| Name of Stock | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| APPROACH RESOURCES INC | 334,847 | 0 |
| JPMORGAN CHASE & CO | 49,673 | 150,353 |
| CISCO SYSTEMS INC | 62,426 | 180,959 |
| WAL-MART STORES INC | 100,210 | 224,130 |
| STRYKER CORP | 183,630 | 292,677 |
| ROYAL DUTCH SHELL | 238,821 | 310,394 |
| LOWES COS | 367,376 | 444,258 |
| AMERICAN WATER WORKS CO., INC. | 71,980 | 627,048 |
| MCDONALD'S CORP | 565,193 | 650,708 |
| ALPHABET INC | 244,480 | 655,356 |
| THERMO FISHER SCIENTIFIC INC | 490,007 | 667,889 |
| AMAZON.COM INC. | 665,603 | 687,976 |
| VISA INC | 173,426 | 690,392 |
| FACEBOOK INC | 380,736 | 703,765 |
| UNITEDHEALTH GROUP | 547,092 | 748,264 |
| S&P GLOBAL INC | 192,171 | 806,072 |
| AUTOZONE INC | 233,370 | 822,811 |
| ORACLE CORP | 350,068 | 825,084 |
| COCA COLA COMPANY | 731,208 | 844,376 |
| NORTHROP GRUMMAN CORP | 358,223 | 887,902 |
| DANAHER CORP | 264,608 | 997,664 |
| VANGUARD S&P INDEX 500 ETF | 924,204 | 1,004,741 |
| BERKSHIRE HATHAWAY-CLASS B | 508,471 | 1,007,692 |
| APPLE INC. | 199,649 | 1,546,015 |
| EXXONMOBIL CORP. | 1,205,221 | 1,879,640 |
| MICROSOFT CORP | 660,243 | 4,163,090 |
| CITI MANAGED FUND | 2,520,594 | 4,568,117 |
| FIRST BIOMED LIMITED | 2,500,000 | 7,262,668 |
| Category/ Item | Listed at Cost or FMV | Book Value | End of Year Fair Market Value |
|---|---|---|---|
| SMSF, LLC (HEDGE FORUM) | AT COST | 11,259 | 0 |
| HPS MEZZANINE PRIVATE INVESTORS | AT COST | 0 | 155,714 |
| STARWOOD SOF IX PRIVATE INVESTORS | AT COST | 0 | 159,078 |
| BEP PRIVATE INVESTORS LP | AT COST | 414,512 | 193,886 |
| WEXFORD PARTNERS 10, L.P. | AT COST | 138,240 | 200,541 |
| KKR ASIAN FUND II PRIVATE INVESTORS OFFSHORE, LP | AT COST | 87,266 | 202,182 |
| BREP ASIA PRIVATE | AT COST | 0 | 207,262 |
| CITI INVESTOR M/F | AT COST | 314,190 | 314,190 |
| DEUTSCHEBANK M/F | AT COST | 551,958 | 551,958 |
| FMC MM FUND # 1 | AT COST | 685,355 | 685,355 |
| HSBC MM FUND | AT COST | 1,524,929 | 1,524,929 |
| FIRST CHINA FUND LLC | AT COST | 1,938,475 | 1,642,202 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| LEGAL FEES | 26,800 | 0 | 26,800 |
| Description | Revenue and Expenses per Books | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| NYS FILING FEE | 25 | 0 | 25 | |
| FILING FEES | 3,908 | 0 | 3,908 |
| Description | Revenue And Expenses Per Books | Net Investment Income | Adjusted Net Income |
|---|---|---|---|
| INCOME/LOSS FROM PARTNERSHIPS | 414,608 | 414,608 | 414,608 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| INVESTMENT ADVISORY FEES | 82,740 | 82,740 | 0 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| EXCISE TAX ON INVESTMENT INCOME | 3,523 | 0 | 0 | |
| FOREIGN INCOME TAX WITHHELD | 1,600 | 1,600 | 0 |