Form990-PF


Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0047
2021
Open to Public Inspection
For calendar year 2021, or tax year beginning 01-01-2021 , and ending 12-31-2021
Name of foundation
THE J R STEIN FAMILY FOUNDATION
(F/K/A THE STEIN FAMILY FUND)
Number and street (or P.O. box number if mail is not delivered to street address)CO KMA SC 225 W WASHINGTON ST 20
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
CHICAGO, IL60606
A Employer identification number

36-3261176
B Telephone number (see instructions)

(312) 629-0900
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$2,698,618J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 0
2 Check bullet.............
3 Interest on savings and temporary cash investments 8 8  
4 Dividends and interest from securities... 41,244 41,244  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 51,359
b Gross sales price for all assets on line 6a 599,496
7 Capital gain net income (from Part IV, line 2)... 51,359
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 66,413 66,413  
12 Total. Add lines 1 through 11........ 159,024 159,024  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 0 0   0
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule)......... Click to see attachment 4,416 0   4,416
b Accounting fees (attach schedule)....... Click to see attachment 3,900 0   3,900
c Other professional fees (attach schedule).... Click to see attachment 22,703 22,703   0
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment 3,259 759   0
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings....... 401 0   401
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 4,631 172   4,459
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 39,310 23,634   13,176
25 Contributions, gifts, grants paid....... 103,265 103,265
26 Total expenses and disbursements. Add lines 24 and 25 142,575 23,634   116,441
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 16,449
b Net investment income (if negative, enter -0-) 135,390
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2021)
Form 990-PF (2021)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing.............      
2 Savings and temporary cash investments......... 107,547 65,894 65,894
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges.......... 20,683 35,372 35,372
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)....... 397,954 Click to see attachment435,527 754,324
c Investments—corporate bonds (attach schedule)....... 117,104 Click to see attachment97,029 99,116
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 960,028 Click to see attachment985,943 1,743,912
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 1,603,316 1,619,765 2,698,618
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)......... 0 0
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions...........    
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........ 1,160,429 1,160,429
27 Paid-in or capital surplus, or land, bldg., and equipment fund 0 0
28 Retained earnings, accumulated income, endowment, or other funds 442,887 459,336
29 Total net assets or fund balances (see instructions)..... 1,603,316 1,619,765
30 Total liabilities and net assets/fund balances (see instructions). 1,603,316 1,619,765
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
1,603,316
2
Enter amount from Part I, line 27a .....................
2
16,449
3
Other increases not included in line 2 (itemize) bullet
3
0
4
Add lines 1, 2, and 3 ..........................
4
1,619,765
5
Decreases not included in line 2 (itemize) bullet
5
0
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
1,619,765
Form 990-PF (2021)
Form 990-PF (2021)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a PUBLICLY TRADED SECURITIES      
b CAPITAL GAINS DIVIDENDS P    
c
d
e
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 596,498   548,137 48,361
b 2,998     2,998
c
d
e
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       48,361
b       2,998
c
d
e
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 51,359
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Form 990-PF (2021)
Form 990-PF (2021)
Page 4
Part V
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b All other domestic foundations enter 1.39% (0.0139) of line 27b. Exempt foreign organizations enter 4% (0.04) of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 1,882
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 1,882
6 Credits/Payments:
a 2021 estimated tax payments and 2020 overpayment credited to 2021 6a 2,133
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c 1,000
d Backup withholding erroneously withheld ........... 6d 0
7 Total credits and payments. Add lines 6a through 6d.............. 7 3,133
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8 8
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 1,243
11 Enter the amount of line 10 to be: Credited to 2022 estimated taxBullet1,243 RefundedBullet 11 0
Part VI-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?.........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XIV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletDE
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2021 or the taxable year beginning in 2021? See the instructions for Part XIII.
    If "Yes," complete Part XIII .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 5
    Part VI-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletKMA SC Telephone no.bullet (312) 629-0900

    Located atbullet225 W WASHINGTON ST SUITE 200CHICAGOIL ZIP+4bullet60606
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2021, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VI-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person? ...........
    1a(1)
     
    No
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person? ..............................
    1a(2)
     
    No
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? ...........
    1a(3)
     
    No
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? ............
    1a(4)
     
    No
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)? ......................
    1a(5)
     
    No
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.) ...............
    1a(6)
     
    No
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ..........
    1b
     
     
    c
    ........bullet
    d
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2021? .............
    1d
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2021, did the foundation have any undistributed income (lines 6d
    and 6e, Part XII) for tax year(s) beginning before 2021?....................
    2a
     
    No
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year? ..............................
    3a
     
    No
    b
    If "Yes," did it have excess business holdings in 2021 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2021.) .....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2021? ..
    4b
     
    No
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 6
    Part VI-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? ..........
    5a(1)
     
    No
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive? ....................
    5a(2)
     
    No
    (3) Provide a grant to an individual for travel, study, or other similar purposes? .............
    5a(3)
     
    No
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions ........................
    5a(4)
     
    No
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals? .............
    5a(5)
     
    No
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ........
    5b
     
     
    c
    .........bullet
    d
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant? .................
    5d
     
     
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract? .............................
    6a
     
    No
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    7a
     
    No
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? .....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .........................
    8
     
    No
    Part VII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    JUDIE STEIN FRIEDMAN DIRECTOR
    10.00     		0 0 0
    4011 CORNELL RD
    AGOURA,CA913012725
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 7
    Part VII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part VIII-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part VIII-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 8
    Part IX
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    1,687,857
    b
    Average of monthly cash balances.......................
    1b
    86,721
    c
    Fair market value of all other assets (see instructions)................
    1c
    870,000
    d
    Total (add lines 1a, b, and c).........................
    1d
    2,644,578
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    2,644,578
    4
    Cash deemed held for charitable activities. Enter 1.5% (0.015) of line 3 (for greater amount, see
    instructions) .............................
    4
    39,669
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. .......
    5
    2,604,909
    6
    Minimum investment return. Enter 5% (0.05) of line 5................
    6
    130,245
    Part X
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part IX, line 6..................
    1
    130,245
    2a
    Tax on investment income for 2021 from Part V, line 5.......
    2a
    1,882
    b
    Income tax for 2021. (This does not include the tax from Part V.) ...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    1,882
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    128,363
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    128,363
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XII, line 1 ...
    7
    128,363
    Part XI
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
     
    b
    Program-related investments—total from Part VIII-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part XII, line 4.
    4
     
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 9
    Part XII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2020     		(c)
    2020     		(d)
    2021
    1 Distributable amount for 2021 from Part X, line 7 128,363
    2 Undistributed income, if any, as of the end of 2021:
    a Enter amount for 2020 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2021:
    a From 2016......  
    b From 2017......  
    c From 2018...... 13,378
    d From 2019...... 20,866
    e From 2020...... 6,462
    f Total of lines 3a through e ........ 40,706
    4Qualifying distributions for 2021 from Part
    XI, line 4: bullet$ 116,441
    a Applied to 2020, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2021 distributable amount..... 116,441
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2021. 11,922 11,922
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 28,784
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2021. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2022 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2016 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9 Excess distributions carryover to 2022.
    Subtract lines 7 and 8 from line 6a ......     		28,784
    10 Analysis of line 9:
    a Excess from 2017....  
    b Excess from 2018.... 1,456
    c Excess from 2019.... 20,866
    d Excess from 2020.... 6,462
    e Excess from 2021....  
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 10
    Part XIII
    Private Operating Foundations (see instructions and Part VI-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2021, enter the date of the ruling ....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2021 (b) 2020 (c) 2019 (d) 2018
             
    b 85% (0.85) of line 2a .........          
    c Qualifying distributions from Part XI,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part IX, line 6 for each year listed ..     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XIV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 11
    Part XIV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    AMERICAN JEWISH COMMITTEE (AJC)
    165 EAST 65TH STREET
    NEW YORK,NY10022     		  PC UNRESTRICTED 100
    AMERICAN WILD HORSE PRESERVATION CAMPAIGN
    1025 ALAMEDA 633
    BELMONT,CA94002     		  PC UNRESTRICTED 9,165
    ANIMAL LEGAL DEFENSE FUND
    919 SOUTHWEST TAYLOR STREET
    PORTLAND,OR97205     		  PC UNRESTRICTED 50
    ANIMAL RECOVERY MISSION
    PO BOX 403344
    MIAMI BEACH,FL33140     		  PC UNRESTRICTED 4,599
    ANIMAL SURVIVAL INTERNATIONAL USA INC
    4957 CROSS POINTE DR
    OLDSMAR,FL34677     		  PC UNRESTRICTED 211
    ANIMAL WELLNESS ACTION
    611 PENNSYLVANIA AVE SE 136
    WASHINGTON,DC20003     		  PC UNRESTRICTED 103
    ANIMALS ANGELS INC
    PO BOX 1056
    WESTMINSTER,MD21158     		  PC UNRESTRICTED 400
    BICHONS AND BUDDIES
    4310 WESTLAWN AVE
    LOS ANGELES,CA90066     		  PC UNRESTRICTED 425
    CELL DOGS INC
    PO BOX 23148
    SANTA ANA,CA92711     		  PC UNRESTRICTED 155
    CENTER THEATRE GROUP
    601 WEST TEMPLE STREET
    LOS ANGELES,CA90012     		  PC UNRESTRICTED 25,500
    CHILLY PEPPER - MIRACLE MUSTANG
    34694 SIDEBOTTOM RD
    SHINGLETOWN,CA96088     		  PC UNRESTRICTED 2,600
    CUDDLY INC
    909 ELECTRIC AVE STE 208
    SEAL BEACH,CA90740     		  PC UNRESTRICTED 509
    DREAMCHASER HORSE RESCUE AND REHABILITATION
    48019 N 7TH AVENUE
    NEW RIVER,AZ85087     		  PC UNRESTRICTED 500
    FEEDING PETS OF THE HOMELESS
    400 W KING ST SUITE 200
    CARSON CITY,NV89703     		  PC UNRESTRICTED 50
    FEMINIST MAJORITY
    433 S BEVERLY DR
    BEVERLY HILLS,CA90212     		  PC UNRESTRICTED 100
    FOUR CORNERS EQUINE RESCUE
    22 COUNTY ROAD 3334
    AZTEC,NM87410     		  PC UNRESTRICTED 125
    FRIENDS OF SHEBA MEDICAL CENTER
    9465 WILSHIRE BLVD SUITE 300
    BEVERLY HILLS,CA90212     		  PC UNRESTRICTED 15,364
    FRONT RANGE EQUINE RESCUE
    PO BOX 307
    LARKSPUR,CO80118     		  PC UNRESTRICTED 200
    GENTLE GIANTS DRAFT HORSE RESCUE SOCIETY LTD
    17250 OLD FREDERICK ROAD
    MOUNT AIRY,MD21771     		  PC UNRESTRICTED 4,046
    GREATER GOOD CHARITIES
    600 UNIVERSITY ST SUITE 1000
    SEATTLE,WA98101     		  PC UNRESTRICTED 69
    HABITAT FOR HORSES INC
    PO BOX 213
    HITCHCOCK,TX77563     		  PC UNRESTRICTED 200
    HOPE FOR PAWS
    8950 W OLYMPIC BLVD 525
    LOS ANGELES,CA90211     		  PC UNRESTRICTED 60
    HUMANE SOCIETY INTERNATIONAL
    2100 L STREET NW
    WASHINGTON,DC20037     		  PC UNRESTRICTED 35
    IN DEFENSE OF ANIMALS
    3010 KERNER BLVD
    SAN RAFAEL,CA94901     		  PC UNRESTRICTED 26
    JEWISH SACRED SOCIETY
    PO BOX 597585
    CHICAGO,IL60659     		  PC UNRESTRICTED 50
    K9 LIFELINE RESCUE
    237 HARVEY ROAD
    KINGSTON,TN37763     		  PC UNRESTRICTED 100
    LADY FREETHINKER
    12405 VENICE BLVD 390
    LOS ANGELES,CA90066     		  PC UNRESTRICTED 60
    LIFESAVERS WILD HORSE RESCUE
    23809 EAST AVENUE J
    LANCASTER,CA93535     		  PC UNRESTRICTED 100
    LOS ANGELES PHILHARMONIC ASSOCIATION
    151 S GRAND AVENUE
    LOS ANGELES,CA90012     		  PC UNRESTRICTED 10,000
    MALIBU JEWISH CENTER AND SYNAGOGUE
    24855 PACIFIC COAST HWY
    MALIBU,CA90265     		  PC UNRESTRICTED 198
    NARAL
    1156 15TH STREET NW SUITE 700
    WASHINGTON,DC20005     		  PC UNRESTRICTED 135
    NETWORK FOR ANIMALS USA INC
    4957 CROSS POINTE DR
    OLDSMAR,FL34677     		  PC UNRESTRICTED 210
    NOAH'S LOST ARK
    8424 BEDELL ROAD
    BERLIN CENTER,OH44401     		  PC UNRESTRICTED 100
    PLANNED PARENTHOOD FEDERATION OF AMERICA INC
    123 WILLIAM ST NO 10 FL
    NEW YORK,NY10038     		  PC UNRESTRICTED 435
    PROJECT O
    878 CLIFF DR
    LAGUNA BEACH,CA92651     		  PC UNRESTRICTED 83
    SANTA PAULA ANIMAL RESCUE CENTER INC (SPARC)
    705 E SANTA BARBARA ST
    SANTA PAULA,CA93060     		  PC UNRESTRICTED 21,000
    SEEING EYE INC
    PO BOX 375
    MORRISTOWN,NJ07963     		  PC UNRESTRICTED 100
    SIMON WEISENTHAL CENTER
    1399 SOUTH ROXBURY DRIVE
    LOS ANGELES,CA90035     		  PC UNRESTRICTED 1,900
    SPCA INTERNATIONAL
    PO BOX 965
    WILTON,NH03086     		  PC UNRESTRICTED 124
    THE ACTORS FUND OF AMERICA
    729 SEVENTH AVE 10TH FLOOR
    NEW YORK,NY10019     		  PC UNRESTRICTED 600
    TURNING POINTE DONKEY RESCUE INC
    216 N MEECH RD
    DANSVILLE,MI48819     		  PC UNRESTRICTED 30
    UNITED STATES HOLOCAUST MEMORIAL MUSEUM
    100 RAOUL WALLENBERG PLACE SW
    WASHINGTON,DC20024     		  PC UNRESTRICTED 100
    WELT HUNGER HILFE
    FRIEDRICH EBERT STR 1
    BONN   53173
    GM     		  PC UNRESTRICTED 100
    WHITE COAT WASTE PROJECT INC
    PO BOX 26029
    WASHINGTON,DC20001     		  PC UNRESTRICTED 163
    WORLD JEWISH CONGRESS FOUNDATION
    6505 WILSHIRE BLVD
    LOS ANGELES,CA90048     		  PC UNRESTRICTED 3,000
    WOUNDED PAW PROJECT
    9707 WATERFRONT DR
    MANASSAS,VA20111     		  PC UNRESTRICTED 85
    Total .................................bullet 3a 103,265
    bApproved for future payment
    Total .................................bullet 3b 0
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 12
    Part XV-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments ....          
    3 Interest on savings and temporary cash
    investments ...........     		    14 8  
    4 Dividends and interest from securities ....          
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income .....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 51,359  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e) .. 0 159,024 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    159,024
    (See worksheet in line 13 instructions to verify calculations.)
    Part XV-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XV-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 13
    Part XVI
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2021)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2021 AccountingFeesSchedule
    Name:
    THE J R STEIN FAMILY FOUNDATION
     
    (F/K/A THE STEIN FAMILY FUND)
    EIN:
    36-3261176
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ACCOUNTING SERVICES AND PREPARATION OF FORM 990PF 3,900 0   3,900

    TY 2021 InvestmentsCorpBondsSchedule
    Name:
    THE J R STEIN FAMILY FOUNDATION
     
    (F/K/A THE STEIN FAMILY FUND)
    EIN:
    36-3261176
    Name of Bond End of Year Book Value End of Year Fair Market Value
    CORPORATE BONDS (PUBLICLY TRADED) 97,029 99,116

    TY 2021 InvestmentsCorpStockSchedule
    Name:
    THE J R STEIN FAMILY FOUNDATION
     
    (F/K/A THE STEIN FAMILY FUND)
    EIN:
    36-3261176
    Name of Stock End of Year Book Value End of Year Fair Market Value
    CORPORATE STOCKS (PUBLICLY TRADED) 435,527 754,324

    TY 2021 InvestmentsOtherSchedule2
    Name:
    THE J R STEIN FAMILY FOUNDATION
     
    (F/K/A THE STEIN FAMILY FUND)
    EIN:
    36-3261176
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    1330 N DEARBORN BUILDING PRTSP AT COST 147,922 870,000
    ACAP STRATEGIC INTERVAL COMMON FUND AT COST 70,532 125,235
    INVESCO OPP STLPTH MLP SEL 40 FUND AT COST 37,513 28,078
    PERFORMANCE TRUST STRAT BOND FUND AT COST 25,000 24,764
    PIMCO INCOME FUND AT COST 69,232 68,077
    INVESCO OPP SR FLOATING RATE FUND AT COST 130,848 118,052
    LORD ABBETT SHT DURATION INC FUND AT COST 92,189 90,289
    EXCHANGE-TRADED & CLOSED-END FUNDS AT COST 412,707 419,417

    TY 2021 LegalFeesSchedule
    Name:
    THE J R STEIN FAMILY FOUNDATION
     
    (F/K/A THE STEIN FAMILY FUND)
    EIN:
    36-3261176
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    LEGAL FEES 4,416 0   4,416


    TY 2021 OtherExpensesSchedule
    Name:
    THE J R STEIN FAMILY FOUNDATION
     
    (F/K/A THE STEIN FAMILY FUND)
    EIN:
    36-3261176
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    CUSTODIAL AND AGENCY FEES - SECURITIES 172 172   0
    BANK CHARGES 64 0   64
    OFFICE AND COMPUTER EXPENSES 4,395 0   4,395


    TY 2021 OtherIncomeSchedule2
    Name:
    THE J R STEIN FAMILY FOUNDATION
     
    (F/K/A THE STEIN FAMILY FUND)
    EIN:
    36-3261176
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    PASS-THRU RENTAL REAL ESTATE INCOME 66,413 66,413 66,413


    TY 2021 OtherProfessionalFeesSchedule
    Name:
    THE J R STEIN FAMILY FOUNDATION
     
    (F/K/A THE STEIN FAMILY FUND)
    EIN:
    36-3261176
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMENT ADVISORY FEES 22,703 22,703   0


    TY 2021 TaxesSchedule
    Name:
    THE J R STEIN FAMILY FOUNDATION
     
    (F/K/A THE STEIN FAMILY FUND)
    EIN:
    36-3261176
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FEDERAL EXCISE TAX ESTIMATED PAYMENTS 2,500 0   0
    FOREIGN TAXES PAID ON DIVIDEND INCOME 759 759   0