TY 2021 Form 990PF

- TIN:

Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation

or Section 4947(a)(1) Trust Treated as Private Foundation

Do not enter social security numbers on this form as it may be made public.
bullet

Go to www.irs.gov/Form990PF for instructions and the latest information.

OMB No. 1545-0047

2021

Open to Public Inspection

For calendar year 2021, or tax year beginning 07-01-2021 , and ending 06-30-2022

Name of foundation
BROWN DANA CHARITABLE TRUST

Number and street (or P.O. box number if mail is not delivered to street address)PO BOX 0634
Room/suite

City or town, state or province, country, and ZIP or foreign postal code
MILWAUKEE, WI532010634

A Employer identification number

43-6531876

B Telephone number (see instructions)

(314) 418-2643

C If exemption application is pending, check here bullet

G Check all that apply: Initial returnInitial return of a former public charity
Final returnAmended return
Address change Name change

D 1. Foreign organizations, check here............. bullet

2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet

E If private foundation status was terminated
under section 507(b)(1)(A), check here ....... bullet

H Check type of organization: Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust Other taxable private foundation

F If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here ....... bullet

I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16) bullet

$72,843,231J Accounting method: Cash Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)

	Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)	(a) Revenue and expenses per books		(b) Net investment income	(c) Adjusted net income	(d) Disbursements for charitable purposes (cash basis only)


1	Contributions, gifts, grants, etc., received (attach schedule)
2	Check .............
3	Interest on savings and temporary cash investments
4	Dividends and interest from securities...	1,697,806		1,689,908
5a	Gross rents............
b	Net rental income or (loss)
6a	Net gain or (loss) from sale of assets not on line 10		4,121,777
b	Gross sales price for all assets on line 6a 9,281,519
7	Capital gain net income (from Part IV, line 2)...			4,121,777
8	Net short-term capital gain.........				0
9	Income modifications...........
10a	Gross sales less returns and allowances
b	Less: Cost of goods sold....
c	Gross profit or (loss) (attach schedule).....
11	Other income (attach schedule).......		45,924	10,900
12	Total. Add lines 1 through 11........	5,865,507		5,822,585
13	Compensation of officers, directors, trustees, etc.	655,800		590,220		65,580
14	Other employee salaries and wages......			0	0	0
15	Pension plans, employee benefits.......			0	0
16a	Legal fees (attach schedule).........		9,750	0	0	9,750
b	Accounting fees (attach schedule).......
c	Other professional fees (attach schedule)....					0
17	Interest...............					0
18	Taxes (attach schedule) (see instructions)...		135,188	24,894		0
19	Depreciation (attach schedule) and depletion...		0	0
20	Occupancy..............
21	Travel, conferences, and meetings.......			0	0
22	Printing and publications..........			0	0
23	Other expenses (attach schedule).......		21,590	2,483		19,107
24	Total operating and administrative expenses.
	Add lines 13 through 23..........	822,328		617,597	0	94,437
25	Contributions, gifts, grants paid.......	3,993,426				3,993,426
26	Total expenses and disbursements. Add lines 24 and 25	4,815,754		617,597	0	4,087,863
27	Subtract line 26 from line 12:
a	Excess of revenue over expenses and disbursements	1,049,753
b	Net investment income (if negative, enter -0-)			5,204,988
c	Adjusted net income (if negative, enter -0-)...				0

For Paperwork Reduction Act Notice, see instructions.

Cat. No. 11289X Form 990-PF (2021)

Form 990-PF (2021)

Page 2

Part II		Balance Sheets	Beginning of year	End of year
Part II		Balance Sheets	(a) Book Value	(b) Book Value	(c) Fair Market Value
	1	Cash—non-interest-bearing.............
	2	Savings and temporary cash investments.........	868,269	156,696	156,696
	3	Accounts receivable
		Less: allowance for doubtful accounts		0	0
	4	Pledges receivable
		Less: allowance for doubtful accounts
	5	Grants receivable.................
	6	Receivables due from officers, directors, trustees, and other
		disqualified persons (attach schedule) (see instructions).....
	7	Other notes and loans receivable (attach schedule)
		Less: allowance for doubtful accounts 0
	8	Inventories for sale or use..............
	9	Prepaid expenses and deferred charges..........
	10a	Investments—U.S. and state government obligations (attach schedule)
	b	Investments—corporate stock (attach schedule).......	25,714,910	12,732,307	42,014,570
	c	Investments—corporate bonds (attach schedule).......	8,002,647	1,766,731	1,727,292
	11	Investments—land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	12	Investments—mortgage loans.............
	13	Investments—other (attach schedule)..........	8,209,535	29,184,539	28,944,673
	14	Land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	15	Other assets (describe )
	16	Total assets (to be completed by all filers—see the
		instructions. Also, see page 1, item I)	42,795,361	43,840,273	72,843,231
	17	Accounts payable and accrued expenses..........
	18	Grants payable.................
	19	Deferred revenue.................
	20	Loans from officers, directors, trustees, and other disqualified persons
	21	Mortgages and other notes payable (attach schedule)......
	22	Other liabilities (describe )
	23	Total liabilities (add lines 17 through 22).........		0
		Foundations that follow FASB ASC 958, check here
		and complete lines 24, 25, 29 and 30.
	24	Net assets without donor restrictions...........
	25	Net assets with donor restrictions............
		Foundations that do not follow FASB ASC 958, check here
		and complete lines 26 through 30.
	26	Capital stock, trust principal, or current funds........	42,795,361	43,840,273
	27	Paid-in or capital surplus, or land, bldg., and equipment fund
	28	Retained earnings, accumulated income, endowment, or other funds
	29	Total net assets or fund balances (see instructions).....	42,795,361	43,840,273
	30	Total liabilities and net assets/fund balances (see instructions).	42,795,361	43,840,273

Part III

Analysis of Changes in Net Assets or Fund Balances

Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............

42,795,361

Enter amount from Part I, line 27a .....................

1,049,753

Other increases not included in line 2 (itemize) bullet

2,919

Add lines 1, 2, and 3 ..........................

43,848,033

Decreases not included in line 2 (itemize) bullet

7,760

Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .

43,840,273

Form 990-PF (2021)

Page 3

Part IV

Capital Gains and Losses for Tax on Investment Income

(a) List and describe the kind(s) of property sold (e.g., real estate, 2-story brick warehouse; or common stock, 200 shs. MLC Co.)		(b) How acquired P—Purchase D—Donation	(c) Date acquired (mo., day, yr.)	(d) Date sold (mo., day, yr.)
1 a	250000. BP CAPITAL PLC 3.245% 5/06/22		2017-06-22	2021-07-13
b	500. MONDELEZ INTERNATIONAL W I		2016-06-16	2021-07-13
c	500. NIKE INC. CLASS B			2021-07-13
d	2753. SCHLUMBERGER LTD ORD			2021-07-13
e	2187. SCHLUMBERGER LTD ORD			2021-07-13
	60. SCHLUMBERGER LTD ORD			2021-07-13
	250000. BANK NOVA SCOTIA 2.800% 7/21/21		2017-03-16	2021-07-21
	4277.16 AMERICAN EUROPACIFIC GRTH F2			2021-07-22
	250000. BERKSHIRE HATHWY 3.750% 8/15/21			2021-08-15
	250000. WALT DISNEY CO MTN 2.750% 8/16/21		2012-03-08	2021-08-16
	1. WELLS FARGO & CO		1911-11-11	2021-08-30
	5000. ATT INC			2021-09-14
	500. AMERICAN TOWER CORP		2018-09-20	2021-09-14
	500. GENERAL DYNAMICS CORP			2021-09-14
	9. LOWE'S COS INC			2021-09-14
	791. LOWE'S COS INC			2021-09-14
	200. LOWE'S COS INC			2021-09-14
	3000. MONDELEZ INTERNATIONAL W I			2021-09-14
	2500. ORACLE CORPORATION			2021-09-14
	2000. RAYTHEON TECHNOLOGIES CORP COM			2021-09-14
	26548.673 NUVEEN STRATEGIC INCOME I			2021-09-15
	1. BANK OF NY MTN 2.600% 2/07/22		1911-11-11	2021-10-01
	1. BANK OF NY MTN 2.600% 2/07/22		1911-11-11	2021-10-01
	1. CENDANT CORPORATION RT PUR PRIDES		1911-11-11	2021-10-06
	61055.85 NUVEEN STRATEGIC INCOME I			2021-11-03
	1000. ACCENTURE PLC CL A			2021-11-03
	500. ALPHABET INC CL C			2021-11-10
	5000. APPLE COMPUTER INC COM		2008-02-08	2021-11-10
	2000. BOEING CO			2021-11-10
	500. COSTCO WHOLESALE CORP COM		2017-06-21	2021-11-10
	60. KYNDRYL HLDGS INC COMMON STOCK			2021-11-10
	138.8 KYNDRYL HLDGS INC COMMON STOCK			2021-11-10
	46.4 KYNDRYL HLDGS INC COMMON STOCK			2021-11-10
	154.8 KYNDRYL HLDGS INC COMMON STOCK			2021-11-10
	500. PEPSICO INC			2021-11-10
	1. DELL COMPUTER CORP		1911-11-11	2021-12-10
	1. SOUTHERN CO 6.25% PFD		1911-11-11	2021-12-20
	1. SOUTHERN CO 6.25% PFD		2021-01-01	2021-12-20
	2000. TELADOC INC		2020-12-08	2021-12-21
	250000. PNC FUNDING CORP 3.300% 3/08/22		2017-03-16	2022-02-07
	1. TEREX CORP		1911-11-11	2022-04-07
	1. BANK OF NEW YORK MELLON		1911-11-11	2022-04-25
	1. CENDANT CORP		1911-11-11	2022-06-08
	250. COSTCO WHOLESALE CORP COM		2015-08-17	2022-06-14
	1000. SALESFORCE COM INC		2020-12-08	2022-06-14
	3500. TELADOC INC			2022-06-14
	500. 3M CO COM			2022-06-14
	1000. TRANSUNION		2021-09-14	2022-06-14
	2500. TRANSUNION			2022-06-14
	500. VANGUARD REIT ETF		2017-09-20	2022-06-14
	500. HONEYWELL INTERNATIONAL INC		2016-02-01	2022-06-21
	250. NIKE INC. CLASS B		2008-07-18	2022-06-21
	500. PEPSICO INC		1996-10-09	2022-06-21
	500. PROCTER & GAMBLE CO		1997-01-06	2022-06-21
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P

(e) Gross sales price		(g) Cost or other basis plus expense of sale	(h) Gain or (loss) (e) plus (f) minus (g)
a	256,040	258,840	-2,800
b	31,547	21,631	9,916
c	80,640	7,097	73,543
d	84,806	35,376	49,430
e	67,370	28,103	39,267
	1,848	771	1,077
	250,000	252,323	-2,323
	300,000	174,531	125,469
	250,000	259,323	-9,323
	250,000	254,268	-4,268
	74		74
	136,349	140,750	-4,401
	147,964	74,161	73,803
	98,462	14,160	84,302
	1,837	110	1,727
	161,474	9,653	151,821
	40,828	2,441	38,387
	180,845	111,193	69,652
	215,564	43,775	171,789
	165,654	38,406	127,248
	300,000	266,537	33,463
	43		43
	38		38
	160		160
	680,162	611,138	69,024
	355,013	29,549	325,464
	1,463,218	259,599	1,203,619
	740,574	22,271	718,303
	438,097	239,911	198,186
	252,519	81,599	170,920
	1,321	1,190	131
	3,056	2,751	305
	1,021	920	101
	3,408	3,069	339
	81,967	13,226	68,741
	178		178
	30		30
	685		685
	193,109	394,062	-200,953
	250,000	256,268	-6,268
	44		44
	23		23
	18		18
	112,629	36,504	76,125
	163,093	226,847	-63,754
	99,183	491,328	-392,145
	67,985	34,741	33,244
	78,369	119,612	-41,243
	195,923	219,903	-23,980
	43,352	42,076	1,276
	90,237	49,253	40,984
	27,309	3,548	23,761
	79,846	13,226	66,620
	67,904	13,702	54,202
			769,703
			769,703
			769,703
			769,703
			769,703
			769,703
			769,703
			769,703
			769,703
			769,703
			769,703
			769,703
			769,703
			769,703
			769,703
			769,703
			769,703
			769,703
			769,703
			769,703
			769,703
			769,703
			769,703
			769,703
			769,703
			769,703
			769,703
			769,703
			769,703
			769,703
			769,703
			769,703
			769,703
			769,703
			769,703
			769,703
			769,703
			769,703
			769,703
			769,703
			769,703
			769,703
			769,703
			769,703
			769,703
			769,703
			769,703
			769,703
			769,703
			769,703
			769,703
			769,703
			769,703
			769,703

Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69			(l) Gains (Col. (h) gain minus col. (k), but not less than -0-) or Losses (from col.(h))
(i) F.M.V. as of 12/31/69	(j) Adjusted basis as of 12/31/69	(k) Excess of col. (i) over col. (j), if any
a			-2,800
b			9,916
c			73,543
d			49,430
e			39,267
			1,077
			-2,323
			125,469
			-9,323
			-4,268
			74
			-4,401
			73,803
			84,302
			1,727
			151,821
			38,387
			69,652
			171,789
			127,248
			33,463
			43
			38
			160
			69,024
			325,464
			1,203,619
			718,303
			198,186
			170,920
			131
			305
			101
			339
			68,741
			178
			30
			685
			-200,953
			-6,268
			44
			23
			18
			76,125
			-63,754
			-392,145
			33,244
			-41,243
			-23,980
			1,276
			40,984
			23,761
			66,620
			54,202

2	Capital gain net income or (net capital loss)	If gain, also enter in Part I, line 7 If (loss), enter -0- in Part I, line 7	2	4,121,777
3	Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
	If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0- in Part I, line 8 ...................		3

Form 990-PF (2021)

Page 4

Part V

Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)

1a	Exempt operating foundations described in section 4940(d)(2), check here and enter “N/A" on line 1.
	Date of ruling or determination letter: (attach copy of letter if necessary–see instructions)
b	All other domestic foundations enter 1.39% (0.0139) of line 27b. Exempt foreign organizations enter 4% (0.04) of Part I, line 12, col. (b)
2	Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	2	0
3	Add lines 1 and 2...........................	3	72,349
4	Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	4	0
5	Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- .....	5	72,349
6	Credits/Payments:

a	2021 estimated tax payments and 2020 overpayment credited to 2021	6a	105,125
b	Exempt foreign organizations—tax withheld at source......	6b	0
c	Tax paid with application for extension of time to file (Form 8868)...	6c	0
d	Backup withholding erroneously withheld ...........	6d

7	Total credits and payments. Add lines 6a through 6d..............		7	105,125
8	Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached.		8	0
9	Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......		9
10	Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...		10	32,776
11	Enter the amount of line 10 to be: Credited to 2022 estimated tax32,776	Refunded	11	0

Part VI-A

Statements Regarding Activities

During the tax year, did the foundation attempt to influence any national, state, or local legislation or did

Yes

it participate or intervene in any political campaign? ....................

Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions

for the definition.................................

If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials

published or distributed by the foundation in connection with the activities.

Did the foundation file Form 1120-POL for this year?.....................

Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:

(1) On the foundation. bullet

$ (2) On foundation managers. bullet

Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed

on foundation managers. bullet

Has the foundation engaged in any activities that have not previously been reported to the IRS?.......

If "Yes," attach a detailed description of the activities.

Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles

of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....

Did the foundation have unrelated business gross income of $1,000 or more during the year?.........

If "Yes," has it filed a tax return on Form 990-T for this year?...................

Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........

If "Yes," attach the statement required by General Instruction T.

Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:

By language in the governing instrument, or

By state legislation that effectively amends the governing instrument so that no mandatory directions

that conflict with the state law remain in the governing instrument?................

Yes

Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),

and Part XIV..................................

Yes

Enter the states to which the foundation reports or with which it is registered (see instructions)

If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney

General (or designate) of each state as required by General Instruction G? If "No," attach explanation .

Yes

Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)

or 4942(j)(5) for calendar year 2021 or the taxable year beginning in 2021? See the instructions for Part XIII.

If "Yes," complete Part XIII .............................

Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names

and addresses. ...............................

Form 990-PF (2021)

Page 5

Part VI-A

Statements Regarding Activities (continued)

At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the

meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............

Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had

advisory privileges? If "Yes," attach statement. See instructions.................

Did the foundation comply with the public inspection requirements for its annual returns and exemption application?

Yes

Website address bullet

DANABROWNCHARITABLETRUST.ORG

The books are in care of bullet

US BANK NA Telephone no. bullet

(314) 418-2643

Located at bullet

PO BOX 387ST LOUISMO ZIP+4 bullet

63166

Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here ......... bullet

and enter the amount of tax-exempt interest received or accrued during the year ........ bullet

16 At any time during calendar year 2021, did the foundation have an interest in or a signature or other authority over YesNo

a bank, securities, or other financial account in a foreign country? .................

16 No

See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country bullet

Part VI-B

Statements Regarding Activities for Which Form 4720 May Be Required

File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.

Yes

During the year did the foundation (either directly or indirectly):

(1) Engage in the sale or exchange, or leasing of property with a disqualified person? ...........

1a(1)

(2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)

a disqualified person? ..............................

1a(2)

(3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? ...........

1a(3)

(4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? ............

1a(4)

Yes

(5) Transfer any income or assets to a disqualified person (or make any of either available

for the benefit or use of a disqualified person)? ......................

1a(5)

(6) Agree to pay money or property to a government official? (Exception. Check "No"

if the foundation agreed to make a grant to or to employ the official for a period

after termination of government service, if terminating within 90 days.) ...............

1a(6)

If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations

section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ..........

Organizations relying on a current notice regarding disaster assistance check here........ bullet

Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,

that were not corrected before the first day of the tax year beginning in 2021? .............

Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private

operating foundation defined in section 4942(j)(3) or 4942(j)(5)):

At the end of tax year 2021, did the foundation have any undistributed income (lines 6d

and 6e, Part XII) for tax year(s) beginning before 2021?....................

If "Yes," list the years bullet

20, 20, 20, 20

Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)

(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)

to all years listed, answer "No" and attach statement—see instructions.) ..............

If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.

20, 20, 20, 20

Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at

any time during the year? ..............................

If "Yes," did it have excess business holdings in 2021 as a result of (1) any purchase by the foundation

or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved

by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)

the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine

if the foundation had excess business holdings in 2021.) .....................

Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?

Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its

charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2021? ..

Form 990-PF (2021)

Page 6

Part VI-B

Statements Regarding Activities for Which Form 4720 May Be Required (continued)

During the year did the foundation pay or incur any amount to:

Yes

(1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? ..........

5a(1)

(2) Influence the outcome of any specific public election (see section 4955); or to carry

on, directly or indirectly, any voter registration drive? ....................

5a(2)

(3) Provide a grant to an individual for travel, study, or other similar purposes? .............

5a(3)

Yes

(4) Provide a grant to an organization other than a charitable, etc., organization described

in section 4945(d)(4)(A)? See instructions ........................

5a(4)

(5) Provide for any purpose other than religious, charitable, scientific, literary, or

educational purposes, or for the prevention of cruelty to children or animals? .............

5a(5)

If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in

Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ........

Organizations relying on a current notice regarding disaster assistance check here ......... bullet

If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the

tax because it maintained expenditure responsibility for the grant? .................

If "Yes," attach the statement required by Regulations section 53.4945–5(d).

Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on

a personal benefit contract? .............................

Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....

If "Yes" to 6b, file Form 8870.

At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?

If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? .....

Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or

excess parachute payment during the year? .........................

Part VII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors

1 List all officers, directors, trustees, foundation managers and their compensation. See instructions

(a) Name and address	(b) Title, and average hours per week devoted to position	(c) Compensation (If not paid, enter -0-)
U S BANK	CO-TRUSTEE 1	655,800
PO BOX 387 ST LOUIS,MO63166	CO-TRUSTEE 1	655,800
LELA G RICE	CO-TRUSTEE 1	0
PO BOX 3688 BALLWIN,MS63022	CO-TRUSTEE 1	0
DANIEL D WATT	CO-TRUSTEE 1	0
4466 WEST PINE BLVD - APT 21C ST LOUIS,MS63108	CO-TRUSTEE 1	0

2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."


(a) Name and address of each employee paid more than $50,000	(b) Title, and average hours per week devoted to position	(c) Compensation	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
NONE









Total number of other employees paid over $50,000...................				0

Form 990-PF (2021)

Page 7

Part VII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors (continued)

3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a) Name and address of each person paid more than $50,000	(b) Type of service	(c) Compensation
NONE

Total number of others receiving over $50,000 for professional services............. bullet

Part VIII-A

Summary of Direct Charitable Activities

List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.	Expenses
1


2


3


4

Part VIII-B

Summary of Program-Related Investments (see instructions)

Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.	Amount
1


2


All other program-related investments. See instructions.
3

Total. Add lines 1 through 3......................... bullet

Form 990-PF (2021)

Page 8

Part IX

Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)

Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,

purposes:

Average monthly fair market value of securities...................

85,574,882

Average of monthly cash balances.......................

1,008,862

Fair market value of all other assets (see instructions)................

Total (add lines 1a, b, and c).........................

86,583,744

Reduction claimed for blockage or other factors reported on lines 1a and

1c (attach detailed explanation) .............

Acquisition indebtedness applicable to line 1 assets..................

Subtract line 2 from line 1d.........................

86,583,744

Cash deemed held for charitable activities. Enter 1.5% (0.015) of line 3 (for greater amount, see

instructions) .............................

1,298,756

Net value of noncharitable-use assets. Subtract line 4 from line 3. .......

85,284,988

Minimum investment return. Enter 5% (0.05) of line 5................

4,264,249

Part X

Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow

and do not complete this part.)

Minimum investment return from Part IX, line 6..................

4,264,249

Tax on investment income for 2021 from Part V, line 5.......

72,349

Income tax for 2021. (This does not include the tax from Part V.) ...

Add lines 2a and 2b............................

72,349

Distributable amount before adjustments. Subtract line 2c from line 1............

4,191,900

Recoveries of amounts treated as qualifying distributions................

Add lines 3 and 4............................

4,191,900

Deduction from distributable amount (see instructions).................

Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XII, line 1 ...

4,191,900

Part XI

Qualifying Distributions (see instructions)

Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:

Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........

Program-related investments—total from Part VIII-B..................

Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,

purposes...............................

Amounts set aside for specific charitable projects that satisfy the:

Suitability test (prior IRS approval required)....................

Cash distribution test (attach the required schedule) .................

Qualifying distributions. Add lines 1a through 3b. Enter here and on Part XII, line 4.

Form 990-PF (2021)

Page 9

Part XII

Undistributed Income (see instructions)

		(a) Corpus	(b) Years prior to 2020	(c) 2020	(d) 2021
1 Distributable amount for 2021 from Part X, line 7					4,191,900
2 Undistributed income, if any, as of the end of 2021:
a Enter amount for 2020 only.......				0
b Total for prior years:20, 20, 20			0
3 Excess distributions carryover, if any, to 2021:
a From 2016......	0
b From 2017......	322,142
c From 2018......	0
d From 2019......	440,790
e From 2020......	0
f Total of lines 3a through e ........		762,932
4Qualifying distributions for 2021 from Part
XI, line 4: $ 4,087,863
a Applied to 2020, but not more than line 2a				0
b Applied to undistributed income of prior years (Election required—see instructions).....			0
c Treated as distributions out of corpus (Election required—see instructions)........		0
d Applied to 2021 distributable amount.....					4,087,863
e Remaining amount distributed out of corpus		0
5 Excess distributions carryover applied to 2021.		104,037			104,037
(If an amount appears in column (d), the same amount must be shown in column (a).)
6Enter the net total of each column as indicated below:
a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5		658,895
b Prior years’ undistributed income. Subtract line 4b from line 2b ..........			0
c Enter the amount of prior years’ undistributed income for which a notice of deficiency has been issued, or on which the section 4942(a) tax has been previously assessed......			0
d Subtract line 6c from line 6b. Taxable amount —see instructions ...........			0
e Undistributed income for 2019. Subtract line 4a from line 2a. Taxable amount—see instructions .............				0
f Undistributed income for 2021. Subtract lines 4d and 5 from line 1. This amount must be distributed in 2022 ..........					0
7 Amounts treated as distributions out of corpus to satisfy requirements imposed by section 170(b)(1)(F) or 4942(g)(3) (Election may be required - see instructions) .......		0
8 Excess distributions carryover from 2016 not applied on line 5 or line 7 (see instructions) ...		0
9 Excess distributions carryover to 2022. Subtract lines 7 and 8 from line 6a ......		658,895
10 Analysis of line 9:
a Excess from 2017....	218,105
b Excess from 2018....	0
c Excess from 2019....	440,790
d Excess from 2020....	0
e Excess from 2021....	0

Form 990-PF (2021)

Page 10

Part XIII

Private Operating Foundations (see instructions and Part VI-A, question 9)

1a If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2021, enter the date of the ruling ....... bullet

b Check box to indicate whether the organization is a private operating foundation described in section 4942(j)(3) or4942(j)(5)

2a Enter the lesser of the adjusted net income from Part I or the minimum investment return from Part X for each year listed ..........	Tax year	Prior 3 years			(e) Total
	(a) 2021	(b) 2020	(c) 2019	(d) 2018	(e) Total

b 85% (0.85) of line 2a .........
c Qualifying distributions from Part XI, line 4 for each year listed .....
d Amounts included in line 2c not used directly for active conduct of exempt activities ..........
e Qualifying distributions made directly for active conduct of exempt activities. Subtract line 2d from line 2c ....
3 Complete 3a, b, or c for the alternative test relied upon:
a “Assets" alternative test—enter:
(1) Value of all assets ......
(2) Value of assets qualifying under section 4942(j)(3)(B)(i)
b “Endowment" alternative test— enter 2/3 of minimum investment return shown in Part IX, line 6 for each year listed ..
c “Support" alternative test—enter:
(1) Total support other than gross investment income (interest, dividends, rents, payments on securities loans (section 512(a)(5)), or royalties) ....
(2) Support from general public and 5 or more exempt organizations as provided in section 4942(j)(3)(B)(iii)....
(3) Largest amount of support from an exempt organization
(4) Gross investment income

Part XIV

Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)

1Information Regarding Foundation Managers:

aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)

NONE

bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.

NONE

2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:

Check here bullet

if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions

aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:

CAROL EAVES
US BANK NA PO BOX 387
ST LOUIS,MO63166
(314) 505-8204

bThe form in which applications should be submitted and information and materials they should include:

PLEASE CONTACT THE ABOVE

cAny submission deadlines:

PLEASE CONTACT THE ABOVE

dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:

PLEASE CONTACT THE ABOVE

Form 990-PF (2021)

Page 11

Part XIV

Supplementary Information (continued)

3 Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient	If recipient is an individual, show any relationship to any foundation manager or substantial contributor	Foundation status of recipient	Purpose of grant or contribution	Amount
Name and address (home or business)		Foundation status of recipient	Purpose of grant or contribution	Amount
aPaid during the year
SEE ATTACHED PO BOX 0634 MILWAUKEE,WI53201	NONE	PC	GENERAL OPERATING	3,993,426
Total ................................. 3a				3,993,426

bApproved for future payment

Total ................................. 3b

Form 990-PF (2021)

Page 12

Part XV-A

Analysis of Income-Producing Activities

Enter gross amounts unless otherwise indicated.	Unrelated business income		Excluded by section 512, 513, or 514		(e) Related or exempt function income (See instructions.)
1Program service revenue:	(a) Business code	(b) Amount	(c) Exclusion code	(d) Amount	(e) Related or exempt function income (See instructions.)
a
b
c
d
e
f
gFees and contracts from government agencies
2 Membership dues and assessments ....
3 Interest on savings and temporary cash investments ...........
4 Dividends and interest from securities ....
5 Net rental income or (loss) from real estate:
aDebt-financed property......
bNot debt-financed property.....
6 Net rental income or (loss) from personal property
7 Other investment income .....
8 Gain or (loss) from sales of assets other than inventory ............			18	4,121,777
9 Net income or (loss) from special events:
10 Gross profit or (loss) from sales of inventory
11 Other revenue: aFEDERAL TAX REFUND			1	35,024
bOTHER INCOME			1	667
cPARTNERSHIP INCOME			1	10,233
d
e
12 Subtotal. Add columns (b), (d), and (e) ..				5,865,507

13Total. Add line 12, columns (b), (d), and (e)..................

5,865,507

(See worksheet in line 13 instructions to verify calculations.)

Part XV-B

Relationship of Activities to the Accomplishment of Exempt Purposes

Line No.	Explain below how each activity for which income is reported in column (e) of Part XV-A contributed importantly to the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See instructions.)

Form 990-PF (2021)

Page 13

Part XVI

Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations

Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?

Yes

Transfers from the reporting foundation to a noncharitable exempt organization of:

(1) Cash...................................

1a(1)

(2) Other assets.................................

1a(2)

Other transactions:

(1) Sales of assets to a noncharitable exempt organization....................

1b(1)

(2) Purchases of assets from a noncharitable exempt organization..................

1b(2)

(3) Rental of facilities, equipment, or other assets.......................

1b(3)

(4) Reimbursement arrangements...........................

1b(4)

(5) Loans or loan guarantees.............................

1b(5)

(6) Performance of services or membership or fundraising solicitations................

1b(6)

Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............

If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

(a) Line No.	(b) Amount involved	(c) Name of noncharitable exempt organization	(d) Description of transfers, transactions, and sharing arrangements

Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........Yes No

If "Yes," complete the following schedule.

(a) Name of organization	(b) Type of organization	(c) Description of relationship

Sign Here

Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
				May the IRS discuss this return with the preparer shown below? See instructions. Yes No
	Signature of officer or trustee	Date	Title

Paid Preparer Use Only	Print/Type preparer's name	Preparer's Signature	Date	Check if self- employed	PTIN
	Firm's name				Firm's EIN
	Firm's address				Phone no.

Form 990-PF (2021)

Additional Data

Software ID:
Software Version:

Form 990PF - Special Condition Description:

Special Condition Description

- TIN:

TY 2021 InvestmentsCorpBondsSchedule

Name:

BROWN DANA CHARITABLE TRUST

EIN:

43-6531876

Name of Bond	End of Year Book Value	End of Year Fair Market Value
25468PCN4 WALT DISNEY CO MTN
12189LAM3 BURLINGTN NORTH	254,558	249,793
064159FL5 BANK NOVA SCOTIA
806854AH8 SCHLUMBERGER INV	259,010	250,840
037833BU3 APPLE INC	256,095	250,093
693476BN2 PNC FUNDING CORP
36962G4R2 GEN ELEC CAP CRP MTN
68389XAU9 ORACLE CORP	255,168	246,430
05565QBZ0 BP CAPITAL PLC
084670BC1 BERKSHIRE HATHWY
670678390 NUVEEN STRATEGIC INC
72369L107 PIONEER ILS INTERVAL
258620103 DOUBLELINE TOTAL RET
693390882 P I M C O FOREIGN BO
057071854 BAIRD AGGREGATE BOND
87234N765 TCW EMERGING MARKETS
464288687 ISHARES S P U S PRE
31420B300 FEDERATED INST HI YL
46625HRS1 JPMORGAN CHASE CO	244,185	241,200
670700400 NUVEEN PREFERRED SEC
961214DK6 WESTPAC BANKING	246,075	241,943
13161T401 CALVERT SHORT DURATI
375558AZ6 GILEAD SCIENCES INC	251,640	246,993

- TIN:

TY 2021 InvestmentsCorpStockSchedule

Name:

BROWN DANA CHARITABLE TRUST

EIN:

43-6531876

Name of Stock	End of Year Book Value	End of Year Fair Market Value
149498107 CAUSEWAY EMERGING MA
29875E100 AMERICAN EUROPACIFIC
30303M102 FACEBOOK INC A	175,302	322,500
438516106 HONEYWELL INTERNATIO	193,661	347,620
92343V104 VERIZON COMMUNICATIO	451,594	609,000
46625H100 J P MORGAN CHASE CO	171,371	1,126,100
00769G543 CAMBIAR INTL EQUITY
02079K305 ALPHABET INC CL A	632,051	2,179,260
315920686 FIDELITY ADV DIVERS
56585A102 MARATHON PETROLEUM C	61,123	123,315
907818108 UNION PACIFIC CORP	216,906	533,200
461202103 INTUIT INC	105,303	385,440
779556109 ROWE T PRICE MID-CAP
03027X100 AMERICAN TOWER CORP	645,341	1,789,130
30231G102 EXXON MOBIL CORP	146,411	351,124
91324P102 UNITED HEALTH GROUP	278,066	1,181,349
670678507 NUVEEN REAL ESTATE S
00206R102 ATT INC
002824100 ABBOTT LABORATORIES	217,072	869,200
931142103 WAL MART STORES INC	175,665	790,270
156782104 CERNER CORP COM
87612E106 TARGET CORP	177,290	706,150
46434V803 ISHARES CURRENCY HED
29250N105 ENBRIDGE INC	109,345	190,170
037833100 APPLE INC	133,626	4,101,600
713448108 PEPSICO INC	104,708	666,640
717081103 PFIZER INC	247,429	1,048,600
654106103 NIKE INC	17,742	127,750
375558103 GILEAD SCIENCES INC	138,895	247,240
023135106 AMAZON.COM INC	816,287	1,911,780
755111507 RAYTHEON COMPANY
65339F101 NEXTERA ENERGY INC	113,015	193,650
808513105 SCHWAB CHARLES CORP	367,918	631,800
949746101 WELLS FARGO CO
G1151C101 ACCENTURE PLC CL A	147,743	1,388,250
084670702 BERKSHIRE HATHAWAY I	196,123	682,550
464287465 ISHARES MSCI EAFE ET
166764100 CHEVRON CORPORATION	205,241	723,900
02079K107 ALPHABET INC CL C
233051200 DB X TRACKERS MSCI E
06828M876 BARON EMERGING MARKE
913017109 UNITED TECHNOLOGIES
053015103 AUTOMATIC DATA PROCE	139,643	840,160
17275R102 CISCO SYSTEMS INC	197,798	639,600
086516101 BEST BUY CO INC
09062X103 BIOGEN, INC
458140100 INTEL CORP	266,797	561,150
437076102 HOME DEPOT INC	411,444	548,540
559222401 MAGNA INTL INC CL	494,389	549,000
097023105 BOEING CO
110122108 BRISTOL MYERS SQUIBB
369550108 GENERAL DYNAMICS COR	70,800	553,125
478160104 JOHNSON JOHNSON	526,754	1,420,080
742718109 PROCTER GAMBLE CO	93,615	575,160
806857108 SCHLUMBERGER LTD
872540109 TJX COMPANIES INC
548661107 LOWES CO INC
278865100 ECOLAB INC	201,266	215,264
68389X105 ORACLE CORPORATION	43,775	174,675
151020104 CELGENE CORPORATION
22160K105 COSTCO WHSL CORP	400,370	1,318,020
609207105 MONDELEZ INTERNATION
88579Y101 3M CO	138,966	258,820
92826C839 VISA INC	140,047	393,780
459200101 INTERNATIONAL BUSINE	159,208	282,380
918204108 V F CORP	78,024	198,765
031162100 AMGEN INC	222,865	1,094,850
38141G104 GOLDMAN SACHS GROUP	337,504	742,550
46434G103 ISHARES CORE MSCI EM
00287Y109 ABBVIE INC	38,189	765,800
921937686 VANGUARD SMALL CAP V
191216100 COCA COLA COMPANY	114,307	188,730
842587107 SOUTHERN CO THE	218,050	366,605
418056107 HASBRO INC
594918104 MICROSOFT CORP	183,917	3,852,450
452308109 ILLINOIS TOOL WORKSI	162,880	637,875
747525103 QUALCOMM INC	168,852	638,700
91913Y100 VALERO ENERGY CORP	98,194	212,560
77957Y106 T ROWE PRICE MID CAP
024835100 AMERICAN CAMPUS COMM
922908553 VANGUARD REIT ETF
060505104 BANK OF AMERICA CORP	171,220	217,910
055622104 BP PLC SPONS A D R
922908645 VANGUARD MID-CAP IND
19765P596 COLUMBIA SMALL CAP G
464287804 I SHARES S P SMALLC
74254V273 PRINCIPAL GL R E SEC
26614N102 DUPONT DE NEMOURS IN
260557103 DOW INC	55,443	77,415
412295107 HARDING LOEVNER INTL
75513E101 RAYTHEON TECHNOLOGIE	53,984	288,330
14448C104 CARRIER GLOBAL CORPO
68902V107 OTIS WORLDWIDE CORP
110122157 BRISTOL MYERS SQUIBB
79466L302 SALESFORCE COM INC	226,847	165,040
H1467J104 CHUBB LTD	116,622	196,580
285512109 ELECTRONIC ARTS INC	262,517	243,300
89400J107 TRANSUNION
87918A105 TELADOC INC
149123101 CATERPILLAR INC	263,101	232,388
74340W103 PROLOGIS INC	158,424	141,180
20030N101 COMCAST CORP CL A	271,267	196,200

- TIN:

TY 2021 InvestmentsOtherSchedule2

Name:

BROWN DANA CHARITABLE TRUST

EIN:

43-6531876

Category/ Item	Listed at Cost or FMV	Book Value	End of Year Fair Market Value
98MSCFFV9 IDR CORE EQUITY RE S	AT COST	195,960	473,643
90056784 NORTHSTAR SEIDLER MEZ
543495691 LOOMIS SAYLES GLOBAL
87245P684 TIAA CREF CORE PLUS	AT COST	1,834,381	1,656,007
4642879AD PUT ON EEM 08/05/19
6488159AB PUT ON SPX 08/05/19
4642879A9 PUT ON EFA 08/05/19
87245P668 TIAA CREF INFLATION
4642879ABW PUT ON EFA 08/05/19
4642879ACB CALL ON EFA 08/05/1
4642879ACW CALL ON EFA 08/05/1
4642879AKB CALL ON EEM 08/05/1
4642879AXW CALL ON EEM 08/05/1
4642879AZW PUT ON EEM 08/05/19
6488159ABW PUT ON SPX 08/05/19
6488159ACB CALL ON SPX 08/05/1
6488159ACW CALL ON SPX 08/05/1
46434G9TA PUT ON IEMG 08/05/20
922908686 VANGUARD SMALL CAP I	AT COST	675,000	756,289
46435GAA0 ISHARES IBONDS DEC 2	AT COST	789,911	713,700
4642879TA CALL ON EEM 09/14/16
921910501 VANGUARD INTERNATION	AT COST	1,530,000	1,199,825
6488159TA PUT ON SPX 08/05/20
46434VBD1 ISHARES IBONDS DEC 2	AT COST	811,543	741,000
46435UAA9 ISHARES IBONDS DEC 2	AT COST	813,625	716,100
0378339HZWCALL ON AAPL 08/05/
00287Y9HZWCALL ON ABBV 08/05/
0028249HZWCALL ON ABT 08/05/2
G1151C9HZWCALL ON ACN 08/05/2
6488159TAWPUT ON SPX 08/05/20
0530159HZWCALL ON ADP 08/05/2
0311629HZWCALL ON AMGN 08/05/
0231359HZWCALL ON AMZN 08/05/
0970239HZWCALL ON BA 08/05/20
0605059HZWCALL ON BAC 08/05/2
0865169HZWCALL ON BBY 08/05/2
09062X9HZWCALL ON BIIB 08/05/
1101229HZWCALL ON BMY 08/05/2
0846709HZWCALL ON BRKB 08/05/
1567829HZWCALL ON CERN 08/05/
22160K9HZWCALL ON COST 08/05/
17275R9HZWCALL ON CSCO 08/05/
1667649HZWCALL ON CVX 08/05/2
26614N9HZWCALL ON DD 08/05/20
2605579HZWCALL ON DOW 08/05/2
2788659HZWCALL ON ECL 08/05/2
4642879H2WCALL ON EFA 08/05/2
30303M9HZWCALL ON FB 08/05/20
3695509HZWCALL ON GD 08/05/20
3755589HZWCALL ON GILD 08/05/
02079K9H1WCALL ON GOOG 08/05/
4642879TAWPUT ON EFA 08/05/20
02079K9HZWCALL ON GOOGL 08/05
38141G9HZWCALL ON GS 08/05/20
4180569HZWCALL ON HAS 08/05/2
4370769HZWCALL ON HD 08/05/20
4385169HZWCALL ON HON 08/05/2
4592009HZWCALL ON IBM 08/05/2
46434G9HZWCALL ON IEMG 08/05/
4581409HZWCALL ON INTC 08/05/
4612029HZWCALL ON INTU 08/05/
4523089HZWCALL ON ITW 08/05/2
4781609HZWCALL ON JNJ 08/05/2
46625H9HZWCALL ON JPM 08/05/2
1912169HZWCALL ON KO 08/05/20
5486619HZWCALL ON LOW 08/05/2
6092079HZWCALL ON MDLZ 08/05/
88579Y9HZWCALL ON MMM 08/05/2
56585A9HZWCALL ON MPC 08/05/2
5949189HZWCALL ON MSFT 08/05/
46434G9TAWPUT ON IEMG 08/05/2
65339F9HZWCALL ON NEE 08/05/2
6541069HZWCALL ON NKE 08/05/2
68389X9HZWCALL ON ORCL 08/05/
7134489HZWCALL ON PEP 08/05/2
7170819HZWCALL ON PFE 08/05/2
7427189HZWCALL ON PG 08/05/20
7475259HZWCALL ON QCOM 08/05/
7551119HZWCALL ON RTX2 08/05/
8085139HZWCALL ON SCHW 08/05/
8068579HZWCALL ON SLB 08/05/2
8425879HZWCALL ON SO 08/05/20
00206R9HZWCALL ON T 08/05/20
87612E9HZWCALL ON TGT 08/05/2
8725409HZWCALL ON TJX 08/05/2
91324P9HZWCALL ON UNH 08/05/2
9078189HZWCALL ON UNP 08/05/2
9130179HZWCALL ON RTX3 08/05/
92826C9HZWCALL ON V 08/05/20
9182049HZWCALL ON VFC 08/05/2
91913Y9HZWCALL ON VLO 08/05/2
92343V9HZWCALL ON VZ 08/05/20
9497469HZWCALL ON WFC 08/05/2
9311429HZWCALL ON WMT 08/05/2
30231G9HZWCALL ON XOM 08/05/2
46435U515 ISHARES IBONDS DEC 2	AT COST	876,342	748,800
921937819 VANGUARD INTERMEDIAT	AT COST	922,033	776,500
74440B884 PGIM TOTAL RETURN BO	AT COST	750,000	627,415
464288646 ISHARES TRUST ISHARE	AT COST	822,465	758,250
46432F842 ISHARES CORE MSCI EA	AT COST	411,895	382,525
19765P596 COLUMBIA SMALL CAP G	AT COST	300,000	246,708
693390882 P I M C O FOREIGN BO	AT COST	516,807	484,663
31420B300 FEDERATED HERMES INS	AT COST	3,225,000	2,755,732
670700400 NUVEEN PREFERRED SEC	AT COST	208,129	198,144
921937686 VANGUARD SMALL CAP V	AT COST	550,000	706,144
46434V803 ISHARES CURRENCY HED	AT COST	834,880	954,600
72369L107 PIONEER ILS INTERVAL	AT COST	300,000	265,751
922908553 VANGUARD REAL ESTATE	AT COST	1,055,932	1,184,430
233051200 DEUTSCHE XTRACKERS M	AT COST	461,170	626,580
149498107 CAUSEWAY EMERGING MA	AT COST	1,104,948	986,680
779556109 ROWE T PRICE MID-CAP	AT COST	1,050,000	1,108,892
057071854 BAIRD AGGREGATE BOND	AT COST	1,050,000	949,037
29875E100 AMERICAN EUROPACIFIC	AT COST	907,986	1,085,366
412295107 HARDING LOEVNER INTE	AT COST	854,801	906,374
77957Y106 T ROWE PRICE MID CAP	AT COST	172,964	263,984
922908645 VANGUARD MID-CAP IND	AT COST	1,750,000	1,877,397
922908512 VANGUARD MID CAP VAL	AT COST	523,140	518,080
464287465 ISHARES MSCI EAFE ET	AT COST	1,171,521	1,249,800
06828M876 BARON EMERGING MARKE	AT COST	976,793	1,208,272
13161T401 CALVERT SHORT DURATI	AT COST	879,283	836,785
46434G103 ISHARES CORE MSCI EM	AT COST	858,030	981,200

- TIN:

TY 2021 LegalFeesSchedule

Name:

BROWN DANA CHARITABLE TRUST

EIN:

43-6531876

Category	Amount	Net Investment Income	Adjusted Net Income	Disbursements for Charitable Purposes
LEGAL FEES - PRINCIPAL (ALLOCA	9,750			9,750

- TIN:

TY 2021 OtherDecreasesSchedule

Name:

BROWN DANA CHARITABLE TRUST

EIN:

43-6531876

Description	Amount
PARTNERSHIP INCOME ADJ	7,750
ROUNDING	10

- TIN:

TY 2021 OtherExpensesSchedule

Name:

BROWN DANA CHARITABLE TRUST

EIN:

43-6531876

Description	Revenue and Expenses per Books	Net Investment Income	Adjusted Net Income	Disbursements for Charitable Purposes
MISC CHARITABLE EXPENSES	19,107	0		19,107
IDR CORE PSHIP EXPENSES	2,483	2,483		0

- TIN:

TY 2021 OtherIncomeSchedule2

Name:

BROWN DANA CHARITABLE TRUST

EIN:

43-6531876

Description	Revenue And Expenses Per Books	Net Investment Income
OTHER INCOME	667	667
IDR CORE PSHIP INCOME	10,233	10,233
EXCISE TAX REFUND	35,024	0

- TIN:

TY 2021 OtherIncreasesSchedule

Name:

BROWN DANA CHARITABLE TRUST

EIN:

43-6531876

Description	Amount
PARTNERSHIP DISTRIBUTION ADJ	2,919

- TIN:

TY 2021 TaxesSchedule

Name:

BROWN DANA CHARITABLE TRUST

EIN:

43-6531876

Category	Amount	Net Investment Income
FOREIGN TAXES	20,781	20,781
FEDERAL TAX PAYMENT - PRIOR YE	5,636	0
FEDERAL ESTIMATES - PRINCIPAL	104,658	0
FOREIGN TAXES ON NONQUALIFIED	4,113	4,113