC & INC I	P	2016-04-29	2020-07-06
	56.709 SHS NUVEEN PREFERRED SEC & INC I	P	2016-05-31	2020-07-06
	57.25 SHS NUVEEN PREFERRED SEC & INC I	P	2016-06-30	2020-07-06
	56.39 SHS NUVEEN PREFERRED SEC & INC I	P	2016-07-29	2020-07-06
	3839 SHS VANGUARD FTSE EMERGING MARKETS	P	2016-12-20	2020-07-01
	1832 SHS VANGUARD FTSE EMERGING MARKETS	P	2018-12-10	2020-07-01
	735 SHS VANGUARD FTSE EMERGING MARKETS	P	2019-03-13	2020-07-01
	28 SHS ALLEGION PUB LTD CO	P	2020-07-07	2020-12-04
	14 SHS ALLEGION PUB LTD CO	P	2020-07-07	2020-11-06
	15 SHS ALLEGION PUB LTD CO	P	2020-07-07	2020-11-06
	21 SHS ALLEGION PUB LTD CO	P	2020-07-07	2020-10-02
	14 SHS ALLEGION PUB LTD CO	P	2020-07-07	2020-10-01
	16 SHS ALLEGION PUB LTD CO	P	2020-07-07	2020-09-17
	19 SHS ALLEGION PUB LTD CO	P	2020-07-07	2020-09-17
	23,263.889 SHS COHEN & STEERS LOW DUR P&I I	P	2018-02-07	2020-07-07
	16 SHS MICROSOFT CORP	P	2020-07-07	2020-08-04
	14 SHS ULTA BEAUTY INC	P	2020-07-07	2020-12-22
	21 SHS ULTA BEAUTY INC	P	2020-07-07	2020-11-24
	16 SHS ULTA BEAUTY INC	P	2020-07-07	2020-11-09
	33 SHS ULTA BEAUTY INC	P	2020-07-07	2020-08-28
	912 SHS VANGUARD INDEX FDS S&P 500 ETF	P	2016-10-14	2020-07-07
	621 SHS VANGUARD INDEX FDS S&P 500 ETF	P	2016-10-14	2020-07-07
	308 SHS AES CORP	P	2018-01-23	2020-07-09
	441 SHS AES CORP	P	2019-06-10	2020-07-09
	100 SHS ALIBABA GROUP HLDG LTD	P	2020-07-09	2020-12-24
	20 SHS ALIBABA GROUP HLDG LTD	P	2020-07-13	2020-12-24
	177 SHS BCE INC	P	2019-08-29	2020-07-09
	173 SHS BCE INC	P	2018-12-03	2020-07-09
	63 SHS BROADCOM INC	P	2018-12-03	2020-07-09
	265 SHS CARDINAL HEALTH INC	P	2020-03-02	2020-07-09
	56 SHS CARDINAL HEALTH INC	P	2020-04-21	2020-07-09
	40 SHS CISCO SYS INC	P	2020-05-28	2020-08-13
	225 SHS CISCO SYS INC	P	2020-07-13	2020-08-13
	13 SHS CISCO SYS INC	P	2015-06-15	2020-08-13
	138 SHS CISCO SYS INC	P	2018-01-05	2020-08-13
	164 SHS CISCO SYS INC	P	2018-12-17	2020-08-13
	26 SHS CITIGROUP INC NEW	P	2020-05-28	2020-09-17
	66 SHS CITIGROUP INC NEW	P	2018-12-03	2020-09-17
	103 SHS CITIGROUP INC NEW	P	2018-12-03	2020-09-17
	129 SHS CITIGROUP INC NEW	P	2019-01-24	2020-09-17
	53 SHS CITIZENS FINANCIAL GROUP INC	P	2019-07-23	2020-07-09
	83 SHS CITIZENS FINANCIAL GROUP INC	P	2020-04-27	2020-07-09
	348 SHS CITIZENS FINANCIAL GROUP INC	P	2019-01-15	2020-07-09
	141 SHS CITIZENS FINANCIAL GROUP INC	P	2019-05-10	2020-07-09
	325 SHS COCA COLA EUROPEAN PARTNERS P	P	2018-10-17	2020-07-09
	103 SHS CUMMINS INC	P	2019-03-13	2020-07-09
	41 SHS EASTMAN CHEMICAL COMPANY	P	2020-01-13	2020-07-09
	142 SHS EASTMAN CHEMICAL COMPANY	P	2020-01-28	2020-07-09
	97 SHS EASTMAN CHEMICAL COMPANY	P	2020-04-21	2020-07-09
	116 SHS EATON CORP PLC SHS	P	2018-12-03	2020-07-09
	55 SHS ENBRIDGE INC	P	2020-04-21	2020-07-09
	241 SHS ENBRIDGE INC	P	2018-12-19	2020-07-09
	177 SHS ENBRIDGE INC	P	2019-01-07	2020-07-09
	52 SHS FIDELITY NATIONAL FINANCIAL IN	P	2019-07-23	2020-07-09
	11 SHS FIDELITY NATIONAL FINANCIAL IN	P	2018-12-03	2020-07-09
	206 SHS FIDELITY NATIONAL FINANCIAL IN	P	2019-03-28	2020-07-09
	1085 SHS HUNTINGTON BANCSHARES	P	2018-12-03	2020-07-09
	563 SHS INTERPUBLIC GROUP OF COS INC	P	2020-05-08	2020-07-09
	198 SHS KEYCORP NEW	P	2020-02-21	2020-07-09
	765 SHS KEYCORP NEW	P	2020-02-21	2020-07-09
	152 SHS KEYCORP NEW	P	2020-04-29	2020-07-09
	125 SHS LYONDELLBASELL NV CL-A	P	2019-11-22	2020-07-09
	95 SHS LYONDELLBASELL NV CL-A	P	2014-12-10	2020-07-09
	1 SH LYONDELLBASELL NV CL-A	P	2015-11-18	2020-07-09
	342 SHS MAGNA INTERNATIONAL INC	P	2019-03-28	2020-07-09
	80 SHS MOTOROLA SOLUTIONS INC	P	2020-07-09	2020-08-03
	13 SHS MOTOROLA SOLUTIONS INC	P	2020-07-09	2020-08-03
	185 SHS NETAPP INC COM	P	2020-04-01	2020-07-09
	155 SHS NETAPP INC COM	P	2020-04-13	2020-07-09
	321 SHS OLD REPUBLIC INTL CP	P	2020-02-12	2020-07-09
	365 SHS OLD REPUBLIC INTL CP	P	2018-01-18	2020-07-09
	11,876 SHS VANGUARD FTSE DEVELOPED MKTS E	P	2016-12-20	2020-07-09
	2007 SHS VANGUARD FTSE DEVELOPED MKTS E	P	2019-03-13	2020-07-09
	0.209 SHS VIATRIS INC	P	2016-03-29	2020-11-17
	478 SHS WESTERN UN CO	P	2020-05-08	2020-07-09
	270 SHS WESTERN UN CO	P	2020-05-28	2020-07-09
	37 SHS WHIRLPOOL CORP	P	2020-05-14	2020-07-09
	14 SHS WHIRLPOOL CORP	P	2020-05-28	2020-07-09
	12 SHS WHIRLPOOL CORP	P	2019-03-14	2020-07-09
	73 SHS WHIRLPOOL CORP	P	2019-04-25	2020-07-09
	3 SHS AGILENT TECHNOLOGIES	P	2020-07-07	2020-11-04
	14 SHS AGILENT TECHNOLOGIES	P	2020-10-01	2020-11-04
	33 SHS GENPACT LTD	P	2020-07-07	2020-11-04
	2 SHS GENPACT LTD	P	2020-07-07	2020-11-04
	661 SHS INVESCO QQQ TRUST SERIES 1	P	2016-02-04	2020-07-07
	1104 SHS INVESCO QQQ TRUST SERIES 1	P	2016-10-14	2020-07-07
	8 SHS MID AMER APART COMM INC	P	2020-07-07	2020-11-04
	91 SHS PIONEER NATURAL RESOURCES CO	P	2020-07-07	2020-10-01
	42 SHS WABTEC CORP	P	2020-07-07	2020-10-01
	4 SHS ALIGN TECHNOLOGY	P	2020-07-07	2020-11-17
	2 SHS COSTAR GROUP INC	P	2020-07-07	2020-09-23
	22 SHS INTL FLAVORS & FRAGRANCES	P	2020-07-07	2020-07-24
	7 SHS PROTO LABS	P	2020-07-07	2020-10-28
	3 SHS PROTO LABS	P	2020-07-07	2020-10-28
	8 SHS PROTO LABS	P	2020-07-07	2020-10-26
	0.5 SHS ROLLINS INC	P	2020-07-07	2020-12-11
	1101 SHS VANGUARD SMALL CAP ETF	P	2016-10-14	2020-07-07
	14 SHS VEEVA SYS INC CL A	P	2020-07-07	2020-07-21
	3 SHS VEEVA SYS INC CL A	P	2020-07-07	2020-07-17
	3 SHS WEST PHARMACEUTICAL SVCS INC	P	2020-07-07	2020-09-23
	36 SHS AMERICAN EQ INVT LIFE HLDG C	P	2020-07-07	2020-11-20
	1 SH AMERICAN EQ INVT LIFE HLDG C	P	2020-07-07	2020-11-20
	31 SHS AMERICAN EQ INVT LIFE HLDG C	P	2020-07-07	2020-11-19
	7 SHS CATALENT INC	P	2020-07-07	2020-10-21
	7 SHS CATALENT INC	P	2020-07-07	2020-07-17
	14 SHS DARLING INGREDIENTS INC	P	2020-07-07	2020-10-21
	16 SHS EATON VANCE CP	P	2020-07-07	2020-10-21
	3 SHS EATON VANCE CP	P	2020-07-07	2020-07-29
	38 SHS EMERGENT BIOSOLUTIONS INC	P	2020-07-07	2020-07-17
	22 SHS ENTEGRIS INC	P	2020-07-07	2020-12-31
	8 SHS ENTEGRIS INC	P	2020-07-07	2020-10-22
	6 SHS ENTEGRIS INC	P	2020-07-07	2020-07-17
	2632 SHS INVESCO S&P SMALLCAP 600	P	2016-10-14	2020-07-07
	6 SHS MONOLITHIC PWR SYSTEMS INC	P	2020-07-07	2020-12-02
	5 SHS MONOLITHIC PWR SYSTEMS INC	P	2020-07-07	2020-07-17
	3 SHS TELEDYNE TECH INC	P	2020-07-07	2020-07-17
	9 SHS ASML HOLDING NV NY REG NEW	P	2020-07-07	2020-12-14
	57 SHS ASTRAZENECA PLC ADS	P	2020-07-07	2020-08-04
	87 SHS BNP PARIBAS SP ADR REPSTG	P	2020-07-07	2020-10-26
	163 SHS BNP PARIBAS SP ADR REPSTG	P	2020-07-07	2020-09-15
	40 SHS COMPAGNIE FIN RICHEMONTAG ADR	P	2020-12-07	2020-12-29
	64 SHS COMPAGNIE FIN RICHEMONTAG ADR	P	2020-12-08	2020-12-29
	100 SHS COMPAGNIE FIN RICHEMONTAG ADR	P	2020-12-09	2020-12-29
	690 SHS COMPAGNIE FIN RICHEMONTAG ADR	P	2020-12-10	2020-12-29
	18 SHS COMPAGNIE FIN RICHEMONTAG ADR	P	2020-12-11	2020-12-29
	733 SHS DANONE SPONSORED ADR	P	2020-07-07	2020-10-26
	194 SHS ENBRIDGE INC	P	2020-07-07	2020-11-11
	36 SHS GENMAB A S ADR	P	2020-07-07	2020-09-15
	41 SHS GENMAB A S ADR	P	2020-07-07	2020-09-14
	2361 SHS INVESCO S&P 500 REVENUE ETF	P	2016-02-04	2020-07-07
	8113 SHS INVESCO S&P 500 REVENUE ETF	P	2016-10-14	2020-07-07
	3114 SHS INVESCO S&P MIDCAP 400 REV	P	2016-10-14	2020-07-07
	55 SHS L OREAL CO ADR	P	2020-07-07	2020-07-22
	64 SHS LVMH MOET HENNESSY LOUIS VUITT	P	2020-07-07	2020-11-24
	240 SHS MURATA MANUFACTURING CO LTD	P	2020-07-07	2020-08-05
	132 SHS NIDEC CORP	P	2020-07-07	2020-12-15
	67 SHS NOVARTIS AG ADR	P	2020-07-07	2020-11-05
	90 SHS NOVO NORDISK A/S ADR	P	2020-07-07	2020-08-04
	129 SHS PERNOD RICARD SA UNSPONS ADR	P	2020-07-07	2020-10-09
	194 SHS SAMPO OYJ UNSPON ADR	P	2020-07-07	2020-10-30
	26 SHS SAP AG	P	2020-07-07	2020-11-23
	95 SHS SOFTBANK CORP UNSPONS ADR	P	2020-07-07	2020-09-15
	49 SHS SOFTBANK CORP UNSPONS ADR	P	2020-07-07	2020-09-14
	128 SHS SONOVA HLDG AG UNSP ADR	P	2020-07-07	2020-12-15
	1057 SHS SVENSKA HANDELSBANKEN AB ADR	P	2020-07-07	2020-12-10
	29 SHS TENCENT HLDGS LTD UNSPON ADR	P	2020-07-07	2020-11-02
	1986 SHS VANGUARD FTSE ALL WO X-US SC	P	2016-12-20	2020-07-07
	345 SHS VANGUARD FTSE ALL WO X-US SC	P	2019-03-13	2020-07-07
	193 SHS VODAFONE GROUP PLC	P	2020-07-07	2020-08-10
	106 SHS WYNN MACAU LTD UNSPON ADR	P	2020-07-07	2020-10-28
	98 SHS WYNN MACAU LTD UNSPON ADR	P	2020-07-07	2020-10-27
	21800 SHS BANK RAKYAT INDONESIA PERSER	P	2020-07-09	2020-09-11
	3990 SHS CNOOC LTD	P	2020-11-25	2020-12-09
	5370 SHS CNOOC LTD	P	2020-11-25	2020-12-02
	55 SHS CREDICORP LTD	P	2020-07-08	2020-08-24
	30 SHS ELBIT SYSTEMS LTD	P	2020-07-09	2020-12-08
	50 SHS ELBIT SYSTEMS LTD	P	2020-07-09	2020-12-02
	1000 SHS ENEL CHILE SA SPD ADR	P	2020-07-08	2020-11-05
	540 SHS ICICI BANK LTD	P	2020-07-08	2020-09-08
	130 SHS INTEGRATED DIAGNSTCS HLDGS	P	2020-07-09	2020-09-17
	190 SHS INTEGRATED DIAGNSTCS HLDGS	P	2020-07-09	2020-09-11
	20 SHS INTEGRATED DIAGNSTCS HLDGS	P	2020-07-09	2020-08-13
	890 SHS ITAU UNIBANCO MULTIPLE ADR	P	2020-07-08	2020-10-01
	200 SHS KOC HLDG AS UNSPON ADR	P	2020-07-08	2020-09-28
	1360 SHS KWG GROUP HLDGS LTD	P	2020-08-11	2020-12-08
	1470 SHS KWG GROUP HLDGS LTD	P	2020-08-12	2020-12-08
	20 SHS KWG GROUP HLDGS LTD	P	2020-08-20	2020-12-08
	110 SHS MMC NORILSK NICKL PJSC SPS ADR	P	2020-07-08	2020-08-24
	120 SHS PING AN INSURANCE GP CO-H ORD	P	2020-07-09	2020-08-27
	710 SHS POWER ASSETS HLDGS LTD	P	2020-07-09	2020-11-25
	380 SHS POWER ASSETS HLDGS LTD	P	2020-07-09	2020-11-09
	960 SHS POWER ASSETS HLDGS LTD	P	2020-07-09	2020-08-11
	790 SHS POWER ASSETS HLDGS LTD	P	2020-07-09	2020-08-10
	255 SHS PT GUDANG GARAM IDR 500 ORD	P	2020-07-09	2020-11-11
	220 SHS PT GUDANG GARAM IDR 500 ORD	P	2020-07-09	2020-11-09
	180 SHS PT GUDANG GARAM IDR 500 ORD	P	2020-07-09	2020-11-06
	220 SHS PT GUDANG GARAM IDR 500 ORD	P	2020-07-09	2020-11-05
	150 SHS PT GUDANG GARAM IDR 500 ORD	P	2020-07-09	2020-11-04
	220 SHS PT GUDANG GARAM IDR 500 ORD	P	2020-07-09	2020-09-17
	220 SHS PT GUDANG GARAM IDR 500 ORD	P	2020-07-09	2020-09-16
	220 SHS PT GUDANG GARAM IDR 500 ORD	P	2020-07-09	2020-09-15
	200 SHS PT GUDANG GARAM IDR 500 ORD	P	2020-07-09	2020-09-14
	220 SHS PT GUDANG GARAM IDR 500 ORD	P	2020-07-09	2020-09-11
	220 SHS PT GUDANG GARAM IDR 500 ORD	P	2020-07-09	2020-09-09
	320 SHS QIWI PLC ADR	P	2020-07-08	2020-12-10
	830 SHS RATCH GROUP PUB SHS FOREIGN	P	2020-07-09	2020-12-02
	359 SHS RATCH GROUP PUB SHS FOREIGN	P	2020-07-09	2020-10-07
	850 SHS RATCH GROUP PUB SHS FOREIGN	P	2020-07-09	2020-10-06
	1240 SHS SANDS CHINA LTD	P	2020-07-09	2020-07-24
	7490 SHS SINGAPORE TELECOM LTD LOT 1000	P	2020-07-09	2020-11-17
	50SHS TAIWAN SMCNDCTR MFG CO LTD ADR	P	2020-07-08	2020-11-10
	630 SHS TELEFONICA BRASIL SA SPON ADR	P	2020-07-08	2020-10-01
	776 SHS THAI BEVERAGE PUBL THB1	P	2020-07-09	2020-10-21
	670 SHS THAI BEVERAGE PUBL THB1	P	2020-07-09	2020-10-20
	670 SHS THAI BEVERAGE PUBL THB1	P	2020-07-09	2020-10-19
	450 SHS THAI BEVERAGE PUBL THB1	P	2020-07-09	2020-10-16
	670 SHS THAI BEVERAGE PUBL THB1	P	2020-07-09	2020-10-15
	620 SHS THAI BEVERAGE PUBL THB1	P	2020-07-09	2020-10-14
	670 SHS THAI BEVERAGE PUBL THB1	P	2020-07-09	2020-10-13
	670 SHS THAI BEVERAGE PUBL THB1	P	2020-07-09	2020-10-12
	670 SHS THAI BEVERAGE PUBL THB1	P	2020-07-09	2020-10-08
	1330 SHS THAI BEVERAGE PUBL THB1	P	2020-07-09	2020-10-07
	890 SHS THAI BEVERAGE PUBL THB1	P	2020-07-09	2020-10-06
	230 SHS TIMES NEIGHBORHOOD HLDGS LTD	P	2020-07-09	2020-11-16
	650 SHS TIMES NEIGHBORHOOD HLDGS LTD	P	2020-07-09	2020-11-13
	130 SHS TIMES NEIGHBORHOOD HLDGS LTD	P	2020-07-09	2020-11-12
	1730 SHS VANGUARD INDEX FDS S&P 500 ETF	P	2016-10-14	2020-07-07
	180 SHS VINYTHAI PUBLIC CO LTD	P	2020-07-09	2020-12-31
	310 SHS VINYTHAI PUBLIC CO LTD	P	2020-07-09	2020-12-30
	21 SHS VINYTHAI PUBLIC CO LTD	P	2020-07-09	2020-10-19
	10 SHS VINYTHAI PUBLIC CO LTD	P	2020-07-09	2020-10-16
	10 SHS VINYTHAI PUBLIC CO LTD	P	2020-07-09	2020-10-15
	10 SHS VINYTHAI PUBLIC CO LTD	P	2020-07-09	2020-10-14
	10 SHS VINYTHAI PUBLIC CO LTD	P	2020-07-09	2020-10-12
	10 SHS VINYTHAI PUBLIC CO LTD	P	2020-07-09	2020-10-08
	10 SHS VINYTHAI PUBLIC CO LTD	P	2020-07-09	2020-10-07
	10 SHS VINYTHAI PUBLIC CO LTD	P	2020-07-09	2020-10-06
	1180 SHS XINYI GLASS HOLDINGS LTD	P	2020-07-09	2020-11-27
	200 SHS XINYI GLASS HOLDINGS LTD	P	2020-07-09	2020-11-27
	530 SHS ZIJIN MINING GROUP LTD-H ORD	P	2020-07-09	2020-11-25
	220 SHS ZIJIN MINING GROUP LTD-H ORD	P	2020-07-09	2020-11-24
	15,000 SHS AT&T TDR E8V4Y 3950 25JA15	P	2020-07-21	2020-08-05
	14,418.498 SHS BLACKROCK STRATEGIC INC OPP I	P	2015-11-17	2020-07-07
	19.593 SHS BLACKROCK STRATEGIC INC OPP I	P	2015-11-30	2020-07-07
	236.998 SHS BLACKROCK STRATEGIC INC OPP I	P	2015-12-24	2020-07-07
	54.197 SHS BLACKROCK STRATEGIC INC OPP I	P	2015-12-31	2020-07-07
	55.394 SHS BLACKROCK STRATEGIC INC OPP I	P	2016-01-29	2020-07-07
	39,816.701 SHS BLACKROCK STRATEGIC INC OPP I	P	2016-02-10	2020-07-07
	93.269 SHS BLACKROCK STRATEGIC INC OPP I	P	2016-02-29	2020-07-07
	112.437 SHS BLACKROCK STRATEGIC INC OPP I	P	2016-03-31	2020-07-07
	140.752 SHS BLACKROCK STRATEGIC INC OPP I	P	2016-04-29	2020-07-07
	171.38 SHS BLACKROCK STRATEGIC INC OPP I	P	2016-05-31	2020-07-07
	168.918 SHS BLACKROCK STRATEGIC INC OPP I	P	2016-06-30	2020-07-07
	179.009 SHS BLACKROCK STRATEGIC INC OPP I	P	2016-07-29	2020-07-07
	16,000 SHS EXPEDIA GROUP INC 5000 *26FB15	P	2020-07-13	2020-11-24
	3000 SHS KOHL'S CORP 9500 *25MY15	P	2020-07-14	2020-12-17
	16,000 SHS QORVO INC 5500 *26JL15	P	2020-07-27	2020-10-16
	8000 SHS TEMPUR SEALY INTE 5625 *23OC15	P	2020-07-17	2020-11-09
	2000 SHS VERISK ANALYTICS 4000 *25JN15	P	2020-07-24	2020-10-02
	2000 SHS ZIMMER BIOMET HOL 3050 *26JA15	P	2020-07-29	2020-10-13
	48 SHS ABBVIE INC COM	P	2019-09-17	2020-04-20
	161 SHS BRIXMOR PPTY GROUP INC COM	P	2019-07-10	2020-04-21
	90 SHS BRIXMOR PPTY GROUP INC COM	P	2019-07-10	2020-05-06
	377 SHS BRIXMOR PPTY GROUP INC COM	P	2019-07-24	2020-05-06
	255 SHS BRIXMOR PPTY GROUP INC COM	P	2019-11-26	2020-05-06
	308 SHS DELTA AIR LINES INC DEL COM	P	2019-12-17	2020-03-18
	50 SHS GILEAD SCIENCES INC COM	P	2019-05-01	2020-04-01
	47 SHS GILEAD SCIENCES INC COM	P	2019-05-01	2020-04-20
	53 SHS HOME DEPOT INC COM	P	2019-03-28	2020-02-21
	31 SHS HOME DEPOT INC COM	P	2019-06-10	2020-02-21
	198 SHS KEYCORP COM	P	2020-02-21	2020-05-14
	578 SHS KIMCO REALTY CORP COM	P	2019-08-15	2020-04-28
	210 SHS KIMCO REALTY CORP COM	P	2020-01-08	2020-04-28
	31 SHS LAMAR ADVERTISING COCOM	P	2020-03-30	2020-04-03
	70 SHS NETAPP INC COM	P	2020-04-01	2020-04-20
	229 SHS OCCIDENTAL PETE CORPCOM	P	2019-11-22	2020-02-27
	118 SHS OCCIDENTAL PETE CORPCOM	P	2020-01-08	2020-02-27
	681 SHS REGIONS FINANCIAL CORP	P	2019-11-22	2020-04-03
	351 SHS TOTAL SA SPON ADS EAREP	P	2019-11-22	2020-03-23
	37 SHS WHIRLPOOL CORP WHR	P	2019-03-14	2020-01-08
	42 SHS WILLIAMS SONOMA INC COM	P	2020-03-24	2020-04-20
	164 SHS WILLIAMS SONOMA INC COM	P	2020-03-24	2020-05-14
	409 SHS AES CORP COM	P	2018-01-23	2020-05-08
	28 SHS CISCO SYS INC COM	P	2015-06-15	2020-05-14
	20 SHS CROWN CASTLE INTL CORP NEW	P	2016-11-17	2020-04-13
	7 SHS CROWN CASTLE INTL CORP NEW	P	2016-11-17	2020-04-20
	13 SHS CROWN CASTLE INTL CORP NEW	P	2017-04-27	2020-04-20
	26 SHS EATON CORP PLC COM	P	2016-01-14	2020-02-25
	57 SHS EATON CORP PLC COM	P	2018-12-03	2020-02-25
	104 SHS FIDELITY NATIONAL FINANCIAL	P	2018-12-03	2020-02-10
	103 SHS FIDELITY NATIONAL FINANCIAL	P	2018-12-03	2020-02-25
	30 SHS LAMAR ADVERTISING COCOM	P	2015-11-18	2020-04-03
	77 SHS LAMAR ADVERTISING COCOM	P	2017-06-20	2020-04-03
	90 SHS OLD REPUBLIC INTL CORP	P	2018-01-18	2020-05-14
	456 SHS SABRE CORP COM, SABR	P	2017-11-20	2020-01-23
	29 SHS TAIWAN SEMICONDUCTORMANUF	P	2017-01-31	2020-04-20
	46 SHS TARGET CORP COM	P	2017-12-07	2020-02-25
	31 SHS TARGET CORP COM	P	2019-02-14	2020-02-25
	FALCON TWO B CLASS ACTION SETTLEMENT	P	2007-04-25	2020-02-28
	WELLS FARGO SECURITIES LITIGATION PROCEEDS	P	2018-06-30	2020-10-01
	CAPITAL GAINS DIVIDENDS	P

(e) Gross sales price		(g) Cost or other basis plus expense of sale	(h) Gain or (loss) (e) plus (f) minus (g)
a	66,043	61,847	4,196
b	118	111	7
c	490	455	35
d	311	288	23
e	294	275	19
	175,208	164,500	10,708
	492	461	31
	648	611	37
	661	626	35
	691	654	37
	639	614	25
	681	658	23
	88,966	78,585	10,381
	91,815	81,204	10,611
	62,478	55,320	7,158
	29,233	28,921	312
	95,779	95,009	770
	8,874	8,751	123
	157,788	155,755	2,033
	111,230	110,839	391
	108,034	107,662	372
	166,253	155,412	10,841
	52,156	51,392	764
	46,086	45,452	634
	6,677	6,404	273
	218,189	209,272	8,917
	54,104	50,338	3,766
	220,707	205,459	15,248
	220,689	205,459	15,230
	80,000	79,927	73
	4,643	4,644	-1
	227	227	0
	130	130	0
	50,000	49,957	43
	145,000	144,863	137
	50,000	49,957	43
	25,000	24,982	18
	10,000	9,997	3
	215,000	214,794	206
	1,606	1,740	-134
	13,084	14,175	-1,091
	249	270	-21
	1,071	1,162	-91
	323	344	-21
	1,567	1,676	-109
	1,574	1,685	-111
	1,485	1,595	-110
	1,679	1,776	-97
	1,515	1,607	-92
	1,524	1,619	-95
	1,519	1,626	-107
	1,523	1,634	-111
	1,534	1,642	-108
	1,543	1,649	-106
	1,570	1,657	-87
	1,575	1,665	-90
	1,596	1,673	-77
	1,616	1,681	-65
	372	388	-16
	378	391	-13
	109,730	109,667	63
	729	735	-6
	925	948	-23
	923	953	-30
	919	957	-38
	928	962	-34
	914	967	-53
	153,776	135,622	18,154
	73,383	69,933	3,450
	29,441	30,982	-1,541
	3,201	2,893	308
	1,440	1,446	-6
	1,543	1,550	-7
	2,076	2,170	-94
	1,378	1,446	-68
	1,657	1,653	4
	1,977	1,963	14
	227,986	234,500	-6,514
	3,384	3,405	-21
	3,698	2,856	842
	5,971	4,283	1,688
	4,018	3,263	755
	7,835	6,731	1,104
	265,060	179,511	85,549
	180,485	122,306	58,179
	4,289	3,528	761
	6,141	7,224	-1,083
	21,736	26,060	-4,324
	4,347	5,050	-703
	7,113	8,352	-1,239
	6,953	7,400	-447
	20,276	15,372	4,904
	13,010	14,137	-1,127
	2,749	2,763	-14
	1,710	1,853	-143
	9,616	10,401	-785
	556	369	187
	5,898	5,446	452
	7,009	7,268	-259
	1,180	1,312	-132
	2,994	4,245	-1,251
	4,673	6,736	-2,063
	5,853	8,107	-2,254
	1,210	1,960	-750
	1,896	1,841	55
	7,948	11,408	-3,460
	3,220	5,058	-1,838
	12,227	14,748	-2,521
	17,850	16,259	1,591
	2,799	3,120	-321
	9,695	10,030	-335
	6,622	5,170	1,452
	9,977	8,680	1,297
	1,623	1,562	61
	7,112	7,633	-521
	5,224	5,921	-697
	1,541	2,210	-669
	326	369	-43
	6,104	7,602	-1,498
	8,757	15,741	-6,984
	9,213	9,652	-439
	2,189	4,392	-2,203
	8,457	14,975	-6,518
	1,680	1,875	-195
	7,942	11,732	-3,790
	6,036	7,077	-1,041
	64	95	-31
	15,212	16,627	-1,415
	11,021	10,495	526
	1,807	1,705	102
	7,920	7,465	455
	6,635	6,465	170
	4,938	7,487	-2,549
	5,614	7,357	-1,743
	466,034	437,083	28,951
	78,758	81,963	-3,205
	4	3	1
	9,876	9,585	291
	5,578	5,510	68
	4,884	3,924	960
	1,848	1,737	111
	1,584	1,676	-92
	9,636	9,854	-218
	327	269	58
	1,526	1,417	109
	1,240	1,199	41
	75	73	2
	171,453	66,794	104,659
	286,360	130,035	156,325
	992	921	71
	7,738	8,903	-1,165
	2,563	2,455	108
	1,789	1,118	671
	1,655	1,464	191
	2,777	2,809	-32
	853	804	49
	366	345	21
	1,033	919	114
	20	15	5
	161,293	131,969	29,324
	3,612	3,470	142
	753	744	9
	812	701	111
	974	809	165
	27	22	5
	841	697	144
	651	518	133
	597	518	79
	625	335	290
	983	611	372
	110	115	-5
	3,940	3,390	550
	2,115	1,321	794
	631	480	151
	353	360	-7
	142,099	154,099	-12,000
	1,930	1,482	448
	1,247	1,235	12
	975	911	64
	4,093	3,470	623
	3,199	3,078	121
	1,690	1,830	-140
	3,492	3,429	63
	1		1
	2		2
	3		3
	22		22
	1		1
	8,709	10,160	-1,451
	5,906	5,917	-11
	1,332	1,246	86
	1,481	1,420	61
	121,542	87,023	34,519
	417,648	334,077	83,571
	158,343	153,885	4,458
	3,651	3,593	58
	7,492	5,835	1,657
	3,738	3,627	111
	4,008	2,223	1,785
	5,646	5,908	-262
	5,815	5,888	-73
	4,179	4,093	86
	3,624	3,542	82
	3,041	3,775	-734
	2,843	2,713	130
	1,459	1,399	60
	6,333	5,450	883
	5,253	5,171	82
	2,226	1,931	295
	197,801	184,653	13,148
	34,361	35,983	-1,622
	2,995	3,069	-74
	1,495	1,903	-408
	1,431	1,759	-328
	4,510	4,833	-323
	3,450	4,919	-1,469
	5,320	6,620	-1,300
	7,051	7,167	-116
	3,604	4,010	-406
	6,101	6,683	-582
	3,403	4,187	-784
	5,537	5,289	248
	494	527	-33
	714	770	-56
	67	81	-14
	3,499	4,459	-960
	1,830	2,610	-780
	1,712	1,878	-166
	1,851	2,003	-152
	25	30	-5
	2,924	2,929	-5
	1,290	1,395	-105
	3,779	4,005	-226
	1,978	2,144	-166
	5,310	5,415	-105
	4,349	4,456	-107
	752	840	-88
	644	725	-81
	520	593	-73
	619	725	-106
	414	494	-80
	642	725	-83
	656	725	-69
	669	725	-56
	609	659	-50
	640	725	-85
	673	725	-52
	3,476	5,656	-2,180
	1,532	1,711	-179
	572	740	-168
	1,378	1,752	-374
	4,707	4,890	-183
	13,060	13,607	-547
	4,345	3,116	1,229
	4,787	5,770	-983
	333	399	-66
	285	344	-59
	286	344	-58
	189	231	-42
	281	344	-63
	265	319	-54
	288	344	-56
	290	344	-54
	291	344	-53
	575	684	-109
	388	457	-69
	228	340	-112
	659	961	-302
	128	192	-64
	502,807	340,520	162,287
	189	130	59
	306	224	82
	15	15	0
	7	7	0
	7	7	0
	7	7	0
	7	7	0
	7	7	0
	7	7	0
	7	7	0
	2,572	1,531	1,041
	447	260	187
	518	336	182
	219	139	80
	17,028	16,893	135
	142,887	142,304	583
	194	193	1
	2,349	2,299	50
	537	525	12
	549	532	17
	394,584	380,629	13,955
	924	890	34
	1,114	1,077	37
	1,395	1,358	37
	1,698	1,648	50
	1,674	1,631	43
	1,774	1,741	33
	17,480	16,599	881
	3,861	3,463	398
	17,018	16,987	31
	8,112	8,164	-52
	2,276	2,272	4
	2,200	2,173	27
	4,025	3,446	579
	1,420	2,966	-1,546
	945	1,658	-713
	3,960	6,916	-2,956
	2,678	5,586	-2,908
	7,074	18,172	-11,098
	3,637	3,268	369
	3,834	3,072	762
	12,991	10,074	2,917
	7,598	6,126	1,472
	1,927	1,927	0
	5,937	10,669	-4,732
	2,157	4,143	-1,986
	1,154	1,518	-364
	2,865	2,824	41
	7,425	9,097	-1,672
	3,826	5,300	-1,474
	5,459	11,336	-5,877
	10,155	19,127	-8,972
	5,543	5,169	374
	2,138	1,776	362
	10,593	6,934	3,659
	5,254	4,685	569
	1,222	795	427
	3,145	1,643	1,502
	1,146	575	571
	2,128	1,195	933
	2,566	966	1,600
	5,625	4,265	1,360
	4,728	3,490	1,238
	4,372	3,456	916
	1,117	1,677	-560
	2,868	5,539	-2,671
	1,282	1,814	-532
	10,359	8,833	1,526
	1,539	897	642
	5,141	2,807	2,334
	3,465	2,256	1,209
	55,049		55,049
	217		217
	33,796		33,796

Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69			(l) Gains (Col. (h) gain minus col. (k), but not less than -0-) or Losses (from col.(h))
(i) F.M.V. as of 12/31/69	(j) Adjusted basis as of 12/31/69	(k) Excess of col. (i) over col. (j), if any
a			4,196
b			7
c			35
d			23
e			19
			10,708
			31
			37
			35
			37
			25
			23
			10,381
			10,611
			7,158
			312
			770
			123
			2,033
			391
			372
			10,841
			764
			634
			273
			8,917
			3,766
			15,248
			15,230
			73
			-1
			0
			0
			43
			137
			43
			18
			3
			206
			-134
			-1,091
			-21
			-91
			-21
			-109
			-111
			-110
			-97
			-92
			-95
			-107
			-111
			-108
			-106
			-87
			-90
			-77
			-65
			-16
			-13
			63
			-6
			-23
			-30
			-38
			-34
			-53
			18,154
			3,450
			-1,541
			308
			-6
			-7
			-94
			-68
			4
			14
			-6,514
			-21
			842
			1,688
			755
			1,104
			85,549
			58,179
			761
			-1,083
			-4,324
			-703
			-1,239
			-447
			4,904
			-1,127
			-14
			-143
			-785
			187
			452
			-259
			-132
			-1,251
			-2,063
			-2,254
			-750
			55
			-3,460
			-1,838
			-2,521
			1,591
			-321
			-335
			1,452
			1,297
			61
			-521
			-697
			-669
			-43
			-1,498
			-6,984
			-439
			-2,203
			-6,518
			-195
			-3,790
			-1,041
			-31
			-1,415
			526
			102
			455
			170
			-2,549
			-1,743
			28,951
			-3,205
			1
			291
			68
			960
			111
			-92
			-218
			58
			109
			41
			2
			104,659
			156,325
			71
			-1,165
			108
			671
			191
			-32
			49
			21
			114
			5
			29,324
			142
			9
			111
			165
			5
			144
			133
			79
			290
			372
			-5
			550
			794
			151
			-7
			-12,000
			448
			12
			64
			623
			121
			-140
			63
			1
			2
			3
			22
			1
			-1,451
			-11
			86
			61
			34,519
			83,571
			4,458
			58
			1,657
			111
			1,785
			-262
			-73
			86
			82
			-734
			130
			60
			883
			82
			295
			13,148
			-1,622
			-74
			-408
			-328
			-323
			-1,469
			-1,300
			-116
			-406
			-582
			-784
			248
			-33
			-56
			-14
			-960
			-780
			-166
			-152
			-5
			-5
			-105
			-226
			-166
			-105
			-107
			-88
			-81
			-73
			-106
			-80
			-83
			-69
			-56
			-50
			-85
			-52
			-2,180
			-179
			-168
			-374
			-183
			-547
			1,229
			-983
			-66
			-59
			-58
			-42
			-63
			-54
			-56
			-54
			-53
			-109
			-69
			-112
			-302
			-64
			162,287
			59
			82
			0
			0
			0
			0
			0
			0
			0
			0
			1,041
			187
			182
			80
			135
			583
			1
			50
			12
			17
			13,955
			34
			37
			37
			50
			43
			33
			881
			398
			31
			-52
			4
			27
			579
			-1,546
			-713
			-2,956
			-2,908
			-11,098
			369
			762
			2,917
			1,472
			0
			-4,732
			-1,986
			-364
			41
			-1,672
			-1,474
			-5,877
			-8,972
			374
			362
			3,659
			569
			427
			1,502
			571
			933
			1,600
			1,360
			1,238
			916
			-560
			-2,671
			-532
			1,526
			642
			2,334
			1,209
			55,049
			217
			33,796

2	Capital gain net income or (net capital loss)	If gain, also enter in Part I, line 7 If (loss), enter -0- in Part I, line 7	2	898,329
3	Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
	If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0- in Part I, line 8 ...................		3

Part V

Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income

SECTION 4940(e) REPEALED ON DECEMBER 20, 2019 - DO NOT COMPLETE

1 Reserved

(a) Reserved	(b) Reserved	(c) Reserved	(d) Reserved

Reserved...........................

Reserved,..........................

Form 990-PF (2020)

Page 4

Part VI

Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)

1a	Exempt operating foundations described in section 4940(d)(2), check here and enter “N/A" on line 1.
	Date of ruling or determination letter: (attach copy of letter if necessary–see instructions)
b	Reserved................................	1	13,648
c	All other domestic foundations enter 1.39% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2	Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	2	0
3	Add lines 1 and 2...........................	3	13,648
4	Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	4	0
5	Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- .....	5	13,648
6	Credits/Payments:

a	2020 estimated tax payments and 2019 overpayment credited to 2020	6a	5,382
b	Exempt foreign organizations—tax withheld at source......	6b	0
c	Tax paid with application for extension of time to file (Form 8868)...	6c	11,000
d	Backup withholding erroneously withheld ...........	6d	0

7	Total credits and payments. Add lines 6a through 6d..............		7	16,382
8	Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached.		8	0
9	Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......		9
10	Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...		10	2,734
11	Enter the amount of line 10 to be: Credited to 2021 estimated tax2,734	Refunded	11	0

Part VII-A

Statements Regarding Activities

During the tax year, did the foundation attempt to influence any national, state, or local legislation or did

Yes

it participate or intervene in any political campaign? ....................

Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions

for the definition.................................

If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials

published or distributed by the foundation in connection with the activities.

Did the foundation file Form 1120-POL for this year?.....................

Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:

(1) On the foundation. bullet

$ 0(2) On foundation managers. bullet

$ 0

Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed

on foundation managers. bullet

$ 0

Has the foundation engaged in any activities that have not previously been reported to the IRS?.......

If "Yes," attach a detailed description of the activities.

Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles

of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....

Did the foundation have unrelated business gross income of $1,000 or more during the year?........

If "Yes," has it filed a tax return on Form 990-T for this year?...................

Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........

If "Yes," attach the statement required by General Instruction T.

Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:

By language in the governing instrument, or

By state legislation that effectively amends the governing instrument so that no mandatory directions

that conflict with the state law remain in the governing instrument?................

Yes

Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),

and Part XV..................................

Yes

Enter the states to which the foundation reports or with which it is registered (see instructions)

If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney

General (or designate) of each state as required by General Instruction G? If "No," attach explanation . Click to see attachment

Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)

or 4942(j)(5) for calendar year 2020 or the taxable year beginning in 2020? See the instructions for Part XIV.

If "Yes," complete Part XIV .............................

Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names

and addresses. ...............................

Form 990-PF (2020)

Page 5

Part VII-A

Statements Regarding Activities (continued)

At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the

meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............

Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had

advisory privileges? If "Yes," attach statement. See instructions.................

Did the foundation comply with the public inspection requirements for its annual returns and exemption application?

Yes

Website address bullet

N/A

The books are in care of bullet

ROSS ANGLIM ANGELINI CO LLP Telephone no. bullet

(908) 561-1600

Located at bullet

775 MOUNTAIN BLVDWATCHUNGNJ ZIP+4 bullet

07069

Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here ......... bullet

and enter the amount of tax-exempt interest received or accrued during the year ........ bullet

16 At any time during calendar year 2020, did the foundation have an interest in or a signature or other authority over YesNo

a bank, securities, or other financial account in a foreign country? .................

16 No

See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country bullet

Part VII-B

Statements Regarding Activities for Which Form 4720 May Be Required

File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.

Yes

During the year did the foundation (either directly or indirectly):

(1) Engage in the sale or exchange, or leasing of property with a disqualified person? YesNo

(2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)

a disqualified person?......................YesNo

(3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? YesNo

(4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? YesNo

(5) Transfer any income or assets to a disqualified person (or make any of either available

for the benefit or use of a disqualified person)?...............YesNo

(6) Agree to pay money or property to a government official? (Exception. Check "No"

if the foundation agreed to make a grant to or to employ the official for a period

after termination of government service, if terminating within 90 days.).......YesNo

If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations

section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........

Organizations relying on a current notice regarding disaster assistance check here........ bullet

Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,

that were not corrected before the first day of the tax year beginning in 2020?.............

Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private

operating foundation defined in section 4942(j)(3) or 4942(j)(5)):

At the end of tax year 2020, did the foundation have any undistributed income (lines 6d

and 6e, Part XIII) for tax year(s) beginning before 2020?.............YesNo

If "Yes," list the years bullet

20, 20, 20, 20

Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)

(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)

to all years listed, answer "No" and attach statement—see instructions.) ..............

If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.

20, 20, 20, 20

Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at

any time during the year?......................YesNo

If "Yes," did it have excess business holdings in 2020 as a result of (1) any purchase by the foundation

or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved

by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)

the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine

if the foundation had excess business holdings in 2020.)..................

Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?

Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its

charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2020?

Form 990-PF (2020)

Page 6

Part VII-B

Statements Regarding Activities for Which Form 4720 May Be Required (continued)

During the year did the foundation pay or incur any amount to:

Yes

(1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? YesNo

(2) Influence the outcome of any specific public election (see section 4955); or to carry

on, directly or indirectly, any voter registration drive?.............YesNo

(3) Provide a grant to an individual for travel, study, or other similar purposes? YesNo

(4) Provide a grant to an organization other than a charitable, etc., organization described

in section 4945(d)(4)(A)? See instructions................YesNo

(5) Provide for any purpose other than religious, charitable, scientific, literary, or

educational purposes, or for the prevention of cruelty to children or animals?.....YesNo

If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in

Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......

Organizations relying on a current notice regarding disaster assistance check here......... bullet

If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the

tax because it maintained expenditure responsibility for the grant?..........YesNo

If "Yes," attach the statement required by Regulations section 53.4945–5(d).

Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on

a personal benefit contract?.....................YesNo

Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....

If "Yes" to 6b, file Form 8870.

At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction? YesNo

If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....

Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or

excess parachute payment during the year? .................YesNo

Part VIII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors

1 List all officers, directors, trustees, foundation managers and their compensation. See instructions

(a) Name and address	(b) Title, and average hours per week devoted to position	(c) Compensation (If not paid, enter -0-)	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
RICHARD B NEFF	TREASURER 0.00	0	0	0
757 SE 17TH ST 331 FORT LAUDERDALE,FL33316	TREASURER 0.00	0	0	0
VERONICA GOLDBERG	PRESIDENT, SECRETARY 0.00	0	0	0
20 POST KENNEL ROAD FAR HILLS,NJ07931	PRESIDENT, SECRETARY 0.00	0	0	0
WENDY PEW	TRUSTEE 0.00	0	0	0
50 S 16TH STREET 5004 PHILADELPHIA,PA19102	TRUSTEE 0.00	0	0	0
JODY SEIBERT	TRUSTEE 0.00	0	0	0
1113 WOODMONT ROAD GLADWYNE,PA19035	TRUSTEE 0.00	0	0	0
MICHAEL GOLDBERG	TRUSTEE 0.00	0	0	0
11 COVE ROAD OLD GREENWICH,CT06870	TRUSTEE 0.00	0	0	0

2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."


(a) Name and address of each employee paid more than $50,000	(b) Title, and average hours per week devoted to position	(c) Compensation	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
NONE









Total number of other employees paid over $50,000...................				0

Form 990-PF (2020)

Page 7

Part VIII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors (continued)

3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a) Name and address of each person paid more than $50,000	(b) Type of service	(c) Compensation
NONE

Total number of others receiving over $50,000 for professional services............. bullet

Part IX-A

Summary of Direct Charitable Activities

List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.	Expenses
1


2


3


4

Part IX-B

Summary of Program-Related Investments (see instructions)

Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.	Amount
1


2


All other program-related investments. See instructions.
3

Total. Add lines 1 through 3......................... bullet

Form 990-PF (2020)

Page 8

Part X

Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)

Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,

purposes:

Average monthly fair market value of securities...................

6,895,560

Average of monthly cash balances.......................

214,186

Fair market value of all other assets (see instructions)................

Total (add lines 1a, b, and c).........................

7,109,746

Reduction claimed for blockage or other factors reported on lines 1a and

1c (attach detailed explanation) .............

Acquisition indebtedness applicable to line 1 assets..................

Subtract line 2 from line 1d.........................

7,109,746

Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see

instructions) .............................

106,646

Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4

7,003,100

Minimum investment return. Enter 5% of line 5..................

350,155

Part XI

Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow

and do not complete this part.)

Minimum investment return from Part X, line 6....................

350,155

Tax on investment income for 2020 from Part VI, line 5......

13,648

Income tax for 2020. (This does not include the tax from Part VI.)...

Add lines 2a and 2b............................

13,648

Distributable amount before adjustments. Subtract line 2c from line 1............

336,507

Recoveries of amounts treated as qualifying distributions................

Add lines 3 and 4............................

336,507

Deduction from distributable amount (see instructions).................

Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...

336,507

Part XII

Qualifying Distributions (see instructions)

Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:

Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........

342,418

Program-related investments—total from Part IX-B..................

Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,

purposes...............................

Amounts set aside for specific charitable projects that satisfy the:

Suitability test (prior IRS approval required)....................

Cash distribution test (attach the required schedule) .................

Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4

342,418

Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment

income. Enter 1% of Part I, line 27b. See instructions.................

Adjusted qualifying distributions. Subtract line 5 from line 4..............

342,418

Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.

Form 990-PF (2020)

Page 9

Part XIII

Undistributed Income (see instructions)

		(a) Corpus	(b) Years prior to 2019	(c) 2019	(d) 2020
1 Distributable amount for 2020 from Part XI, line 7					336,507
2 Undistributed income, if any, as of the end of 2020:
a Enter amount for 2019 only.......				0
b Total for prior years:20, 20, 20			0
3 Excess distributions carryover, if any, to 2020:
a From 2015......	989
b From 2016......	30,570
c From 2017......	49,036
d From 2018......
e From 2019......	412
fTotal of lines 3a through e........		81,007
4Qualifying distributions for 2020 from Part
XII, line 4: $ 342,418
a Applied to 2019, but not more than line 2a				0
b Applied to undistributed income of prior years (Election required—see instructions).....			0
c Treated as distributions out of corpus (Election required—see instructions)........		0
d Applied to 2020 distributable amount.....					336,507
e Remaining amount distributed out of corpus		5,911
5 Excess distributions carryover applied to 2020.		0			0
(If an amount appears in column (d), the same amount must be shown in column (a).)
6Enter the net total of each column as indicated below:
a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5		86,918
b Prior years’ undistributed income. Subtract line 4b from line 2b ..........			0
c Enter the amount of prior years’ undistributed income for which a notice of deficiency has been issued, or on which the section 4942(a) tax has been previously assessed......			0
d Subtract line 6c from line 6b. Taxable amount —see instructions ...........			0
e Undistributed income for 2019. Subtract line 4a from line 2a. Taxable amount—see instructions .............				0
f Undistributed income for 2020. Subtract lines 4d and 5 from line 1. This amount must be distributed in 2021 ..........					0
7 Amounts treated as distributions out of corpus to satisfy requirements imposed by section 170(b)(1)(F) or 4942(g)(3) (Election may be required - see instructions) .......		0
8 Excess distributions carryover from 2015 not applied on line 5 or line 7 (see instructions) ...		989
9Excess distributions carryover to 2021. Subtract lines 7 and 8 from line 6a ......		85,929
10 Analysis of line 9:
a Excess from 2016....	30,570
b Excess from 2017....	49,036
c Excess from 2018....
d Excess from 2019....	412
e Excess from 2020....	5,911

Form 990-PF (2020)

Page 10

Part XIV

Private Operating Foundations (see instructions and Part VII-A, question 9)

1a If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2020, enter the date of the ruling....... bullet

b Check box to indicate whether the organization is a private operating foundation described in section4942(j)(3) or4942(j)(5)

2a Enter the lesser of the adjusted net income from Part I or the minimum investment return from Part X for each year listed ..........	Tax year	Prior 3 years			(e) Total
	(a) 2020	(b) 2019	(c) 2018	(d) 2017	(e) Total

b 85% of line 2a .........
c Qualifying distributions from Part XII, line 4 for each year listed .....
d Amounts included in line 2c not used directly for active conduct of exempt activities ..........
e Qualifying distributions made directly for active conduct of exempt activities. Subtract line 2d from line 2c ....
3 Complete 3a, b, or c for the alternative test relied upon:
a “Assets" alternative test—enter:
(1) Value of all assets ......
(2) Value of assets qualifying under section 4942(j)(3)(B)(i)
b “Endowment" alternative test— enter 2/3 of minimum investment return shown in Part X, line 6 for each year listed...
c “Support" alternative test—enter:
(1) Total support other than gross investment income (interest, dividends, rents, payments on securities loans (section 512(a)(5)), or royalties) ....
(2) Support from general public and 5 or more exempt organizations as provided in section 4942(j)(3)(B)(iii)....
(3) Largest amount of support from an exempt organization
(4) Gross investment income

Part XV

Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)

1Information Regarding Foundation Managers:

aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)

bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.

2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:

Check here bullet

if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions

aThe name, address, and telephone number or email address of the person to whom applications should be addressed:

bThe form in which applications should be submitted and information and materials they should include:

cAny submission deadlines:

dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:

Form 990-PF (2020)

Page 11

Part XV

Supplementary Information (continued)

3 Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient	If recipient is an individual, show any relationship to any foundation manager or substantial contributor	Foundation status of recipient	Purpose of grant or contribution	Amount
Name and address (home or business)		Foundation status of recipient	Purpose of grant or contribution	Amount
aPaid during the year
BOSTON COLLEGE 140 COMMONWEALTH AVENUE CHESTNUT HILL,MA02467	N/A	PC	ARTHUR M GOLDBERG MEMORIAL SCHOLARSHIP FUND	40,000
COLUMBIA BUSINESS SCHOOL 33 WEST 60TH STREET 7TH FLOOR NEW YORK,NY10023	N/A	PC	GENERAL SUPPORT FOR UNIVERSITY SCHOOL OF BUSINESS	3,500
DUKE UNIVERSITY BOX 90581 DURHAM,NC277080581	N/A	PC	ARTHUR M GOLDBERG SCHOLARSHIP ENDOWMENT FUND	15,000
GEORGETOWN UNIVERSITY DEPARTMENT NUMBER 0734 WASHINGTON,DC200730734	N/A	PC	SUPPORT FOR THE PEW FAMILY ENDOWED SCHOLARSHIP FUND	15,000
MAKING HEADWAY FOUNDATION 115 KING ST CHAPPAQUA,NY10514	N/A	PC	GENERAL SUPPORT FOR THE CARE, COMFORT AND CURE OF CHILDREN WITH BRAIN AND SPINAL CORD TUMORS	32,000
MORRISTOWN MEDICAL CENTER 475 SOUTH STREET MORRISTOWN,NJ07960	N/A	PC	SUPPORT FOR EXPANSION OF THE GORYEB CHILDREN'S HOSPITAL	50,000
NEW JERSEY PERFORMING ARTS CENTER ONE CENTER STREET NEWARK,NJ07102	N/A	PC	GENERAL SUPPORT FOR PROMOTION OF THE ARTS	15,000
PROJECT AKILAH INC 1120 2OTH STREET NW SUITE 500N-2 WASHINGTON,DC20036	N/A	PC	SUPPORT FOR ORGANIZATION PROVIDING EDUCATION FOR YOUNG WOMEN IN EAST AFRICA	35,000
ST JUDE CHILDREN'S RESEARCH HOSPITAL 501 STJUDE PLACE MEMPHIS,TN381059959	N/A	PC	TO SUPPORT THE HOSPITAL'S MISSION TO FIND CURES FOR CHILDREN WITH CANCER AND OTHER CATASTROPHIC DISEASES THROUGH RESEARCH AND TREATMENT.	1,000
ST VINCENT ACADEMY 228 WEST MARKET STREET NEWARK,NJ071032715	N/A	PC	SUPPORT FOR TUITION AID AND SCHOLARSHIPS	10,000
THE AGNES IRWIN SCHOOL 275 S ITHAN AVENUE ROSEMONT,PA190101042	N/A	PC	GENERAL SUPPORT FOR THE ADVANCEMENT OF EDUCATION FOR GIRLS	17,500
THE AGNES IRWIN SCHOOL 275 S ITHAN AVENUE ROSEMONT,PA190101042	N/A	PC	SUPPORT FOR THE DARE TO DO MORE CAMPAIGN	50,000
THE PINGRY SCHOOL 131 MARTINSVILLE RD BASKING RIDGE,NJ07920	N/A	PC	GENERAL SUPPORT FOR THE LACROSSE PROGRAM	3,500
THE PINGRY SCHOOL 131 MARTINSVILLE RD BASKING RIDGE,NJ07920	N/A	PC	GENERAL SUPPORT FOR PRIVATE SCHOOL	2,000
UNIVERSITY OF SOUTHERN CALIFORNIA 3551 TROUSDALE PARKWAY LOS ANGELES,CA90089	N/A	PC	GENERAL SUPPORT FOR THE UNIVERSITY	2,500
VILLANOVA UNIVERSITY SCHOOL OF LAW 299 NORTH SPRING MILL ROAD VILLANOVA,PA19085	N/A	PC	SUPPORT FOR LAW SCHOOL	10,000
VILLANOVA UNIVERSITY SCHOOL OF LAW 299 NORTH SPRING MILL ROAD VILLANOVA,PA19085	N/A	PC	ARTHUR AND VERONICA GOLDBERG FUND	25,000
BRANCH BROOK PARK ALLIANCE 115 CLIFTON STREET NEWARK,NJ07014	N/A	PC	TO SUPPORT THE MISSION OF RESTORATION AND STEWARDSHIP OF BRANCH BROOK PARK IN NEWARK, NJ	1,000
Total ................................. 3a				328,000

bApproved for future payment

Total ................................. 3b				0

Form 990-PF (2020)

Page 12

Part XVI-A

Analysis of Income-Producing Activities

Enter gross amounts unless otherwise indicated.	Unrelated business income		Excluded by section 512, 513, or 514		(e) Related or exempt function income (See instructions.)
1Program service revenue:	(a) Business code	(b) Amount	(c) Exclusion code	(d) Amount	(e) Related or exempt function income (See instructions.)
a
b
c
d
e
f
gFees and contracts from government agencies
2 Membership dues and assessments....
3 Interest on savings and temporary cash investments ...........			14	20,709
4 Dividends and interest from securities....			14	115,741
5 Net rental income or (loss) from real estate:
aDebt-financed property......
bNot debt-financed property.....
6 Net rental income or (loss) from personal property
7 Other investment income.....
8 Gain or (loss) from sales of assets other than inventory ............			18	898,329
9 Net income or (loss) from special events:
10 Gross profit or (loss) from sales of inventory
11 Other revenue: a
b
c
d
e
12 Subtotal. Add columns (b), (d), and (e)..		0		1,034,779	0

13Total. Add line 12, columns (b), (d), and (e)..................

1,034,779

(See worksheet in line 13 instructions to verify calculations.)

Part XVI-B

Relationship of Activities to the Accomplishment of Exempt Purposes

Line No.	Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See instructions.)

Form 990-PF (2020)

Page 13

Part XVII

Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations

Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?

Yes

Transfers from the reporting foundation to a noncharitable exempt organization of:

(1) Cash...................................

1a(1)

(2) Other assets.................................

1a(2)

Other transactions:

(1) Sales of assets to a noncharitable exempt organization....................

1b(1)

(2) Purchases of assets from a noncharitable exempt organization..................

1b(2)

(3) Rental of facilities, equipment, or other assets.......................

1b(3)

(4) Reimbursement arrangements...........................

1b(4)

(5) Loans or loan guarantees.............................

1b(5)

(6) Performance of services or membership or fundraising solicitations................

1b(6)

Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............

If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

(a) Line No.	(b) Amount involved	(c) Name of noncharitable exempt organization	(d) Description of transfers, transactions, and sharing arrangements

Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........Yes No

If "Yes," complete the following schedule.

(a) Name of organization	(b) Type of organization	(c) Description of relationship

Sign Here

Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
				May the IRS discuss this return with the preparer shown below? See instructions. Yes No
	Signature of officer or trustee	Date	Title

Paid Preparer Use Only	Print/Type preparer's name	Preparer's Signature	Date	Check if self- employed	PTIN
	Firm's name				Firm's EIN
	Firm's address				Phone no.

Form 990-PF (2020)

Additional Data

Software ID:
Software Version:

Form 990PF - Special Condition Description:

Special Condition Description

Category	Amount	Net Investment Income	Adjusted Net Income	Disbursements for Charitable Purposes
ACCOUNTING FEES	14,357	0		14,357

Name of Bond	End of Year Book Value	End of Year Fair Market Value
AMC NETWORKS INC	16,975	17,276
AMERICAN TOWER CORP	15,738	15,741
AT&T INC	17,208	17,264
BALL CORP	2,127	2,130
BOOKING HOLDINGS INC	16,460	16,599
CA INC	16,508	17,177
CARRIER GLOBAL CORP	2,110	2,116
CDK GLOBAL INC	17,095	16,880
CDW LLC/CDW FINANCE CORP	17,170	17,335
CENTURYLINK INC	17,159	17,820
CITRIX SYSTEMS INC	16,022	16,463
DISCOVERY COMMUNICATIONS LLC	15,868	16,069
DOLLAR TREE INC	14,630	14,680
HP INC	16,897	17,655
IHS MARKIT LTD	15,971	16,362
KOHL'S CORP	12,681	14,268
KRAFT HEINZ FOODS CO	16,784	16,708
MASCO CORP	15,984	16,395
MICROCHIP TECHNOLOGY INC	15,991	16,238
MOLSON COORS BEVERAGE CO	5,351	5,451
MOTOROLA SOLUTIONS INC	16,822	16,910
OUTFRONT MEDIA CAPITAL LLC/OUTFRONT MEDIA CAPITAL CORP	7,143	7,088
QORVO INC	15,081	15,403
QVC INC	4,123	4,290
QVC INC	5,286	5,388
SBA COMMUNICATIONS CORP	17,416	17,437
SERVICE CORP INTERNATIONAL/US	16,735	17,040
SILGAN HOLDINGS INC	9,344	9,349
SPECTRUM BRANDS INC	17,512	17,554
STEEL DYNAMICS INC	16,541	17,006
TAPESTRY INC	16,554	18,238
TEMPUR SEALY INTERNATIONAL INC	9,175	9,146
UNITED RENTALS NORTH AMERICA INC	16,928	16,939
VALVOLINE INC	17,550	17,557
VERISK ANALYTICS INC	14,677	14,726
WESCO DISTRIBUTION INC	17,029	17,010
WESTERN DIGITAL CORP	16,143	16,575
WILLIS NORTH AMERICA INC	16,119	16,379
ZIMMER BIOMET HOLDINGS INC	14,079	14,334

- TIN:

TY 2020 InvestmentsCorpStockSchedule

Name:

ARTHUR M GOLDBERG AND VERONICA GOLDBERG

FOUNDATION INC

EIN:

22-2779193

Name of Stock	End of Year Book Value	End of Year Fair Market Value
APPLE INC	57,444	79,614
ABBVIE INC COM	15,773	23,359
ANALOG DEVICES INC	41,649	49,490
AMAZON COM INC	47,224	48,854
AON PLC CL A	53,545	58,099
AIR PROD & CHEM INC	27,129	27,322
BOOK HOLDINGS INC	17,840	22,273
BLACKSTONE GROUP INC CLA	47,954	58,653
CROWN CASTLE INTL CORP	8,724	13,850
CARLYLE GROUP INC	26,989	30,182
CSX CORP	20,779	27,225
D R HORTON INC	20,437	24,122
WALT DISNEY CO HLDG CO	25,529	38,954
GILEAD SCIENCE	15,278	13,575
ALPHABET INC CL C	52,779	61,316
JPMORGAN CHASE & CO	33,748	42,823
COCA COLA CO	13,362	15,684
LENNAR CORPORATION	20,689	24,775
L3HARRIS TECHNOLOGIES INC	26,984	31,188
MERCK & CO INC NEW COM	17,438	17,751
MICROSOFT CORP	53,484	55,605
MOTOROLA SOLUTIONS INC	36,402	47,107
NEXTERA ENERGY INC	35,358	43,204
SERVICENOW INC	17,661	22,017
PFIZER INC	9,828	11,632
PROLOGIS INC COM	33,055	34,383
REGENERON PHARMACEUTICALS INC	26,438	20,291
RAYTHEON TECHNOLOGIES CORP	24,840	30,392
TARGET CORPORATION	7,497	18,183
THERMO FISHER SCIENTIFIC	26,966	32,605
T-MOBILE US INC COM	53,126	67,425
TAIWAN SMCNDCTR MFG CO LTD ADR	11,269	36,528
TEXAS INSTRUMENTS	14,804	24,127
UNION PACIFIC CORP	31,690	39,562
VISTRA CORP	15,144	15,728
VIATRIS INC	539	731
VERIZON COMMUNICATIONS	17,084	20,915
AIA GROUP LTD SPON ADR	25,963	32,082
ABB LTD	13,376	14,483
ASAHI KAISEI CORP ADR	7,863	10,234
AIR LIQUIDE ADR	4,924	5,427
AMERICA MOVIL SA DE CV ADR L	2,877	3,199
AON PLC CL A	5,597	6,127
ASSA ABLOY AB UNSP ADR	3,867	4,490
ASML HOLDING NV NY REG NEW	22,748	28,775
ASTRAZENECA PLC ADR	24,676	22,845
BANCO BILBAO VIZ ARG SA ADS	8,667	8,709
BEIGENE LTD	8,527	10,077
B&M EUROPEAN VALUE RET SA ADR	4,519	4,939
BRITISH AMER TOB SPON ADR	15,128	14,546
ANHEUSER BUSCH INBEV SA SPON	7,874	10,417
CARLSBERG AS	21,701	25,897
COMPAGNIE FIN RICHEMONTAG ADR	8,129	8,161
CANADIAN NATL RAILWAY CO	5,150	6,371
DEUTSCHE BOERSE AG UNSPON ADR	5,784	5,171
DBS GROUP HOLDINGS LTD SP	6,560	6,540
DIAGEO PLC SPON ADR NEW	10,224	11,752
DAIKIN INDS LTD UNSPON ADR	5,932	7,860
DNB ASA SPONSORED ADR	8,541	10,374
DSV PANALPINA AS UNSPON ADR	8,005	10,503
DAIICHI SANKYO CO LTD SPON ADR	6,129	8,002
AIRBUS SE UNSPONSORED ADR	9,071	11,857
ENGIE SPONS ADR	3,879	4,621
ENEL SOCIETA PER AZIONI ADR	22,100	25,020
ESSILORLUXOTTICA ADR	14,806	17,107
GALAPAGOS NV AR	12,619	6,533
GENMAB A S ADR	15,200	17,850
GRIFOLS SA ADR	3,782	3,688
GIVAUDAN SA ADR	14,328	16,123
HUTCHINSON CHINA MEDITECH LTD	5,094	5,604
HDFC BANK LTD ADR	4,867	7,226
HERMES INTL SCA UNSPON ADR	8,358	10,380
HONG KONG EXCHANGES & CLEARING	9,205	11,167
HOYA CORP SPONS ADR	8,456	11,520
IBERDROLA SA SPON ADR	15,479	18,113
INDUSTRIA DE DISENO TEXTIL IND	9,469	9,159
JARDINE MATHESON HLDGS LTD ADR	3,899	5,172
ROYAL KPN NV SPONS ADR	7,872	8,878
KEYENCE CORP	29,617	39,886
LONDON STK EXCHANGE GROUP ADR	24,464	28,759
L OREAL CO ADR	16,072	18,733
LVMH MOET HENNESSY LOUIS VUITT	6,929	9,479
MERCADOLIBRE INC	14,269	23,453
MURATA MANUFACTURING CO LTD	5,350	8,020
NITORI HLDGS CO LTD ADR	6,600	6,566
NIDEC CORP	5,776	10,873
NESTLE SPON ADR REP REG SHR	21,017	22,146
NIPPON TELEGRAPH&TELEPHONE ADS	7,527	8,378
NOVO NORDISK A/S ADR	25,582	27,311
PERNOD RICARD SA UNSPONS ADR	10,153	12,272
FLUTTER ENTMT PLC ADR	3,267	4,589
KONINKLIJKE PHIL EL SP ADR NEW	7,923	8,884
KERING S A ADR NEW	16,999	21,807
PROSUS N V SPONSORED ADR	4,520	5,119
RECKITT BENCKISER PLC SPNS ADR	15,745	15,003
RECRUIT HOLDINGS CO. LTD ADR	4,820	5,988
RELX PLC SPONSORED ADR	15,153	15,955
RIO TINTO PLC SPON ADR	3,403	4,212
SAFRAN SA	17,371	23,829
SAP AG	20,329	18,255
STRAUMANN HLDG AG ADR	9,409	12,362
SOFTBANK CORP UNSPONS ADR	9,453	12,796
SHIONOGI & CO LTD UNSPONS ADR	13,362	12,344
SHIN ETSU CHEM CO LTD ADR	13,175	20,055
SMC CORP COMMON	15,601	17,682
STMICROELECTRONICS NV	7,153	8,315
SUZUKI MTR CORP ADR	4,268	5,606
TENCENT HLDGS LTD UNSPON ADR	18,042	19,482
TFI INTL INC	6,199	7,479
TOKYO ELECTRON LTD UNSPON ADR	5,061	5,428
TOTAL S A ADR	6,965	6,957
TERUMO CORP ADR UNSPONS ADR	9,692	10,702
TAIWAN SMCNDCTR MFG CO LTD ADR	23,415	41,762
UNILEVER PLC (NEW) ADS	3,497	3,380
UNICHARM CORP UNSPON ADR	14,927	16,130
ABBOTT LABORATORIES	46,435	54,745
AUTOMATIC DATA PROCESSING INC	19,549	23,082
ALLEGION PUB LTD CO	12,708	14,315
AMERICAN TOWER REIT COM	15,762	15,039
AMPHENOL CORP NEW CL A	33,902	45,639
APTIV PLC	24,319	40,911
CDW CORPORATION	37,217	41,250
FACEBOOK INC CL-A	35,524	39,608
ALPHABET INC CL C	31,681	36,789
INTL FLAVORS & FRAGRANCES	26,816	22,856
IQVIA HOLDINGS INC	58,676	72,922
MASTERCARD INC CL A	59,874	69,960
MICROSOFT CORP	71,113	74,288
NIKE INC B	30,560	42,441
CHARLES SCHWAB NEW	33,369	51,396
STERICYCLE INC	32,206	39,310
TJX COS INC NEW	30,095	39,062
ULTA BEAUTY INC	5,711	8,040
VERISK ANALYTICS INC COM	35,257	41,726
ZOETIS INC CLASS-A	37,973	44,851
INTEGRATED DIAGNSTCS HLDGS PLC	10,008	10,868
AIA GROUP LTD, HONG	15,364	19,481
ANGLO AMERICAN PLC	8,521	11,600
ASCENDAS INDIA TRUST	8,964	9,165
ASE TECHNOLOGY HLDG CO LTD ADR	16,274	20,352
CREDICORP LTD	7,753	9,349
BOC AVIATION LTD	12,189	15,726
BANK RAKYAT INDONESIA PERSER	7,656	8,610
CIBANCO SA INSTIT CBFI	11,236	14,581
CIFI HLDGS GROUP CO LTD	9,839	9,448
CHINA CONSTRUCTION BANK	14,673	14,030
CHINA YONGDA AUTMBL SVS HD LTD	10,736	14,004
ARCA CONTINENTAL SAB DE	7,379	6,771
ENEL CHILE SA SPD ADR	9,504	8,830
ELBIT SYSTEMS LTD	4,678	4,578
FIBRA PROLOGIS	12,585	15,313
OPAP SA	3,850	5,292
POWER ASSETS HLDGS LTD	1,495	1,435
ICICI BANK LTD	12,161	15,380
ITAU UNIBANCO MULTIPLE ADR	13,004	14,555
KWG GROUP HLDGS LTD	3,207	3,084
KWG LIVING GROUP HOLDINGS LTD	2,739	2,076
PJSC LUKOIL SPONSORED ADR	15,099	13,672
MONDI PLC	10,309	13,045
NINE DRAGONS PAPER HLDGS LTD	11,756	15,137
NAGCORP LTD	9,435	10,299
MMC NORILSK NICKL PJSC SPS ADR	7,190	8,500
PING AN INSURANCE GP CO-H ORD	16,292	17,275
QIWI PLC ADR	4,562	2,678
RATCH GROUP PUB SHS FOREIGN	4,610	3,935
SBERBANK RUSSIA SPONSORED ADR	9,801	11,745
SANDS CHINA LTD	7,043	7,575
SILICON MOTION TECH CORP ADR	11,791	14,686
SK TELECOM CO LTD	10,020	12,240
SINGAPORE TELECOM LTD LOT 1000	2,861	2,753
THAI BEVERAGE PUBL THB1	7,260	7,855
TIMES PPTY HLDGS LTD	12,173	8,668
TIMES NEIGHBORHOOD HLDGS LTD	3,652	2,313
TAIWAN SMCNDCTR MFG CO LTD ADR	14,643	25,624
VALE S.A.	15,384	23,967
TELEFONICA BRASIL SA ADR	4,396	4,248
VINYTHAI PUBLIC CO LTD	7,124	10,331
WH GROUP LTD	13,481	12,189
XINYI GLASS HOLDINGS LTD	10,654	22,924
ZIJIN MINING GROUP LTD-H	8,390	14,987
AGILENT TECHNOLOGIES	26,345	34,836
AIR LEASE CORP CL A	17,198	27,274
ALBEMARLE CORPORATION	12,559	23,456
ALEXANDRIA REAL ESTATE EQ INC	20,997	23,169
BECTON DICKINSON & CO	27,412	27,274
BLACK KNIGHT INC	6,692	8,305
CBRE GROUP INC CL A	23,180	32,175
CIT GROUP INC NEW	4,088	7,611
CARTER'S	15,472	17,779
EURONET WORLDWIDE INC	25,764	38,114
EMCOR GROUP INC	13,621	19,390
EQUINIX INC	28,253	27,853
EAST WEST BANCORP	17,531	25,761
FIDELITY NATIONAL FINANCIAL IN	9,176	11,962
FIRST REPUBLIC BANK	19,242	26,741
LIBERTY MEDIA CORP SER C	8,563	9,755
GENPACT LTD	22,851	26,015
HEXCEL CORP NEW	15,818	17,214
IDEX CORPORATION DELAWARE	3,040	3,785
JACOBS ENGR GROUP INC	23,272	30,073
KEYSIGHT TECHNOLOGIES INC	28,521	37,249
LABORATORY CP AMER HLDGS NEW	24,156	28,293
MID AMER APART COMM INC	24,514	26,985
MOHAWK INDUSTRIES INC	8,560	11,981
BANK OF NT BUTTERFIELD&SON LTD	9,594	12,402
PVH CORPORATION	8,222	17,182
ROPER TECHNOLOGIES, INC.	15,708	17,244
ROSS STORES INC	23,922	33,527
SEI INVESTMENTS CO	17,418	17,988
SLM CORPORATION	13,751	24,284
VIRTU FINANCIAL INC	12,068	13,390
WABTEC CORP	5,436	6,808
XILINX INC	11,193	15,028
ALIGN TECHNOLOGY	2,515	4,809
ALARM COM HLDGS INC COM	5,474	8,276
AMEDISYS INC	4,726	6,747
AMN HEALTHYCARE SVCS INC	3,078	4,436
ANSYS INC	8,823	10,550
A O SMITH CORP	3,568	4,057
AVALARA INC	3,401	4,452
ASPEN TECHNOLOGY INC	2,389	2,996
BLACKLINE INC	5,117	7,869
COGNEX CORP	3,207	4,175
CHEMED CORPORATION	6,676	7,457
COSTAR GROUP INC	6,587	8,319
EXPONENT INC	3,580	3,961
FASTENAL CO	7,326	8,057
FIVE BELOW	5,389	9,099
GODADDY INC.	6,457	7,383
GLOBANT S.A.	6,870	9,575
GENTEX CORP	2,846	3,732
GUIDEWIRE SOFTWARE INC	5,416	6,565
HLTH CARE SVC GRP	3,519	4,299
HEICO CORP NEW	5,905	7,812
IAC INTERACTIVECORP NEW	3,364	5,112
JACK HENRY & ASSOC INC	2,918	2,592
ORTHOPEDIATRICS CORP	2,319	2,228
KORNIT DIGITAL LTD SHS	3,842	6,685
LENNOX INTL INC	2,617	3,014
GRAND CANYON ED INC COM	5,755	5,959
MIDDLEBY CORP DEL	1,437	2,449
NATL INSTRUMS CP	3,295	3,779
NEOGEN CP	4,417	4,441
OLLIES BARGAIN OUTLET HLDG INC	5,402	4,416
PAYCOM SOFTWARE INC	6,124	8,593
PAYLOCITY HOLDING CORPORATION	2,798	3,912
PEGASYSTEMS INC	6,388	8,395
PRA GROUP INC	2,193	2,300
PROTO LABS	4,824	6,443
PROS HLDG INC	3,586	4,163
PLURALSIGHT INC COM CL A	3,428	3,836
RITCHIE BROTHERS AUCTIONEERS	3,794	6,399
ROLLINS INC	4,824	6,134
TELADOC HEALTH INC	6,802	6,199
BIO-TECHNE CORP	5,703	6,669
2U INC COM	2,310	2,321
TYLER TECHNOLOGIES INC	7,775	9,603
VERISK ANALYTICS INC COM	8,070	9,549
WORKIVA INC CLASS A	3,556	5,864
WATSCO INC	2,385	2,945
WEST PHARMACEUTICAL SVCS INC	6,775	8,216
ADVANCED ENERGY IND INC	1,866	2,618
ALTRA INDL MOTION CORP	2,295	4,157
ALBANY INTL A NEW	2,596	3,451
ARCHROCK INC	1,448	1,914
DMC GLOBAL INC	1,055	1,687
CRACKER BARREL OLD CTRY STORE	3,108	3,694
CABOT CORP	2,293	2,738
CMC MATERIALS INC	4,895	5,296
CORE LABORATORIES N V	705	875
CONMED CORP	3,520	4,592
COHERENT INC	1,975	2,250
CATALENT INC	5,403	7,597
CASELLA WASTE SYS INC CL A	4,719	5,637
DARLING INGREDIENTS INC	3,489	8,421
EMERGENT BIOSOLUTIONS INC	3,212	3,226
ENTERPRISE FINCL SVCS CORP	1,597	1,922
ENERSYS	2,884	3,821
ENTEGRIS INC	3,061	4,901
EATON VANCE CP	535	951
FIRSTCASH INC	3,498	3,572
FRANKLIN ELECTRIC CO	3,430	4,706
FLIR SYSTEMS INC	2,309	2,454
FORMFACTOR INC	4,730	6,453
FIRST MERCHANTS CORP	2,132	3,142
GATX CORP	2,253	3,161
HOULIHAN LOKEY INC CL A	4,132	4,908
HORACE MANN EDUCATORS CP	2,065	2,354
HEARTLAND FIN USA INC	1,343	1,736
HEXCEL CORP NEW	3,342	3,637
LITTELFUSE INC	2,883	4,329
MANTECH INTL CORP CL A	3,150	4,180
MEDNAX INC	4,941	4,933
MOOG INC CL A	1,375	2,141
MOLINA HEALTHCARE INC	3,695	4,254
MONOLITHIC PWR SYSTEMS INC	3,211	4,761
MERITAGE HOME CORPORATION	2,813	2,982
MYRIAD GENETIC INC	1,999	3,006
CORPORATE OFFICES PPTY TR INC	2,923	3,025
PEBBLEBROOK HOTEL TR COM	1,900	2,914
PLEXUS CORP	2,936	3,128
RYDER SYSTEMS INC	1,789	2,841
REINSURANCE GROUP OF AMERICA	1,740	2,782
RAYMOND JAMES FINCL INC	2,178	3,061
SABRE CORP COM	2,841	4,447
SANMINA CORP	3,077	3,986
STEELCASE INC CLASS A	2,420	3,117
STIFEL FINANCIAL CORPORATION	1,569	2,573
THE SCOTTS MIRACLE-GRO COMPANY	4,119	5,974
SOUTH ST CORP COM	1,580	2,458
STAG INDL INC COM	3,052	3,257
TELEDYNE TECH INC	4,553	5,880
TIMKEN CO	2,725	4,642
TRUSTMARK CP	1,610	1,912
UNITED BANKSHARES INC W VA	1,708	2,106
UNITED FIRE GROUP INC	1,195	1,155
WOLVERINE WORLD WIDE	2,456	3,313

Category/ Item	Listed at Cost or FMV	Book Value	End of Year Fair Market Value
LORD ABBETT SHT DURATION INC A	AT COST	137,475	139,446
LORD ABBETT BOND DEB A	AT COST	207,180	224,676
LORD ABBETT ULTRA SHORT BD A	AT COST	522,295	522,811
GRAHAM ABSOLUTE RETURN LTD	AT COST	272,000	277,783
SEG PARTNERS OFFSH CLASS I	AT COST	350,000	369,790
SEG PARTNERS OFFSH CLASS I CPV	AT COST	50,000	50,000
MATTHEWS ASIAN JAPAN INV	AT COST	335,268	383,929
PIMCO COMM REAL RET STRAT I2	AT COST	277,446	338,673
ISHARES MSCI TAIWAN ETF	AT COST	15,349	19,109
ISHARES MSCI SOUTH KOREA ETF	AT COST	16,513	24,094
ISHARES MSCI INDIA ETF	AT COST	7,509	9,854
VINACAPITAL VIETNAM OPPORTNTY	AT COST	15,129	20,083

Description	Revenue and Expenses per Books	Net Investment Income	Disbursements for Charitable Purposes
BROKER AND ADR FEES	44,878	44,878	0
STATE FILING FEES	61	0	61
MISCELLANEOUS EXPENSE	4,114	4,114	0