Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2020
Open to Public Inspection
For calendar year 2020, or tax year beginning 07-01-2020 , and ending 06-30-2021
Name of foundation
THE DUFFIELD FAMILY FOUNDATION
DBA MADDIE'S FUND
Number and street (or P.O. box number if mail is not delivered to street address)6150 STONERIDGE MALL RD NO 125
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
PLEASANTON, CA94588
A Employer identification number

94-3362163
B Telephone number (see instructions)

(925) 310-5450
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$297,383,341J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 9,067
2 Check bullet.............
3 Interest on savings and temporary cash investments 60 60  
4 Dividends and interest from securities... 5,028,795 5,024,704  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 5,649,814
b Gross sales price for all assets on line 6a 79,553,522
7 Capital gain net income (from Part IV, line 2)... 5,886,749
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 52,359 31,017  
12 Total. Add lines 1 through 11........ 10,740,095 10,942,530  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 633,923 0   633,923
14 Other employee salaries and wages...... 1,643,451 0   1,643,451
15 Pension plans, employee benefits....... 584,915 0   577,782
16a Legal fees (attach schedule)......... Click to see attachment 9,334 2,649   12,735
b Accounting fees (attach schedule)....... Click to see attachment 152,304 28,981   119,234
c Other professional fees (attach schedule).... Click to see attachment 1,151,113 922,002   318,605
17 Interest............... 25,081 25,081   0
18 Taxes (attach schedule) (see instructions)... Click to see attachment 1,024,034 73,408   0
19 Depreciation (attach schedule) and depletion... 221,712 0  
20 Occupancy.............. 174,167 132,639   4,837
21 Travel, conferences, and meetings....... 5,183 0   5,697
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 775,581 584,814   294,408
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 6,400,798 1,769,574   3,610,672
25 Contributions, gifts, grants paid....... 16,597,095 7,975,984
26 Total expenses and disbursements. Add lines 24 and 25 22,997,893 1,769,574   11,586,656
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -12,257,798
b Net investment income (if negative, enter -0-) 9,172,956
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2020)
Form 990-PF (2020)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 376,180 198,511 198,511
2 Savings and temporary cash investments......... 517,648 2,440,961 2,440,961
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet2,037,143
Less: allowance for doubtful accounts bullet     2,037,143 2,037,143
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges.......... 446,731 733,452 733,452
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)....... 109,513,915 Click to see attachment137,150,879 137,150,879
c Investments—corporate bonds (attach schedule)....... 57,154,509 Click to see attachment66,841,955 66,841,955
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet   19,000,000    
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 58,824,821 Click to see attachment84,824,804 84,824,804
14 Land, buildings, and equipment: basis bullet1,261,291
Less: accumulated depreciation (attach schedule) bullet1,232,305 250,698 Click to see attachment28,986 28,986
15 Other assets (describe bullet) Click to see attachment3,156,235 Click to see attachment3,126,650 Click to see attachment3,126,650
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 249,240,737 297,383,341 297,383,341
Liabilities 17 Accounts payable and accrued expenses.......... 248,914 189,123
18 Grants payable................. 6,033,794 14,825,650
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet) Click to see attachment9,794 Click to see attachment881,774
23 Total liabilities (add lines 17 through 22)......... 6,292,502 15,896,547
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions........... 242,948,235 279,449,651
25 Net assets with donor restrictions............   2,037,143
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........    
27 Paid-in or capital surplus, or land, bldg., and equipment fund    
28 Retained earnings, accumulated income, endowment, or other funds    
29 Total net assets or fund balances (see instructions)..... 242,948,235 281,486,794
30 Total liabilities and net assets/fund balances (see instructions). 249,240,737 297,383,341
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
242,948,235
2
Enter amount from Part I, line 27a .....................
2
-12,257,798
3
Other increases not included in line 2 (itemize) bulletClick to see attachment
3
50,796,357
4
Add lines 1, 2, and 3 ..........................
4
281,486,794
5
Decreases not included in line 2 (itemize) bullet
5
0
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
281,486,794
Form 990-PF (2020)
Form 990-PF (2020)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a GS MULTI-STRATEGY PORTFOLIO FUND (ALT ASSETS)   2020-07-01 2021-06-30
b ALTERNATIVE ASSETS K-1'S   2020-07-01 2021-06-30
c MS SPTM ETF #011536   2020-07-01 2021-06-30
d MS INT'L EQUITY ETF #011537   2020-07-01 2021-06-30
e MS WISDOM TREE EQ #011538   2020-07-01 2021-06-30
MS FIXED INC BRECKENRIDGE #011539   2020-07-01 2021-06-30
MS EMERGING MKTS BRANDES #011543   2020-07-01 2021-06-30
MS MISC. ALTERNATIVES #011544   2020-07-01 2021-06-30
MS LIQUID ALTERNATIVES #011545   2020-07-01 2021-06-30
MS FIXED INC. WESTERN #011546   2020-07-01 2021-06-30
MS TACTICAL STRUCTURED NOTE #011582   2020-07-01 2021-06-30
MS CASH & MUTUAL FUNDS #011583   2020-07-01 2021-06-30
MS PORTFOLIO MGMT #0112291   2020-07-01 2021-06-30
MS CONSULTING EVALUATION #012292   2020-07-01 2021-06-30
MS SELECT UMA #012698   2020-07-01 2021-06-30
MS CONSULT & EVALUATION #2 #012841   2020-07-01 2021-06-30
SALE OF COL PROPERTY   2020-07-01 2020-07-01
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 1,268,073   1,033,183 234,890
b 1,311,322     1,311,322
c 31,797   22,163 9,634
d 1,895,163   1,682,947 212,216
e 119   95 24
10,154,259   9,900,221 254,038
2,653,064   2,735,052 -81,988
34,578   66,624 -32,046
3,059,313   2,985,646 73,667
12,704,368   12,164,016 540,352
4,877,227   5,000,000 -122,773
1,829,184   100,690 1,728,494
2,603,075   2,040,725 562,350
14,014,192   12,249,678 1,764,514
1,250,227   838,467 411,760
2,867,561   2,876,072 -8,511
19,000,000   19,971,194 -971,194
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       234,890
b       1,311,322
c       9,634
d       212,216
e       24
      254,038
      -81,988
      -32,046
      73,667
      540,352
      -122,773
      1,728,494
      562,350
      1,764,514
      411,760
      -8,511
      -971,194
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 5,886,749
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
SECTION 4940(e) REPEALED ON DECEMBER 20, 2019 - DO NOT COMPLETE
1 Reserved
(a)
Reserved 		(b)
Reserved 		(c)
Reserved 		(d)
Reserved
2
Reserved...........................
2
3
Reserved...........................
3
4
Reserved...........................
4
5
Reserved...........................
5
6
Reserved...........................
6
7
Reserved...........................
7
8
Reserved,..........................
8
Form 990-PF (2020)
Form 990-PF (2020)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Reserved................................ 1 127,504
c All other domestic foundations enter 1.39% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 127,504
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 127,504
6 Credits/Payments:
a 2020 estimated tax payments and 2019 overpayment credited to 2020 6a 283,982
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c 0
d Backup withholding erroneously withheld ........... 6d 0
7 Total credits and payments. Add lines 6a through 6d.............. 7 283,982
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 156,478
11 Enter the amount of line 10 to be: Credited to 2021 estimated taxBullet156,478 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
Yes
 
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
Yes
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletAZ, CA, CO, DC, FL, GA, IL, IN, MA, MD, MI, MN, MT, NM, NV, NY, NC, OR, SC, UT, VA, WI
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2020 or the taxable year beginning in 2020? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletWWW.MADDIESFUND.ORG
    14
    The books are in care ofbulletVALERIE STOLTENBERG Telephone no.bullet (925) 310-5450

    Located atbullet6150 STONERIDGE MALL RD NO 125PLEASANTONCA ZIP+4bullet94588
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2020, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
    No
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2020?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2020, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2020?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2020 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2020.)..................
    3b
     
    No
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2020?
    4b
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
    No
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d). Click to see attachment
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    AMY D ZEIFANG CHAIRMAN
    20.00     		114,768 3,428 0
    6150 STONERIDGE MALL RD SUITE 125
    PLEASANTON,CA94588
    LAURIE PEEK SECRETARY
    20.00     		127,188 9,548 0
    6150 STONERIDGE MALL RD SUITE 125
    PLEASANTON,CA94588
    MICHAEL DUFFIELD BOARD MEMBER
    2.00     		0 0 0
    6150 STONERIDGE MALL RD SUITE 125
    PLEASANTON,CA94588
    MARY IPPOLITI-SMITH EXECUTIVE LEADER
    40.00     		238,972 49,304 0
    6150 STONERIDGE MALL RD SUITE 125
    PLEASANTON,CA94588
    VALERIE STOLTENBERG VP FINANCE
    28.00     		152,995 10,675 0
    6150 STONERIDGE MALL RD SUITE 125
    PLEASANTON,CA94588
    STEVE HILL TREASURER
    4.00     		77,960 0 0
    6150 STONERIDGE MALL RD SUITE 125
    PLEASANTON,CA94588
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    SHEILA D'ARPINO DIRECTOR OF RESEARCH
    40.00     		202,073 29,352 0
    6150 STONERIDGE MALL RD 125
    PLEASANTON,CA94588
    LISA WARD DIRECTOR OF EDUCATIO
    40.00     		170,244 41,949 0
    6150 STONERIDGE MALL RD 125
    PLEASANTON,CA94588
    SHARON FLETCHER DIRECTOR OF MKTG & C
    40.00     		143,921 40,440 0
    6150 STONERIDGE MALL RD 125
    PLEASANTON,CA94588
    SHELLY THOMPSON DIRECTOR OF GRANTS
    40.00     		126,164 18,792 0
    6150 STONERIDGE MALL RD 125
    PLEASANTON,CA94588
    CRAIG CORYELL CREATIVE SERVICES MA
    40.00     		88,274 25,101 0
    6150 STONERIDGE MALL RD 125
    PLEASANTON,CA94588
    Total number of other employees paid over $50,000...................bullet 17
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NEXT PLAY CONSULTING LLC PROPERTY MANAGEMENT SERVICES 176,191
    6150 STONERIDGE MALL RD 105
    PLEASANTON,CA94588
    OLIVE DEVELOPMENT LLC WEBSITE MAINTENANCE SERVICES 88,400
    1 MIDDLE STREET SUITE 220
    PORTSMOUTH,NH03801
    ARMANINO LLP AUDIT, TAX AND FINANCIAL SERVICES 78,089
    PO BOX 398285
    SAN FRANCISCO,CA941398285
    HIDDEN SPRING VENTURES INVESTMENT AND FINANCE CONSULTING SERVICES 77,960
    25084 ASTI ROAD
    CLOVERDALE,CA95425
    ILLUME COMMUNICATIONS LLC MARKETING & COMMUNICATIONS 64,350
    420 DUNKIRK ROAD
    TOWSON,MD21212
    Total number of others receiving over $50,000 for professional services.............bullet6
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1 NATIONAL PARTNERSHIPS - WE FUNDED A NUMBER OF STRATEGIC NATIONAL PARTNERSHIPS THIS YEAR, INCLUDING HUMAN ANIMAL SUPPORT SERVICES PROJECTS. WE APPROVED 35 NEW PARTNERSHIP GRANTS THIS YEAR. 4,484,000
    2 RESEARCH GRANTS - WE CONTINUED TO PROVIDE OPPORTUNITIES FOR ORGANIZATIONS TO RESEARCH BEST PRACTICES IN THE INDUSTRY, INCLUING ACCESS TO CARE AND PAYMENTS ON MADDIE'S IDEA LAB GRANTS APPROVED IN PRIOR FISCAL YEARS. WE APPROVED 25 NEW RESEARCH GRANTS THIS YEAR. 2,116,431
    3 EDUCATION GRANTS - WE CONTINUED TO PROVIDE EDUCATIONAL OPPORTUNITIES FOR WORKERS AND VOLUNTEERS IN OUR INDUSTRY THROUGH OPPORTUNITIES LIKE CONFERENCE SCHOLARSHIPS AND SHELTER MEDICINE TRAINING AT VET SCHOOLS. WE APPROVED 3 NEW EDUCATION GRANTS THIS YEAR. 1,028,153
    4 NO PLACE LIKE HOME CHALLENGE - A NEW GRANT OPPORTUNTIY THIS YEAR, WE CHALLENGED ORGANIZATIONS TO IMPLEMENT NEW RETURN TO HOME PRACTICES, AND SELECTED 55 OF THE PARTICIPATING ORGANIZATIONS TO WIN GRANTS. PARTNERED WITH 9 NATIONAL ANIMAL WELFARE ORGANIZATIONS, INCLUDING MICHELSON FOUND ANIMALS FOUNDATION WHO PROVIDED AN ADDITIONAL $50,000 IN FUNDING. (THERE IS ONE $3K GRANT TO BE PAID IN THE NEXT FY.) 97,000
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    252,253,918
    b
    Average of monthly cash balances.......................
    1b
    12,200,060
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    264,453,978
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    264,453,978
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    3,966,810
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    260,487,168
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    13,024,358
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    13,024,358
    2a
    Tax on investment income for 2020 from Part VI, line 5......
    2a
    127,504
    b
    Income tax for 2020. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    127,504
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    12,896,854
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    170,745
    5
    Add lines 3 and 4............................
    5
    13,067,599
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    13,067,599
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    11,586,656
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
    0
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    11,586,656
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    11,586,656
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2019     		(c)
    2019     		(d)
    2020
    1 Distributable amount for 2020 from Part XI, line 7 13,067,599
    2 Undistributed income, if any, as of the end of 2020:
    a Enter amount for 2019 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2020:
    a From 2015...... 4,947,617
    b From 2016...... 11,327,012
    c From 2017...... 7,796,039
    d From 2018...... 3,803,874
    e From 2019...... 1,528,371
    fTotal of lines 3a through e........ 29,402,913
    4Qualifying distributions for 2020 from Part
    XII, line 4: bullet$ 11,586,656
    a Applied to 2019, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2020 distributable amount..... 11,586,656
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2020. 1,480,943 1,480,943
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 27,921,970
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2020. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2021 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2015 not
    applied on line 5 or line 7 (see instructions) ...     		3,466,674
    9Excess distributions carryover to 2021.
    Subtract lines 7 and 8 from line 6a ......     		24,455,296
    10 Analysis of line 9:
    a Excess from 2016.... 11,327,012
    b Excess from 2017.... 7,796,039
    c Excess from 2018.... 3,803,874
    d Excess from 2019.... 1,528,371
    e Excess from 2020....  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2020, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2020 (b) 2019 (c) 2018 (d) 2017
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
    AMY ZEIFANG
    6150 STONERIDGE MALL RD SUITE 125
    PLEASANTON,CA94588
    (925) 310-5450
    bThe form in which applications should be submitted and information and materials they should include:
    PLEASE SEE OUR WEBSITE AT WWW.MADDIESFUND.ORG TO REVIEW OUR GUIDELINES.
    cAny submission deadlines:
    PLEASE SEE OUR WEBSITE FOR ADDITIONAL INFORMATION.
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    GRANTS TO ANIMAL ORGANIZATIONS AND GROUPS ONLY
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    ABANDONED ANIMAL RESCUE (AAR)
    PO BOX 1206
    TOMBALL,TX77377     		N/A PC NO PLACE LIKE HOME CHALLENGE 1,000
    AMERICAN ASSOCIATION OF PET PARENTS
    21 SALT CREEK LANE
    HINSDALE,IL60521     		N/A PC HEART & HOME PROGRAM 10,000
    ANGELICO CAT RESCUE INC
    7451 NW 34TH STREET
    LAUDERHILL,FL33319     		N/A PC NATIONAL FOSTER SURVEY WINNER 500
    ANIMAL CARE & CONTROL TEAM OF PHILADELPHIA
    111 WEST HUNTING PARK AVENUE
    PHILADELPHIA,PA19140     		N/A PC NO PLACE LIKE HOME CHALLENGE 5,000
    ANIMAL GRANTMAKERS
    C/O THE BALANCED ACT 1706 LOWER
    ELWHA ROAD
    PORT ANGELES,WA98363     		N/A PC CONTRACT EMPLOYEE AND ANNUAL CONFERENCE SUPPORT 2020 & 2021 15,000
    ANIMAL RESCUE LEAGUE OF IOWA
    5452 NE 22ND STREET
    DES MOINES,IA50313     		N/A PC NO PLACE LIKE HOME CHALLENGE 3,000
    ANIMAL REZ-Q INC
    PO BOX 387
    WINDOW ROCK,AZ86515     		N/A PC OPERATIONS 1,000
    ANIMAL REZ-Q INC
    PO BOX 387
    WINDOW ROCK,AZ86515     		N/A PC NO PLACE LIKE HOME CHALLENGE 3,000
    ANIMAL SHELTER ACTION SOCIETY INC
    500 N 12TH SREET
    MAYFIELD,KY42066     		N/A PC NO PLACE LIKE HOME CHALLENGE 3,000
    ANIMAL SHELTER OF SULLIVAN COUNTY INC
    380 MASENGILL RD
    BLOUNTVILLE,TN37617     		N/A PC COMMUNITY-CENTRIC SURVEY 500
    ANIMAL SHELTER OF SULLIVAN COUNTY INC
    380 MASENGILL RD
    BLOUNTVILLE,TN37617     		N/A PC NO PLACE LIKE HOME CHALLENGE 2,000
    ARIZONA STATE UNIVERSITY
    BOX 871104
    TEMPE,AZ85287     		N/A PC FOSTERING PROGRAMS IN ANIMAL SHELTERS 730,258
    ASPCA
    520 8TH AVE 7TH FLOOR
    NEW YORK,NY10018     		N/A PC IMPROVING ACCESS TO VETERINARY CARE THROUGH RESEARCH 150,000
    ASSOCIATION OF SHELTER VETERINARIANS
    3225 ALPHAWOOD DRIVE
    APEX,NC27539     		N/A PC STRATEGIC GROWTH PLANS 50,000
    AUSTIN PETS ALIVE
    1156 W CESAR CHAVEZ
    AUSTIN,TX78703     		N/A PC PROTOTYPE IMPLEMENTATION DIRECTOR 135,000
    AUSTIN PETS ALIVE
    1156 W CESAR CHAVEZ
    AUSTIN,TX78703     		N/A PC MADDIE'S LEARNING ACADEMY 375,000
    AZ CENTER FOR ANIMAL RESCUE AND EDUCATION
    543 E SHAWNEE RD
    SAN TAN VALLEY,AZ85143     		N/A PC NO PLACE LIKE HOME CHALLENGE 1,000
    BAINBRIDGE DECATUR COUNTY HUMANE SOCIETY
    1250 COX AVE
    BAINBRIDGE,GA39819     		N/A PC NO PLACE LIKE HOME CHALLENGE 3,000
    BALTIMORE ANIMAL RESCUE AND CARE SHELTER
    2490 GILES ROAD
    BALTIMORE,MD21225     		N/A PC KEEPING PETS WITH THEIR PEOPLE IN BALTIMORE'S UNDERSERVED NEIGHBORHOODS 50,000
    BERKELEY HUMANE
    2700 NINTH STREET
    BERKELEY,CA94710     		N/A PC OPERATIONS 1,000
    BEST FRIENDS ANIMAL SOCIETY
    5001 ANGEL CANYON ROAD
    KANAB,UT84741     		N/A PC SHELTER EMBED PROGRAM 500,000
    BEST FRIENDS ANIMAL SOCIETY
    5001 ANGEL CANYON ROAD
    KANAB,UT84741     		N/A PC 2020 PROFESSIONAL DEVELOPMENT SYMPOSIUM 10,000
    BEST FRIENDS ANIMAL SOCIETY
    5001 ANGEL CANYON ROAD
    KANAB,UT84741     		N/A PC 2021 NATIONAL CONFERENCE SCHOLARSHIPS 10,000
    BEST FRIENDS ANIMAL SOCIETY
    5001 ANGEL CANYON ROAD
    KANAB,UT84741     		N/A PC 2021 NATIONAL CONFERENCE SPONSORSHIP 20,000
    BEST FRIENDS ANIMAL SOCIETY
    5001 ANGEL CANYON ROAD
    KANAB,UT84741     		N/A PC 2021 SHELTER EMBED PROGRAM 1,400,000
    BEST FRIENDS FOR LIFE
    517 SHILOH DR SUITE 2
    LAREDO,TX78045     		N/A PC NO PLACE LIKE HOME CHALLENGE 2,000
    BETTER TOGETHER ANIMAL ALLIANCE
    870 KOOTENAI CUT-OFF RD
    PONDERAY,ID83852     		N/A PC HOME TO HOME EXPANSION 30,000
    BRANDYWINE VALLEY SPCA
    1212 PHOENIXVILLE PIKE
    WEST CHESTER,PA19380     		N/A PC NO PLACE LIKE HOME CHALLENGE 3,000
    BRIGHTSIDE ANIMAL CENTER
    PO BOX 1404
    REDMOND,OR97756     		N/A PC OPERATIONS 1,000
    CARE4PAWS
    PO BOX 60524
    SANTA BARBARA,CA93160     		N/A PC OPERATIONS 1,000
    CABOT ANIMAL SUPPORT SERVICES
    2951 S 1ST ST
    CABOT,AR72023     		N/A GOV OPERATIONS 1,000
    CABOT ANIMAL SUPPORT SERVICES
    2951 S 1ST ST
    CABOT,AR72023     		N/A GOV HASS TIER 1 SHELTER GRANT OPPORTUNITY 50,000
    CABOT ANIMAL SUPPORT SERVICES
    2951 S 1ST ST
    CABOT,AR72023     		N/A GOV NO PLACE LIKE HOME CHALLENGE 5,000
    CALIFORNIA ANIMAL WELFARE ASSOCIATION
    5898 CHERRY AVENUE
    LONG BEACH,CA90805     		N/A PC CALANIMALS 2021 CONFERENCE SPONSORSHIP 8,000
    CARING CHOICES
    580 MANZANITA AVE SUITE 5
    CHICO,CA95926     		N/A PC COMMUNITY SHELTER TEAM PROGRAM 1,000
    CARING CHOICES
    580 MANZANITA AVE SUITE 5
    CHICO,CA95926     		N/A PC COMMUNITY SHELTER TEAM PROGRAM 1,000
    CASTLE OF DREAMS ANIMAL RESCUE
    434 CLIFFWOOD AVE
    CLIFFWOOD,NJ07721     		N/A PC NO PLACE LIKE HOME CHALLENGE 3,000
    CAT ADOPTION TEAM
    14175 SW GALBREATH DRIVE
    SHERWOOD,OR97140     		N/A PC FOSTERING 4 ROCK STARS ONLINE APPRENTICESHIP 20,000
    CINCINNATI ANIMAL CARE HUMANE SOCIETY
    3949 COLERAIN AVE
    CINCINNATI,OH45223     		N/A PC HASS CINCY 50,000
    CITY OF CASA GRANDE
    CASA GRANDE POLICE DEPARTMENT 373 E
    VAL VISTA BLVD
    CASA GRANDE,AZ85122     		N/A GOV COMMUNITY-CENTRIC SURVEY 500
    CITY OF CHARLOTTE
    8315 BYRUM DRIVE
    CHARLOTTE,NC28217     		N/A GOV HASS SUPPORT 1,000
    CITY OF CHARLOTTE
    8315 BYRUM DRIVE
    CHARLOTTE,NC28217     		N/A GOV HASS TIER 1 SHELTER_ANIMAL CARE & CONTROL 50,000
    CITY OF CHARLOTTE
    8315 BYRUM DRIVE
    CHARLOTTE,NC28217     		N/A GOV NO PLACE LIKE HOME CHALLENGE 3,000
    CITY OF CLEVELAND ANIMAL CARE & CONTROL
    9203 DETROIT AVE
    CLEVELAND,OH44102     		N/A GOV NO PLACE LIKE HOME CHALLENGE 1,000
    CITY OF ELK GROVE ANIMAL SERVICES
    9150 UNION PARK WAY
    ELK GROVE,CA95624     		N/A GOV PET FOSTER CARE STIMULUS GRANT 2,400
    CITY OF HOUSTON - BARC
    3200 CARR ST
    HOUSTON,TX77026     		N/A GOV PET FOSTER CARE STIMULUS GRANT 20,000
    CITY OF ST GEORGE
    ST GEORGE ANIMAL SHELTER 265 N 200
    E
    ST GEORGE,UT84770     		N/A GOV COMMUNITY-CENTRIC SURVEY 500
    COCKER SPANIEL RESCUE OF AUSTINSAN ANTONIO
    PO BOX 27453
    AUSTIN,TX78775     		N/A PC NATIONAL FOSTER SURVEY WINNER 500
    COMPANIONS AND ANIMALS FOR REFORM EQUITY
    420 DUNKIRK RD
    BALTIMORE,MD21212     		N/A PC DIVERSITY, EQUITY AND INCLUSION IN ANIMAL WELFARE 250,000
    COMPANIONS AND ANIMALS FOR REFORM EQUITY
    420 DUNKIRK RD
    BALTIMORE,MD21212     		N/A PC AFRICAN AMERICAN VETERINARY SCHOLARSHIP FUND 50,000
    CONTRA COSTA COUNTY ANIMAL SERVICES
    4800 IMHOFF PLACE
    MARTINEZ,CA94553     		N/A GOV NO PLACE LIKE HOME CHALLENGE 3,000
    CONWAY AREA HUMANE SOCIETY
    PO BOX 260
    CONWAY,NH03818     		N/A PC NO PLACE LIKE HOME CHALLENGE 3,000
    CORNELL UNIVERSITY
    341 PINE TREE ROAD DIVISION OF
    FINANCIAL AFFAIRS
    ITHACA,NY14850     		N/A PC MADDIE'S SHELTER MEDICINE PROGRAM, YEARS 15 - 19 274,267
    CORNELL UNIVERSITY
    341 PINE TREE ROAD DIVISION OF
    FINANCIAL AFFAIRS
    ITHACA,NY14850     		N/A PC DETERMINING THE EFFECT OF PAYMENT PLANS ON ACCESS AND DEMAND FOR VETERINARY SERVICES 101,761
    CORNELL UNIVERSITY
    341 PINE TREE ROAD DIVISION OF
    FINANCIAL AFFAIRS
    ITHACA,NY14850     		N/A PC DIVERSITY, EQUITY AND INCLUSION VETERINARY SCHOLARSHIP FUND 1,000
    CORNELL UNIVERSITY
    341 PINE TREE ROAD DIVISION OF
    FINANCIAL AFFAIRS
    ITHACA,NY14850     		N/A PC INTERVENTION PROTOCOL FOR MANAGEMENT OF TRAUMATIC WOUNDS IN DOGS 18,706
    CUMBERLAND COUNTY ANIMAL CONTROL
    4704 CORPORATION DRIVE
    FAYETTEVILLE,NC28306     		N/A GOV PET FOSTER CARE STIMULUS GRANT 10,000
    DALLAS ANIMAL SERVICES
    1818 N WESTMORELAND RD
    DALLAS,TX75212     		N/A GOV HASS COMMUNITY ENGAGEMENT SUPPORT 50,000
    DENVER ANIMAL SHELTER
    1241 W BAYAUD AVENUE
    DENVER,CO80223     		N/A GOV FOSTER AND LOST PETS 50,000
    EL PASO ANIMAL SERVICES
    5001 FRED WILSON AVENUE
    EL PASO,TX79906     		N/A GOV MEDICAL ASSISTANCE FOR PETS 50,000
    EL PASO ANIMAL SERVICES
    5001 FRED WILSON AVENUE
    EL PASO,TX79906     		N/A GOV NO PLACE LIKE HOME CHALLENGE 5,000
    FAIRFIELD COUNTY DOG ADOPTION CENTER & SHELTER
    1715 GRANVILLE PIKE
    LANCASTER,OH43130     		N/A GOV NO PLACE LIKE HOME CHALLENGE 1,000
    FLUFF RESPONDERS ANIMAL RESCUE
    103 BLUE GRANITE CT
    CHAPEL HILL,NC27514     		N/A PC NATIONAL FOSTER SURVEY WINNER 500
    FRANKLIN COUNTY DOG SHELTER AND ADOPTION CENTER
    4340 TAMARACK BLVD
    COLUMBUS,OH43229     		N/A GOV NO PLACE LIKE HOME CHALLENGE 3,000
    FRESNO HUMANE ANIMAL SERVICES
    760 W NIELSON AVE
    FRESNO,CA93706     		N/A PC "HASSIN' IT" 50,000
    GREATER GOOD CHARITIES
    ONE UNION SQUARE 600 UNIVERSITY ST
    1000
    SEATTLE,WA98101     		N/A PC GOOD PACKS PROGRAM 1,000
    GREENHILL HUMANE SOCIETY
    88530 GREEN HILL RD
    EUGENE,OR97402     		N/A PC COMMUNITY-CENTRIC SURVEY 500
    GREENVILLE COUNTY ANIMAL CARE
    328 FURMAN HALL RD
    GREENVILLE,SC29609     		N/A GOV ROAMING PET RESOURCE FAIR PILOT PROJECT 50,000
    GUILFORD COUNTY ANIMAL SERVICES
    4525 W WENDOVER AVE
    GREENSBORO,NC27409     		N/A GOV HASS MOBILE UNIT - PETS. PEOPLE. COMMUNITY. 50,000
    HARKER HEIGHTS PET ADOPTION CENTER
    305 MILLERS CROSSING
    HARKER HEIGHTS,TX76548     		N/A GOV NO PLACE LIKE HOME CHALLENGE 2,000
    HARRIS COUNTY ANIMAL SHELTER
    612 CANINO ROAD
    HOUSTON,TX77076     		N/A GOV NO PLACE LIKE HOME CHALLENGE 3,000
    HAYWARD ANIMAL SERVICES BUREAU
    16 BARNES COURT
    HAYWARD,CA94544     		N/A GOV PET FOSTER CARE STIMULUS GRANT 2,500
    HERITAGE HUMANE SOCIETY
    430 WALLER MILL ROAD
    WILLIAMSBURG,VA23185     		N/A PC COMMUNITY-CENTRIC SURVEY 500
    HUMANE SOCIETY OF CENTRAL OREGON
    61170 SE 27TH ST
    BEND,OR97702     		N/A PC BEND SPAY + NEUTER PROGRAM 1,000
    HUMANE SOCIETY OF COWLITZ COUNTY SPCA
    PO BOX 172 909 COLUMBIA BLVD
    LONGVIEW,WA98632     		N/A PC NO PLACE LIKE HOME CHALLENGE 1,000
    HUMANE SOCIETY OF VALDOSTALOWNDES COUNTY
    1740 W GORDON ST
    VALDOSTA,GA31601     		N/A PC NO PLACE LIKE HOME CHALLENGE 1,000
    HUMANE SOCIETY SILICON VALLEY
    901 AMES AVE
    MILPITAS,CA94539     		N/A PC OPERATIONS 5,000
    ITS MEOW OR NEVER FOR FERALS
    1811 TYNDALL DRIVE
    TALLAHASSEE,FL32308     		N/A PC NO PLACE LIKE HOME CHALLENGE 2,000
    JACKSONVILLE HUMANE SOCIETY
    8464 BEACH BLVD
    JACKSONVILLE,FL32216     		N/A PC NO PLACE LIKE HOME CHALLENGE 3,000
    JEFFERSON COUNTY ANIMAL CONTROL - MO
    7105 SHELTER ROAD
    BARNHART,MO63012     		N/A GOV COMMUNITY-CENTRIC SURVEY 500
    KANSAS CITY PET PROJECT
    7077 ELMWOOD AVENUE
    KANSAS CITY,MO64132     		N/A PC KEEP 'EM TOGETHER, KC PROGRAM - A "WHOLE FAMILY" MODEL 50,000
    KAUAI HUMANE SOCIETY
    PO BOX 3330
    LIHUE,HI96766     		N/A PC OPERATIONS 1,000
    KERSHAW COUNTY HUMANE SOCIETY
    128 BLACK RIVER ROAD
    CAMDEN,SC29020     		N/A PC NO PLACE LIKE HOME CHALLENGE 1,000
    LAREDO ANIMAL PROTECTIVE SOCIETY
    2500 GONZALEZ ST
    LAREDO,TX78040     		N/A PC NO PLACE LIKE HOME CHALLENGE 3,000
    LAST CHANCE ANIMAL RESCUE
    PO BOX 1670
    WHITE PLAINS,MD20695     		N/A PC NATIONAL FOSTER SURVEY WINNER 500
    LEXINGTON HUMANE SOCIETY
    1600 OLD FRANKFORT PIKE
    LEXINGTON,KY40504     		N/A PC COMMUNITY-CENTRIC SURVEY 500
    LIFELINE ANIMAL PROJECT
    3180 PRESIDENTIAL DRIVE
    ATLANTA,GA30340     		N/A PC LIFELINE ANIMAL PROJECT FOSTER CARE & BEHAVIOR PROGRAM 50,000
    LOLLYPOP FARM HUMANE SOCIETY OF GREATER ROCHESTER
    99 VICTOR RD
    FAIRPORT,NY14450     		N/A PC NATIONAL FOSTER SURVEY WINNER 500
    LOS ANGELES ANIMAL SERVICES
    221 N FIGUEROA STE 600
    LOS ANGELES,CA90012     		N/A GOV LOS ANGELES ANIMAL SERVICES KEEPING FAMILIES TOGETHER 50,000
    MADERA COUNTY ANIMAL SERVICES
    14269 ROAD 28
    MADERA,CA93638     		N/A GOV NO PLACE LIKE HOME CHALLENGE 3,000
    MADISON CAT PROJECT
    627 POST ROAD
    MADISON,WI53713     		N/A PC MEDICAL CLINIC 30,000
    MARIN HUMANE
    171 BEL MARIN KEYS BLVD
    NOVATO,CA94949     		N/A PC NO PLACE LIKE HOME CHALLENGE 3,000
    MARLEY'S MUTTS
    1121 WEST VALLEY BLVD SUITE I 140
    TEHACHAPI,CA93561     		N/A PC PAWSITIVE CHANGE PROGRAM 1,000
    MAUI HUMANE SOCIETY
    PO BOX 1047
    PUUNENE,HI96784     		N/A PC NO PLACE LIKE HOME CHALLENGE 5,000
    MICHIGAN HUMANE
    30300 TELEGRAPH RD STE 220
    BINGHAM FARMS,MI48025     		N/A PC HELPING DETROIT FAMILIES 50,000
    MIDWEST PET REFUGE
    115 N MERIDIAN ST PO BOX 1072
    PORTLAND,IN47371     		N/A PC COMMUNITY-CENTRIC SURVEY 500
    MONTGOMERY COUNTY ANIMAL CARE AND ADOPTION CENTER
    480 CINNABAR RD
    CHRISTIANSBURG,VA24073     		N/A GOV COMMUNITY-CENTRIC SURVEY 500
    MY DOG IS MY HOME
    60-11 69TH AVENUE
    RIDGEWOOD,NY11385     		N/A PC 2021 CO-SHELTERING CONFERENCE SCHOLARSHIPS 3,000
    MY DOG IS MY HOME
    60-11 69TH AVENUE
    RIDGEWOOD,NY11385     		N/A PC 2021 CO-SHELTERING CONFERENCE SPONSORSHIP 3,000
    NATIONAL ANIMAL CARE & CONTROL ASSOCIATION
    40960 CALIFORNIA OAKS ROAD 242
    MURRIETA,CA92562     		N/A PC OPERATIONS SUPPORT 50,000
    OAHU SOCIETY FOR THE PREVENTION OF CRUELTY TO ANIMALS
    823 OLIVE AVENUE
    WAHIAWA,HI96786     		N/A PC NO PLACE LIKE HOME CHALLENGE 3,000
    OAKLAND ANIMAL SERVICES
    1101 29TH AVENUE
    OAKLAND,CA94601     		N/A GOV INTAKE-TO-PLACEMENT 50,000
    OKLAHOMA CITY ANIMAL WELFARE
    2811 SE 29TH ST
    OKLAHOMA CITY,OK73129     		N/A GOV PET FOSTER CARE STIMULUS GRANT 20,000
    PALM VALLEY ANIMAL SOCIETY
    2501 W TRENTON RD
    EDINBURG,TX78541     		N/A PC PALM VALLEY ANIMAL SOCIETY FOSTER TEAM SUPPORT 50,000
    PASCO COUNTY ANIMAL SERVICES
    19640 DOGPATCH LANE
    LAND O LAKES,FL34638     		N/A GOV HUMAN ANIMAL SUPPORT SERVICES - PASCO COUNTY ANIMAL SERVICES 50,000
    PAWS ANIMAL ADOPTION CENTER
    123 JOHN STREET
    CAMDEN,ME04843     		N/A PC NATIONAL FOSTER SURVEY WINNER 500
    PAWSIBILITIES
    3770 WHITE PINE DRIVE
    WASHOE VALLEY,NV89704     		N/A PC OPERATIONS 1,000
    PET HELPERS
    1447 FOLLY RD
    CHARLESTON,SC29412     		N/A PC UNCHAIN CHARLESTON PROGRAM 1,000
    PETS ARE WONDERFUL SUPPORT INC
    134 W 29TH ST SUITE 802
    NEW YORK,NY10001     		N/A PC OPERATIONS 1,000
    PETS ARE WONDERFUL SUPPORT INC
    134 W 29TH ST SUITE 802
    NEW YORK,NY10001     		N/A PC OPERATIONS 1,000
    PETS IN NEED
    871 5TH AVE
    REDWOOD CITY,CA94063     		N/A PC CAWFC - COMMUNITY PROGRAMS SURVEY 10,000
    PIMA ANIMAL CARE CENTER
    4000 N SILVERBELL RD
    TUCSON,AZ85745     		N/A GOV 2020 MADDIE HERO AWARD 10,000
    PORTSMOUTH HUMANE SOCIETY
    4022 SEABOARD COURT
    PORTSMOUTH,VA23701     		N/A PC NO PLACE LIKE HOME CHALLENGE 3,000
    REGENTS OF THE UNIVERSITY OF CALIFORNIA
    VETERINARY MEDICAL TEACHING
    HOSPITAL CENTER FOR COMPANION HEALT
    DAVIS,CA95616     		N/A PC MADDIE'S POSTDOCTORAL FELLOWSHIP IN ANIMAL BEHAVIOR 67,276
    REGENTS OF THE UNIVERSITY OF CALIFORNIA
    VETERINARY MEDICAL TEACHING
    HOSPITAL CENTER FOR COMPANION HEALT
    DAVIS,CA95616     		N/A PC FAMCICLOVIR AS A TREATMENT FOR KITTENS 5,500
    RIVERSIDE COUNTY DEPARTMENT OF ANIMAL SERVICES
    6851 VAN BUREN BLVD
    JURUPA VALLEY,CA92509     		N/A GOV RIVERSIDE COUNTY LOST PET REUNIFICATION INITIATIVE 50,000
    ROCHESTER ANIMAL SERVICES
    184 VERONA STREET
    ROCHESTER,NY14608     		N/A GOV HASS IMPLEMENTATION IN ROCHESTER 50,000
    ROCKINGHAMHARRISONBURG SPCA
    PO BOX 413
    HARRISONBURG,VA22803     		N/A PC NO PLACE LIKE HOME CHALLENGE 3,000
    ROSENBERG ANIMAL CONTROL AND SHELTER
    1207 BLUME RD
    ROSENBERG,TX77471     		N/A GOV PET FOSTER CARE STIMULUS GRANT 2,500
    SALT LAKE COUNTY ANIMAL SERVICES
    511 WEST 3900 SOUTH
    SALT LAKE CITY,UT84123     		N/A GOV NO PLACE LIKE HOME CHALLENGE 3,000
    SAN DIEGO HUMANE SOCIETY
    5500 GAINES STREET
    SAN DIEGO,CA92110     		N/A PC COMMUNITY VETERINARY SERVICES 50,000
    SAN MATEO COUNTY ANIMAL CONTROL AND LICENSING
    225 37TH AVE
    SAN MATEO,CA94403     		N/A GOV CAWFC - VETERINARY CARE FOR COMMUNITY MEMBERS 10,000
    SANTA ROSA COUNTY ANIMAL SERVICES
    4451 PINE FOREST RD
    MILTON,FL32583     		N/A GOV NO PLACE LIKE HOME CHALLENGE 3,000
    SAVING SUNNY
    411 LAWTON COURT
    LOUISVILLE,KY40217     		N/A PC OPERATIONS 1,000
    SEATTLE ANIMAL SHELTER
    2061 15TH AVE W
    SEATTLE,WA98119     		N/A GOV NO PLACE LIKE HOME CHALLENGE 1,000
    SHANTI PROJECT
    3170 23RD STREET
    SAN FRANCISCO,CA94110     		N/A PC THE PAWS PROGRAM 1,000
    SHANTI PROJECT
    3170 23RD STREET
    SAN FRANCISCO,CA94110     		N/A PC THE PAWS PROGRAM 1,000
    SHELTER ANIMALS COUNT
    41 WATCHUNG PLAZA SUITE 393
    MONTCLAIR,NJ07042     		N/A PC OPERATIONS 100,000
    THE ARIZONA PET PROJECT
    4949 E LINCOLN DR
    SCOTTSDALE,AZ85011     		N/A PC OPERATIONS 1,000
    THE ASSOCIATION FOR ANIMAL WELFARE ADVANCEMENT
    15508 W BELL ROAD SUITE 101-613
    SURPRISE,AZ85374     		N/A NC 2020 VIRTUAL FALL CONFERENCE 10,000
    THE ASSOCIATION FOR ANIMAL WELFARE ADVANCEMENT
    15508 W BELL ROAD SUITE 101-613
    SURPRISE,AZ85374     		N/A NC 2021 SPRING CONFERENCE SCHOLARSHIPS 3,000
    THE ASSOCIATION FOR ANIMAL WELFARE ADVANCEMENT
    15508 W BELL ROAD SUITE 101-613
    SURPRISE,AZ85374     		N/A NC 2021 SPRING CONFERENCE SPONSORSHIP 3,000
    THE EDDY HOUSE
    888 WILLOW STREET
    RENO,NV89502     		N/A PC OPERATIONS 1,000
    THE HUMANE SOCIETY OF THE UNITED STATES
    2100 L STREET NW
    WASHINGTON,DC20037     		N/A PC #SPAYTOGETHER STIMULUS PLAN 250,000
    THE HUMANE SOCIETY OF THE UNITED STATES
    2100 L STREET NW
    WASHINGTON,DC20037     		N/A PC 2020 ONLINE ANIMAL CARE EXPO SPONSORSHIP 10,000
    THE HUMANE SOCIETY OF THE UNITED STATES
    2100 L STREET NW
    WASHINGTON,DC20037     		N/A PC SHELTER PET PROJECT - CONSULTANT 2020 42,000
    THE HUMANE SOCIETY OF THE UNITED STATES
    2100 L STREET NW
    WASHINGTON,DC20037     		N/A PC HUMANE PRO ONLINE ADVERTISING 5,000
    THE HUMANE SOCIETY OF THE UNITED STATES
    2100 L STREET NW
    WASHINGTON,DC20037     		N/A PC 2021 ANIMAL CARE EXPO SCHOLARSHIPS 5,200
    THE HUMANE SOCIETY OF THE UNITED STATES
    2100 L STREET NW
    WASHINGTON,DC20037     		N/A PC AD COUNCIL PET ADOPTION CAMPAIGN - YEAR 11 617,000
    THEY RESCUE US INC
    PO BOX 27
    PHOENIX,MD21131     		N/A PC NATIONAL FOSTER SURVEY WINNER 500
    TONY LA RUSSA'S ANIMAL RESCUE FOUNDATION
    2890 MITCHELL DRIVE
    WALNUT CREEK,CA94598     		N/A PC PET SAFETY NET PROGRAM 25,000
    TREE HOUSE HUMANE SOCIETY
    7225 N WESTERN AVE
    CHICAGO,IL60645     		N/A PC NATIONAL FOSTER SURVEY WINNER 500
    ULSTER COUNTY SPCA
    20 WIEDY ROAD
    KINGSTON,NY12401     		N/A PC NO PLACE LIKE HOME CHALLENGE 3,000
    UNIVERSITY OF DENVER
    2199 SOUTH UNIVERSITY BLVD
    DENVER,CO80208     		N/A PC MEASURING THE ONE HEALTH IMPACT OF THE HUMANE SOCIETY OF THE UNITED STATES' PETS FOR LIFE 125,000
    UNIVERSITY OF TENNESSEE
    1618 W CUMBERLAND AVE 206 HENSON
    HALL
    KNOXVILLE,TN379963332     		N/A PC RESEARCH AND DEVELOPMENT OF ALIGNCARE 917,930
    UNIVERSITY OF TENNESSEE
    1618 W CUMBERLAND AVE 206 HENSON
    HALL
    KNOXVILLE,TN379963332     		N/A PC 2020 AVANZINO LEADERSHIP AWARD 25,000
    UNIVERSITY OF WISCONSIN-MADISON
    2015 LINDEN DRIVE
    MADISON,WI53706     		N/A PC SHELTER MEDICINE PROGRAM RESIDENTS 111,052
    UNIVERSITY OF WISCONSIN-MADISON
    2015 LINDEN DRIVE
    MADISON,WI53706     		N/A PC MADDIE'S SHELTER MEDICINE RESEARCH FELLOW, CLINICAL INSTRUCTOR AND ELECTIVE 165,634
    UNIVERSITY OF WISCONSIN-MADISON
    2015 LINDEN DRIVE
    MADISON,WI53706     		N/A PC CDV OUTBREAK IN NEW JERSEY AND VIRGINIA 20,000
    WHITE RIVER HUMANE SOCIETY
    PO BOX 792
    BEDFORD,IN47421     		N/A PC COMMUNITY-CENTRIC SURVEY 500
    WOLF TRAP ANIMAL RESCUE
    PO BOX 2753
    MERRIFIELD,VA22116     		N/A PC NATIONAL FOSTER SURVEY WINNER 500
    YAVAPAI HUMANE SOCIETY
    1625 SUNDOG RANCH ROAD
    PRESCOTT,AZ86301     		N/A PC NO PLACE LIKE HOME CHALLENGE 1,000
    YOUNG AT HEART PET RESCUE INC
    4301 S IL ROUTE 47
    WOODSTOCK,IL60098     		N/A PC NATIONAL FOSTER SURVEY WINNER 500
    Total .................................bullet 3a 7,975,984
    bApproved for future payment
    ANIMAL CARE CENTERS OF NEW YORK CITY
    11 PARK PLACE SUITE 805
    NEW YORK,NY10007     		N/A PC 2021 AVANZINO LEADERSHIP AWARD 25,000
    ASSOCIATION OF SHELTER VETERINARIANS
    3225 ALPHAWOOD DRIVE
    APEX,NC27539     		N/A PC STRATEGIC GROWTH PLANS 100,000
    AUSTIN PETS ALIVE
    1156 W CESAR CHAVEZ
    AUSTIN,TX78703     		N/A PC PROTOTYPE IMPLEMENTATION DIRECTOR 375,000
    BERKELEY HUMANE
    2700 NINTH STREET
    BERKELEY,CA94710     		N/A PC CAPITAL PROJECT 500,000
    BURBANK ANIMAL SHELTER
    1150 N VICTORY PL
    BURBANK,CA91502     		N/A GOV CAWFC - BEHAVIOR TRAINING AND MARKETING PROGRAM 5,000
    COMPANIONS AND ANIMALS FOR REFORM EQUITY
    420 DUNKIRK RD
    BALTIMORE,MD21212     		N/A PC COMPANIONS AND ANIMALS FOR REFORM EQUITY 500,000
    CORNELL UNIVERSITY
    341 PINE TREE ROAD DIVISION OF
    FINANCIAL AFFAIRS
    ITHACA,NY14850     		N/A PC MADDIE'S SHELTER MEDICINE PROGRAM, YEARS 15 - 19 1,087,296
    CORNELL UNIVERSITY
    DIVISION OF FINANCIAL AFFAIRS 341
    PINE TREE ROAD
    ITHACA,NY148502820     		N/A PC MADDIE'S SPAYATHON4PR HQHVSN APPRENTICESHIP 57,750
    COUNTY OF SAN DIEGO DEPARTMENT OF ANIMAL SERVICES
    5821 SWEETWATER ROAD
    BONITA,CA91902     		N/A GOV CAWFC - SPAY/NEUTER SURGERIES 20,000
    KINGS COUNTY ANIMAL SERVICES
    10909 BONNEYVIEW LN
    HANFORD,CA93230     		N/A GOV CAWFC - MICROCHIP CLINICS 5,000
    NATIONAL ANIMAL CARE & CONTROL ASSOCIATION
    40960 CALIFORNIA OAKS ROAD 242
    MURRIETA,CA92562     		N/A PC NATIONAL ANIMAL CARE & CONTROL ASSOCIATION 100,000
    REGENTS OF THE UNIVERSITY OF CALIFORNIA
    VETERINARY MEDICAL TEACHING
    HOSPITAL CENTER FOR COMPANION HEALT
    DAVIS,CA95616     		N/A PC MILLION CAT CHALLENGE 3.0 4,695,332
    SHELTER ANIMALS COUNT
    41 WATCHUNG PLAZA SUITE 393
    MONTCLAIR,NJ07042     		N/A PC SHELTER ANIMALS COUNT 125,000
    THE ASSOCIATION FOR ANIMAL WELFARE ADVANCEMENT
    15508 W BELL ROAD SUITE 101-613
    SURPRISE,AZ85374     		N/A NC 2021 FALL CONFERENCE SCHOLARSHIPS 5,000
    THE ASSOCIATION FOR ANIMAL WELFARE ADVANCEMENT
    15508 W BELL ROAD SUITE 101-613
    SURPRISE,AZ85374     		N/A NC 2021 FALL CONFERENCE SPONSORSHIP 5,000
    UNIVERSITY OF FLORIDA
    OFFICE OF RESEARCH AND GRADUATE
    PROGRAMS 219 GRINTER HALL BOX 11550
    GAINESVILLE,FL32611     		N/A PC MILLION CAT CHALLENGE 3.0 2,701,853
    UNIVERSITY OF FLORIDA
    OFFICE OF RESEARCH AND GRADUATE
    PROGRAMS 219 GRINTER HALL BOX 11550
    GAINESVILLE,FL32611     		N/A PC DISTEMPER OUTBREAK RESPONSE IN EL PASO, TX 25,000
    UNIVERSITY OF TENNESSEE
    1618 W CUMBERLAND AVE 206 HENSON
    HALL
    KNOXVILLE,TN379963332     		N/A PC PREVALENCE, CHARACTERISTICS, TREATMENT AND OUTCOME OF DOGS PRESENTING TO SHELTERS WITH APPENDICULAR FRACTURES 73,364
    UNIVERSITY OF TENNESSEE
    1618 W CUMBERLAND AVE 206 HENSON
    HALL
    KNOXVILLE,TN379963332     		N/A PC 2021 ACCESS TO VETERINARY CARE SYMPOSIUM SCHOLARSHIPS 10,000
    UNIVERSITY OF TENNESSEE
    1618 W CUMBERLAND AVE 206 HENSON
    HALL
    KNOXVILLE,TN379963332     		N/A PC 2021 ACCESS TO VETERINARY CARE SYMPOSIUM SPONSORSHIP 10,000
    UNIVERSITY OF TENNESSEE
    1618 W CUMBERLAND AVE 206 HENSON
    HALL
    KNOXVILLE,TN379963332     		N/A PC ESTABLISHING ALIGNCARE 3,448,181
    UNIVERSITY OF WISCONSIN-MADISON
    2015 LINDEN DRIVE
    MADISON,WI53706     		N/A PC MADDIE'S SHELTER MEDICINE RESEARCH FELLOW, CLINICAL INSTRUCTOR AND ELECTIVE 171,135
    UNIVERSITY OF WISCONSIN-MADISON
    2015 LINDEN DRIVE
    MADISON,WI53706     		N/A PC SHELTER MEDICINE TEACHING AND TRAINING PROGRAMS 780,739
    Total .................................bullet 3b 14,825,650
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		    14 60  
    4 Dividends and interest from securities....     14 5,028,795  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 5,649,814  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue:
    aMISCELLANEOUS INCOME     		    14 3,819  
    bPARTNERSHIP INCOME/LOSS 523000 21,342 14 27,198  
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. 21,342 10,709,686 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    10,731,028
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2020)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    ABANDONED ANIMAL RESCUE (AAR)PO BOX 1206
    TOMBALL,TX77377     		N/A PC NO PLACE LIKE HOME CHALLENGE 1,000
    AMERICAN ASSOCIATION OF PET PARENTS21 SALT CREEK LANE
    HINSDALE,IL60521     		N/A PC HEART & HOME PROGRAM 10,000
    ANGELICO CAT RESCUE INC7451 NW 34TH STREET
    LAUDERHILL,FL33319     		N/A PC NATIONAL FOSTER SURVEY WINNER 500
    ANIMAL CARE & CONTROL TEAM OF PHILADELPHIA111 WEST HUNTING PARK AVENUE
    PHILADELPHIA,PA19140     		N/A PC NO PLACE LIKE HOME CHALLENGE 5,000
    ANIMAL GRANTMAKERSC/O THE BALANCED ACT 1706 LOWER
    ELWHA ROAD
    PORT ANGELES,WA98363     		N/A PC CONTRACT EMPLOYEE AND ANNUAL CONFERENCE SUPPORT 2020 & 2021 15,000
    ANIMAL RESCUE LEAGUE OF IOWA5452 NE 22ND STREET
    DES MOINES,IA50313     		N/A PC NO PLACE LIKE HOME CHALLENGE 3,000
    ANIMAL REZ-Q INCPO BOX 387
    WINDOW ROCK,AZ86515     		N/A PC OPERATIONS 1,000
    ANIMAL REZ-Q INCPO BOX 387
    WINDOW ROCK,AZ86515     		N/A PC NO PLACE LIKE HOME CHALLENGE 3,000
    ANIMAL SHELTER ACTION SOCIETY INC500 N 12TH SREET
    MAYFIELD,KY42066     		N/A PC NO PLACE LIKE HOME CHALLENGE 3,000
    ANIMAL SHELTER OF SULLIVAN COUNTY INC380 MASENGILL RD
    BLOUNTVILLE,TN37617     		N/A PC COMMUNITY-CENTRIC SURVEY 500
    ANIMAL SHELTER OF SULLIVAN COUNTY INC380 MASENGILL RD
    BLOUNTVILLE,TN37617     		N/A PC NO PLACE LIKE HOME CHALLENGE 2,000
    ARIZONA STATE UNIVERSITYBOX 871104
    TEMPE,AZ85287     		N/A PC FOSTERING PROGRAMS IN ANIMAL SHELTERS 730,258
    ASPCA520 8TH AVE 7TH FLOOR
    NEW YORK,NY10018     		N/A PC IMPROVING ACCESS TO VETERINARY CARE THROUGH RESEARCH 150,000
    ASSOCIATION OF SHELTER VETERINARIANS3225 ALPHAWOOD DRIVE
    APEX,NC27539     		N/A PC STRATEGIC GROWTH PLANS 50,000
    AUSTIN PETS ALIVE1156 W CESAR CHAVEZ
    AUSTIN,TX78703     		N/A PC PROTOTYPE IMPLEMENTATION DIRECTOR 135,000
    AUSTIN PETS ALIVE1156 W CESAR CHAVEZ
    AUSTIN,TX78703     		N/A PC MADDIE'S LEARNING ACADEMY 375,000
    AZ CENTER FOR ANIMAL RESCUE AND EDUCATION543 E SHAWNEE RD
    SAN TAN VALLEY,AZ85143     		N/A PC NO PLACE LIKE HOME CHALLENGE 1,000
    BAINBRIDGE DECATUR COUNTY HUMANE SOCIETY1250 COX AVE
    BAINBRIDGE,GA39819     		N/A PC NO PLACE LIKE HOME CHALLENGE 3,000
    BALTIMORE ANIMAL RESCUE AND CARE SHELTER2490 GILES ROAD
    BALTIMORE,MD21225     		N/A PC KEEPING PETS WITH THEIR PEOPLE IN BALTIMORE'S UNDERSERVED NEIGHBORHOODS 50,000
    BERKELEY HUMANE2700 NINTH STREET
    BERKELEY,CA94710     		N/A PC OPERATIONS 1,000
    BEST FRIENDS ANIMAL SOCIETY5001 ANGEL CANYON ROAD
    KANAB,UT84741     		N/A PC SHELTER EMBED PROGRAM 500,000
    BEST FRIENDS ANIMAL SOCIETY5001 ANGEL CANYON ROAD
    KANAB,UT84741     		N/A PC 2020 PROFESSIONAL DEVELOPMENT SYMPOSIUM 10,000
    BEST FRIENDS ANIMAL SOCIETY5001 ANGEL CANYON ROAD
    KANAB,UT84741     		N/A PC 2021 NATIONAL CONFERENCE SCHOLARSHIPS 10,000
    BEST FRIENDS ANIMAL SOCIETY5001 ANGEL CANYON ROAD
    KANAB,UT84741     		N/A PC 2021 NATIONAL CONFERENCE SPONSORSHIP 20,000
    BEST FRIENDS ANIMAL SOCIETY5001 ANGEL CANYON ROAD
    KANAB,UT84741     		N/A PC 2021 SHELTER EMBED PROGRAM 1,400,000
    BEST FRIENDS FOR LIFE517 SHILOH DR SUITE 2
    LAREDO,TX78045     		N/A PC NO PLACE LIKE HOME CHALLENGE 2,000
    BETTER TOGETHER ANIMAL ALLIANCE870 KOOTENAI CUT-OFF RD
    PONDERAY,ID83852     		N/A PC HOME TO HOME EXPANSION 30,000
    BRANDYWINE VALLEY SPCA1212 PHOENIXVILLE PIKE
    WEST CHESTER,PA19380     		N/A PC NO PLACE LIKE HOME CHALLENGE 3,000
    BRIGHTSIDE ANIMAL CENTERPO BOX 1404
    REDMOND,OR97756     		N/A PC OPERATIONS 1,000
    CARE4PAWSPO BOX 60524
    SANTA BARBARA,CA93160     		N/A PC OPERATIONS 1,000
    CABOT ANIMAL SUPPORT SERVICES2951 S 1ST ST
    CABOT,AR72023     		N/A GOV OPERATIONS 1,000
    CABOT ANIMAL SUPPORT SERVICES2951 S 1ST ST
    CABOT,AR72023     		N/A GOV HASS TIER 1 SHELTER GRANT OPPORTUNITY 50,000
    CABOT ANIMAL SUPPORT SERVICES2951 S 1ST ST
    CABOT,AR72023     		N/A GOV NO PLACE LIKE HOME CHALLENGE 5,000
    CALIFORNIA ANIMAL WELFARE ASSOCIATION5898 CHERRY AVENUE
    LONG BEACH,CA90805     		N/A PC CALANIMALS 2021 CONFERENCE SPONSORSHIP 8,000
    CARING CHOICES580 MANZANITA AVE SUITE 5
    CHICO,CA95926     		N/A PC COMMUNITY SHELTER TEAM PROGRAM 1,000
    CARING CHOICES580 MANZANITA AVE SUITE 5
    CHICO,CA95926     		N/A PC COMMUNITY SHELTER TEAM PROGRAM 1,000
    CASTLE OF DREAMS ANIMAL RESCUE434 CLIFFWOOD AVE
    CLIFFWOOD,NJ07721     		N/A PC NO PLACE LIKE HOME CHALLENGE 3,000
    CAT ADOPTION TEAM14175 SW GALBREATH DRIVE
    SHERWOOD,OR97140     		N/A PC FOSTERING 4 ROCK STARS ONLINE APPRENTICESHIP 20,000
    CINCINNATI ANIMAL CARE HUMANE SOCIETY3949 COLERAIN AVE
    CINCINNATI,OH45223     		N/A PC HASS CINCY 50,000
    CITY OF CASA GRANDECASA GRANDE POLICE DEPARTMENT 373 E
    VAL VISTA BLVD
    CASA GRANDE,AZ85122     		N/A GOV COMMUNITY-CENTRIC SURVEY 500
    CITY OF CHARLOTTE8315 BYRUM DRIVE
    CHARLOTTE,NC28217     		N/A GOV HASS SUPPORT 1,000
    CITY OF CHARLOTTE8315 BYRUM DRIVE
    CHARLOTTE,NC28217     		N/A GOV HASS TIER 1 SHELTER_ANIMAL CARE & CONTROL 50,000
    CITY OF CHARLOTTE8315 BYRUM DRIVE
    CHARLOTTE,NC28217     		N/A GOV NO PLACE LIKE HOME CHALLENGE 3,000
    CITY OF CLEVELAND ANIMAL CARE & CONTROL9203 DETROIT AVE
    CLEVELAND,OH44102     		N/A GOV NO PLACE LIKE HOME CHALLENGE 1,000
    CITY OF ELK GROVE ANIMAL SERVICES9150 UNION PARK WAY
    ELK GROVE,CA95624     		N/A GOV PET FOSTER CARE STIMULUS GRANT 2,400
    CITY OF HOUSTON - BARC3200 CARR ST
    HOUSTON,TX77026     		N/A GOV PET FOSTER CARE STIMULUS GRANT 20,000
    CITY OF ST GEORGEST GEORGE ANIMAL SHELTER 265 N 200
    E
    ST GEORGE,UT84770     		N/A GOV COMMUNITY-CENTRIC SURVEY 500
    COCKER SPANIEL RESCUE OF AUSTINSAN ANTONIOPO BOX 27453
    AUSTIN,TX78775     		N/A PC NATIONAL FOSTER SURVEY WINNER 500
    COMPANIONS AND ANIMALS FOR REFORM EQUITY420 DUNKIRK RD
    BALTIMORE,MD21212     		N/A PC DIVERSITY, EQUITY AND INCLUSION IN ANIMAL WELFARE 250,000
    COMPANIONS AND ANIMALS FOR REFORM EQUITY420 DUNKIRK RD
    BALTIMORE,MD21212     		N/A PC AFRICAN AMERICAN VETERINARY SCHOLARSHIP FUND 50,000
    CONTRA COSTA COUNTY ANIMAL SERVICES4800 IMHOFF PLACE
    MARTINEZ,CA94553     		N/A GOV NO PLACE LIKE HOME CHALLENGE 3,000
    CONWAY AREA HUMANE SOCIETYPO BOX 260
    CONWAY,NH03818     		N/A PC NO PLACE LIKE HOME CHALLENGE 3,000
    CORNELL UNIVERSITY341 PINE TREE ROAD DIVISION OF
    FINANCIAL AFFAIRS
    ITHACA,NY14850     		N/A PC MADDIE'S SHELTER MEDICINE PROGRAM, YEARS 15 - 19 274,267
    CORNELL UNIVERSITY341 PINE TREE ROAD DIVISION OF
    FINANCIAL AFFAIRS
    ITHACA,NY14850     		N/A PC DETERMINING THE EFFECT OF PAYMENT PLANS ON ACCESS AND DEMAND FOR VETERINARY SERVICES 101,761
    CORNELL UNIVERSITY341 PINE TREE ROAD DIVISION OF
    FINANCIAL AFFAIRS
    ITHACA,NY14850     		N/A PC DIVERSITY, EQUITY AND INCLUSION VETERINARY SCHOLARSHIP FUND 1,000
    CORNELL UNIVERSITY341 PINE TREE ROAD DIVISION OF
    FINANCIAL AFFAIRS
    ITHACA,NY14850     		N/A PC INTERVENTION PROTOCOL FOR MANAGEMENT OF TRAUMATIC WOUNDS IN DOGS 18,706
    CUMBERLAND COUNTY ANIMAL CONTROL4704 CORPORATION DRIVE
    FAYETTEVILLE,NC28306     		N/A GOV PET FOSTER CARE STIMULUS GRANT 10,000
    DALLAS ANIMAL SERVICES1818 N WESTMORELAND RD
    DALLAS,TX75212     		N/A GOV HASS COMMUNITY ENGAGEMENT SUPPORT 50,000
    DENVER ANIMAL SHELTER1241 W BAYAUD AVENUE
    DENVER,CO80223     		N/A GOV FOSTER AND LOST PETS 50,000
    EL PASO ANIMAL SERVICES5001 FRED WILSON AVENUE
    EL PASO,TX79906     		N/A GOV MEDICAL ASSISTANCE FOR PETS 50,000
    EL PASO ANIMAL SERVICES5001 FRED WILSON AVENUE
    EL PASO,TX79906     		N/A GOV NO PLACE LIKE HOME CHALLENGE 5,000
    FAIRFIELD COUNTY DOG ADOPTION CENTER & SHELTER1715 GRANVILLE PIKE
    LANCASTER,OH43130     		N/A GOV NO PLACE LIKE HOME CHALLENGE 1,000
    FLUFF RESPONDERS ANIMAL RESCUE103 BLUE GRANITE CT
    CHAPEL HILL,NC27514     		N/A PC NATIONAL FOSTER SURVEY WINNER 500
    FRANKLIN COUNTY DOG SHELTER AND ADOPTION CENTER4340 TAMARACK BLVD
    COLUMBUS,OH43229     		N/A GOV NO PLACE LIKE HOME CHALLENGE 3,000
    FRESNO HUMANE ANIMAL SERVICES760 W NIELSON AVE
    FRESNO,CA93706     		N/A PC "HASSIN' IT" 50,000
    GREATER GOOD CHARITIESONE UNION SQUARE 600 UNIVERSITY ST
    1000
    SEATTLE,WA98101     		N/A PC GOOD PACKS PROGRAM 1,000
    GREENHILL HUMANE SOCIETY88530 GREEN HILL RD
    EUGENE,OR97402     		N/A PC COMMUNITY-CENTRIC SURVEY 500
    GREENVILLE COUNTY ANIMAL CARE328 FURMAN HALL RD
    GREENVILLE,SC29609     		N/A GOV ROAMING PET RESOURCE FAIR PILOT PROJECT 50,000
    GUILFORD COUNTY ANIMAL SERVICES4525 W WENDOVER AVE
    GREENSBORO,NC27409     		N/A GOV HASS MOBILE UNIT - PETS. PEOPLE. COMMUNITY. 50,000
    HARKER HEIGHTS PET ADOPTION CENTER305 MILLERS CROSSING
    HARKER HEIGHTS,TX76548     		N/A GOV NO PLACE LIKE HOME CHALLENGE 2,000
    HARRIS COUNTY ANIMAL SHELTER612 CANINO ROAD
    HOUSTON,TX77076     		N/A GOV NO PLACE LIKE HOME CHALLENGE 3,000
    HAYWARD ANIMAL SERVICES BUREAU16 BARNES COURT
    HAYWARD,CA94544     		N/A GOV PET FOSTER CARE STIMULUS GRANT 2,500
    HERITAGE HUMANE SOCIETY430 WALLER MILL ROAD
    WILLIAMSBURG,VA23185     		N/A PC COMMUNITY-CENTRIC SURVEY 500
    HUMANE SOCIETY OF CENTRAL OREGON61170 SE 27TH ST
    BEND,OR97702     		N/A PC BEND SPAY + NEUTER PROGRAM 1,000
    HUMANE SOCIETY OF COWLITZ COUNTY SPCAPO BOX 172 909 COLUMBIA BLVD
    LONGVIEW,WA98632     		N/A PC NO PLACE LIKE HOME CHALLENGE 1,000
    HUMANE SOCIETY OF VALDOSTALOWNDES COUNTY1740 W GORDON ST
    VALDOSTA,GA31601     		N/A PC NO PLACE LIKE HOME CHALLENGE 1,000
    HUMANE SOCIETY SILICON VALLEY901 AMES AVE
    MILPITAS,CA94539     		N/A PC OPERATIONS 5,000
    ITS MEOW OR NEVER FOR FERALS1811 TYNDALL DRIVE
    TALLAHASSEE,FL32308     		N/A PC NO PLACE LIKE HOME CHALLENGE 2,000
    JACKSONVILLE HUMANE SOCIETY8464 BEACH BLVD
    JACKSONVILLE,FL32216     		N/A PC NO PLACE LIKE HOME CHALLENGE 3,000
    JEFFERSON COUNTY ANIMAL CONTROL - MO7105 SHELTER ROAD
    BARNHART,MO63012     		N/A GOV COMMUNITY-CENTRIC SURVEY 500
    KANSAS CITY PET PROJECT7077 ELMWOOD AVENUE
    KANSAS CITY,MO64132     		N/A PC KEEP 'EM TOGETHER, KC PROGRAM - A "WHOLE FAMILY" MODEL 50,000
    KAUAI HUMANE SOCIETYPO BOX 3330
    LIHUE,HI96766     		N/A PC OPERATIONS 1,000
    KERSHAW COUNTY HUMANE SOCIETY128 BLACK RIVER ROAD
    CAMDEN,SC29020     		N/A PC NO PLACE LIKE HOME CHALLENGE 1,000
    LAREDO ANIMAL PROTECTIVE SOCIETY2500 GONZALEZ ST
    LAREDO,TX78040     		N/A PC NO PLACE LIKE HOME CHALLENGE 3,000
    LAST CHANCE ANIMAL RESCUEPO BOX 1670
    WHITE PLAINS,MD20695     		N/A PC NATIONAL FOSTER SURVEY WINNER 500
    LEXINGTON HUMANE SOCIETY1600 OLD FRANKFORT PIKE
    LEXINGTON,KY40504     		N/A PC COMMUNITY-CENTRIC SURVEY 500
    LIFELINE ANIMAL PROJECT3180 PRESIDENTIAL DRIVE
    ATLANTA,GA30340     		N/A PC LIFELINE ANIMAL PROJECT FOSTER CARE & BEHAVIOR PROGRAM 50,000
    LOLLYPOP FARM HUMANE SOCIETY OF GREATER ROCHESTER99 VICTOR RD
    FAIRPORT,NY14450     		N/A PC NATIONAL FOSTER SURVEY WINNER 500
    LOS ANGELES ANIMAL SERVICES221 N FIGUEROA STE 600
    LOS ANGELES,CA90012     		N/A GOV LOS ANGELES ANIMAL SERVICES KEEPING FAMILIES TOGETHER 50,000
    MADERA COUNTY ANIMAL SERVICES14269 ROAD 28
    MADERA,CA93638     		N/A GOV NO PLACE LIKE HOME CHALLENGE 3,000
    MADISON CAT PROJECT627 POST ROAD
    MADISON,WI53713     		N/A PC MEDICAL CLINIC 30,000
    MARIN HUMANE171 BEL MARIN KEYS BLVD
    NOVATO,CA94949     		N/A PC NO PLACE LIKE HOME CHALLENGE 3,000
    MARLEY'S MUTTS1121 WEST VALLEY BLVD SUITE I 140
    TEHACHAPI,CA93561     		N/A PC PAWSITIVE CHANGE PROGRAM 1,000
    MAUI HUMANE SOCIETYPO BOX 1047
    PUUNENE,HI96784     		N/A PC NO PLACE LIKE HOME CHALLENGE 5,000
    MICHIGAN HUMANE30300 TELEGRAPH RD STE 220
    BINGHAM FARMS,MI48025     		N/A PC HELPING DETROIT FAMILIES 50,000
    MIDWEST PET REFUGE115 N MERIDIAN ST PO BOX 1072
    PORTLAND,IN47371     		N/A PC COMMUNITY-CENTRIC SURVEY 500
    MONTGOMERY COUNTY ANIMAL CARE AND ADOPTION CENTER480 CINNABAR RD
    CHRISTIANSBURG,VA24073     		N/A GOV COMMUNITY-CENTRIC SURVEY 500
    MY DOG IS MY HOME60-11 69TH AVENUE
    RIDGEWOOD,NY11385     		N/A PC 2021 CO-SHELTERING CONFERENCE SCHOLARSHIPS 3,000
    MY DOG IS MY HOME60-11 69TH AVENUE
    RIDGEWOOD,NY11385     		N/A PC 2021 CO-SHELTERING CONFERENCE SPONSORSHIP 3,000
    NATIONAL ANIMAL CARE & CONTROL ASSOCIATION40960 CALIFORNIA OAKS ROAD 242
    MURRIETA,CA92562     		N/A PC OPERATIONS SUPPORT 50,000
    OAHU SOCIETY FOR THE PREVENTION OF CRUELTY TO ANIMALS823 OLIVE AVENUE
    WAHIAWA,HI96786     		N/A PC NO PLACE LIKE HOME CHALLENGE 3,000
    OAKLAND ANIMAL SERVICES1101 29TH AVENUE
    OAKLAND,CA94601     		N/A GOV INTAKE-TO-PLACEMENT 50,000
    OKLAHOMA CITY ANIMAL WELFARE2811 SE 29TH ST
    OKLAHOMA CITY,OK73129     		N/A GOV PET FOSTER CARE STIMULUS GRANT 20,000
    PALM VALLEY ANIMAL SOCIETY2501 W TRENTON RD
    EDINBURG,TX78541     		N/A PC PALM VALLEY ANIMAL SOCIETY FOSTER TEAM SUPPORT 50,000
    PASCO COUNTY ANIMAL SERVICES19640 DOGPATCH LANE
    LAND O LAKES,FL34638     		N/A GOV HUMAN ANIMAL SUPPORT SERVICES - PASCO COUNTY ANIMAL SERVICES 50,000
    PAWS ANIMAL ADOPTION CENTER123 JOHN STREET
    CAMDEN,ME04843     		N/A PC NATIONAL FOSTER SURVEY WINNER 500
    PAWSIBILITIES3770 WHITE PINE DRIVE
    WASHOE VALLEY,NV89704     		N/A PC OPERATIONS 1,000
    PET HELPERS1447 FOLLY RD
    CHARLESTON,SC29412     		N/A PC UNCHAIN CHARLESTON PROGRAM 1,000
    PETS ARE WONDERFUL SUPPORT INC134 W 29TH ST SUITE 802
    NEW YORK,NY10001     		N/A PC OPERATIONS 1,000
    PETS ARE WONDERFUL SUPPORT INC134 W 29TH ST SUITE 802
    NEW YORK,NY10001     		N/A PC OPERATIONS 1,000
    PETS IN NEED871 5TH AVE
    REDWOOD CITY,CA94063     		N/A PC CAWFC - COMMUNITY PROGRAMS SURVEY 10,000
    PIMA ANIMAL CARE CENTER4000 N SILVERBELL RD
    TUCSON,AZ85745     		N/A GOV 2020 MADDIE HERO AWARD 10,000
    PORTSMOUTH HUMANE SOCIETY4022 SEABOARD COURT
    PORTSMOUTH,VA23701     		N/A PC NO PLACE LIKE HOME CHALLENGE 3,000
    REGENTS OF THE UNIVERSITY OF CALIFORNIAVETERINARY MEDICAL TEACHING
    HOSPITAL CENTER FOR COMPANION HEALT
    DAVIS,CA95616     		N/A PC MADDIE'S POSTDOCTORAL FELLOWSHIP IN ANIMAL BEHAVIOR 67,276
    REGENTS OF THE UNIVERSITY OF CALIFORNIAVETERINARY MEDICAL TEACHING
    HOSPITAL CENTER FOR COMPANION HEALT
    DAVIS,CA95616     		N/A PC FAMCICLOVIR AS A TREATMENT FOR KITTENS 5,500
    RIVERSIDE COUNTY DEPARTMENT OF ANIMAL SERVICES6851 VAN BUREN BLVD
    JURUPA VALLEY,CA92509     		N/A GOV RIVERSIDE COUNTY LOST PET REUNIFICATION INITIATIVE 50,000
    ROCHESTER ANIMAL SERVICES184 VERONA STREET
    ROCHESTER,NY14608     		N/A GOV HASS IMPLEMENTATION IN ROCHESTER 50,000
    ROCKINGHAMHARRISONBURG SPCAPO BOX 413
    HARRISONBURG,VA22803     		N/A PC NO PLACE LIKE HOME CHALLENGE 3,000
    ROSENBERG ANIMAL CONTROL AND SHELTER1207 BLUME RD
    ROSENBERG,TX77471     		N/A GOV PET FOSTER CARE STIMULUS GRANT 2,500
    SALT LAKE COUNTY ANIMAL SERVICES511 WEST 3900 SOUTH
    SALT LAKE CITY,UT84123     		N/A GOV NO PLACE LIKE HOME CHALLENGE 3,000
    SAN DIEGO HUMANE SOCIETY5500 GAINES STREET
    SAN DIEGO,CA92110     		N/A PC COMMUNITY VETERINARY SERVICES 50,000
    SAN MATEO COUNTY ANIMAL CONTROL AND LICENSING225 37TH AVE
    SAN MATEO,CA94403     		N/A GOV CAWFC - VETERINARY CARE FOR COMMUNITY MEMBERS 10,000
    SANTA ROSA COUNTY ANIMAL SERVICES4451 PINE FOREST RD
    MILTON,FL32583     		N/A GOV NO PLACE LIKE HOME CHALLENGE 3,000
    SAVING SUNNY411 LAWTON COURT
    LOUISVILLE,KY40217     		N/A PC OPERATIONS 1,000
    SEATTLE ANIMAL SHELTER2061 15TH AVE W
    SEATTLE,WA98119     		N/A GOV NO PLACE LIKE HOME CHALLENGE 1,000
    SHANTI PROJECT3170 23RD STREET
    SAN FRANCISCO,CA94110     		N/A PC THE PAWS PROGRAM 1,000
    SHANTI PROJECT3170 23RD STREET
    SAN FRANCISCO,CA94110     		N/A PC THE PAWS PROGRAM 1,000
    SHELTER ANIMALS COUNT41 WATCHUNG PLAZA SUITE 393
    MONTCLAIR,NJ07042     		N/A PC OPERATIONS 100,000
    THE ARIZONA PET PROJECT4949 E LINCOLN DR
    SCOTTSDALE,AZ85011     		N/A PC OPERATIONS 1,000
    THE ASSOCIATION FOR ANIMAL WELFARE ADVANCEMENT15508 W BELL ROAD SUITE 101-613
    SURPRISE,AZ85374     		N/A NC 2020 VIRTUAL FALL CONFERENCE 10,000
    THE ASSOCIATION FOR ANIMAL WELFARE ADVANCEMENT15508 W BELL ROAD SUITE 101-613
    SURPRISE,AZ85374     		N/A NC 2021 SPRING CONFERENCE SCHOLARSHIPS 3,000
    THE ASSOCIATION FOR ANIMAL WELFARE ADVANCEMENT15508 W BELL ROAD SUITE 101-613
    SURPRISE,AZ85374     		N/A NC 2021 SPRING CONFERENCE SPONSORSHIP 3,000
    THE EDDY HOUSE888 WILLOW STREET
    RENO,NV89502     		N/A PC OPERATIONS 1,000
    THE HUMANE SOCIETY OF THE UNITED STATES2100 L STREET NW
    WASHINGTON,DC20037     		N/A PC #SPAYTOGETHER STIMULUS PLAN 250,000
    THE HUMANE SOCIETY OF THE UNITED STATES2100 L STREET NW
    WASHINGTON,DC20037     		N/A PC 2020 ONLINE ANIMAL CARE EXPO SPONSORSHIP 10,000
    THE HUMANE SOCIETY OF THE UNITED STATES2100 L STREET NW
    WASHINGTON,DC20037     		N/A PC SHELTER PET PROJECT - CONSULTANT 2020 42,000
    THE HUMANE SOCIETY OF THE UNITED STATES2100 L STREET NW
    WASHINGTON,DC20037     		N/A PC HUMANE PRO ONLINE ADVERTISING 5,000
    THE HUMANE SOCIETY OF THE UNITED STATES2100 L STREET NW
    WASHINGTON,DC20037     		N/A PC 2021 ANIMAL CARE EXPO SCHOLARSHIPS 5,200
    THE HUMANE SOCIETY OF THE UNITED STATES2100 L STREET NW
    WASHINGTON,DC20037     		N/A PC AD COUNCIL PET ADOPTION CAMPAIGN - YEAR 11 617,000
    THEY RESCUE US INCPO BOX 27
    PHOENIX,MD21131     		N/A PC NATIONAL FOSTER SURVEY WINNER 500
    TONY LA RUSSA'S ANIMAL RESCUE FOUNDATION2890 MITCHELL DRIVE
    WALNUT CREEK,CA94598     		N/A PC PET SAFETY NET PROGRAM 25,000
    TREE HOUSE HUMANE SOCIETY7225 N WESTERN AVE
    CHICAGO,IL60645     		N/A PC NATIONAL FOSTER SURVEY WINNER 500
    ULSTER COUNTY SPCA20 WIEDY ROAD
    KINGSTON,NY12401     		N/A PC NO PLACE LIKE HOME CHALLENGE 3,000
    UNIVERSITY OF DENVER2199 SOUTH UNIVERSITY BLVD
    DENVER,CO80208     		N/A PC MEASURING THE ONE HEALTH IMPACT OF THE HUMANE SOCIETY OF THE UNITED STATES' PETS FOR LIFE 125,000
    UNIVERSITY OF TENNESSEE1618 W CUMBERLAND AVE 206 HENSON
    HALL
    KNOXVILLE,TN379963332     		N/A PC RESEARCH AND DEVELOPMENT OF ALIGNCARE 917,930
    UNIVERSITY OF TENNESSEE1618 W CUMBERLAND AVE 206 HENSON
    HALL
    KNOXVILLE,TN379963332     		N/A PC 2020 AVANZINO LEADERSHIP AWARD 25,000
    UNIVERSITY OF WISCONSIN-MADISON2015 LINDEN DRIVE
    MADISON,WI53706     		N/A PC SHELTER MEDICINE PROGRAM RESIDENTS 111,052
    UNIVERSITY OF WISCONSIN-MADISON2015 LINDEN DRIVE
    MADISON,WI53706     		N/A PC MADDIE'S SHELTER MEDICINE RESEARCH FELLOW, CLINICAL INSTRUCTOR AND ELECTIVE 165,634
    UNIVERSITY OF WISCONSIN-MADISON2015 LINDEN DRIVE
    MADISON,WI53706     		N/A PC CDV OUTBREAK IN NEW JERSEY AND VIRGINIA 20,000
    WHITE RIVER HUMANE SOCIETYPO BOX 792
    BEDFORD,IN47421     		N/A PC COMMUNITY-CENTRIC SURVEY 500
    WOLF TRAP ANIMAL RESCUEPO BOX 2753
    MERRIFIELD,VA22116     		N/A PC NATIONAL FOSTER SURVEY WINNER 500
    YAVAPAI HUMANE SOCIETY1625 SUNDOG RANCH ROAD
    PRESCOTT,AZ86301     		N/A PC NO PLACE LIKE HOME CHALLENGE 1,000
    YOUNG AT HEART PET RESCUE INC4301 S IL ROUTE 47
    WOODSTOCK,IL60098     		N/A PC NATIONAL FOSTER SURVEY WINNER 500
    Total ...............................bullet 3a 7,975,984
    bApproved for future payment
    ANIMAL CARE CENTERS OF NEW YORK CITY11 PARK PLACE SUITE 805
    NEW YORK,NY10007     		N/A PC 2021 AVANZINO LEADERSHIP AWARD 25,000
    ASSOCIATION OF SHELTER VETERINARIANS3225 ALPHAWOOD DRIVE
    APEX,NC27539     		N/A PC STRATEGIC GROWTH PLANS 100,000
    AUSTIN PETS ALIVE1156 W CESAR CHAVEZ
    AUSTIN,TX78703     		N/A PC PROTOTYPE IMPLEMENTATION DIRECTOR 375,000
    BERKELEY HUMANE2700 NINTH STREET
    BERKELEY,CA94710     		N/A PC CAPITAL PROJECT 500,000
    BURBANK ANIMAL SHELTER1150 N VICTORY PL
    BURBANK,CA91502     		N/A GOV CAWFC - BEHAVIOR TRAINING AND MARKETING PROGRAM 5,000
    COMPANIONS AND ANIMALS FOR REFORM EQUITY420 DUNKIRK RD
    BALTIMORE,MD21212     		N/A PC COMPANIONS AND ANIMALS FOR REFORM EQUITY 500,000
    CORNELL UNIVERSITY341 PINE TREE ROAD DIVISION OF
    FINANCIAL AFFAIRS
    ITHACA,NY14850     		N/A PC MADDIE'S SHELTER MEDICINE PROGRAM, YEARS 15 - 19 1,087,296
    CORNELL UNIVERSITYDIVISION OF FINANCIAL AFFAIRS 341
    PINE TREE ROAD
    ITHACA,NY148502820     		N/A PC MADDIE'S SPAYATHON4PR HQHVSN APPRENTICESHIP 57,750
    COUNTY OF SAN DIEGO DEPARTMENT OF ANIMAL SERVICES5821 SWEETWATER ROAD
    BONITA,CA91902     		N/A GOV CAWFC - SPAY/NEUTER SURGERIES 20,000
    KINGS COUNTY ANIMAL SERVICES10909 BONNEYVIEW LN
    HANFORD,CA93230     		N/A GOV CAWFC - MICROCHIP CLINICS 5,000
    NATIONAL ANIMAL CARE & CONTROL ASSOCIATION40960 CALIFORNIA OAKS ROAD 242
    MURRIETA,CA92562     		N/A PC NATIONAL ANIMAL CARE & CONTROL ASSOCIATION 100,000
    REGENTS OF THE UNIVERSITY OF CALIFORNIAVETERINARY MEDICAL TEACHING
    HOSPITAL CENTER FOR COMPANION HEALT
    DAVIS,CA95616     		N/A PC MILLION CAT CHALLENGE 3.0 4,695,332
    SHELTER ANIMALS COUNT41 WATCHUNG PLAZA SUITE 393
    MONTCLAIR,NJ07042     		N/A PC SHELTER ANIMALS COUNT 125,000
    THE ASSOCIATION FOR ANIMAL WELFARE ADVANCEMENT15508 W BELL ROAD SUITE 101-613
    SURPRISE,AZ85374     		N/A NC 2021 FALL CONFERENCE SCHOLARSHIPS 5,000
    THE ASSOCIATION FOR ANIMAL WELFARE ADVANCEMENT15508 W BELL ROAD SUITE 101-613
    SURPRISE,AZ85374     		N/A NC 2021 FALL CONFERENCE SPONSORSHIP 5,000
    UNIVERSITY OF FLORIDAOFFICE OF RESEARCH AND GRADUATE
    PROGRAMS 219 GRINTER HALL BOX 11550
    GAINESVILLE,FL32611     		N/A PC MILLION CAT CHALLENGE 3.0 2,701,853
    UNIVERSITY OF FLORIDAOFFICE OF RESEARCH AND GRADUATE
    PROGRAMS 219 GRINTER HALL BOX 11550
    GAINESVILLE,FL32611     		N/A PC DISTEMPER OUTBREAK RESPONSE IN EL PASO, TX 25,000
    UNIVERSITY OF TENNESSEE1618 W CUMBERLAND AVE 206 HENSON
    HALL
    KNOXVILLE,TN379963332     		N/A PC PREVALENCE, CHARACTERISTICS, TREATMENT AND OUTCOME OF DOGS PRESENTING TO SHELTERS WITH APPENDICULAR FRACTURES 73,364
    UNIVERSITY OF TENNESSEE1618 W CUMBERLAND AVE 206 HENSON
    HALL
    KNOXVILLE,TN379963332     		N/A PC 2021 ACCESS TO VETERINARY CARE SYMPOSIUM SCHOLARSHIPS 10,000
    UNIVERSITY OF TENNESSEE1618 W CUMBERLAND AVE 206 HENSON
    HALL
    KNOXVILLE,TN379963332     		N/A PC 2021 ACCESS TO VETERINARY CARE SYMPOSIUM SPONSORSHIP 10,000
    UNIVERSITY OF TENNESSEE1618 W CUMBERLAND AVE 206 HENSON
    HALL
    KNOXVILLE,TN379963332     		N/A PC ESTABLISHING ALIGNCARE 3,448,181
    UNIVERSITY OF WISCONSIN-MADISON2015 LINDEN DRIVE
    MADISON,WI53706     		N/A PC MADDIE'S SHELTER MEDICINE RESEARCH FELLOW, CLINICAL INSTRUCTOR AND ELECTIVE 171,135
    UNIVERSITY OF WISCONSIN-MADISON2015 LINDEN DRIVE
    MADISON,WI53706     		N/A PC SHELTER MEDICINE TEACHING AND TRAINING PROGRAMS 780,739
    Total ................................bullet 3b 14,825,650

    TY 2020 AccountingFeesSchedule
    Name:
    THE DUFFIELD FAMILY FOUNDATION
     
    DBA MADDIE'S FUND
    EIN:
    94-3362163
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ACCOUNTING FEES 152,304 28,981   119,234

    Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

    TY 2020 ExpenditureResponsibilityStmt
    Name:
    THE DUFFIELD FAMILY FOUNDATION
     
    DBA MADDIE'S FUND
    EIN:
    94-3362163
    Grantee's Name Grantee's Address Grant Date Grant Amount Grant Purpose Amount Expended By Grantee Any Diversion By Grantee? Dates of Reports By Grantee Date of Verification Results of Verification
    THE ASSOCIATION FOR ANIMAL WELFARE ADVANCEMENT
          		15508 W BELL ROAD SUITE 101-613
    SURPRISE,AZ85374     		2021-01-21 27,314 2021 CONFERENCE SCHOLARSHIPS. 17,314 THE GRANTEE HAS NOT DIVERTED ANY PORTION OF THE FUNDS. 3/8/21 2021-03-08 GRANT EXPENDED ACCORDING TO GRANT AGREEMENT, AS REPORTED.

    TY 2020 InvestmentsCorpBondsSchedule
    Name:
    THE DUFFIELD FAMILY FOUNDATION
     
    DBA MADDIE'S FUND
    EIN:
    94-3362163
    Name of Bond End of Year Book Value End of Year Fair Market Value
    MORGAN STANLEY - BRECKRIDGE FIXED INC. 45,747,452 45,747,452
    VIRTUS NEWFLEET LOW DURATION CORE PLUS 11,218,622 11,218,622
    MT - VIRTUS NEWFLEET LOW DUR CORE PLUS 1,993,866 1,993,866
    MID-TERM PORTFOLIO 7,882,015 7,882,015

    TY 2020 InvestmentsCorpStockSchedule
    Name:
    THE DUFFIELD FAMILY FOUNDATION
     
    DBA MADDIE'S FUND
    EIN:
    94-3362163
    Name of Stock End of Year Book Value End of Year Fair Market Value
    MS - EM VANGUARD 8,571,313 8,571,313
    MS - SPTM ETF 42,953,108 42,953,108
    MS - INT'L EQUITY ETF 25,832,332 25,832,332
    MS WISDOM TREE US EQUITY 12,385,899 12,385,899
    MS INT'L EQUITY BRANDES MF 10,045,711 10,045,711
    MS EMERGING MARKETS - BRANDES 8,729,948 8,729,948
    MS INT'L EQUITY WISDOM TREE 8,614,379 8,614,379
    MS MUTUAL FUNDS 471,305 471,305
    MS LIQUID ALTERNATIVES 19,546,884 19,546,884

    TY 2020 InvestmentsOtherSchedule2
    Name:
    THE DUFFIELD FAMILY FOUNDATION
     
    DBA MADDIE'S FUND
    EIN:
    94-3362163
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    MS TACTICAL STRUCTURED NOTES FMV 5,620,000 5,620,000
    AXIOM ASIA PRIVATE CAPITAL FUND I, LP FMV 554,640 554,640
    AXIOM ASIA PRIVATE CAPITAL FUND II, LP FMV 1,736,347 1,736,347
    CAPITAL DYNAMICS CHAMPION VENTURES IV (Q), L.P. FMV 926,783 926,783
    CAPITAL DYNAMICS CHAMPION VENTURES V, L.P. FMV 484,773 484,773
    CAPITAL DYNAMICS CHAMPION VENTURES VI, LP FMV 997,238 997,238
    ABERDEEN FLAG INT'L PARTNERS (OFFSHORE) L.P. FMV 983,188 983,188
    ABERDEEN FLAG PRIVATE EQUITY III (OFFSHORE) L.P. FMV 597,180 597,180
    ABERDEEN FLAG VENTURE PARTNERS VI, (OFFSHORE) L.P. FMV 1,124,555 1,124,555
    ABDERDEEN NEXT GENERATION PARTNERS V, L.P. FMV 772,262 772,262
    BOYD WATTERSON GSAFUND L. P. FMV 1,661,158 1,661,158
    GT REAL PROPERTY FMV 81,595 81,595
    GREYLOCK 15 L. P. FMV 2,640,407 2,640,407
    GRADUATE HOTELS REAL ESTATE FUND III, L.P. FMV 2,412,622 2,412,622
    HGGC FUND III-A L.P. FMV 3,227,841 3,227,841
    HRJ CAPITAL GLOBAL BUY-OUT III (ASIA), LP FMV 10,854 10,854
    HRJ CAPITAL GLOBAL BUY-OUT III (ASIA), LP (NEW MONEY) FMV 12,990 12,990
    HRJ CAPITAL GLOBAL BUY-OUT III (EUROPE), LP FMV 39,790 39,790
    HRJ CAPITAL GLOBAL BUY-OUT III (US), LP FMV 83,960 83,960
    HRJ CAPITAL GLOBAL BUY-OUT III (US), LP (NEW MONEY) FMV 19,220 19,220
    HRJ CAPITAL SPECIAL OPPORTUNITIES II (INT'L), LP FMV 4,405 4,405
    HRJ CAPITAL SPECIAL OPPORTUNITIES II (INT'L), LP (NEW MONEY) FMV 12,208 12,208
    HRJ CAPITAL SPECIAL OPPORTUNITIES II (US), LP FMV 82,446 82,446
    HRJ CAPITAL SPECIAL OPPORTUNITIES II (US), LP (NEW MONEY) FMV 11,382 11,382
    HRJ CAPITAL VC V (FOREIGN), L.P. FMV 36,429 36,429
    HRJ CAPITAL VC VI (INT'L), LP FMV 667,568 667,568
    HRJ CAPITAL VC VI (INT'L), LP NEW MONEY FMV 218,934 218,934
    MADISON DEARBORN CAPITAL PTRS VII-C L.P. FMV 4,781,389 4,781,389
    MADISON DEARBORN CAPITAL PTRS VII-C GLOBAL INVESTMENTS L.P. FMV 199,546 199,546
    MESIROW FINANCIAL CAPITAL PARTNERS IX, L.P. FMV 37,207 37,207
    MESIROW FINANCIAL CAPITAL PARTNERS X, L.P. (INC AIV) FMV 174,470 174,470
    MESIROW FINANCIAL PRIVATE EQUITY PARTNERSHIP FUND III, L.P. FMV 509,694 509,694
    MESIROW FINANCIAL PRIVATE EQUITY PARTNERSHIP FUND V, L.P. FMV 2,005,068 2,005,068
    METROPOLITAN REAL ESTATE PARTNERS GLOBAL II FMV 321,905 321,905
    MIRELF V, LP FMV 574,849 574,849
    MIRELF V AIV, LP FMV 25,951 25,951
    PARK STREET CAPITAL - LUXEMBOURG HOLDINGS, LLC FMV 1,858 1,858
    PARK STREET CAPITAL NATURAL RESOURCE FUND II, L.P. FMV 34,399 34,399
    PARK STREET CAPITAL NR INVESTMENT CORP FMV 1,446 1,446
    RCP FUND IV, L.P. FMV 5,839 5,839
    RCP FUND VI, L.P. FMV 606,283 606,283
    VINTAGE VII OFFSHORE SCSP FMV 5,726,742 5,726,742
    VINTAGE VII AIV OFFSHORE SCSP FMV 355,041 355,041
    ARES SPECIAL OPPORTUNITIES FUND (OFFSHORE), LP FMV 3,744,673 3,744,673
    MS NONCONSULTING FMV 10,166,608 10,166,608
    MS PORTFOLIO MGMT FMV 7,588,353 7,588,353
    MS CONSULTING EVALUATION FMV 11,561,827 11,561,827
    MS SALIENT MLP FMV 4,513,988 4,513,988
    SELECT UMA FMV 6,866,893 6,866,893

    TY 2020 LandEtcSchedule2
    Name:
    THE DUFFIELD FAMILY FOUNDATION
     
    DBA MADDIE'S FUND
    EIN:
    94-3362163
    Category / Item Cost / Other Basis Accumulated Depreciation Book Value End of Year Fair Market Value
    LEASEHOLD IMPROVEMENT 404,168 404,168 0  
    FURNITURE AND EQUIPMENT 209,954 205,944 4,010 4,010
    INTERNALLY DEVELOPED SOFTWARE 647,169 622,193 24,976 24,976


    TY 2020 LegalFeesSchedule
    Name:
    THE DUFFIELD FAMILY FOUNDATION
     
    DBA MADDIE'S FUND
    EIN:
    94-3362163
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    LEGAL FEES 9,334 2,649   12,735


    TY 2020 OtherAssetsSchedule
    Name:
    THE DUFFIELD FAMILY FOUNDATION
     
    DBA MADDIE'S FUND
    EIN:
    94-3362163
    Description Beginning of Year - Book Value End of Year - Book Value End of Year - Fair Market Value
    INVESTMENT INCOME RECEIVABLE 328,959 332,324 332,324
    INVESTMENT REDEMPTION RECEIVABLE 32,950 0 0
    PROGRAM RELATED INVESTMENTS 2,794,326 2,794,326 2,794,326


    TY 2020 OtherExpensesSchedule
    Name:
    THE DUFFIELD FAMILY FOUNDATION
     
    DBA MADDIE'S FUND
    EIN:
    94-3362163
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    PORTFOLIO DEDUCTIONS 368,104 418,593   0
    OTHER TAXES AND FILING FEES 46,487 41,287   5,175
    PROGRAM MATERIALS 32,442 0   30,340
    INSURANCE 60,162 17,846   32,938
    WEB FEES 40,704 0   27,294
    OFFICE SUPPLIES 143,901 213   144,759
    MEDIA ADVERTISING 57,843 0   28,720
    POSTAGE AND SHIPPING 5,276 0   5,468
    PROF DUES AND SUBSCRIPTION 17,410 0   16,415
    BANK FEES 3,252 0   2,625
    OTHER EXPENSES 0 0   674
    PARTNERSHIP MGMT FEES PAID SEPARATELY 0 103,739   0
    ARES CLOSING COSTS 0 3,136   0


    TY 2020 OtherIncomeSchedule2
    Name:
    THE DUFFIELD FAMILY FOUNDATION
     
    DBA MADDIE'S FUND
    EIN:
    94-3362163
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    MISCELLANEOUS INCOME 3,819 3,819 3,819
    PARTNERSHIP INCOME/LOSS 48,540 27,198 48,540


    TY 2020 OtherIncreasesSchedule
    Name:
    THE DUFFIELD FAMILY FOUNDATION
     
    DBA MADDIE'S FUND
    EIN:
    94-3362163
    Description Amount
    NET UNREALIZED GAIN ON SECURITIES AND DERIVATIVES 36,907,452
    NET UNREALIZED GAIN ON PRIVATE EQUITY FUNDS 11,851,762
    DONATED RENT 2,037,143


    TY 2020 OtherLiabilitiesSchedule
    Name:
    THE DUFFIELD FAMILY FOUNDATION
     
    DBA MADDIE'S FUND
    EIN:
    94-3362163
    Description Beginning of Year - Book Value End of Year - Book Value
    DERIVATIVE FINANCIAL LIABILITIES 9,794 19,021
    DEFERRED TAX LIABILITY 0 862,753


    TY 2020 OtherProfessionalFeesSchedule
    Name:
    THE DUFFIELD FAMILY FOUNDATION
     
    DBA MADDIE'S FUND
    EIN:
    94-3362163
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FINANCIAL CONSULTING 72,560 75,840   5,020
    GENERAL CONSULTING 154,054 103,833   113,470
    IT CONSULTING 148,805 720   168,717
    CONTRACT SERVICES 34,085 0   31,398
    INVESTMENT MANAGEMENT FEES 741,609 741,609   0


    TY 2020 TaxesSchedule
    Name:
    THE DUFFIELD FAMILY FOUNDATION
     
    DBA MADDIE'S FUND
    EIN:
    94-3362163
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAXES 73,408 73,408   0
    SECTION 4940 CURRENT EXCISE TAX EXPENSE 950,626 0   0