Form990-PF


Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0047
2021
Open to Public Inspection
For calendar year 2021, or tax year beginning 07-01-2021 , and ending 06-30-2022
Name of foundation
THE HACKER AND KITTY CALDWELL
FAMILY FOUNDATION INC
Number and street (or P.O. box number if mail is not delivered to street address)736 MARKET STREET 1400
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
CHATTANOOGA, TN37402
A Employer identification number

20-1245843
B Telephone number (see instructions)

(423) 267-1430
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$594,757J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 46,500
2 Check bullet.............
3 Interest on savings and temporary cash investments 3,222 3,222  
4 Dividends and interest from securities... 0 0  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 69,644
b Gross sales price for all assets on line 6a 69,644
7 Capital gain net income (from Part IV, line 2)... 69,644
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 45,582 0  
12 Total. Add lines 1 through 11........ 164,948 72,866  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 0 0   0
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule)....... Click to see attachment 1,720 430   1,290
c Other professional fees (attach schedule).... Click to see attachment 15,816 0   0
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment 4,614 1,392   0
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 2,581 0   2,581
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 24,731 1,822   3,871
25 Contributions, gifts, grants paid....... 500,850 500,850
26 Total expenses and disbursements. Add lines 24 and 25 525,581 1,822   504,721
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -360,633
b Net investment income (if negative, enter -0-) 71,044
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2021)
Form 990-PF (2021)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 2,047 6,782 6,782
2 Savings and temporary cash investments.........      
3 Accounts receivable bullet1,000
Less: allowance for doubtful accounts bullet     1,000 1,000
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule).......      
c Investments—corporate bonds (attach schedule).......      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 1,154,179 Click to see attachment586,975 586,975
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 1,156,226 594,757 594,757
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)......... 0 0
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions...........    
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........ 0 0
27 Paid-in or capital surplus, or land, bldg., and equipment fund 0 0
28 Retained earnings, accumulated income, endowment, or other funds 1,156,226 594,757
29 Total net assets or fund balances (see instructions)..... 1,156,226 594,757
30 Total liabilities and net assets/fund balances (see instructions). 1,156,226 594,757
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
1,156,226
2
Enter amount from Part I, line 27a .....................
2
-360,633
3
Other increases not included in line 2 (itemize) bullet
3
0
4
Add lines 1, 2, and 3 ..........................
4
795,593
5
Decreases not included in line 2 (itemize) bulletClick to see attachment
5
200,836
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
594,757
Form 990-PF (2021)
Form 990-PF (2021)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a CAPITAL GAINS DIVIDENDS P    
b
c
d
e
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 69,644     69,644
b
c
d
e
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       69,644
b
c
d
e
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 69,644
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Form 990-PF (2021)
Form 990-PF (2021)
Page 4
Part V
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b All other domestic foundations enter 1.39% (0.0139) of line 27b. Exempt foreign organizations enter 4% (0.04) of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 988
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 988
6 Credits/Payments:
a 2021 estimated tax payments and 2020 overpayment credited to 2021 6a 0
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c 0
d Backup withholding erroneously withheld ........... 6d 0
7 Total credits and payments. Add lines 6a through 6d.............. 7 0
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8 33
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9 1,021
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10  
11 Enter the amount of line 10 to be: Credited to 2022 estimated taxBullet   RefundedBullet 11  
Part VI-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?.........
4a
Yes
 
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
Yes
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XIV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletTN
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2021 or the taxable year beginning in 2021? See the instructions for Part XIII.
    If "Yes," complete Part XIII .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 5
    Part VI-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletL HARDWICK CALDWELL III Telephone no.bullet (423) 267-1430

    Located atbullet736 MARKET ST SUITE 1400CHATTANOOGATN ZIP+4bullet37402
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2021, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VI-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person? ...........
    1a(1)
     
    No
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person? ..............................
    1a(2)
     
    No
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? ...........
    1a(3)
     
    No
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? ............
    1a(4)
     
    No
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)? ......................
    1a(5)
     
    No
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.) ...............
    1a(6)
     
    No
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ..........
    1b
     
     
    c
    ........bullet
    d
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2021? .............
    1d
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2021, did the foundation have any undistributed income (lines 6d
    and 6e, Part XII) for tax year(s) beginning before 2021?....................
    2a
     
    No
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year? ..............................
    3a
     
    No
    b
    If "Yes," did it have excess business holdings in 2021 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2021.) .....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2021? ..
    4b
     
    No
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 6
    Part VI-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? ..........
    5a(1)
     
    No
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive? ....................
    5a(2)
     
    No
    (3) Provide a grant to an individual for travel, study, or other similar purposes? .............
    5a(3)
     
    No
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions ........................
    5a(4)
     
    No
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals? .............
    5a(5)
     
    No
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ........
    5b
     
     
    c
    .........bullet
    d
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant? .................
    5d
     
     
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract? .............................
    6a
     
    No
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    7a
     
    No
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? .....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .........................
    8
     
    No
    Part VII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    L HARDWICK CALDWELL III PRESIDENT/BOARD MEMBER
    1.00     		0 0 0
    SUITE 1400 SUNTRUST BANK 736 MARKET
    STREET
    CHATTANOOGA,TN37402
    KATHERINE S CALDWELL SECRETARY/BOARD MEMBER
    1.00     		0 0 0
    SUITE 1400 SUNTRUST BANK 736 MARKET
    STREET
    CHATTANOOGA,TN37402
    KATHERINE C NEVIN BOARD MEMBER
    1.00     		0 0 0
    SUITE 1400 SUNTRUST BANK 736 MARKET
    STREET
    CHATTANOOGA,TN37402
    CHARLOTTE H CALDWELL BOARD MEMBER
    1.00     		0 0 0
    SUITE 1400 SUNTRUST BANK 736 MARKET
    STREET
    CHATTANOOGA,TN37402
    ELIZABETH C CAKE BOARD MEMBER
    1.00     		0 0 0
    SUITE 1400 SUNTRUST BANK 736 MARKET
    STREET
    CHATTANOOGA,TN37402
    JOSEPH HARDWICK CALDWELL BOARD MEMBER
    1.00     		0 0 0
    SUITE 1400 SUNTRUST BANK 736 MARKET
    STREET
    CHATTANOOGA,TN37402
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 7
    Part VII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part VIII-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part VIII-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 8
    Part IX
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    548,184
    b
    Average of monthly cash balances.......................
    1b
    32,575
    c
    Fair market value of all other assets (see instructions)................
    1c
    335,341
    d
    Total (add lines 1a, b, and c).........................
    1d
    916,100
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    916,100
    4
    Cash deemed held for charitable activities. Enter 1.5% (0.015) of line 3 (for greater amount, see
    instructions) .............................
    4
    13,742
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. .......
    5
    902,358
    6
    Minimum investment return. Enter 5% (0.05) of line 5................
    6
    45,118
    Part X
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part IX, line 6..................
    1
    45,118
    2a
    Tax on investment income for 2021 from Part V, line 5.......
    2a
    988
    b
    Income tax for 2021. (This does not include the tax from Part V.) ...
    2b
    9,362
    c
    Add lines 2a and 2b............................
    2c
    10,350
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    34,768
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    34,768
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XII, line 1 ...
    7
    34,768
    Part XI
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
     
    b
    Program-related investments—total from Part VIII-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part XII, line 4.
    4
     
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 9
    Part XII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2020     		(c)
    2020     		(d)
    2021
    1 Distributable amount for 2021 from Part X, line 7 34,768
    2 Undistributed income, if any, as of the end of 2021:
    a Enter amount for 2020 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2021:
    a From 2016......  
    b From 2017......  
    c From 2018...... 162,881
    d From 2019......  
    e From 2020......  
    f Total of lines 3a through e ........ 162,881
    4Qualifying distributions for 2021 from Part
    XI, line 4: bullet$ 504,721
    a Applied to 2020, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		Click to see attachment0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2021 distributable amount..... 34,768
    e Remaining amount distributed out of corpus 469,953
    5 Excess distributions carryover applied to 2021. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 632,834
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2021. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2022 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2016 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9 Excess distributions carryover to 2022.
    Subtract lines 7 and 8 from line 6a ......     		632,834
    10 Analysis of line 9:
    a Excess from 2017....  
    b Excess from 2018.... 162,881
    c Excess from 2019....  
    d Excess from 2020....  
    e Excess from 2021.... 469,953
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 10
    Part XIII
    Private Operating Foundations (see instructions and Part VI-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2021, enter the date of the ruling ....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2021 (b) 2020 (c) 2019 (d) 2018
             
    b 85% (0.85) of line 2a .........          
    c Qualifying distributions from Part XI,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part IX, line 6 for each year listed ..     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XIV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    L HARDWICK CALDWELL III
    KATHERINE S CALDWELL
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
    L HARDWICK CALDWELL III
    SUITE 1400 SUNTRUST BANK BUILDING
    736 MARKET STREET
    CHATTANOOGA,TN37402
    (423) 267-1430
    bThe form in which applications should be submitted and information and materials they should include:
    TYPED LETTER OF REQUEST NOT TO EXCEED TWO PAGES
    cAny submission deadlines:
    NONE
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    NONE
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 11
    Part XIV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    A STEP AHEAD CHATTANOOGA
    850 MARKET ST STE 228
    CHATTANOOGA,TN37402     		NONE PC GENERAL OPERATIONS 4,000
    ARTSBUILD
    301 E 11TH ST STE 300
    CHATTANOOGA,TN37403     		NONE PC GENERAL OPERATIONS 2,500
    ATLANTIC SALMON FEDERATION
    PO BOX 807
    CALAIS,ME04619     		NONE PC GENERAL OPERATIONS 11,000
    BOYS AND GIRLS CLUBS OF THE PLATEAU
    PO BOX 1812
    CASHIERS,NC28717     		NONE PC GENERAL OPERATIONS 1,000
    CARDIGAN MOUNTAIN SCHOOL
    62 ALUMNI DRIVE
    CANAAN,NH03741     		NONE PC GENERAL OPERATIONS 1,000
    CASTLETON FESTIVAL
    671 CASTLETON VIEW ROAD
    CASTLETON,VA22716     		NONE PC VOCAL IMMERSION PROGRAM 1,000
    CENTER FOR ACTION AND CONTEMPLATION
    PO BOX 12464
    ALBUQUERQUE,NM87195     		NONE PC GENERAL OPERATIONS 250
    CHATTANOOGA COMMUNITY KITCHEN
    PO BOX 11203
    CHATTANOOGA,TN37401     		NONE PC FAST DAY 10,000
    CHATTANOOGA FELLOWSHIP OF CHRISTIAN ATHLETES
    5208 HIXSON PIKE
    HIXSON,TN37343     		NONE PC GENERAL OPERATIONS 250
    CHATTANOOGA GIRLS LEADERSHIP ACADEMY
    1802 BAILEY AVE
    CHATTANOOGA,TN37404     		NONE PC GENERAL OPERATIONS 1,000
    CHILDRENS NUTRITION PROGRAM OF HAITI
    1401 WILLIAMS ST UNIT 140
    CHATTANOOGA,TN37408     		NONE PC GENERAL OPERATIONS 500
    CHOATE ROSEMARY HALL
    333 CHRISTIAN ST
    WALLINGFORD,CT06492     		NONE PC GENERAL OPERATIONS 100
    CHURCH OF THE GOOD SHEPHERD
    211 FRANKLIN ROAD
    LOOKOUT MOUNTAIN,TN37350     		NONE PC BRIDGE REFUGEES/DORNAY 2,000
    CHURCH OF THE GOOD SHEPHERD
    211 FRANKLIN ROAD
    LOOKOUT MOUNTAIN,TN37350     		NONE PC GENERAL OPERATIONS 27,500
    CORNELL LAB OF ORNITHOLOGY
    159 SAPSUCKER WOODS RD
    ITHACA,NY14850     		NONE PC GENERAL OPERATIONS 250
    CRABTREE FARMS
    1000 E 30TH ST
    CHATTANOOGA,TN37407     		NONE PC GENERAL OPERATIONS 100
    CRC RECOVERY FOUNDATION
    309 NE 1ST ST
    DELRAY BEACH,FL33483     		NONE PC GENERAL OPERATIONS 250
    DARDEN SCHOOL FOUNDATION
    100 DARDEN BLVD
    CHARLOTTESVILLE,VA22903     		NONE PC GENERAL OPERATIONS 2,500
    DELTA WATERFOWL FOUNDATION
    1412 BASIN AVE
    BISMARK,ND58504     		NONE PC GENERAL OPERATIONS 10,000
    EARTH & SOUL
    123 S DURBIN ST
    CASPER,WY82601     		NONE PC GENERAL OPERATIONS 3,000
    ENOUGH PIE
    1630 MEETING STREET ROAD SUITE 306
    CHARLESTON,SC29405     		NONE PC GENERAL OPERATIONS 5,000
    FREINDS OF HALE COUNTY
    700 27TH PLACE SOUTH
    BIRMINGHAM,AL35233     		NONE PC GENERAL OPERATIONS 250
    GIRLS PREPARATORY SCHOOL
    205 ISLAND AVE
    CHATTANOOGA,TN37405     		NONE PC ANNUAL FUND ON BEHALF OF KATE CALDWELL NEVIN 5,000
    GIRLS PREPARATORY SCHOOL
    205 ISLAND AVE
    CHATTANOOGA,TN37405     		NONE PC ANNUAL FUND ON BEHALF OF CHARLOTTE CALDWELL 5,000
    GIRLS PREPARATORY SCHOOL
    205 ISLAND AVE
    CHATTANOOGA,TN37405     		NONE PC ANNUAL FUND ON BEHALF OF BETSY CALDWELL CAKE 5,000
    HART GALLERY
    110 E MAIN ST
    CHATTANOOGA,TN37402     		NONE PC GENERAL OPERATIONS 250
    HABITAT FOR HUMANITY GREATER CHATTANOOGA
    1201 E MAIN ST
    CHATTANOOGA,TN37402     		NONE PC GENERAL OPERATIONS 1,000
    HIGHLANDS CASHIERS HEALTH FOUNDATION
    348 S 5TH ST
    HIGHLANDS,NC28741     		NONE PC GENERAL OPERATIONS 250
    HIGHLANDS CASHIERS LAND TRUST
    348 S 5TH ST
    HIGHLANDS,NC28741     		NONE PC GENERAL OPERATIONS 250
    HUNTER MUSEUM OF AMERICAN ART
    10 BLUFF VIEW AVE
    CHATTANOOGA,TN37403     		NONE PC CHAIRMAN'S CIRCLE 10,000
    HUNTER MUSEUM OF AMERICAN ART
    10 BLUFF VIEW AVE
    CHATTANOOGA,TN37403     		NONE PC SPECTRUM ART 2,500
    HUNTER MUSEUM OF AMERICAN ART
    10 BLUFF VIEW AVE
    CHATTANOOGA,TN37403     		NONE PC SPECTRUM TABLE 5,000
    IBU FOUNDATION
    183B KING STREET
    CHARLESTON,SC29401     		NONE PC GENERAL OPERATIONS 250
    KENAN-FLAGLER BUSINESS SCHOOL FOUNDATION
    300 KENAN CENTER DRIVE
    CHAPEL HILL,NC27599     		NONE PC ANNUAL FUND ON BEHALF OF BUNKY HENDERSON 10,000
    LOOKOUT MOUNTAIN CONSERVANCY
    3085 BROAD ST
    CHATTANOOGA,TN37408     		NONE PC GENERAL OPERATIONS 500
    LOOKOUT MOUNTAIN SCHOOL
    321 N BRAGG AVE
    LOOKOUT MOUNTAIN,TN37350     		NONE PC GENERAL OPERATIONS 2,700
    LULA LAKE LAND TRUST
    5000 LULA LAKE RD
    LOOKOUT MOUNTAIN,GA30750     		NONE PC GENERAL OPERATIONS 1,000
    RANDOLPH COLLEGE
    PO BOX 3215
    LYNCHBURG,VA24503     		NONE PC MAIER MUSEUM 1,000
    THE BAYLOR SCHOOL
    171 BAYLOR SCHOOL ROAD
    CHATTANOOGA,TN37405     		NONE PC HERBIE OAKS MEMORIAL 5,000
    THE BOYS AND GIRLS CLUBS OF CHATTANOOGA
    PO BOX 11567
    CHATTANOOGA,TN37401     		NONE PC GENERAL OPERATIONS 2,500
    THE COMMUNITY FOUNDATION OF WESTERN NORTH CAROLINA
    4 VANDERBILT PARK DRIVE
    ASHVILLE,NC28803     		NONE PC WADE HAMPTON FOUNDATION FUND 2,500
    THE CREATIVE DISCOVERY MUSEUM
    321 CHESTNUT ST
    CHATTANOOGA,TN37402     		NONE PC 2022 AMUSEUM SPONSORSHIP 1,500
    THE CREATIVE DISCOVERY MUSEUM
    321 CHESTNUT ST
    CHATTANOOGA,TN37402     		NONE PC IGNITE DISCOVERY CAMPAIGN 30,000
    THE CREATIVE DISCOVERY MUSEUM
    321 CHESTNUT ST
    CHATTANOOGA,TN37402     		NONE PC ANNUAL FUND 5,000
    THE CREATIVE DISCOVERY MUSEUM
    321 CHESTNUT ST
    CHATTANOOGA,TN37402     		NONE PC CAPITAL CAMPAIGN 10,000
    THE MCCALLIE SCHOOL
    500 DODDS AVENUE
    CHATTANOOGA,TN37404     		NONE PC GENERAL OPERATIONS 16,000
    THE MCCALLIE SCHOOL
    500 DODDS AVENUE
    CHATTANOOGA,TN37404     		NONE PC HONOR FUND 25,000
    UNITED WAY OF GREATER CHATTANOOGA
    630 MARKET STREET PO BOX 4027
    CHATTANOOGA,TN37405     		NONE PC TRANSFORMING UNITED WAY CAMPAIGN 35,000
    THE MCCALLIE SCHOOL
    500 DODDS AVENUE
    CHATTANOOGA,TN37404     		NONE PC DAVID SPENCER MEMORIAL FUND 1,000
    THE MCCALLIE SCHOOL
    500 DODDS AVENUE
    CHATTANOOGA,TN37404     		NONE PC MICHAELS-DICKSON OPERATING SCHOLARSHIP 74,000
    METROPOLITAN MINISTRIES
    4001 ROSSVILLE BLVD
    CHATTANOOGA,TN37407     		NONE PC GENERAL OPERATIONS 5,000
    OUTREACH HAITI
    815 BOSWELL AVE
    NORWICH,CT06360     		NONE PC GENERAL OPERATIONS 250
    PUBLIC EDUCATION FOUNDATION
    835 GEORGIA AVE STE 400
    CHATTANOOGA,TN37402     		NONE PC GENERAL OPERATIONS 57,500
    RANDOLPH COLLEGE
    PO BOX 3215
    LYNCHBURG,VA24503     		NONE PC PRESIDENTIAL PORTRAIT FUND 500
    RANDOLPH COLLEGE
    PO BOX 3215
    LYNCHBURG,VA24503     		NONE PC ANNUAL FUND 5,000
    REFLECTION RIDING
    400 GARDEN RD
    CHATTANOOGA,TN37419     		NONE PC GENERAL OPERATIONS 100
    SAAM AMERICAN ART FORUM
    8TH STREET NW
    WASHINGTON,DC20004     		NONE PC GENERAL OPERATIONS 9,000
    SCULPTURE FIELDS AT MONTAGUE PARK
    1800 POLK ST
    CHATTANOOGA,TN37408     		NONE PC GENERAL OPERATIONS 750
    SMITHSONIAN INSTITUTION
    600 MARYLAND AVE SW
    WASHINGTON,DC20002     		NONE PC GENERAL OPERATIONS 10,000
    SOUTHERN ENVIRONMENTAL LAW CENTER
    120 GARRETT STREET STE 400
    CHARLOTTESVILLE,VA22902     		NONE PC GENERAL OPERATIONS 2,500
    ST MARGARETS SCHOOL
    PO BOX 158
    TAPPAHANNOCK,VA22560     		NONE PC GENERAL OPERATIONS 500
    STOVE WORKS
    1250 E 13TH ST
    CHATTANOOGA,TN37408     		NONE PC GENERAL OPERATIONS 25,000
    TALL TIMBERS
    13093 HENRY BEADEL DR
    TALLAHASSEE,FL32301     		NONE PC QUAIL MANAGEMENT RESEARCH 1,000
    THE GENEROSITY TRUST
    345 FRAZIER AVE
    CHATTANOOGA,TN37405     		NONE PC LOOKOUT MOUNTAIN GRAVES PROJECT 500
    THE POP UP PROJECT
    3214 BRAINERD RD
    CHATTANOOGA,TN37405     		NONE PC HKCFF 5,000
    THE UNIVERSITY OF THE SOUTH
    735 UNIVERSITY AVE
    SEWANEE,TN37383     		NONE PC GENERAL OPERATIONS 10,000
    THE WOMEN'S FUND OF GREATER CHATTANOOGA
    1100 MARKET ST STE 600
    CHATTANOOGA,TN37402     		NONE PC GENERAL OPERATIONS 500
    PALM BEACH UNITED WAY
    44 COCOANUT ROW M201
    PALM BEACH,FL33480     		NONE PC GENERAL OPERATIONS 1,000
    UC FOUNDATION
    718 MCCALLIE AVE
    CHATTANOOGA,TN37403     		NONE PC WOLFORD FAMILY ATHLETICS COMPLEX 5,000
    VERIDITAS
    101 H STREET SUITE D
    PETALUMA,CA94952     		NONE PC GENERAL OPERATIONS 1,000
    VIRGINIA EPISCOPAL SCHOOL
    400 VES RD
    LYNCHBURG,VA24503     		NONE PC GENERAL OPERATIONS 5,000
    WINOUS POINT MARSH CONSERVANCY
    3500 SOUTH LATTIMORE ROAD
    PORT CLINTON,OH43452     		NONE PC GENERAL OPERATIONS 15,000
    WASSAIC PROJECT
    37 FURNACE BANK RD
    WASSAIC,NY12592     		NONE PC GENERAL OPERATIONS 100
    Total .................................bullet 3a 500,850
    bApproved for future payment
    Total .................................bullet 3b 0
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 12
    Part XV-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments ....          
    3 Interest on savings and temporary cash
    investments ...........     		    14 3,222  
    4 Dividends and interest from securities ....          
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income .....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    14 69,644  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e) .. 45,582 72,866 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    118,448
    (See worksheet in line 13 instructions to verify calculations.)
    Part XV-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XV-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 13
    Part XVI
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2021)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description
    Schedule B
    (Form 990)
    Department of the Treasury
    Internal Revenue Service
    Schedule of Contributors

    Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
    Arrow Bullet Go to www.irs.gov/Form990 for the latest information.
    OMB No. 1545-0047
    2021
    Name of the organization
    THE HACKER AND KITTY CALDWELL
    FAMILY FOUNDATION INC
    Employer identification number

    20-1245843
    Organization type (check one):
    Filers of:
    Section:
    Form 990 or 990-EZ






    Form 990-PF




    Check if your organization is covered by the General Rule or a Special Rule.  
    Note: Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
    General Rule
    Special Rules
    ......... Arrow Bullet $  
    Caution: An organization that isn't covered by the General Rule and/or the Special Rules doesn't file Schedule B (Form 990,
    990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its Form 990-EZ
    or on its Form 990PF, Part I, line 2, to certify that it doesn't meet the filing requirements of Schedule B (Form 990,
    990-EZ, or 990-PF).
    For Paperwork Reduction Act Notice, see the Instructions
    for Form 990, 990-EZ, or 990-PF.
    Cat. No. 30613XSchedule B (Form 990) (2021)
    Schedule B (Form 990) (2021) Page 2
    Name of organization
    THE HACKER AND KITTY CALDWELL
    FAMILY FOUNDATION INC         		Employer identification number
    20-1245843
    Part I
    Contributors
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    1
    ELIZABETH CALDWELL CAKE
     
    736 MARKET STREET SUITE 1400
     
    CHATTANOOGA, TN37402

    		$ 26,500


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    2
    CHARLOTTE CALDWELL
     
    611 LYTLE STREET
     
    CHATTANOOGA, TN37405

    		$ 20,000


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990) (2021)
    Schedule B (Form 990) (2021)
    Page 3
    Name of organization
    THE HACKER AND KITTY CALDWELL
    FAMILY FOUNDATION INC         		Employer identification number

    20-1245843
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    Schedule B (Form 990) (2021)
    Schedule B (Form 990) (2021)
    Page 4
    Name of organization
    THE HACKER AND KITTY CALDWELL
    FAMILY FOUNDATION INC         		Employer identification number

    20-1245843
    Part III
    Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
    Use duplicate copies of Part III if additional space is needed.
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    Schedule B (Form 990) (2021)
    Additional Data


    Software ID:  
    Software Version:  

    TY 2021 AccountingFeesSchedule
    Name:
    THE HACKER AND KITTY CALDWELL
     
    FAMILY FOUNDATION INC
    EIN:
    20-1245843
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ACCOUNTING FEE 1,720 430   1,290

    TY 2021 AppliedToPriorYearElection
    Name:
    THE HACKER AND KITTY CALDWELL
     
    FAMILY FOUNDATION INC
    EIN:
    20-1245843
    Election:
    PURSUANT TO CODE SEC. 4942(H)(2) AND REG. 53.4942(A)-3(D)(2), THE HACKER & KITTY CALDWELL FAMILY FOUNDATION, INC. ELECTS TO TREAT CURRENT YEAR QUALIFYING DISTRIBUTIONS IN EXCESS OF THE IMMEDIATELY PRECEDING TAX YEAR'S UNDISTRIBUTED INCOME AS COMING FROM THE PRIOR YEAR'S UNDISTRIBUTED INCOME AS FOLLOWS:YEAR END 2012 AMOUNT $1,173.

    TY 2021 InvestmentsOtherSchedule2
    Name:
    THE HACKER AND KITTY CALDWELL
     
    FAMILY FOUNDATION INC
    EIN:
    20-1245843
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    INVESTMENT IN TSW II, LP AT COST 251,634 251,634
    INVESTMENT IN ART AT COST 335,341 335,341

    TY 2021 OtherDecreasesSchedule
    Name:
    THE HACKER AND KITTY CALDWELL
     
    FAMILY FOUNDATION INC
    EIN:
    20-1245843
    Description Amount
    UNREALIZED GAINS/LOSSES 200,836


    TY 2021 OtherExpensesSchedule
    Name:
    THE HACKER AND KITTY CALDWELL
     
    FAMILY FOUNDATION INC
    EIN:
    20-1245843
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    BANK SERVICE CHARGE 73 0   73
    POSTAGE 8 0   8
    CONTRACT LABOR 2,500 0   2,500


    TY 2021 OtherIncomeSchedule2
    Name:
    THE HACKER AND KITTY CALDWELL
     
    FAMILY FOUNDATION INC
    EIN:
    20-1245843
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    UBTI FROM PASSTHROUGH 45,582 0 45,582


    TY 2021 OtherProfessionalFeesSchedule
    Name:
    THE HACKER AND KITTY CALDWELL
     
    FAMILY FOUNDATION INC
    EIN:
    20-1245843
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMENT EXPENSES FROM PASS THROUGH 15,816 0   0


    TY 2021 TaxesSchedule
    Name:
    THE HACKER AND KITTY CALDWELL
     
    FAMILY FOUNDATION INC
    EIN:
    20-1245843
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FEDERAL EXCISE TAX 3,222 0   0
    STATE TAX 1,392 1,392   0