Attach to Form 990 or 990-EZ.
Go to www.irs.gov/Form990 for the latest information.
| Return Reference | Explanation |
|---|---|
| FORM 990, PART VI, SECTION A | LINE 6 - BOCA LENDING CORPORATION ("BOCA") IS A TITLE HOLDING COMPANY GENERALLY EXEMPT FROM FEDERAL INCOME TAX UNDER IRC SECTION 501(A) AS A TITLE HOLDING COMPANY DESCRIBED IN IRC SECTION 501(C)(2). BOCA'S PURPOSE IS TO HOLD TITLE TO INVESTMENTS GENERATING INCOME WHICH WILL BE TURNED OVER TO GENERAL ELECTRIC PENSION TRUST ("GEPT") AFTER DEDUCTING EXPENSES PURSUANT TO IRC SECTION 501(C)(2). GEPT WILL USE SUCH INCOME TO FURTHER ITS EXEMPT PURPOSE. GEPT INVESTS ON BEHALF OF SEVERAL PENSION PLANS SPONSORED BY GENERAL ELECTRIC COMPANY ("GE"). EFFECTIVE 7/1/2016, SSGA FUNDS MANAGEMENT, INC. ("FM") WAS APPOINTED INVESTMENT ADVISER. BOCA IS ONE OF SEVERAL TITLE HOLDING COMPANIES WHOLLY-OWNED BY GEPT. LINE 7A - THE TRUSTEES OF GEPT HAVE THE RIGHT TO APPOINT OR TERMINATE DIRECTORS AND OFFICERS OF BOCA AS REQUIRED. LINE 7B - THE TRUSTEES OF GEPT HAVE THE RIGHT TO APPOINT OR TERMINATE DIRECTORS AND OFFICERS OF BOCA AS REQUIRED. IN ADDITION, THE TRUSTEES OF GEPT ALSO HAVE POWERS THAT INCLUDE, BUT ARE NOT LIMITED TO, DECISIONS REGARDING ASSET ACQUISITIONS, CAPITAL REQUIREMENTS AND ASSET DISPOSITIONS. |
| FORM 990, PART VI, SECTION B | LINE 11A - THE SUPPORTING INFORMATION REQUIRED TO TIMELY AND ACCURATELY COMPLETE FORM 990 IS FURNISHED TO BOCA'S PAID PREPARER, PRICEWATERHOUSECOOPERS LLP ("PWC"). FORM 990, AS PREPARED BY PWC, IS FURNISHED TO THE REPRESENTATIVES FROM GE. PWC REVIEWS THE FORM 990 (AND FORM 990-T, IF REQUIRED) WITH THESE INDIVIDUALS PRIOR TO SIGNATURE AND FILING. LINES 12-14 - SSGA FM IS A REGISTERED INVESTMENT ADVISER UNDER THE INVESTMENT ADVISERS ACT OF 1940, AS AMENDED, AND PROVIDES INVESTMENT MANAGEMENT SERVICES TO GEPT AND BOCA. SSGA FM HAS ADOPTED POLICIES THAT EXTEND TO GEPT AND BOCA COVERING, BUT NOT LIMITED TO, CONFLICTS OF INTEREST, INTEGRITY CONCERNS AND DOCUMENT RETENTION AND DESTRUCTION. SUCH POLICIES ARE ADMINISTERED BY THE FIRM'S COMPLIANCE DEPARTMENT. ALL EMPLOYEES OF GEPT'S SPONSOR COMPANY ARE REQUIRED TO COMPLY WITH SUCH POLICIES AND MUST CONFIRM, NO LESS THAN QUARTERLY, COMPLIANCE WITH THE CONFLICTS OF INTEREST POLICY. LINE 15 - BOCA DOES NOT HAVE ANY EMPLOYEES. |
| FORM 990, PART VI, SECTION C | LINE 19 - NO DOCUMENTS AVAILABLE TO THE PUBLIC. |
| FORM 990, PART VII, SECTION A | LINE 1A - IN TOTAL, IT IS ESTIMATED THAT LEANNE DUNN SPENDS 2 TO 4 HOURS PER YEAR ON THE ACTIVITIES OF THIS ORGANIZATION. IN ADDITION, LEANNE DUNN SPENDS 2 TO 4 HOURS PER YEAR ON THE ACTIVITIES OF RELATED ORGANIZATIONS AS REPORTED ON SCHEDULE R. |
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