Form990-PF


Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0047
2021
Open to Public Inspection
For calendar year 2021, or tax year beginning 01-01-2021 , and ending 12-31-2021
Name of foundation
DEER POND FARM FUND XXXXX6006
 
Number and street (or P.O. box number if mail is not delivered to street address)10 S DEARBORN IL1-0111
 
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
CHICAGO, IL60603
A Employer identification number

36-7684466
B Telephone number (see instructions)

(800) 496-2583
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ...
bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$23,177,109
J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books
(b) Net investment
income
(c) Adjusted net
income
(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet.............
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities... 400,014 400,014  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 4,250,980
b Gross sales price for all assets on line 6a 11,522,737
7 Capital gain net income (from Part IV, line 2)... 4,250,980
8 Net short-term capital gain......... 0
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 4,650,994 4,650,994  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 155,895 109,505   46,390
14 Other employee salaries and wages......   0 0 0
15 Pension plans, employee benefits.......   0 0  
16a Legal fees (attach schedule).........       0
b Accounting fees (attach schedule).......        
c Other professional fees (attach schedule).... 9,516 9,516   0
17 Interest...............       0
18 Taxes (attach schedule) (see instructions)... 10,929 4,423   0
19 Depreciation (attach schedule) and depletion... 0 0  
20 Occupancy..............        
21 Travel, conferences, and meetings.......   0 0  
22 Printing and publications..........   0 0  
23 Other expenses (attach schedule)....... 955 205   750
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 177,295 123,649 0 47,140
25 Contributions, gifts, grants paid....... 921,237 921,237
26 Total expenses and disbursements. Add lines 24 and 25 1,098,532 123,649 0 968,377
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 3,552,462
b Net investment income (if negative, enter -0-) 4,527,345
c Adjusted net income (if negative, enter -0-)... 0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2021)
Form 990-PF (2021)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 72,562 116,327 116,327
2 Savings and temporary cash investments......... 134,954 370,079 370,079
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet     0 0
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet0      
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)....... 8,915,766 Click to see attachment11,069,917 13,932,785
c Investments—corporate bonds (attach schedule)....... 6,300,567 Click to see attachment6,262,832 6,405,059
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 1,110,271 Click to see attachment2,295,127 2,352,859
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 16,534,120 20,114,282 23,177,109
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22).........   0
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions...........    
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........ 16,534,120 20,114,282
27 Paid-in or capital surplus, or land, bldg., and equipment fund    
28 Retained earnings, accumulated income, endowment, or other funds    
29 Total net assets or fund balances (see instructions)..... 16,534,120 20,114,282
30 Total liabilities and net assets/fund balances (see instructions). 16,534,120 20,114,282
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
16,534,120
2
Enter amount from Part I, line 27a .....................
2
3,552,462
3
Other increases not included in line 2 (itemize) bulletClick to see attachment
3
40,306
4
Add lines 1, 2, and 3 ..........................
4
20,126,888
5
Decreases not included in line 2 (itemize) bulletClick to see attachment
5
12,606
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
20,114,282
Form 990-PF (2021)
Form 990-PF (2021)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b)
How acquired
P—Purchase
D—Donation
(c)
Date acquired
(mo., day, yr.)
(d)
Date sold
(mo., day, yr.)
1 a 711. SPDR TR UNIT SER 1   2016-11-29 2021-01-21
b 855. ISHARES TR 20+ TREAS INDEX FD   2020-10-21 2021-02-10
c 2906. ISHARES MISCI EAFE INDEX FUND   2019-04-04 2021-02-12
d 34090.909 PIMCO UNCONSTRAINED BD FD INSTL CL*   2016-11-29 2021-03-30
e 8271.598 WCM FOCUSED INTL GROWTH-INST   2021-02-12 2021-04-09
15573. ISHARES MISCI EAFE INDEX FUND     2021-04-09
13281. SPDR TR UNIT SER 1     2021-04-09
7. INTUITIVE SURGICAL INC NEW   2021-04-15 2021-05-03
8. IHS MARKIT LTD   2021-04-15 2021-05-07
6. IHS MARKIT LTD   2021-04-15 2021-05-10
9. FACEBOOK INC-A   2021-04-15 2021-05-11
4. IHS MARKIT LTD   2021-04-15 2021-05-11
5. FACEBOOK INC-A   2021-04-15 2021-05-12
4. KIMBERLY CLARK CORP   2021-04-15 2021-05-12
11. IHS MARKIT LTD   2021-04-15 2021-05-12
6. FACEBOOK INC-A   2021-04-15 2021-05-13
35. KIMBERLY CLARK CORP   2021-04-15 2021-05-13
7. IHS MARKIT LTD   2021-04-15 2021-05-13
12. IHS MARKIT LTD   2021-04-15 2021-05-13
3. KIMBERLY CLARK CORP   2021-04-15 2021-05-14
6. IHS MARKIT LTD   2021-04-15 2021-05-14
5. KIMBERLY CLARK CORP   2021-04-15 2021-05-17
1. IHS MARKIT LTD   2021-04-15 2021-05-17
5. KIMBERLY CLARK CORP   2021-04-15 2021-05-18
5. IHS MARKIT LTD   2021-04-15 2021-05-18
14. KIMBERLY CLARK CORP   2021-04-15 2021-05-20
13. KIMBERLY CLARK CORP   2021-04-15 2021-05-21
11. KIMBERLY CLARK CORP   2021-04-15 2021-05-24
76756.2 BLCKRCK HI YLD BND PORT-K     2021-06-01
19025.808 FED HER OPP HIGH YIELD BD-R6   2020-05-13 2021-06-01
121. ISHARES TR 20+ TREAS INDEX FD   2020-10-21 2021-06-01
2839. ISHARES TR 20+ TREAS INDEX FD   2019-09-24 2021-06-01
43. METLIFE INC   2021-04-15 2021-06-01
54. MORGAN STANLEY DEAN WITTER & CO NEW   2021-04-15 2021-06-01
1554. SPDR TR UNIT SER 1     2021-06-02
4. NVIDIA CORP   2021-04-15 2021-06-08
2. NVIDIA CORP   2021-04-15 2021-06-09
3. NVIDIA CORP   2021-04-15 2021-06-10
18. KIMBERLY CLARK CORP   2021-04-15 2021-06-15
6. KIMBERLY CLARK CORP   2021-04-15 2021-06-16
6. NVIDIA CORP   2021-04-15 2021-06-21
4. NVIDIA CORP   2021-04-15 2021-06-22
3. EQUINIX INC   2021-04-15 2021-06-24
6. EQUINIX INC   2021-04-15 2021-06-25
1. EQUINIX INC   2021-04-15 2021-06-28
1. KIMBERLY CLARK CORP   2021-04-15 2021-07-02
3. KIMBERLY CLARK CORP   2021-04-15 2021-07-06
24. KIMBERLY CLARK CORP   2021-04-15 2021-07-07
26. KIMBERLY CLARK CORP   2021-04-15 2021-07-08
12. KIMBERLY CLARK CORP   2021-04-15 2021-07-09
4. KIMBERLY CLARK CORP   2021-04-15 2021-07-12
3. KIMBERLY CLARK CORP   2021-04-15 2021-07-13
5. KIMBERLY CLARK CORP   2021-04-15 2021-07-14
74. TENCENT HOLDINGS LTD-UNS ADR   2021-04-15 2021-07-27
33. MORGAN STANLEY DEAN WITTER & CO NEW   2021-04-15 2021-08-10
83. SCHWAB CHARLES CORP NEW   2021-04-15 2021-08-11
1. SCHWAB CHARLES CORP NEW   2021-04-15 2021-08-11
2. INTUIT   2021-04-15 2021-08-19
7. INTUIT   2021-04-15 2021-08-20
3. HDFC BK LTD ADR REPSTG 3 SHS   2021-04-15 2021-08-23
5. INTUIT   2021-04-15 2021-08-23
173. TENCENT HOLDINGS LTD-UNS ADR   2021-04-15 2021-08-24
9. HDFC BK LTD ADR REPSTG 3 SHS   2021-04-15 2021-08-25
3. MORGAN STANLEY DEAN WITTER & CO NEW   2021-04-15 2021-08-26
9. MORGAN STANLEY DEAN WITTER & CO NEW   2021-04-15 2021-08-26
1. HDFC BK LTD ADR REPSTG 3 SHS   2021-04-15 2021-08-27
60. LVMH MOET HENNESSY LOUIS VUITTON ADR   2021-04-15 2021-08-27
25. MORGAN STANLEY DEAN WITTER & CO NEW   2021-04-15 2021-08-27
4. HDFC BK LTD ADR REPSTG 3 SHS   2021-04-15 2021-08-30
2. HDFC BK LTD ADR REPSTG 3 SHS   2021-04-15 2021-08-31
34. NVIDIA CORP   2021-04-15 2021-08-31
6. MORGAN STANLEY DEAN WITTER & CO NEW   2021-04-15 2021-09-07
18. MORGAN STANLEY DEAN WITTER & CO NEW   2021-04-15 2021-09-07
9. MORGAN STANLEY DEAN WITTER & CO NEW   2021-04-15 2021-09-08
26. MORGAN STANLEY DEAN WITTER & CO NEW   2021-04-15 2021-09-09
7. MORGAN STANLEY DEAN WITTER & CO NEW   2021-04-15 2021-09-10
33. MORGAN STANLEY DEAN WITTER & CO NEW   2021-04-15 2021-09-13
4. HDFC BK LTD ADR REPSTG 3 SHS   2021-04-15 2021-09-14
11. MORGAN STANLEY DEAN WITTER & CO NEW   2021-04-15 2021-09-14
2. HDFC BK LTD ADR REPSTG 3 SHS   2021-04-15 2021-09-15
22. MORGAN STANLEY DEAN WITTER & CO NEW   2021-04-15 2021-09-15
11. HDFC BK LTD ADR REPSTG 3 SHS   2021-04-15 2021-09-16
13. MORGAN STANLEY DEAN WITTER & CO NEW   2021-04-15 2021-09-16
20. MORGAN STANLEY DEAN WITTER & CO NEW   2021-04-15 2021-09-17
7. METLIFE INC   2021-04-15 2021-09-21
22. METLIFE INC   2021-04-15 2021-09-22
10. HDFC BK LTD ADR REPSTG 3 SHS   2021-04-15 2021-09-23
29. MARSH & MCLENNAN COS INC   2021-04-15 2021-09-23
15. METLIFE INC   2021-04-15 2021-09-23
46. METLIFE INC   2021-04-15 2021-09-24
10. HDFC BK LTD ADR REPSTG 3 SHS   2021-04-15 2021-09-27
28. METLIFE INC   2021-04-15 2021-09-27
30. METLIFE INC   2021-04-15 2021-09-28
10. HDFC BK LTD ADR REPSTG 3 SHS   2021-04-15 2021-09-29
9. LVMH MOET HENNESSY LOUIS VUITTON ADR   2021-04-15 2021-09-29
35. METLIFE INC   2021-04-15 2021-09-29
4. RESMED INC   2021-04-15 2021-09-29
13. TAIWAN SEMICONDUCTOR MFG CO LTD   2021-04-15 2021-09-29
10. HDFC BK LTD ADR REPSTG 3 SHS   2021-04-15 2021-09-30
19. METLIFE INC   2021-04-15 2021-09-30
31. METLIFE INC   2021-04-15 2021-10-01
23. METLIFE INC   2021-04-15 2021-10-04
11. SCHWAB CHARLES CORP NEW   2021-04-15 2021-10-05
46. SCHWAB CHARLES CORP NEW   2021-04-15 2021-10-05
2. ALIGN TECHNOLOGY INC COM   2021-04-15 2021-10-07
1. AMAZON COM INC   2021-04-15 2021-10-07
13. NVIDIA CORP   2021-04-15 2021-10-07
28. SNAP INC - A   2021-04-15 2021-10-07
1. ALIGN TECHNOLOGY INC COM   2021-04-15 2021-10-08
1. AMAZON COM INC   2021-04-15 2021-10-08
6. SNAP INC - A   2021-04-15 2021-10-08
1. AMAZON COM INC   2021-04-15 2021-10-12
100. HDFC BK LTD ADR REPSTG 3 SHS   2021-04-15 2021-10-12
1. NVIDIA CORP   2021-04-15 2021-10-12
7. SNAP INC - A   2021-04-15 2021-10-12
125. AMERICAN INTL GROUP INC NEW   2021-04-15 2021-10-13
120. GENERAL MOTORS CO   2021-04-15 2021-10-13
10. NVIDIA CORP   2021-04-15 2021-10-13
4. SNAP INC - A   2021-04-15 2021-10-13
100. HDFC BK LTD ADR REPSTG 3 SHS   2021-04-15 2021-10-14
11. NVIDIA CORP   2021-04-15 2021-10-14
10. SNAP INC - A   2021-04-15 2021-10-14
36. SNAP INC - A   2021-04-15 2021-10-14
28. SNAP INC - A   2021-04-15 2021-10-15
3. SNAP INC - A   2021-04-15 2021-10-18
12. SNAP INC - A   2021-04-15 2021-10-19
2. SNAP INC - A   2021-04-15 2021-10-20
32. SCHWAB CHARLES CORP NEW   2021-04-15 2021-10-25
919. ISHARES CORE MSCI EMERGING   2020-10-21 2021-10-26
42. ISHARES CORE MSCI EMERGING   2020-10-21 2021-10-26
1639. ISHARES CORE MSCI EMERGING   2020-10-21 2021-10-26
1110. ISHARES CORE MSCI EMERGING   2020-10-21 2021-10-26
2402. ISHARES CORE MSCI EMERGING     2021-10-26
1410. ISHARES CORE MSCI EMERGING   2020-10-21 2021-10-26
22. SCHWAB CHARLES CORP NEW   2021-04-15 2021-10-26
29. SCHWAB CHARLES CORP NEW   2021-04-15 2021-10-26
14. SCHWAB CHARLES CORP NEW   2021-04-15 2021-10-27
16. SCHWAB CHARLES CORP NEW   2021-04-15 2021-10-28
25. SCHWAB CHARLES CORP NEW   2021-04-15 2021-10-28
8. SCHWAB CHARLES CORP NEW   2021-04-15 2021-10-29
6. SCHWAB CHARLES CORP NEW   2021-04-15 2021-10-29
21. SCHWAB CHARLES CORP NEW   2021-04-15 2021-11-01
8. SCHWAB CHARLES CORP NEW   2021-04-15 2021-11-01
12. SCHWAB CHARLES CORP NEW   2021-04-15 2021-11-02
5. SCHWAB CHARLES CORP NEW   2021-04-15 2021-11-02
8. FIRST REPUBLIC BANK/CA   2021-04-15 2021-11-03
43. SCHWAB CHARLES CORP NEW   2021-04-15 2021-11-03
13. SCHWAB CHARLES CORP NEW   2021-04-15 2021-11-03
12. SCHWAB CHARLES CORP NEW   2021-04-15 2021-11-03
6. FIRST REPUBLIC BANK/CA   2021-04-15 2021-11-04
2. INTUIT   2021-04-15 2021-11-04
4. NVIDIA CORP   2021-04-15 2021-11-04
12. NVIDIA CORP   2021-04-15 2021-11-04
8. FIRST REPUBLIC BANK/CA   2021-04-15 2021-11-05
1. INTUIT   2021-04-15 2021-11-05
13. NVIDIA CORP   2021-04-15 2021-11-05
1. FIRST REPUBLIC BANK/CA   2021-04-15 2021-11-08
1. INTUIT   2021-04-15 2021-11-08
11. FIRST REPUBLIC BANK/CA   2021-04-15 2021-11-09
1. INTUIT   2021-04-15 2021-11-09
2. INTUIT   2021-04-15 2021-11-10
161. KKR & CO INC   2021-04-15 2021-11-10
26. NVIDIA CORP   2021-04-15 2021-11-10
2. INTUIT   2021-04-15 2021-11-11
12. NVIDIA CORP   2021-04-15 2021-11-11
13. NVIDIA CORP   2021-04-15 2021-11-11
4. INTUIT   2021-04-15 2021-11-12
6. NVIDIA CORP   2021-04-15 2021-11-12
12. FIRST REPUBLIC BANK/CA   2021-04-15 2021-11-15
2. NVIDIA CORP   2021-04-15 2021-11-15
3. FIRST REPUBLIC BANK/CA   2021-04-15 2021-11-16
16. GILEAD SCIENCES INC   2021-04-15 2021-11-16
24. GILEAD SCIENCES INC   2021-04-15 2021-11-16
2. FIRST REPUBLIC BANK/CA   2021-04-15 2021-11-17
4. FIRST REPUBLIC BANK/CA   2021-04-15 2021-11-17
4. GILEAD SCIENCES INC   2021-04-15 2021-11-17
34. GILEAD SCIENCES INC   2021-04-15 2021-11-17
16. GILEAD SCIENCES INC   2021-04-15 2021-11-17
5. NVIDIA CORP   2021-04-15 2021-11-17
31. GILEAD SCIENCES INC   2021-04-15 2021-11-18
22. GILEAD SCIENCES INC   2021-04-15 2021-11-18
24. GILEAD SCIENCES INC   2021-04-15 2021-11-18
21. GILEAD SCIENCES INC   2021-04-15 2021-11-18
2. INTUITIVE SURGICAL INC NEW   2021-04-15 2021-11-18
7022. ISHARES MSCI CANADA INDEX FUND     2021-11-18
395. SPDR TR UNIT SER 1   2016-01-04 2021-11-18
8. GILEAD SCIENCES INC   2021-04-15 2021-11-19
2. INTUITIVE SURGICAL INC NEW   2021-04-15 2021-11-19
8. FIRST REPUBLIC BANK/CA   2021-04-15 2021-11-22
4. INTUITIVE SURGICAL INC NEW   2021-04-15 2021-11-22
4. INTUITIVE SURGICAL INC NEW   2021-04-15 2021-11-23
4. INTUITIVE SURGICAL INC NEW   2021-04-15 2021-11-24
2. INTUITIVE SURGICAL INC NEW   2021-04-15 2021-11-26
7. INTUITIVE SURGICAL INC NEW   2021-04-15 2021-11-29
10. MERCADOLIBRE INC   2021-04-15 2021-11-29
3. INTUITIVE SURGICAL INC NEW   2021-04-15 2021-11-30
1. MEDTRONIC PLC   2021-04-15 2021-12-01
20. MEDTRONIC PLC   2021-04-15 2021-12-01
10. MERCADOLIBRE INC     2021-12-02
12. MEDTRONIC PLC   2021-04-15 2021-12-02
10. MERCADOLIBRE INC   2021-11-03 2021-12-03
23. MICROSOFT CORP   2021-04-15 2021-12-22
17. IHS MARKIT LTD   2021-04-15 2021-12-22
15. IHS MARKIT LTD   2021-04-15 2021-12-23
10. IHS MARKIT LTD   2021-04-15 2021-12-27
24. IHS MARKIT LTD   2021-04-15 2021-12-28
16. IHS MARKIT LTD   2021-04-15 2021-12-29
12. IHS MARKIT LTD   2021-04-15 2021-12-30
1. ADD   2021-12-31 2021-12-31
1. ADD   2021-12-31 2021-12-31
1. ADD   2021-12-31 2021-12-31
1. ADD   2021-12-31 2021-12-31
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CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
(e)
Gross sales price
(f)
Depreciation allowed
(or allowable)
(g)
Cost or other basis
plus expense of sale
(h)
Gain or (loss)
(e) plus (f) minus (g)
a 273,180   156,980 116,200
b 128,048   135,601 -7,553
c 221,716   192,065 29,651
d 369,205   360,000 9,205
e 211,918   220,521 -8,603
1,214,454   878,821 335,633
5,464,904   2,841,356 2,623,548
6,063   5,641 422
862   825 37
651   619 32
2,753   2,766 -13
419   413 6
1,521   1,537 -16
536   553 -17
1,121   1,135 -14
1,837   1,844 -7
4,696   4,835 -139
734   722 12
1,255   1,238 17
405   414 -9
630   619 11
672   691 -19
104   103 1
666   691 -25
515   516 -1
1,862   1,934 -72
1,725   1,796 -71
1,456   1,520 -64
602,536   517,217 85,319
189,687   171,042 18,645
16,723   19,190 -2,467
392,362   407,131 -14,769
2,851   2,683 168
4,982   4,365 617
653,182   310,110 343,072
2,790   2,584 206
1,399   1,292 107
2,091   1,938 153
2,329   2,487 -158
778   829 -51
4,394   3,876 518
2,982   2,584 398
2,334   2,144 190
4,693   4,287 406
792   715 77
135   138 -3
405   414 -9
3,257   3,316 -59
3,518   3,592 -74
1,623   1,658 -35
541   553 -12
406   414 -8
676   691 -15
4,193   5,937 -1,744
3,378   2,667 711
6,207   5,408 799
75   65 10
1,087   836 251
3,824   2,925 899
232   215 17
2,759   2,089 670
10,703   13,880 -3,177
705   645 60
316   242 74
948   727 221
78   72 6
8,775   8,872 -97
2,632   2,021 611
313   287 26
157   143 14
7,614   5,491 2,123
629   485 144
1,884   1,455 429
933   727 206
2,710   2,101 609
729   566 163
3,434   2,667 767
297   287 10
1,121   889 232
147   143 4
2,259   1,778 481
822   788 34
1,327   1,051 276
2,039   1,617 422
411   437 -26
1,314   1,373 -59
741   717 24
4,604   3,672 932
918   936 -18
2,840   2,870 -30
745   717 28
1,778   1,747 31
1,896   1,872 24
731   717 14
1,305   1,331 -26
2,194   2,184 10
1,062   819 243
1,456   1,528 -72
734   717 17
1,186   1,186  
1,937   1,934 3
1,442   1,435 7
839   717 122
3,510   2,997 513
1,327   1,211 116
3,318   3,379 -61
2,758   2,100 658
2,150   1,795 355
644   605 39
3,300   3,379 -79
461   385 76
3,252   3,379 -127
7,363   7,167 196
210   162 48
528   449 79
7,044   5,870 1,174
6,948   7,115 -167
2,090   1,615 475
303   256 47
7,559   7,167 392
2,342   1,777 565
765   641 124
2,761   2,308 453
2,172   1,795 377
234   192 42
924   769 155
155   128 27
2,660   2,085 575
58,551   50,831 7,720
2,677   2,323 354
104,530   90,654 13,876
70,729   61,395 9,334
153,001   132,778 20,223
89,832   77,929 11,903
1,841   1,433 408
2,421   1,889 532
1,161   912 249
1,309   1,042 267
2,047   1,629 418
658   521 137
493   391 102
1,721   1,368 353
657   521 136
982   782 200
410   326 84
1,762   1,407 355
3,590   2,802 788
1,068   847 221
988   782 206
1,314   1,055 259
1,252   836 416
1,239   646 593
3,568   1,938 1,630
1,760   1,407 353
618   418 200
3,971   2,100 1,871
220   176 44
616   418 198
2,409   1,934 475
613   418 195
1,214   836 378
12,257   8,569 3,688
7,807   4,199 3,608
1,216   836 380
3,617   1,938 1,679
3,917   2,100 1,817
2,473   1,671 802
1,824   969 855
2,641   2,110 531
611   323 288
660   527 133
1,076   1,055 21
1,614   1,583 31
441   352 89
881   703 178
269   264 5
2,286   2,242 44
1,076   1,055 21
1,501   808 693
2,093   2,044 49
1,487   1,451 36
1,629   1,583 46
1,424   1,385 39
720   537 183
278,035   200,507 77,528
185,435   78,691 106,744
546   528 18
704   537 167
1,770   1,407 363
1,371   1,074 297
1,343   1,074 269
1,349   1,074 275
662   537 125
2,345   1,880 465
12,372   15,907 -3,535
987   806 181
109   126 -17
2,166   2,516 -350
11,172   15,848 -4,676
1,275   1,510 -235
10,599   15,313 -4,714
7,592   5,959 1,633
2,253   1,753 500
1,999   1,547 452
1,342   1,031 311
3,210   2,475 735
2,136   1,650 486
1,593   1,238 355
120   1 119
73,391   1 73,390
120,430   1 120,429
29,122   1 29,121
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
      217,955
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69
(j)
Adjusted basis
as of 12/31/69
(k)
Excess of col. (i)
over col. (j), if any
a       116,200
b       -7,553
c       29,651
d       9,205
e       -8,603
      335,633
      2,623,548
      422
      37
      32
      -13
      6
      -16
      -17
      -14
      -7
      -139
      12
      17
      -9
      11
      -19
      1
      -25
      -1
      -72
      -71
      -64
      85,319
      18,645
      -2,467
      -14,769
      168
      617
      343,072
      206
      107
      153
      -158
      -51
      518
      398
      190
      406
      77
      -3
      -9
      -59
      -74
      -35
      -12
      -8
      -15
      -1,744
      711
      799
      10
      251
      899
      17
      670
      -3,177
      60
      74
      221
      6
      -97
      611
      26
      14
      2,123
      144
      429
      206
      609
      163
      767
      10
      232
      4
      481
      34
      276
      422
      -26
      -59
      24
      932
      -18
      -30
      28
      31
      24
      14
      -26
      10
      243
      -72
      17
       
      3
      7
      122
      513
      116
      -61
      658
      355
      39
      -79
      76
      -127
      196
      48
      79
      1,174
      -167
      475
      47
      392
      565
      124
      453
      377
      42
      155
      27
      575
      7,720
      354
      13,876
      9,334
      20,223
      11,903
      408
      532
      249
      267
      418
      137
      102
      353
      136
      200
      84
      355
      788
      221
      206
      259
      416
      593
      1,630
      353
      200
      1,871
      44
      198
      475
      195
      378
      3,688
      3,608
      380
      1,679
      1,817
      802
      855
      531
      288
      133
      21
      31
      89
      178
      5
      44
      21
      693
      49
      36
      46
      39
      183
      77,528
      106,744
      18
      167
      363
      297
      269
      275
      125
      465
      -3,535
      181
      -17
      -350
      -4,676
      -235
      -4,714
      1,633
      500
      452
      311
      735
      486
      355
      119
      73,390
      120,429
      29,121
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
Bracket 2 4,250,980
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ...................
Bracket 3  
Form 990-PF (2021)
Form 990-PF (2021)
Page 4
Part V
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b All other domestic foundations enter 1.39% (0.0139) of line 27b. Exempt foreign organizations enter 4% (0.04) of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 62,930
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 62,930
6 Credits/Payments:
a 2021 estimated tax payments and 2020 overpayment credited to 2021 6a 6,000
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c 89,000
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 95,000
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 32,070
11 Enter the amount of line 10 to be: Credited to 2022 estimated taxBullet32,070 RefundedBullet 11 0
Part VI-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?.........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
  • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XIV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletNY
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2021 or the taxable year beginning in 2021? See the instructions for Part XIII.
    If "Yes," complete Part XIII .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 5
    Part VI-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletJP MORGAN CHASE BANK NA Telephone no.bullet (800) 496-2583

    Located atbullet10 S DEARBORN ST MC IL1-0111CHICAGOIL ZIP+4bullet60603
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2021, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VI-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person? ...........
    1a(1)
     
    No
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person? ..............................
    1a(2)
     
    No
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? ...........
    1a(3)
     
    No
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? ............
    1a(4)
    Yes
     
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)? ......................
    1a(5)
     
    No
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.) ...............
    1a(6)
     
    No
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ..........
    1b
     
    No
    c
    ........bullet
    d
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2021? .............
    1d
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2021, did the foundation have any undistributed income (lines 6d
    and 6e, Part XII) for tax year(s) beginning before 2021?....................
    2a
     
    No
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year? ..............................
    3a
     
    No
    b
    If "Yes," did it have excess business holdings in 2021 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2021.) .....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2021? ..
    4b
     
    No
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 6
    Part VI-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? ..........
    5a(1)
     
    No
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive? ....................
    5a(2)
     
    No
    (3) Provide a grant to an individual for travel, study, or other similar purposes? .............
    5a(3)
     
    No
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions ........................
    5a(4)
     
    No
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals? .............
    5a(5)
     
    No
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ........
    5b
     
     
    c
    .........bullet
    d
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant? .................
    5d
     
     
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract? .............................
    6a
     
    No
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    7a
     
    No
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? .....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .........................
    8
     
    No
    Part VII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position
    (c) Compensation
    (If not paid, enter
    -0-)
    (d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    JP MORGAN CHASE BANK NA TRUSTEE
    2
    155,895    
    10 S DEARBORN ST MC IL1-0111
    CHICAGO,IL60603
    EARL A SAMSON TRUSTEE
    1
    0    
    115 EAST 69TH ST
    NEW YORK,NY10021
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position
    (c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation
    (e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 7
    Part VII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part VIII-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part VIII-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 8
    Part IX
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    22,203,187
    b
    Average of monthly cash balances.......................
    1b
    362,383
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    22,565,570
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    22,565,570
    4
    Cash deemed held for charitable activities. Enter 1.5% (0.015) of line 3 (for greater amount, see
    instructions) .............................
    4
    338,484
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. .......
    5
    22,227,086
    6
    Minimum investment return. Enter 5% (0.05) of line 5................
    6
    1,111,354
    Part X
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part IX, line 6..................
    1
    1,111,354
    2a
    Tax on investment income for 2021 from Part V, line 5.......
    2a
    62,930
    b
    Income tax for 2021. (This does not include the tax from Part V.) ...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    62,930
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    1,048,424
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    1,048,424
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XII, line 1 ...
    7
    1,048,424
    Part XI
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
     
    b
    Program-related investments—total from Part VIII-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part XII, line 4.
    4
     
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 9
    Part XII
    Undistributed Income (see instructions)
    (a)
    Corpus
    (b)
    Years prior to 2020
    (c)
    2020
    (d)
    2021
    1 Distributable amount for 2021 from Part X, line 7 1,048,424
    2 Undistributed income, if any, as of the end of 2021:
    a Enter amount for 2020 only....... 921,237
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2021:
    a From 2016...... 0
    b From 2017...... 0
    c From 2018...... 0
    d From 2019...... 0
    e From 2020...... 0
    f Total of lines 3a through e ........ 0
    4Qualifying distributions for 2021 from Part
    XI, line 4: bullet$ 968,377
    a Applied to 2020, but not more than line 2a 921,237
    b Applied to undistributed income of prior years
    (Election required—see instructions).....
    0
    c Treated as distributions out of corpus (Election
    required—see instructions)........
    0
    d Applied to 2021 distributable amount..... 47,140
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2021. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 0
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........
    0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......
    0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........
    0
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............
    0
    f Undistributed income for 2021. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2022 ..........
    1,001,284
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......
    0
    8 Excess distributions carryover from 2016 not
    applied on line 5 or line 7 (see instructions) ...
    0
    9 Excess distributions carryover to 2022.
    Subtract lines 7 and 8 from line 6a ......
    0
    10 Analysis of line 9:
    a Excess from 2017.... 0
    b Excess from 2018.... 0
    c Excess from 2019.... 0
    d Excess from 2020.... 0
    e Excess from 2021.... 0
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 10
    Part XIII
    Private Operating Foundations (see instructions and Part VI-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2021, enter the date of the ruling ....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........
    Tax year Prior 3 years (e) Total
    (a) 2021 (b) 2020 (c) 2019 (d) 2018
             
    b 85% (0.85) of line 2a .........          
    c Qualifying distributions from Part XI,
    line 4 for each year listed .....
             
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........
             
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....
             
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)
             
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part IX, line 6 for each year listed ..
             
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....
             
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....
             
    (3) Largest amount of support
    from an exempt organization
             
    (4) Gross investment income          
    Part XIV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 11
    Part XIV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    Foundation
    status of
    recipient
    Purpose of grant or
    contribution
    Amount
    Name and address (home or business)
    aPaid during the year
    CONNECTICUT AUDUBON SOCIETY
    2325 BURR ST
    FAIRFIELD,CT06824
    NONE PC GENERAL 921,237
    Total .................................bullet 3a 921,237
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 12
    Part XV-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code
    (b)
    Amount
    (c)
    Exclusion code
    (d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments ....          
    3 Interest on savings and temporary cash
    investments ...........
             
    4 Dividends and interest from securities ....          
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income .....          
    8 Gain or (loss) from sales of assets other than
    inventory ............
        18 4,250,980  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e) ..   4,650,994  
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    4,650,994
    (See worksheet in line 13 instructions to verify calculations.)
    Part XV-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow
    Explain below how each activity for which income is reported in column (e) of Part XV-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 13
    Part XVI
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    Firm's EIN SmallBullet
    Firm's address SmallBullet


    Phone no.
    Form 990-PF (2021)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2021 InvestmentsCorpBondsSchedule
    Name:
    DEER POND FARM FUND XXXXX6006
    EIN:
    36-7684466
    Name of Bond End of Year Book Value End of Year Fair Market Value
    693390601 PIMCO SHORT-TERM FUN 219,844 218,652
    921937603 VANGUARD TOT BD MKT 2,062,768 2,160,369
    92203J308 VANGUARD TTL INTL BN 1,862,548 1,855,383
    464287432 ISHARES 20+ YEAR TRE    
    464287440 ISHARES 7-10 YEAR TR 197,736 214,705
    09260B614 BLCKRCK HI YLD BND P 194,095 229,173
    258620566 DOUBLELINE TTL RTRN 332,013 319,195
    31420B847 FED HER OPP HIGH YIE 202,436 223,828
    46429B267 ISHARES US TREASURY 447,602 453,293
    921937827 VANGUARD SHORT-TERM 743,790 730,461

    TY 2021 InvestmentsCorpStockSchedule
    Name:
    DEER POND FARM FUND XXXXX6006
    EIN:
    36-7684466
    Name of Stock End of Year Book Value End of Year Fair Market Value
    464287465 ISHARES MSCI EAFE ET    
    78462F103 SPDR S&P 500 ETF TRU 504,037 1,231,571
    315911750 FIDELITY 500 INDEX-I 1,810,610 3,153,310
    464286509 ISHARES MSCI CANADA 195,095 275,658
    464286665 ISHARES MSCI PACIFIC 262,872 268,268
    46434G822 ISHARES MSCI JAPAN E 505,091 571,638
    46434V738 ISHARES CORE MSCI EU 546,503 675,528
    14019V606 AMER FNDS INTL VNTG- 290,098 448,126
    46434G103 ISHARES CORE MSCI EM    
    04314H857 ARTISAN INTL VAL-INS 1,345,000 1,250,435
    47803P633 JH FNDMNTL LRG CAP C 875,000 922,765
    701769408 PARNASSUS CORE EQUIT 875,000 931,896
    DEER POND FARM FUND-EDGEWOOD 1,357,230 1,495,223
    DEER POND FARM FUND-WCM FGI - 1,158,044 1,254,362
    EER POND FARM FUND-DIAMOND HIL 1,345,337 1,454,005

    TY 2021 InvestmentsOtherSchedule2
    Name:
    DEER POND FARM FUND XXXXX6006
    EIN:
    36-7684466
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    72201M487 PIMCO DYNAMIC BOND-I      
    HFEPMAJG8 ETON PARK OVERSEAS F AT COST 127 170
    884290925 THIRD POINT OFFSHORE      
    8M9122924 POLAR LONG/SHORT FUN      
    3F7A6S933 FORT GLOBAL OFFSHORE      
    HEBLAAHW3 BLACKSTONE PARTNERS AT COST 500,000 522,057
    HEBLAAJ01 BLACKSTONE PARTNERS AT COST 325,000 329,232
    HEBLAAJM3 BLACKSTONE PARTNERS AT COST 1,000,000 1,028,281
    HEBLAAMD9 BLACKSTONE PARTNERS AT COST 470,000 473,119

    TY 2021 OtherDecreasesSchedule
    Name:
    DEER POND FARM FUND XXXXX6006
    EIN:
    36-7684466
    Description Amount
    2021 TRANSACTIONS POSTED IN 2022 12,606


    TY 2021 OtherExpensesSchedule
    Name:
    DEER POND FARM FUND XXXXX6006
    EIN:
    36-7684466
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ATTORNEY GENERAL FEE 750 0   750
    OTHER EXPENSE (NON-DEDUCTIBLE 205 205   0


    TY 2021 OtherIncreasesSchedule
    Name:
    DEER POND FARM FUND XXXXX6006
    EIN:
    36-7684466
    Description Amount
    2020 TRANSACTIONS POSTED IN 2021 40,300
    ROUNDING 6


    TY 2021 OtherProfessionalFeesSchedule
    Name:
    DEER POND FARM FUND XXXXX6006
    EIN:
    36-7684466
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMNT MNGMNT FEES (NON-DED 9,516 9,516    


    TY 2021 TaxesSchedule
    Name:
    DEER POND FARM FUND XXXXX6006
    EIN:
    36-7684466
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAXES 548 548   0
    FEDERAL TAX PAYMENT - PRIOR YE 506 0   0
    FEDERAL ESTIMATES - INCOME 6,000 0   0
    FOREIGN TAXES ON QUALIFIED FOR 3,363 3,363   0
    FOREIGN TAXES ON NONQUALIFIED 512 512   0