TY 2021 Form 990PF

Part II		Balance Sheets	Beginning of year	End of year
Part II		Balance Sheets	(a) Book Value	(b) Book Value	(c) Fair Market Value
	1	Cash—non-interest-bearing.............
	2	Savings and temporary cash investments.........	13,541,305	1,244,962	1,244,962
	3	Accounts receivable
		Less: allowance for doubtful accounts
	4	Pledges receivable
		Less: allowance for doubtful accounts
	5	Grants receivable.................
	6	Receivables due from officers, directors, trustees, and other
		disqualified persons (attach schedule) (see instructions).....
	7	Other notes and loans receivable (attach schedule)
		Less: allowance for doubtful accounts
	8	Inventories for sale or use..............
	9	Prepaid expenses and deferred charges..........
	10a	Investments—U.S. and state government obligations (attach schedule)	3,958,730	3,958,730	3,725,796
	b	Investments—corporate stock (attach schedule).......	18,034,882	25,744,032	21,943,464
	c	Investments—corporate bonds (attach schedule).......	2,996,675	5,778,367	5,066,833
	11	Investments—land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	12	Investments—mortgage loans.............
	13	Investments—other (attach schedule)..........	6,867,564	6,737,359	6,106,545
	14	Land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	15	Other assets (describe )	0	1,500	1,500
	16	Total assets (to be completed by all filers—see the
		instructions. Also, see page 1, item I)	45,399,156	43,464,950	38,089,100
	17	Accounts payable and accrued expenses..........
	18	Grants payable.................
	19	Deferred revenue.................
	20	Loans from officers, directors, trustees, and other disqualified persons
	21	Mortgages and other notes payable (attach schedule)......
	22	Other liabilities (describe )	1,505,142	1,616,420
	23	Total liabilities (add lines 17 through 22).........	1,505,142	1,616,420
		Foundations that follow FASB ASC 958, check here
		and complete lines 24, 25, 29 and 30.
	24	Net assets without donor restrictions...........
	25	Net assets with donor restrictions............
		Foundations that do not follow FASB ASC 958, check here
		and complete lines 26 through 30.
	26	Capital stock, trust principal, or current funds........	0	0
	27	Paid-in or capital surplus, or land, bldg., and equipment fund	0	0
	28	Retained earnings, accumulated income, endowment, or other funds	43,894,014	41,848,530
	29	Total net assets or fund balances (see instructions).....	43,894,014	41,848,530
	30	Total liabilities and net assets/fund balances (see instructions).	45,399,156	43,464,950

(e) Gross sales price	(f) Depreciation allowed (or allowable)	(h) Gain or (loss) (e) plus (f) minus (g)
a			537
b			15,254
c		598,561	-598,561
d		81,600	-81,600
e		40	-40
			164,949
	8,330,153	9,217,336	-887,183
	1,158,576	1,013,406	145,170
	1,500	421,533	-420,033

2	Capital gain net income or (net capital loss)	If gain, also enter in Part I, line 7 If (loss), enter -0- in Part I, line 7	2	-1,661,507
3	Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
	If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0- in Part I, line 8 ...................	3

1a	Exempt operating foundations described in section 4940(d)(2), check here and enter “N/A" on line 1.
	Date of ruling or determination letter: (attach copy of letter if necessary–see instructions)
b	All other domestic foundations enter 1.39% (0.0139) of line 27b. Exempt foreign organizations enter 4% (0.04) of Part I, line 12, col. (b)
2	Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	2	0
3	Add lines 1 and 2...........................	3	14,749
4	Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	4	0
5	Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- .....	5	14,749
6	Credits/Payments:

a	2021 estimated tax payments and 2020 overpayment credited to 2021	6a	28,000
b	Exempt foreign organizations—tax withheld at source......	6b	0
c	Tax paid with application for extension of time to file (Form 8868)...	6c	0
d	Backup withholding erroneously withheld ...........	6d	0

7	Total credits and payments. Add lines 6a through 6d..............	7	28,000
8	Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached.	8	0
9	Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......	9
10	Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...	10	13,251
11	Enter the amount of line 10 to be: Credited to 2022 estimated tax13,251	Refunded	11	0

(a) Name and address	(b) Title, and average hours per week devoted to position	(c) Compensation (If not paid, enter -0-)	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
J GREGORY WHITEHEAD	PRESIDENT, DIRECTOR 10.00	0	0	1,235
P O BOX 963 LENOX,MA01240
TIMOTHY P MALONEY	TREASURER, DIRECTOR 5.00	0	0	1,235
P O BOX 963 LENOX,MA01240
SUSAN GINSBURG	VICE PRESIDENT, DIRECTOR 1.00	0	0	1,235
P O BOX 963 LENOX,MA01240
LILLIAN LENNOX WHITEHEAD	SECRETARY, DIRECTOR 1.00	0	0	1,235
P O BOX 963 LENOX,MA01240

		(a) Corpus	(b) Years prior to 2020	(c) 2020	(d) 2021
1 Distributable amount for 2021 from Part X, line 7					2,168,495
2 Undistributed income, if any, as of the end of 2021:
a Enter amount for 2020 only.......				0
b Total for prior years:20, 20, 20			0
3 Excess distributions carryover, if any, to 2021:
a From 2016......
b From 2017......
c From 2018......
d From 2019......	98,730
e From 2020......
f Total of lines 3a through e ........		98,730
4Qualifying distributions for 2021 from Part
XI, line 4: $ 2,065,546
a Applied to 2020, but not more than line 2a				0
b Applied to undistributed income of prior years (Election required—see instructions).....			0
c Treated as distributions out of corpus (Election required—see instructions)........		0
d Applied to 2021 distributable amount.....					2,065,546
e Remaining amount distributed out of corpus		0
5 Excess distributions carryover applied to 2021.		98,730			98,730
(If an amount appears in column (d), the same amount must be shown in column (a).)
6Enter the net total of each column as indicated below:
a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5		0
b Prior years’ undistributed income. Subtract line 4b from line 2b ..........			0
c Enter the amount of prior years’ undistributed income for which a notice of deficiency has been issued, or on which the section 4942(a) tax has been previously assessed......			0
d Subtract line 6c from line 6b. Taxable amount —see instructions ...........			0
e Undistributed income for 2019. Subtract line 4a from line 2a. Taxable amount—see instructions .............				0
f Undistributed income for 2021. Subtract lines 4d and 5 from line 1. This amount must be distributed in 2022 ..........					4,219
7 Amounts treated as distributions out of corpus to satisfy requirements imposed by section 170(b)(1)(F) or 4942(g)(3) (Election may be required - see instructions) .......		0
8 Excess distributions carryover from 2016 not applied on line 5 or line 7 (see instructions) ...		0
9 Excess distributions carryover to 2022. Subtract lines 7 and 8 from line 6a ......		0
10 Analysis of line 9:
a Excess from 2017....
b Excess from 2018....
c Excess from 2019....
d Excess from 2020....
e Excess from 2021....

3 Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient	If recipient is an individual, show any relationship to any foundation manager or substantial contributor	Foundation status of recipient	Purpose of grant or contribution	Amount
Name and address (home or business)		Foundation status of recipient	Purpose of grant or contribution	Amount
aPaid during the year
AMERICAN FRIENDS OF WILDLIFE JUSTICE COMMISSION 204 COLUMBIA HEIGHTS BROOKLYN,NY11201		PC	GENERAL FUNDING	25,000
ANNA LYTTON FOUNDATION PO BOX 625 AMAGANSETT,NY11930		PC	GENERAL FUNDING	1,000
ASSOCIATION FOR THE STUDY OF AFRICAN AMERICAN LIFE AND HISTORY 301 RHODE ISLAND AVE SUITE 2204 WASHINGTON,DC20001		PC	GENERAL FUNDING	1,000
AT HOME ALEXANDRIA 3139 MT VERNON AVE ALEXANDRIA,VA22305		PC	GENERAL FUNDING	1,000
BERKSHIRE AGRICULTURAL VENTURES 314 MAIN ST SUITE 11 GREAT BARRINGTON,MA01230		PC	LOAN FUND	20,000
BERKSHIRE COMMUNITY RADIO ALLIANCE PO BOX 152 GREAT BARRINGTON,MA01230		PC	EQUIPMENT	5,000
BERKSHIRE ENVIRONMENTAL ACTION TEAM 29 HIGHLAND AVENUE PITTSFIELD,MA01201		PC	EDUCATION CENTER	25,000
BERKSHIRE INTERNATIONAL FILM FESTIVAL PO BOX 237 GREAT BARRINGTON,MA01230		PC	ENVIRONMENTAL FILM PROGRAM	5,000
BERKSHIRE TACONIC COMMUNITY FOUNDATION 800 NORTH MAIN STREET SHEFFIELD,MA01257		PC	NEIGHBOR TO NEIGHBOR	10,000
COASTAL CONSERVATION LEAGUE P O BOX 1765 CHARLESTON,SC29402		PC	GENERAL FUNDING	25,000
COASTAL CONSERVATION LEAGUE P O BOX 1765 CHARLESTON,SC29402		PC	CAPITAL CAMPAIGN GROW FOOD	100,000
COMMUNITY LODGINGS 3912 ELBERT AVE 108 ALEXANDRIA,VA22305		PC	GENERAL FUNDING	1,000
CONTEXTOS 641 W LAKE ST SUITE 200 CHICAGO,IL60661		PC	TRANSFORMATIVE STORYTELLING SAN SALVADOR	25,000
EARTH CIRCLE FOUNDATION 901 WEST SAN MATEO SUITE M SANTA FE,NM875053990		PC	GENERAL FUNDING	10,000
EARTH JUSTICE 50 CALIFORNIA ST SAN FRANCISCO,CA94111		PC	ENERGY PROGRAMS	50,000
ENVIRONMENTAL INVESTIGATION AGENCY PO BOX 53343 WASHINGTON,DC20009		PC	CLIMATE CHANGE MITIGATION	50,000
EQUAL JUSTICE INITIATIVE 122 COMMERCE ST MONTGOMERY,AL36104		PC	GENERAL FUNDING	50,000
FIRST NATIONS DEVELOPMENT INSTITUTE 2432 MAIN ST 2ND FLOOR LONGMONT,CO80501		PC	NOURISHING NATIVE FOODS + NUTRITION	25,000
FRESHFARM 945 G STREET NW WASHINGTON,DC20001		PC	FOODPRINTS PROGRAM	50,000
GOOD NEIGHBOR FREE MEDICAL CENTER 974 RIBAULT RD BEAUFORT,SC29902		PC	GENERAL FUNDING	2,000
GREEN MOUNTAIN CLUB 4711 WATERBURY-STOWE RD WATERBURY CENTER,VT05677		PC	LONG TRAIL STEWARDSHIP	2,500
GREENAGERS PO BOX 157 S EGREMONT,MA01258		PC	GENERAL FUNDING	25,000
GREENFIELD REVIEW LITERARY CENTER PO BOX 308 GREENFIELD CENTER,NY12833		PC	NDAKINNA EDUCATION CENTER	10,000
GULF OF MAINE RESEARCH INSTITUTE 350 COMMERCIAL ST PORTLAND,ME04101		PC	COMMUNITY ENGAGEMENT, CLIMATE CENTER	75,000
HARVARD DIVINITY SCHOOL 45 FRANCIS AVENUE CAMBRIDGE,MA02138		PC	RPL	25,000
HAVERFORD COLLEGE 370 LANCASTER AVE HAVERFORD,PA19041		PC	CENTER FOR PEACE AND GLOBAL CITIZENSHIP	125,000
HOPEFUL HORIZONS PO BOX 1775 BEAUFORT,SC29901		PC	GENERAL FUNDING	15,000
HOUSATONIC RIVER INITIATIVE PO BOX 321 LENOX DALE,MA01242		PC	GENERAL FUNDING	2,500
HUMAN RIGHTS FIRST 75 BOARD ST NEW YORK,NY10004		PC	GENERAL FUNDING	25,000
HURRICANE ISLAND OUTWARD BOUND SCHOOL PO BOX 800 CAMDEN,ME04843		PC	PINNACLE SCHOLARSHIPS	25,000
INSTITUTE FOR LOCAL SELF-RELIANCE 2720 E 22ND ST MINNEAPOLIS,MN55406		PC	LOCALLY-SCALED BUSINESS	25,000
JAMES RIVER ASSOCIATION 211ROCKETTS WAY SUITE 200 RICHMOND,VA23231		PC	GENERAL FUNDING	10,000
LATIN AMERICAN YOUTH CENTER INC 1419 COLUMBIA ROAD NW WASHINGTON,DC20009		PC	MEDIA LAB & NUTRITION PROGRAM	50,000
LATIN AMERICAN YOUTH CENTER INC 1419 COLUMBIA ROAD NW WASHINGTON,DC20009		PC	GENERAL FUNDING	1,000
MAINE ORGANIC FARMERS AND GARDENERS ASSOCIATION PO BOX 170 UNITY,ME04988		PC	PFAS EMERGENCY FUND	25,000
METTA EARTH 334 GEARY RD LINCOLN,VT05443		PC	EARTH RESPONDERS	15,000
NATIVE AMERICAN RIGHTS FUND 1506 BROADWAY BOULDER,CO80302		PC	PROTECTION OF SACRED LANDS	25,000
NORTHWEST ATLANTIC MARINE ALLIANCE 222 MAIN ST GLOUCESTER,MA01930		PC	GENERAL FUNDING	10,000
PEN FAULKNER FOUNDATION 641 S STREET 3RD FLOOR WASHINGTON,DC20001		PC	GENERAL FUNDING	10,000
PEN FAULKNER FOUNDATION 201 EAST CAPITOL ST SE WASHINGTON,DC20003		PC	GENERAL FUNDING	3,000
PHYSICIANS FOR HUMAN RIGHTS 256 WEST 38TH ST 9TH FLOOR NYC,NY10018		PC	GENERAL FUNDING	25,000
PORT ROYAL SOUND FOUNDATION 310 OKATIE HIGHWAY OKATIE,SC299093915		PC	GENERAL FUNDING	3,000
POTOMAC CONSERVANCY INC 8403 COLESVILLE RD STE 805 SILVER SPRING,MD20910		PC	CLIMATE IMPACTS	15,000
PROJECT RED 24165 IH-10 W SAN ANTONIO,TX78257		PC	GENERAL FUNDING	3,000
ROOTS RISING PO BOX 1805 PITTSFIELD,MA01202		PC	ROOTS RISING PROGRAM	125,000
SAKONNET PRESERVATION ASSOCIATION 73 SIMMONS RD UNIT C LITTLE COMPTON,RI02837		PC	50TH ANNIVERSARY	25,000
SALVATION FARMS PO BOX 1174 MORRISVILLE,VT05661		PC	GENERAL FUNDING	20,000
SHELBURNE FARMS 1611 HARBOR RD SHELBURNE,VT05482		PC	EDUCATION FOR SUSTAINABILITY INITIATIVES	25,000
SILKROAD 175 NORTH HARVARD STREET BOSTON,MA02134		PC	GENERAL FUNDING	20,000
SOUL FIRE FARM INSTITUTE 1972 NY HIGHWAY 2 PETERSBURG,NY12138		PC	GENERAL FUNDING	10,000
SOUSA MENDES FOUNDATION PO BOX 4065 HUNTINGTON,NY11743		PC	GENERAL FUNDING	2,000
ST JOHNS COLLEGE 1160 CAMINO CRUZ BLANCA SANTA FE,NM87505		PC	SOUTHWEST SCHOLARS	25,000
THE CHATTOOGA CONSERVANCY 867 CHATOOGA RIDGE RD MOUNTAIN REST,SC29664		PC	GENERAL FUNDING	10,000
THE ECOLOGY SCHOOL 184 SIMPSON RD SACO,ME04072		PC	COMMUNITY RESILIENCE	25,000
THE GARDNER GROUP INC 219 BRAGG HILL RD WESTMINSTER,MA01473		PC	ON-SITE ACADEMY	5,000
THE OCEAN CONSERVANCY INC 1300 19TH STREET NW WASHINGTON,DC20036		PC	TRASH-FREE SEAS PROGRAM, GHOST GEAR INITIATIVE	50,000
THE ORION SOCIETY 187 MAIN STREET GREAT BARRINGTON,MA01230		PC	GENERAL FUNDING	20,000
THE POTOMAC CONSERVANCY 8403 COLESVILLE RD STE 805 SILVER SPRING,MD20910		PC	GENERAL FUNDING	1,000
THE PUTNEY SCHOOL 418 HOUGHTON BROOK RD PUTNEY,VT05346		PC	CAPITAL CAMPAIGN	500,000
THE TELLING ROOM 225 COMMERCIAL STREET SUITE 201 PORTLAND,ME04101		PC	YOUNG WRITERS AND LEADERS	25,000
THE VILLAGE GREEN PO BOX 2201 CASHIERS,NC28717		PC	GENERAL FUNDING	2,000
THIRD SECTOR NEW ENGLAND INC 89 SOUTH ST SUITE 700 BOSTON,MA02111		PC	FARM TO INSTITUTION NEW ENGLAND	20,000
VERMONT FARMERS MARKET EDUCATION CENTER PO BOX 1008 RUTLAND,VT05701		PC	FARMACY	20,000
VOICE OF WITNESS 849 VALENCIA STREET SAN FRANCISCO,CA94110		PC	GENERAL FUNDING	10,000
WATERKEEPER ALLIANCE 180 MAIDEN LANE SUITE 603 NEW YORK,NY10038		PC	PURE FARMS, PURE WATERS	25,000
WAVE FARM INC 5666 ROUTE 23 ACRA,NY12405		PC	WGXC	60,000
Total ................................. 3a				2,056,000

	Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)	(a) Revenue and expenses per books		(b) Net investment income	(d) Disbursements for charitable purposes (cash basis only)


1	Contributions, gifts, grants, etc., received (attach schedule)	1,122,252
2	Check .............
3	Interest on savings and temporary cash investments	1,034		1,034
4	Dividends and interest from securities...	399,260		399,260
5a	Gross rents............
b	Net rental income or (loss)
6a	Net gain or (loss) from sale of assets not on line 10		-1,661,507
b	Gross sales price for all assets on line 6a 9,490,229
7	Capital gain net income (from Part IV, line 2)...			0
8	Net short-term capital gain.........
9	Income modifications...........
10a	Gross sales less returns and allowances
b	Less: Cost of goods sold....
c	Gross profit or (loss) (attach schedule).....
11	Other income (attach schedule).......		485,211	880,663
12	Total. Add lines 1 through 11........	346,250		1,280,957
13	Compensation of officers, directors, trustees, etc.	0		0	0
14	Other employee salaries and wages......
15	Pension plans, employee benefits.......
16a	Legal fees (attach schedule).........		207	0	207
b	Accounting fees (attach schedule).......		14,700	7,350	7,350
c	Other professional fees (attach schedule)....		208,346	208,346	0
17	Interest...............
18	Taxes (attach schedule) (see instructions)...		105,414	2,369	0
19	Depreciation (attach schedule) and depletion...
20	Occupancy..............
21	Travel, conferences, and meetings.......
22	Printing and publications..........
23	Other expenses (attach schedule).......		7,067	1,807	1,989
24	Total operating and administrative expenses.
	Add lines 13 through 23..........	335,734		219,872	9,546
25	Contributions, gifts, grants paid.......	2,056,000			2,056,000
26	Total expenses and disbursements. Add lines 24 and 25	2,391,734		219,872	2,065,546
27	Subtract line 26 from line 12:
a	Excess of revenue over expenses and disbursements	-2,045,484
b	Net investment income (if negative, enter -0-)			1,061,085
c	Adjusted net income (if negative, enter -0-)...

(a) List and describe the kind(s) of property sold (e.g., real estate, 2-story brick warehouse; or common stock, 200 shs. MLC Co.)		(b) How acquired P—Purchase D—Donation	(d) Date sold (mo., day, yr.)
1 a	FROM K-1: AEA INVESTORS 2006 QP PARTICIPANT FUND	P
b	FROM K-1: AEA INVESTORS 2006 QP PARTICIPANT FUND	P
c	DISPOSITION OF PETRUS INVESTORS 2005, L.P.	D
d	WORTHLESS SECURITY: XYLECO, INC.	D
e	WORTHLESS SECURITY: VENLY, INC.	D
	FROM K-1: PETRUS CROWN WEST INVESTORS LLC	P
	PUBLICLY TRADED SECURITIES
	PUBLICLY TRADED SECURITIES
	WELLTOK	D	2021-11-10

3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a) Name and address of each person paid more than $50,000	(b) Type of service	(c) Compensation
HARRIS ASSOCIATES	INVESTMENT ADVISOR	208,346
111 SOUTH WACKER DR STE 4600 CHICAGO,IL60606	INVESTMENT ADVISOR	208,346

2a Enter the lesser of the adjusted net income from Part I or the minimum investment return from Part X for each year listed ..........	Tax year	Prior 3 years			(e) Total
	(a) 2021	(b) 2020	(c) 2019	(d) 2018	(e) Total

b 85% (0.85) of line 2a .........
c Qualifying distributions from Part XI, line 4 for each year listed .....
d Amounts included in line 2c not used directly for active conduct of exempt activities ..........
e Qualifying distributions made directly for active conduct of exempt activities. Subtract line 2d from line 2c ....
3 Complete 3a, b, or c for the alternative test relied upon:
a “Assets" alternative test—enter:
(1) Value of all assets ......
(2) Value of assets qualifying under section 4942(j)(3)(B)(i)
b “Endowment" alternative test— enter 2/3 of minimum investment return shown in Part IX, line 6 for each year listed ..
c “Support" alternative test—enter:
(1) Total support other than gross investment income (interest, dividends, rents, payments on securities loans (section 512(a)(5)), or royalties) ....
(2) Support from general public and 5 or more exempt organizations as provided in section 4942(j)(3)(B)(iii)....
(3) Largest amount of support from an exempt organization
(4) Gross investment income

Enter gross amounts unless otherwise indicated.	Unrelated business income		Excluded by section 512, 513, or 514		(e) Related or exempt function income (See instructions.)
1Program service revenue:	(a) Business code	(b) Amount	(c) Exclusion code	(d) Amount	(e) Related or exempt function income (See instructions.)
a
b
c
d
e
f
gFees and contracts from government agencies
2 Membership dues and assessments ....
3 Interest on savings and temporary cash investments ...........			14	1,034
4 Dividends and interest from securities ....
5 Net rental income or (loss) from real estate:
aDebt-financed property......
bNot debt-financed property.....
6 Net rental income or (loss) from personal property
7 Other investment income .....
8 Gain or (loss) from sales of assets other than inventory ............			18	-1,661,507
9 Net income or (loss) from special events:
10 Gross profit or (loss) from sales of inventory
11 Other revenue: aFROM K-1: PETRUS CROWN WEST INVESTORS LLC	901101	-279,165
bFROM K-1: PETRUS CROWN WEST INVESTORS LLC	901101	-116,287
c
d
e
12 Subtotal. Add columns (b), (d), and (e) ..		-375,329		-400,673	0

Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69			(l) Gains (Col. (h) gain minus col. (k), but not less than -0-) or Losses (from col.(h))
(i) F.M.V. as of 12/31/69	(j) Adjusted basis as of 12/31/69	(k) Excess of col. (i) over col. (j), if any
a			537
b			15,254
c			-598,561
d			-81,600
e			-40
			164,949
			-887,183
			145,170
			-420,033


(a) Name and address of each employee paid more than $50,000	(b) Title, and average hours per week devoted to position	(c) Compensation	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
NONE









Total number of other employees paid over $50,000...................				0

bApproved for future payment

Total ................................. 3b				0

Paid Preparer Use Only	Print/Type preparer's name	Preparer's Signature	Date	Check if self- employed	PTIN
	Firm's name				Firm's EIN
	Firm's address				Phone no.

Name of organization THE WHITEHEAD FOUNDATION INC

Part I Contributors	Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
1	JOHN C WHITEHEAD ESTATE SULLIVAN CROMWELL 125 BROAD ST NEW YORK, NY10004	$ 1,122,252	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
Schedule B (Form 990) (2021)

Name of organization THE WHITEHEAD FOUNDATION INC		Employer identification number 47-4303914

Part II	Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
Schedule B (Form 990) (2021)


Name of organization THE WHITEHEAD FOUNDATION INC			Employer identification number 47-4303914
Part III Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) $ Use duplicate copies of Part III if additional space is needed.

Name of Bond	End of Year Book Value	End of Year Fair Market Value
AERCAP IRELAND CAP/GLOBA 2.450% 10/29/26 REG DTD 10/29/21 CLB	249,580	217,978
ASTRAZENECA FIN LLC NT 1.200% 05/28/26 B/E DTD 05/28/21 CLB	249,685	226,438
AUTONATION INC SR NT 1.950% 08/01/28 B/E DTD 07/29/21 CLB	249,513	208,378
BANK AMER CORP SR NT FIXED/FLTG 1.530% 12/06/25 B/E DTD 12/06/21 CLB	250,000	232,813
BOEING CO SR NT 2.700% 02/01/27 B/E DTD 07/31/19 CLB	254,423	223,080
BRUNSWICK CORP SR NT 0.850% 08/18/24 B/E DTD 08/18/21 CLB	249,705	231,245
CARLISLE COS INC 2.200% 03/01/32 B/E DTD 09/28/21 CLB	248,800	196,690
GENERAL MTRS FINL CO INC SR NT 1.200% 10/15/24 B/E DTD 10/15/21	249,898	232,708
GOLDMAN SACHS GROUP INC SR NT FIXED/FLTG 1.948% 10/21/27 B/E DTD 10/21/21 C	250,000	222,608
HOWMET AEROSPACE INC NT 3.000% 01/15/29 B/E DTD 09/01/21 CLB	250,000	208,163
HUMANA INC SR NT 1.350% 02/03/27 B/E DTD 08/03/21 CLB	199,810	175,226
HYATT HOTELS CORP SR NT 1.800% 10/01/24 B/E DTD 10/01/21 CLB	249,985	236,530
JOHNSON & JOHNSON NT 1.300% 09/01/30 B/E DTD 08/25/20 CLB	237,150	210,853
M / I HOMES INC SR NT 4.950% 02/01/28 B/E DTD 01/22/20 CLB	260,797	212,510
MARRIOTT INTL INC NEW FXD RT NT SER R 3.125% 06/15/26 B/E DTD 06/10/16 CLB	260,482	238,823
MGM RESORTS INTL SR NT 4.750% 10/15/28 B/E DTD 10/13/20 CLB	156,757	126,143
MICRON TECHNOLOGY INC 2.703% 04/15/32 B/E DTD 11/01/21 CLB	250,000	199,918
NASDAQ INC SR NT 1.650% 01/15/31 B/E DTD 12/21/20 CLB	324,771	274,712
REGENERON PHARMACEUTICALS INC SR NT 1.750% 09/15/30 B/E DTD 08/12/20 CLB	138,035	120,596
RHP HOTEL PPTYS LP & RHP FIN CORP SR NT 4.750% 10/15/27 B/E DTD 04/15/20 CL	256,567	222,040
SOUTHWEST AIRLS CO NT 5.125% 06/15/27 B/E DTD 06/08/20 CLB	282,919	252,983
SVB FINL GROUP SR NT 2.100% 05/15/28 B/E DTD 05/13/21 CLB	249,708	214,068
SYSCO CORP GTD FXD RT SR NT 3.300% 07/15/26 B/E DTD 04/01/16 CLB	159,782	145,247
THERMO FISHER SCIENTIFIC INC SR NT 1.215% 10/18/24 B/E DTD 10/22/21 CLB	250,000	237,083

Name of Stock	End of Year Book Value	End of Year Fair Market Value
ALLISON TRANSMISSION HLDGS INC COM	863,213	793,608
ALPHABET INC CL A	1,097,929	1,035,149
AMERICAN INTL GROUP INC COM NEW	247,398	269,711
BERKSHIRE HATHAWAY INC DEL CL B NEW	377,544	409,530
CARTERS INC COM	1,069,700	883,819
CITIGROUP INC COM NEW ISIN#US1729674242	1,027,805	679,042
COMCAST CORP CL A	936,146	682,776
CUSHMAN & WAKEFIELD PLC REGISTERED SHS ISIN#GB00BFZ4N465	832,953	782,193
DISNEY WALT CO DISNEY COM	976,172	566,400
FIRST CTZNS BANCSHARES INC N C CL A	350,603	339,966
FIRST CTZNS BANCSHARES INC N C CL B	375,188	308,000
FISERV INC COM	1,082,097	876,355
GENERAL MTRS CO COM	987,086	638,376
GOLDMAN SACHS GROUP INC COM	239,577	240,586
INTERPUBLIC GROUP COS INC COM	786,297	618,186
JOHNSON CTLS INTL PLC SHS ISIN#IE00BY7QL619	272,983	261,904
KAR AUCTION SVCS INC COM	866,032	804,965
LEAR CORP COM NEW	968,999	730,162
LIBERTY BROADBAND CORP COM SER C	1,078,581	892,163
LIBERTY BROADBAND CORP CUM RED PFD SER A	273,628	259,200
MANPOWER GROUP COM	832,760	618,921
MASTERCARD INC CL A	397,936	378,576
NETFLIX INC COM	1,180,567	423,185
ORACLE CORP COM	825,571	742,718
PARKER-HANNIFIN CORP COM	176,937	169,775
REGENERON PHARMACEUTICALS INC	109,608	138,916
REINSURANCE GROUP AMER INC COM NEW	747,045	797,572
REYNOLDS CONSUMER PRODS INC COM	863,307	804,465
SALESFORCE.COM INC COM STOCK	660,816	511,624
SEALED AIR CORP NEW COM	121,121	154,401
SPROTT PHYSICAL GOLD & SILVER TR TR UNIT ISIN#CA85208R1010	1,481,765	1,988,124
STATE STR CORP COM	312,456	287,289
T-MOBILE US INC COM	389,589	451,382
TIMKEN CO COM	331,496	284,083
WELLS FARGO & CO NEW COM	735,996	732,479
WHEATON PRECIOUS METALS CORP ISIN#CA9628791027	764,089	568,914
WILLIS TOWERS WATSON PUB LTD CO SHS ISIN#IE00BDB6Q211	511,333	449,062
WORKDAY INC CL A	591,709	369,887

Category/ Item	Listed at Cost or FMV	Book Value	End of Year Fair Market Value
AEA INVESTORS 2006 QP PARTICIPANT FUND	AT COST	488,380	352,516
AETOS CAPITAL ASIA II LTD	AT COST	0	30,555
MUIRFIELD CAPITAL PARTNERS, LP	AT COST	0	40,522
PETRUS CROWN WEST INVESTORS LLC	AT COST	6,248,979	4,861,463
PETRUS FREEZER INVESTORS LLC	AT COST	0	821,489

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Description	Revenue and Expenses per Books	Net Investment Income	Disbursements for Charitable Purposes
INSURANCE	1,235	0	1,235
STATE FILING FEES	500	0	500
POST OFFICE BOX FEE	254	0	254
FROM K-1: AEA INVESTORS 2006 QP PARTICIPANT FD, INVESTMENT EXPENSES	1,789	1,789	0
FROM K-1: PETRUS CROWN WEST INVESTORS, LLC, OTHER EXPENSES	3,158	0	0
FROM K-1: AEA INVESTORS 2006 QP PARTICIPANT FD, SEC 988 LOSS	3	3	0
FROM K-1: PETRUS FREEZER INVESTORS LLC, OTHER EXPENSES	113	0	0
BANK FEES	15	15	0

Description	Revenue And Expenses Per Books	Net Investment Income	Adjusted Net Income
FROM K-1: PETRUS INVESTORS 2005 LP, NET REAL ESTATE RENTAL INCOME	-17,613	-17,613	-17,613
FROM K-1: PETRUS CROWN WEST INVESTORS LLC, NET REAL ESTATE RENTAL INCOME	979,330	979,330	979,330
FROM K-1: AETOS CAPITAL ASIA II, LTD, SEC. 988 INCOME	9	9	9
REVERSAL P/Y INVESTMENT FEE	7	7	7
FROM K-1: PETRUS FREEZER INVESTORS LLC RENTAL INCOME	-101,193	-101,193	-101,193
FROM K-1: PETRUS CROWN WEST INVESTORS LLC OTHER RENTAL INCOME	20,123	20,123	20,123
FROM K-1: PETRUS CROWN WEST INVESTORS LLC	-279,165		-279,165
FROM K-1: PETRUS CROWN WEST INVESTORS LLC	-116,287		-116,287

Description	Beginning of Year - Book Value	End of Year - Book Value
AETOS CAPITAL ASIA II LTD NEGATIVE CAPITAL ACCOUNT	19,655	19,646
MUIRFIELD CAPITAL PARTNERS LP NEGATIVE CAPITAL ACCOUNT	473,201	479,723
PETRUS FREEZER INVESTORS LLC NEGATIVE CAPITAL ACCOUNT	1,012,286	1,117,051

Category	Amount	Net Investment Income
FOREIGN TAX WITHHELD	2,369	2,369
FEDERAL ESTIMATE TAXES PAID	28,000	0
6/30/2021 FEDERAL TAX DUE	75,045	0