Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2020
Open to Public Inspection
For calendar year 2020, or tax year beginning 08-01-2020 , and ending 07-31-2021
Name of foundation
UW E J MADDEN MEM OPEN HEARTS CLUB 10-214880
 
Number and street (or P.O. box number if mail is not delivered to street address)1 WEST 39TH STREET 5TH FLR
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
NEW YORK, NY10018
A Employer identification number

13-6744780
B Telephone number (see instructions)

(716) 841-5471
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$2,290,249J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet.............
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities... 35,027 34,341  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 150,250
b Gross sales price for all assets on line 6a 637,121
7 Capital gain net income (from Part IV, line 2)... 150,250
8 Net short-term capital gain......... 0
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 185,277 184,591  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 27,354 21,883   5,471
14 Other employee salaries and wages......   0 0 0
15 Pension plans, employee benefits.......   0 0  
16a Legal fees (attach schedule)......... Click to see attachment 489 489 0 0
b Accounting fees (attach schedule).......        
c Other professional fees (attach schedule)....       0
17 Interest...............       0
18 Taxes (attach schedule) (see instructions)... Click to see attachment 3,621 244   0
19 Depreciation (attach schedule) and depletion... 0 0  
20 Occupancy..............        
21 Travel, conferences, and meetings.......   0 0  
22 Printing and publications..........   0 0  
23 Other expenses (attach schedule)....... Click to see attachment 250     250
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 31,714 22,616 0 5,721
25 Contributions, gifts, grants paid....... 184,989 184,989
26 Total expenses and disbursements. Add lines 24 and 25 216,703 22,616 0 190,710
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -31,426
b Net investment income (if negative, enter -0-) 161,975
c Adjusted net income (if negative, enter -0-)... 0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2020)
Form 990-PF (2020)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing.............      
2 Savings and temporary cash investments......... 8,664 13,353 13,353
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet     0 0
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet0      
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)....... 541,214 Click to see attachment578,901 1,180,290
c Investments—corporate bonds (attach schedule).......      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 1,024,280 Click to see attachment930,036 1,096,606
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 1,574,158 1,522,290 2,290,249
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22).........   0
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions...........    
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........ 1,574,158 1,522,290
27 Paid-in or capital surplus, or land, bldg., and equipment fund    
28 Retained earnings, accumulated income, endowment, or other funds    
29 Total net assets or fund balances (see instructions)..... 1,574,158 1,522,290
30 Total liabilities and net assets/fund balances (see instructions). 1,574,158 1,522,290
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
1,574,158
2
Enter amount from Part I, line 27a .....................
2
-31,426
3
Other increases not included in line 2 (itemize) bullet
3
0
4
Add lines 1, 2, and 3 ..........................
4
1,542,732
5
Decreases not included in line 2 (itemize) bulletClick to see attachment
5
20,442
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
1,522,290
Form 990-PF (2020)
Form 990-PF (2020)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a 3. ABBOTT LABS   2020-07-22 2020-09-25
b 2. ABBOTT LABS   2020-07-22 2021-03-26
c 2. ABBOTT LABS   2020-07-22 2021-07-16
d 3. ABBVIE INC   2020-06-11 2020-09-25
e 2. ABBVIE INC   2020-06-11 2021-03-26
2. ABBVIE INC   2020-06-11 2021-07-16
81. ABBVIE INC   2020-06-11 2021-07-22
2. ADOBE SYS INC   2020-01-07 2020-09-25
3. ADOBE SYS INC   2020-01-07 2021-01-05
19. ADOBE SYS INC   2014-05-20 2021-01-05
1. ADOBE SYS INC   2014-05-20 2021-03-26
1. ADOBE SYS INC   2014-05-20 2021-07-16
7. AECOM   2021-04-06 2021-07-16
2. AEROVIRONMENT INC   2020-06-26 2020-09-25
2. AEROVIRONMENT INC   2020-06-26 2021-03-26
1. AEROVIRONMENT INC   2020-06-26 2021-07-16
1. ALPHABET INC CL A   2020-08-03 2020-09-25
1. ALPHABET INC CL A   2008-02-15 2021-03-26
3. ALPHABET INC CL A   2008-03-20 2021-05-14
2. ALPHABET INC CL A   2008-03-20 2021-06-28
5. AMERICAN EXPRESS CO   2020-02-28 2020-09-25
131. AMERICAN EXPRESS CO     2020-11-10
1. AMERICAN TOWER CORP REAL ESTATE INVESTMENT TRUST   2021-06-28 2021-07-16
15. APPLE COMPUTER INC   2006-07-26 2020-09-25
12. APPLE COMPUTER INC   2006-07-26 2021-03-26
11. APPLE COMPUTER INC   2006-07-26 2021-07-16
217. APPLIED MATLS INC     2020-09-01
13. ARAMARK   2020-12-11 2021-03-26
11. ARAMARK   2020-12-11 2021-07-16
6. BALL CORP   2020-06-05 2020-09-25
161. BALL CORP     2021-01-12
2. BECTON DICKINSON & CO   2020-02-11 2020-09-25
1. BECTON DICKINSON & CO   2020-02-11 2021-03-26
1. BECTON DICKINSON & CO   2020-02-11 2021-07-16
1. BLACKROCK INC   2020-02-25 2020-09-25
1. BLACKROCK INC   2020-02-25 2021-03-26
1. BLACKROCK INC   2020-02-25 2021-07-16
10. BLACKSTONE GROUP INC ( THE ) CL A COM   2019-06-06 2020-09-25
8. BLACKSTONE GROUP INC ( THE ) CL A COM   2019-06-06 2021-03-26
7. BLACKSTONE GROUP INC ( THE ) CL A COM   2019-06-06 2021-07-16
7. BRISTOL MYERS SQUIBB CO   2020-02-06 2020-09-25
194. BRISTOL MYERS SQUIBB CO     2020-10-13
2. BROADCOM INC   2020-01-07 2020-09-25
3. BROADCOM INC   2020-01-07 2021-03-22
1. BROADCOM INC   2020-01-07 2021-03-26
1. BROADCOM INC   2020-01-07 2021-07-16
2. CME GROUP INC.   2014-01-27 2020-09-25
2. CME GROUP INC.   2014-01-27 2021-03-26
2. CME GROUP INC.   2014-01-27 2021-07-16
56. CME GROUP INC.   2014-01-27 2021-07-20
4. CHEVRONTEXACO CORP   2016-02-24 2020-09-25
3. CHEVRONTEXACO CORP   2016-02-24 2021-03-26
9. CHEVRONTEXACO CORP   2021-06-02 2021-07-16
13. COMCAST CORP-CL A   2020-01-07 2020-09-25
11. COMCAST CORP-CL A   2020-01-07 2021-03-26
9. COMCAST CORP-CL A   2020-01-07 2021-07-16
6. CONOCOPHILLIPS   2020-01-02 2020-09-25
172. CONOCOPHILLIPS     2020-09-29
3. CONSTELLATION BRANDS INC CL A   2014-05-20 2020-09-25
2. CONSTELLATION BRANDS INC CL A   2014-05-20 2021-03-26
2. CONSTELLATION BRANDS INC CL A   2014-05-20 2021-07-16
4. CRANE CO   2021-05-14 2021-07-16
4. DANAHER CORP   2008-01-22 2020-09-25
3. DANAHER CORP   2008-01-22 2021-03-26
3. DANAHER CORP   2008-01-22 2021-07-16
2. DISNEY WALT CO   2013-11-12 2020-09-25
2. DISNEY WALT CO   2013-11-12 2021-03-26
2. DISNEY WALT CO   2013-11-12 2021-07-16
3. DOLLAR GENERAL CORP   2019-11-25 2020-09-25
2. DOLLAR GENERAL CORP   2019-11-25 2021-03-26
77. DOLLAR GENERAL CORP     2021-05-14
1. EQUINIX INC REIT   2019-04-12 2020-09-25
1. EQUINIX INC REIT   2019-04-12 2021-03-26
1. EQUINIX INC REIT   2019-04-12 2021-07-16
3. FACEBOOK INC-A   2019-11-01 2020-09-25
2. FACEBOOK INC-A   2019-11-01 2021-03-26
2. FACEBOOK INC-A   2019-11-01 2021-07-16
6. FISERV INC   2020-08-24 2020-09-25
5. FISERV INC   2020-08-24 2021-03-26
4. FISERV INC   2020-08-24 2021-07-16
6. FORTIVE CORPORATION   2008-01-22 2020-09-25
5. FORTIVE CORPORATION   2008-01-22 2021-03-26
159. FORTIVE CORPORATION   2008-01-22 2021-04-06
4. GENERAC HOLDINGS   2020-02-26 2020-09-25
21. GENERAC HOLDINGS   2020-02-26 2021-01-05
26. GENERAC HOLDINGS   2020-02-26 2021-02-17
2. GENERAC HOLDINGS   2020-02-26 2021-03-26
2. GENERAC HOLDINGS   2020-02-26 2021-07-16
3. HOME DEPOT INC   2015-04-20 2020-09-25
2. HOME DEPOT INC   2015-04-20 2021-03-26
2. HOME DEPOT INC   2015-04-20 2021-07-16
2. HONEYWELL INTL INC   2017-01-19 2020-09-25
2. HONEYWELL INTL INC   2017-01-19 2021-03-26
2. HONEYWELL INTL INC   2017-01-19 2021-07-16
2. HUNTINGTON INGALLS INDUSTRIES   2020-07-17 2020-09-25
3. HUNTINGTON INGALLS INDUSTRIES   2020-07-17 2021-03-26
3. HUNTINGTON INGALLS INDUSTRIES   2020-07-17 2021-07-16
6. INTERCONTINENTAL EXCHANGE INC   2020-02-06 2020-09-25
5. INTERCONTINENTAL EXCHANGE INC   2020-02-06 2021-03-26
4. INTERCONTINENTAL EXCHANGE INC   2020-02-06 2021-07-16
2. INTERNATIONAL BUSINESS MACHS CORP   2020-07-21 2020-09-25
2. INTERNATIONAL BUSINESS MACHS CORP   2020-07-21 2021-03-26
2. INTERNATIONAL BUSINESS MACHS CORP   2020-07-21 2021-07-16
4. IQVIA HOLDINGS INC   2019-06-19 2020-09-25
3. IQVIA HOLDINGS INC   2019-04-11 2021-03-26
3. IQVIA HOLDINGS INC   2019-04-11 2021-07-16
24. ISHARES GOLD TRUST   2020-04-16 2020-09-25
19. ISHARES GOLD TRUST   2020-04-16 2021-03-26
652. ISHARES GOLD TRUST   2020-04-16 2021-05-18
101. ISHARES J.P. MORGAN EM LOCAL CURR BD ETF   2020-05-06 2020-09-25
1017. ISHARES J.P. MORGAN EM LOCAL CURR BD ETF   2020-05-06 2020-11-05
16. ISHARES MSCI EUROZONE ETF   2017-09-12 2020-09-25
13. ISHARES MSCI EUROZONE ETF   2017-09-12 2021-03-26
11. ISHARES MSCI EUROZONE ETF   2017-09-12 2021-07-16
12. ISHARES MSCI GERMANY INDEX FD   2017-09-12 2020-09-25
10. ISHARES MSCI GERMANY INDEX FD   2017-09-12 2021-03-26
9. ISHARES MSCI GERMANY INDEX FD   2017-09-12 2021-07-16
252. ISHARES CORE TOTAL US AGGREGATE BOND ETF   2020-05-06 2020-09-25
238. ISHARES CORE TOTAL US AGGREGATE BOND ETF   2020-05-06 2021-03-26
25. ISHARES RUSSELL MIDCAP VALUE ETF   2020-01-07 2020-09-25
25. ISHARES RUSSELL MIDCAP VALUE ETF   2020-01-07 2021-03-26
19. ISHARES RUSSELL MIDCAP VALUE ETF   2021-05-18 2021-07-16
20. ISHARES RUSSELL MIDCAP GROWTH ETF   2020-01-07 2020-09-25
35. ISHARES RUSSELL MIDCAP GROWTH ETF   2020-01-07 2021-03-26
223. ISHARES RUSSELL MIDCAP GROWTH ETF     2021-05-18
22. ISHARES RUSSELL MIDCAP GROWTH ETF   2017-03-13 2021-07-16
16. ISHARES-RUSSELL 2000 VALUE INDEX FD   2020-01-07 2020-09-25
20. ISHARES-RUSSELL 2000 VALUE INDEX FD   2020-01-07 2021-03-26
2. ISHARES-RUSSELL 2000 VALUE INDEX FD   2020-01-07 2021-07-16
9. ISHARES-RUSSELL 2000 VALUE INDEX FD   2021-05-18 2021-07-16
10. ISHARES RUSSELL 2000 GROWTH ETF   2020-01-07 2020-09-25
15. ISHARES RUSSELL 2000 GROWTH ETF   2020-01-07 2021-03-26
26. ISHARES RUSSELL 2000 GROWTH ETF   2020-01-07 2021-05-18
6. ISHARES RUSSELL 2000 GROWTH ETF   2020-01-07 2021-07-16
20. ISHARES-S&P SMALL CAP 600 INDEX FD   2020-05-28 2020-09-25
25. ISHARES-S&P SMALL CAP 600 INDEX FD   2020-05-28 2021-03-26
14. ISHARES-S&P SMALL CAP 600 INDEX FD   2020-05-28 2021-07-16
19. ISHARES JP MORGAN USD EMERG MKTS BD ETF $5.113   2020-05-06 2020-09-25
18. ISHARES JP MORGAN USD EMERG MKTS BD ETF $5.113   2020-05-06 2021-03-26
36. ISHARES IBOXX HIGH YIELD CORPORATE ETF $4.392   2020-05-06 2020-09-25
34. ISHARES IBOXX HIGH YIELD CORPORATE ETF $4.392   2020-05-06 2021-03-26
16. ISHARES MSCI EAFE VALUE ETF   2017-09-12 2020-09-25
13. ISHARES MSCI EAFE VALUE ETF   2017-09-12 2021-03-26
14. ISHARES MSCI EAFE VALUE ETF   2017-09-12 2021-07-16
13. ISHARES MSCI EAFE GROWTH ETF   2020-01-07 2020-09-25
10. ISHARES MSCI EAFE GROWTH ETF   2020-01-07 2021-03-26
76. ISHARES MSCI EAFE GROWTH ETF   2020-01-07 2021-05-18
7. ISHARES MSCI EAFE GROWTH ETF   2020-01-07 2021-07-16
7. ISHARES MSCI UNITED KINGDOM SM CAP ETF   2021-05-18 2021-07-16
38. ISHARES CORE MSCI EAFE ETF   2020-01-07 2020-09-25
31. ISHARES CORE MSCI EAFE ETF   2020-01-07 2021-03-26
35. ISHARES CORE MSCI EAFE ETF   2021-05-18 2021-07-16
15. ISHARES CORE MSCI EMERGING ETF $1.334   2020-01-07 2020-09-25
12. ISHARES CORE MSCI EMERGING ETF $1.334   2020-01-07 2021-03-26
11. ISHARES CORE MSCI EMERGING ETF $1.334   2020-01-07 2021-07-16
14. ISHARES MSCI JAPAN ETF   2020-01-07 2020-09-25
11. ISHARES MSCI JAPAN ETF   2020-01-07 2021-03-26
385. ISHARES MSCI JAPAN ETF     2021-05-18
10. ISHARES MSCI UNITED KINGDOM ETF   2021-05-18 2021-07-16
182. ISHARES INTL AGGREGATE BOND ETF   2020-05-06 2020-09-25
172. ISHARES INTL AGGREGATE BOND ETF   2020-05-06 2021-03-26
6. J P MORGAN CHASE & CO   2020-02-03 2020-09-25
5. J P MORGAN CHASE & CO   2020-02-03 2021-03-26
4. J P MORGAN CHASE & CO   2020-02-03 2021-07-16
4. JOHNSON & JOHNSON   2018-12-19 2020-09-25
3. JOHNSON & JOHNSON   2018-12-19 2021-03-26
3. JOHNSON & JOHNSON   2018-12-19 2021-07-16
3. KIMBERLY CLARK CORP   2020-02-19 2020-09-25
93. KIMBERLY CLARK CORP     2021-01-05
2. LAUDER ESTEE COS INC CL A   2019-03-28 2020-09-25
2. LAUDER ESTEE COS INC CL A     2021-03-26
2. LAUDER ESTEE COS INC CL A   2019-03-04 2021-07-16
1. LULULEMON ATH-WI   2020-09-09 2020-09-25
1. LULULEMON ATH-WI   2020-09-09 2021-03-26
1. LULULEMON ATH-WI   2020-09-09 2021-07-16
2. MCDONALDS CORP   2019-03-28 2020-09-25
2. MCDONALDS CORP   2019-03-28 2021-03-26
2. MCDONALDS CORP   2019-03-28 2021-07-16
5. MICROSOFT CORP   2016-07-22 2020-09-25
4. MICROSOFT CORP   2016-07-22 2021-03-26
4. MICROSOFT CORP   2016-07-22 2021-07-16
5. MORGAN STANLEY DEAN WITTER DISCOVER   2020-10-13 2021-03-26
5. MORGAN STANLEY DEAN WITTER DISCOVER   2020-10-13 2021-07-16
3. NIKE INC CL B   2017-07-28 2020-09-25
3. NIKE INC CL B   2017-07-28 2021-03-26
2. NIKE INC CL B   2017-07-28 2021-07-16
1. NVIDIA CORP   2019-01-11 2020-09-25
1. NVIDIA CORP   2019-01-11 2021-03-26
1. NVIDIA CORP   2019-01-11 2021-07-16
5. OSHKOSH TRUCK CORP   2021-02-17 2021-03-26
4. OSHKOSH TRUCK CORP   2021-02-17 2021-07-16
3. PAYPAL HOLDINGS INC   2020-01-07 2020-09-25
3. PAYPAL HOLDINGS INC   2020-11-04 2021-03-26
3. PAYPAL HOLDINGS INC   2020-11-04 2021-07-16
7. QUALCOMM INC   2020-01-09 2020-09-25
39. QUALCOMM INC   2020-01-09 2021-03-22
5. QUALCOMM INC   2020-01-09 2021-03-26
4. QUALCOMM INC   2020-01-09 2021-07-16
152. SPDR BBG BARCLAY EM LOCAL BOND   2020-11-05 2021-03-26
51. SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST   2020-11-16 2020-12-03
46. SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST   2020-11-16 2020-12-11
4. SALESFORCE.COM   2013-07-16 2020-09-25
32. SALESFORCE.COM   2013-07-16 2021-01-05
2. SALESFORCE.COM   2013-07-16 2021-03-26
2. SALESFORCE.COM   2013-07-16 2021-07-16
13. SCHLUMBERGER LTD   2021-01-05 2021-03-26
11. SCHLUMBERGER LTD   2021-01-05 2021-07-16
5. SOUTHWEST AIRLS CO   2021-03-18 2021-03-26
4. SOUTHWEST AIRLS CO   2021-03-18 2021-07-16
1. SQUARE INC CL A   2021-03-22 2021-03-26
2. SQUARE INC CL A   2021-03-22 2021-07-16
3. THERMO FISHER SCIENTIFIC INC   2011-10-28 2020-09-25
2. THERMO FISHER SCIENTIFIC INC   2011-10-28 2021-03-26
21. THERMO FISHER SCIENTIFIC INC   2011-10-28 2021-04-30
1. THERMO FISHER SCIENTIFIC INC   2011-10-28 2021-07-16
3. UNITED RENTALS INC   2019-04-02 2020-09-25
2. UNITED RENTALS INC   2019-04-02 2021-03-26
2. UNITED RENTALS INC   2019-04-02 2021-07-16
2. UNITEDHEALTH GROUP INC   2010-03-05 2020-09-25
2. UNITEDHEALTH GROUP INC   2010-03-05 2021-03-26
2. UNITEDHEALTH GROUP INC   2010-03-05 2021-07-16
3. VISA INC-CLASS A   2014-11-25 2020-09-25
32. VISA INC-CLASS A   2014-11-25 2021-03-22
2. VISA INC-CLASS A   2014-11-25 2021-03-26
1. VISA INC-CLASS A   2014-11-25 2021-07-16
.6 VONTIER CORP   2008-01-22 2020-10-14
65. VONTIER CORP   2008-01-22 2020-10-22
4. VULCAN MATLS CO   2021-01-12 2021-03-26
4. VULCAN MATLS CO   2021-01-12 2021-07-16
4. WALMART STORES INC   2017-10-06 2020-09-25
3. WALMART STORES INC   2017-10-06 2021-03-26
3. WALMART STORES INC   2017-10-06 2021-07-16
5. WASTE MGMT INC DEL   2019-03-28 2020-09-25
45. WASTE MGMT INC DEL   2020-04-27 2021-03-18
105. WASTE MGMT INC DEL   2019-01-23 2021-03-18
9. WELLS FARGO & CO NEW   2019-11-07 2020-09-25
264. WELLS FARGO & CO NEW     2020-09-29
11. WELLS FARGO & CO NEW   2021-03-18 2021-03-26
10. WELLS FARGO & CO NEW   2021-03-18 2021-07-16
1. WORKDAY INC CLASS A   2020-09-01 2020-09-25
1. WORKDAY INC CLASS A   2020-09-01 2021-03-26
1. WORKDAY INC CLASS A   2020-09-01 2021-07-16
5. ZIMMER HOLDINGS INC   2019-04-11 2020-09-25
4. ZIMMER HOLDINGS INC   2019-04-11 2021-03-26
4. ZIMMER HOLDINGS INC   2019-04-11 2021-07-16
14. JANUS HENDERSON GROUP PLC   2020-12-03 2021-03-26
12. JANUS HENDERSON GROUP PLC   2020-12-03 2021-07-16
6. IHS MARKIT LTD   2020-01-21 2020-09-25
171. IHS MARKIT LTD     2021-01-07
2. LINDE PLC   2019-04-08 2020-09-25
3. LINDE PLC   2021-02-17 2021-03-26
2. LINDE PLC   2021-02-17 2021-07-16
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 308   299 9
b 242   200 42
c 234   200 34
d 258   284 -26
e 211   189 22
236   189 47
9,497   7,660 1,837
950   668 282
1,445   1,002 443
9,150   1,177 7,973
461   62 399
608   62 546
422   467 -45
123   154 -31
232   154 78
94   77 17
1,433   1,478 -45
2,016   263 1,753
6,777   645 6,132
4,882   430 4,452
478   544 -66
15,186   12,945 2,241
282   271 11
1,662   34 1,628
1,438   27 1,411
1,634   25 1,609
13,386   13,590 -204
507   494 13
379   418 -39
487   455 32
14,529   11,274 3,255
445   509 -64
242   255 -13
248   255 -7
543   519 24
750   519 231
880   519 361
508   404 104
586   321 265
722   281 441
413   472 -59
11,945   12,454 -509
707   628 79
1,420   943 477
472   314 158
475   314 161
331   150 181
413   150 263
422   150 272
11,698   4,189 7,509
286   339 -53
320   254 66
894   975 -81
597   584 13
603   494 109
521   404 117
201   392 -191
5,709   10,991 -5,282
543   247 296
463   165 298
450   165 285
364   390 -26
822   114 708
667   86 581
849   86 763
246   136 110
366   136 230
363   136 227
624   481 143
402   321 81
15,778   12,120 3,658
746   462 284
672   462 210
843   462 381
757   578 179
564   385 179
683   385 298
610   583 27
617   486 131
450   389 61
442   111 331
352   79 273
11,345   2,516 8,829
724   439 285
4,729   2,304 2,425
9,111   2,853 6,258
619   219 400
860   219 641
802   339 463
606   226 380
649   226 423
322   226 96
435   226 209
462   226 236
282   361 -79
605   541 64
602   541 61
597   537 60
563   447 116
474   358 116
237   262 -25
270   262 8
277   262 15
606   603 3
571   431 140
740   431 309
426   394 32
313   312 1
11,566   10,693 873
4,175   3,819 356
43,433   38,453 4,980
593   689 -96
599   559 40
534   473 61
340   385 -45
330   321 9
308   289 19
29,741   29,345 396
27,107   27,715 -608
1,981   2,355 -374
2,713   2,355 358
2,157   2,201 -44
3,366   3,088 278
3,496   2,702 794
22,875   15,691 7,184
2,437   1,139 1,298
1,547   2,042 -495
3,161   2,552 609
316   255 61
1,423   1,493 -70
2,159   2,140 19
4,400   3,211 1,189
7,590   5,565 2,025
1,759   1,284 475
1,366   1,370 -4
2,694   1,713 981
1,510   959 551
2,094   1,906 188
1,963   1,806 157
2,988   2,850 138
2,946   2,692 254
634   865 -231
665   703 -38
714   757 -43
1,154   1,124 30
1,005   865 140
8,007   6,572 1,435
751   605 146
326   341 -15
2,256   2,480 -224
2,241   2,023 218
2,603   2,657 -54
764   807 -43
757   645 112
721   592 129
819   835 -16
766   656 110
25,987   20,297 5,690
323   340 -17
10,139   10,046 93
9,459   9,486 -27
556   804 -248
765   670 95
614   536 78
581   523 58
492   392 100
506   392 114
438   434 4
12,262   13,420 -1,158
428   329 99
578   322 256
649   315 334
311   317 -6
308   317 -9
375   317 58
434   377 57
447   377 70
473   377 96
1,035   282 753
938   226 712
1,127   226 901
399   255 144
463   255 208
369   176 193
395   176 219
322   117 205
509   145 364
503   145 358
744   145 599
594   502 92
473   402 71
555   330 225
711   561 150
890   561 329
805   629 176
5,203   3,504 1,699
651   449 202
563   359 204
3,949   4,068 -119
15,341   15,246 95
13,777   13,752 25
965   167 798
6,999   1,338 5,661
413   84 329
480   84 396
363   301 62
306   255 51
301   310 -9
204   248 -44
208   223 -15
474   447 27
1,265   155 1,110
904   103 801
9,890   1,082 8,808
518   52 466
507   356 151
649   237 412
621   237 384
599   67 532
747   67 680
838   67 771
589   193 396
6,726   2,061 4,665
422   129 293
249   64 185
17   4 13
1,875   445 1,430
674   669 5
701   669 32
547   316 231
403   237 166
424   237 187
566   516 50
5,477   4,524 953
12,780   9,954 2,826
211   487 -276
6,215   13,543 -7,328
434   455 -21
446   413 33
214   243 -29
247   243 4
231   243 -12
672   643 29
639   515 124
609   515 94
436   448 -12
475   384 91
466   478 -12
15,487   12,968 2,519
465   370 95
834   748 86
579   499 80
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       9
b       42
c       34
d       -26
e       22
      47
      1,837
      282
      443
      7,973
      399
      546
      -45
      -31
      78
      17
      -45
      1,753
      6,132
      4,452
      -66
      2,241
      11
      1,628
      1,411
      1,609
      -204
      13
      -39
      32
      3,255
      -64
      -13
      -7
      24
      231
      361
      104
      265
      441
      -59
      -509
      79
      477
      158
      161
      181
      263
      272
      7,509
      -53
      66
      -81
      13
      109
      117
      -191
      -5,282
      296
      298
      285
      -26
      708
      581
      763
      110
      230
      227
      143
      81
      3,658
      284
      210
      381
      179
      179
      298
      27
      131
      61
      331
      273
      8,829
      285
      2,425
      6,258
      400
      641
      463
      380
      423
      96
      209
      236
      -79
      64
      61
      60
      116
      116
      -25
      8
      15
      3
      140
      309
      32
      1
      873
      356
      4,980
      -96
      40
      61
      -45
      9
      19
      396
      -608
      -374
      358
      -44
      278
      794
      7,184
      1,298
      -495
      609
      61
      -70
      19
      1,189
      2,025
      475
      -4
      981
      551
      188
      157
      138
      254
      -231
      -38
      -43
      30
      140
      1,435
      146
      -15
      -224
      218
      -54
      -43
      112
      129
      -16
      110
      5,690
      -17
      93
      -27
      -248
      95
      78
      58
      100
      114
      4
      -1,158
      99
      256
      334
      -6
      -9
      58
      57
      70
      96
      753
      712
      901
      144
      208
      193
      219
      205
      364
      358
      599
      92
      71
      225
      150
      329
      176
      1,699
      202
      204
      -119
      95
      25
      798
      5,661
      329
      396
      62
      51
      -9
      -44
      -15
      27
      1,110
      801
      8,808
      466
      151
      412
      384
      532
      680
      771
      396
      4,665
      293
      185
      13
      1,430
      5
      32
      231
      166
      187
      50
      953
      2,826
      -276
      -7,328
      -21
      33
      -29
      4
      -12
      29
      124
      94
      -12
      91
      -12
      2,519
      95
      86
      80
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 150,250
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
SECTION 4940(e) REPEALED ON DECEMBER 20, 2019 - DO NOT COMPLETE
1 Reserved
(a)
Reserved 		(b)
Reserved 		(c)
Reserved 		(d)
Reserved
2
Reserved...........................
2
3
Reserved...........................
3
4
Reserved...........................
4
5
Reserved...........................
5
6
Reserved...........................
6
7
Reserved...........................
7
8
Reserved,..........................
8
Form 990-PF (2020)
Form 990-PF (2020)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Reserved................................ 1 2,251
c All other domestic foundations enter 1.39% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 2,251
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 2,251
6 Credits/Payments:
a 2020 estimated tax payments and 2019 overpayment credited to 2020 6a 1,904
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c 0
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 1,904
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. Click to see attachment 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9 347
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10  
11 Enter the amount of line 10 to be: Credited to 2021 estimated taxBullet0 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletNY
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2020 or the taxable year beginning in 2020? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbullet  
    14
    The books are in care ofbulletHSBC BANK USA Telephone no.bullet (716) 841-5471

    Located atbullet1 WEST 39TH STREET 5TH FLRNEW YORKNY ZIP+4bullet10018
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2020, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
    No
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2020?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2020, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2020?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2020 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2020.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2020?
    4b
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    HSBC BANK USA TRUSTEE
    0     		27,354    
    1 W 39TH ST 5TH FLR
    NEW YORK,NY10018
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    2,145,988
    b
    Average of monthly cash balances.......................
    1b
    4,110
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    2,150,098
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    2,150,098
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    32,251
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    2,117,847
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    105,892
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    105,892
    2a
    Tax on investment income for 2020 from Part VI, line 5......
    2a
    2,251
    b
    Income tax for 2020. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    2,251
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    103,641
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    103,641
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    103,641
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    190,710
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
    0
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
    0
    b
    Cash distribution test (attach the required schedule) .................
    3b
    0
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    190,710
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    190,710
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2019     		(c)
    2019     		(d)
    2020
    1 Distributable amount for 2020 from Part XI, line 7 103,641
    2 Undistributed income, if any, as of the end of 2020:
    a Enter amount for 2019 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2020:
    a From 2015...... 107,984
    b From 2016...... 109,912
    c From 2017...... 97,166
    d From 2018...... 214,440
    e From 2019...... 10,328
    fTotal of lines 3a through e........ 539,830
    4Qualifying distributions for 2020 from Part
    XII, line 4: bullet$ 190,710
    a Applied to 2019, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2020 distributable amount..... 103,641
    e Remaining amount distributed out of corpus 87,069
    5 Excess distributions carryover applied to 2020. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 626,899
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2020. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2021 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2015 not
    applied on line 5 or line 7 (see instructions) ...     		107,984
    9Excess distributions carryover to 2021.
    Subtract lines 7 and 8 from line 6a ......     		518,915
    10 Analysis of line 9:
    a Excess from 2016.... 109,912
    b Excess from 2017.... 97,166
    c Excess from 2018.... 214,440
    d Excess from 2019.... 10,328
    e Excess from 2020.... 87,069
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2020, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2020 (b) 2019 (c) 2018 (d) 2017
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    EDWARD J MADDEN MEMORIAL
    OPEN HEARTS CLUB
    81 SAMPSON PARKWAY
    PITTSFIELD,MA01201     		NONE PC PROGRAM SUPPORT 184,989
    Total .................................bullet 3a 184,989
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		         
    4 Dividends and interest from securities....     14 35,027  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 150,250  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   185,277  
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    185,277
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    11 0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2020)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2020 InvestmentsCorpStockSchedule
    Name:
    UW E J MADDEN MEM OPEN HEARTS CLUB 10-214880
    EIN:
    13-6744780
    Name of Stock End of Year Book Value End of Year Fair Market Value
    ABBOTT LABS 7,492 9,678
    ABBVIE INC    
    ADOBE SYS INC 1,797 18,027
    AEROVIRONMENT INC 3,908 5,156
    ALPHABET INC CL A 3,223 40,418
    AMAZON.COM INC 3,322 46,586
    AMERICAN EXPRESS CO    
    APPLE INC 903 58,052
    APPLIED MATERIALS INC    
    BALL CORP    
    BECTON DICKINSON 17,604 17,903
    BLACKROCK INC CLASS A 11,711 19,945
    BLACKSTONE GROUP INC ( THE ) C 10,205 30,662
    BRISTOL MYERS SQUIBB CO    
    BROADCOM INC 11,584 20,872
    CHEVRON CORPORATION 31,561 32,070
    CHIPOTLE MEXICAN GRILL INC 2,910 9,317
    CME GROUP INC.    
    COMCAST CORP-CL A 10,551 20,414
    CONOCOPHILLIPS    
    CONSTELLATION BRANDS INC 6,011 16,377
    DANAHER CORP 3,192 33,319
    DISNEY WALT CO NEW    
    DOLLAR GENERAL CORP    
    EQUINIX INC REIT 12,631 22,971
    FACEBOOK INC-A 14,026 27,791
    FISERV INC 13,365 17,957
    FORTIVE CORPORATION    
    GENERAC HOLDINGS 5,758 24,323
    HOME DEPOT INC 8,026 23,301
    HONEYWELL INTERNATIONAL INC 7,345 15,196
    HUNTINGTON INGALLS INDUSTRIES 15,362 18,872
    INTERCONTINENTAL EXCHANGE INC 16,488 23,007
    INTL. BUSINESS MACHINES CORP 7,950 8,599
    INTUITIVE SURGICAL INC 3,967 6,940
    IQVIA HOLDINGS INC 15,065 26,504
    JOHNSON & JOHNSON 13,567 17,909
    JP MORGAN CHASE & CO 8,330 25,044
    KIMBERLY CLARK CORP    
    LAUDER ESTEE COS CL-A 9,921 21,031
    LULULEMON ATH-WI 7,584 13,206
    MCDONALDS CORP 10,021 13,349
    MICROSOFT CORP 5,949 36,753
    NIKE INC-CLASS B 4,797 13,736
    NVIDIA CORP 2,754 14,819
    PAYPAL HOLDINGS INC 9,203 25,624
    QUALCOMM INC 13,379 22,620
    SALESFORCE.COM 2,718 15,725
    THERMO FISHER SCIENTIFIC INC 2,472 25,920
    UNITED RENTALS INC 7,945 22,080
    UNITEDHEALTH GROUP INC 2,024 24,733
    VISA INC-CLASS A 3,156 12,073
    WAL MART STORES INC 8,530 15,395
    WASTE MANAGEMENT INTERNATIONAL    
    WELLS FARGO & CO 13,958 16,998
    ZIMMER BIOMET HOLDINGS INC 16,507 22,879
    IHS MARKIT LTD    
    LINDE PLC 16,132 25,206
    AECOM 15,956 15,110
    AMERICAN TOWER CORP REAL ESTAT 11,373 11,878
    ARAMARK 15,281 14,368
    CRANE CO 15,778 15,751
    MORGAN STANLEY 15,533 23,803
    OSHKOSH CORP 14,423 18,172
    SCHLUMBERGER LTD 9,608 11,964
    SOUTHWEST AIRLINES CO 10,156 8,285
    SQUARE INC CL A 17,227 19,781
    THE WALT DISNEY COMPANY 4,269 11,089
    VULCAN MATLS CO 20,798 23,039
    WORKDAY INC CLASS A 9,222 8,907
    JANUS HENDERSON GROUP PLC 14,373 18,786

    TY 2020 InvestmentsOtherSchedule2
    Name:
    UW E J MADDEN MEM OPEN HEARTS CLUB 10-214880
    EIN:
    13-6744780
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    ISHARES CORE TOTAL US AGGREGAT AT COST 294,855 294,993
    ISHARES IBOXX HIGH YIELD CORPO AT COST 28,429 31,271
    ISHARES INTERNATIONAL AGGREGAT AT COST 100,738 101,611
    ISHARES J.P. MORGAN EM LOCAL C      
    ISHARES JP MORGAN USD EMERG MK AT COST 19,732 21,870
    ISHARES MSCI JAPAN ETF      
    ISHARES CORE MSCI EAFE ETF AT COST 87,788 98,291
    ISHARES CORE MSCI EMERGING ETF AT COST 21,086 24,778
    ISHARES CORE S&P SMALL CAP ETF AT COST 36,105 58,107
    ISHARES GOLD TRUST      
    ISHARES MSCI EAFE GROWTH ETF AT COST 20,429 28,278
    ISHARES MSCI EAFE VALUE ETF AT COST 27,211 26,378
    ISHARES MSCI EUROZONE ETF AT COST 17,695 20,937
    ISHARES MSCI GERMANY ETF AT COST 9,739 11,012
    ISHARES RUSSELL 2000 GROWTH ET AT COST 43,563 71,412
    ISHARES RUSSELL 2000 VALUE ETF AT COST 52,180 67,503
    ISHARES RUSSELL MIDCAP GROWTH AT COST 37,056 92,575
    ISHARES RUSSELL MIDCAP VALUE E AT COST 66,557 82,241
    ISHARES MSCI UNITED KINGDOM ET AT COST 12,166 11,739
    ISHARES MSCI UNITED KINGDOM SM AT COST 12,429 12,266
    SPDR BBG BARCLAY EM LOCAL BOND AT COST 42,278 41,344

    TY 2020 LegalFeesSchedule
    Name:
    UW E J MADDEN MEM OPEN HEARTS CLUB 10-214880
    EIN:
    13-6744780
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    LEGAL FEES - PRINCIPAL (ALLOCA 489 489    


    TY 2020 OtherDecreasesSchedule
    Name:
    UW E J MADDEN MEM OPEN HEARTS CLUB 10-214880
    EIN:
    13-6744780
    Description Amount
    COST BASIS ADJUSTMENT 20,442


    TY 2020 OtherExpensesSchedule
    Name:
    UW E J MADDEN MEM OPEN HEARTS CLUB 10-214880
    EIN:
    13-6744780
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ATTORNEY GENERAL FILING FEE 250 0   250


    TY 2020 TaxesSchedule
    Name:
    UW E J MADDEN MEM OPEN HEARTS CLUB 10-214880
    EIN:
    13-6744780
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FEDERAL TAX PAYMENT - PRIOR YE 1,473 0   0
    FEDERAL ESTIMATES - PRINCIPAL 1,904 0   0
    FOREIGN TAXES ON QUALIFIED FOR 151 151   0
    FOREIGN TAXES ON NONQUALIFIED 93 93   0