Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2020
Open to Public Inspection
For calendar year 2020, or tax year beginning 01-01-2020 , and ending 12-31-2020
Name of foundation
ERICH AND DELLA KOENIG FOUNDATION
C/O MIGUEL KOENIG
Number and street (or P.O. box number if mail is not delivered to street address)6277 STRADA FRAGANTE
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
RANCHO SANTA FE, CA92091
A Employer identification number

95-6945666
B Telephone number (see instructions)

(213) 629-7657
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$16,059,810J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet.............
3 Interest on savings and temporary cash investments 1 1  
4 Dividends and interest from securities... 175,266 175,266  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 689,611
b Gross sales price for all assets on line 6a 5,095,520
7 Capital gain net income (from Part IV, line 2)... 689,611
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 12,926 11,430  
12 Total. Add lines 1 through 11........ 877,804 876,308  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 0 0   0
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule)......... Click to see attachment 3,575 0   1,788
b Accounting fees (attach schedule)....... Click to see attachment 4,500 0   4,500
c Other professional fees (attach schedule).... Click to see attachment 117,921 117,921   0
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment 15,437 2,475   0
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 1,195 1,195   0
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 142,628 121,591   6,288
25 Contributions, gifts, grants paid....... 570,000 570,000
26 Total expenses and disbursements. Add lines 24 and 25 712,628 121,591   576,288
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 165,176
b Net investment income (if negative, enter -0-) 754,717
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2020)
Form 990-PF (2020)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 367 834 834
2 Savings and temporary cash investments......... 1,417,724 1,052,589 1,052,597
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)....... 6,061,376 Click to see attachment6,714,734 13,198,940
c Investments—corporate bonds (attach schedule)....... 883,627 Click to see attachment850,275 900,363
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 896,117 Click to see attachment814,798 893,632
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet) Click to see attachment7,312 Click to see attachment-1,531 Click to see attachment13,444
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 9,266,523 9,431,699 16,059,810
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)......... 0 0
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions...........    
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........ 0 0
27 Paid-in or capital surplus, or land, bldg., and equipment fund 0 0
28 Retained earnings, accumulated income, endowment, or other funds 9,266,523 9,431,699
29 Total net assets or fund balances (see instructions)..... 9,266,523 9,431,699
30 Total liabilities and net assets/fund balances (see instructions). 9,266,523 9,431,699
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
9,266,523
2
Enter amount from Part I, line 27a .....................
2
165,176
3
Other increases not included in line 2 (itemize) bullet
3
0
4
Add lines 1, 2, and 3 ..........................
4
9,431,699
5
Decreases not included in line 2 (itemize) bullet
5
0
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
9,431,699
Form 990-PF (2020)
Form 990-PF (2020)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a PUBLICLY TRADED SECURITIES - 0830   2020-01-01 2020-12-31
b PUBLICLY TRADED SECURITIES - 1632   2020-01-01 2020-12-31
c PUBLICLY TRADED SECURITIES - 0830   2013-01-01 2020-12-31
d PUBLICLY TRADED SECURITIES - 1632   2014-01-31 2020-12-31
e CAPITAL GAIN DISTRIBUTIONS - 0830   2013-01-01 2020-12-31
CAPITAL GAIN DISTRIBUTIONS - 1632   2014-01-31 2020-12-31
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 2,800,674   2,597,395 203,279
b 258,430   268,612 -10,182
c 621,526   443,696 177,830
d 1,407,857   1,096,206 311,651
e 223     223
6,810     6,810
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       203,279
b       -10,182
c       177,830
d       311,651
e       223
      6,810
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 689,611
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
SECTION 4940(e) REPEALED ON DECEMBER 20, 2019 - DO NOT COMPLETE
1 Reserved
(a)
Reserved 		(b)
Reserved 		(c)
Reserved 		(d)
Reserved
2
Reserved...........................
2
3
Reserved...........................
3
4
Reserved...........................
4
5
Reserved...........................
5
6
Reserved...........................
6
7
Reserved...........................
7
8
Reserved,..........................
8
Form 990-PF (2020)
Form 990-PF (2020)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Reserved................................ 1 10,491
c All other domestic foundations enter 1.39% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 10,491
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 10,491
6 Credits/Payments:
a 2020 estimated tax payments and 2019 overpayment credited to 2020 6a 9,399
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c 5,000
d Backup withholding erroneously withheld ........... 6d 0
7 Total credits and payments. Add lines 6a through 6d.............. 7 14,399
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8 10
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 3,898
11 Enter the amount of line 10 to be: Credited to 2021 estimated taxBullet3,898 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
Yes
 
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
Yes
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletCA
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2020 or the taxable year beginning in 2020? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletEDWARD A LANDRY Telephone no.bullet (213) 629-7657

    Located atbullet624 SOUTH GRAND AVENUE SUITE 2000LOS ANGELESCA ZIP+4bullet90017
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2020, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
     
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2020?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2020, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2020?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2020 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2020.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2020?
    4b
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    MIGUEL KOENIG TREASURER AND CFO
    15.00     		0 0 0
    624 SOUTH GRAND AVENUE SUITE 2000
    LOS ANGELES,CA90017
    ENRIQUE KOENIG PRESIDENT
    0.00     		0 0 0
    624 SOUTH GRAND AVENUE SUITE 2000
    LOS ANGELES,CA90017
    CAMILLA KOENIG ASSISTANT SECRETARY
    0.00     		0 0 0
    624 SOUTH GRAND AVENUE SUITE 2000
    LOS ANGELES,CA90017
    BERNARDO KOENIG SECRETARY
    0.00     		0 0 0
    624 SOUTH GRAND AVENUE SUITE 2000
    LOS ANGELES,CA90017
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    11,837,239
    b
    Average of monthly cash balances.......................
    1b
    1,419,463
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    13,256,702
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    13,256,702
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    198,851
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    13,057,851
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    652,893
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    652,893
    2a
    Tax on investment income for 2020 from Part VI, line 5......
    2a
    10,491
    b
    Income tax for 2020. (This does not include the tax from Part VI.)...
    2b
    104
    c
    Add lines 2a and 2b............................
    2c
    10,595
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    642,298
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    642,298
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    642,298
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    576,288
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    576,288
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    576,288
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2019     		(c)
    2019     		(d)
    2020
    1 Distributable amount for 2020 from Part XI, line 7 642,298
    2 Undistributed income, if any, as of the end of 2020:
    a Enter amount for 2019 only....... 560,476
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2020:
    a From 2015......  
    b From 2016......  
    c From 2017......  
    d From 2018......  
    e From 2019......  
    fTotal of lines 3a through e........ 0
    4Qualifying distributions for 2020 from Part
    XII, line 4: bullet$ 576,288
    a Applied to 2019, but not more than line 2a 560,476
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2020 distributable amount..... 15,812
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2020. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 0
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2020. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2021 ..........     		626,486
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2015 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9Excess distributions carryover to 2021.
    Subtract lines 7 and 8 from line 6a ......     		0
    10 Analysis of line 9:
    a Excess from 2016....  
    b Excess from 2017....  
    c Excess from 2018....  
    d Excess from 2019....  
    e Excess from 2020....  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2020, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2020 (b) 2019 (c) 2018 (d) 2017
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    ASOCIACION DE ASISTENCIA PRIVADA OSE
    GOBERNADOR TIBURCIO MONTIEL NO 81
    COL SAN MIGUEL CHAPULTEPEC
    MEXICO   11850
    MX     		NONE EXEMPT GENERAL SUPPORT 20,000
    BETH TORAH ADATH YESHURUN INC
    20350 NE 26TH AVE
    MIAMI,FL33180     		NONE EXEMPT GENERAL SUPPORT 10,000
    BUTLER INITIATIVE
    11771 NATIONAL BLVD APT 2
    LOS ANGELES,CA90064     		NONE EXEMPT GENERAL SUPPORT 65,500
    CAMPUS CRUSADE FOR CHRIST - MINISTRY OF KAI & LAUREN POTTINGER
    100 LAKE HART DRIVE DEPT 2500
    ORLANDO,FL32862     		NONE EXEMPT GENERAL SUPPORT 10,000
    CEDARS-SINAI
    8700 BEVERLY BLVD SUITE 2416
    LOS ANGELES,CA90048     		NONE EXEMPT GENERAL SUPPORT 23,000
    CHEVRA HATZALAH AC
    1722 COL POLANCO
    MEXICO   11510
    MX     		NONE EXEMPT GENERAL SUPPORT 25,000
    CHILDREN'S HOSPITAL LOS ANGELES
    4650 SUNSET BLVD
    LOS ANGELES,CA90027     		NONE EXEMPT GENERAL SUPPORT 10,000
    EISHEL NUESTRO HOGAR AC
    ACAPULCO NO 70 PISO 6 DESPACHO 603
    COLONIA ROMA NORTE DELEGACION CUAUH
    MEXICO   06700
    MX     		NONE EXEMPT GENERAL SUPPORT 25,000
    FJC-A FOUNDATION OF PHILANTHROPIC FUNDS-NINOS EN ALEGRIA
    520 EIGHTH AVENUE 20TH FLOOR
    NEW YORK,NY10018     		NONE EXEMPT GENERAL SUPPORT 15,000
    FUNDACION DE NEUROSCIENCIAS PARA EL DESARROLLO INTEGRAL INDIVIDUO AC
    FUENTE DE TREVI NUM 27
    LOMAS DE TECAMACHALCO,NAUCALPAN DE JUAR  
    MX     		NONE EXEMPT GENERAL SUPPORT 10,000
    HARVARD COLLEGE FUND
    124 MOUNT AUBURN STREET
    CAMBRIDGE,MA02138     		NONE EXEMPT GENERAL SUPPORT 25,000
    HIRSHHORN MUSEUM AND SCULPTURE GARDEN
    INDEPENDENCE AVE SW 7TH ST SW
    WASHINGTON,DC20560     		NONE EXEMPT GENERAL SUPPORT 20,000
    JEWISH AGENCY FOR ISRAEL-NORTH AMERICAN COUNCIL
    633 THIRD AVENUE 21ST FLOOR
    NEW YORK,NY10017     		NONE EXEMPT GENERAL SUPPORT 10,000
    NEEMA INTERNATIONAL FOUNDATION
    515 POST OAK BLVD SUITE 1000
    HOUSTON,TX77027     		NONE EXEMPT GENERAL SUPPORT 13,000
    SAMARITAN'S PURSE
    3000 W MACARTHUR BLVD 310
    SANTA ANA,CA92704     		NONE EXEMPT GENERAL SUPPORT 10,000
    SOUTHERN CALIFORNIA FAMILY MEDIATION
    PO BOX 7576
    BURBANK,CA91510     		NONE EXEMPT GENERAL SUPPORT 25,000
    STANFORD UNIVERSITY
    450 SERRA MALL
    STANFORD,CA94305     		NONE EXEMPT GENERAL SUPPORT 10,000
    STATUE OF LIBERTY ELLIS ISLAND FOUNDATION INC
    17 BATTERY PL STE 210
    NEW YORK,NY10004     		NONE EXEMPT GENERAL SUPPORT 10,000
    THE LOS ANGELES FIRE DEPARTMENT FOUNDATION
    1700 STADIUM WAY 100
    LOS ANGELES,CA90012     		NONE EXEMPT GENERAL SUPPORT 5,000
    THE UCLA FOUNDATION
    10889 WILSHIRE BLVD 1100
    LOS ANGELES,CA90024     		NONE EXEMPT GENERAL SUPPORT 68,750
    THE VERSAILLES FOUNDATION
    420 LEXINGTON AVENUE SUITE 2044
    NEW YORK,NY10017     		NONE EXEMPT GENERAL SUPPORT 40,000
    UNIVERSITY KIDNEY DISEASE FOUNDATION
    2049 CENTURY PARK EAST SUITE 3180
    LOS ANGELES,CA90067     		NONE EXEMPT GENERAL SUPPORT 53,000
    USC MARSHALL SCHOOL OF BUSINESS
    CITIGROUP CENTER
    LOS ANGELES,CA90089     		NONE EXEMPT GENERAL SUPPORT 23,750
    WORLD WILDLIFE FUND INC
    1250 24TH STREET NW
    WASHINGTON,DC20037     		NONE EXEMPT GENERAL SUPPORT 2,500
    YESHIVA GEDOLAH OF LOS ANGELES
    5444 W OLYMPIC BLVD
    LOS ANGELES,CA90036     		NONE EXEMPT GENERAL SUPPORT 3,000
    ZOOLOGICAL SOCIETY OF SAN DIEGO
    2920 ZOO DR
    SAN DIEGO,CA92101     		NONE EXEMPT GENERAL SUPPORT 2,500
    UNION RESCUE MISSION INC
    107 JEFFERSON ST
    FAIRMONT,WV265543162     		NONE EXEMPT GENERAL SUPPORT 10,000
    MEDIATION CENTER OF LOS ANGELES
    20750 VENTURA BLVD
    WOODLAND HILLS,CA91364     		NONE EXEMPT GENERAL SUPPORT 10,000
    LOS CABOS CHILDREN'S FOUNDATION
    1585 THOMAS CENTER DRIVE SUITE 101
    EAGAN,MN55122     		NONE EXEMPT GENERAL SUPPORT 5,000
    MIRACLE BABIES
    8745 AERO DR STE 308
    SAN DIEGO,CA921231763     		NONE EXEMPT GENERAL SUPPORT 2,500
    BLACK AND BROWN FOUNDERS INC
    PO BOX 883093
    SAN FRANCISCO,CA941883093     		NONE EXEMPT GENERAL SUPPORT 1,500
    INNOCENCE PROJECT INC
    40 WORTH ST RM 701
    NEW YORK,NY100132994     		NONE EXEMPT GENERAL SUPPORT 2,000
    DIGITALUNDIVIDED
    625 BROAD STREET SUITE 245
    NEWARK,NJ07102     		NONE EXEMPT GENERAL SUPPORT 1,500
    CHALLENGED ATHLETES FOUNDATION
    9591 WAPLES ST
    SAN DIEGO,CA92121     		NONE EXEMPT GENERAL SUPPORT 2,500
    Total .................................bullet 3a 570,000
    bApproved for future payment
    Total .................................bullet 3b 0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		    14 1  
    4 Dividends and interest from securities....     14 175,266  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....     01 11,430  
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 689,611  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue:
    aK-1 ENTERPRISE PRODUCTS PARTNERS LP     		900099 1,496      
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. 1,496 876,308 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    877,804
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2020)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2020 AccountingFeesSchedule
    Name:
    ERICH AND DELLA KOENIG FOUNDATION
     
    C/O MIGUEL KOENIG
    EIN:
    95-6945666
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ACCOUNTING FEES 4,500 0   4,500

    TY 2020 InvestmentsCorpBondsSchedule
    Name:
    ERICH AND DELLA KOENIG FOUNDATION
     
    C/O MIGUEL KOENIG
    EIN:
    95-6945666
    Name of Bond End of Year Book Value End of Year Fair Market Value
    ABBVIE INC SR UNSECD NT CALL 08/14/28 @100 DTD 09/18/18 4.250% DUE 11/14/2 7,954 11,309
    AFFILIATED MANAGERS GROUP INC PFD 5.875% MOODY'S: NA S&P: N AVL 1,366 1,471
    AFFILIATED MANAGERS GROUP INC PFD JR SUB NT 4.750% MOODY'S: NA S&P: N 1,777 1,872
    ALABAMA PWR CO PFD 5.00% SER A MOODY'S: A3 S&P: N AVL 556 615
    ALGONQUIN PWR & UTILS CORP SUB NTS FXD/FLTG PFD 6.875% CANADA MOODY'S: NA 814 902
    ALLSTATE CORP PFD 4.750% SER I MOODY'S: BAA2 S&P: N AVL 869 965
    ALLSTATE CORP PFD 5.100% MOODY'S: BAA1 S&P: N AVL 910 937
    ALLSTATE CORP PFD SER G 5.625% MOODY'S: BAA3 S&P: N AVL 3,275 3,716
    ALLSTATE CORP PFD SER H DEPOSITARY SHS REPSTG 1/1000TH MOODY'S: BAA2 S& 2,733 2,935
    APPLE INC UNSECD SR NT CALL 12/09/23 @100 DTD 02/09/17 3.000% DUE 02/09/24 7,114 7,530
    AMERICAN FINL GROUP INC OHIO PFD 5.875% MOODY'S: NA S&P: N AVL 853 978
    AMERICAN INTL GROUP INC PFD 5.850% SER A DEP SH MOODY'S: BAA3 S&P: N AV 1,690 1,832
    ANHEUSER-BUSCH INBEV FIN INC SR UNSECD NT CALL 08/01/45 @100 DTD 01/25/16 3,316 3,855
    ARCH CAP GROUP LTD NON CUM PFD SER F 5.450% ISIN US03939A1079 BERMUDA MOO 2,066 2,173
    ARCH CAPITAL GROUP LTD PFD 5.250% BERMUDA MOODY'S: NA S&P: N AVL 2,959 3,271
    ASSOCIATED BANC-CORP PFD 5.625 % SER F MOODY'S: NA S&P: N AVL 866 1,001
    AT&T INC PFD 5.000% SER A MOODY'S: NA S&P: N AVL 3,485 3,718
    AT&T INC PFD 5.350% MOODY'S: BAA1 S&P: N AVL 2067 2,564 2,845
    AT&T INC PRFD 5.625% MOODY'S: BAA2 S&P: N AVL 2076 840 957
    AT&T INC SER C PFD 4.750% MOODY'S: NA S&P: N AVL 3,617 3,853
    AT&T INC UNSECD SR GBL NT C12/01/26 @100 DTD 02/09/17 4.250% DUE 03/01/27 7,213 8,188
    BERKLEY W R CORP PFD 5.100% MOODY'S: NA S&P: N AVL 2060 995 1,077
    BERKLEY W R CORP PFD 5.75% MOODY'S: BAA3 S&P: N AVL 2,286 2,333
    BERKLEY W R CORP PFD 5.900% MOODY'S: BAA3 S&P: N AVL 869 868
    BERKSHIRE HATHAWAY INC DEL UNSECD SR NT CALL 01/15/23 @100 DTD 03/15/16 2. 4,049 4,201
    BP CAP MKTS P L C SR UNSECD BD UNITED KINGDOM DTD 09/19/17 3.279% DUE 09/1 4,026 4,491
    CAPITAL ONE FINL CORP PFD 4.800% SER J MOODY'S: NA S&P: N AVL 973 1,014
    CAPITAL ONE FINL CORP PFD SER I 5.00% MOODY'S: BAA3 S&P: N AVL 2,774 2,951
    CITIGROUP INC DEP SHS REPSTG 1/1000 PFD 6.875% SER K MOODY'S: B1 S&P: N 5,999 6,058
    CITIGROUP INC PFD 7.125% DEP SHS REPSTG 1/1000 SER J MOODY'S: B1 S&P: N 3,511 3,498
    CITIGROUP INC UNSECD SR NT DTD 04/27/15 3.300% DUE 04/27/25 MOODY'S: A3 7,045 7,763
    CITIZENS FINL GROUP INC PFD 5.000% SER E MOODY'S: NA S&P: N AVL 2,667 2,833
    CMG ULTRA SHORT TERM BOND FUND 193,000 193,000
    CMS ENERGY CORP PFD 5.625% MOODY'S: BAA2 S&P: N AVL 1,718 1,966
    CMS ENERGY CORP PFD 5.875% MOODY'S: NA S&P: N AVL 822 921
    COMCAST CORP NEW SR UNSECD BD CALL 02/01/28 @100 DTD 02/08/18 3.550% DUE 0 6,651 8,067
    CVS HEALTH CORP UNSECD SR PIDI NT CALL 12/25/27 @100 DTD 03/09/18 4.300% D 6,952 8,330
    DIGITAL RLTY TR INC PFD REITS SER L 5.200% S&P: N AVL 1,021 1,092
    DISNEY WALT CO NEW SR UNSECD MTN DTD 11/30/12 2.350% DUE 12/01/22 MOODY'S 4,004 4,154
    DOMINION ENERGY INC PFD 5.250% ENHANCED JR SUB NT 2016 SER A MOODY'S: BAA 3,463 3,718
    DTE ENERGY CO PFD 5.375% JR SUB DEB 2016 SER B MOODY'S: BAA1 S&P: N AVL 892 931
    DTE ENERGY CO PFD 6.00% SER F MOODY'S: NA S&P: N AVL 646 670
    DTE ENERGY CO PFD JR SUB DEB 2017 SER E MOODY'S: BAA2 S&P: N AVL 876 952
    DUKE ENERGY CORP NEW PFD 5.625% JR SUB DEB MOODY'S: BAA2 S&P: N AVL 20 845 978
    DUKE ENERGY CORP NEW PFD 5.750% SER A MOODY'S: BAA3 S&P: N AVL 844 941
    ENTERGY ARK INC PFD $4.32 MOODY'S: A2 S&P: N AVL 1,687 1,896
    ENTERGY LA LLC PFD 4.875% MOODY'S: A2 S&P: N AVL 1,358 1,559
    ENTERGY MISS LLC PFD 1ST MTG BD 4.900% MOODY'S: A3 S&P: N AVL 1,274 1,481
    ENTERGY NEW ORLEANS LLC PFD 5.500% MOODY'S: BAA2 S&P: N AVL 475 485
    ENTERPRISE PRODS OPER LLC SR UNSECD NT CALL 11/15/24 @100 DTD 10/14/14 3.7 4,006 4,479
    FEDERAL HOME LN MTG CORP POOL #G08682 DTD 12/01/15 4.000% DUE 12/01/45 MO 1,771 1,828
    FEDERAL HOME LN MTG CORP POOL #G08701 DTD 04/01/16 3.000% DUE 04/01/46 MO 2,755 2,945
    FEDERAL HOME LN MTG CORP POOL #G08717 DTD 07/01/16 4.000% DUE 08/01/46 MO 1,873 1,929
    FEDERAL HOME LN MTG CORP POOL #G08737 DTD 11/01/16 3.000% DUE 12/01/46 MO 1,500 1,601
    FEDERAL HOME LN MTG CORP POOL #G08747 DTD 01/01/17 3.000% DUE 02/01/47 MO 1,627 1,753
    FEDERAL HOME LN MTG CORP POOL #G08759 DTD 03/01/17 4.500% DUE 04/01/47 MO 1,011 1,027
    FEDERAL HOME LN MTG CORP POOL #G08762 DTD 04/01/17 4.000% DUE 05/01/47 MO 3,352 3,408
    FEDERAL HOME LN MTG CORP POOL #G08820 DTD 04/01/18 4.500% DUE 05/01/48 MO 1,104 1,158
    FEDERAL HOME LN MTG CORP POOL #G08831 DTD 07/01/18 4.000% DUE 08/01/48 MO 931 978
    FEDERAL HOME LN MTG CORP POOL #G60855 DTD 01/01/17 4.500% DUE 12/01/45 MO 1,711 1,789
    FEDERAL HOME LN MTG CORP POOL #SD8089 DTD 06/01/20 2.500% DUE 07/01/50 MO 10,674 10,819
    FEDERAL NATL MTG ASSN POOL #190397 DTD 08/01/09 5.000% DUE 09/01/39 MOODY 1,813 1,918
    FEDERAL NATL MTG ASSN POOL #AL4242 DTD 09/01/13 5.000% DUE 10/01/41 MOODY 440 475
    FEDERAL NATL MTG ASSN POOL #AL9107 DTD 09/01/16 4.500% DUE 03/01/46 MOODY 1,922 2,014
    FEDERAL NATL MTG ASSN POOL #AS8276 DTD 10/01/16 3.000% DUE 11/01/46 MOODY 479 508
    FEDERAL NATL MTG ASSN POOL #BJ9169 DTD 05/01/18 4.000% DUE 05/01/48 MOODY 8,611 9,178
    FEDERAL NATL MTG ASSN POOL #BK0983 DTD 02/01/18 5.000% DUE 02/01/48 MOODY 586 608
    FEDERAL NATL MTG ASSN POOL #MA2670 DTD 06/01/16 3.000% DUE 06/01/46 MOODY 1,830 1,927
    FEDERAL NATL MTG ASSN POOL #MA2806 DTD 10/01/16 3.000% DUE 11/01/46 MOODY 485 528
    FEDERAL NATL MTG ASSN POOL #MA2929 DTD 02/01/17 3.500% DUE 03/01/47 MOODY 2,571 2,699
    FEDERAL NATL MTG ASSN POOL #MA2930 DTD 02/01/17 4.000% DUE 03/01/47 MOODY 2,752 2,828
    FEDERAL NATL MTG ASSN POOL #MA3058 DTD 06/01/17 4.000% DUE 07/01/47 MOODY 2,217 2,265
    FEDERAL NATL MTG ASSN POOL #MA3120 DTD 08/01/17 3.500% DUE 09/01/47 MOODY 864 885
    FEDERAL NATL MTG ASSN POOL #MA3210 DTD 11/01/17 3.500% DUE 12/01/47 MOODY 868 929
    FEDERAL NATL MTG ASSN POOL #MA3384 DTD 05/01/18 4.000% DUE 06/01/48 MOODY 338 356
    FEDERAL NATL MTG ASSN POOL #MA3833 DTD 10/01/19 2.500% DUE 11/01/49 MOODY 10,958 11,112
    FEDERAL NATL MTG ASSN POOL #MA3835 DTD 10/01/19 3.500% DUE 11/01/49 MOODY 10,225 10,200
    FEDERAL NATL MTG ASSN POOL #MA3991 DTD 03/01/20 3.000% DUE 04/01/50 MOODY 13,507 13,463
    FIFTH THIRD BANCORP PFD 4.950% SER K MOODY'S: NA S&P: N AVL 1,738 1,968
    FIFTH THIRD BANCORP PFD DEP SHS REPSTG 1/1000TH 6.625% S&P: N AVL 866 932
    FIRST REP BK SAN FRANCISCO CALIF NEW PFD 4.700% SER J MOODY'S: NA S&P: 907 954
    FIRST REP BK SAN FRANCISCO CALIF NEW PFD 5.125% DEP SHS REPSTG 1/40TH INT 904 971
    FIRST REP BK SAN FRANCISCO CALIF NEW PFD SER K MOODY'S: NA S&P: N AVL 880 925
    FIRST REP BK SAN FRANCISCO CALIF PFD 5.500% SER I MOODY'S: BAA3 S&P: N 848 941
    FISERV INC UNSECD SR NT CALL 5/1/26 @100 DTD 06/24/19 3.200% DUE 07/01/26 6,689 6,721
    GATX CORP PFD 5.625% MOODY'S: BAA2 S&P: N AVL 1,482 1,538
    GEORGIA PWR CO PFD 5.00% MOODY'S: BAA1 S&P: N AVL 1,228 1,399
    GOLDMAN SACHS GROUP INC DEPOSITARY SHS REPSTG 1/1000TH PFD 5.500% SER J M 7,693 7,898
    GOLDMAN SACHS GROUP INC PFD 6.300% SER N MOODY'S: BA1 S&P: N AVL 1,502 1,485
    GOLDMAN SACHS GROUP INC UNSECD SR NT CALL 11/25/25 @100 DTD 02/25/16 3.750 7,191 7,952
    GOLDMAN SACHS GROUP LTD PFD SER K 6.375% MOODY'S: BA2 S&P: N AVL 3,651 3,769
    HARTFORD FINL SVCS GROUP INC DEL JR SUB DEB FIXED TO FLTG PFD 7.875% MOOD 2,463 2,236
    HOME DEPOT INC UNSECD SR GBL NT C3/15/29 @100 DTD 06/17/19 2.950% DUE 06/1 7,292 7,957
    INTEGRYS ENERGY GROUP INC PFD 6.000% MOODY'S: BAA2 S&P: N AVL 2,662 2,619
    JPMORGAN CHASE & CO PFD 4.750% DEP SHS EPSTG 1/400TH INT SER GG MOODY'S: 893 998
    JPMORGAN CHASE & CO PFD 5.750% MOODY'S: NA S&P: N AVL 849 955
    JPMORGAN CHASE & CO PFD 6.000% SER EE MOODY'S: NA S&P: N AVL 1,346 1,481
    JPMORGAN CHASE & CO SR UNSECD MTN DTD 01/28/14 3.875% DUE 02/01/24 MOODY' 7,372 7,703
    KEYCORP NEW PFD DEP SHS REPSTG 1/40TH SER G 5.625% MOODY'S: NA S&P: N 844 948
    KEYCORP NEW PFD SER E 6.125% MOODY'S: BAA3 S&P: N AVL 3,764 3,922
    KIMCO RLTY CORP PFD REITS DEP SHS REPSTG 1/1000 SHS CL M S&P: N AVL 891 958
    MARSH & MCLENNAN COS INC UNSECD SR NT C2/15/24 @100 DTD 01/15/19 3.875% DU 7,028 7,721
    METLIFE INC PFD 4.750% SER F MOODY'S: BAA2 S&P: N AVL 3,519 3,808
    MICROSOFT CORP SR UNSECD NT CALL 08/12/44 @100 DTD 02/12/15 3.750% DUE 02/ 4,885 6,427
    MORGAN STANLEY DEP SHS REPSTG 1/1000 PFD 4% SER A MOODY'S: BAA1 S&P: N 1,424 1,522
    MORGAN STANLEY PFD 4.875% SER L MOODY'S: BA1 S&P: N AVL 999 1,065
    MORGAN STANLEY PFD 5.850% SER K MOODY'S: BA1 S&P: N AVL 3,561 3,924
    MORGAN STANLEY PFD 6.875% MOODY'S: BA3 S&P: N AVL 2,550 2,537
    MORGAN STANLEY PFD DEP SHS REP 1/1000TH SHS FIXED/FLTG MOODY'S: BA3 S&P 4,925 4,970
    MORGAN STANLEY PFD SER I MOODY'S: BA3 S&P: N AVL 1,381 1,464
    MORGAN STANLEY SR UNSECD NT DTD 10/23/14 3.700% DUE 10/23/24 MOODY'S: A2 7,242 7,790
    NATIONAL RURAL UTILS COOP FIN PFD 5.50% MOODY'S: A3 S&P: N AVL 855 996
    NEW YORK CMNTY BANCORP INC PFD DEP SHS REPSTG SER A 6.375% MOODY'S: BA1 1,513 1,519
    NEXTERA ENERGY CAP HLDGS INC JR SUB DEB SER K PFD 5.250% MOODY'S: BAA2 S 1,531 1,657
    NEXTERA ENERGY CAP HLDGS INC PFD 5.650% SER N MOODY'S: BAA2 S&P: N AVL 5,067 5,767
    NORTHERN TR CORP PFD SER E 4.70% MOODY'S: BAA1 S&P: N AVL 1,372 1,500
    ORACLE CORP SR UNSECD NT CALL 2/15/25 @100 DTD 05/05/15 2.950% DUE 05/15/2 4,002 4,393
    PEOPLES UTD FINL INC PFD 5.625% SER A MOODY'S: BA1 S&P: N AVL 1,441 1,512
    PNC FINL SVCS GROUP INC PFD DEP SHS REPSTG 1/4000TH SER P 6.125% MOODY'S: 8,987 8,516
    PRINCIPAL FUNDS INC - CAP SECS FUND CL S 126,097 131,180
    PRUDENTIAL FINL INC PFD 4.125% MOODY'S: NA S&P: N AVL 2066 890 927
    PRUDENTIAL FINL INC PFD 5.625% MOODY'S: BAA2 S&P: N AVL 2059 844 970
    PS BUSINESS PKS INC CA PFD REITS DEP SHS REPSTG 1/1000 SHS SER X 5.250% S 1,786 1,855
    PS BUSINESS PKS INC CALIF PFD REITS 4.875% SER Z S&P: N AVL 2,035 2,219
    PS BUSINESS PKS INC CALIF PFD REITS DEP SHS REPSTG 1/1000TH CL Y S&P: N A 866 914
    PUBLIC STORAGE PFD 4.950% SER D S&P: N AVL 1,987 2,188
    PUBLIC STORAGE PFD REITS 4.875% SER I DEP SHS REPSTG 1/1000TH S&P: N AVL 1,758 1,937
    PUBLIC STORAGE PFD REITS 5.150% SER F S&P: N AVL 898 962
    PUBLIC STORAGE PFD REITS 5.600% S&P: N AVL 853 979
    PUBLIC STORAGE PFD REITS SER G 5.050% S&P: N AVL 861 930
    PUBLIC STORAGE PFD REITS SER K S&P: N AVL TOTAL FIXED INCOME OTHER 876 992
    PUBLIC STORAGE DEP SHS REPSTG 1/1000TH PFD REITS SER J 4.700% S&P: N AVL 1,068 1,266
    REGIONS FINL CORP NEW PFD 5.70% SER C MOODY'S: BA1 S&P: N AVL 860 979
    REGIONS FINL CORP NEW DEP SHS REPSTG 1/40TH INT IN SHS OF % FIX/FLOAT NON- 2,389 2,390
    SCHWAB CHARLES CORP NEW PFD DEP SHS REPSTG 1/40TH INT 5.950% MOODY'S: BAA 526 521
    SCHWAB CHARLES CORP NEW PRFD 6.0% SER C MOODY'S: BAA2 S&P: N AVL 3,019 2,950
    SHELL INTL FIN B V GTD SR NT NETHERLANDS DTD 05/10/16 4.000% DUE 05/10/46 3,541 3,778
    SOUTHERN CO PFD MOODY'S: BAA3 S&P: N AVL 2078 1,250 1,366
    SOUTHERN CO PFD 5.250% MOODY'S: BAA2 S&P: N AVL 2077 1,736 1,907
    SOUTHERN CO UNSECD SR NT CALL 04/01/26 @100 DTD 05/24/16 3.250% DUE 07/01/ 3,943 4,487
    SPIRE INC PFD 5.90% SER A DEP SHS REPSTG 1/1000TH INT MOODY'S: BA1 S&P: 840 888
    STATE STR CORP DEP SHS REPSTG 1/4000TH PERP SER D MOODY'S: BAA2 S&P: N 2,145 2,238
    STIFEL FINL CORP PFD 5.200% MOODY'S: NA S&P: N AVL 900 945
    STIFEL FINL CORP PFD 6.125% MOODY'S: NA S&P: N AVL 1,676 1,883
    SVB FINL GROUP PFD 5.250% SER A MOODY'S: NA S&P: N AVL 1,417 1,478
    SYNOVUS FINL CORP PFD 8.875% SER E MOODY'S: NA S&P: N AVL 1,789 1,877
    TORONTO DOMINION BK UNSECD SR MTN CANADA DTD 09/11/20 0.750% DUE 09/11/25 6,993 7,026
    TRUIST FINL CORP PFD 5.200% SER G DEP SHS REPSTG 1/1000TH MOODY'S: BAA1 877 914
    TRUIST FINL CORP PFD 5.250% SER O MOODY'S: BAA2 S&P: N AVL 1,670 1,864
    TRUIST FINL CORP PFD 5.625% SER H DEP SHS REPSTG 1/1000TH MOODY'S: BAA1 1,205 1,222
    UNITED STATES TREAS BD DTD 02/15/06 4.500% DUE 02/15/36 MOODY'S: AAA S&P 8,698 10,273
    UNITED STATES TREAS BD DTD 05/15/12 3.000% DUE 05/15/42 MOODY'S: AAA S&P 22,333 27,009
    UNITED STATES TREAS BD DTD 05/15/19 2.875% DUE 05/15/49 MOODY'S: AAA S&P 11,898 12,911
    UNITED STATES TREAS BD INFLATION INDEX DTD 02/15/14 1.375% DUE 02/15/44 M 5,078 6,433
    UNITED STATES TREAS NT DTD 05/16/16 1.625% DUE 05/15/26 MOODY'S: AAA S&P 6,425 7,453
    UNITED STATES TREAS NT DTD 08/15/18 2.875% DUE 08/15/28 MOODY'S: AAA S&P 10,916 12,778
    UNITED STATES TREAS NT DTD 08/15/19 1.625% DUE 08/15/29 MOODY'S: AAA S&P 9,890 10,698
    UNITED STATES TREAS NT INFLATION INDEX DTD 07/31/20 0.125% DUE 07/15/30 M 4,510 4,557
    US BANCORP DEL PFD 3.750% SER L MOODY'S: NA S&P: N AVL 1,755 1,791
    US BANCORP DEL PFD DEP SHS REPSTG 1/1000TH SER F S&P: N AVL 8,895 8,211
    US BANCORP DEL PFD DEPOSITARY SHS REPSTG 1/1000TH 5.500% SER K MOODY'S: A 853 969
    US BANCORP DEL DEPOSITARY SHS PFD REPSTG 1/1000TH SER B 3.500% MOODY'S: A2 724 768
    VERIZON COMMUNICATIONS INC SR UNSECD NT DTD 08/16/17 3.376% DUE 02/15/25 6,744 7,774
    VISA INC SR UNSECD NT CALL 6/14/45 @100 DTD 12/14/15 4.300% DUE 12/14/45 3,238 4,109
    VORNADO RLTY TR PFD REITS REDEEMABLE 5.250% SER N S&P: N AVL 1,822 1,923
    VORNADO RLTY TR PFD REITS SER M 5.250% S&P: N AVL 1,789 1,898
    VOYA FINL INC PFD 5.35% SER B MOODY'S: NA S&P: N AVL 880 991
    WALMART INC SR UNSECD NT CALL 3/26/28 @100 DTD 06/27/18 3.700% DUE 06/26/2 7,009 8,245
    WEBSTER FINL CORP WATERBURY CONN PFD DEP SHS REPSTG 1/100TH INT SER F MOO 1,077 1,157
    WELLS FARGO & CO MEDIUM TERM MEDIUM TERM SR NT C4/29/25 @100 DTD 04/30/20 8,066 8,423
    WELLS FARGO & CO NEW PFD 5.500% SER X MOODY'S: BAA2 S&P: N AVL 1,756 1,863
    WELLS FARGO & CO NEW PFD 6.625% MOODY'S: BAA3 S&P: N AVL 2050 3,395 3,461
    WELLS FARGO & CO NEW PFD DEP SHS REPSTG 1/1000TH INT CL A MOODY'S: BAA3 4,672 4,726
    WELLS FARGO & CO NEW PFD SER Y 5.625% MOODY'S: BAA2 S&P: N AVL 2,680 2,834

    TY 2020 InvestmentsCorpStockSchedule
    Name:
    ERICH AND DELLA KOENIG FOUNDATION
     
    C/O MIGUEL KOENIG
    EIN:
    95-6945666
    Name of Stock End of Year Book Value End of Year Fair Market Value
    ABBOTT LABS TICKER: ABT 3,925 13,066
    ABBVIE INC TICKER: ABBV 7,547 10,394
    ABIOMED INC TICKER: ABMD 1,031 1,621
    ACADIA PHARMACEUTICALS INC TICKER: ACAD 2,111 2,566
    ACADIA RLTY TR COM SH BEN INT TICKER: AKR 1,527 1,078
    ADVANCED DRAINAGE SYSTEMS INC TICKER: WMS 1,930 3,260
    AGNICO EAGLE MINES LTD CANADA TICKER: AEM 122,847 176,275
    AGNICO EAGLE MINES LTD CANADA TICKER: AEM 22,564 19,108
    AIR PRODS & CHEMS INC TICKER: APD 7,088 11,748
    AKOUSTIS TECHNOLOGIES INC TICKER: AKTS 20,050 39,234
    ALARM COM HLDGS INC TICKER: ALRM 1,220 3,621
    ALBEMARLE CORP TICKER: ALB 75,688 135,866
    ALEXANDRIA REAL ESTATE EQ INC TICKER: ARE 3,091 3,564
    ALGONQUIN PWR & UTILS CORP PRF 6.200 SER 19-A CANADA TICKER: AQNB 866 957
    ALIBABA GROUP HLDG LTD ADS CAYMAN ISLANDS TICKER: BABA 12,989 29,789
    ALKERMES PLC IRELAND TICKER: ALKS 3,067 1,297
    ALLEGIANT TRAVEL CO TICKER: ALGT 1,669 1,892
    ALNYLAM PHARMACEUTICALS INC TICKER: ALNY 1,790 2,339
    ALPHABET INC CL A COM TICKER: GOOG L 35,933 219,080
    ALPHABET INC CL C COM TICKER: GOOG 58,783 299,571
    AMAZON COM INC TICKER: AMZN 80,917 312,665
    AMAZON COM INC TICKER: AMZN 42,289 322,436
    AMAZON COM INC TICKER: AMZN 41,322 45,597
    AMEDISYS INC TICKER: AMED 2,173 2,640
    AMERICAN HOMES 4 RENT CL A REITS TICKER: AMH 1,607 2,220
    AMERICAN TOWER CORP TICKER: AMT 2,181 2,245
    AMERICOLD RLTY TR REIT TICKER: COLD 3,218 4,256
    AMGEN INC TICKER: AMGN 2,824 3,909
    AMN HEALTHCARE SVCS INC TICKER: AMN 16,931 17,745
    APPLE INC TICKER: AAPL 172,032 371,532
    APPLE INC TICKER: AAPL 104,364 508,733
    APPLE INC TICKER: AAPL 24,143 26,538
    APTIV PLC JERSEY TICKER: APTV 14,414 18,892
    ARRAY TECHNOLOGIES INC TICKER: ARRY 55,719 80,758
    ARROWHEAD PHARMACEUTICALS INC TICKER: ARWR 2,512 4,220
    ASGN INC TICKER: ASGN 1,881 3,508
    ASPEN AEROGELS INC TICKER: ASPN 51,776 101,575
    ASPEN TECHNOLOGY INC TICKER: AZPN 1,894 1,954
    ATRICURE INC TICKER: ATRC 1,216 1,781
    AUTODESK INC TICKER: ADSK 8,972 33,587
    AUTOMATIC DATA PROCESSING INC TICKER: ADP 9,516 13,215
    AVALONBAY CMNTYS INC TICKER: AVB 3,067 2,888
    AVERY DENNISON CORP TICKER: AVY 2,442 3,568
    AXON ENTERPRISE INC TICKER: AAXN 664 858
    AXOS FINL INC TICKER: AX 69,359 86,657
    BANDWIDTH INC TICKER: BAND 2,214 2,920
    BARRICK GOLD CORP CANADA TICKER: GOLD 90,670 113,900
    BERRY GLOBAL GROUP INC TICKER: BERY 2,362 2,753
    BIOGEN IDEC INC TICKER: BIIB 103,061 84,477
    BIOHAVEN PHARMACEUTICAL HLDG CO LTD COM VIRGIN ISLANDS (BRITISH) TICKER: 1,216 1,200
    BIOMARIN PHARMACEUTICAL INC TICKER: BMRN 2,374 2,368
    BIOMARIN PHARMACEUTICAL INC TICKER: BMRN 16,584 18,415
    BJS WHSL CLUB HLDGS INC TICKER: BJ 2,021 2,721
    BLACKROCK INC CL A TICKER: BLK 7,199 12,266
    BLUEBIRD BIO INC TICKER: BLUE 3,672 1,774
    BLUEPRINT MEDICINES CORP TICKER: BPMC 1,615 2,355
    BOEING CO TICKER: BA 20,955 26,972
    BOSTON BEER INC CL A COM TICKER: SAM 399 994
    BOSTON PROPERTIES INC TICKER: BXP 3,483 2,552
    BOXLIGHT CORP CL A COM TICKER: BOXL 1,020 780
    BP P L C SPONSORED ADR UNITED KINGDOM TICKER: BP 22,030 20,520
    BRISTOL MYERS SQUIBB CO CONTINGENT VALUE RT EXPIRES 03/30/21 TICKER: ZZZZ 2,578 774
    BRISTOL MYERS SQUIBB CO TICKER: BMY 63,236 69,536
    BRIXMOR PPTY GROUP INC REITS TICKER: BRX 3,056 3,343
    BROADCOM INC TICKER: AVGO 7,418 11,384
    BURLINGTON STORES INC TICKER: BURL 729 2,354
    CACI INTL INC CL A TICKER: CACI 1,843 3,740
    CADENCE DESIGN SYSTEM INC TICKER: CDNS 209 1,091
    CARLISLE COS INC TICKER: CSL 1,465 2,187
    CATALENT INC TICKER: CTLT 2,342 6,036
    CATERPILLAR INC TICKER: CAT 65,501 98,473
    CELCUITY INC TICKER: CELC 6,812 6,568
    CERNER CORP TICKER: CERN 7,006 10,202
    CHEGG INC TICKER: CHGG 1,535 26,286
    CHEGG INC TICKER: CHGG 23,850 4,065
    CHENIERE ENERGY INC NEW COM TICKER: LNG 36,013 71,736
    CHEVRON CORP TICKER: CVX 8,256 6,503
    CIENA CORP NEW COM TICKER: CIEN 89,047 139,577
    CIENA CORP NEW COM TICKER: CIEN 1,180 2,537
    CINTAS CORP TICKER: CTAS 351 1,060
    CISCO SYS INC TICKER: CSCO 14,149 19,959
    CLOUDERA INC TICKER: CLDR 41,703 69,161
    CLOUDFLARE INC CL A COM TICKER: NET 1,601 2,204
    CNS PHARMACEUTICALS INC TICKER: CNSP 19,600 8,722
    COCA COLA CO TICKER: KO 85,797 3,729
    COCA COLA CO TICKER: KO 2,890 86,318
    COGNEX CORP TICKER: CGNX 42,371 65,914
    COGNEX CORP TICKER: CGNX 2,501 3,292
    COLGATE PALMOLIVE CO TICKER: CL 7,756 9,406
    COMCAST CORP NEW CL A COM TICKER: CMCS A 4,283 5,921
    COOPER COS INC COM NEW TICKER: COO 1,926 3,633
    COPART INC TICKER: CPRT 696 2,672
    COUSINS PPTYS INC REITS TICKER: CUZ 1,331 1,106
    COWEN INC CL A NEW COM TICKER: COWN 36,694 54,449
    COWEN INC CL A NEW COM TICKER: COWN 15,519 21,546
    CRISPER THERAPEUTICS AG SWITZERLAND TICKER: CRSP 34,024 131,521
    CROWDSTRIKE HLDGS INC CL A COM TICKER: CRWD 44,531 148,698
    CROWN CASTLE INTL CORP REITS TICKER: CCI 7,060 10,984
    CUTERA INC TICKER: CUTR 16,414 19,409
    DECKERS OUTDOOR CORP TICKER: DECK 1,639 3,155
    DEERE & CO TICKER: DE 9,838 23,407
    DIAMONDROCK HOSPITALITY CO REIT TICKER: DRH 776 1,271
    DIGITAL RLTY TR INC REITS TICKER: DLR 1,906 3,069
    DISNEY WALT CO COM DISNEY TICKER: DIS 97,804 127,007
    DISNEY WALT CO COM DISNEY TICKER: DIS 13,245 21,923
    DISNEY WALT CO COM DISNEY TICKER: DIS 15,815 23,010
    DOMINOS PIZZA INC TICKER: DPZ 1,083 2,301
    DRAFTKINGS INC CL A COM TICKER: DKNG 64,409 279,034
    DUKE RLTY CORP COM NEW TICKER: DRE 1,627 2,638
    EASTGROUP PPTY INC TICKER: EGP 3,380 3,590
    EATON CORP PLC IRELAND TICKER: ETN 3,435 4,325
    EMPIRE ST RLTY TR INC CL A REITS TICKER: ESRT 1,510 1,435
    ENBRIDGE INC PFD SHS SER 2018-A CANADA TICKER: ENBA 1,732 1,856
    ENCOMPASS HEALTH CORP TICKER: EHC 2,449 2,811
    ENDAVA PLC SPONSORED ADR UNITED KINGDOM TICKER: DAVA 16,860 19,725
    ENERGY RECOVERY INC TICKER: ERII 9,943 14,854
    ENPHASE ENERGY INC TICKER: ENPH 1,385 3,860
    ENTEGRIS INC TICKER: ENTG 1,752 4,805
    EQUINIX INC REITS TICKER: EQIX 7,821 9,999
    EQUITY LIFESTYLE PPTYS INC REITS TICKER: ELS 1,391 2,281
    ESSEX PPTY TR INC TICKER: ESS 4,669 4,748
    ETSY INC TICKER: ETSY 1,814 6,227
    EVERBRIDGE INC. TICKER: EVBG 35,324 223,605
    EVERSOURCE ENERGY TICKER: ES 1,349 1,557
    EVOQUA WATER TECHNOLOGIES CORP TICKER: AQUA 1,761 2,779
    EXACT SCIENCES CORP TICKER: EXAS 2,530 3,577
    EXPEDITORS INTL WASHINGTON INC TICKER: EXPD 8,291 14,647
    EXTRA SPACE STORAGE INC REITS TICKER: EXR 2,833 3,592
    FACEBOOK INC CL A COM TICKER: FB 17,307 35,784
    FACTSET RESH SYS INC TICKER: FDS 5,938 10,308
    FAIR ISAAC CORP TICKER: FICO 2,110 2,555
    FEDERAL REALTY INVT TR SH BEN INT NEW TICKER: FRT 2,106 1,447
    FEDERAL SIGNAL CORP TICKER: FSS 2,025 2,123
    FIRSTCASH INC TICKER: FCFS 1,522 2,031
    FIVE BELOW INC TICKER: FIVE 833 3,850
    FLOOR & DECOR HLDGS INC CL A COM TICKER: FND 1,857 3,714
    FORTINET INC TICKER: FTNT 589 2,674
    FORTUNE BRANDS HOME & SEC INC TICKER: FBHS 1,861 3,000
    FREEPORT-MCMORAN INC TICKER: FCX 14,309 25,265
    FRESHPET INC TICKER: FRPT 1,987 2,982
    GALLAGHER ARTHUR J & CO TICKER: AJG 44,856 123,710
    GALLAGHER ARTHUR J & CO TICKER: AJG 85,450 235,668
    GENERAC HLDGS INC TICKER: GNRC 1,189 2,729
    GILEAD SCIENCES INC TICKER: GILD 42,744 33,907
    GLOBUS MED INC CL A TICKER: GMED 19,357 23,414
    GODADDY INC CL A COM TICKER: GDDY 1,500 1,742
    GOLDMAN SACHS GROUP INC TICKER: GS 99,200 131,855
    GOLDMAN SACHS GROUP INC TICKER: GS 8,688 10,812
    GRACO INC TICKER: GGG 1,692 2,532
    GREEN DOT CORP COM CL A TICKER: GDOT 870 558
    GROWGENERATION CORP TICKER: GRWG 26,824 192,654
    GUARDANT HEALTH INC TICKER: GH 643 1,031
    GUIDEWIRE SOFTWARE INC TICKER: GWRE 2,216 3,604
    HALOZYME THERAPEUTICS INC TICKER: HALO 776 1,196
    HAMILTON LANE INC CL A COM TICKER: HLNE 934 1,561
    HANNON ARMSTRONG SUSTAINABLE INFRASTRUCTURE CAP INC COM TICKER: HASI 18,317 25,309
    HARBOR SMALL CAP VALUE FUND INSTL CL TICKER: HASC X 115,000 117,692
    HARSCO CORP TICKER: HSC 2,461 1,780
    HEALTHCARE TR AMER INC REITS TICKER: HTA 1,149 1,212
    HEALTHPEAK PPTYS INC REITS TICKER: PEAK 1,998 2,690
    HEXCEL CORP NEW TICKER: HXL 1,533 1,455
    HMS HLDGS CORP TICKER: HMSY 1,838 1,985
    HOME DEPOT INC TICKER: HD 42,479 14,078
    HOME DEPOT INC TICKER: HD 8,708 51,265
    HONEYWELL INTL INC TICKER: HON 4,388 7,657
    HORIZON THERAPEUTICS PUB LTD CO IRELAND TICKER: HZNP 2,942 2,853
    HOST HOTELS & RESORTS INC REIT TICKER: HST 3,824 3,160
    HUBSPOT INC TICKER: HUBS 2,481 5,550
    HURON CONSULTING GROUP INC TICKER: HURN 1,092 1,415
    ICON PLC ISIN IE0005711209 IRELAND TICKER: ICLR 1,721 2,925
    IDEX CORP TICKER: IEX 1,215 1,793
    IDEXX LABS INC TICKER: IDXX 483 1,999
    IGM BIOSCIENCES INC TICKER: IGMS 3,872 21,366
    ILLINOIS TOOL WKS INC TICKER: ITW 4,230 6,116
    ILLUMINA INC TICKER: ILMN 17,585 18,870
    ILLUMINA INC TICKER: ILMN 10,634 13,690
    INCYTE CORP TICKER: INCY 1,395 2,088
    INDEPENDENCE RLTY TR INC REITS TICKER: IRT 667 940
    INGEVITY CORP TICKER: NGVT 2,254 3,105
    INNOVATIVE INDL PPTYS INC REITS TICKER: IIPR 35,426 160,605
    INSULET CORP TICKER: PODD 797 2,301
    INSULET CORP TICKER: PODD 26,001 26,841
    INTUIT TICKER: INTU 29,614 289,826
    INTUIT TICKER: INTU 47,470 180,809
    INTUITIVE SURGICAL INC TICKER: ISRG 5,120 8,181
    INVITAE CORP TICKER: NVTA 914 794
    INVITATION HOMES INC REITS TICKER: INVH 2,649 3,119
    IOVANCE BIOTHERAPEUTICS INC TICKER: IOVA 2,202 3,202
    IRHYTHM TECHNOLOGIES INC TICKER: IRTC 2,034 2,372
    ISHARES CORE MSCI EAFE ETF TICKER: IEFA 275,236 319,887
    ISHARES CORE S&P SMALL-CAP TICKER: IJR 174,563 199,423
    ISHARES EDGE MSCI MIN VOL EMERGING MKTS ETF TICKER: EEMV 187,124 207,977
    ITERIS INC NEW COM TICKER: ITI 8,514 10,859
    J P MORGAN CHASE & CO TICKER: JPM 98,644 159,219
    JAZZ PHARMACEUTICALS PLC IRELAND TICKER: JAZZ 1,884 1,816
    JOHNSON & JOHNSON TICKER: JNJ 1,694 2,361
    JPMORGAN SMALL CAP GROWTH FUND CL R6 TICKER: JGSM X 115,000 114,814
    KINROSS GOLD CORP NO PAR COM CANADA TICKER: KGC 35,650 51,285
    KORNIT DIGITAL LTD ISRAEL TICKER: KRNT 20,747 26,561
    KUBIENT INC TICKER: KBNT 13,367 14,625
    LAMAR ADVERTISING CO NEW REIT TICKER: LAMR 1,849 1,914
    LEMONADE INC TICKER: LMND 319 1,348
    LIFE STORAGE INC REITS TICKER: LSI 3,060 3,701
    LILLY ELI & CO TICKER: LLY 5,124 7,091
    LITTELFUSE INC TICKER: LFUS 1,736 2,801
    LIVE NATION ENTERTAINMENT INC TICKER: LYV 1,577 2,719
    LIVENT CORP TICKER: LTHM 54,155 114,152
    LIVEPERSON INC TICKER: LPSN 2,929 3,112
    LOCKHEED MARTIN CORP TICKER: LMT 8,815 10,649
    LUMENTUM HLDGS INC TICKER: LITE 2,599 2,749
    LYONDELLBASELL INDUSTRIES NV CL A COM NETHERLANDS TICKER: LYB 1,110 1,283
    MANHATTAN ASSOCS INC TICKER: MANH 1,426 3,050
    MARCUS & MILLICHAP INC TICKER: MMI 19,416 60,238
    MARKETAXESS HLDGS INC TICKER: MKTX 1,263 3,994
    MARRIOTT VACATIONS WORLDWIDE CORP COM TICKER: VAC 1,923 2,744
    MARSH & MCLENNAN COS INC TICKER: MMC 5,874 7,956
    MASTEC INC TICKER: MTZ 1,753 2,727
    MCDONALDS CORP TICKER: MCD 6,577 8,583
    MEDTRONIC PLC IRELAND TICKER: MDT 6,116 8,317
    MERCK & CO INC NEW COM TICKER: MRK 12,280 12,679
    MERCURY SYSTEMS INC TICKER: MRCY 1,036 2,554
    MERIT MED SYS INC TICKER: MMSI 2,487 2,831
    METTLER TOLEDO INTERNATIONAL TICKER: MTD 1,696 4,559
    MGIC INVT CORP WIS TICKER: MTG 1,590 1,908
    MICROSOFT CORP TICKER: MSFT 69,351 276,246
    MICROSOFT CORP TICKER: MSFT 86,426 336,521
    MIRATI THERAPEUTICS INC TICKER: MRTX 939 879
    MKS INSTRUMENT INC TICKER: MKSI 2,799 4,213
    MODEL N INC TICKER: MODN 22,105 21,979
    MONDELEZ INTL INC TICKER: MDLZ 8,692 10,057
    MONGODB INC CL A COM TICKER: MDB 2,839 4,308
    MONSTER BEVERAGE CORP TICKER: MNST 10,679 22,565
    MORGAN STANLEY TICKER: MS 58,551 182,427
    NATIONAL VISION HLDGS INC TICKER: EYE 1,729 2,582
    NETFLIX COM INC TICKER: NFLX 76,903 111,931
    NEUROCRINE BIOSCIENCES INC TICKER: NBIX 1,658 3,834
    NEW RELIC INC TICKER: NEWR 2,521 1,700
    NEWMONT MNG CORP TICKER: NEM 121,920 144,994
    NEWMONT MNG CORP TICKER: NEM 17,931 17,009
    NEXSTAR MEDIA GROUP INC CL A COM TICKER: NXST 2,181 3,385
    NEXTERA ENERGY INC TICKER: NEE 9,512 19,288
    NORTHROP GRUMMAN CORP TICKER: NOC 72,907 60,944
    NOVANTA INC CANADA TICKER: NOVT 843 4,138
    NOVARTIS A G SPONSORED ADR SWITZERLAND TICKER: NVS 18,054 20,963
    NOVOCURE LTD JERSEY TICKER: NVCR 18,934 24,226
    NOVO-NORDISK A S ADR DENMARK TICKER: NVO 2,715 5,728
    NVIDIA CORP TICKER: NVDA 8,187 29,243
    OKTA INC CL A COM TICKER: OKTA 1,352 2,797
    ORACLE CORP TICKER: ORCL 15,927 24,518
    OUTFRONT MEDIA INC REITS TICKER: OUT 34,753 27,247
    PALO ALTO NETWORKS INC TICKER: PANW 47,406 273,650
    PATRICK INDS INC TICKER: PATK 19,906 21,052
    PAYCHEX INC TICKER: PAYX 6,220 9,225
    PELOTON INTERACTIVE INC CL A COM TICKER: PTON 56,795 91,032
    PEPSICO INC TICKER: PEP 115,486 132,729
    PEPSICO INC TICKER: PEP 9,754 13,050
    PEPSICO INC TICKER: PEP 13,378 14,089
    PHILLIPS 66 TICKER: PSX 3,752 2,728
    PHREESIA INC TICKER: PHR 2,056 2,767
    PLANET FITNESS INC CL A COM TICKER: PLNT 1,759 2,872
    PNC FINL SVCS GROUP INC TICKER: PNC 6,852 7,450
    POOL CORP TICKER: POOL 1,467 5,215
    POST HLDGS INC TICKER: POST 2,021 2,121
    POWER INTEGRATIONS INC TICKER: POWI 1,928 3,111
    PRA GROUP INC TICKER: PRAA 1,623 1,785
    PROCESSA PHARMACEUTICALS INC NEW COM TICKER: PCSA 20,388 33,615
    PROCTER & GAMBLE CO TICKER: PG 5,215 5,983
    PROLOGIS INC REITS TICKER: PLD 11,717 14,949
    PTC INC TICKER: PTC 1,976 4,426
    PTC THERAPEUTICS INC TICKER: PTCT 2,083 2,441
    Q2 HLDGS INC TICKER: QTWO 903 886
    QTS RLTY TR INC REITS CL A TICKER: QTS 1,251 1,176
    QUALCOMM INC TICKER: QCOM 14,447 28,183
    QUANTA SVCS INC TICKER: PWR 23,739 72,596
    QUMU CORP TICKER: QUMU 9,135 29,195
    RAYTHEON TECHNOLOGIES CORP TICKER: RTX 93,901 124,499
    REALPAGE INC TICKER: RP 2,562 3,839
    REALTY INCOME CORP TICKER: O 3,001 3,357
    REGENERON PHARMACEUTICALS TICKER: REGN 11,262 15,943
    REGENERON PHARMACEUTICALS TICKER: REGN 63,579 67,152
    REPLIGEN CORP TICKER: RGEN 61,224 136,441
    REPLIGEN CORP TICKER: RGEN 1,747 4,216
    RINGCENTRAL INC CL A COM TICKER: RNG 1,261 4,169
    ROCHE HLDG LTD SPONSORED ADR SWITZERLAND TICKER: RHHB Y 13,734 16,124
    ROKU INC CL A COM TICKER: ROKU 637 1,660
    ROYAL GOLD INC TICKER: RGLD 47,969 63,071
    ROYALTY PHARMA PLC CL A COM UNITED KINGDOM TICKER: RPRX 1,904 3,403
    SALESFORCE COM INC TICKER: CRM 14,074 18,915
    SALESFORCE COM INC TICKER: CRM 15,912 23,811
    SAREPTA THERAPEUTICS INC TICKER: SRPT 2,420 2,898
    SBA COMMUNICATIONS CORP NEW CL A REITS TICKER: SBAC 1,996 1,975
    SCHLUMBERGER LTD CURACAO TICKER: SLB 18,741 7,095
    SEABRIDGE GOLD INC ORD COM CANADA TICKER: SA 43,630 77,222
    SEI INVESTMENTS CO TICKER: SEIC 7,825 9,080
    SEMPRA ENERGY TICKER: SRE 6,271 6,880
    SILICON LABORATORIES INC TICKER: SLAB 3,148 3,948
    SILK RD MED INC TICKER: SILK 1,826 2,456
    SNOWFLAKE INC CL A COM TICKER: SNOW 2,520 5,909
    SPIRIT RLTY CAP INC NEW REITS TICKER: SRC 3,018 3,294
    STAAR SURGICAL CO COM PAR $0.01 TICKER: STAA 655 1,426
    STARBUCKS CORP TICKER: SBUX 80,718 163,358
    STARBUCKS CORP TICKER: SBUX 67,138 131,051
    STARBUCKS CORP TICKER: SBUX 17,753 22,038
    STEELCASE INC CL A TICKER: SCS 1,704 1,938
    STERIS PLC IRELAND TICKER: STE 1,466 3,980
    STERLING CONSTR INC TICKER: STRL 12,427 14,907
    SUMMIT MATLS INC CL A COM TICKER: SUM 1,994 1,667
    SUN COMMUNITIES INC REITS TICKER: SUI 4,360 5,622
    SUNNOVA ENERGY INTL INC TICKER: NOVA 19,824 74,555
    SUNRUN INC TICKER: RUN 60,122 308,859
    SUNRUN INC TICKER: RUN 30,940 32,609
    SVB FINL GROUP TICKER: SIVB 887 2,327
    TANDEM DIABETES CARE INC TICKER: TNDM 901 861
    TARGA RES CORP TICKER: TRGP 1,961 5,856
    TELADOC HEALTH INC TICKER: TDOC 55,429 199,960
    TELADOC HEALTH INC TICKER: TDOC 12,113 10,798
    TELOS CORP MD TICKER: TLS 3,774 7,322
    TENABLE HLDGS INC TICKER: TENB 2,478 4,338
    TERADYNE INC TICKER: TER 2,812 4,076
    TERADYNE INC TICKER: TER TOTAL U.S. MID CAP 21,644 29,973
    TERRENO RLTY CORP REITS TICKER: TRNO 1,695 1,755
    TEXAS INSTRS INC TICKER: TXN 8,474 15,921
    THE TRADE DESK INC CL A COM TICKER: TTD 483 2,403
    TOPBUILD CORP TICKER: BLD 1,366 4,050
    TRUIST FINL CORP TICKER: TFC 9,586 10,545
    TWIST BIOSCIENCE CORP TICKER: TWST 47,424 179,156
    TWIST BIOSCIENCE CORP TICKER: TWST 995 848
    UDR INC REITS TICKER: UDR 4,443 3,728
    ULTRAGENYX PHARMACEUTICAL INC TICKER: RARE 1,896 3,045
    UNITED PARCEL SVC INC CL B TICKER: UPS 1,875 1,852
    UNITED RENTALS INC TICKER: URI 52,763 159,322
    UNIVERSAL HLTH SVCS INC CL B TICKER: UHS 1,609 1,925
    US BANCORP DEL COM NEW TICKER: USB 5,361 5,265
    VANECK VECTORS JUNIOR GOLD MINERS ETF TICKER: GDXJ 49,864 92,045
    VENTAS INC TICKER: VTR 1,451 1,471
    VERACYTE INC TICKER: VCYT 9,514 13,263
    VEREIT INC REITS COM TICKER: VER 4,018 3,560
    VERISIGN INC TICKER: VRSN 150,762 165,113
    VERIZON COMMUNICATIONS INC TICKER: VZ 5,672 6,874
    VERTEX PHARMACEUTICALS INC TICKER: VRTX 102,340 177,255
    VICI PPTYS INC REITS TICKER: VICI 4,152 4,922
    VISA INC CL A COM TICKER: V 14,288 36,747
    WALMART INC TICKER: WMT 19,092 19,028
    WEC ENERGY GROUP INC TICKER: WEC 5,131 7,454
    WELLTOWER INC REITS TICKER: WELL 5,594 5,363
    WEX INC TICKER: WEX 1,071 2,035
    WIMI HOLOGRAM CLOUD INC SPONSORED ADR CAYMAN ISLANDS TICKER: WIMI 29,189 30,568
    WORKDAY INC CL A COM TICKER: WDAY 5,068 8,866
    WORKIVA INC TICKER: WK 2,688 3,023
    YETI HLDGS INC TICKER: YETI 1,127 3,492
    YUM BRANDS INC TICKER: YUM 4,870 8,142
    YUM CHINA HLDGS INC TICKER: YUMC 2,721 5,709
    ZENDESK INC TICKER: ZEN 2,548 4,580

    TY 2020 InvestmentsOtherSchedule2
    Name:
    ERICH AND DELLA KOENIG FOUNDATION
     
    C/O MIGUEL KOENIG
    EIN:
    95-6945666
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    BLACKROCK STRATEGIC INCOME OPPORTUNITIES PORTFOLIO INSTL CL AT COST 120,000 126,283
    BLACKSTONE REAL ESTATE INCOME TRUST INC CL I AT COST 157,819 158,224
    HEDGE FUND GUIDED PORTFOLIO SOLUTION CL I AT COST 150,000 145,570
    IRONWOOD INSTITUTIONAL MULTI- STRATEGY FUND LLC CL M AT COST 150,000 163,658
    ISHARES SILVER TR AT COST 51,065 55,283
    NB CROSSROADS PRIVATE MARKETS FUND VI ADVISORY LP AT COST 34,500 34,500
    PIMCO ALL ASSET FUND INSTL CL AT COST 50,694 54,049
    SPDR GOLD TR GOLD SHS AT COST 100,720 156,065

    TY 2020 LegalFeesSchedule
    Name:
    ERICH AND DELLA KOENIG FOUNDATION
     
    C/O MIGUEL KOENIG
    EIN:
    95-6945666
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    LEGAL FEES 3,575 0   1,788


    TY 2020 OtherAssetsSchedule
    Name:
    ERICH AND DELLA KOENIG FOUNDATION
     
    C/O MIGUEL KOENIG
    EIN:
    95-6945666
    Description Beginning of Year - Book Value End of Year - Book Value End of Year - Fair Market Value
    PARTNERSHIP INTERESTS 7,312 -1,531 13,444


    TY 2020 OtherExpensesSchedule
    Name:
    ERICH AND DELLA KOENIG FOUNDATION
     
    C/O MIGUEL KOENIG
    EIN:
    95-6945666
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    OTHER PORTFOLIO DEDUCTIONS 1,195 1,195   0


    TY 2020 OtherIncomeSchedule2
    Name:
    ERICH AND DELLA KOENIG FOUNDATION
     
    C/O MIGUEL KOENIG
    EIN:
    95-6945666
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    STATE TAX REFUND 2 2 2
    OTHER INCOME - U.S. TRUST 0830 1,077 1,077 1,077
    OTHER INCOME - U.S. TRUST 1632 152 152 152
    K-1 ENTERPRISE PRODUCTS PARTNERS, LP 10,199 10,199 10,199
    K-1 ENTERPRISE PRODUCTS PARTNERS LP 1,496   1,496


    TY 2020 OtherProfessionalFeesSchedule
    Name:
    ERICH AND DELLA KOENIG FOUNDATION
     
    C/O MIGUEL KOENIG
    EIN:
    95-6945666
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMENT ADVISORY FEES - U.S. TRUST 1632 46,716 46,716   0
    INVESTMENT ADVISORY FEES - U.S. TRUST 0830 71,205 71,205   0


    TY 2020 TaxesSchedule
    Name:
    ERICH AND DELLA KOENIG FOUNDATION
     
    C/O MIGUEL KOENIG
    EIN:
    95-6945666
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    STATE FRANCHISE TAX BOARD 10 0   0
    US TREASURY 12,802 0   0
    ATTORNEY GENERAL 150 0   0
    FOREIGN TAXES 2,475 2,475   0