Form990-PF


Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0047
2021
Open to Public Inspection
For calendar year 2021, or tax year beginning 01-01-2021 , and ending 12-31-2021
Name of foundation
CARIS CHARITABLE TRUST I
 
Number and street (or P.O. box number if mail is not delivered to street address)PO BOX 803878
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
CHICAGO, IL60680
A Employer identification number

82-3372946
B Telephone number (see instructions)

C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$14,583,329J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 173,899
2 Check bullet.............
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities... 428,317 355,087  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 831,263
b Gross sales price for all assets on line 6a 9,409,683
7 Capital gain net income (from Part IV, line 2)... 831,263
8 Net short-term capital gain......... 0
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 1,433,479 1,186,350  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 177,943 16,170   161,774
14 Other employee salaries and wages......   0 0 0
15 Pension plans, employee benefits.......   0 0  
16a Legal fees (attach schedule)......... Click to see attachment 3,205 0 0 3,205
b Accounting fees (attach schedule)....... Click to see attachment 2,500 1,250 0 1,250
c Other professional fees (attach schedule).... Click to see attachment 11,789 11,789   0
17 Interest...............       0
18 Taxes (attach schedule) (see instructions)... Click to see attachment 9,885 2,533   0
19 Depreciation (attach schedule) and depletion... 0 0  
20 Occupancy..............        
21 Travel, conferences, and meetings.......   0 0  
22 Printing and publications..........   0 0  
23 Other expenses (attach schedule)....... Click to see attachment 189 174   15
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 205,511 31,916 0 166,244
25 Contributions, gifts, grants paid....... 2,887,415 2,887,415
26 Total expenses and disbursements. Add lines 24 and 25 3,092,926 31,916 0 3,053,659
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -1,659,447
b Net investment income (if negative, enter -0-) 1,154,434
c Adjusted net income (if negative, enter -0-)... 0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2021)
Form 990-PF (2021)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 661,537 358,180 358,180
2 Savings and temporary cash investments.........      
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet     0 0
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet0      
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)....... 13,573,067 Click to see attachment4,712,555 6,342,878
c Investments—corporate bonds (attach schedule).......   Click to see attachment7,109,967 7,153,748
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 226,065 Click to see attachment576,754 728,523
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 14,460,669 12,757,456 14,583,329
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22).........   0
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions...........    
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........ 14,460,669 12,757,456
27 Paid-in or capital surplus, or land, bldg., and equipment fund    
28 Retained earnings, accumulated income, endowment, or other funds    
29 Total net assets or fund balances (see instructions)..... 14,460,669 12,757,456
30 Total liabilities and net assets/fund balances (see instructions). 14,460,669 12,757,456
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
14,460,669
2
Enter amount from Part I, line 27a .....................
2
-1,659,447
3
Other increases not included in line 2 (itemize) bullet
3
0
4
Add lines 1, 2, and 3 ..........................
4
12,801,222
5
Decreases not included in line 2 (itemize) bulletClick to see attachment
5
43,766
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
12,757,456
Form 990-PF (2021)
Form 990-PF (2021)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a 24. ADR AIA GROUP LTD SPONSORED ADR   2020-09-15 2021-06-02
b 118. ADR AIA GROUP LTD SPONSORED ADR   2020-09-15 2021-11-17
c 277.93 MFO INVESCO DEVELOPING MARKETS FUND   2020-08-05 2021-11-17
d 1501.70016 MFO INVESCO DEVELOPING MARKETS FUND   2021-02-17 2021-11-26
e 69.89984 MFO INVESCO DEVELOPING MARKETS FUND   2021-02-17 2021-11-26
150. ADR ADYEN N V ADR   2020-10-08 2021-11-17
5000. AIR LEASE CORP 2.75% 01-15-2023   2018-03-26 2021-08-03
15000. AIR LEASE CORP 2.5% 03-01-2021   2019-11-01 2021-03-01
47. ADR AMADEUS IT GROUP S A ADS   2020-12-09 2021-11-17
12000. AMERICAN HOMES 4 RENT L P SR NT 2.375% 07-15-2031   2021-07-12 2021-09-28
14. ADR ATLAS COPCO AB SPONSORED ADR NEW REPSTG COM CLASS A   2020-08-26 2021-10-06
62. ADR ATLAS COPCO AB SPONSORED ADR NEW REPSTG COM CLASS A   2020-08-26 2021-11-17
65000. BA CR CARD TR 2019-1 NT CL A 1.74% DUE 01-15-2025 REG   2020-06-25 2021-11-02
15000. BB&T CORP SR MEDIUM TERM NTS BOOK ENTRY TRANCHE # TR 00033 2.2%   2019-09-17 2021-08-06
7000. BANK AMER CORP 4.3% DUE 12-31-2049   2020-02-27 2021-09-16
27000. BANK OF AMERICA CORP 3.55% 03-05-2024   2019-11-25 2021-08-06
13000. BANK OF AMERICA CORP 3.55% 03-05-2024   2021-05-27 2021-08-06
12529.66 MFO BLACKROCK FDS V HIGH YIELD BD PORT INSTLCL   2019-02-01 2021-02-17
13535.32 MFO BLACKROCK FDS V HIGH YIELD BD PORT INSTLCL   2019-04-17 2021-08-17
16722.33 MFO BLACKROCK FDS V HIGH YIELD BD PORT INSTLCL   2019-04-23 2021-11-17
10. ADR CSL LTD SPONSORED ADR   2020-08-26 2021-06-03
47. ADR CSL LTD SPONSORED ADR   2020-08-26 2021-11-17
19. CANADIAN PACIFIC RAILWAY LTD COM   2020-08-26 2021-06-02
71. CANADIAN PACIFIC RAILWAY LTD COM   2020-08-26 2021-11-17
8000. CAPITAL ONE FINL CORP 4.2% DUE 10-29-2025/09-29-2025 REG   2019-10-01 2021-11-02
15000. CAPITAL ONE FINL CORP 3.2% 30 JAN 2023   2019-09-11 2021-08-06
50000. CAPITAL ONE MULTI-ASSET EXECUTION TR 2016-5 CARD SER NT CL A 1.   2019-10-23 2021-08-16
10000. CARE CAP PPTYS LP 5.125% DUE 08-15-2026/02-08-2017 REG   2021-05-24 2021-11-17
625.55 CARMAX AUTO OWNER TR SER 2019-3 CL A3 2.18% 08-15-2024 REG   2019-07-24 2021-06-15
1900.35 CARMAX AUTO OWNER TR SER 2019-3 CL A3 2.18% 08-15-2024 REG   2019-07-24 2021-07-15
1707.52 CARMAX AUTO OWNER TR SER 2019-3 CL A3 2.18% 08-15-2024 REG   2019-07-24 2021-08-16
1692.45 CARMAX AUTO OWNER TR SER 2019-3 CL A3 2.18% 08-15-2024 REG   2019-07-24 2021-09-15
1621.66 CARMAX AUTO OWNER TR SER 2019-3 CL A3 2.18% 08-15-2024 REG   2019-07-24 2021-10-15
1544.21 CARMAX AUTO OWNER TR SER 2019-3 CL A3 2.18% 08-15-2024 REG   2019-07-24 2021-11-15
1587.07 CARMAX AUTO OWNER TR SER 2019-3 CL A3 2.18% 08-15-2024 REG   2019-07-24 2021-12-15
15000. CATERPILLAR FINL SVCS CORP MEDIUM TERM NTS BOOK ENTRY 2.95% 02   2020-09-29 2021-10-26
15000. CITIGROUP INC 3.875% DUE 03-26-2025 REG   2019-05-16 2021-11-18
3000. CITIGROUP INC 3.875% DUE 03-26-2025 REG   2021-11-05 2021-11-18
125000. CONNECTICUT ST 4.0% DUE 11-01-2021 BEO   2016-12-06 2021-11-01
16000. CORPORATE OFFICE PPTYS L P 3.6% DUE 05-15-2023/08-28-2013 REG   2020-03-02 2021-03-11
16028.5 MFO DOUBLELINE CORE FIXED INCOME FUND I   2020-10-08 2021-11-26
6. ADR DSV A/S ADR UNSP EACH REPR 0.5 ORD   2020-03-13 2021-06-03
51. ADR DSV A/S ADR UNSP EACH REPR 0.5 ORD   2020-03-13 2021-11-17
10000. EBAY INC 2.6% DUE 07-15-2022 REG   2019-11-15 2021-03-24
4000. EDISON INTL 2.95% DUE 03-15-2023/03-09-2016 REG   2019-04-15 2021-04-20
3000. EDISON INTL 5.75% DUE 06-15-2027/06-21-2019 REG   2019-08-08 2021-04-20
8000. ELECTRONIC ARTS INC 3.7% DUE 03-01-2021/02-24-2016 REG   2018-11-29 2021-02-01
13000. ELECTRONIC ARTS INC 4.8% DUE 03-01-2026/02-24-2016 REG   2019-05-23 2021-04-23
7. EPAM SYS INC COM STK   2021-06-02 2021-11-17
18. ADR EVOLUTION AB ADR UNSP ADR EACH REPR 1 ORD   2021-05-10 2021-11-17
55. ADR EVOLUTION AB ADR UNSP ADR EACH REPR 1 ORD   2021-05-10 2021-11-23
127. EXPERIAN PLC   2020-08-26 2021-11-17
1622.98 FEDERAL HOME LN MTG CORP POOL #G08775 4.0% DUE 08-01-2047 BEO   2017-09-11 2021-01-15
1288.62 FEDERAL HOME LN MTG CORP POOL #G08775 4.0% DUE 08-01-2047 BEO   2017-09-11 2021-02-01
1326.66 FEDERAL HOME LN MTG CORP POOL #G08775 4.0% DUE 08-01-2047 BEO   2017-09-11 2021-03-01
1591.41 FEDERAL HOME LN MTG CORP POOL #G08775 4.0% DUE 08-01-2047 BEO   2017-09-11 2021-04-01
1417.58 FEDERAL HOME LN MTG CORP POOL #G08775 4.0% DUE 08-01-2047 BEO   2017-09-11 2021-05-03
1048.26 FEDERAL HOME LN MTG CORP POOL #G08775 4.0% DUE 08-01-2047 BEO   2017-09-11 2021-06-01
1041.74 FEDERAL HOME LN MTG CORP POOL #G08775 4.0% DUE 08-01-2047 BEO   2017-09-11 2021-07-01
932.8 FEDERAL HOME LN MTG CORP POOL #G08775 4.0% DUE 08-01-2047 BEO   2017-09-11 2021-08-02
750.79 FEDERAL HOME LN MTG CORP POOL #G08775 4.0% DUE 08-01-2047 BEO   2017-09-11 2021-09-01
749. FEDERAL HOME LN MTG CORP POOL #G08775 4.0% DUE 08-01-2047 BEO   2017-09-11 2021-10-01
742.53 FEDERAL HOME LN MTG CORP POOL #G08775 4.0% DUE 08-01-2047 BEO   2017-09-11 2021-11-01
670.44 FEDERAL HOME LN MTG CORP POOL #G08775 4.0% DUE 08-01-2047 BEO   2017-09-11 2021-12-01
50000. FNMA TRANCHE 00653 1.25% DUE 05-06-2021 REG   2016-12-19 2021-05-06
661.47 FNMA POOL #MA2896 3.5% DUE 02-01-2047 BEO   2017-01-31 2021-01-04
514.03 FNMA POOL #MA2896 3.5% DUE 02-01-2047 BEO   2017-01-31 2021-02-01
517.31 FNMA POOL #MA2896 3.5% DUE 02-01-2047 BEO   2017-01-31 2021-03-01
641.62 FNMA POOL #MA2896 3.5% DUE 02-01-2047 BEO   2017-01-31 2021-04-01
487.95 FNMA POOL #MA2896 3.5% DUE 02-01-2047 BEO   2017-01-31 2021-05-03
368.75 FNMA POOL #MA2896 3.5% DUE 02-01-2047 BEO   2017-01-31 2021-06-01
354.06 FNMA POOL #MA2896 3.5% DUE 02-01-2047 BEO   2017-01-31 2021-07-01
284.14 FNMA POOL #MA2896 3.5% DUE 02-01-2047 BEO   2017-01-31 2021-08-02
321.14 FNMA POOL #MA2896 3.5% DUE 02-01-2047 BEO   2017-01-31 2021-09-01
324.96 FNMA POOL #MA2896 3.5% DUE 02-01-2047 BEO   2017-01-31 2021-10-01
311.91 FNMA POOL #MA2896 3.5% DUE 02-01-2047 BEO   2017-01-31 2021-11-01
224.67 FNMA POOL #MA2896 3.5% DUE 02-01-2047 BEO   2017-01-31 2021-12-01
717.8 FNMA POOL #MA3120 3.5% DUE 09-01-2047 BEO   2017-10-18 2021-01-04
566.44 FNMA POOL #MA3120 3.5% DUE 09-01-2047 BEO   2017-10-18 2021-02-01
572.54 FNMA POOL #MA3120 3.5% DUE 09-01-2047 BEO   2017-10-18 2021-03-01
663.47 FNMA POOL #MA3120 3.5% DUE 09-01-2047 BEO   2017-10-18 2021-04-01
472.46 FNMA POOL #MA3120 3.5% DUE 09-01-2047 BEO   2017-10-18 2021-05-03
384.7 FNMA POOL #MA3120 3.5% DUE 09-01-2047 BEO   2017-10-18 2021-06-01
362.32 FNMA POOL #MA3120 3.5% DUE 09-01-2047 BEO   2017-10-18 2021-07-01
286.55 FNMA POOL #MA3120 3.5% DUE 09-01-2047 BEO   2017-10-18 2021-08-02
291.39 FNMA POOL #MA3120 3.5% DUE 09-01-2047 BEO   2017-10-18 2021-09-01
294.68 FNMA POOL #MA3120 3.5% DUE 09-01-2047 BEO   2017-10-18 2021-10-01
258.24 FNMA POOL #MA3120 3.5% DUE 09-01-2047 BEO   2017-10-18 2021-11-01
203.81 FNMA POOL #MA3120 3.5% DUE 09-01-2047 BEO   2017-10-18 2021-12-01
490.28 FNMA POOL #MA4383 2.0% DUE 07-01-2036 BEO   2021-07-12 2021-08-02
496.96 FNMA POOL #MA4383 2.0% DUE 07-01-2036 BEO   2021-07-12 2021-09-01
548.61 FNMA POOL #MA4383 2.0% DUE 07-01-2036 BEO   2021-07-12 2021-10-01
48164.15 FNMA POOL #MA4383 2.0% DUE 07-01-2036 BEO   2021-07-12 2021-10-14
754.99 FNMA POOL #MA4099 2.5% DUE 08-01-2035 BEO   2020-07-14 2021-01-04
895.03 FNMA POOL #MA4099 2.5% DUE 08-01-2035 BEO   2020-07-14 2021-02-01
945.95 FNMA POOL #MA4099 2.5% DUE 08-01-2035 BEO   2020-07-14 2021-03-01
1085.3 FNMA POOL #MA4099 2.5% DUE 08-01-2035 BEO   2020-07-14 2021-04-01
21809.26 FNMA POOL #MA4099 2.5% DUE 08-01-2035 BEO   2020-07-14 2021-04-09
1509.08 FNMA POOL #MA4123 2.0% DUE 09-01-2035 BEO   2020-09-24 2021-01-04
2556.49 FNMA POOL #MA4123 2.0% DUE 09-01-2035 BEO   2020-09-24 2021-02-01
4306.12 FNMA POOL #MA4123 2.0% DUE 09-01-2035 BEO   2020-09-24 2021-03-01
88031.65 FNMA POOL #MA4123 2.0% DUE 09-01-2035 BEO   2020-09-24 2021-03-11
742.58 FNMA POOL #MA4155 2.0% DUE 10-01-2035 BEO   2020-09-16 2021-01-04
975.49 FNMA POOL #MA4155 2.0% DUE 10-01-2035 BEO   2020-09-16 2021-02-01
1566.04 FNMA POOL #MA4155 2.0% DUE 10-01-2035 BEO   2020-09-16 2021-03-01
2105.13 FNMA POOL #MA4155 2.0% DUE 10-01-2035 BEO   2020-09-16 2021-04-01
1138.07 FNMA POOL #MA4155 2.0% DUE 10-01-2035 BEO   2020-09-16 2021-05-03
1129.39 FNMA POOL #MA4155 2.0% DUE 10-01-2035 BEO   2020-09-16 2021-06-01
1138.42 FNMA POOL #MA4155 2.0% DUE 10-01-2035 BEO   2020-09-16 2021-07-01
49625.51 FNMA POOL #MA4155 2.0% DUE 10-01-2035 BEO   2020-09-16 2021-07-12
.01 FNMA POOL #MA4155 2.0% DUE 10-01-2035 BEO   2020-09-16 2021-07-27
630.1 FNMA POOL #MA4159 2.5% DUE 10-01-2050 BEO   2020-09-23 2021-01-04
841.9 FNMA POOL #MA4159 2.5% DUE 10-01-2050 BEO   2020-09-23 2021-02-01
67412.42 FNMA POOL #MA4159 2.5% DUE 10-01-2050 BEO   2020-09-23 2021-02-24
.01 FNMA POOL #MA4159 2.5% DUE 10-01-2050 BEO   2020-09-23 2021-02-26
499.16 FNMA POOL #MA4210 2.5% DUE 12-01-2050 BEO   2020-12-07 2021-01-04
630.98 FNMA POOL #MA4210 2.5% DUE 12-01-2050 BEO   2020-12-07 2021-02-01
88542.64 FNMA POOL #MA4210 2.5% DUE 12-01-2050 BEO   2020-12-07 2021-02-24
479.34 FNMA POOL #MA4303 2.0% DUE 04-01-2036 BEO   2021-03-11 2021-04-01
688.1 FNMA POOL #MA4303 2.0% DUE 04-01-2036 BEO   2021-03-11 2021-05-03
737.87 FNMA POOL #MA4303 2.0% DUE 04-01-2036 BEO   2021-03-11 2021-06-01
810.48 FNMA POOL #MA4303 2.0% DUE 04-01-2036 BEO   2021-03-11 2021-07-01
845.24 FNMA POOL #MA4303 2.0% DUE 04-01-2036 BEO   2021-03-11 2021-08-02
1518.1 FNMA POOL #MA4303 2.0% DUE 04-01-2036 BEO   2021-03-11 2021-09-01
1618.26 FNMA POOL #MA4303 2.0% DUE 04-01-2036 BEO   2021-03-11 2021-10-01
81302.6 FNMA POOL #MA4303 2.0% DUE 04-01-2036 BEO   2021-03-11 2021-10-14
.01 FNMA POOL #MA4303 2.0% DUE 04-01-2036 BEO   2021-03-11 2021-10-26
9000. FIDELITY NATL FINL INC NEW 2.45% DUE 03-15-2031   2020-09-10 2021-05-27
8000. FIDELITY NATL FINL INC NEW 2.45% DUE 03-15-2031   2020-09-10 2021-06-10
4000. FIRST AMERN FINL CORP 4.0% DUE 05-15-2030/05-15-2020 REG   2020-05-21 2021-10-14
2947. MFC FLEXSHARES TR MORNINGSTAR GLOBAL UPSTREAM NAT RES INDEX FD   2016-08-09 2021-11-17
11830. MFC FLEXSHARES TR IBOXX 5 YR TARGET DURATION TIPS INDEX FD IBOX   2020-05-06 2021-08-17
980. MFC FLEXSHARES TR IBOXX 5 YR TARGET DURATION TIPS INDEX FD IBOXX   2020-08-05 2021-11-17
1977. MFC FLEXSHARES TR IBOXX 5 YR TARGET DURATION TIPS INDEX FD IBOXX   2020-08-05 2021-12-02
39. MFC FLEXSHARES TR STOXX GLOBAL BROAD INFRASTRUCTURE INDEX FD   2016-10-06 2021-08-17
4160. MFC FLEXSHARES TR STOXX GLOBAL BROAD INFRASTRUCTURE INDEX FD   2016-10-06 2021-08-17
2827. MFC FLEXSHARES TR STOXX GLOBAL BROAD INFRASTRUCTURE INDEX FD   2020-01-28 2021-11-17
25000. FRISCO TEX 5.0% DUE 02-15-2023 /02-15-2022 BEO PREREFUNDED 02-1   2016-08-09 2021-11-17
324.3 GS MTG SECS TR 2013-GC10 CL AAB 2.564% DUE 02-10-2046   2019-11-07 2021-01-12
325.55 GS MTG SECS TR 2013-GC10 CL AAB 2.564% DUE 02-10-2046   2019-11-07 2021-02-12
384.66 GS MTG SECS TR 2013-GC10 CL AAB 2.564% DUE 02-10-2046   2019-11-07 2021-03-12
328.28 GS MTG SECS TR 2013-GC10 CL AAB 2.564% DUE 02-10-2046   2019-11-07 2021-04-12
348.75 GS MTG SECS TR 2013-GC10 CL AAB 2.564% DUE 02-10-2046   2019-11-07 2021-05-12
330.89 GS MTG SECS TR 2013-GC10 CL AAB 2.564% DUE 02-10-2046   2019-11-07 2021-06-11
351.28 GS MTG SECS TR 2013-GC10 CL AAB 2.564% DUE 02-10-2046   2019-11-07 2021-07-12
333.52 GS MTG SECS TR 2013-GC10 CL AAB 2.564% DUE 02-10-2046   2019-11-07 2021-08-12
334.81 GS MTG SECS TR 2013-GC10 CL AAB 2.564% DUE 02-10-2046   2019-11-07 2021-09-13
355.08 GS MTG SECS TR 2013-GC10 CL AAB 2.564% DUE 02-10-2046   2019-11-07 2021-10-13
337.46 GS MTG SECS TR 2013-GC10 CL AAB 2.564% DUE 02-10-2046   2019-11-07 2021-11-15
357.66 GS MTG SECS TR 2013-GC10 CL AAB 2.564% DUE 02-10-2046   2019-11-07 2021-12-10
100000. GEORGIA ST 5.0% DUE 07-01-2021 BEO   2016-08-09 2021-07-01
9000. GOLDMAN SACHS GROUP INC 4.0% DUE 03-03-2024 REG   2021-05-27 2021-06-30
17000. GOLDMAN SACHS GROUP INC 4.0% DUE 03-03-2024 REG   2019-11-25 2021-06-30
31000. GOLDMAN SACHS GROUP INC 3.5% DUE 04-01-2025/03-01-2025 REG   2020-04-27 2021-10-27
75000. GREENSBORO N C ENTERPRISE SYS REV 5.0% DUE 06-01-2021 BEO   2016-08-09 2021-06-01
33. ADR HDFC BK LTD ADR REPSTG 3 SHS   2020-11-09 2021-04-30
35. ADR HDFC BK LTD ADR REPSTG 3 SHS   2020-11-06 2021-05-03
26. ADR HDFC BK LTD ADR REPSTG 3 SHS   2020-11-06 2021-11-04
16. ADR HDFC BK LTD ADR REPSTG 3 SHS   2020-08-26 2021-11-04
83. ADR HDFC BK LTD ADR REPSTG 3 SHS   2020-08-26 2021-11-05
95. ADR HDFC BK LTD ADR REPSTG 3 SHS   2020-03-13 2021-11-08
9311.9 HARDING LOEVNER INTERNATIONAL EQUITY PORTFOLIO   2017-12-15 2021-06-30
1611.6 HARDING LOEVNER INTERNATIONAL EQUITY PORTFOLIO   2020-08-25 2021-06-30
6000. INVITATION HOMES OPER PARTNERSHIP SR NT 2.0% 08-15-2031   2021-08-04 2021-10-07
12000. INVITATION HOMES OPER PARTNERSHIP SR NT 2.0% 08-15-2031   2021-08-04 2021-10-20
168. MFC ISHARES MSCI ACWI ETF   2021-11-23 2021-12-27
1757. MFC ISHARES TR GLOBAL INFRASTRUCTURE ETFINDEX FD   2020-05-05 2021-11-17
5000. JABIL INC FORMERLY JABIL CIRCUIT INC TO 06/05/2017 3.0% DUE   2020-08-21 2021-01-08
7000. JABIL INC FORMERLY JABIL CIRCUIT INC TO 06/05/2017 3.0% DUE   2020-08-21 2021-01-13
7000. JPMORGAN CHASE & CO 3.559% DUE 04-23-2024/10-23-2018 REG   2019-05-23 2021-06-09
16000. JEFFERIES GROUP INC NEW 5.125% DUE 01-20-2023/11-08-2021 REG   2020-10-19 2021-11-08
11000. JPMORGAN CHASE & CO 4.0% DUE 12-31-2049 REG   2020-02-27 2021-04-29
13000. KIMCO RLTY CORP 2.7% DUE 10-01-2030/07-13-2020 REG   2020-07-07 2021-11-16
12. ADR LVMH MOET HENNESSY LOUIS VUITTON ADR   2020-08-26 2021-06-02
2. ADR LVMH MOET HENNESSY LOUIS VUITTON ADR   2020-08-26 2021-08-30
40. ADR LVMH MOET HENNESSY LOUIS VUITTON ADR   2020-08-26 2021-08-31
29. ADR LVMH MOET HENNESSY LOUIS VUITTON ADR   2020-03-13 2021-11-17
95. ADR LASERTEC CORP ADR   2021-06-03 2021-11-17
9. ADR LI NING CO LTD ADR   2021-11-05 2021-11-17
2000. LIFE STORAGE LP 4.0% DUE 06-15-2029 REG   2019-05-22 2021-01-19
18000. LIFE STORAGE LP 4.0% DUE 06-15-2029 REG   2019-05-22 2021-09-27
63. ADR LONZA GROUP AG ADR   2020-08-26 2021-11-17
2. LULULEMON ATHLETICA INC COM   2020-04-17 2021-10-05
10. LULULEMON ATHLETICA INC COM   2020-03-13 2021-11-17
55000. MASSACHUSETTS ST CLEAN WTR TR 5.0% DUE 02-01-2024 BEO   2016-08-09 2021-11-17
50000. MAUI CNTY HAWAII 5.0% DUE 06-01-2021 BEO   2016-08-09 2021-06-01
3. MERCADOLIBRE INC COM STK   2020-08-26 2021-03-23
4. MERCADOLIBRE INC COM STK   2020-08-26 2021-11-17
11. MERCADOLIBRE INC COM STK   2020-03-18 2021-12-08
6000. METLIFE INC PFD PERP SER G FXD RATE 3.85% 12-31-2049   2020-09-08 2021-09-16
1000. METLIFE INC PFD PERP SER G FXD RATE 3.85% 12-31-2049   2020-09-08 2021-09-17
2000. METLIFE INC PFD PERP SER G FXD RATE 3.85% 12-31-2049   2020-09-08 2021-09-21
3000. METLIFE INC PFD PERP SER G FXD RATE 3.85% 12-31-2049   2021-08-26 2021-09-21
75000. METROPOLITAN COUNCIL MINN MINNEAPOLIS-STPAUL MET AREA 5.0% DUE   2016-08-09 2021-11-17
55000. METROPOLITAN GOVT NASHVILLE & DAVIDSON CNTY TENN ELEC REV 5.0%   2017-02-24 2021-11-17
1. METTLER TOLEDO INTERNATIONAL INC   2020-08-26 2021-06-02
3. METTLER TOLEDO INTERNATIONAL INC   2020-08-26 2021-11-17
20000. MITSUBISHI UFJ FINL GROUP INC FIXED 3.218% 03-07-2022 BEO   2020-09-29 2021-03-16
80000. MONTGOMERY CNTY PA 5.0% DUE 10-15-2024 BEO   2016-09-15 2021-11-17
17000. MYLAN N V 3.15% DUE 06-15-2021 REG   2020-07-29 2021-06-15
8. NESTLE S A SPONSORED ADR REPSTG REG SH   2020-08-26 2021-06-02
29. NESTLE S A SPONSORED ADR REPSTG REG SH   2020-08-26 2021-11-17
6619.15 MFO NEUBERGER BERMAN EQUITY FDS INTL INSTITUTIONAL FD   2017-03-13 2021-11-17
80000. NEW YORK N Y CITY TRANSITIONAL FIN AUTH REV 5.0% DUE 11-01-2025   2017-08-10 2021-11-17
85000. NEW YORK ST ENVIRONMENTAL FACS CORP REV 5.0% DUE 05-15-2021 BEO   2016-08-09 2021-05-17
100000. NEW YORK ST TWY AUTH SECOND GEN HWY & BRDG TR FD 5.0% DUE 04-0   2016-08-09 2021-11-17
2.88709 MFB NORTHERN FUNDS BD INDEX FD   2020-08-05 2021-11-26
66833.40291 MFB NORTHERN FUNDS BD INDEX FD   2020-08-25 2021-11-26
3841.99 MFB NORTHN FUNDS EMERGING MKTS EQTY EQTY INDEX FD   2021-02-17 2021-11-17
4086.46 MFB NORTHN FUNDS EMERGING MKTS EQTY EQTY INDEX FD   2021-02-17 2021-11-26
9847.27 PIMCO FDS PAC INVT MGMT SER HIGH YIELD FD INSTL CL   2019-03-01 2021-02-17
11212.89 PIMCO FDS PAC INVT MGMT SER HIGH YIELD FD INSTL CL   2019-03-01 2021-08-17
14267.83 PIMCO FDS PAC INVT MGMT SER HIGH YIELD FD INSTL CL   2019-04-23 2021-11-17
23. #REORG/PERNOD RICARD MANDATORY EXCHNGE PERNOD RICARD 000281PAR3 11   2020-08-26 2021-06-02
64. ADR PERNOD RICARD S A SPONSORED ADR   2020-08-26 2021-11-17
17000. RAYMOND JAMES FINL INC 4.65% 04-01-2030   2020-03-27 2021-04-23
9. RESMED INC   2020-08-26 2021-06-02
20. RESMED INC   2020-08-26 2021-11-17
1082. MFC SPDR TR UNIT SER 1 STD & POORS UNIT SER 1   2016-11-30 2021-11-17
452. MFC SPDR S&P MIDCAP 400 ETF TR UNIT SER 1 STANDARD & POORS DEP RC   2018-02-22 2021-11-17
6000. SEMPRA ENERGY 4.05% SNR NTS DUE 12-01-2023   2019-05-24 2021-12-03
101. ADR SHENZHOU INTL GROUP HLDGS LTD ADR   2021-05-25 2021-11-17
391. ADR SHENZHOU INTL GROUP HLDGS LTD ADR   2021-05-24 2021-11-23
1. SHOPIFY INC CL A SHOPIFY INC   2020-03-13 2021-06-02
3. SHOPIFY INC CL A SHOPIFY INC   2020-03-13 2021-11-17
12. SIKA AG ADR   2020-08-26 2021-06-02
26. SIKA AG ADR   2020-08-26 2021-06-03
110. SIKA AG ADR   2020-08-26 2021-11-17
65000. SIOUX FALLS S D SALES TAX REV 4.0% DUE 11-15-2022 BEO   2016-08-09 2021-11-17
23. SMITH & NEPHEW P L C SPD ADR NEW   2020-08-26 2021-06-02
15. SMITH & NEPHEW P L C SPD ADR NEW   2020-08-26 2021-06-02
27. SMITH & NEPHEW P L C SPD ADR NEW   2020-08-26 2021-06-03
141. SMITH & NEPHEW P L C SPD ADR NEW   2020-04-01 2021-06-03
86. SMITH & NEPHEW P L C SPD ADR NEW   2020-03-13 2021-06-04
25000. SUMITOMO MITSUI FINL GROUP INC 3.102% DUE 01-17-2023 BEO   2019-03-25 2021-03-16
12000. SUN CMNTYS OPER LTD PARTNERSHIP 2.7% 07-15-2031   2021-07-12 2021-10-14
5000. SYSCO CORP 5.95% DUE 04-01-2030   2020-09-02 2021-06-07
11000. SYSCO CORP 5.95% DUE 04-01-2030   2020-09-02 2021-11-17
4000. SYSCO CORP 5.95% DUE 04-01-2030   2021-11-05 2021-11-17
62. TAIWAN SEMICONDUCTOR MFG LT   2020-08-26 2021-04-12
10. TAIWAN SEMICONDUCTOR MFG LT   2020-03-13 2021-04-12
55. TAIWAN SEMICONDUCTOR MFG LT   2020-03-13 2021-11-17
87. ADR TENCENT HLDGS LTD ADR   2020-03-13 2021-07-29
76. ADR TENCENT HLDGS LTD ADR   2020-03-13 2021-08-25
38. ADR TENCENT HLDGS LTD ADR   2020-03-13 2021-08-26
25000. UNITED STATES TREAS NTS 1.375% DUE 08-31-2023 REG   2020-05-14 2021-05-18
6000. UNITED STATES TREAS NTS 1.375% DUE 08-31-2023 REG   2021-04-09 2021-08-17
30000. UNITED STATES TREAS NTS 1.375% DUE 08-31-2023 REG   2020-05-14 2021-08-17
229000. UNITED STATES TREAS NTS 1.375% DUE 08-31-2023 REG   2021-05-06 2021-10-25
28000. UNITED STATES TREAS INFL IDX 0.25% 07-15-2029   2019-10-25 2021-02-19
20000. UNITED STATES TREAS INFL IDX 0.25% 07-15-2029   2020-10-26 2021-02-19
50000. UNITED STATES TREAS INFL IDX 0.25% 07-15-2029   2021-02-03 2021-02-22
28000. UNITED STATES TREAS NTS DTD 08/15/2015 2.0% DUE 08-15-2025 REG   2020-11-05 2021-05-06
20000. UNITED STATES TREAS NTS 1.125% DUE 09-30-2021   2020-12-01 2021-01-13
20000. UNITED STATES TREASURY 1.25% DUE 10-31-2021 REG   2020-12-29 2021-01-27
12000. UNITED STATES TREASURY 1.25% DUE 10-31-2021 REG   2020-12-29 2021-05-11
30000. UNITED STATES OF AMER TREAS NOTES 1.875%01-31-2022 REG   2021-03-26 2021-05-11
24000. UNITED STATES OF AMER TREAS NOTES 1.875%01-31-2022 REG   2021-03-26 2021-06-22
153000. UNITED STATES TREAS NTS 2.125% 03-31-2024   2021-02-24 2021-05-06
31000. DTD 07/31/2015 2.0% DUE 07-31-2022 REG   2020-01-30 2021-05-06
18000. UNITED STATES TREAS NTS DTD 05/31/2017 2.0% 05-31-2024   2019-10-01 2021-02-02
60000. UNITED STATES TREAS NTS DTD 05/31/2017 2.0% 05-31-2024   2019-12-05 2021-05-06
18000. UNITED STATES TREAS NTS DTD 08/15/2019 1.625% DUE 08-15-2029 RE   2020-03-27 2021-02-03
2000. UNITED STATES TREAS NTS DTD 08/15/2019 1.625% DUE 08-15-2029 REG   2020-03-27 2021-05-17
13000. UNITED STATES TREAS NTS DTD 08/15/2019 1.625% DUE 08-15-2029 RE   2020-07-24 2021-05-17
87000. UNITED STATES TREAS NTS 1.25% DUE 08-31-2024 REG   2019-10-01 2021-05-06
10000. UNITED STATES TREAS NTS 1.25% DUE 08-31-2024 REG   2019-10-01 2021-05-17
231000. UNITED STATES TREAS NTS 1.25% DUE 08-31-2024 REG   2020-07-27 2021-08-03
6000. UNITED STATES TREAS NTS 1.25% DUE 08-31-2024 REG   2020-07-27 2021-08-04
218000. UNITED STATES TREAS NTS DTD 09/15/2019 1.5% DUE 09-15-2022 REG   2020-03-18 2021-05-06
34000. US TREASURY N/B 1.5% DUE 02-15-2030 REG   2020-07-31 2021-07-20
34000. US TREASURY N/B 1.5% DUE 02-15-2030 REG   2020-08-04 2021-07-20
17000. US TREASURY N/B 1.5% DUE 02-15-2030 REG   2020-08-26 2021-08-04
43000. US TREASURY N/B 1.5% DUE 02-15-2030 REG   2020-11-18 2021-12-06
17000. UNITED STATES OF AMER TREAS NOTES 1.125% T-NOTE 02-28-2022   2021-04-29 2021-06-23
35000. UNITED STATES OF AMER TREAS NOTES 1.125% T-NOTE 02-28-2022   2021-05-27 2021-07-12
30000. UNITED STATES OF AMER TREAS NOTES 1.125% T-NOTE 02-28-2022   2021-05-27 2021-09-08
45000. UNITED STATES OF AMER TREAS NOTES 1.125% T-NOTE 02-28-2022   2021-05-27 2021-11-02
53000. UNITED STATES TREAS NTS .125% DUE 04-30-2022   2021-08-26 2021-11-02
158000. UNITED STATES TREAS NTS FIXED .125% DUE 05-15-2023   2021-05-06 2021-10-25
14000. UNITED STATES TREAS NTS .625% DUE 05-15-2030 REG   2020-12-07 2021-05-12
4000. UNITED STATES TREAS NTS .625% DUE 05-15-2030 REG   2020-12-17 2021-07-14
37000. UNITED STATES TREAS NTS .625% DUE 05-15-2030 REG   2021-01-13 2021-07-28
21000. UNITED STATES TREAS NTS .625% DUE 05-15-2030 REG   2021-01-13 2021-11-16
30000. UNITED STATES OF AMER TREAS NOTES 0.125% 01-15-2031   2021-05-17 2021-06-29
10000. US TREASURY N B 15/04/2024 .25% 04-15-2024   2021-10-25 2021-11-10
75000. US TREASURY N B 15/04/2024 .25% 04-15-2024   2021-10-25 2021-11-15
29000. US TREASURY N/B 1.25% DUE 08-15-2031 REG   2021-11-04 2021-12-08
10000. UNIVERSITY MASS BLDG AUTH REV 2.997% DUE11-01-2034 /11-01-2029   2020-01-22 2021-05-17
55000. UNIVERSITY TEX UNIV REVS 4.0% DUE 08-15-2021 BEO   2016-08-09 2021-08-17
4266.65 MFO VANGUARD INT'L EQUITY INDEX FDS FTSE ALL WORLD EX-US INDEX   2021-02-17 2021-11-17
2146.73 MFO VANGUARD INFLATION PROTECTED SECURITIES FUND ADMIRAL   2020-08-05 2021-08-17
952.63 MFO VANGUARD INFLATION PROTECTED SECURITIES FUND ADMIRAL   2020-08-05 2021-11-17
1921.74 MFO VANGUARD INFLATION PROTECTED SECURITIES FUND ADMIRAL   2020-08-05 2021-12-02
349.33 MFO VANGUARD INTL EQUITY INDEX FDS EMERGING MKTS STK INDEX FD A   2020-08-05 2021-11-17
10000. VERIZON OWNER TR 2020-A NT CL A-1A 1.85%DUE 07-22-2024 REG   2021-01-26 2021-11-01
57000. VERIZON OWNER TR 2020-A NT CL A-1A 1.85%DUE 07-22-2024 REG   2020-08-25 2021-11-01
25000. VIRGINIA ST RES AUTH INFRASTRUCTURE REV 5.0% DUE 11-01-2021 BEO   2016-08-09 2021-11-01
2000. VMWARE INC 4.7% DUE 05-15-2030 BEO   2021-05-27 2021-10-08
13000. VMWARE INC 4.7% DUE 05-15-2030 BEO   2020-04-02 2021-10-08
15000. WELLS FARGO & CO MEDIUM TERM SR NTS BOOKENTRY 3.75% DUE 01-24-2   2019-06-27 2021-02-24
10000. WESTPAC BANKING CORPORATION 2.65% DUE 01-25-2021 REG   2019-06-27 2021-01-25
2144.61 WORLD OMNI AUTO RECEIVABLES TR SER 18-A CL 3 BNDS 2.5% 04-1   2019-07-15 2021-01-15
2144.71 WORLD OMNI AUTO RECEIVABLES TR SER 18-A CL 3 BNDS 2.5% 04-1   2019-07-15 2021-02-16
1934. WORLD OMNI AUTO RECEIVABLES TR SER 18-A CL 3 BNDS 2.5% 04-17-   2019-07-15 2021-03-15
2338.08 WORLD OMNI AUTO RECEIVABLES TR SER 18-A CL 3 BNDS 2.5% 04-1   2019-07-15 2021-04-15
2083.93 WORLD OMNI AUTO RECEIVABLES TR SER 18-A CL 3 BNDS 2.5% 04-1   2019-07-15 2021-05-17
1827.98 WORLD OMNI AUTO RECEIVABLES TR SER 18-A CL 3 BNDS 2.5% 04-1   2019-07-15 2021-06-15
1946.41 WORLD OMNI AUTO RECEIVABLES TR SER 18-A CL 3 BNDS 2.5% 04-1   2019-07-15 2021-07-15
1831.58 WORLD OMNI AUTO RECEIVABLES TR SER 18-A CL 3 BNDS 2.5% 04-1   2019-07-15 2021-08-16
1740.76 WORLD OMNI AUTO RECEIVABLES TR SER 18-A CL 3 BNDS 2.5% 04-1   2019-07-15 2021-09-15
1617.89 WORLD OMNI AUTO RECEIVABLES TR SER 18-A CL 3 BNDS 2.5% 04-1   2019-07-15 2021-10-15
1466.67 WORLD OMNI AUTO RECEIVABLES TR SER 18-A CL 3 BNDS 2.5% 04-1   2019-07-15 2021-11-15
1471.61 WORLD OMNI AUTO RECEIVABLES TR SER 18-A CL 3 BNDS 2.5% 04-1   2019-07-15 2021-12-15
28. ADR WUXI BIOLOGICS CAYMAN INC ADR   2021-02-01 2021-06-03
107. ADR WUXI BIOLOGICS CAYMAN INC ADR   2021-02-01 2021-11-17
125000. WYLIE TEX INDPT SCH DIST 4.0% DUE 08-15-2022 BEO   2016-08-09 2021-11-17
13000. XILINX INC 3.0% DUE 03-15-2021 REG   2019-03-26 2021-03-15
12. AON PLC   2020-07-31 2021-11-17
9. #REORG/ATLASSIAN NAME CHANGE WITH CUSIP CHANGE ATLASSIAN 0002F1DAB4   2021-09-21 2021-11-17
16. ACCENTURE PLC SHS CL A NEW   2020-08-26 2021-04-13
3. ACCENTURE PLC SHS CL A NEW   2020-03-13 2021-04-13
13. ACCENTURE PLC SHS CL A NEW   2020-03-13 2021-11-17
16. ICON PLC COM   2021-08-19 2021-11-17
4. STERIS PLC ORD USD0.001   2020-08-26 2021-10-05
16. STERIS PLC ORD USD0.001   2020-08-26 2021-11-17
12. ALCON AG COM USD0.04 WI   2020-08-26 2021-06-02
50. ALCON AG COM USD0.04 WI   2020-08-26 2021-11-17
10. ADR ASML HOLDING NV NY REG 2012 (POST REV SPLIT)   2020-08-26 2021-04-13
10. ADR ASML HOLDING NV NY REG 2012 (POST REV SPLIT)   2020-03-13 2021-11-17
20. FERRARI N V FERRARI N V COMMON S TOCK   2021-03-30 2021-11-17
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CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 1,228   1,015 213
b 5,138   4,939 199
c 15,000   12,518 2,482
d 76,061   87,954 -11,893
e 3,540   4,094 -554
4,414   2,940 1,474
5,151   4,818 333
15,000   15,073 -73
3,275   3,569 -294
11,880   12,006 -126
848   646 202
4,021   2,606 1,415
65,752   64,985 767
15,418   14,910 508
7,245   6,895 350
28,243   27,990 253
13,599   13,715 -116
98,358   93,221 5,137
106,388   101,881 4,507
131,103   127,424 3,679
1,112   1,054 58
5,274   4,832 442
1,553   1,131 422
5,323   3,603 1,720
8,764   8,558 206
15,588   15,380 208
50,000   48,671 1,329
11,078   11,241 -163
626   625 1
1,900   1,900  
1,708   1,707 1
1,692   1,692  
1,622   1,621 1
1,544   1,544  
1,587   1,587  
15,131   15,561 -430
16,082   14,914 1,168
3,216   3,245 -29
125,000   125,000  
17,069   16,406 663
176,634   180,000 -3,366
718   279 439
5,947   2,368 3,579
10,244   10,091 153
4,143   3,826 317
3,530   3,368 162
8,000   8,075 -75
15,023   13,971 1,052
4,651   3,388 1,263
2,876   3,409 -533
7,607   10,417 -2,810
5,781   4,581 1,200
1,623   1,623  
1,289   1,289  
1,327   1,327  
1,591   1,591  
1,418   1,418  
1,048   1,048  
1,042   1,042  
933   933  
751   751  
749   749  
743   743  
670   670  
50,000   48,457 1,543
661   661  
514   514  
517   517  
642   642  
488   488  
369   369  
354   354  
284   284  
321   321  
325   325  
312   312  
225   225  
718   718  
566   566  
573   573  
663   663  
472   472  
385   385  
362   362  
287   287  
291   291  
295   295  
258   258  
204   204  
490   507 -17
497   514 -17
549   567 -18
49,558   49,771 -213
755   793 -38
895   940 -45
946   946  
1,085   1,143 -58
22,730   22,963 -233
1,509   1,567 -58
2,556   2,655 -99
4,306   4,306  
90,979   91,581 -602
743   772 -29
975   1,014 -39
1,566   1,566  
2,105   2,105  
1,138   1,138  
1,129   1,129  
1,138   1,189 -51
51,277   51,838 -561
       
630   660 -30
842   882 -40
70,051   70,657 -606
       
499   523 -24
631   662 -31
92,036   92,859 -823
479   496 -17
688   711 -23
738   763 -25
810   838 -28
845   874 -29
1,518   1,569 -51
1,618   1,673 -55
83,656   84,050 -394
       
8,869   8,968 -99
7,974   7,971 3
4,412   4,161 251
115,625   81,370 34,255
334,166   304,963 29,203
27,773   26,630 1,143
55,118   54,274 844
2,270   1,719 551
242,724   185,060 57,664
162,827   136,048 26,779
25,282   25,220 62
324   324  
326   326  
385   385  
328   328  
349   349  
331   331  
351   351  
334   334  
335   335  
355   355  
337   337  
358   358  
100,000   100,000  
9,776   9,844 -68
18,466   17,159 1,307
33,145   32,739 406
75,000   75,000  
2,333   2,161 172
2,452   2,220 232
1,849   1,649 200
1,138   793 345
5,905   3,982 1,923
6,800   4,483 2,317
281,313   199,497 81,816
48,686   40,000 8,686
5,707   5,909 -202
11,338   11,818 -480
17,816   17,725 91
83,119   63,911 19,208
5,218   5,151 67
7,305   7,212 93
7,400   7,122 278
16,836   17,454 -618
11,028   10,615 413
13,238   12,941 297
1,936   1,150 786
295   192 103
5,907   3,404 2,503
4,762   2,088 2,674
5,393   3,922 1,471
2,732   2,697 35
2,308   1,990 318
20,218   17,906 2,312
5,013   3,941 1,072
798   445 353
4,658   1,685 2,973
60,491   59,476 1,015
50,000   50,000  
4,396   3,712 684
5,947   2,769 3,178
13,148   5,487 7,661
6,339   6,000 339
1,057   1,000 57
2,110   2,000 110
3,165   3,164 1
75,995   75,821 174
58,722   57,545 1,177
1,281   977 304
4,594   2,596 1,998
20,546   20,769 -223
90,049   87,648 2,401
17,000   17,351 -351
991   974 17
3,854   3,289 565
112,459   73,674 38,785
93,259   89,710 3,549
85,000   85,000  
101,664   101,376 288
31   33 -2
722,469   759,047 -36,578
53,980   60,166 -6,186
54,432   63,994 -9,562
89,709   85,845 3,864
101,477   97,750 3,727
128,410   125,449 2,961
1,013   808 205
3,040   2,041 999
20,203   17,638 2,565
1,835   1,619 216
5,277   3,259 2,018
507,006   239,016 267,990
238,901   147,147 91,754
6,383   6,244 139
2,135   2,579 -444
8,158   9,546 -1,388
1,234   371 863
4,935   1,114 3,821
387   287 100
830   623 207
4,239   2,249 1,990
67,270   66,699 571
994   919 75
646   599 47
1,149   1,079 70
5,999   4,760 1,239
3,647   2,892 755
26,151   24,919 1,232
12,114   12,145 -31
6,420   6,366 54
13,793   14,005 -212
5,016   5,113 -97
7,476   5,063 2,413
1,206   505 701
6,552   2,779 3,773
5,387   3,989 1,398
4,629   3,485 1,144
2,301   1,742 559
25,675   25,960 -285
6,139   6,167 -28
30,696   31,152 -456
232,980   235,220 -2,240
31,730   28,766 2,964
22,664   22,704 -40
56,651   57,057 -406
29,632   30,248 -616
20,146   20,167 -21
20,177   20,191 -14
12,069   12,115 -46
30,397   30,458 -61
24,264   24,367 -103
161,050   161,840 -790
31,731   31,474 257
19,061   18,400 661
63,044   61,193 1,851
18,934   19,453 -519
2,026   2,161 -135
13,172   14,248 -1,076
89,453   85,977 3,476
10,277   9,882 395
237,478   229,822 7,656
6,163   6,249 -86
222,121   218,771 3,350
35,045   37,089 -2,044
35,145   37,139 -1,994
17,561   18,428 -867
43,452   45,616 -2,164
17,125   17,151 -26
35,239   35,296 -57
30,156   30,244 -88
45,155   45,366 -211
53,016   53,027 -11
157,518   157,910 -392
12,820   13,647 -827
3,773   3,900 -127
35,260   35,774 -514
19,440   20,204 -764
33,777   34,012 -235
9,929   9,942 -13
74,414   74,564 -150
28,327   28,243 84
10,429   10,229 200
55,000   55,000  
167,338   165,546 1,792
62,320   60,516 1,804
27,750   26,855 895
55,673   54,174 1,499
15,000   12,855 2,145
10,108   10,238 -130
57,615   57,912 -297
25,000   25,000  
2,340   2,329 11
15,208   12,954 2,254
16,328   15,247 1,081
10,000   10,031 -31
2,145   2,131 14
2,145   2,131 14
1,934   1,922 12
2,338   2,323 15
2,084   2,071 13
1,828   1,816 12
1,946   1,934 12
1,832   1,820 12
1,741   1,730 11
1,618   1,607 11
1,467   1,457 10
1,472   1,462 10
865   828 37
3,068   3,165 -97
128,438   127,748 690
13,000   12,956 44
3,612   2,432 1,180
3,974   3,727 247
4,556   3,846 710
854   474 380
4,835   2,053 2,782
4,496   3,942 554
829   612 217
3,704   2,425 1,279
834   702 132
4,173   2,830 1,343
6,278   3,862 2,416
8,608   2,453 6,155
5,299   4,105 1,194
      100,426
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      100,426
      100,426
      100,426
      100,426
      100,426
      100,426
      100,426
      100,426
      100,426
      100,426
      100,426
      100,426
      100,426
      100,426
      100,426
      100,426
      100,426
      100,426
      100,426
      100,426
      100,426
      100,426
      100,426
      100,426
      100,426
      100,426
      100,426
      100,426
      100,426
      100,426
      100,426
      100,426
      100,426
      100,426
      100,426
      100,426
      100,426
      100,426
      100,426
      100,426
      100,426
      100,426
      100,426
      100,426
      100,426
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       213
b       199
c       2,482
d       -11,893
e       -554
      1,474
      333
      -73
      -294
      -126
      202
      1,415
      767
      508
      350
      253
      -116
      5,137
      4,507
      3,679
      58
      442
      422
      1,720
      206
      208
      1,329
      -163
      1
       
      1
       
      1
       
       
      -430
      1,168
      -29
       
      663
      -3,366
      439
      3,579
      153
      317
      162
      -75
      1,052
      1,263
      -533
      -2,810
      1,200
       
       
       
       
       
       
       
       
       
       
       
       
      1,543
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
      -17
      -17
      -18
      -213
      -38
      -45
       
      -58
      -233
      -58
      -99
       
      -602
      -29
      -39
       
       
       
       
      -51
      -561
       
      -30
      -40
      -606
       
      -24
      -31
      -823
      -17
      -23
      -25
      -28
      -29
      -51
      -55
      -394
       
      -99
      3
      251
      34,255
      29,203
      1,143
      844
      551
      57,664
      26,779
      62
       
       
       
       
       
       
       
       
       
       
       
       
       
      -68
      1,307
      406
       
      172
      232
      200
      345
      1,923
      2,317
      81,816
      8,686
      -202
      -480
      91
      19,208
      67
      93
      278
      -618
      413
      297
      786
      103
      2,503
      2,674
      1,471
      35
      318
      2,312
      1,072
      353
      2,973
      1,015
       
      684
      3,178
      7,661
      339
      57
      110
      1
      174
      1,177
      304
      1,998
      -223
      2,401
      -351
      17
      565
      38,785
      3,549
       
      288
      -2
      -36,578
      -6,186
      -9,562
      3,864
      3,727
      2,961
      205
      999
      2,565
      216
      2,018
      267,990
      91,754
      139
      -444
      -1,388
      863
      3,821
      100
      207
      1,990
      571
      75
      47
      70
      1,239
      755
      1,232
      -31
      54
      -212
      -97
      2,413
      701
      3,773
      1,398
      1,144
      559
      -285
      -28
      -456
      -2,240
      2,964
      -40
      -406
      -616
      -21
      -14
      -46
      -61
      -103
      -790
      257
      661
      1,851
      -519
      -135
      -1,076
      3,476
      395
      7,656
      -86
      3,350
      -2,044
      -1,994
      -867
      -2,164
      -26
      -57
      -88
      -211
      -11
      -392
      -827
      -127
      -514
      -764
      -235
      -13
      -150
      84
      200
       
      1,792
      1,804
      895
      1,499
      2,145
      -130
      -297
       
      11
      2,254
      1,081
      -31
      14
      14
      12
      15
      13
      12
      12
      12
      11
      11
      10
      10
      37
      -97
      690
      44
      1,180
      247
      710
      380
      2,782
      554
      217
      1,279
      132
      1,343
      2,416
      6,155
      1,194
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 831,263
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Form 990-PF (2021)
Form 990-PF (2021)
Page 4
Part V
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b All other domestic foundations enter 1.39% (0.0139) of line 27b. Exempt foreign organizations enter 4% (0.04) of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 16,047
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 16,047
6 Credits/Payments:
a 2021 estimated tax payments and 2020 overpayment credited to 2021 6a 8,358
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c 12,200
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 20,558
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 4,511
11 Enter the amount of line 10 to be: Credited to 2022 estimated taxBullet4,511 RefundedBullet 11 0
Part VI-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?.........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XIV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletIL
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2021 or the taxable year beginning in 2021? See the instructions for Part XIII.
    If "Yes," complete Part XIII .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. Click to see attachment...............................
    10
     
    No
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 5
    Part VI-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
     
    No
    Website addressbullet  
    14
    The books are in care ofbulletNORTHERN TRUST COMPANY Telephone no.bullet (312) 630-6000

    Located atbulletPO BOX 803878CHICAGOIL ZIP+4bullet60680
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2021, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VI-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person? ...........
    1a(1)
     
    No
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person? ..............................
    1a(2)
     
    No
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? ...........
    1a(3)
     
    No
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? ............
    1a(4)
    Yes
     
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)? ......................
    1a(5)
     
    No
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.) ...............
    1a(6)
     
    No
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ..........
    1b
     
    No
    c
    ........bullet
    d
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2021? .............
    1d
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2021, did the foundation have any undistributed income (lines 6d
    and 6e, Part XII) for tax year(s) beginning before 2021?....................
    2a
     
    No
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year? ..............................
    3a
     
    No
    b
    If "Yes," did it have excess business holdings in 2021 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2021.) .....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2021? ..
    4b
     
    No
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 6
    Part VI-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? ..........
    5a(1)
     
    No
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive? ....................
    5a(2)
     
    No
    (3) Provide a grant to an individual for travel, study, or other similar purposes? .............
    5a(3)
     
    No
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions ........................
    5a(4)
     
    No
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals? .............
    5a(5)
     
    No
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ........
    5b
     
     
    c
    .........bullet
    d
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant? .................
    5d
     
     
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract? .............................
    6a
     
    No
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    7a
     
    No
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? .....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .........................
    8
     
    No
    Part VII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    NORTHERN TRUST COMPANY TRUSTEE
    40     		64,679    
    PO BOX 803878
    CHICAGO,IL60680
    SHERRY COWAN TRUSTEE
    1     		56,632    
    PO BOX 803878
    CHICAGO,IL60680
    CARRIE ANN CARIS TRUSTEE
    1     		56,632    
    PO BOX 803878
    CHICAGO,IL60680
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 7
    Part VII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part VIII-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part VIII-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 8
    Part IX
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    16,810,699
    b
    Average of monthly cash balances.......................
    1b
    0
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    16,810,699
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    16,810,699
    4
    Cash deemed held for charitable activities. Enter 1.5% (0.015) of line 3 (for greater amount, see
    instructions) .............................
    4
    252,160
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. .......
    5
    16,558,539
    6
    Minimum investment return. Enter 5% (0.05) of line 5................
    6
    827,927
    Part X
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part IX, line 6..................
    1
    827,927
    2a
    Tax on investment income for 2021 from Part V, line 5.......
    2a
    16,047
    b
    Income tax for 2021. (This does not include the tax from Part V.) ...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    16,047
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    811,880
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    811,880
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XII, line 1 ...
    7
    811,880
    Part XI
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
     
    b
    Program-related investments—total from Part VIII-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part XII, line 4.
    4
     
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 9
    Part XII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2020     		(c)
    2020     		(d)
    2021
    1 Distributable amount for 2021 from Part X, line 7 811,880
    2 Undistributed income, if any, as of the end of 2021:
    a Enter amount for 2020 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2021:
    a From 2016...... 0
    b From 2017...... 0
    c From 2018...... 1,414,996
    d From 2019...... 1,551,801
    e From 2020...... 1,869,639
    f Total of lines 3a through e ........ 4,836,436
    4Qualifying distributions for 2021 from Part
    XI, line 4: bullet$ 3,053,659
    a Applied to 2020, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2021 distributable amount..... 811,880
    e Remaining amount distributed out of corpus 2,241,779
    5 Excess distributions carryover applied to 2021. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 7,078,215
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2021. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2022 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2016 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9 Excess distributions carryover to 2022.
    Subtract lines 7 and 8 from line 6a ......     		7,078,215
    10 Analysis of line 9:
    a Excess from 2017.... 0
    b Excess from 2018.... 1,414,996
    c Excess from 2019.... 1,551,801
    d Excess from 2020.... 1,869,639
    e Excess from 2021.... 2,241,779
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 10
    Part XIII
    Private Operating Foundations (see instructions and Part VI-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2021, enter the date of the ruling ....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2021 (b) 2020 (c) 2019 (d) 2018
             
    b 85% (0.85) of line 2a .........          
    c Qualifying distributions from Part XI,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part IX, line 6 for each year listed ..     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XIV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 11
    Part XIV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    THE UNIVERSITY OF ARIZONA
    FOUNDATION
    1111 N CHERRY AVENUE
    TUCSON,AZ85721     		NONE PUBLIC GENERAL 2,887,415
    Total .................................bullet 3a 2,887,415
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 12
    Part XV-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments ....          
    3 Interest on savings and temporary cash
    investments ...........     		         
    4 Dividends and interest from securities ....          
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income .....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 831,263  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e) ..   1,259,580  
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    1,259,580
    (See worksheet in line 13 instructions to verify calculations.)
    Part XV-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XV-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 13
    Part XVI
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2021)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description
    Schedule B
    (Form 990)
    Department of the Treasury
    Internal Revenue Service
    Schedule of Contributors

    Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
    Arrow Bullet Go to www.irs.gov/Form990 for the latest information.
    OMB No. 1545-0047
    2021
    Name of the organization
    CARIS CHARITABLE TRUST I
     
    Employer identification number

    82-3372946
    Organization type (check one):
    Filers of:
    Section:
    Form 990 or 990-EZ






    Form 990-PF




    Check if your organization is covered by the General Rule or a Special Rule.  
    Note: Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
    General Rule
    Special Rules
    ......... Arrow Bullet $  
    Caution: An organization that isn't covered by the General Rule and/or the Special Rules doesn't file Schedule B (Form 990,
    990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its Form 990-EZ
    or on its Form 990PF, Part I, line 2, to certify that it doesn't meet the filing requirements of Schedule B (Form 990,
    990-EZ, or 990-PF).
    For Paperwork Reduction Act Notice, see the Instructions
    for Form 990, 990-EZ, or 990-PF.
    Cat. No. 30613XSchedule B (Form 990) (2021)
    Schedule B (Form 990) (2021) Page 2
    Name of organization
    CARIS CHARITABLE TRUST I
          		Employer identification number
    82-3372946
    Part I
    Contributors
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    1
    RICHARD F TRUST INTERIM TRUST
    201 SOUTH LAKE AVE SUITE 600
     
    PASADENA, CA91101

    		$ 173,908


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990) (2021)
    Schedule B (Form 990) (2021)
    Page 3
    Name of organization
    CARIS CHARITABLE TRUST I
          		Employer identification number

    82-3372946
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    Schedule B (Form 990) (2021)
    Schedule B (Form 990) (2021)
    Page 4
    Name of organization
    CARIS CHARITABLE TRUST I
          		Employer identification number

    82-3372946
    Part III
    Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
    Use duplicate copies of Part III if additional space is needed.
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    Schedule B (Form 990) (2021)
    Additional Data


    Software ID:  
    Software Version:  

    TY 2021 AccountingFeesSchedule
    Name:
    CARIS CHARITABLE TRUST I
    EIN:
    82-3372946
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    TAX PREPARATION FEES 2,500 1,250   1,250

    TY 2021 InvestmentsCorpBondsSchedule
    Name:
    CARIS CHARITABLE TRUST I
    EIN:
    82-3372946
    Name of Bond End of Year Book Value End of Year Fair Market Value
    SEE ATTACHED STATEMENT 7,109,967 7,153,748

    TY 2021 InvestmentsCorpStockSchedule
    Name:
    CARIS CHARITABLE TRUST I
    EIN:
    82-3372946
    Name of Stock End of Year Book Value End of Year Fair Market Value
    SEE ATTACHED STATEMENT 4,712,555 6,342,878

    TY 2021 InvestmentsOtherSchedule2
    Name:
    CARIS CHARITABLE TRUST I
    EIN:
    82-3372946
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    SEE ATTACHED STATEMENT AT COST 226,065 320,911
    SEE ATTACHED STATEMENT AT COST 350,689 407,612

    TY 2021 LegalFeesSchedule
    Name:
    CARIS CHARITABLE TRUST I
    EIN:
    82-3372946
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    GENERAL LEGAL FEES 3,205     3,205


    TY 2021 OtherDecreasesSchedule
    Name:
    CARIS CHARITABLE TRUST I
    EIN:
    82-3372946
    Description Amount
    TAX COST ADJUSTMENT 43,766


    TY 2021 OtherExpensesSchedule
    Name:
    CARIS CHARITABLE TRUST I
    EIN:
    82-3372946
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    IL AG FEES 15 0   15
    SERIVICE CHARGE 174 174   0


    TY 2021 OtherProfessionalFeesSchedule
    Name:
    CARIS CHARITABLE TRUST I
    EIN:
    82-3372946
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMENT MANAGEMENT FEES 11,789 11,789    


    TY 2021 SubstantialContributorsSch
    Name:
    CARIS CHARITABLE TRUST I
    EIN:
    82-3372946
    Name Address
    RICHARD F TRUST INTERIM TRUST 201 SOUTH LAKE AVE SUITE 600
    PASADENA,CA91101


    TY 2021 TaxesSchedule
    Name:
    CARIS CHARITABLE TRUST I
    EIN:
    82-3372946
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ESTIMATED TAXES 7,352 0   0
    FOREIGN TAXES 2,533 2,533   0