TY 2021 Form 990PF

- TIN:

Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation

or Section 4947(a)(1) Trust Treated as Private Foundation

Do not enter social security numbers on this form as it may be made public.
bullet

Go to www.irs.gov/Form990PF for instructions and the latest information.

OMB No. 1545-0047

2021

Open to Public Inspection

For calendar year 2021, or tax year beginning 07-01-2021 , and ending 06-30-2022

Name of foundation
MW SMITH JR FOUNDATION

Number and street (or P.O. box number if mail is not delivered to street address)PO DRAWER 1628
Room/suite

City or town, state or province, country, and ZIP or foreign postal code
MOBILE, AL366331628

A Employer identification number

63-6018078

B Telephone number (see instructions)

(251) 342-0402

C If exemption application is pending, check here bullet

G Check all that apply: Initial returnInitial return of a former public charity
Final returnAmended return
Address change Name change

D 1. Foreign organizations, check here............. bullet

2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet

E If private foundation status was terminated
under section 507(b)(1)(A), check here ....... bullet

H Check type of organization: Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust Other taxable private foundation

F If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here ....... bullet

I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16) bullet

$3,245,327J Accounting method: Cash Accrual
Other (specify)MODIFIED CASH BASI
(Part I, column (d) must be on cash basis.)

	Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)	(a) Revenue and expenses per books		(b) Net investment income	(d) Disbursements for charitable purposes (cash basis only)


1	Contributions, gifts, grants, etc., received (attach schedule)
2	Check .............
3	Interest on savings and temporary cash investments
4	Dividends and interest from securities...	52,971		52,971
5a	Gross rents............
b	Net rental income or (loss)
6a	Net gain or (loss) from sale of assets not on line 10		265,927
b	Gross sales price for all assets on line 6a 699,217
7	Capital gain net income (from Part IV, line 2)...			265,927
8	Net short-term capital gain.........
9	Income modifications...........
10a	Gross sales less returns and allowances
b	Less: Cost of goods sold....
c	Gross profit or (loss) (attach schedule).....
11	Other income (attach schedule).......		272	272
12	Total. Add lines 1 through 11........	319,170		319,170
13	Compensation of officers, directors, trustees, etc.	10,592		3,788	6,804
14	Other employee salaries and wages......
15	Pension plans, employee benefits.......
16a	Legal fees (attach schedule).........
b	Accounting fees (attach schedule).......		12,150	6,075	6,075
c	Other professional fees (attach schedule)....		29,084	29,084	0
17	Interest...............
18	Taxes (attach schedule) (see instructions)...		5,022	1,483	0
19	Depreciation (attach schedule) and depletion...
20	Occupancy..............
21	Travel, conferences, and meetings.......
22	Printing and publications..........
23	Other expenses (attach schedule).......		1,146	1,146	0
24	Total operating and administrative expenses.
	Add lines 13 through 23..........	57,994		41,576	12,879
25	Contributions, gifts, grants paid.......	47,000			47,000
26	Total expenses and disbursements. Add lines 24 and 25	104,994		41,576	59,879
27	Subtract line 26 from line 12:
a	Excess of revenue over expenses and disbursements	214,176
b	Net investment income (if negative, enter -0-)			277,594
c	Adjusted net income (if negative, enter -0-)...

For Paperwork Reduction Act Notice, see instructions.

Cat. No. 11289X Form 990-PF (2021)

Form 990-PF (2021)

Page 2

Part II		Balance Sheets	Beginning of year	End of year
Part II		Balance Sheets	(a) Book Value	(b) Book Value	(c) Fair Market Value
	1	Cash—non-interest-bearing.............	62,585	74,246	74,246
	2	Savings and temporary cash investments.........
	3	Accounts receivable
		Less: allowance for doubtful accounts
	4	Pledges receivable
		Less: allowance for doubtful accounts
	5	Grants receivable.................
	6	Receivables due from officers, directors, trustees, and other
		disqualified persons (attach schedule) (see instructions).....
	7	Other notes and loans receivable (attach schedule)
		Less: allowance for doubtful accounts
	8	Inventories for sale or use..............
	9	Prepaid expenses and deferred charges..........
	10a	Investments—U.S. and state government obligations (attach schedule)	219,679	288,740	265,059
	b	Investments—corporate stock (attach schedule).......	1,701,121	1,887,744	2,500,294
	c	Investments—corporate bonds (attach schedule).......	498,561	445,392	405,728
	11	Investments—land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	12	Investments—mortgage loans.............
	13	Investments—other (attach schedule)..........
	14	Land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	15	Other assets (describe )
	16	Total assets (to be completed by all filers—see the
		instructions. Also, see page 1, item I)	2,481,946	2,696,122	3,245,327
	17	Accounts payable and accrued expenses..........
	18	Grants payable.................
	19	Deferred revenue.................
	20	Loans from officers, directors, trustees, and other disqualified persons
	21	Mortgages and other notes payable (attach schedule)......
	22	Other liabilities (describe )
	23	Total liabilities (add lines 17 through 22).........	0	0
		Foundations that follow FASB ASC 958, check here
		and complete lines 24, 25, 29 and 30.
	24	Net assets without donor restrictions...........
	25	Net assets with donor restrictions............
		Foundations that do not follow FASB ASC 958, check here
		and complete lines 26 through 30.
	26	Capital stock, trust principal, or current funds........	0	0
	27	Paid-in or capital surplus, or land, bldg., and equipment fund	0	0
	28	Retained earnings, accumulated income, endowment, or other funds	2,481,946	2,696,122
	29	Total net assets or fund balances (see instructions).....	2,481,946	2,696,122
	30	Total liabilities and net assets/fund balances (see instructions).	2,481,946	2,696,122

Part III

Analysis of Changes in Net Assets or Fund Balances

Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............

2,481,946

Enter amount from Part I, line 27a .....................

214,176

Other increases not included in line 2 (itemize) bullet

Add lines 1, 2, and 3 ..........................

2,696,122

Decreases not included in line 2 (itemize) bullet

Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .

2,696,122

Form 990-PF (2021)

Page 3

Part IV

Capital Gains and Losses for Tax on Investment Income

(a) List and describe the kind(s) of property sold (e.g., real estate, 2-story brick warehouse; or common stock, 200 shs. MLC Co.)		(b) How acquired P—Purchase D—Donation
1 a	PUBLICLY TRADED SECURITIES	P
b	CAPITAL GAINS DIVIDENDS	P
c
d
e

(e) Gross sales price		(g) Cost or other basis plus expense of sale	(h) Gain or (loss) (e) plus (f) minus (g)
a	689,916	433,290	256,626
b	9,301		9,301
c
d
e

Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69			(l) Gains (Col. (h) gain minus col. (k), but not less than -0-) or Losses (from col.(h))
(i) F.M.V. as of 12/31/69	(j) Adjusted basis as of 12/31/69	(k) Excess of col. (i) over col. (j), if any
a			256,626
b			9,301
c
d
e

2	Capital gain net income or (net capital loss)	If gain, also enter in Part I, line 7 If (loss), enter -0- in Part I, line 7	2	265,927
3	Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
	If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0- in Part I, line 8 ...................		3

Form 990-PF (2021)

Page 4

Part V

Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)

1a	Exempt operating foundations described in section 4940(d)(2), check here and enter “N/A" on line 1.
	Date of ruling or determination letter: (attach copy of letter if necessary–see instructions)
b	All other domestic foundations enter 1.39% (0.0139) of line 27b. Exempt foreign organizations enter 4% (0.04) of Part I, line 12, col. (b)
2	Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	2	0
3	Add lines 1 and 2...........................	3	3,859
4	Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	4	0
5	Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- .....	5	3,859
6	Credits/Payments:

a	2021 estimated tax payments and 2020 overpayment credited to 2021	6a	2,640
b	Exempt foreign organizations—tax withheld at source......	6b	0
c	Tax paid with application for extension of time to file (Form 8868)...	6c	0
d	Backup withholding erroneously withheld ...........	6d	0

7	Total credits and payments. Add lines 6a through 6d..............		7	2,640
8	Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached.		8	0
9	Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......		9	1,219
10	Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...		10
11	Enter the amount of line 10 to be: Credited to 2022 estimated tax	Refunded	11

Part VI-A

Statements Regarding Activities

During the tax year, did the foundation attempt to influence any national, state, or local legislation or did

Yes

it participate or intervene in any political campaign? ....................

Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions

for the definition.................................

If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials

published or distributed by the foundation in connection with the activities.

Did the foundation file Form 1120-POL for this year?.....................

Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:

(1) On the foundation. bullet

$ 0(2) On foundation managers. bullet

$ 0

Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed

on foundation managers. bullet

$ 0

Has the foundation engaged in any activities that have not previously been reported to the IRS?.......

If "Yes," attach a detailed description of the activities.

Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles

of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....

Did the foundation have unrelated business gross income of $1,000 or more during the year?.........

If "Yes," has it filed a tax return on Form 990-T for this year?...................

Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........

If "Yes," attach the statement required by General Instruction T.

Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:

By language in the governing instrument, or

By state legislation that effectively amends the governing instrument so that no mandatory directions

that conflict with the state law remain in the governing instrument?................

Yes

Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),

and Part XIV..................................

Yes

Enter the states to which the foundation reports or with which it is registered (see instructions)

If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney

General (or designate) of each state as required by General Instruction G? If "No," attach explanation .

Yes

Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)

or 4942(j)(5) for calendar year 2021 or the taxable year beginning in 2021? See the instructions for Part XIII.

If "Yes," complete Part XIII .............................

Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names

and addresses. ...............................

Form 990-PF (2021)

Page 5

Part VI-A

Statements Regarding Activities (continued)

At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the

meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............

Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had

advisory privileges? If "Yes," attach statement. See instructions.................

Did the foundation comply with the public inspection requirements for its annual returns and exemption application?

Yes

Website address bullet

N/A

The books are in care of bullet

REGIONS BANK TRUST DEPARTMENT Telephone no. bullet

(251) 690-1179

Located at bullet

11 NORTH WATER STREET - 28TH FLOORMOBILEAL ZIP+4 bullet

36602

Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here ......... bullet

and enter the amount of tax-exempt interest received or accrued during the year ........ bullet

16 At any time during calendar year 2021, did the foundation have an interest in or a signature or other authority over YesNo

a bank, securities, or other financial account in a foreign country? .................

16 No

See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country bullet

Part VI-B

Statements Regarding Activities for Which Form 4720 May Be Required

File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.

Yes

During the year did the foundation (either directly or indirectly):

(1) Engage in the sale or exchange, or leasing of property with a disqualified person? ...........

1a(1)

(2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)

a disqualified person? ..............................

1a(2)

(3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? ...........

1a(3)

(4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? ............

1a(4)

Yes

(5) Transfer any income or assets to a disqualified person (or make any of either available

for the benefit or use of a disqualified person)? ......................

1a(5)

(6) Agree to pay money or property to a government official? (Exception. Check "No"

if the foundation agreed to make a grant to or to employ the official for a period

after termination of government service, if terminating within 90 days.) ...............

1a(6)

If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations

section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ..........

Organizations relying on a current notice regarding disaster assistance check here........ bullet

Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,

that were not corrected before the first day of the tax year beginning in 2021? .............

Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private

operating foundation defined in section 4942(j)(3) or 4942(j)(5)):

At the end of tax year 2021, did the foundation have any undistributed income (lines 6d

and 6e, Part XII) for tax year(s) beginning before 2021?....................

If "Yes," list the years bullet

20, 20, 20, 20

Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)

(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)

to all years listed, answer "No" and attach statement—see instructions.) ..............

If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.

20, 20, 20, 20

Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at

any time during the year? ..............................

If "Yes," did it have excess business holdings in 2021 as a result of (1) any purchase by the foundation

or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved

by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)

the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine

if the foundation had excess business holdings in 2021.) .....................

Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?

Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its

charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2021? ..

Form 990-PF (2021)

Page 6

Part VI-B

Statements Regarding Activities for Which Form 4720 May Be Required (continued)

During the year did the foundation pay or incur any amount to:

Yes

(1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? ..........

5a(1)

(2) Influence the outcome of any specific public election (see section 4955); or to carry

on, directly or indirectly, any voter registration drive? ....................

5a(2)

(3) Provide a grant to an individual for travel, study, or other similar purposes? .............

5a(3)

(4) Provide a grant to an organization other than a charitable, etc., organization described

in section 4945(d)(4)(A)? See instructions ........................

5a(4)

(5) Provide for any purpose other than religious, charitable, scientific, literary, or

educational purposes, or for the prevention of cruelty to children or animals? .............

5a(5)

If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in

Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ........

Organizations relying on a current notice regarding disaster assistance check here ......... bullet

If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the

tax because it maintained expenditure responsibility for the grant? .................

If "Yes," attach the statement required by Regulations section 53.4945–5(d).

Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on

a personal benefit contract? .............................

Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....

If "Yes" to 6b, file Form 8870.

At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?

If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? .....

Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or

excess parachute payment during the year? .........................

Part VII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors

1 List all officers, directors, trustees, foundation managers and their compensation. See instructions

(a) Name and address	(b) Title, and average hours per week devoted to position	(c) Compensation (If not paid, enter -0-)
REGIONS BANK	TRUSTEE 1.00	3,788
POST OFFICE BOX 1628 MOBILE,AL36633	TRUSTEE 1.00	3,788
MARY MARTIN RISER	CHAIRPERSON 2.00	1,584
1809 YUILLE LANE DAPHNE,AL36526	CHAIRPERSON 2.00	1,584
JOHN H MARTIN III	COMMITTEE MEMBER 1.00	1,055
553 FAIRHOPE AVE FAIRHOPE,AL36532	COMMITTEE MEMBER 1.00	1,055
MALCOLM PEARSON	COMMITTEE MEMBER 1.00	1,055
149 BOBBITT ROAD MEDINA,TN38355	COMMITTEE MEMBER 1.00	1,055
LOUIS M FINLAY JR	COMMITTEE MEMBER 1.00	1,055
PO BOX 131 JACKSON,AL36545	COMMITTEE MEMBER 1.00	1,055
SANDY SMITH	COMMITTEE MEMBER/SECRETARY 4.00	2,055
103 BROUGHTON ST MONROEVILLE,AL36460	COMMITTEE MEMBER/SECRETARY 4.00	2,055
MARSHALL RISER	COMMITTEE MEMBER 1.00	0
6307 MT PHILO ROAD CHARLOTTE,VT05445	COMMITTEE MEMBER 1.00	0

2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."


(a) Name and address of each employee paid more than $50,000	(b) Title, and average hours per week devoted to position	(c) Compensation	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
NONE









Total number of other employees paid over $50,000...................				0

Form 990-PF (2021)

Page 7

Part VII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors (continued)

3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a) Name and address of each person paid more than $50,000	(b) Type of service	(c) Compensation
NONE

Total number of others receiving over $50,000 for professional services............. bullet

Part VIII-A

Summary of Direct Charitable Activities

List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.	Expenses
1


2


3


4

Part VIII-B

Summary of Program-Related Investments (see instructions)

Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.	Amount
1


2


All other program-related investments. See instructions.
3

Total. Add lines 1 through 3......................... bullet

Form 990-PF (2021)

Page 8

Part IX

Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)

Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,

purposes:

Average monthly fair market value of securities...................

3,811,698

Average of monthly cash balances.......................

74,614

Fair market value of all other assets (see instructions)................

Total (add lines 1a, b, and c).........................

3,886,312

Reduction claimed for blockage or other factors reported on lines 1a and

1c (attach detailed explanation) .............

Acquisition indebtedness applicable to line 1 assets..................

Subtract line 2 from line 1d.........................

3,886,312

Cash deemed held for charitable activities. Enter 1.5% (0.015) of line 3 (for greater amount, see

instructions) .............................

58,295

Net value of noncharitable-use assets. Subtract line 4 from line 3. .......

3,828,017

Minimum investment return. Enter 5% (0.05) of line 5................

191,401

Part X

Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow

and do not complete this part.)

Minimum investment return from Part IX, line 6..................

191,401

Tax on investment income for 2021 from Part V, line 5.......

3,859

Income tax for 2021. (This does not include the tax from Part V.) ...

Add lines 2a and 2b............................

3,859

Distributable amount before adjustments. Subtract line 2c from line 1............

187,542

Recoveries of amounts treated as qualifying distributions................

Add lines 3 and 4............................

187,542

Deduction from distributable amount (see instructions).................

Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XII, line 1 ...

187,542

Part XI

Qualifying Distributions (see instructions)

Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:

Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........

Program-related investments—total from Part VIII-B..................

Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,

purposes...............................

Amounts set aside for specific charitable projects that satisfy the:

Suitability test (prior IRS approval required)....................

Cash distribution test (attach the required schedule) .................

Qualifying distributions. Add lines 1a through 3b. Enter here and on Part XII, line 4.

Form 990-PF (2021)

Page 9

Part XII

Undistributed Income (see instructions)

	(a) Corpus	(b) Years prior to 2020	(c) 2020	(d) 2021
1 Distributable amount for 2021 from Part X, line 7				187,542
2 Undistributed income, if any, as of the end of 2021:
a Enter amount for 2020 only.......			3,019
b Total for prior years:20, 20, 20		0
3 Excess distributions carryover, if any, to 2021:
a From 2016......
b From 2017......
c From 2018......
d From 2019......
e From 2020......
f Total of lines 3a through e ........	0
4Qualifying distributions for 2021 from Part
XI, line 4: $ 59,879
a Applied to 2020, but not more than line 2a			3,019
b Applied to undistributed income of prior years (Election required—see instructions).....		0
c Treated as distributions out of corpus (Election required—see instructions)........	0
d Applied to 2021 distributable amount.....				56,860
e Remaining amount distributed out of corpus	0
5 Excess distributions carryover applied to 2021.	0			0
(If an amount appears in column (d), the same amount must be shown in column (a).)
6Enter the net total of each column as indicated below:
a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5	0
b Prior years’ undistributed income. Subtract line 4b from line 2b ..........		0
c Enter the amount of prior years’ undistributed income for which a notice of deficiency has been issued, or on which the section 4942(a) tax has been previously assessed......		0
d Subtract line 6c from line 6b. Taxable amount —see instructions ...........		0
e Undistributed income for 2019. Subtract line 4a from line 2a. Taxable amount—see instructions .............			0
f Undistributed income for 2021. Subtract lines 4d and 5 from line 1. This amount must be distributed in 2022 ..........				130,682
7 Amounts treated as distributions out of corpus to satisfy requirements imposed by section 170(b)(1)(F) or 4942(g)(3) (Election may be required - see instructions) .......	0
8 Excess distributions carryover from 2016 not applied on line 5 or line 7 (see instructions) ...	0
9 Excess distributions carryover to 2022. Subtract lines 7 and 8 from line 6a ......	0
10 Analysis of line 9:
a Excess from 2017....
b Excess from 2018....
c Excess from 2019....
d Excess from 2020....
e Excess from 2021....

Form 990-PF (2021)

Page 10

Part XIII

Private Operating Foundations (see instructions and Part VI-A, question 9)

1a If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2021, enter the date of the ruling ....... bullet

b Check box to indicate whether the organization is a private operating foundation described in section 4942(j)(3) or4942(j)(5)

2a Enter the lesser of the adjusted net income from Part I or the minimum investment return from Part X for each year listed ..........	Tax year	Prior 3 years			(e) Total
	(a) 2021	(b) 2020	(c) 2019	(d) 2018	(e) Total

b 85% (0.85) of line 2a .........
c Qualifying distributions from Part XI, line 4 for each year listed .....
d Amounts included in line 2c not used directly for active conduct of exempt activities ..........
e Qualifying distributions made directly for active conduct of exempt activities. Subtract line 2d from line 2c ....
3 Complete 3a, b, or c for the alternative test relied upon:
a “Assets" alternative test—enter:
(1) Value of all assets ......
(2) Value of assets qualifying under section 4942(j)(3)(B)(i)
b “Endowment" alternative test— enter 2/3 of minimum investment return shown in Part IX, line 6 for each year listed ..
c “Support" alternative test—enter:
(1) Total support other than gross investment income (interest, dividends, rents, payments on securities loans (section 512(a)(5)), or royalties) ....
(2) Support from general public and 5 or more exempt organizations as provided in section 4942(j)(3)(B)(iii)....
(3) Largest amount of support from an exempt organization
(4) Gross investment income

Part XIV

Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)

1Information Regarding Foundation Managers:

aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)

bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.

2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:

Check here bullet

if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions

aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:

MARY MARTIN RISER
1809 YUILLE LANE
DAPHNE,AL36526
(251) 510-1311

bThe form in which applications should be submitted and information and materials they should include:

NO PRESCRIBED FORM; LETTER TO OUTLINE REQUEST

cAny submission deadlines:

NONE

dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:

NONE

Form 990-PF (2021)

Page 11

Part XIV

Supplementary Information (continued)

3 Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient	If recipient is an individual, show any relationship to any foundation manager or substantial contributor	Foundation status of recipient	Purpose of grant or contribution	Amount
Name and address (home or business)		Foundation status of recipient	Purpose of grant or contribution	Amount
aPaid during the year
ALL 4 PAWS-CLARKE COUNTY ANIMAL SHELTER 169 E GROVE HILL AVE GROVE HILL,AL36451		PC	COMMUNITY WELFARE	5,000
CONTACT ARCHEOLOGY INC PO BOX 30576 PENSACOLA,FL32503		PC	COMMUNITY WELFARE	10,000
FAIRHOPE FILM FESTIVAL 10 N SECTION ST SUITE 108 FAIRHOPE,AL36532		PC	COMMUNITY PROMOTION OF ARTS	11,000
WATERFRONT RESCUE MISSION OF MOBILE 279A N WASHINGTON AVE MOBILE,AL36633		PC	COMMUNITY WELFARE	5,000
DISTINGUISHED YOUNG WOMEN OF MONROE COUNTY 751 GOVERNMENT ST MOBILE,AL36602		PC	EDUCATION AND SCHOLARSHIPS	3,000
MULHERIN HOME 2496 HALLS MILL RD MOBILE,AL36606		PC	COMMUNITY WELFARE	2,000
KINGS KIDS FOUNDATION INC 9 DAUPHIN ST STE 101 MOBILE,AL36602		PC	COMMUNITY WELFARE	10,000
MONROE COUNTY PUBLIC LIBRARY 121 PINEVILLE RD MONROEVILLE,AL36460		PC	COMMUNITY EDUCATION	1,000
Total ................................. 3a				47,000

bApproved for future payment

Total ................................. 3b				0

Form 990-PF (2021)

Page 12

Part XV-A

Analysis of Income-Producing Activities

Enter gross amounts unless otherwise indicated.	Unrelated business income		Excluded by section 512, 513, or 514		(e) Related or exempt function income (See instructions.)
1Program service revenue:	(a) Business code	(b) Amount	(c) Exclusion code	(d) Amount	(e) Related or exempt function income (See instructions.)
a
b
c
d
e
f
gFees and contracts from government agencies
2 Membership dues and assessments ....
3 Interest on savings and temporary cash investments ...........
4 Dividends and interest from securities ....
5 Net rental income or (loss) from real estate:
aDebt-financed property......
bNot debt-financed property.....
6 Net rental income or (loss) from personal property
7 Other investment income .....
8 Gain or (loss) from sales of assets other than inventory ............			18	265,927
9 Net income or (loss) from special events:
10 Gross profit or (loss) from sales of inventory
11 Other revenue: a
b
c
d
e
12 Subtotal. Add columns (b), (d), and (e) ..		0		319,170	0

13Total. Add line 12, columns (b), (d), and (e)..................

319,170

(See worksheet in line 13 instructions to verify calculations.)

Part XV-B

Relationship of Activities to the Accomplishment of Exempt Purposes

Line No.	Explain below how each activity for which income is reported in column (e) of Part XV-A contributed importantly to the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See instructions.)

Form 990-PF (2021)

Page 13

Part XVI

Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations

Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?

Yes

Transfers from the reporting foundation to a noncharitable exempt organization of:

(1) Cash...................................

1a(1)

(2) Other assets.................................

1a(2)

Other transactions:

(1) Sales of assets to a noncharitable exempt organization....................

1b(1)

(2) Purchases of assets from a noncharitable exempt organization..................

1b(2)

(3) Rental of facilities, equipment, or other assets.......................

1b(3)

(4) Reimbursement arrangements...........................

1b(4)

(5) Loans or loan guarantees.............................

1b(5)

(6) Performance of services or membership or fundraising solicitations................

1b(6)

Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............

If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

(a) Line No.	(b) Amount involved	(c) Name of noncharitable exempt organization	(d) Description of transfers, transactions, and sharing arrangements

Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........Yes No

If "Yes," complete the following schedule.

(a) Name of organization	(b) Type of organization	(c) Description of relationship

Sign Here

Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
				May the IRS discuss this return with the preparer shown below? See instructions. Yes No
	Signature of officer or trustee	Date	Title

Paid Preparer Use Only	Print/Type preparer's name	Preparer's Signature	Date	Check if self- employed	PTIN
	Firm's name				Firm's EIN
	Firm's address				Phone no.

Form 990-PF (2021)

Additional Data

Software ID:
Software Version:

Form 990PF - Special Condition Description:

Special Condition Description

- TIN:

TY 2021 AccountingFeesSchedule

Name:

MW SMITH JR FOUNDATION

EIN:

63-6018078

Category	Amount	Net Investment Income	Adjusted Net Income	Disbursements for Charitable Purposes
ACCOUNTING FEES	12,150	6,075		6,075

- TIN:

TY 2021 InvestmentsCorpBondsSchedule

Name:

MW SMITH JR FOUNDATION

EIN:

63-6018078

Name of Bond	End of Year Book Value	End of Year Fair Market Value
031162CH1 AMGEN INC	5,829	5,928
258620509 DOUBLELINE EMERGING MARKETS FIXED INCOME BOND FUND	16,045	13,451
375558BF9 GILEAD SCIENCES INC CALLABLE DTD 09/14/2015 3.65%	4,965	4,910
38141GWM2 GOLDMAN SACHS GROUP 2.905%	5,991	4,944
459200JG7 INTERNATIONAL BUSINESS MACHINES	4,968	4,931
46625HRY8 JPMORGAN CHASE & CO VARIABLE 3.782%	11,244	10,563
501044DE8 KROGER CO	5,681	5,620
61761JVL0 MORGAN STANLEY	6,057	5,993
68389XBR5 ORACLE CORP 2.625%	5,931	5,976
AIR LEASE CORP 3.75% 6/1/26	5,835	5,647
ANHEUSER-BUSCH INBEV WORLDWIDE INC 4.9% 1/23/31	5,010	5,139
AT&T INC 4.5% 5/15/35	4,890	4,756
BANK OF AMERICA CORP 6.11% 1/29/2037	3,600	4,318
BANK OF AMERICA CORP VARIABLE 3.559% 4/23/27	5,000	4,786
BANK OF NOVA SCOTIA 2.2% 2/3/2025	5,986	5,741
BERKSHIRE HATHAWAY FINANCE CORP 4.25% 1/15/49	6,013	4,635
BLACKROCK INC 1.9% 1/28/2031	5,988	4,990
BP CAPITAL MARKETS AMERCIA INC 3.796% 9/21/25	5,001	5,021
CAPITAL ONE FINANCIAL CORP 3.65% 5/11/2027	6,062	5,716
COMCAST CORP 3.75% 4/1/2040	5,647	4,382
DUPONT DE NEMOURS INC 4.205% 11/15/23	5,000	5,033
EQUINOR ASA 3.7% 3/1/24	5,024	5,025
HP INC 3.4% 6/17/2030	4,990	4,372
HSBC HOLDINGS PLC VARIABLE 3.973% 5/22/2030	6,080	5,523
INTERNATIONAL BUSINESS MACHINES CORP 3.5% 5/15/29	5,089	4,764
LLOYDS BANKING GROUP 4.375% 3/22/2028	5,081	4,867
LORD ABBETT SHORT DURATION INCOME FUND	64,113	59,696
LOWE'S COS INC 3.65% 4/5/2029	5,272	4,724
MOLSON COORS BREWING CO DTD 5/3/12 5% 5/1/2042	4,993	4,643
PGIM HIGH YIELD FUND	77,204	66,765
PROCTER & GAMBLE CO 3% 3/25/2030	5,065	4,729
SHELL INTERNATIONAL FINANCE 2.375% 11/7/2029	5,916	5,309
SOUTHERN CO 3.70% 4/30/2030	4,998	4,650
SYSCO CORP 3.3% 2/15/2050	5,411	4,504
VANGUARD EMERGING MARKETS BOND FUND	23,553	20,001
BANK OF NEW YORK MELLON CORP/THE .75% 1/28/2026	5,962	5,408
808513BF1 CHARLES SCHWAB CORP/THE .9% 3/11/2026	5,996	5,389
CITIGROUP INC VARIABLE .776% 10/30/2024	8,000	7,626
CITRIX SYSTEMS INC 1.25% 3/1/2026	6,005	5,805
31620MBS4 FIDELITY INFORMATION SERVICES 1.65% 3/1/2028	5,915	5,130
440452AG5 HORMEL FOODS CORP .65% 6/3/2024	5,998	5,730
89236TJK2 TOYOTA MOTOR CREDIT CORP 1.125% 6/18/2026	5,999	5,426
89236THW8 TOYOTA MOTOR CREDIT CORP .8% 1/9/2027	5,995	5,425
89788MAD4 TRUIST FINANCIAL CORP 1.267% 3/2/2027	6,004	5,374
92343VFS8 VERIZON COMMUNICATIONS INC .85% 11/20/2025	5,999	5,440
BANK OF NOVA SCOTIA 1.05% 3/2/2026	5,988	5,373
606822BV5 MISTUBISHI UFJ FINANCIAL GROUP INC .848% 9/15/2024	6,006	5,776
78016EZM2 ROYAL BANK OF CANADA .875% 1/20/2026	11,996	10,755
458140BU3 INTEL CORP 2% 12 AUG 2031	5,997	5,019

- TIN:

TY 2021 InvestmentsCorpStockSchedule

Name:

MW SMITH JR FOUNDATION

EIN:

63-6018078

Name of Stock	End of Year Book Value	End of Year Fair Market Value
AUTOZONE INC	10,479	193,421
ALPHABET INC CA-CL A	2,088	4,358
AMAZON.COM INC	1,127	2,124
AMDOCS LTD ORD	36,619	83,727
APPLE INC	999	6,973
ARTISAN DEVELOPING WORLD FUND	7,478	6,534
ARTISAN MID CAP FD-INV	14,341	10,875
BARON EMERGING MARKETS INST	15,790	15,777
BLACKROCK INC	715	1,218
BROOKFIELD ASSET MGMT	27,163	104,727
CGI INC	47,693	101,567
CHEVRON CORP	1,318	1,882
CHUBB LIMITED	1,289	2,162
EATON CORP PLC	650	1,512
ELI LILLY & CO	777	3,242
EXXON MOBIL CORP	2,288	2,912
FEDEX CORP	48,671	115,622
FISERV INC	1,638	1,157
FMC CORP	66,929	97,379
HANESBRANDS INC	132,108	73,162
HARDING LOEVNER INTERNATIONAL EQUITY PORTFOLIO	21,822	21,758
HOME DEPOT INC	929	1,920
HONEYWELL INTERNATIONAL INC	716	1,738
HOWARD HUGHES CORP	59,857	55,461
INTUIT INC	264	1,156
JOHCM INTERNATIONAL SELECT FUND	24,415	20,698
JP MORGAN CHASE & CO	343	1,576
LIBERTY MEDIA CORP - LIBERTY SIRIUSXM	105,231	99,065
LKQ CORP	86,019	127,879
MASTERCARD INC	2,403	2,208
MCDONALDS CORP	589	1,234
MERCK & CO NEW	1,836	2,644
MICROSOFT CORP	3,730	7,191
MONDELEZ INTERNATIONAL INC	1,467	1,676
MSC INDUSTRIAL DIRECT CO INC	50,302	80,743
NEXTERA ENERGY	273	1,549
NVIDIA CORP	635	2,274
OPEN TEXT CORP	47,005	131,116
PROCTER & GAMBLE CO	1,111	1,725
QUALCOMM INC	1,087	1,916
SALESFORCE.COM INC	1,261	1,320
SS&C TECHNOLOGIES HOLDINGS INC	68,157	67,652
STANLEY BLACK & DECKER INC.	51,145	66,586
THERMO FISHER SCIENTIFIC, INC.	392	2,173
THERMO FISHER SCIENTIFIC, INC.	9,460	114,089
TRUIST FINANCIAL CORP	664	996
UNITEDHEALTH GROUP INC	2,107	3,595
UNITED PARCEL SERVICE	1,320	2,008
VERIZON COMMUNICATIONS	713	1,320
VERTIV HOLDINGS LLC	129,032	91,941
VIASAT INC	127,818	71,062
VICTORY RS SMALL CAP GROW	13,680	10,986
WILLIS TOWERS WATSON	16,525	46,387
ZEBRA TECHNOLOGIES CORP CL A	13,713	108,762
ZOETIS INC	1,074	2,063
COSTCO WHOLESALE CORP	1,029	1,438
DOMINION RESOURCES INC/VA	2,094	2,075
GOLDMAN SACHS GROUP INC/THE	1,231	1,188
PIONEER NATRUAL RESOURCES CO	1,640	2,231
PPG INDUSTRIES INC	1,092	1,029
SBA COMMUNICATIONS CORP	1,523	1,600
STRYKER CORP	2,052	1,591
TJX COS INC/THE	1,993	1,620
WALMART INC	1,245	1,824
BEST BUY CO INC	1,487	847
FIFTH THIRD BANCORP	1,281	1,310
HILTON WORLDWIDE HOLDINGS INC	1,125	1,114
PACKAGING CORP OF AMERICA	1,540	1,512
FISERV INC	45,807	104,985
EURONET WORLDWIDE INC	98,022	70,413
HOLOGIC INC	80,247	77,963
AT&T INC - 84 SHS	1,666	1,761
HERSHEY CO/THE - 8.00 SHS	1,800	1,721
NORTHROP GRUMMAN CORP - 6 SHS	2,183	2,871
PULTEGROUP INC	1,233	911
T-MOBILE US INC - 16 SHS	2,195	2,153
S&P GLOBAL INC - 4 SHS	1,861	1,348
TESLA INC - 2 SHS	1,857	1,347
ISHARES S&P SMALL-CAP 600 VALUE ETF - 121 SHS	12,011	10,773
JOHN HANCOCK DISCIPLINED VALUE MID CAP - 445.382 SHS	12,025	10,587
DWS RREEF REAL ASSETS FUND - 911.756 SHS	11,825	10,695
FIDELITY NATIONAL INFORMATION SERVICES INC - 495 SHS	49,454	45,377
FRONTDOOR INC - 3245 SHS	111,513	78,140
WARNER BROS DISCOVERY INC - 5445 SHS	167,458	73,072

- TIN:

TY 2021 InvestmentsGovtObligationsSch

Name:

MW SMITH JR FOUNDATION

EIN:

63-6018078

US Government Securities - End of Year Book Value:

288,740

US Government Securities - End of Year Fair Market Value:

265,059

State & Local Government Securities - End of Year Book Value:

State & Local Government Securities - End of Year Fair Market Value:

- TIN:

TY 2021 OtherExpensesSchedule

Name:

MW SMITH JR FOUNDATION

EIN:

63-6018078

Description	Revenue and Expenses per Books	Net Investment Income	Adjusted Net Income	Disbursements for Charitable Purposes
OTHER INVESTMENT COSTS	1,146	1,146		0

- TIN:

TY 2021 OtherIncomeSchedule2

Name:

MW SMITH JR FOUNDATION

EIN:

63-6018078

Description	Revenue And Expenses Per Books	Net Investment Income	Adjusted Net Income
SETTLEMENT PROCEEDS	272	272	272

- TIN:

TY 2021 OtherProfessionalFeesSchedule

Name:

MW SMITH JR FOUNDATION

EIN:

63-6018078

Category	Amount	Net Investment Income	Adjusted Net Income	Disbursements for Charitable Purposes
INVESTMENT MANAGEMENT FEES	29,084	29,084		0

- TIN:

TY 2021 TaxesSchedule

Name:

MW SMITH JR FOUNDATION

EIN:

63-6018078

Category	Amount	Net Investment Income	Adjusted Net Income	Disbursements for Charitable Purposes
FEDERAL INCOME TAX PAYMENTS	3,539	0		0
FOREIGN TAX	1,483	1,483		0