Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2020
Open to Public Inspection
For calendar year 2020, or tax year beginning 11-01-2020 , and ending 10-31-2021
Name of foundation
WILLIAM AND BETTY MULLIS TUA FND TR
 
Number and street (or P.O. box number if mail is not delivered to street address)140 BROADWAY 4TH FLOOR
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
NEW YORK, NY100051101
A Employer identification number

59-7247490
B Telephone number (see instructions)

(704) 338-2469
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$34,977,704J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 16,238,924
2 Check bullet.............
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities... 318,201 318,201  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 2,572,312
b Gross sales price for all assets on line 6a 9,030,929
7 Capital gain net income (from Part IV, line 2)... 2,572,312
8 Net short-term capital gain......... 0
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 9,352 9,352  
12 Total. Add lines 1 through 11........ 19,138,789 2,899,865  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 149,034     149,034
14 Other employee salaries and wages......   0 0 0
15 Pension plans, employee benefits.......   0 0  
16a Legal fees (attach schedule)......... Click to see attachment 13,474 0 0 13,474
b Accounting fees (attach schedule)....... Click to see attachment 500 0 0 500
c Other professional fees (attach schedule).... Click to see attachment 117,278 117,278   0
17 Interest...............       0
18 Taxes (attach schedule) (see instructions)... Click to see attachment 6,720 5,720   0
19 Depreciation (attach schedule) and depletion... 0 0  
20 Occupancy..............        
21 Travel, conferences, and meetings.......   0 0  
22 Printing and publications..........   0 0  
23 Other expenses (attach schedule)....... Click to see attachment 27 27    
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 287,033 123,025 0 163,008
25 Contributions, gifts, grants paid....... 679,376 679,376
26 Total expenses and disbursements. Add lines 24 and 25 966,409 123,025 0 842,384
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 18,172,380
b Net investment income (if negative, enter -0-) 2,776,840
c Adjusted net income (if negative, enter -0-)... 0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2020)
Form 990-PF (2020)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing.............      
2 Savings and temporary cash investments......... 386,736 874,765 874,765
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet     0 0
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet0      
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)   Click to see attachment74,864 76,649
b Investments—corporate stock (attach schedule)....... 4,809,256 Click to see attachment12,328,576 15,042,489
c Investments—corporate bonds (attach schedule).......      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 6,277,392 Click to see attachment11,070,363 18,983,801
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 11,473,384 24,348,568 34,977,704
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22).........   0
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions...........    
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........ 11,473,384 24,348,568
27 Paid-in or capital surplus, or land, bldg., and equipment fund    
28 Retained earnings, accumulated income, endowment, or other funds    
29 Total net assets or fund balances (see instructions)..... 11,473,384 24,348,568
30 Total liabilities and net assets/fund balances (see instructions). 11,473,384 24,348,568
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
11,473,384
2
Enter amount from Part I, line 27a .....................
2
18,172,380
3
Other increases not included in line 2 (itemize) bullet
3
0
4
Add lines 1, 2, and 3 ..........................
4
29,645,764
5
Decreases not included in line 2 (itemize) bulletClick to see attachment
5
5,297,196
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
24,348,568
Form 990-PF (2020)
Form 990-PF (2020)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a 48. ABBOTT LABORATORIES   2021-02-05 2021-09-24
b 12126.309 GQG PART EMERG MKTS EQ-INST   2018-10-07 2020-11-19
c 191. ALPHABET INC CL C     2021-02-08
d 96. ALPHABET INC CL A     2021-02-08
e 46. ALPHABET INC CL A   2018-10-07 2021-08-11
8361.415 CLARKSTON SERIES TRUST CLARKSTON PARTNER   2018-10-07 2020-11-19
4. AMAZON.COM INC     2021-02-19
17. AMAZON.COM INC   2020-08-06 2021-05-24
19342.36 BBH LIMITED DURATION FUND CL I   2021-06-01 2021-06-24
967.118 BBH LIMITED DURATION FUND CL I   2021-06-01 2021-07-01
1934.236 BBH LIMITED DURATION FUND CL I   2021-06-01 2021-07-30
72. BAXTER INTL INC   2020-09-16 2021-02-19
257. BAXTER INTL INC     2021-04-13
192. BAXTER INTL INC     2021-04-13
156. BAXTER INTL INC     2021-05-24
210. BAXTER INTL INC     2021-09-24
208. BERKSHIRE HATHAWAY INC-CL B   2018-10-07 2021-02-19
642. BERKSHIRE HATHAWAY INC-CL B     2021-03-12
44. BERKSHIRE HATHAWAY INC-CL B   2018-10-07 2021-09-24
1. BOOKING HOLDINGS INC COM STK   2019-11-08 2021-02-19
13. BOOKING HOLDINGS INC COM STK     2021-04-13
4. BOOKING HOLDINGS INC COM STK     2021-05-24
1. BOOKING HOLDINGS INC COM STK   2020-02-03 2021-09-24
264. BROWN-FORMAN CORP CLASS B COMMON STOCK     2021-02-19
552. BROWN-FORMAN CORP CLASS B COMMON STOCK   2019-03-27 2021-04-13
192. BROWN-FORMAN CORP CLASS B COMMON STOCK     2021-05-24
252. BROWN-FORMAN CORP CLASS B COMMON STOCK     2021-09-24
56. CIGNA CORP COM STK   1901-01-01 2021-01-11
30000. CALIFORNIA ST REF-BID GROUP B N/C 5% 08/   2018-10-07 2021-02-23
560. CELANESE CORP COM STK     2020-12-04
105. CELANESE CORP COM STK   2018-10-07 2020-12-09
4. CELANESE CORP COM STK   2020-03-13 2021-01-06
313. CELANESE CORP COM STK     2021-01-06
156. COLGATE PALMOLIVE CO   2019-11-06 2021-02-19
417. COLGATE PALMOLIVE CO     2021-04-13
145. COLGATE PALMOLIVE CO     2021-05-24
3. COLGATE PALMOLIVE CO   2019-03-08 2021-09-24
2034. COMCAST CORP CL A     2021-01-06
166. COMCAST CORP CL A   2018-10-07 2021-02-05
192. COMCAST CORP CL A     2021-03-12
50. COMCAST CORP CL A   2009-06-10 2021-09-24
1179. COMCAST CORP CL A   2009-06-10 2021-10-20
30000. CONNECTICUT ST SER E-AGM-CR 5% 10/15/202   2018-10-07 2021-02-23
313. COPART INC COM STK     2021-02-19
505. COPART INC COM STK     2021-04-13
173. COPART INC COM STK     2021-05-24
229. COPART INC COM STK     2021-09-24
24. COSTCO WHOLESALE CORP     2021-09-24
75000. DELAWARE ST GO BDS 2014B N/C 5% 07/01/20   2020-03-19 2021-02-23
74. DIAGEO PLC- SPONSORED ADR   2018-10-07 2020-11-12
1295. DIAGEO PLC- SPONSORED ADR     2021-02-05
104. DIAGEO PLC- SPONSORED ADR   2018-10-07 2021-06-15
169. DIAGEO PLC- SPONSORED ADR     2021-09-24
30000. DISTRICT COLUMBIA SER D N/C 5% 06/01/202   2018-10-07 2021-02-23
128. DOLLAR GENERAL CORP COM STK     2021-02-19
144. DOLLAR GENERAL CORP COM STK     2021-04-13
52. DOLLAR GENERAL CORP COM STK     2021-05-24
67. DOLLAR GENERAL CORP COM STK   2018-10-07 2021-09-24
618. FLEETCOR TECHNOLOGIES INC COM STK     2021-02-05
42. FLEETCOR TECHNOLOGIES INC COM STK     2021-03-03
137. FLEETCOR TECHNOLOGIES INC COM STK     2021-03-11
145. FLEETCOR TECHNOLOGIES INC COM STK     2021-03-12
97. FLEETCOR TECHNOLOGIES INC COM STK     2021-03-15
70000. FLORIDA ST HSG FIN CORP REVENUE HOMEOWNER MTGE-SER 2 4.25% 01/0   2020-03-13 2021-03-17
40000. FLORIDA ST BRD ED LOTTERY REV REF-SER B   2018-10-07 2021-02-23
75000. FLORIDA ST BRD OF EDU PUBLIC EDU CAP OUTLAY REF BDS 2019 A N/C   2020-03-17 2021-02-23
96. ARTHUR J GALLAGHER & CO     2021-02-19
166. ARTHUR J GALLAGHER & CO     2021-02-19
498. ARTHUR J GALLAGHER & CO     2021-04-13
176. ARTHUR J GALLAGHER & CO     2021-05-24
233. ARTHUR J GALLAGHER & CO     2021-09-24
75000. GEORGIA ST GO BDS 2018 A N/C 5% 07/01/20   2020-03-19 2021-02-23
87. GRACO INC COMMON STOCK   2021-01-06 2021-09-24
75000. ILLINOIS ST FIN AUTH REVENUE REV BDS 2013 5% 05/15/2022-2022   2020-03-13 2021-02-23
70000. INDIANA UNIV REVENUES CONSOLIDATED REV BDS 2015 A N/C 5% 06/01/   2020-03-24 2021-02-23
424. KLA CORPORATION     2021-01-14
34. KLA CORPORATION   2018-10-10 2021-02-05
8. KLA CORPORATION   2021-07-12 2021-09-24
30000. LOS ANGELES CALIF UNI SCH DIST REF-SER B   2018-10-07 2021-02-23
70000. MASSACHUSETTS ST FLTG-REF-SER A .5981% 1     2021-02-23
70000. MASS SR WTR POLL ABATMNT TR ST REVOLVING FD REF BDS 2014 N/C 5%   2020-03-19 2021-02-23
130. MASTERCARD INCORPORATED     2021-02-19
180. MASTERCARD INCORPORATED     2021-04-13
63. MASTERCARD INCORPORATED     2021-05-24
82. MASTERCARD INCORPORATED   2019-05-29 2021-09-24
600. MERCK & CO INC   1901-01-01 2021-01-11
1045. MICROSOFT CORP   2018-10-07 2021-01-11
85000. MINNESOTA ST HSG FIN AGY RESIDENTIAL HSG FIN BDS 2020 B 3.5% 07   2020-01-24 2021-04-26
650. NESTLE S A SPONS ADR     2021-02-19
222. NESTLE S A SPONS ADR   2018-10-07 2021-04-13
77. NESTLE S A SPONS ADR   2018-10-07 2021-05-24
102. NESTLE S A SPONS ADR   2018-10-07 2021-09-24
75000. NEW JERSEY ST TURNPIKE AUTH VARIABLE-REF-SER C-6 1.949% 01/01/2   2019-04-24 2021-02-23
70000. NEW YORK CITY NY TRANS FUTURE TAX-SUB-REF-SER C N/C 5% 11/01/20   2020-03-24 2021-02-23
85000. N.Y CITY NY TRANSITIONAL FIN FUTURE TAX SECD SUB BDS FISCAL 202   2019-12-13 2021-02-23
30000. NEW YORK ST DORM AUTH ST ST PERSONAL INCOME TAX REVENUE REF-SER   2018-10-07 2021-02-23
261. NIKE INC CL B     2021-02-19
303. NIKE INC CL B     2021-04-13
106. NIKE INC CL B     2021-05-24
5000. NORTH CAROLINA HSG FIN AGY HOM BDS 43 4%   2019-12-11 2021-02-01
80000. NORTH CAROLINA HSG FIN AGY HOM BDS 43 4%   2019-12-11 2021-03-17
85000. OHIO ST HSG FIN AGY RSDL MTG BDS 2020 A 3.75% 09/01/2050-2029   2020-01-14 2021-04-26
9600. ORACLE CORP     2021-02-19
766. ORACLE CORP   2018-10-07 2021-04-13
265. ORACLE CORP   2018-10-07 2021-05-24
658. ORACLE CORP   2018-10-07 2021-07-12
518. ORACLE CORP     2021-08-11
147. ORACLE CORP     2021-10-20
30000. PENNSYLVANIA ST REF-1ST SER N/C 5% 09/15   2018-10-07 2021-02-23
35000. PENNSYLVANIA ST REF-2ND SER N/C 5% 01/15   2018-10-07 2021-02-23
35000. PHILADELPHIA PA SCH DIST REF-SER F-BAM-TCRS N/C 5% 09/01/2025   2018-10-07 2021-02-23
2400. PROCTER & GAMBLE CO   1901-01-01 2021-01-11
4165.972 AKRE FOCUS FUND-SUPRA INST   2021-04-14 2021-09-24
1395.351 AKRE FOCUS FUND-SUPRA INST   2019-05-10 2021-09-24
93. PROGRESSIVE CORP OHIO     2021-02-19
382. PROGRESSIVE CORP OHIO     2021-04-13
134. PROGRESSIVE CORP OHIO     2021-05-24
85000. ROUND ROCK TX INDPT SD SCH UNLTD TAX BLDG REF BDS 2019 A N/C 5%   2019-11-20 2021-02-23
261. HENRY SCHEIN INC COM STK   2018-10-07 2021-02-19
1384. HENRY SCHEIN INC COM STK     2021-02-25
301. HENRY SCHEIN INC COM STK     2021-03-02
146. HENRY SCHEIN INC COM STK     2021-03-15
135. HENRY SCHEIN INC COM STK   2019-02-22 2021-03-18
116. HENRY SCHEIN INC COM STK     2021-03-19
88. HENRY SCHEIN INC COM STK     2021-03-22
250. HENRY SCHEIN INC COM STK   2011-11-22 2021-03-26
16. SHERWIN WILLIAMS CO   2021-01-15 2021-09-24
572. AO SMITH CORP COM STK     2020-12-16
1143. AO SMITH CORP COM STK     2020-12-17
46. AO SMITH CORP COM STK     2021-01-06
84. AO SMITH CORP COM STK   2020-01-22 2021-01-06
182. AO SMITH CORP COM STK     2021-04-26
467. AO SMITH CORP COM STK     2021-08-11
102. STARBUCKS CORP   2020-11-12 2021-05-24
155. STARBUCKS CORP     2021-09-24
5000. TEXAS ST MUNI GAS ACQ & SPLY SR LIEN-SER   2019-09-20 2020-12-15
65000. TEXAS ST MUNI GAS ACQ & SPLY SR LIEN-SER   2019-09-20 2021-02-23
9. THERMO FISHER SCIENTIFIC INC   2020-09-16 2021-02-19
7. THERMO FISHER SCIENTIFIC INC   2020-09-16 2021-05-24
38. THERMO FISHER SCIENTIFIC INC   2020-09-16 2021-09-24
75000. UNIVERSITY COLO ENTERPRISE SYS REV BDS A   2020-03-20 2021-02-23
80000. UNIV OF COLORADO CO HOSP AUTH REV BDS C- 2 4.8561% 11/15/2038-   2020-03-13 2021-02-23
30000. UNIV OF TEXAS TX UNIV REVENUES SER. J N/   2018-10-07 2021-02-23
25000. VIRGINIA ST CLG BLDG AUTH FACS REVENUE 21ST CENTURY REF-21ST CE   2018-12-03 2021-02-23
82. VISA INC- CL.A SHARES   2020-09-14 2021-04-13
44. VISA INC- CL.A SHARES     2021-05-24
1. VISA INC- CL.A SHARES   2021-07-12 2021-09-24
13. VISA INC- CL.A SHARES   2020-09-11 2021-09-24
23. WABTEC CORP   2019-02-26 2021-01-11
188. WASTE MANAGEMENT INC     2021-04-13
95. WASTE MANAGEMENT INC   2018-10-07 2021-05-24
124. WASTE MANAGEMENT INC   2018-10-07 2021-09-24
1324. ZOETIS INC COM STK     2021-02-19
396. ZOETIS INC COM STK   2018-10-07 2021-04-13
137. ZOETIS INC COM STK   2018-10-07 2021-05-24
181. ZOETIS INC COM STK   2018-10-07 2021-09-24
691. ALLEGION PLC- COM STK     2020-12-09
336. ALLEGION PLC- COM STK     2021-01-06
139. ALLEGION PLC- COM STK     2021-01-28
109. ALLEGION PLC- COM STK   2018-10-07 2021-02-05
94. ALLEGION PLC- COM STK     2021-02-16
93. ALLEGION PLC- COM STK     2021-02-19
88. ALLEGION PLC- COM STK     2021-02-26
92. ALLEGION PLC- COM STK     2021-03-03
86. ALLEGION PLC- COM STK     2021-03-05
79. ALLEGION PLC- COM STK   2018-07-30 2021-03-05
145. LINDE PLC COM STK     2021-04-13
43. LINDE PLC COM STK   2020-10-29 2021-04-13
86. LINDE PLC COM STK   2018-10-31 2021-05-24
113. LINDE PLC COM STK   2018-10-31 2021-09-24
1206. PERRIGO CO PLC COM STK     2021-01-14
580. PERRIGO CO PLC COM STK     2021-01-15
60. ALCON INC COM STK   2020-03-10 2021-02-19
630. ALCON INC COM STK     2021-02-19
801. ALCON INC COM STK     2021-04-13
278. ALCON INC COM STK     2021-05-24
368. ALCON INC COM STK     2021-09-24
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CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 5,975   5,934 41
b 202,388   135,693 66,695
c 402,038   220,322 181,716
d 201,593   111,530 90,063
e 125,546   53,442 72,104
119,067   109,284 9,783
13,094   13,050 44
54,940   55,032 -92
200,000   200,000  
10,000   10,000  
20,000   20,000  
5,680   5,876 -196
21,855   20,969 886
16,328   15,303 1,025
12,939   12,157 782
16,984   16,286 698
50,444   45,826 4,618
167,064   141,442 25,622
12,215   9,694 2,521
2,311   1,890 421
31,311   24,257 7,054
9,342   7,372 1,970
2,492   1,843 649
19,961   14,260 5,701
39,985   28,984 11,001
15,283   9,785 5,498
17,262   12,513 4,749
12,291   1 12,290
36,764   33,775 2,989
74,205   62,085 12,120
13,719   11,637 2,082
550   300 250
43,016   34,567 8,449
12,060   10,374 1,686
33,214   27,524 5,690
12,212   9,479 2,733
229   196 33
102,434   70,847 31,587
8,469   5,782 2,687
10,960   5,633 5,327
2,806   354 2,452
64,316   8,338 55,978
36,508   32,808 3,700
36,936   16,229 20,707
59,534   25,809 33,725
22,023   8,617 13,406
33,640   11,342 22,298
11,175   7,323 3,852
86,093   81,615 4,478
11,256   10,380 876
211,033   181,643 29,390
20,308   14,588 5,720
32,106   23,378 8,728
32,929   31,754 1,175
25,708   13,538 12,170
30,444   15,102 15,342
10,405   5,451 4,954
14,563   7,023 7,540
159,273   134,608 24,665
11,850   8,896 2,954
39,187   25,265 13,922
41,135   20,696 20,439
27,402   11,566 15,836
76,582   75,376 1,206
44,040   42,423 1,617
79,294   78,259 1,035
11,553   8,894 2,659
19,978   16,657 3,321
66,952   45,897 21,055
25,650   16,185 9,465
35,898   21,405 14,493
79,730   77,958 1,772
6,388   6,329 59
79,156   79,240 -84
77,093   74,020 3,073
130,060   41,625 88,435
9,801   3,290 6,511
2,957   2,506 451
35,466   33,389 2,077
69,006   69,598 -592
80,619   76,323 4,296
43,167   37,573 5,594
68,081   46,930 21,151
23,474   15,973 7,501
29,437   20,720 8,717
50,777   1 50,776
227,889   116,305 111,584
93,381   92,308 1,073
71,219   52,937 18,282
25,991   18,080 7,911
9,498   6,271 3,227
12,477   8,307 4,170
74,111   75,230 -1,119
78,299   74,944 3,355
87,636   87,278 358
31,420   31,754 -334
36,993   23,840 13,153
40,544   26,429 14,115
14,110   9,055 5,055
5,000   5,532 -532
88,622   88,510 112
95,163   93,474 1,689
587,996   473,796 114,200
58,867   37,805 21,062
21,007   13,079 7,928
57,438   32,475 24,963
46,630   22,651 23,979
14,262   5,852 8,410
34,501   32,316 2,185
36,303   35,790 513
41,167   37,955 3,212
330,905   1 330,904
280,911   250,000 30,911
94,089   59,191 34,898
8,117   7,289 828
37,140   28,813 8,327
13,198   9,941 3,257
86,608   86,409 199
16,641   23,032 -6,391
86,418   93,126 -6,708
19,059   18,532 527
10,005   8,869 1,136
9,173   8,201 972
7,778   6,969 809
5,846   3,281 2,565
16,735   5,933 10,802
4,668   3,853 815
31,615   26,743 4,872
63,067   52,105 10,962
2,586   2,187 399
4,722   4,010 712
12,361   8,516 3,845
33,584   21,135 12,449
11,386   9,552 1,834
17,662   14,098 3,564
5,000   5,686 -686
76,744   73,619 3,125
4,315   3,921 394
3,233   3,050 183
23,099   16,556 6,543
82,709   78,923 3,786
81,783   82,817 -1,034
34,576   32,501 2,075
28,164   26,829 1,335
18,137   16,733 1,404
10,064   8,971 1,093
231   238 -7
3,001   2,606 395
1,869   1,770 99
25,312   17,223 8,089
13,419   8,560 4,859
19,086   11,173 7,913
212,431   121,596 90,835
64,821   36,369 28,452
24,197   12,582 11,615
36,925   16,623 20,302
77,133   64,430 12,703
39,482   30,045 9,437
15,447   12,429 3,018
12,387   9,747 2,640
10,399   8,314 2,085
10,111   8,049 2,062
9,574   7,468 2,106
10,321   7,705 2,616
9,662   7,054 2,608
8,889   6,471 2,418
41,549   23,732 17,817
12,321   9,445 2,876
25,900   14,057 11,843
35,082   18,470 16,612
53,904   88,199 -34,295
25,561   29,026 -3,465
4,302   3,419 883
45,172   37,257 7,915
58,649   44,760 13,889
19,173   15,361 3,812
31,176   19,236 11,940
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
      17,666
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       41
b       66,695
c       181,716
d       90,063
e       72,104
      9,783
      44
      -92
       
       
       
      -196
      886
      1,025
      782
      698
      4,618
      25,622
      2,521
      421
      7,054
      1,970
      649
      5,701
      11,001
      5,498
      4,749
      12,290
      2,989
      12,120
      2,082
      250
      8,449
      1,686
      5,690
      2,733
      33
      31,587
      2,687
      5,327
      2,452
      55,978
      3,700
      20,707
      33,725
      13,406
      22,298
      3,852
      4,478
      876
      29,390
      5,720
      8,728
      1,175
      12,170
      15,342
      4,954
      7,540
      24,665
      2,954
      13,922
      20,439
      15,836
      1,206
      1,617
      1,035
      2,659
      3,321
      21,055
      9,465
      14,493
      1,772
      59
      -84
      3,073
      88,435
      6,511
      451
      2,077
      -592
      4,296
      5,594
      21,151
      7,501
      8,717
      50,776
      111,584
      1,073
      18,282
      7,911
      3,227
      4,170
      -1,119
      3,355
      358
      -334
      13,153
      14,115
      5,055
      -532
      112
      1,689
      114,200
      21,062
      7,928
      24,963
      23,979
      8,410
      2,185
      513
      3,212
      330,904
      30,911
      34,898
      828
      8,327
      3,257
      199
      -6,391
      -6,708
      527
      1,136
      972
      809
      2,565
      10,802
      815
      4,872
      10,962
      399
      712
      3,845
      12,449
      1,834
      3,564
      -686
      3,125
      394
      183
      6,543
      3,786
      -1,034
      2,075
      1,335
      1,404
      1,093
      -7
      395
      99
      8,089
      4,859
      7,913
      90,835
      28,452
      11,615
      20,302
      12,703
      9,437
      3,018
      2,640
      2,085
      2,062
      2,106
      2,616
      2,608
      2,418
      17,817
      2,876
      11,843
      16,612
      -34,295
      -3,465
      883
      7,915
      13,889
      3,812
      11,940
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 2,572,312
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
SECTION 4940(e) REPEALED ON DECEMBER 20, 2019 - DO NOT COMPLETE
1 Reserved
(a)
Reserved 		(b)
Reserved 		(c)
Reserved 		(d)
Reserved
2
Reserved...........................
2
3
Reserved...........................
3
4
Reserved...........................
4
5
Reserved...........................
5
6
Reserved...........................
6
7
Reserved...........................
7
8
Reserved,..........................
8
Form 990-PF (2020)
Form 990-PF (2020)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Reserved................................ 1 38,598
c All other domestic foundations enter 1.39% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 38,598
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 38,598
6 Credits/Payments:
a 2020 estimated tax payments and 2019 overpayment credited to 2020 6a 2,885
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c 45,000
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 47,885
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. Click to see attachment 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 9,287
11 Enter the amount of line 10 to be: Credited to 2021 estimated taxBullet9,287 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletNC
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2020 or the taxable year beginning in 2020? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. Click to see attachment...............................
    10
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletBROWN BROTHERS HARRIMAN TRUST CO NA Telephone no.bullet (212) 493-8000

    Located atbullet140 BROADWAY 5TH FLOORNEW YORKNY ZIP+4bullet10005
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2020, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
     
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2020?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2020, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2020?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2020 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2020.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2020?
    4b
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    BROWN BROTHERS HARRIMAN TR CO NA TRUSTEE
    10     		149,034    
    140 BROADWAY 5TH FL
    NEW YORK,NY10005
    BETTY G MULLIS BOARD MEMBER
    10     		0    
    5100 SHARRON RE 1503
    CHARLOTTE,NC282104773
    LORA W CONNOR BOARD MEMBER
    10     		0    
    101 S TYRON ST
    CHARLOTTE,NC28255
    WILLIAM A WHITE JR BOARD MEMBER
    10     		0    
    1515 SCOTLAND AVE
    CHARLOTTE,NC28207
    G DON DAVIDSON BOARD MEMBER
    10     		0    
    5100 SHARON RD 132
    CHARLOTTE,NC28210
    HERBERT H BROWNE JR BOARD MEMBER
    10     		0    
    201 NORTH TYRON ST
    CHARLOTTE,NC28202
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1 N/A  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    32,229,665
    b
    Average of monthly cash balances.......................
    1b
    1,126,949
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    33,356,614
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    33,356,614
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    500,349
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    32,856,265
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    1,642,813
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    1,642,813
    2a
    Tax on investment income for 2020 from Part VI, line 5......
    2a
    38,598
    b
    Income tax for 2020. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    38,598
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    1,604,215
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    1,604,215
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    1,604,215
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    842,384
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
    0
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
    0
    b
    Cash distribution test (attach the required schedule) .................
    3b
    0
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    842,384
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    842,384
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2019     		(c)
    2019     		(d)
    2020
    1 Distributable amount for 2020 from Part XI, line 7 1,604,215
    2 Undistributed income, if any, as of the end of 2020:
    a Enter amount for 2019 only....... 380,058
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2020:
    a From 2015...... 0
    b From 2016...... 0
    c From 2017...... 0
    d From 2018...... 0
    e From 2019...... 0
    fTotal of lines 3a through e........ 0
    4Qualifying distributions for 2020 from Part
    XII, line 4: bullet$ 842,384
    a Applied to 2019, but not more than line 2a 380,058
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2020 distributable amount..... 462,326
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2020. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 0
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2020. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2021 ..........     		1,141,889
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2015 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9Excess distributions carryover to 2021.
    Subtract lines 7 and 8 from line 6a ......     		0
    10 Analysis of line 9:
    a Excess from 2016.... 0
    b Excess from 2017.... 0
    c Excess from 2018.... 0
    d Excess from 2019.... 0
    e Excess from 2020.... 0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2020, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2020 (b) 2019 (c) 2018 (d) 2017
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    BETTY GREENE MULLISS
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    CHARLOTTE FAMILY HOUSING
    300 HAWTHORNE LANE 3RD FLOOR
    CHARLOTTE,NC28204     		NONE PC GENERAL PURPOSES 56,615
    FREEDOM SCHOOL PARTNERS
    PO BOX 37363
    CHARLOTTE,NC28237     		NONE PC GENERAL PURPOSES 56,615
    CRISIS ASSISTANCE MINISTRY
    500 SPRATT STREET SUITE A
    CHARLOTTE,NC28206     		NONE PC GENERAL PURPOSES 56,615
    HABITAT FOR HUMANITY OF CHARLOTTE
    3815 LATROBE DRIVE
    CHARLOTTE,NC28211     		NONE PC GENERAL PURPOSES 56,615
    MYERS PARK PRESBYTERIAN CHURCH
    2501 OXFORD PLACE
    CHARLOTTE,NC28207     		NONE PC GENERAL PURPOSES 226,458
    DAVIDSON COLLEGE
    PO BOX 7170
    DAVIDSON,NC280357170     		NONE PC GENERAL PURPOSES 226,458
    Total .................................bullet 3a 679,376
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		         
    4 Dividends and interest from securities....     14 318,201  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 2,572,312  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue:
    aSELECT EQUITY SERI     		    14 296  
    bCEDAR ROCK PARTNER     14 -17  
    cGQG PARTNERS EMERG     14 9,073  
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   2,899,865  
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    2,899,865
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2020)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description
    Schedule B
    (Form 990, 990-EZ,
    or 990-PF)
    Department of the Treasury
    Internal Revenue Service
    Schedule of Contributors

    Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
    Arrow Bullet Go to www.irs.gov/Form990 for the latest information.
    OMB No. 1545-0047
    2020
    Name of the organization
    WILLIAM AND BETTY MULLIS TUA FND TR
     
    Employer identification number

    59-7247490
    Organization type (check one):
    Filers of:
    Section:
    Form 990 or 990-EZ






    Form 990-PF




    Check if your organization is covered by the General Rule or a Special Rule.  
    Note: Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
    General Rule
    Special Rules
    ......... Arrow Bullet $  
    Caution: An organization that isn't covered by the General Rule and/or the Special Rules doesn't file Schedule B (Form 990,
    990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its Form 990-EZ
    or on its Form 990PF, Part I, line 2, to certify that it doesn't meet the filing requirements of Schedule B (Form 990,
    990-EZ, or 990-PF).
    For Paperwork Reduction Act Notice, see the Instructions
    for Form 990, 990-EZ, or 990-PF.
    Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020) Page 2
    Name of organization
    WILLIAM AND BETTY MULLIS TUA FND TR
          		Employer identification number
    59-7247490
    Part I
    Contributors
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    1
    ESTATE OF BETTY G MULLISS
     
    140 BROADWAY
     
    NEW YORK, NY10005

    		$ 7,794,208


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    2
    WILLIAM F MULLISS MARITAL TR B
     
    140 BROADWAY
     
    NEW YORK, NY10005

    		$ 8,444,714


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    3
    WILLIAM F MULLISS MARITAL TR A
     
    140 BROADWAY
     
    NEW YORK, NY10005

    		$ 2


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Page 3
    Name of organization
    WILLIAM AND BETTY MULLIS TUA FND TR
          		Employer identification number

    59-7247490
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Page 4
    Name of organization
    WILLIAM AND BETTY MULLIS TUA FND TR
          		Employer identification number

    59-7247490
    Part III
    Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
    Use duplicate copies of Part III if additional space is needed.
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Additional Data


    Software ID:  
    Software Version:  

    TY 2020 AccountingFeesSchedule
    Name:
    WILLIAM AND BETTY MULLIS TUA FND TR
    EIN:
    59-7247490
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    TAX PREPARATION FEE (NON-ALLOC 500     500

    TY 2020 InvestmentsCorpStockSchedule
    Name:
    WILLIAM AND BETTY MULLIS TUA FND TR
    EIN:
    59-7247490
    Name of Stock End of Year Book Value End of Year Fair Market Value
    BOOKING HOLDINGS INC 68,366 91,990
    BRIGHT HORIZONS FAM    
    BROWN-FORMAN CORP 68,026 99,187
    DOLLAR GENERAL CORP 40,864 86,836
    COLGATE PALMOLIVE CO 83,405 98,895
    COSTCO 68,327 159,259
    DIAGEO PLC 27,286 72,880
    NESTLE S A 29,863 77,510
    UNILEVER N V-NY SHARES    
    BERKSHIRE HATHAWAY 111,300 260,892
    ARTHUR J GALLAGHER 119,992 222,666
    U S BANCORP    
    NOVARTIS AG    
    HENRY SCHEIN INC    
    ZOETIS INC 52,412 226,145
    PERRIGO CO    
    ALCON INC 101,859 175,890
    COPART INC 63,438 205,293
    AO SMITH CORP 53,585 88,195
    WASTE MANAGEMENT INC 48,061 115,366
    ALLEGION PLC    
    FLEETCOR TECH    
    KLA CORPORATION 28,109 89,090
    MASTERCARD INC 120,075 160,714
    ORACLE CORP 40,056 99,490
    CELANESE CORP 40,644 122,909
    LINDE PLC 105,320 208,438
    ALPHABET INC CL C 68,714 307,936
    ALPHABET INC CL A    
    COMCAST CORP    
    BBH CORE SELECT    
    BBH INTERNATIONAL EQ 1,602,247 1,818,827
    LONGLEAF PARTNERS SMALL    
    AKRE FOCUS SUPRA 490,927 1,030,624
    ALPS SERIES CLARKSTON    
    BBH LIMITED DURATION 5,198,207 5,246,855
    SELECT VALUE REAL ESTATE SEC Z    
    BBH INCOME FUND 2,625,000 2,632,091
    GQG INST EMERG MKTS    
    AMAZON.COM INC 194,231 209,091
    NIKE INC CL B 69,332 157,085
    STARBUCKS CORP 80,895 94,827
    PROGRESSIVE CORP OHIO 87,164 113,002
    BAXTER INTL INC 88,860 93,883
    THERMO FISHER SCIENTIFIC INC 96,253 139,908
    VISA INC- CL.A SHARES 75,834 81,743
    SHERWIN WILLIAMS CO 84,970 112,713
    S&P GLOBAL INC COM STK 94,734 129,920
    ABBOTT LABORATORIES 115,814 121,672
    GRACO INC COMMON STOCK 84,406 90,667

    TY 2020 InvestmentsGovtObligationsSch
    Name:
    WILLIAM AND BETTY MULLIS TUA FND TR
    EIN:
    59-7247490
    US Government Securities - End of Year Book Value:

    74,864
    US Government Securities - End of Year Fair Market Value:

    76,649
    State & Local Government Securities - End of Year Book Value:


     
    State & Local Government Securities - End of Year Fair Market Value:


     


    TY 2020 InvestmentsOtherSchedule2
    Name:
    WILLIAM AND BETTY MULLIS TUA FND TR
    EIN:
    59-7247490
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    GQG PARTNERS EMERG MKTS AT COST 795,030 1,344,575
    ALTAROCK PARTNERS SERIES AT COST 1,338,363 2,763,454
    BARES MID/LARGE CAP AT COST 1,241,162 3,046,698
    SELECT EQUITY AT COST 897,894 2,216,968
    BBH WEALTH STRATEGIES CALEDONI AT COST 1,000,000 1,399,972
    BBH CAPITAL PARTNERS V-1 AT COST 323,784 496,845
    BBH CAPITAL PARTNERS(CAYMAN) AT COST 109,564 92,824
    BBH WEALTH STRATEGIES SANDTON AT COST 247,084 365,398
    CLARKSTON CAPITAL PARTNERS LP AT COST 682,658 1,001,322
    BBH WEALTH STRATEGIES LLC PORT AT COST 804,120 1,094,660
    CEDAR ROCK PARTNERS SERIES BBH AT COST 305,450 1,376,273
    BBH WEALTH STRATEGIES UNIT TRU AT COST 190,684 215,877
    BRAEMONT PARTNERS SUB-TRUST -B AT COST 7,182 7,182
    VALLEY FORGE LARGE CAP EQUITY AT COST 2,500,000 2,859,032
    BBH CAPITAL PARTNERS V-2 AT COST 110,152 198,735
    BBH CAPITAL PARTNERS VI-2 AT COST 493,537 480,286
    BARINGS LOAN SUB-TRUST - 2021 AT COST 23,699 23,700

    TY 2020 LegalFeesSchedule
    Name:
    WILLIAM AND BETTY MULLIS TUA FND TR
    EIN:
    59-7247490
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    LEGAL FEES - PRINCIPAL (ALLOCA 9,407     9,407
    LEGAL FEES - INCOME (ALLOCABLE 4,067     4,067


    TY 2020 OtherDecreasesSchedule
    Name:
    WILLIAM AND BETTY MULLIS TUA FND TR
    EIN:
    59-7247490
    Description Amount
    ADJUST CONTRIBUTED ASSETS TO COST BASIS 5,297,196


    TY 2020 OtherExpensesSchedule
    Name:
    WILLIAM AND BETTY MULLIS TUA FND TR
    EIN:
    59-7247490
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    OTHER EXPENSE (NON-DEDUCTIBLE 27 27   0


    TY 2020 OtherIncomeSchedule2
    Name:
    WILLIAM AND BETTY MULLIS TUA FND TR
    EIN:
    59-7247490
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    SELECT EQUITY SERIES - BBH WEALTH STRATE 296 296  
    CEDAR ROCK PARTNERS SERIES - BBH WS -17 -17  
    GQG PARTNERS EMERGING MARKETS EQUITY SER 9,073 9,073  


    TY 2020 OtherProfessionalFeesSchedule
    Name:
    WILLIAM AND BETTY MULLIS TUA FND TR
    EIN:
    59-7247490
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMNT MNGMNT FEES (NON-DED 117,278 117,278    


    TY 2020 SubstantialContributorsSch
    Name:
    WILLIAM AND BETTY MULLIS TUA FND TR
    EIN:
    59-7247490
    Name Address
    ESTATE OF BETTY G MULLISS
          		140 BROADWAY
    NEW YORK,NY10005
    WILLIAM F MULLISS MARITAL TR B
          		140 BROADWAY
    NEW YORK,NY10005


    TY 2020 TaxesSchedule
    Name:
    WILLIAM AND BETTY MULLIS TUA FND TR
    EIN:
    59-7247490
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FEDERAL ESTIMATES - PRINCIPAL 1,000 0   0
    FOREIGN TAXES ON QUALIFIED FOR 5,281 5,281   0
    FOREIGN TAXES ON NONQUALIFIED 439 439   0