Form990-PF


Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0047
2021
Open to Public Inspection
For calendar year 2021, or tax year beginning 01-01-2021 , and ending 12-31-2021
Name of foundation
THE KATHRYN BROWN BUTLER FAMILY
FOUNDATION C/O CW BUTLER III TRUSTEE
Number and street (or P.O. box number if mail is not delivered to street address)177 N HIGHLAND STREET 4316
 
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
MEMPHIS, TN38111
A Employer identification number

20-1178798
B Telephone number (see instructions)

(901) 308-0496
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ...
bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$1,816,988
J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books
(b) Net investment
income
(c) Adjusted net
income
(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet.............
3 Interest on savings and temporary cash investments 6 6  
4 Dividends and interest from securities... 30,433 30,433  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 139,679
b Gross sales price for all assets on line 6a 649,338
7 Capital gain net income (from Part IV, line 2)... 139,679
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 170,118 170,118  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 0 0   0
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule)....... 4,530 4,530   0
c Other professional fees (attach schedule).... 20,782 20,782   0
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... 1,689 1,689   0
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule).......        
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 27,001 27,001   0
25 Contributions, gifts, grants paid....... 78,867 78,867
26 Total expenses and disbursements. Add lines 24 and 25 105,868 27,001   78,867
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 64,250
b Net investment income (if negative, enter -0-) 143,117
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2021)
Form 990-PF (2021)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing.............      
2 Savings and temporary cash investments......... 49,030 47,577 47,577
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)....... 546,258 Click to see attachment540,417 836,417
c Investments—corporate bonds (attach schedule).......      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 721,029 Click to see attachment796,304 932,994
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 1,316,317 1,384,298 1,816,988
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet) Click to see attachment76,878 Click to see attachment80,609
23 Total liabilities (add lines 17 through 22)......... 76,878 80,609
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions...........    
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........ 1,546,000 1,546,000
27 Paid-in or capital surplus, or land, bldg., and equipment fund 0 0
28 Retained earnings, accumulated income, endowment, or other funds -306,561 -242,311
29 Total net assets or fund balances (see instructions)..... 1,239,439 1,303,689
30 Total liabilities and net assets/fund balances (see instructions). 1,316,317 1,384,298
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
1,239,439
2
Enter amount from Part I, line 27a .....................
2
64,250
3
Other increases not included in line 2 (itemize) bullet
3
0
4
Add lines 1, 2, and 3 ..........................
4
1,303,689
5
Decreases not included in line 2 (itemize) bullet
5
0
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
1,303,689
Form 990-PF (2021)
Form 990-PF (2021)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b)
How acquired
P—Purchase
D—Donation
(c)
Date acquired
(mo., day, yr.)
(d)
Date sold
(mo., day, yr.)
1 a 7SH 51JOB INCORPORATED SPONSORED ADS (CAYMAN ISLANDS)   2021-05-26 2021-08-10
b 7SH 51JOB INCORPORATED SPONSORED ADS (CAYMAN ISLANDS)   2021-05-26 2021-08-17
c 21SH ABB LIMITED SPONSORED ADR (SWITZERLAND)   2019-12-18 2021-05-07
d 71SH ABB LIMITED SPONSORED ADR (SWITZERLAND)   2019-07-01 2021-05-26
e 40SH ABB LIMITED SPONSORED ADR (SWITZERLAND)   2019-08-14 2021-05-26
22SH ABB LIMITED SPONSORED ADR (SWITZERLAND)   2019-11-06 2021-05-26
19SH ABB LIMITED SPONSORED ADR (SWITZERLAND)   2020-05-04 2021-05-26
23SH ABB LIMITED SPONSORED ADR (SWITZERLAND)   2020-06-25 2021-05-26
5SH ACADIA HEALTHCARE COMPANY INCORPORATED   2016-04-14 2021-05-07
3SH ACADIA HEALTHCARE COMPANY INCORPORATED   2016-07-01 2021-05-07
1SH ACCENTURE PLC IRELAND SHS CLASS A (IRELAND)   2021-02-23 2021-05-07
2SH ACCENTURE PLC IRELAND SHS CLASS A (IRELAND)   2021-02-23 2021-05-07
12SH ACCENTURE PLC IRELAND SHS CLASS A (IRELAND)   2016-04-14 2021-05-26
3SH ACCENTURE PLC IRELAND SHS CLASS A (IRELAND)   2016-04-14 2021-11-17
3SH ADOBE SYSTEMS INCORPORATED   2016-04-14 2021-01-11
1SH ADOBE SYSTEMS INCORPORATED   2021-07-27 2021-12-02
2SH ADYEN N V UNSPONSRED ADS (NETHERLANDS)   2020-02-24 2021-01-07
6SH ADYEN N V UNSPONSRED ADS (NETHERLANDS)   2020-02-25 2021-01-07
15SH ADYEN N V UNSPONSRED ADS (NETHERLANDS)   2020-01-24 2021-01-11
7SH ADYEN N V UNSPONSRED ADS (NETHERLANDS)   2020-01-29 2021-01-11
8SH ADYEN N V UNSPONSRED ADS (NETHERLANDS)   2020-02-03 2021-01-11
10SH ADYEN N V UNSPONSRED ADS (NETHERLANDS)   2021-02-23 2021-03-24
1SH ADYEN N V UNSPONSRED ADS (NETHERLANDS)   2021-02-23 2021-10-15
7SH ADYEN N V UNSPONSRED ADS (NETHERLANDS)   2021-02-23 2021-10-21
4SH ADYEN N V UNSPONSRED ADS (NETHERLANDS)   2021-02-23 2021-11-02
7SH AFFILIATED MANAGERS GROUP INCORPORATED   2018-12-18 2021-01-11
7SH AFFILIATED MANAGERS GROUP INCORPORATED   2018-12-26 2021-01-11
3SH AFFILIATED MANAGERS GROUP INCORPORATED   2018-12-26 2021-05-07
9SH AFFILIATED MANAGERS GROUP INCORPORATED   2019-05-20 2021-05-07
4SH AFTERPAY LIMITED ADS (AUSTRALIA)   2021-02-01 2021-06-28
6SH AFTERPAY LIMITED ADS (AUSTRALIA)   2021-03-05 2021-06-30
9SH AIR LIQUIDE ADR (FRANCE)   2020-09-18 2021-05-07
2SH AIR LIQUIDE ADR (FRANCE)   2020-09-18 2021-05-26
18SH AIR LIQUIDE ADR (FRANCE)   2020-12-04 2021-05-26
1SH ALIBABA GROUP HLDG LIMITED SPONSORED ADS   2016-06-14 2021-05-07
6SH ALIBABA GROUP HLDG LIMITED SPONSORED ADS   2016-05-02 2021-05-26
2SH ALIBABA GROUP HLDG LIMITED SPONSORED ADS   2016-06-14 2021-05-26
2SH ALPHABET INCORPORATED CAP STK CLASS A   2016-04-14 2021-02-04
1SH ALPHABET INCORPORATED CAP STK CLASS C   2021-10-06 2021-11-04
51SH ALSTOM ADR (FRANCE)   2020-12-10 2021-05-07
171SH ALSTOM ADR (FRANCE)   2020-01-31 2021-05-26
23SH ALSTOM ADR (FRANCE)   2020-05-04 2021-05-26
138SH ALSTOM ADR (FRANCE)   2020-06-09 2021-05-26
114SH ALSTOM ADR (FRANCE)   2020-06-25 2021-05-26
61SH ALSTOM ADR (FRANCE)   2020-12-10 2021-05-26
1SH AMAZON COM INCORPORATED   2019-05-23 2021-01-11
5SH AMERICAN CAMPUS CMNTYS INCORPORATED REIT   2016-04-14 2021-05-07
8SH AMERICAN EXPRESS COMPANY   2020-10-01 2021-01-13
5SH AMERICAN EXPRESS COMPANY   2020-09-30 2021-02-23
1SH AMERICAN EXPRESS COMPANY   2020-09-30 2021-02-24
8SH AMERICAN EXPRESS COMPANY   2020-10-28 2021-02-24
10SH ANGLO AMERICAN PLC SPONSORED ADR   2021-04-27 2021-05-07
96SH ANGLO AMERICAN PLC SPONSORED ADR   2021-04-27 2021-05-26
1SH AON PLC SHS CL A (IRELAND)   2020-05-04 2021-05-07
3SH AON PLC SHS CL A (IRELAND)   2021-02-23 2021-05-07
2SH AON PLC SHS CL A (IRELAND)   2021-02-23 2021-05-07
9SH AON PLC SHS CL A (IRELAND)   2016-06-01 2021-05-26
3SH AON PLC SHS CL A (IRELAND)   2016-08-17 2021-05-26
2SH AON PLC SHS CL A (IRELAND)   2020-05-04 2021-05-26
3SH AON PLC SHS CL A (IRELAND)   2020-05-04 2021-05-26
2SH AON PLC SHS CL A (IRELAND)   2016-04-14 2021-10-06
1SH AON PLC SHS CL A (IRELAND)   2016-06-01 2021-10-06
3SH APPLE INCORPORATED   2019-10-01 2021-01-11
8SH APPLE INCORPORATED   2020-07-15 2021-01-11
10SH APPLE INCORPORATED   2020-08-25 2021-01-11
3SH APPLE INCORPORATED   2020-12-18 2021-01-11
4SH APPLE INCORPORATED   2020-12-24 2021-01-11
1SH APPLE INCORPORATED   2016-04-14 2021-02-17
4SH APPLE INCORPORATED   2019-07-22 2021-02-17
1SH APPLE INCORPORATED   2019-10-01 2021-02-17
5SH APPLE INCORPORATED   2021-02-23 2021-05-26
3SH APPLE INCORPORATED   2021-05-07 2021-05-26
2SH APPLE INCORPORATED   2021-02-23 2021-05-28
3SH APPLE INCORPORATED   2021-03-29 2021-05-28
5SH APPLE INCORPORATED   2021-03-29 2021-06-08
3SH APPLE INCORPORATED   2016-04-14 2021-06-24
1SH APPLE INCORPORATED   2016-04-14 2021-10-15
1SH APPLE INCORPORATED   2021-10-18 2021-11-02
2SH APTARGROUP INCORPORATED   2020-11-24 2021-05-07
20SH ARTISAN PARTNERS ASSET MGMT IN CLASS A   2018-10-09 2021-01-11
6SH ARTISAN PARTNERS ASSET MGMT IN CLASS A   2020-06-29 2021-01-11
5SH ATLANTIC UN BANKSHARES CORPORATION   2019-05-03 2021-05-07
2SH ATLASSIAN CORPORATION PLC CLASS A (UNITED KINGDOM)   2020-06-01 2021-01-19
1SH ATLASSIAN CORPORATION PLC CLASS A (UNITED KINGDOM)   2021-02-23 2021-03-24
3SH AUTOHOME INCORPORATED SP ADS RP CLASS A (CAYMAN ISLANDS)   2020-09-18 2021-05-07
10SH AUTOHOME INCORPORATED SP ADS RP CLASS A (CAYMAN ISLANDS)   2020-04-28 2021-05-26
6SH AUTOHOME INCORPORATED SP ADS RP CLASS A (CAYMAN ISLANDS)   2020-06-09 2021-05-26
6SH AUTOHOME INCORPORATED SP ADS RP CLASS A (CAYMAN ISLANDS)   2020-07-08 2021-05-26
1SH AUTOHOME INCORPORATED SP ADS RP CLASS A (CAYMAN ISLANDS)   2020-09-18 2021-05-26
106SH BANCO BRADESCO SA SPONSORED ADR REP PFD SHS   2021-01-14 2021-05-07
106SH BANCO BRADESCO SA SPONSORED ADR REP PFD SHS   2021-01-03 2021-05-26
367SH BANCO BRADESCO SA SPONSORED ADR REP PFD SHS   2021-01-14 2021-05-26
115SH BANCO BRADESCO SA SPONSORED ADR REP PFD SHS   2021-04-26 2021-05-26
22SH BARCLAYS PLC ADR (UNITED KINGDOM)   2021-04-26 2021-05-07
204SH BARCLAYS PLC ADR (UNITED KINGDOM)   2021-04-26 2021-05-26
223SH BB SEGURIDADE PARTICIPACOES SA SPONSORED ADR (BRAZIL)   2016-04-14 2021-04-26
38SH BB SEGURIDADE PARTICIPACOES SA SPONSORED ADR (BRAZIL)   2020-05-04 2021-04-26
75SH BEIERSDORF AG ADR (GERMANY)   2019-10-15 2021-02-26
20SH BEIERSDORF AG ADR (GERMANY)   2019-12-20 2021-02-26
12SH BEIERSDORF AG ADR (GERMANY)   2020-05-04 2021-02-26
24SH BEIERSDORF AG ADR (GERMANY)   2020-08-12 2021-02-26
1SH BHP GROUP LIMITED SPONSORED ADS (AUSTRALIA)   2016-04-14 2021-05-07
5SH BHP GROUP LIMITED SPONSORED ADS (AUSTRALIA)   2020-05-04 2021-05-07
38SH BHP GROUP LIMITED SPONSORED ADS (AUSTRALIA)   2016-04-14 2021-05-26
1SH BIO RAD LABS INCORPORATED CLASS A   2021-02-11 2021-05-07
1SH BIO RAD LABS INCORPORATED CLASS A   2020-06-29 2021-12-17
9SH BJS WHOLESALE CLUB HLDGS INCORPORATED   2021-01-15 2021-05-07
1SH BLACKROCK INCORPORATED   2021-02-23 2021-05-07
3SH BLOCK INCORPORATED CLASS A   2020-12-24 2021-01-21
2SH BLOCK INCORPORATED CLASS A   2021-02-23 2021-03-25
1SH BLOCK INCORPORATED CLASS A   2021-02-27 2021-05-07
2SH BLOCK INCORPORATED CLASS A   2021-08-03 2021-11-02
51SH BNP PARIBAS SPONSORED ADR (FRANCE)   2019-11-19 2021-04-26
18SH BNP PARIBAS SPONSORED ADR (FRANCE)   2019-12-18 2021-04-26
15SH BNP PARIBAS SPONSORED ADR (FRANCE)   2020-02-28 2021-04-26
10SH BNP PARIBAS SPONSORED ADR (FRANCE)   2020-05-04 2021-04-26
1SH BOOZ ALLEN HAMILTON HLDG CORPORATION CLASS A   2016-10-27 2021-02-09
2SH BOOZ ALLEN HAMILTON HLDG CORPORATION CLASS A   2020-05-04 2021-02-09
5SH BOOZ ALLEN HAMILTON HLDG CORPORATION CLASS A   2020-06-29 2021-02-09
3SH BOOZ ALLEN HAMILTON HLDG CORPORATION CLASS A   2016-10-27 2021-05-07
6SH BOSTON SCIENTIFIC CORPORATION   2021-02-23 2021-05-07
18SH BP PLC SPONSORED ADR (UNITED KINGDOM)   2021-02-25 2021-05-07
34SH BP PLC SPONSORED ADR (UNITED KINGDOM)   2021-02-25 2021-05-26
1SH BRIGHT HORIZONS FAM SOL IN DEL   2020-04-29 2021-08-09
23SH BROWN & BROWN INCORPORATED   2020-05-04 2021-05-07
2SH BURLINGTON STORES INCORPORATED   2020-06-29 2021-02-23
1SH BURLINGTON STORES INCORPORATED   2020-06-29 2021-05-07
1SH C H ROBINSON WORLDWIDE INCORPORATED COM NEW   2016-04-14 2021-05-07
2SH C H ROBINSON WORLDWIDE INCORPORATED COM NEW   2019-04-29 2021-05-07
13SH C H ROBINSON WORLDWIDE INCORPORATED COM NEW   2016-04-14 2021-09-24
2SH CANADIAN NATL RY COMPANY (CANADA)   2020-05-04 2021-05-07
19SH CANADIAN NATL RY COMPANY (CANADA)   2016-07-15 2021-05-26
11SH CARLSBERG AS SPONSORED ADR (DENMARK)   2020-05-04 2021-05-07
76SH CARLSBERG AS SPONSORED ADR (DENMARK)   2016-04-14 2021-05-26
2SH CARTERS INCORPORATED   2017-11-01 2021-05-07
1SH CARVANA COMPANY CLASS A   2021-03-01 2021-05-18
1SH CARVANA COMPANY CLASS A   2021-03-11 2021-05-18
1SH CARVANA COMPANY CLASS A   2021-03-29 2021-05-18
2SH CARVANA COMPANY CLASS A   2020-10-14 2021-09-17
1SH CARVANA COMPANY CLASS A   2020-07-14 2021-10-13
1SH CARVANA COMPANY CLASS A   2020-06-19 2021-10-15
1SH CARVANA COMPANY CLASS A   2020-06-19 2021-10-27
2SH CARVANA COMPANY CLASS A   2020-06-19 2021-12-17
3SH CARVANA COMPANY CLASS A   2020-06-26 2021-12-17
4SH CATALENT INCORPORATED   2020-06-29 2021-05-07
1SH CAVCO INDUSTRIES INCORPORATED DEL   2020-11-17 2021-05-07
4SH CDK GLOBAL INCORPORATED   2018-10-02 2021-05-07
6SH CDK GLOBAL INCORPORATED   2018-10-03 2021-05-07
9SH CDK GLOBAL INCORPORATED   2018-11-12 2021-05-07
3SH CERENCE INCORPORATED   2020-06-23 2021-01-11
5SH CERENCE INCORPORATED   2020-06-23 2021-05-07
2SH CERENCE INCORPORATED   2020-06-23 2021-08-09
37SH CHANGE HEALTHCARE INCORPORATED   2019-09-24 2021-01-11
80SH CHANGE HEALTHCARE INCORPORATED   2019-09-25 2021-01-11
16SH CHANGE HEALTHCARE INCORPORATED   2020-03-06 2021-01-11
39SH CHANGE HEALTHCARE INCORPORATED   2020-03-11 2021-01-11
35SH CHANGE HEALTHCARE INCORPORATED   2020-06-24 2021-01-11
68SH CHANGE HEALTHCARE INCORPORATED   2020-07-24 2021-01-11
1SH CHEMED CORPORATION NEW   2020-03-16 2021-02-11
1SH CHEMED CORPORATION NEW   2020-06-29 2021-02-11
1SH CHEMED CORPORATION NEW   2020-03-23 2021-10-12
5SH CHEWY INCORPORATED CLASS A   2020-10-02 2021-01-21
1SH CHEWY INCORPORATED CLASS A   2020-07-30 2021-02-01
5SH CHEWY INCORPORATED CLASS A   2020-09-11 2021-02-01
18SH CHEWY INCORPORATED CLASS A   2020-07-30 2021-05-26
2SH CHEWY INCORPORATED CLASS A   2021-02-23 2021-05-26
17SH CHINA LONGYUAN POWER GROUP UNSPONSORD ADR (CHINA)   2021-03-01 2021-05-07
105SH CHINA LONGYUAN POWER GROUP UNSPONSORD ADR (CHINA)   2021-02-01 2021-05-26
28SH CHINA LONGYUAN POWER GROUP UNSPONSORD ADR (CHINA)   2021-03-01 2021-05-26
3SH CHUBB LIMITED (SWITZERLAND)   2021-02-23 2021-05-07
2SH CHUBB LIMITED (SWITZERLAND)   2019-12-27 2021-12-01
1SH CHUBB LIMITED (SWITZERLAND)   2020-01-08 2021-12-01
3SH CHUBB LIMITED (SWITZERLAND)   2021-02-23 2021-12-01
2SH CIGNA CORPORATION NEW   2019-02-13 2021-01-21
1SH CIGNA CORPORATION NEW   2020-05-04 2021-01-21
2SH CIGNA CORPORATION NEW   2021-02-23 2021-05-07
9SH CITIGROUP INCORPORATED COM NEW   2021-02-23 2021-05-07
4SH COGNEX CORPORATION   2020-06-29 2021-05-07
3SH COLGATE PALMOLIVE COMPANY   2021-04-07 2021-05-07
11SH COMCAST CORPORATION NEW CLASS A   2021-02-23 2021-05-07
65SH COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR (BRAZIL)   2016-04-14 2021-05-26
6SH COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR (BRAZIL)   2020-05-04 2021-05-26
70SH COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR (BRAZIL)   2020-05-29 2021-05-26
21SH COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR (BRAZIL)   2021-05-07 2021-05-26
3SH CONOCOPHILLIPS   2021-02-23 2021-05-07
48SH CONTINENTAL AG SPONSORED ADS (GERMANY)   2020-08-13 2021-05-26
1SH CORESITE RLTY CORPORATION REIT   2020-05-04 2021-05-07
1SH CORESITE RLTY CORPORATION REIT   2020-06-29 2021-05-07
2SH CORESITE RLTY CORPORATION REIT   2017-08-22 2021-12-13
2SH CORESITE RLTY CORPORATION REIT   2020-06-29 2021-12-13
4SH CORESITE RLTY CORPORATION REIT   2017-08-22 2021-12-17
1SH COSTCO WHOLESALE CORPORATION NEW   2016-04-14 2021-02-23
1SH COSTCO WHOLESALE CORPORATION NEW   2021-03-29 2021-05-27
1SH COSTCO WHOLESALE CORPORATION NEW   2021-03-26 2021-07-07
1SH COUPA SOFTWARE INCORPORATED   2020-06-09 2021-03-01
2SH COUPA SOFTWARE INCORPORATED   2019-12-05 2021-03-25
2SH COUPA SOFTWARE INCORPORATED   2019-10-08 2021-05-18
1SH COUPA SOFTWARE INCORPORATED   2019-10-16 2021-05-18
1SH COUPA SOFTWARE INCORPORATED   2019-10-18 2021-05-18
1SH COUPA SOFTWARE INCORPORATED   2021-05-07 2021-05-18
1SH CROWDSTRIKE HLDGS INCORPORATED CLASS A   2020-05-06 2021-02-23
8SH DAIWA HOUSE INDUSTRY COMPANY LIMITED ADR (JAPAN)   2020-09-18 2021-05-07
60SH DAIWA HOUSE INDUSTRY COMPANY LIMITED ADR (JAPAN)   2016-04-14 2021-05-26
4SH DAIWA HOUSE INDUSTRY COMPANY LIMITED ADR (JAPAN)   2020-05-04 2021-05-26
15SH DAIWA HOUSE INDUSTRY COMPANY LIMITED ADR (JAPAN)   2020-09-18 2021-05-26
1SH DANAHER CORPORATION   2021-02-01 2021-05-07
1SH DBS GROUP HOLDINGS LIMITED SPONSORED ADR (SINGAPORE)   2017-01-27 2021-05-07
4SH DBS GROUP HOLDINGS LIMITED SPONSORED ADR (SINGAPORE)   2020-05-04 2021-05-07
11SH DBS GROUP HOLDINGS LIMITED SPONSORED ADR (SINGAPORE)   2017-01-27 2021-05-26
14SH DBS GROUP HOLDINGS LIMITED SPONSORED ADR (SINGAPORE)   2017-02-08 2021-05-26
1SH DEXCOM INCORPORATED   2019-08-19 2021-02-23
1SH DEXCOM INCORPORATED   2021-03-29 2021-05-28
1SH DIAGEO PLC SPON ADR NEW (UNITED KINGDOM)   2021-02-23 2021-05-07
3SH DIAGEO PLC SPON ADR NEW (UNITED KINGDOM)   2021-05-26 2021-09-28
6SH DIAMONDBACK ENERGY INCORPORATED   2021-02-09 2021-05-07
5SH DOCUSIGN INCORPORATED   2021-04-16 2021-12-03
3SH DOCUSIGN INCORPORATED   2021-06-08 2021-12-03
1SH DOCUSIGN INCORPORATED   2021-09-17 2021-12-03
2SH DOMINION ENERGY INCORPORATED   2020-07-28 2021-05-07
3SH DORMAN PRODUCTS INCORPORATED   2020-06-29 2021-05-07
5SH DRIL-QUIP INCORPORATED   2016-04-14 2021-01-11
3SH DRIL-QUIP INCORPORATED   2020-01-28 2021-01-11
5SH DRIL-QUIP INCORPORATED   2020-06-29 2021-01-11
3SH DUKE ENERGY CORPORATION NEW COM NEW   2021-02-23 2021-05-07
3SH EAGLE MATLS INCORPORATED   2016-11-11 2021-05-07
3SH EASTERLY GOVT PPTYS INCORPORATED REIT   2020-05-04 2021-05-07
10SH EASTERLY GOVT PPTYS INCORPORATED REIT   2020-06-29 2021-05-07
3SH EATON CORPORATION PLC SHS (IRELAND)   2021-02-23 2021-05-07
3SH EATON CORPORATION PLC SHS (IRELAND)   2021-02-23 2021-11-10
1SH EATON CORPORATION PLC SHS (IRELAND)   2016-04-14 2021-11-11
1SH EATON CORPORATION PLC SHS (IRELAND)   2017-02-08 2021-11-11
1SH EATON CORPORATION PLC SHS (IRELAND)   2017-11-09 2021-11-11
19SH ELEMENT SOLUTIONS INCORPORATED   2020-12-23 2021-05-07
47SH ENEL SOCIETA PER AZIONI UNSPONSORD ADR (ITALY)   2020-03-06 2021-05-07
186SH ENEL SOCIETA PER AZIONI UNSPONSORD ADR (ITALY)   2020-01-06 2021-05-26
102SH ENEL SOCIETA PER AZIONI UNSPONSORD ADR (ITALY)   2020-01-30 2021-05-26
35SH ENEL SOCIETA PER AZIONI UNSPONSORD ADR (ITALY)   2020-03-06 2021-05-26
48SH ENEL SOCIETA PER AZIONI UNSPONSORD ADR (ITALY)   2020-05-04 2021-05-26
49SH ENERPAC TOOL GROUP CORPORATION CLASS A COM   2016-04-14 2021-05-07
33SH ENGIE SA SPONS ADR (FRANCE)   2019-06-10 2021-05-07
88SH ENGIE SA SPONS ADR (FRANCE)   2019-05-10 2021-05-26
56SH ENGIE SA SPONS ADR (FRANCE)   2019-06-05 2021-05-26
3SH ENGIE SA SPONS ADR (FRANCE)   2019-06-10 2021-05-26
33SH ENGIE SA SPONS ADR (FRANCE)   2019-06-11 2021-05-26
78SH ENGIE SA SPONS ADR (FRANCE)   2020-04-30 2021-05-26
43SH ENGIE SA SPONS ADR (FRANCE)   2020-05-04 2021-05-26
7SH ENN ENERGY HLDGS LIMITED UNSPONSORD ADR   2020-12-10 2021-05-07
33SH ENN ENERGY HLDGS LIMITED UNSPONSORD ADR   2019-08-14 2021-05-26
9SH ENN ENERGY HLDGS LIMITED UNSPONSORD ADR   2019-09-18 2021-05-26
10SH ENN ENERGY HLDGS LIMITED UNSPONSORD ADR   2019-12-20 2021-05-26
5SH ENN ENERGY HLDGS LIMITED UNSPONSORD ADR   2020-05-04 2021-05-26
2SH ENN ENERGY HLDGS LIMITED UNSPONSORD ADR   2020-12-10 2021-05-26
4SH ENTEGRIS INCORPORATED   2020-06-29 2021-05-07
4SH ENTEGRIS INCORPORATED   2020-06-29 2021-08-09
6SH ENVESTNET INCORPORATED   2019-04-25 2021-05-12
2SH ENVESTNET INCORPORATED   2019-09-13 2021-05-12
5SH ENVESTNET INCORPORATED   2020-06-29 2021-05-12
1SH EPAM SYSTEMS INCORPORATED   2020-06-29 2021-05-07
1SH EPAM SYSTEMS INCORPORATED   2020-06-29 2021-05-12
1SH EPAM SYSTEMS INCORPORATED   2018-08-07 2021-08-09
1SH EPAM SYSTEMS INCORPORATED   2018-08-07 2021-08-16
2SH EPAM SYSTEMS INCORPORATED   2018-08-07 2021-09-16
7SH EQUINOR ASA SPONSORED ADR (NORWAY)   2016-11-07 2021-05-07
7SH EQUINOR ASA SPONSORED ADR (NORWAY)   2019-04-29 2021-05-07
84SH EQUINOR ASA SPONSORED ADR (NORWAY)   2016-11-07 2021-05-26
8SH EQUINOR ASA SPONSORED ADR (NORWAY)   2020-05-04 2021-05-26
9SH EXPONENT INCORPORATED   2020-06-29 2021-01-26
2SH EXPONENT INCORPORATED   2016-04-14 2021-05-07
1SH EXPONENT INCORPORATED   2020-05-04 2021-05-07
1SH EXPONENT INCORPORATED   2020-06-29 2021-05-07
4SH EXPONENT INCORPORATED   2016-04-14 2021-10-12
8SH FARFETCH LIMITED ORD SH CLASS A (CAYMAN ISLANDS)   2021-01-05 2021-04-15
5SH FARFETCH LIMITED ORD SH CLASS A (CAYMAN ISLANDS)   2021-02-23 2021-04-15
7SH FARFETCH LIMITED ORD SH CLASS A (CAYMAN ISLANDS)   2020-12-17 2021-04-16
2SH FARFETCH LIMITED ORD SH CLASS A (CAYMAN ISLANDS)   2021-01-05 2021-04-16
4SH FARFETCH LIMITED ORD SH CLASS A (CAYMAN ISLANDS)   2021-02-02 2021-04-16
8SH FEDERAL SIGNAL CORPORATION   2020-11-17 2021-05-07
1SH FERGUSON PLC NEW SHS (JERSEY)   2020-05-04 2021-03-22
1SH FERGUSON PLC NEW SHS (JERSEY)   2016-04-14 2021-05-07
2SH FERGUSON PLC NEW SHS (JERSEY)   2020-05-04 2021-05-07
19SH FERGUSON PLC NEW SHS (JERSEY)   2016-04-14 2021-05-27
2SH FIDELITY NATL INFORMATION SVCS   2021-02-23 2021-05-07
2SH FISERV INCORPORATED   2021-02-23 2021-05-07
7SH FISERV INCORPORATED   2016-05-11 2021-07-14
4SH FISERV INCORPORATED   2021-02-23 2021-07-14
3SH FISERV INCORPORATED   2016-05-11 2021-09-01
3SH FISERV INCORPORATED   2016-05-11 2021-09-02
2SH FISERV INCORPORATED   2016-05-11 2021-09-15
5SH FISERV INCORPORATED   2016-08-23 2021-09-15
7SH FISERV INCORPORATED   2016-08-23 2021-09-16
2SH FIVE BELOW INCORPORATED   2016-04-14 2021-05-07
155SH FLUGHAFEN ZUERICH AG UNSPONSOR ADR (SWITZERLAND)   2020-03-18 2021-03-01
28SH FLUGHAFEN ZUERICH AG UNSPONSOR ADR (SWITZERLAND)   2020-05-04 2021-03-01
58SH FRANKLIN RESOURCES INCORPORATED   2020-03-04 2021-05-07
9SH FUJITSU LIMITED UNSPONSORED ADR (JAPAN)   2021-01-27 2021-05-07
63SH FUJITSU LIMITED UNSPONSORED ADR (JAPAN)   2021-01-27 2021-05-26
1SH GARTNER INCORPORATED   2020-11-17 2021-05-07
1SH GARTNER INCORPORATED   2020-06-29 2021-08-09
2SH GARTNER INCORPORATED   2020-11-17 2021-08-09
1SH GARTNER INCORPORATED   2020-06-29 2021-12-17
1SH GARTNER INCORPORATED   2020-06-29 2021-12-29
22SH GATES INDL CORPORATION PLC ORD SHS (UNITED KINGDOM)   2021-03-03 2021-05-07
4SH GENTHERM INCORPORATED   2021-11-02 2021-12-13
4SH GIBRALTAR INDUSTRIES INCORPORATED   2020-06-29 2021-02-11
5SH GIBRALTAR INDUSTRIES INCORPORATED   2020-06-29 2021-05-07
1SH GLACIER BANCORP INCORPORATED NEW   2020-05-04 2021-05-07
3SH GLACIER BANCORP INCORPORATED NEW   2020-06-29 2021-05-07
4SH GLOBUS MED INCORPORATED CLASS A   2020-07-08 2021-05-07
3SH GOLDMAN SACHS GROUP INCORPORATED   2021-02-23 2021-03-24
1SH GOLDMAN SACHS GROUP INCORPORATED   2021-03-01 2021-03-24
2SH GOLDMAN SACHS GROUP INCORPORATED   2016-04-14 2021-04-14
2SH GOLDMAN SACHS GROUP INCORPORATED   2016-07-13 2021-04-14
2SH GOLDMAN SACHS GROUP INCORPORATED   2021-01-12 2021-04-14
2SH GOLDMAN SACHS GROUP INCORPORATED   2016-07-12 2021-04-21
1SH GOLDMAN SACHS GROUP INCORPORATED   2016-07-13 2021-04-21
1SH GOLDMAN SACHS GROUP INCORPORATED   2016-08-04 2021-04-21
1SH GOLDMAN SACHS GROUP INCORPORATED   2020-03-12 2021-04-21
5SH GRACO INCORPORATED   2020-06-29 2021-05-07
2SH GRACO INCORPORATED   2016-11-29 2021-06-08
3SH GRACO INCORPORATED   2020-05-04 2021-06-08
3SH GRACO INCORPORATED   2020-06-29 2021-06-08
11SH GRACO INCORPORATED   2016-11-29 2021-09-28
2SH GRAND CANYON ED INCORPORATED   2019-05-13 2021-05-07
31SH GRUPO FINANCIERO BANORTE S A B ADR (MEXICO)   2019-04-17 2021-05-06
6SH GRUPO FINANCIERO BANORTE S A B ADR (MEXICO)   2019-04-17 2021-05-07
2SH GRUPO FINANCIERO BANORTE S A B ADR (MEXICO)   2019-12-16 2021-05-07
20SH GRUPO FINANCIERO BANORTE S A B ADR (MEXICO)   2019-05-08 2021-05-26
18SH GRUPO FINANCIERO BANORTE S A B ADR (MEXICO)   2019-12-16 2021-05-26
13SH GRUPO FINANCIERO BANORTE S A B ADR (MEXICO)   2020-05-04 2021-05-26
44SH GRUPO FINANCIERO BANORTE S A B ADR (MEXICO)   2020-09-18 2021-05-26
3SH GUARDANT HEALTH INCORPORATED   2019-05-28 2021-06-09
3SH GUARDANT HEALTH INCORPORATED   2019-10-11 2021-06-09
3SH HEXAGON AKTIEBOLAG ADR (SWEDEN)   2020-02-18 2021-05-07
21SH HEXAGON AKTIEBOLAG ADR (SWEDEN)   2020-02-18 2021-05-26
3SH HEXAGON AKTIEBOLAG ADR (SWEDEN)   2020-05-04 2021-05-26
4SH HEXCEL CORPORATION NEW   2018-01-30 2021-05-07
1SH HEXCEL CORPORATION NEW   2018-09-26 2021-05-07
38SH HILLENBRAND INCORPORATED   2016-04-14 2021-01-11
6SH HILLENBRAND INCORPORATED   2019-04-29 2021-01-11
15SH HILLENBRAND INCORPORATED   2019-08-05 2021-01-11
20SH HILLENBRAND INCORPORATED   2019-09-24 2021-01-11
1SH HILLENBRAND INCORPORATED   2016-04-14 2021-05-07
3SH HILLENBRAND INCORPORATED   2020-02-12 2021-05-07
6SH HITACHI LIMITED ADR 2 COM (JAPAN)   2019-12-18 2021-05-07
4SH HITACHI LIMITED ADR 2 COM (JAPAN)   2019-11-08 2021-05-26
2SH HITACHI LIMITED ADR 2 COM (JAPAN)   2019-12-18 2021-05-26
1SH HOME DEPOT INCORPORATED   2020-03-17 2021-01-21
1SH HOME DEPOT INCORPORATED   2020-04-03 2021-01-21
1SH HOME DEPOT INCORPORATED   2020-03-17 2021-02-01
3SH HOME DEPOT INCORPORATED   2016-04-14 2021-02-24
4SH HOME DEPOT INCORPORATED   2016-06-06 2021-02-24
3SH HONEYWELL INTERNATIONAL INCORPORATED   2020-02-19 2021-01-06
2SH HONEYWELL INTERNATIONAL INCORPORATED   2021-02-23 2021-05-07
6SH HORIZON THERAPEUTICS PUB L SHS (IRELAND)   2021-02-09 2021-05-07
2SH HUBSPOT INCORPORATED   2020-06-29 2021-02-11
1SH HUBSPOT INCORPORATED   2020-06-29 2021-02-16
1SH HUBSPOT INCORPORATED   2020-02-14 2021-05-07
1SH HUBSPOT INCORPORATED   2020-01-13 2021-10-12
1SH HUBSPOT INCORPORATED   2021-10-14 2021-11-02
1SH HUBSPOT INCORPORATED   2021-10-14 2021-12-02
8SH HUDSON PAC PPTYS INCORPORATED REIT   2020-06-09 2021-05-07
3SH HUMANA INCORPORATED   2021-01-07 2021-02-08
36SH ICICI BANK LIMITED ADR (INDIA)   2020-06-04 2021-05-07
33SH ICICI BANK LIMITED ADR (INDIA)   2017-06-28 2021-05-26
76SH ICICI BANK LIMITED ADR (INDIA)   2017-09-25 2021-05-26
47SH ICICI BANK LIMITED ADR (INDIA)   2018-04-12 2021-05-26
20SH ICICI BANK LIMITED ADR (INDIA)   2020-05-04 2021-05-26
24SH ICICI BANK LIMITED ADR (INDIA)   2020-06-04 2021-05-26
3SH IDACORP INCORPORATED   2020-11-24 2021-05-07
2SH ILLINOIS TOOL WKS INCORPORATED   2021-02-23 2021-05-07
14SH INDUSTRIA DE DISENO TEXTIL IND UNSPONSORD ADR (SPAIN)   2021-05-04 2021-05-07
73SH INDUSTRIA DE DISENO TEXTIL IND UNSPONSORD ADR (SPAIN)   2020-09-01 2021-05-26
76SH INDUSTRIA DE DISENO TEXTIL IND UNSPONSORD ADR (SPAIN)   2021-05-04 2021-05-26
10SH INGERSOLL RAND INCORPORATED   2020-06-29 2021-05-07
4SH INGERSOLL RAND INCORPORATED   2020-06-29 2021-12-29
2SH INTEGER HLDGS CORPORATION   2020-06-02 2021-05-07
5SH INTEL CORPORATION   2020-05-27 2021-05-07
15SH INTEL CORPORATION   2020-05-27 2021-12-01
9SH INTEL CORPORATION   2020-06-17 2021-12-01
4SH INTEL CORPORATION   2020-06-17 2021-12-08
12SH INTEL CORPORATION   2020-07-15 2021-12-08
9SH INTEL CORPORATION   2021-02-23 2021-12-08
1SH INTUITIVE SURGICAL INCORPORATED COM NEW   2019-02-08 2021-02-23
1SH INTUITIVE SURGICAL INCORPORATED COM NEW   2018-07-11 2021-07-26
1SH INTUITIVE SURGICAL INCORPORATED COM NEW   2021-05-07 2021-07-26
1SH INTUITIVE SURGICAL INCORPORATED COM NEW   2021-05-27 2021-07-26
214SH ISHARES TR CORE 1 5 YR USD   2019-11-12 2021-02-23
48SH ISHARES TR CORE MSCI EAFE   2016-04-14 2021-01-11
11SH ISHARES TR CORE MSCI EAFE   2016-04-14 2021-05-07
6SH ISHARES TR MSCI USA MIN VOL   2020-06-29 2021-05-07
2SH JAZZ PHARMACEUTICALS PLC SHS USD (IRELAND)   2018-10-17 2021-05-07
4SH JOHNSON & JOHNSON   2021-02-23 2021-05-07
5SH JPMORGAN CHASE & COMPANY   2021-02-23 2021-05-07
110SH KAO CORPORATION UNSPONSORD ADS (JAPAN)   2017-07-19 2021-02-25
19SH KAO CORPORATION UNSPONSORD ADS (JAPAN)   2019-08-19 2021-02-25
4SH KB FINL GROUP INCORPORATED SPONSORED ADR (KOREA (SOUTH))   2021-04-27 2021-05-07
26SH KB FINL GROUP INCORPORATED SPONSORED ADR (KOREA (SOUTH))   2021-04-26 2021-05-26
7SH KB FINL GROUP INCORPORATED SPONSORED ADR (KOREA (SOUTH))   2021-04-27 2021-05-26
7SH KBC GROUP NV UNSPONSORED ADR (BELGIUM)   2021-05-26 2021-11-11
12SH KBC GROUP NV UNSPONSORED ADR (BELGIUM)   2021-05-26 2021-11-18
8SH KBC GROUP NV UNSPONSORED ADR (BELGIUM)   2021-05-26 2021-12-02
4SH KEMPER CORPORATION   2020-01-28 2021-05-07
4SH KERING S A UNSPONSORED ADR (FRANCE)   2021-05-28 2021-08-18
1SH KERING S A UNSPONSORED ADR (FRANCE)   2021-05-28 2021-11-02
2SH KIMBERLY-CLARK CORPORATION   2020-05-04 2021-12-15
4SH KIMBERLY-CLARK CORPORATION   2020-06-17 2021-12-15
1SH KINSALE CAP GROUP INCORPORATED   2020-06-29 2021-05-07
8SH KNORR BREMSE AG UNSPONSRED ADS   2020-11-24 2021-05-07
53SH KNORR BREMSE AG UNSPONSRED ADS   2020-01-03 2021-05-26
8SH KNORR BREMSE AG UNSPONSRED ADS   2020-05-04 2021-05-26
4SH KNORR BREMSE AG UNSPONSRED ADS   2020-11-24 2021-05-26
1SH LANCASTER COLONY CORPORATION   2020-01-13 2021-05-07
3SH LANDSTAR SYSTEMS INCORPORATED   2016-04-14 2021-05-07
13SH LANDSTAR SYSTEMS INCORPORATED   2016-04-14 2021-08-23
1SH LAUDER ESTEE COMPANIES INCORPORATED CLASS A   2017-08-17 2021-01-11
1SH LAUDER ESTEE COMPANIES INCORPORATED CLASS A   2020-12-16 2021-01-11
2SH LAUDER ESTEE COMPANIES INCORPORATED CLASS A   2020-12-17 2021-01-11
1SH LITHIA MTRS INCORPORATED   2020-06-29 2021-02-23
1SH LITHIA MTRS INCORPORATED   2020-06-29 2021-05-07
20SH LOJAS RENNER SA SPONSORED ADR   2020-11-09 2021-05-07
120SH LOJAS RENNER SA SPONSORED ADR   2020-05-29 2021-05-26
66SH LOJAS RENNER SA SPONSORED ADR   2020-06-30 2021-05-26
30SH LOJAS RENNER SA SPONSORED ADR   2020-11-09 2021-05-26
2SH LONDON STK EXCHANGE GROUP UNSPONSORED ADR   2020-11-30 2021-03-16
65SH LONDON STK EXCHANGE GROUP UNSPONSORED ADR   2020-11-30 2021-03-17
4SH LONZA GROUP AG UNSPONSORED ADR (SWITZERLAND)   2019-04-09 2021-05-07
31SH LONZA GROUP AG UNSPONSORED ADR (SWITZERLAND)   2019-04-09 2021-05-26
2SH LOWES COMPANIES INCORPORATED   2021-02-23 2021-05-07
4SH LPL FINL HLDGS INCORPORATED   2016-04-14 2021-01-11
16SH LPL FINL HLDGS INCORPORATED   2020-03-11 2021-01-11
1SH LPL FINL HLDGS INCORPORATED   2020-05-04 2021-01-11
8SH LPL FINL HLDGS INCORPORATED   2016-04-14 2021-05-07
3SH LULULEMON ATHLETICA INCORPORATED   2019-01-07 2021-01-11
1SH LULULEMON ATHLETICA INCORPORATED   2019-01-10 2021-02-01
1SH LULULEMON ATHLETICA INCORPORATED   2019-01-10 2021-02-08
3SH LVMH MOET HENNESSY LOU VUITTON ADR (FRANCE)   2020-12-08 2021-01-21
1SH LVMH MOET HENNESSY LOU VUITTON ADR (FRANCE)   2020-12-11 2021-01-21
2SH LVMH MOET HENNESSY LOU VUITTON ADR (FRANCE)   2021-05-26 2021-10-18
1SH LVMH MOET HENNESSY LOU VUITTON ADR (FRANCE)   2021-05-26 2021-11-01
11SH MAKITA CORPORATION SPONSORED ADR (JAPAN)   2016-04-14 2021-05-07
2SH MAKITA CORPORATION SPONSORED ADR (JAPAN)   2019-04-29 2021-05-07
61SH MAKITA CORPORATION SPONSORED ADR (JAPAN)   2016-04-14 2021-05-26
11SH MAKITA CORPORATION SPONSORED ADR (JAPAN)   2020-05-04 2021-05-26
2SH MARKETAXESS HLDGS INCORPORATED   2016-04-14 2021-01-15
1SH MARKETAXESS HLDGS INCORPORATED   2016-04-14 2021-02-11
2SH MARSH & MCLENNAN COMPANIES INCORPORATED   2021-02-23 2021-05-07
3SH MASTERCARD INCORPORATED CLASS A   2016-04-14 2021-01-11
2SH MATCH GROUP INCORPORATED NEW   2020-11-16 2021-01-11
2SH MATCH GROUP INCORPORATED NEW   2020-12-15 2021-01-11
2SH MATCH GROUP INCORPORATED NEW   2020-12-16 2021-01-11
4SH MATCH GROUP INCORPORATED NEW   2020-12-24 2021-01-11
5SH MATCH GROUP INCORPORATED NEW   2021-02-23 2021-05-18
3SH MATCH GROUP INCORPORATED NEW   2021-03-29 2021-08-05
1SH MATCH GROUP INCORPORATED NEW   2020-07-10 2021-09-03
3SH MATCH GROUP INCORPORATED NEW   2020-08-18 2021-09-03
2SH MATCH GROUP INCORPORATED NEW   2021-03-29 2021-09-03
1SH MCKESSON CORPORATION   2016-08-31 2021-05-07
6SH MEDTRONIC PLC SHS (IRELAND)   2021-02-23 2021-05-05
2SH MEDTRONIC PLC SHS (IRELAND)   2020-05-04 2021-05-07
4SH MEDTRONIC PLC SHS (IRELAND)   2020-05-04 2021-05-07
2SH MEDTRONIC PLC SHS (IRELAND)   2021-02-23 2021-05-07
15SH MEDTRONIC PLC SHS (IRELAND)   2016-04-14 2021-05-26
10SH MEDTRONIC PLC SHS (IRELAND)   2017-03-22 2021-05-26
5SH MEDTRONIC PLC SHS (IRELAND)   2017-04-20 2021-05-26
4SH MEDTRONIC PLC SHS (IRELAND)   2020-05-04 2021-05-26
4SH MERCK & COMPANY INCORPORATED   2020-09-23 2021-05-07
9SH MERCK KGAA SPONSORED ADR (GERMANY)   2020-11-24 2021-05-07
37SH MERCK KGAA SPONSORED ADR (GERMANY)   2020-09-03 2021-05-26
17SH MERCK KGAA SPONSORED ADR (GERMANY)   2020-09-18 2021-05-26
14SH MERCK KGAA SPONSORED ADR (GERMANY)   2020-11-24 2021-05-26
1SH META PLATFORMS INCORPORATED CLASS A   2020-05-22 2021-01-11
4SH META PLATFORMS INCORPORATED CLASS A   2020-08-26 2021-01-11
2SH META PLATFORMS INCORPORATED CLASS A   2020-12-11 2021-01-11
2SH META PLATFORMS INCORPORATED CLASS A   2020-12-15 2021-01-11
1SH META PLATFORMS INCORPORATED CLASS A   2020-05-22 2021-01-19
1SH META PLATFORMS INCORPORATED CLASS A   2021-03-29 2021-06-07
1SH META PLATFORMS INCORPORATED CLASS A   2021-05-07 2021-06-07
2SH META PLATFORMS INCORPORATED CLASS A   2021-03-29 2021-09-17
1SH META PLATFORMS INCORPORATED CLASS A   2021-02-23 2021-10-14
1SH META PLATFORMS INCORPORATED CLASS A   2020-05-06 2021-10-15
1SH META PLATFORMS INCORPORATED CLASS A   2020-05-22 2021-10-15
1SH META PLATFORMS INCORPORATED CLASS A   2020-05-06 2021-10-18
2SH META PLATFORMS INCORPORATED CLASS A   2016-04-14 2021-10-28
1SH META PLATFORMS INCORPORATED CLASS A   2016-04-14 2021-11-01
3SH META PLATFORMS INCORPORATED CLASS A   2016-04-14 2021-12-08
8SH MICROSOFT CORPORATION   2016-04-14 2021-01-11
1SH MOLINA HEALTHCARE INCORPORATED   2020-06-29 2021-05-07
47SH MOLSON COORS BEVERAGE COMPANY CLASS B   2018-12-31 2021-01-11
4SH MOLSON COORS BEVERAGE COMPANY CLASS B   2020-02-27 2021-01-11
17SH MOLSON COORS BEVERAGE COMPANY CLASS B   2020-02-27 2021-05-07
6SH MORGAN STANLEY COM NEW   2021-04-14 2021-05-07
16SH MR PRICE GROUP LIMITED SPONSORED ADR (SOUTH AFRICA)   2016-04-14 2021-05-07
59SH MR PRICE GROUP LIMITED SPONSORED ADR (SOUTH AFRICA)   2016-04-14 2021-05-26
13SH MR PRICE GROUP LIMITED SPONSORED ADR (SOUTH AFRICA)   2020-05-04 2021-05-26
66SH MR PRICE GROUP LIMITED SPONSORED ADR (SOUTH AFRICA)   2020-06-17 2021-05-26
39SH MR PRICE GROUP LIMITED SPONSORED ADR (SOUTH AFRICA)   2021-02-01 2021-05-26
3SH NASDAQ INCORPORATED   2021-02-23 2021-05-07
1SH NASDAQ INCORPORATED   2020-05-04 2021-11-17
2SH NASDAQ INCORPORATED   2021-02-23 2021-11-17
2SH NASDAQ INCORPORATED   2020-05-04 2021-11-18
5SH NESTLE S A SPONSORED ADR (SWITZERLAND)   2021-02-23 2021-05-07
2SH NETEASE INCORPORATED SPONSORED ADS (CAYMAN ISLANDS)   2021-05-26 2021-12-14
3SH NETFLIX INCORPORATED   2016-04-14 2021-01-11
1SH NETFLIX INCORPORATED   2021-02-23 2021-05-27
3SH NEUROCRINE BIOSCIENCES INCORPORATED   2020-06-29 2021-05-07
2SH NIELSEN HLDGS PLC SHS EUR (UNITED KINGDOM)   2018-03-27 2021-01-11
39SH NIELSEN HLDGS PLC SHS EUR (UNITED KINGDOM)   2018-06-21 2021-01-11
82SH NIELSEN HLDGS PLC SHS EUR (UNITED KINGDOM)   2018-07-26 2021-01-11
9SH NIELSEN HLDGS PLC SHS EUR (UNITED KINGDOM)   2019-04-29 2021-01-11
38SH NIELSEN HLDGS PLC SHS EUR (UNITED KINGDOM)   2019-08-07 2021-01-11
9SH NIELSEN HLDGS PLC SHS EUR (UNITED KINGDOM)   2019-09-11 2021-01-11
11SH NIELSEN HLDGS PLC SHS EUR (UNITED KINGDOM)   2019-09-12 2021-01-11
22SH NIELSEN HLDGS PLC SHS EUR (UNITED KINGDOM)   2020-01-24 2021-01-11
11SH NIELSEN HLDGS PLC SHS EUR (UNITED KINGDOM)   2019-10-31 2021-05-07
53SH NIELSEN HLDGS PLC SHS EUR (UNITED KINGDOM)   2019-11-11 2021-05-07
1SH NIELSEN HLDGS PLC SHS EUR (UNITED KINGDOM)   2020-01-24 2021-05-07
7SH NIELSEN HLDGS PLC SHS EUR (UNITED KINGDOM)   2020-01-31 2021-05-07
1SH NIKE INCORPORATED CLASS B   2020-11-30 2021-01-11
4SH NIKE INCORPORATED CLASS B   2020-12-15 2021-01-11
3SH NIKE INCORPORATED CLASS B   2020-12-29 2021-01-11
4SH NIKE INCORPORATED CLASS B   2021-02-23 2021-04-20
3SH NIKE INCORPORATED CLASS B   2021-02-01 2021-09-15
10SH NINTENDO LIMITED UNSPON ADS (JAPAN)   2019-11-05 2021-04-26
7SH NINTENDO LIMITED UNSPON ADS (JAPAN)   2019-11-21 2021-04-26
3SH NINTENDO LIMITED UNSPON ADS (JAPAN)   2019-12-16 2021-04-26
9SH NINTENDO LIMITED UNSPON ADS (JAPAN)   2020-05-04 2021-04-26
4SH NINTENDO LIMITED UNSPON ADS (JAPAN)   2019-11-21 2021-05-07
19SH NINTENDO LIMITED UNSPON ADS (JAPAN)   2019-11-01 2021-05-26
3SH NINTENDO LIMITED UNSPON ADS (JAPAN)   2019-11-21 2021-05-26
12SH NINTENDO LIMITED UNSPON ADS (JAPAN)   2020-02-07 2021-05-26
19SH NORDEA BK ABP MED TERM NTS SPONSORED ADS (FINLAND)   2017-07-17 2021-01-28
37SH NORDEA BK ABP MED TERM NTS SPONSORED ADS (FINLAND)   2017-08-11 2021-01-28
27SH NORDEA BK ABP MED TERM NTS SPONSORED ADS (FINLAND)   2017-08-17 2021-01-28
86SH NORDEA BK ABP MED TERM NTS SPONSORED ADS (FINLAND)   2018-08-28 2021-01-28
80SH NORDEA BK ABP MED TERM NTS SPONSORED ADS (FINLAND)   2019-07-24 2021-01-28
27SH NORDEA BK ABP MED TERM NTS SPONSORED ADS (FINLAND)   2020-05-04 2021-01-28
2SH NORDSON CORPORATION   2020-06-29 2021-05-07
7SH NORDSTROM INCORPORATED   2021-02-23 2021-05-07
1SH NORTHROP GRUMMAN CORPORATION   2019-09-11 2021-05-07
3SH NOVARTIS AG SPONSORED ADR (SWITZERLAND)   2016-04-14 2021-05-07
3SH NOVARTIS AG SPONSORED ADR (SWITZERLAND)   2018-12-18 2021-05-07
44SH NOVARTIS AG SPONSORED ADR (SWITZERLAND)   2016-04-14 2021-05-26
10SH NOVO-NORDISK A S ADR (DENMARK)   2021-05-26 2021-10-21
5SH NOVO-NORDISK A S ADR (DENMARK)   2021-05-26 2021-11-11
3SH NVIDIA CORPORATION   2016-04-14 2021-01-11
1SH NVIDIA CORPORATION   2021-05-21 2021-06-17
3SH NVIDIA CORPORATION   2021-04-20 2021-10-22
4SH NVIDIA CORPORATION   2021-02-23 2021-11-18
1SH NVIDIA CORPORATION   2021-04-20 2021-11-18
2SH NXP SEMICONDUCTORS N V (NETHERLANDS)   2021-02-23 2021-05-07
11SH OGE ENERGY CORPORATION   2016-10-17 2021-01-15
1SH OGE ENERGY CORPORATION   2020-05-04 2021-01-15
5SH OGE ENERGY CORPORATION   2020-06-29 2021-01-15
0SH ORGANON & COMPANY COMMON STOCK   2020-09-23 2021-06-08
1SH ORGANON & COMPANY COMMON STOCK   2020-02-19 2021-06-30
1SH ORGANON & COMPANY COMMON STOCK   2020-02-20 2021-06-30
1SH ORGANON & COMPANY COMMON STOCK   2020-03-04 2021-06-30
1SH ORGANON & COMPANY COMMON STOCK   2020-04-15 2021-06-30
0SH ORGANON & COMPANY COMMON STOCK   2020-05-04 2021-06-30
0SH ORGANON & COMPANY COMMON STOCK   2020-09-23 2021-06-30
1SH ORGANON & COMPANY COMMON STOCK   2020-10-07 2021-06-30
1SH ORGANON & COMPANY COMMON STOCK   2021-02-23 2021-06-30
7SH P T TELEKOMUNIKASI INDONESIA SPONSORED ADR (INDONESIA)   2016-04-14 2021-05-07
46SH P T TELEKOMUNIKASI INDONESIA SPONSORED ADR (INDONESIA)   2016-04-14 2021-05-26
9SH P T TELEKOMUNIKASI INDONESIA SPONSORED ADR (INDONESIA)   2020-05-04 2021-05-26
2SH PAYLOCITY HLDG CORPORATION   2021-02-11 2021-05-07
3SH PAYPAL HLDGS INCORPORATED   2020-10-29 2021-01-07
1SH PAYPAL HLDGS INCORPORATED   2020-02-18 2021-01-11
1SH PAYPAL HLDGS INCORPORATED   2020-05-18 2021-01-11
2SH PAYPAL HLDGS INCORPORATED   2020-05-22 2021-01-11
2SH PAYPAL HLDGS INCORPORATED   2020-11-04 2021-01-11
3SH PAYPAL HLDGS INCORPORATED   2021-02-23 2021-03-01
1SH PAYPAL HLDGS INCORPORATED   2021-03-29 2021-10-14
1SH PAYPAL HLDGS INCORPORATED   2021-07-28 2021-10-14
3SH PAYPAL HLDGS INCORPORATED   2020-05-18 2021-10-28
2SH PELOTON INTERACTIVE INCORPORATED CLASS A COM   2020-09-18 2021-04-23
1SH PELOTON INTERACTIVE INCORPORATED CLASS A COM   2020-09-21 2021-04-23
2SH PELOTON INTERACTIVE INCORPORATED CLASS A COM   2021-01-05 2021-04-23
1SH PELOTON INTERACTIVE INCORPORATED CLASS A COM   2021-01-05 2021-04-23
4SH PELOTON INTERACTIVE INCORPORATED CLASS A COM   2021-02-08 2021-04-23
2SH PELOTON INTERACTIVE INCORPORATED CLASS A COM   2021-02-23 2021-04-23
7SH PELOTON INTERACTIVE INCORPORATED CLASS A COM   2020-09-17 2021-05-05
2SH PELOTON INTERACTIVE INCORPORATED CLASS A COM   2020-09-18 2021-05-05
4SH PERFORMANCE FOOD GROUP COMPANY   2021-03-30 2021-05-07
46SH PERNOD RICARD SA ADR (FRANCE)   2020-10-23 2021-05-26
18SH PERNOD RICARD SA ADR (FRANCE)   2020-11-24 2021-05-26
15SH PHYSICIANS RLTY TR REIT   2020-11-17 2021-05-07
12SH PING AN INS GROUP COMPANY CHINA LIMITED SPON ADR REP H   2018-02-14 2021-05-07
4SH PING AN INS GROUP COMPANY CHINA LIMITED SPON ADR REP H   2019-02-26 2021-05-07
9SH PING AN INS GROUP COMPANY CHINA LIMITED SPON ADR REP H   2019-04-29 2021-05-07
71SH PING AN INS GROUP COMPANY CHINA LIMITED SPON ADR REP H   2017-12-13 2021-05-26
34SH PING AN INS GROUP COMPANY CHINA LIMITED SPON ADR REP H   2018-06-28 2021-05-26
25SH PING AN INS GROUP COMPANY CHINA LIMITED SPON ADR REP H   2018-09-21 2021-05-26
26SH PING AN INS GROUP COMPANY CHINA LIMITED SPON ADR REP H   2019-02-26 2021-05-26
18SH PING AN INS GROUP COMPANY CHINA LIMITED SPON ADR REP H   2020-05-04 2021-05-26
33SH PING AN INS GROUP COMPANY CHINA LIMITED SPON ADR REP H   2020-06-04 2021-05-26
5SH PINNACLE FINL PARTNERS INCORPORATED   2017-09-05 2021-05-07
2SH PIONEER NAT RES COMPANY   2018-04-18 2021-02-09
1SH PIONEER NAT RES COMPANY   2018-11-20 2021-02-09
1SH PIONEER NAT RES COMPANY   2019-08-06 2021-02-09
1SH PIONEER NAT RES COMPANY   2019-08-30 2021-02-09
1SH PIONEER NAT RES COMPANY   2020-11-24 2021-02-09
0SH PIONEER NAT RES COMPANY   2020-11-24 2021-03-01
0SH PIONEER NAT RES COMPANY   2020-06-29 2021-05-07
1SH PIONEER NAT RES COMPANY   2020-11-24 2021-05-07
4SH PIONEER NAT RES COMPANY   2020-06-29 2021-07-23
2SH PIONEER NAT RES COMPANY   2020-10-28 2021-07-23
2SH PIPER SANDLER COMPANIES   2020-11-17 2021-05-07
2SH PNC FINL SVCS GROUP INCORPORATED   2021-02-23 2021-05-07
1SH PNC FINL SVCS GROUP INCORPORATED   2016-04-14 2021-09-29
2SH PNC FINL SVCS GROUP INCORPORATED   2020-05-04 2021-09-29
2SH PNC FINL SVCS GROUP INCORPORATED   2021-02-23 2021-09-29
3SH POLARIS INCORPORATED   2021-01-26 2021-05-07
4SH POOL CORPORATION   2017-07-26 2021-03-30
2SH PORTLAND GENERAL ELEC COMPANY COM NEW   2020-05-04 2021-05-07
3SH PORTLAND GENERAL ELEC COMPANY COM NEW   2020-06-02 2021-05-07
2SH POWER INTEGRATIONS INCORPORATED   2016-04-14 2021-02-03
6SH POWER INTEGRATIONS INCORPORATED   2020-06-29 2021-02-03
2SH POWER INTEGRATIONS INCORPORATED   2016-04-14 2021-05-07
6SH PPG INDUSTRIES INCORPORATED   2016-04-14 2021-01-28
3SH PPG INDUSTRIES INCORPORATED   2021-02-23 2021-04-07
4SH PPG INDUSTRIES INCORPORATED   2016-04-14 2021-04-08
1SH PPG INDUSTRIES INCORPORATED   2021-02-23 2021-04-08
1SH PPG INDUSTRIES INCORPORATED   2016-04-14 2021-05-07
2SH PROGRESSIVE CORPORATION   2021-03-24 2021-05-07
11SH PRUDENTIAL PLC ADR (UNITED KINGDOM)   2016-04-14 2021-05-07
5SH PRUDENTIAL PLC ADR (UNITED KINGDOM)   2019-04-11 2021-05-07
45SH PRUDENTIAL PLC ADR (UNITED KINGDOM)   2016-04-14 2021-05-26
12SH PRUDENTIAL PLC ADR (UNITED KINGDOM)   2016-08-16 2021-05-26
9SH PRUDENTIAL PLC ADR (UNITED KINGDOM)   2020-05-04 2021-05-26
31SH PT BANK MANDIRI PERSERO TBK UNSPONSORED ADR (INDONESIA)   2019-12-23 2021-05-07
53SH PT BANK MANDIRI PERSERO TBK UNSPONSORED ADR (INDONESIA)   2019-12-23 2021-05-26
46SH PT BANK MANDIRI PERSERO TBK UNSPONSORED ADR (INDONESIA)   2020-04-30 2021-05-26
46SH PT BANK MANDIRI PERSERO TBK UNSPONSORED ADR (INDONESIA)   2020-05-04 2021-05-26
90SH PT BANK MANDIRI PERSERO TBK UNSPONSORED ADR (INDONESIA)   2021-04-08 2021-05-26
2SH QUAKER HOUGHTON   2020-06-29 2021-05-07
5SH RAPID7 INCORPORATED   2020-06-29 2021-05-07
1SH RAPID7 INCORPORATED   2020-06-29 2021-08-09
2SH RBC BEARINGS INCORPORATED   2020-06-29 2021-05-07
1SH RBC BEARINGS INCORPORATED   2020-06-29 2021-07-28
21SH RELX PLC SPONSORED ADR (UNITED KINGDOM)   2020-11-19 2021-05-07
24SH RELX PLC SPONSORED ADR (UNITED KINGDOM)   2018-04-04 2021-05-26
44SH RELX PLC SPONSORED ADR (UNITED KINGDOM)   2018-04-05 2021-05-26
41SH RELX PLC SPONSORED ADR (UNITED KINGDOM)   2018-06-07 2021-05-26
18SH RELX PLC SPONSORED ADR (UNITED KINGDOM)   2018-06-26 2021-05-26
20SH RELX PLC SPONSORED ADR (UNITED KINGDOM)   2018-11-23 2021-05-26
8SH RELX PLC SPONSORED ADR (UNITED KINGDOM)   2019-04-29 2021-05-26
20SH RELX PLC SPONSORED ADR (UNITED KINGDOM)   2020-05-04 2021-05-26
11SH RELX PLC SPONSORED ADR (UNITED KINGDOM)   2020-11-19 2021-05-26
2SH RINGCENTRAL INCORPORATED CLASS A   2021-02-01 2021-05-06
3SH RINGCENTRAL INCORPORATED CLASS A   2021-02-23 2021-05-06
1SH RINGCENTRAL INCORPORATED CLASS A   2021-06-08 2021-07-20
3SH RINGCENTRAL INCORPORATED CLASS A   2021-06-08 2021-07-21
1SH RITCHIE BROS AUCTIONEERS (CANADA)   2020-05-04 2021-05-07
6SH RITCHIE BROS AUCTIONEERS (CANADA)   2020-06-29 2021-05-07
2SH RITCHIE BROS AUCTIONEERS (CANADA)   2020-06-29 2021-08-09
4SH RITCHIE BROS AUCTIONEERS (CANADA)   2020-06-29 2021-09-21
6SH ROCHE HLDG LIMITED SPONSORED ADR (SWITZERLAND)   2021-02-23 2021-05-07
24SH ROCHE HLDG LIMITED SPONSORED ADR (SWITZERLAND)   2021-05-26 2021-06-30
22SH ROCHE HLDG LIMITED SPONSORED ADR (SWITZERLAND)   2021-05-26 2021-09-01
10SH ROCHE HLDG LIMITED SPONSORED ADR (SWITZERLAND)   2021-05-26 2021-09-09
10SH ROCHE HLDG LIMITED SPONSORED ADR (SWITZERLAND)   2021-05-26 2021-09-10
6SH ROCHE HLDG LIMITED SPONSORED ADR (SWITZERLAND)   2021-05-26 2021-12-23
9SH ROYAL DSM N V SPON ADR (NETHERLANDS)   2020-05-04 2021-05-07
46SH ROYAL DSM N V SPON ADR (NETHERLANDS)   2019-02-28 2021-05-26
16SH ROYAL DSM N V SPON ADR (NETHERLANDS)   2019-05-10 2021-05-26
5SH ROYAL DSM N V SPON ADR (NETHERLANDS)   2020-05-04 2021-05-26
1SH RPM INTERNATIONAL INCORPORATED   2020-05-04 2021-02-09
6SH RPM INTERNATIONAL INCORPORATED   2020-06-29 2021-02-09
3SH RPM INTERNATIONAL INCORPORATED   2016-04-14 2021-05-07
1SH RPM INTERNATIONAL INCORPORATED   2020-05-04 2021-05-07
2SH RYANAIR HOLDINGS PLC SPONSORED ADS (IRELAND)   2016-04-14 2021-05-07
12SH RYANAIR HOLDINGS PLC SPONSORED ADS (IRELAND)   2016-04-14 2021-05-26
12SH RYOHIN KEIKAKU COMPANY LIMITED UNSPONSORD ADR (JAPAN)   2016-04-14 2021-05-07
13SH RYOHIN KEIKAKU COMPANY LIMITED UNSPONSORD ADR (JAPAN)   2016-04-14 2021-05-26
16SH RYOHIN KEIKAKU COMPANY LIMITED UNSPONSORD ADR (JAPAN)   2016-07-06 2021-05-26
32SH RYOHIN KEIKAKU COMPANY LIMITED UNSPONSORD ADR (JAPAN)   2016-12-08 2021-05-26
16SH RYOHIN KEIKAKU COMPANY LIMITED UNSPONSORD ADR (JAPAN)   2019-05-10 2021-05-26
14SH RYOHIN KEIKAKU COMPANY LIMITED UNSPONSORD ADR (JAPAN)   2020-05-04 2021-05-26
1SH S&P GLOBAL INCORPORATED   2018-09-17 2021-02-05
1SH S&P GLOBAL INCORPORATED   2018-09-19 2021-02-05
1SH S&P GLOBAL INCORPORATED   2018-09-24 2021-02-05
2SH S&P GLOBAL INCORPORATED   2018-09-27 2021-02-24
1SH S&P GLOBAL INCORPORATED   2018-09-27 2021-02-24
8SH SAFRAN SPON ADR (FRANCE)   2020-11-17 2021-02-02
9SH SAFRAN SPON ADR (FRANCE)   2020-11-25 2021-02-02
12SH SAFRAN SPON ADR (FRANCE)   2020-11-30 2021-02-02
9SH SAFRAN SPON ADR (FRANCE)   2020-12-01 2021-02-02
4SH SAFRAN SPON ADR (FRANCE)   2020-12-24 2021-02-02
11SH SAFRAN SPON ADR (FRANCE)   2020-12-24 2021-02-23
8SH SAFRAN SPON ADR (FRANCE)   2020-11-16 2021-05-07
3SH SAFRAN SPON ADR (FRANCE)   2021-03-29 2021-05-07
21SH SAFRAN SPON ADR (FRANCE)   2017-12-04 2021-05-26
13SH SAFRAN SPON ADR (FRANCE)   2018-01-05 2021-05-26
23SH SAFRAN SPON ADR (FRANCE)   2018-02-14 2021-05-26
5SH SAFRAN SPON ADR (FRANCE)   2018-08-22 2021-05-26
13SH SAFRAN SPON ADR (FRANCE)   2018-12-03 2021-05-26
8SH SAFRAN SPON ADR (FRANCE)   2019-01-28 2021-05-26
12SH SAFRAN SPON ADR (FRANCE)   2020-06-04 2021-05-26
6SH SAFRAN SPON ADR (FRANCE)   2021-03-29 2021-05-26
16SH SAFRAN SPON ADR (FRANCE)   2017-12-04 2021-07-23
22SH SAFRAN SPON ADR (FRANCE)   2017-12-04 2021-08-03
1SH SAFRAN SPON ADR (FRANCE)   2020-05-04 2021-08-03
20SH SAFRAN SPON ADR (FRANCE)   2020-05-04 2021-08-11
6SH SALESFORCE INCORPORATED   2016-04-14 2021-01-11
1SH SALESFORCE INCORPORATED   2016-04-14 2021-03-02
3SH SALESFORCE INCORPORATED   2021-02-23 2021-03-02
14SH SAMPO OYJ ADR (FINLAND)   2016-04-14 2021-05-07
60SH SAMPO OYJ ADR (FINLAND)   2016-04-14 2021-05-26
8SH SAMPO OYJ ADR (FINLAND)   2016-09-06 2021-05-26
24SH SAMPO OYJ ADR (FINLAND)   2016-11-30 2021-05-26
7SH SAMPO OYJ ADR (FINLAND)   2019-04-29 2021-05-26
18SH SAMPO OYJ ADR (FINLAND)   2020-05-04 2021-05-26
6SH SANDS CHINA LIMITED UNSPONSORE ADR (CAYMAN ISLANDS)   2020-11-20 2021-05-07
47SH SANDS CHINA LIMITED UNSPONSORE ADR (CAYMAN ISLANDS)   2020-11-20 2021-05-26
78SH SANDVIK AB ADR (SWEDEN)   2020-09-09 2021-05-26
38SH SANDVIK AB ADR (SWEDEN)   2020-09-18 2021-05-26
3SH SANOFI SPONSORED ADR (FRANCE)   2020-05-04 2021-05-07
8SH SANOFI SPONSORED ADR (FRANCE)   2020-09-18 2021-05-07
31SH SANOFI SPONSORED ADR (FRANCE)   2019-03-06 2021-05-26
28SH SANOFI SPONSORED ADR (FRANCE)   2019-03-22 2021-05-26
26SH SANOFI SPONSORED ADR (FRANCE)   2019-04-29 2021-05-26
10SH SANOFI SPONSORED ADR (FRANCE)   2020-05-04 2021-05-26
2SH SAREPTA THERAPEUTICS INCORPORATED   2020-08-07 2021-01-08
2SH SAREPTA THERAPEUTICS INCORPORATED   2020-08-27 2021-01-08
11SH SCHNEIDER ELECTRIC SE UNSPONSORD ADR (FRANCE)   2021-05-26 2021-11-11
8SH SCHNEIDER ELECTRIC SE UNSPONSORD ADR (FRANCE)   2021-05-26 2021-12-23
7SH SCHNEIDER NATIONAL INCORPORATED CLASS B   2020-06-29 2021-05-07
15SH SHIMANO INCORPORATED UNSPONSORD ADR (JAPAN)   2020-11-05 2021-05-07
89SH SHIMANO INCORPORATED UNSPONSORD ADR (JAPAN)   2020-03-12 2021-05-26
9SH SHIMANO INCORPORATED UNSPONSORD ADR (JAPAN)   2020-05-04 2021-05-26
7SH SHIMANO INCORPORATED UNSPONSORD ADR (JAPAN)   2020-11-05 2021-05-26
3SH SHIN ETSU CHEMICAL COMPANY LIMITED ADR (JAPAN)   2019-07-24 2021-05-07
6SH SHIN ETSU CHEMICAL COMPANY LIMITED ADR (JAPAN)   2020-05-04 2021-05-07
60SH SHIN ETSU CHEMICAL COMPANY LIMITED ADR (JAPAN)   2019-07-02 2021-05-26
12SH SHIN ETSU CHEMICAL COMPANY LIMITED ADR (JAPAN)   2019-07-24 2021-05-26
1SH SHOPIFY INCORPORATED CLASS A (CANADA)   2020-11-30 2021-01-11
1SH SHOPIFY INCORPORATED CLASS A (CANADA)   2020-12-24 2021-01-11
1SH SHOPIFY INCORPORATED CLASS A (CANADA)   2021-02-17 2021-05-26
2SH SIGNATURE BK NEW YORK N Y   2017-04-18 2021-05-07
1SH SIGNATURE BK NEW YORK N Y   2017-07-20 2021-08-09
3SH SILICON LABORATORIES INCORPORATED   2020-10-30 2021-05-07
1SH SILICON LABORATORIES INCORPORATED   2020-06-29 2021-12-29
12SH SILICON MOTION TECHNOLOGY CORPORATION SPONSORED ADR   2021-05-26 2021-06-08
3SH SNAP INCORPORATED CLASS A   2021-02-24 2021-05-26
7SH SNAP INCORPORATED CLASS A   2021-03-01 2021-05-26
8SH SNAP INCORPORATED CLASS A   2021-04-23 2021-05-26
7SH SOUTHERN COMPANY   2019-11-13 2021-05-07
4SH SPLUNK INCORPORATED   2016-04-14 2021-01-05
7SH SPLUNK INCORPORATED   2016-04-14 2021-03-25
1SH SPOTIFY TECHNOLOGY S A SHS (LUXEMBOURG)   2020-12-11 2021-01-21
1SH SPOTIFY TECHNOLOGY S A SHS (LUXEMBOURG)   2020-12-15 2021-01-21
2SH SPOTIFY TECHNOLOGY S A SHS (LUXEMBOURG)   2020-07-10 2021-07-16
1SH SPOTIFY TECHNOLOGY S A SHS (LUXEMBOURG)   2021-02-23 2021-07-16
3SH SPOTIFY TECHNOLOGY S A SHS (LUXEMBOURG)   2020-06-02 2021-08-03
2SH SPOTIFY TECHNOLOGY S A SHS (LUXEMBOURG)   2020-06-19 2021-08-03
1SH SPOTIFY TECHNOLOGY S A SHS (LUXEMBOURG)   2020-06-25 2021-08-03
1SH SPOTIFY TECHNOLOGY S A SHS (LUXEMBOURG)   2021-03-29 2021-08-03
2SH STANLEY BLACK & DECKER INCORPORATED   2021-02-23 2021-05-07
2SH STERICYCLE INCORPORATED   2017-11-10 2021-01-11
4SH STERICYCLE INCORPORATED   2018-02-22 2021-01-11
8SH STERICYCLE INCORPORATED   2018-03-27 2021-01-11
13SH STERICYCLE INCORPORATED   2018-10-23 2021-01-11
1SH STERICYCLE INCORPORATED   2018-10-23 2021-05-07
5SH STERICYCLE INCORPORATED   2018-11-05 2021-05-07
2SH STERIS PLC SHS USD (IRELAND)   2020-06-29 2021-05-07
50SH SUMITOMO MITSUI FINL GROUP INCORPORATED SPONSORED ADR   2016-04-14 2021-05-07
327SH SUMITOMO MITSUI FINL GROUP INCORPORATED SPONSORED ADR   2016-04-14 2021-05-26
65SH SUMITOMO MITSUI FINL GROUP INCORPORATED SPONSORED ADR   2020-05-04 2021-05-26
19SH SUMMIT HOTEL PPTYS INCORPORATED REIT   2017-04-21 2021-05-07
1SH SUMMIT HOTEL PPTYS INCORPORATED REIT   2017-05-17 2021-05-07
1SH SUN CMNTYS INCORPORATED REIT   2020-06-29 2021-05-07
2SH SUN CMNTYS INCORPORATED REIT   2020-10-02 2021-05-07
11SH SUNCOR ENERGY INCORPORATED NEW (CANADA)   2017-03-01 2021-05-07
5SH SUNCOR ENERGY INCORPORATED NEW (CANADA)   2019-10-30 2021-05-07
63SH SUNCOR ENERGY INCORPORATED NEW (CANADA)   2016-11-14 2021-05-26
24SH SUNCOR ENERGY INCORPORATED NEW (CANADA)   2019-10-30 2021-05-26
14SH SUNCOR ENERGY INCORPORATED NEW (CANADA)   2020-05-04 2021-05-26
8SH SUNCOR ENERGY INCORPORATED NEW (CANADA)   2020-05-04 2021-05-26
54SH SUNCOR ENERGY INCORPORATED NEW (CANADA)   2021-02-18 2021-05-26
1SH SUZUKI MOTOR CORPORATION UNSPONSORD ADR (JAPAN)   2019-01-18 2021-05-07
3SH SUZUKI MOTOR CORPORATION UNSPONSORD ADR (JAPAN)   2019-01-18 2021-05-26
1SH SUZUKI MOTOR CORPORATION UNSPONSORD ADR (JAPAN)   2019-02-28 2021-05-26
1SH SUZUKI MOTOR CORPORATION UNSPONSORD ADR (JAPAN)   2019-04-29 2021-05-26
3SH SUZUKI MOTOR CORPORATION UNSPONSORD ADR (JAPAN)   2019-05-10 2021-05-26
3SH SUZUKI MOTOR CORPORATION UNSPONSORD ADR (JAPAN)   2020-04-30 2021-05-26
2SH SUZUKI MOTOR CORPORATION UNSPONSORD ADR (JAPAN)   2020-05-04 2021-05-26
4SH SYNEOS HEALTH INCORPORATED CLASS A   2020-08-06 2021-05-07
1SH SYNEOS HEALTH INCORPORATED CLASS A   2020-12-04 2021-05-07
3SH SYSCO CORPORATION   2021-03-19 2021-05-07
2SH TAIWAN SEMICONDUCTOR MFG LIMITED SPONSORED ADS   2020-12-16 2021-01-21
3SH TAIWAN SEMICONDUCTOR MFG LIMITED SPONSORED ADS   2021-01-08 2021-01-21
2SH TAIWAN SEMICONDUCTOR MFG LIMITED SPONSORED ADS   2021-02-24 2021-05-07
6SH TAIWAN SEMICONDUCTOR MFG LIMITED SPONSORED ADS   2020-10-07 2021-05-26
5SH TAIWAN SEMICONDUCTOR MFG LIMITED SPONSORED ADS   2020-10-08 2021-05-26
6SH TAIWAN SEMICONDUCTOR MFG LIMITED SPONSORED ADS   2020-11-25 2021-05-26
2SH TAIWAN SEMICONDUCTOR MFG LIMITED SPONSORED ADS   2020-12-16 2021-05-26
4SH TAIWAN SEMICONDUCTOR MFG LIMITED SPONSORED ADS   2020-12-17 2021-05-26
2SH TAIWAN SEMICONDUCTOR MFG LIMITED SPONSORED ADS   2021-02-23 2021-05-26
1SH TAIWAN SEMICONDUCTOR MFG LIMITED SPONSORED ADS   2021-02-24 2021-05-26
4SH TAIWAN SEMICONDUCTOR MFG LIMITED SPONSORED ADS   2021-03-01 2021-05-26
2SH TAIWAN SEMICONDUCTOR MFG LIMITED SPONSORED ADS   2021-03-29 2021-05-26
6SH TAIWAN SEMICONDUCTOR MFG LIMITED SPONSORED ADS   2020-05-04 2021-07-01
2SH TAIWAN SEMICONDUCTOR MFG LIMITED SPONSORED ADS   2016-04-14 2021-12-15
3SH TAIWAN SEMICONDUCTOR MFG LIMITED SPONSORED ADS   2020-05-04 2021-12-15
1SH TARGET CORPORATION   2021-03-26 2021-10-18
2SH TARGET CORPORATION   2021-03-26 2021-10-22
7SH TCF FINL CORPORATION   2019-03-18 2021-05-07
6SH TCF FINL CORPORATION   2019-03-18 2021-05-18
2SH TCF FINL CORPORATION   2019-09-13 2021-05-18
1SH TCF FINL CORPORATION   2019-09-13 2021-06-08
2SH TCF FINL CORPORATION   2020-05-04 2021-06-08
5SH TCF FINL CORPORATION   2020-06-02 2021-06-08
11SH TCF FINL CORPORATION   2020-06-29 2021-06-08
9SH TCF FINL CORPORATION   2020-11-17 2021-06-08
12SH TECHTRONIC INDUSTRIES LIMITED SPONSORED ADR (HONG KONG)   2021-05-26 2021-08-11
6SH TECHTRONIC INDUSTRIES LIMITED SPONSORED ADR (HONG KONG)   2021-05-26 2021-09-28
2SH TELADOC HEALTH INCORPORATED   2020-07-30 2021-02-01
1SH TELADOC HEALTH INCORPORATED   2020-06-19 2021-03-01
1SH TELADOC HEALTH INCORPORATED   2020-07-30 2021-03-01
1SH TELADOC HEALTH INCORPORATED   2020-08-18 2021-03-01
1SH TELADOC HEALTH INCORPORATED   2021-02-23 2021-03-01
2SH TELADOC HEALTH INCORPORATED   2020-06-10 2021-03-11
1SH TELADOC HEALTH INCORPORATED   2020-06-15 2021-03-11
1SH TELADOC HEALTH INCORPORATED   2020-06-19 2021-03-11
19SH TELENOR ASA SPONSORED ADR (NORWAY)   2019-06-10 2021-05-07
97SH TELENOR ASA SPONSORED ADR (NORWAY)   2016-04-14 2021-05-26
8SH TELENOR ASA SPONSORED ADR (NORWAY)   2016-10-21 2021-05-26
24SH TELENOR ASA SPONSORED ADR (NORWAY)   2018-11-20 2021-05-26
7SH TELENOR ASA SPONSORED ADR (NORWAY)   2019-06-10 2021-05-26
17SH TELENOR ASA SPONSORED ADR (NORWAY)   2020-05-04 2021-05-26
3SH TENCENT HOLDINGS LIMITED UNSPON ADR (CAYMAN ISLANDS)   2016-07-07 2021-01-11
13SH TENCENT HOLDINGS LIMITED UNSPON ADR (CAYMAN ISLANDS)   2019-10-10 2021-01-11
42SH TENCENT HOLDINGS LIMITED UNSPON ADR (CAYMAN ISLANDS)   2016-06-24 2021-05-26
4SH TENCENT HOLDINGS LIMITED UNSPON ADR (CAYMAN ISLANDS)   2021-05-07 2021-05-26
10SH TENCENT HOLDINGS LIMITED UNSPON ADR (CAYMAN ISLANDS)   2016-06-24 2021-08-17
1SH TESCO PLC SPONSORED ADR (UNITED KINGDOM)   2019-10-15 2021-02-22
119SH TESCO PLC SPONSORED ADR (UNITED KINGDOM)   2019-10-07 2021-05-26
59SH TESCO PLC SPONSORED ADR (UNITED KINGDOM)   2019-10-15 2021-05-26
28SH TESCO PLC SPONSORED ADR (UNITED KINGDOM)   2019-10-17 2021-05-26
51SH TESCO PLC SPONSORED ADR (UNITED KINGDOM)   2020-05-04 2021-05-26
61SH TESCO PLC SPONSORED ADR (UNITED KINGDOM)   2020-06-25 2021-05-26
4SH TESLA INCORPORATED   2016-04-14 2021-01-11
1SH TESLA INCORPORATED   2016-04-14 2021-02-01
2SH TESLA INCORPORATED   2021-02-23 2021-05-27
3SH TEXAS INSTRS INCORPORATED   2021-02-23 2021-05-07
4SH TEXAS ROADHOUSE INCORPORATED   2018-08-07 2021-05-07
2SH THE TRADE DESK INCORPORATED COM CLASS A   2020-02-28 2021-11-18
1SH THERMO FISHER SCIENTIFIC INCORPORATED   2020-11-04 2021-05-07
1SH THERMO FISHER SCIENTIFIC INCORPORATED   2020-11-02 2021-11-17
1SH THERMO FISHER SCIENTIFIC INCORPORATED   2021-05-05 2021-11-17
4SH TJX COMPANIES INCORPORATED NEW   2020-12-29 2021-02-23
9SH TJX COMPANIES INCORPORATED NEW   2021-02-24 2021-09-07
4SH TJX COMPANIES INCORPORATED NEW   2021-05-07 2021-09-07
4SH TORO COMPANY   2020-06-29 2021-05-07
3SH TRANE TECHNOLOGIES PLC SHS (IRELAND)   2021-02-23 2021-05-07
1SH TRANE TECHNOLOGIES PLC SHS (IRELAND)   2021-02-23 2021-07-28
3SH TRANE TECHNOLOGIES PLC SHS (IRELAND)   2020-05-04 2021-07-30
1SH TRANE TECHNOLOGIES PLC SHS (IRELAND)   2021-02-23 2021-07-30
2SH TRANE TECHNOLOGIES PLC SHS (IRELAND)   2017-11-28 2021-09-23
1SH TRANE TECHNOLOGIES PLC SHS (IRELAND)   2018-06-06 2021-09-23
3SH TRANE TECHNOLOGIES PLC SHS (IRELAND)   2017-11-28 2021-09-24
4SH TRAVELERS COMPANIES INCORPORATED   2016-04-14 2021-02-10
2SH TRAVELERS COMPANIES INCORPORATED   2016-04-14 2021-03-10
3SH TRAVELERS COMPANIES INCORPORATED   2016-04-14 2021-03-11
5SH TRAVELERS COMPANIES INCORPORATED   2016-04-14 2021-03-18
1SH TRAVELERS COMPANIES INCORPORATED   2020-05-04 2021-03-18
4SH TWILIO INCORPORATED CLASS A   2020-08-18 2021-01-11
2SH TWILIO INCORPORATED CLASS A   2021-02-23 2021-03-24
1SH TWILIO INCORPORATED CLASS A   2021-02-23 2021-05-28
1SH TWILIO INCORPORATED CLASS A   2021-02-01 2021-06-08
1SH TWILIO INCORPORATED CLASS A   2021-02-28 2021-06-08
2SH TWILIO INCORPORATED CLASS A   2021-05-06 2021-10-12
1SH TWILIO INCORPORATED CLASS A   2019-06-10 2021-10-29
2SH TWILIO INCORPORATED CLASS A   2021-05-06 2021-10-29
1SH TWILIO INCORPORATED CLASS A   2019-06-05 2021-12-27
1SH TWILIO INCORPORATED CLASS A   2019-06-10 2021-12-27
1SH UBER TECHNOLOGIES INCORPORATED   2019-05-02 2021-01-11
5SH UBER TECHNOLOGIES INCORPORATED   2020-02-07 2021-01-11
14SH UBER TECHNOLOGIES INCORPORATED   2020-12-21 2021-01-11
10SH UBER TECHNOLOGIES INCORPORATED   2021-02-23 2021-05-27
5SH UBER TECHNOLOGIES INCORPORATED   2021-02-23 2021-10-14
9SH UBER TECHNOLOGIES INCORPORATED   2021-03-29 2021-10-14
1SH UBER TECHNOLOGIES INCORPORATED   2021-03-29 2021-10-15
6SH UNILEVER PLC SPON ADR NEW (UNITED KINGDOM)   2020-06-04 2021-05-07
27SH UNILEVER PLC SPON ADR NEW (UNITED KINGDOM)   2016-04-14 2021-05-26
14SH UNILEVER PLC SPON ADR NEW (UNITED KINGDOM)   2017-01-19 2021-05-26
6SH UNILEVER PLC SPON ADR NEW (UNITED KINGDOM)   2020-05-04 2021-05-26
3SH UNILEVER PLC SPON ADR NEW (UNITED KINGDOM)   2020-06-04 2021-05-26
1SH UNION PAC CORPORATION   2021-03-29 2021-05-07
2SH UNION PAC CORPORATION   2020-12-29 2021-07-14
1SH UNION PAC CORPORATION   2021-02-23 2021-07-14
2SH UNION PAC CORPORATION   2020-06-05 2021-07-20
1SH UNION PAC CORPORATION   2021-02-23 2021-07-20
2SH UNION PAC CORPORATION   2020-06-05 2021-07-22
2SH UNION PAC CORPORATION   2020-05-04 2021-07-26
1SH UNION PAC CORPORATION   2020-06-05 2021-07-26
4SH US BANCORP DEL COM NEW   2021-02-23 2021-05-07
10SH US BANCORP DEL COM NEW   2016-04-14 2021-05-19
6SH US BANCORP DEL COM NEW   2021-02-23 2021-05-19
13SH US BANCORP DEL COM NEW   2016-04-14 2021-05-26
10SH US BANCORP DEL COM NEW   2016-04-14 2021-05-27
15SH US BANCORP DEL COM NEW   2016-04-14 2021-06-02
7SH US BANCORP DEL COM NEW   2020-05-04 2021-06-02
39SH US FOODS HLDG CORPORATION   2020-06-26 2021-01-11
6SH US FOODS HLDG CORPORATION   2020-06-26 2021-05-07
1SH VAIL RESORTS INCORPORATED   2019-02-08 2021-05-07
29SH VANGUARD HIGH DIVIDEND YIELD ETF   2019-11-12 2021-01-11
770SH VANGUARD HIGH DIVIDEND YIELD ETF   2019-11-12 2021-02-23
96SH VANGUARD HIGH DIVIDEND YIELD ETF   2020-05-04 2021-02-23
15SH VANGUARD INDEX FUNDS S&P 500 ETF SHS NEW   2016-04-14 2021-01-11
17SH VANGUARD INDEX FUNDS S&P 500 ETF SHS NEW   2020-05-04 2021-01-11
17SH VANGUARD INDEX FUNDS S&P 500 ETF SHS NEW   2021-02-23 2021-05-07
2SH VERTEX PHARMACEUTICALS INCORPORATED   2017-04-06 2021-02-02
1SH VERTEX PHARMACEUTICALS INCORPORATED   2017-05-19 2021-02-02
2SH VERTEX PHARMACEUTICALS INCORPORATED   2020-11-05 2021-02-02
3SH VERTEX PHARMACEUTICALS INCORPORATED   2017-04-11 2021-03-01
35SH VESTAS WIND SYSTEMS AS UNSP ADR (DENMARK)   2019-10-07 2021-05-26
140SH VESTAS WIND SYSTEMS AS UNSP ADR (DENMARK)   2019-10-08 2021-05-26
60SH VESTAS WIND SYSTEMS AS UNSP ADR (DENMARK)   2020-05-04 2021-05-26
70SH VESTAS WIND SYSTEMS AS UNSP ADR (DENMARK)   2020-06-25 2021-05-26
34SH VINCI S A ADR (FRANCE)   2016-04-14 2021-01-27
18SH VINCI S A ADR (FRANCE)   2016-06-24 2021-01-27
16SH VINCI S A ADR (FRANCE)   2016-11-30 2021-01-27
10SH VINCI S A ADR (FRANCE)   2020-05-04 2021-01-27
19SH VINCI S A ADR (FRANCE)   2020-06-04 2021-01-27
3SH VISA INCORPORATED COM CLASS A   2016-04-14 2021-01-11
3SH VISA INCORPORATED COM CLASS A   2020-08-19 2021-01-11
2SH VISA INCORPORATED COM CLASS A   2020-09-04 2021-01-11
2SH VISA INCORPORATED COM CLASS A   2021-07-21 2021-10-20
1SH VISA INCORPORATED COM CLASS A   2021-03-29 2021-11-01
1SH VISA INCORPORATED COM CLASS A   2021-05-07 2021-11-01
2SH VISA INCORPORATED COM CLASS A   2021-06-28 2021-11-01
1SH VISA INCORPORATED COM CLASS A   2021-03-29 2021-11-03
1SH VISA INCORPORATED COM CLASS A   2016-04-14 2021-11-17
1SH VISA INCORPORATED COM CLASS A   2021-03-29 2021-11-17
4SH VITESCO TECHNOLOGIES GRP AG SPONSORED ADS (GERMANY)   2020-08-13 2021-09-28
1SH VITESCO TECHNOLOGIES GRP AG SPONSORED ADS (GERMANY)   2020-08-13 2021-09-30
10SH VIVENDI SE UNSPONSORD ADR (FRANCE)   2018-09-24 2021-05-07
3SH VIVENDI SE UNSPONSORD ADR (FRANCE)   2018-09-26 2021-05-07
56SH VIVENDI SE UNSPONSORD ADR (FRANCE)   2018-09-24 2021-05-26
26SH VIVENDI SE UNSPONSORD ADR (FRANCE)   2018-11-21 2021-05-26
20SH VIVENDI SE UNSPONSORD ADR (FRANCE)   2020-05-04 2021-05-26
32SH VOLKSWAGEN AG UNSPONSRED ADS (GERMANY)   2018-11-06 2021-05-05
28SH VOLKSWAGEN AG UNSPONSRED ADS (GERMANY)   2018-11-06 2021-05-06
14SH VOLKSWAGEN AG UNSPONSRED ADS (GERMANY)   2018-11-06 2021-05-07
40SH VOLKSWAGEN AG UNSPONSRED ADS (GERMANY)   2018-11-06 2021-05-26
34SH VOLKSWAGEN AG UNSPONSRED ADS (GERMANY)   2018-11-21 2021-05-26
23SH VOLKSWAGEN AG UNSPONSRED ADS (GERMANY)   2018-12-03 2021-05-26
12SH VOLKSWAGEN AG UNSPONSRED ADS (GERMANY)   2019-04-29 2021-05-26
25SH VOLKSWAGEN AG UNSPONSRED ADS (GERMANY)   2019-07-02 2021-05-26
28SH VOLKSWAGEN AG UNSPONSRED ADS (GERMANY)   2020-05-04 2021-05-26
6SH VOYA FINANCIAL INCORPORATED   2020-01-13 2021-05-07
7SH WESTERN ALLIANCE BANCORP   2018-09-14 2021-05-07
2SH WESTERN ALLIANCE BANCORP   2017-09-05 2021-05-18
1SH WESTERN ALLIANCE BANCORP   2017-09-05 2021-08-09
24SH WESTERN UN COMPANY   2016-04-14 2021-05-07
72SH WESTERN UN COMPANY   2016-04-14 2021-09-24
19SH WILEY JOHN & SONS INCORPORATED CLASS A   2016-04-14 2021-05-07
6SH WILLIS TOWERS WATSON PLC LIMITED SHS (IRELAND)   2016-04-14 2021-03-19
3SH WILLIS TOWERS WATSON PLC LIMITED SHS (IRELAND)   2016-04-14 2021-05-07
4SH WOLTERS KLUWER N V SPONSORED ADR (NETHERLANDS)   2020-05-04 2021-05-07
15SH WOLTERS KLUWER N V SPONSORED ADR (NETHERLANDS)   2016-04-14 2021-05-26
10SH WOLTERS KLUWER N V SPONSORED ADR (NETHERLANDS)   2017-01-20 2021-05-26
1SH WORKDAY INCORPORATED CLASS A   2016-04-14 2021-02-23
1SH WORKDAY INCORPORATED CLASS A   2020-05-29 2021-02-23
1SH WORKDAY INCORPORATED CLASS A   2021-03-29 2021-05-18
5SH YUM CHINA HLDGS INCORPORATED   2021-05-26 2021-10-21
1SH ZEBRA TECHNOLOGIES CORPORATION CLASS A   2020-06-29 2021-05-07
1SH ZEBRA TECHNOLOGIES CORPORATION CLASS A   2020-06-29 2021-08-09
1SH ZEBRA TECHNOLOGIES CORPORATION CLASS A   2016-04-14 2021-08-16
1SH ZEBRA TECHNOLOGIES CORPORATION CLASS A   2020-05-04 2021-08-16
2SH ZOOM VIDEO COMMUNICATIONS INCORPORATED CLASS A   2020-10-27 2021-04-12
CAPITAL GAINS DIVIDENDS P    
(e)
Gross sales price
(f)
Depreciation allowed
(or allowable)
(g)
Cost or other basis
plus expense of sale
(h)
Gain or (loss)
(e) plus (f) minus (g)
a 477   506 -29
b 490   506 -16
c 712   504 208
d 2,393   1,437 956
e 1,348   736 612
741   476 265
640   341 299
775   505 270
320   291 29
192   164 28
292   255 37
585   511 74
3,409   1,378 2,031
1,117   345 772
1,422   283 1,139
668   612 56
84   42 42
251   129 122
639   278 361
298   129 169
341   152 189
448   458 -10
31   24 7
220   169 51
120   97 23
748   673 75
748   651 97
525   279 246
1,575   792 783
366   431 -65
536   530 6
311   299 12
68   66 2
615   589 26
227   78 149
1,276   459 817
425   155 270
4,101   1,558 2,543
2,978   2,737 241
285   281 4
935   902 33
126   92 34
755   663 92
624   531 93
334   336 -2
3,120   1,808 1,312
227   215 12
984   805 179
685   501 184
140   100 40
1,120   732 388
239   224 15
2,087   2,148 -61
257   177 80
772   687 85
515   458 57
2,267   979 1,288
756   327 429
504   355 149
756   532 224
576   209 367
288   109 179
387   170 217
1,032   777 255
1,290   1,239 51
387   381 6
516   527 -11
130   28 102
522   206 316
130   57 73
634   616 18
381   389 -8
250   246 4
376   363 13
632   605 27
401   84 317
144   28 116
151   145 6
312   255 57
1,047   543 504
314   182 132
202   189 13
456   380 76
213   237 -24
281   293 -12
777   773 4
466   526 -60
466   515 -49
78   98 -20
483   483 0
520   490 30
1,802   1,785 17
565   496 69
224   227 -3
2,099   2,105 -6
938   2,081 -1,143
160   176 -16
1,512   1,756 -244
403   473 -70
242   240 2
484   549 -65
79   29 50
395   193 202
2,750   1,091 1,659
606   634 -28
741   434 307
413   377 36
866   703 163
660   691 -31
416   416 0
237   253 -16
504   534 -30
1,592   1,446 146
562   535 27
468   361 107
312   151 161
82   31 51
164   145 19
410   378 32
252   91 161
262   235 27
476   460 16
895   870 25
144   125 19
1,237   805 432
533   400 133
325   200 125
98   73 25
196   166 30
1,152   948 204
221   159 62
2,047   1,185 862
399   265 134
2,766   1,439 1,327
218   196 22
227   311 -84
227   277 -50
227   247 -20
666   425 241
281   133 148
290   126 164
294   126 168
438   253 185
657   356 301
432   290 142
209   200 9
210   248 -38
314   372 -58
472   454 18
295   131 164
451   218 233
232   87 145
890   484 406
1,924   1,043 881
385   212 173
938   473 465
842   399 443
1,635   779 856
506   395 111
506   447 59
405   348 57
531   287 244
101   49 52
504   282 222
1,333   880 453
148   210 -62
234   265 -31
1,507   1,604 -97
402   437 -35
522   508 14
357   308 49
178   154 24
535   508 27
456   376 80
228   183 45
526   424 102
673   596 77
313   236 77
247   240 7
630   578 52
516   452 64
48   42 6
555   677 -122
167   166 1
169   155 14
697   524 173
117   120 -3
117   119 -2
340   218 122
340   237 103
680   436 244
347   152 195
386   356 30
406   349 57
349   227 122
486   305 181
459   292 167
229   142 87
229   128 101
229   245 -16
216   73 143
247   224 23
1,741   1,632 109
116   99 17
435   419 16
259   243 16
89   54 35
358   222 136
991   593 398
1,261   747 514
401   166 235
372   352 20
182   166 16
571   578 -7
491   406 85
695   1,160 -465
417   728 -311
139   277 -138
157   164 -7
305   201 104
162   296 -134
97   129 -32
162   146 16
302   267 35
433   280 153
63   77 -14
211   227 -16
438   390 48
517   390 127
170   53 117
170   62 108
170   73 97
428   346 82
469   420 49
1,847   1,493 354
1,013   902 111
348   313 35
477   314 163
1,397   1,248 149
505   493 12
1,347   1,303 44
857   813 44
46   45 1
505   491 14
1,194   855 339
658   448 210
498   382 116
2,369   1,401 968
646   385 261
718   433 285
359   218 141
144   109 35
454   232 222
485   232 253
392   431 -39
131   116 15
327   355 -28
461   246 215
445   246 199
604   131 473
601   131 470
1,238   262 976
150   116 34
150   154 -4
1,793   1,394 399
171   103 68
809   710 99
189   50 139
94   66 28
94   79 15
450   100 350
405   517 -112
253   326 -73
347   444 -97
99   129 -30
198   253 -55
341   264 77
113   62 51
184   83 101
210   110 100
2,604   1,123 1,481
303   273 30
237   228 9
769   369 400
440   457 -17
356   158 198
348   158 190
216   105 111
540   258 282
759   361 398
385   80 305
1,083   616 467
196   128 68
1,984   1,354 630
276   285 -9
2,121   1,993 128
231   158 73
287   120 167
574   316 258
319   120 199
334   120 214
379   356 23
321   319 2
386   189 197
417   236 181
61   37 24
182   105 77
292   185 107
998   955 43
333   329 4
678   324 354
678   316 362
678   604 74
664   311 353
332   158 174
332   158 174
332   157 175
390   238 152
148   54 94
222   132 90
222   143 79
793   298 495
187   236 -49
931   1,009 -78
183   195 -12
61   60 1
664   597 67
598   543 55
432   172 260
1,462   818 644
345   241 104
345   188 157
292   177 115
2,052   1,239 813
293   139 154
214   270 -56
54   67 -13
1,632   1,130 502
258   258 0
644   455 189
859   600 259
47   30 17
140   88 52
601   490 111
415   313 102
207   163 44
280   169 111
280   177 103
268   169 99
768   401 367
1,024   518 506
639   543 96
455   408 47
550   522 28
843   439 404
517   219 298
507   200 307
695   179 516
794   814 -20
783   814 -31
219   227 -8
1,128   1,341 -213
599   338 261
593   299 294
1,365   652 713
844   415 429
359   181 178
431   225 206
308   277 31
473   404 69
260   255 5
1,413   1,015 398
1,471   1,384 87
497   282 215
245   113 132
187   158 29
288   308 -20
742   924 -182
445   548 -103
207   244 -37
620   710 -90
465   545 -80
739   517 222
963   504 459
963   856 107
963   843 120
11,032   10,758 274
3,398   2,604 794
836   597 239
437   358 79
354   315 39
676   644 32
800   756 44
1,452   1,374 78
251   271 -20
210   201 9
1,329   1,301 28
358   352 6
344   287 57
531   492 39
340   328 12
316   310 6
334   368 -34
75   92 -17
276   272 4
552   569 -17
169   152 17
253   256 -3
1,631   1,356 275
246   174 72
123   128 -5
189   162 27
527   195 332
2,105   847 1,258
257   100 157
257   257 0
514   522 -8
363   152 211
376   152 224
164   179 -15
1,036   867 169
570   511 59
259   269 -10
53   55 -2
1,667   1,781 -114
254   124 130
1,989   963 1,026
410   335 75
469   105 364
1,876   948 928
117   62 55
1,248   211 1,037
1,086   404 682
328   132 196
338   132 206
371   363 8
124   122 2
302   314 -12
159   157 2
505   351 154
92   73 19
2,809   1,947 862
507   344 163
1,032   252 780
551   126 425
275   238 37
1,046   289 757
305   270 35
305   300 5
305   308 -3
610   610 0
699   783 -84
440   397 43
147   100 47
442   347 95
295   265 30
196   184 12
760   712 48
257   188 69
513   376 137
257   237 20
1,888   1,164 724
1,259   810 449
629   405 224
504   376 128
314   333 -19
310   281 29
1,335   1,044 291
614   513 101
505   437 68
257   232 25
1,028   1,184 -156
514   544 -30
514   538 -24
258   232 26
336   289 47
336   320 16
735   577 158
328   264 64
324   211 113
324   232 92
333   211 122
629   223 406
333   111 222
992   334 658
1,740   444 1,296
264   172 92
2,333   2,630 -297
199   205 -6
1,010   872 138
521   491 30
217   209 8
837   772 65
184   92 92
937   554 383
553   458 95
492   419 73
211   105 106
422   279 143
418   209 209
600   537 63
206   232 -26
1,503   332 1,171
503   538 -35
276   387 -111
42   64 -22
823   1,206 -383
1,731   1,798 -67
190   232 -42
802   822 -20
190   204 -14
232   250 -18
464   464 0
299   221 78
1,441   1,091 350
27   21 6
190   143 47
147   134 13
587   556 31
440   426 14
507   515 -8
469   422 47
707   495 212
495   344 151
212   157 55
637   466 171
277   197 80
1,466   934 532
232   148 84
926   553 373
155   262 -107
301   472 -171
220   345 -125
700   932 -232
651   539 112
220   161 59
419   373 46
276   260 16
368   357 11
264   200 64
264   225 39
3,921   2,927 994
1,041   803 238
566   401 165
1,643   110 1,533
751   605 146
680   450 230
1,281   559 722
320   150 170
393   357 36
335   334 1
30   30 0
152   152 0
3   4 -1
15   20 -5
18   23 -5
21   27 -6
18   23 -5
12   15 -3
12   16 -4
28   34 -6
28   32 -4
159   182 -23
1,064   1,197 -133
208   189 19
344   409 -65
702   592 110
239   155 84
239   148 91
477   300 177
477   381 96
813   788 25
267   236 31
267   302 -35
704   444 260
201   172 29
100   94 6
205   295 -90
100   147 -47
410   591 -181
201   249 -48
576   589 -13
165   172 -7
217   227 -10
2,023   1,619 404
791   665 126
276   271 5
253   259 -6
84   86 -2
190   218 -28
1,542   1,442 100
738   618 120
543   508 35
565   556 9
391   361 30
717   686 31
439   311 128
274   515 -241
129   170 -41
161   140 21
161   179 -18
176   150 26
19   16 3
43   22 21
122   81 41
603   361 242
249   143 106
236   186 50
394   343 51
199   86 113
397   198 199
397   343 54
432   369 63
1,345   432 913
100   89 11
150   143 7
165   47 118
496   351 145
164   47 117
842   685 157
448   400 48
596   456 140
149   133 16
179   114 65
209   184 25
486   439 47
221   234 -13
1,902   1,796 106
507   446 61
380   234 146
259   345 -86
437   589 -152
379   265 114
379   255 124
742   791 -49
473   360 113
371   251 120
114   50 64
402   267 135
225   134 91
562   490 72
636   506 130
1,166   944 222
1,086   937 149
477   388 89
530   423 107
212   182 30
530   447 83
292   257 35
526   774 -248
789   1,163 -374
265   256 9
798   768 30
67   42 25
399   238 161
122   79 43
244   159 85
251   249 2
1,133   1,048 85
1,099   961 138
479   437 42
471   437 34
307   262 45
415   272 143
2,138   1,240 898
744   444 300
232   151 81
86   63 23
515   445 70
294   151 143
98   63 35
240   164 76
1,367   984 383
257   277 -20
256   300 -44
315   360 -45
629   628 1
315   295 20
275   171 104
325   213 112
325   213 112
325   211 114
654   411 243
327   205 122
258   296 -38
291   337 -46
388   442 -54
291   335 -44
129   146 -17
394   401 -7
302   288 14
113   102 11
757   558 199
469   350 119
829   615 214
180   157 23
469   415 54
288   254 34
433   336 97
216   205 11
546   425 121
720   585 135
33   22 11
642   435 207
1,314   457 857
216   76 140
647   688 -41
343   333 10
1,420   1,428 -8
189   178 11
568   528 40
166   161 5
426   287 139
266   264 2
2,154   2,071 83
2,019   1,645 374
983   804 179
155   144 11
413   421 -8
1,674   1,343 331
1,512   1,253 259
1,404   1,130 274
540   478 62
168   317 -149
168   301 -133
390   348 42
310   253 57
181   170 11
348   344 4
1,993   1,267 726
202   132 70
157   160 -3
127   77 50
254   160 94
2,595   1,428 1,167
519   307 212
1,178   1,057 121
1,178   1,226 -48
1,250   1,445 -195
497   274 223
248   135 113
406   310 96
207   96 111
774   768 6
181   213 -32
422   461 -39
482   477 5
462   434 28
655   199 456
930   348 582
346   337 9
346   330 16
487   552 -65
243   331 -88
659   564 95
439   474 -35
220   263 -43
220   252 -32
436   346 90
139   128 11
278   244 34
556   476 80
904   661 243
76   51 25
382   235 147
422   299 123
366   322 44
2,394   2,106 288
476   327 149
187   318 -131
10   17 -7
164   134 30
327   298 29
254   344 -90
116   152 -36
1,457   1,844 -387
555   728 -173
324   237 87
185   135 50
1,249   1,022 227
159   217 -58
513   650 -137
171   207 -36
171   182 -11
513   534 -21
513   390 123
342   242 100
328   262 66
82   64 18
256   238 18
267   209 58
401   361 40
236   262 -26
691   521 170
576   437 139
691   586 105
230   209 21
461   417 44
230   261 -31
115   131 -16
461   514 -53
230   228 2
712   310 402
234   51 183
351   155 196
252   199 53
514   398 116
325   314 11
286   269 17
95   82 13
46   41 5
92   53 39
230   154 76
505   315 190
414   303 111
1,115   1,118 -3
582   559 23
524   456 68
223   198 25
223   228 -5
223   209 14
223   255 -32
381   347 34
190   185 5
190   198 -8
336   407 -71
1,727   1,599 128
142   134 8
427   455 -28
125   150 -25
303   250 53
228   68 160
987   529 458
3,306   933 2,373
315   314 1
554   222 332
9   11 -2
1,135   1,348 -213
562   711 -149
263   330 -67
489   570 -81
579   651 -72
3,247   203 3,044
833   51 782
1,237   1,310 -73
561   519 42
418   258 160
213   55 158
478   478 0
640   503 137
640   469 171
282   273 9
628   632 -4
279   288 -9
460   265 195
545   454 91
200   151 49
610   255 355
203   151 52
371   134 237
185   70 115
554   202 352
585   462 123
311   231 80
459   346 113
798   577 221
160   94 66
1,455   998 457
672   743 -71
340   340 0
315   370 -55
315   379 -64
646   604 42
285   147 138
570   604 -34
264   132 132
264   147 117
55   41 14
273   201 72
764   724 40
506   545 -39
235   273 -38
424   478 -54
49   53 -4
358   336 22
1,646   1,253 393
854   581 273
366   302 64
183   168 15
227   222 5
440   413 27
220   206 14
433   375 58
217   206 11
443   375 68
439   307 132
219   187 32
244   207 37
596   416 180
358   310 48
774   540 234
606   416 190
909   623 286
424   239 185
1,354   742 612
241   114 127
314   204 110
2,736   2,652 84
74,312   70,417 3,895
9,265   7,193 2,072
5,220   2,865 2,355
5,916   4,371 1,545
6,579   6,011 568
434   229 205
217   118 99
434   439 -5
629   342 287
447   181 266
1,788   712 1,076
766   337 429
894   467 427
788   629 159
417   304 113
371   259 112
232   193 39
440   479 -39
639   241 398
639   600 39
426   410 16
464   488 -24
213   214 -1
213   231 -18
426   466 -40
208   214 -6
203   80 123
203   214 -11
49   52 -3
6   7 -1
360   263 97
108   80 28
2,018   1,472 546
937   639 298
721   427 294
831   570 261
725   499 226
355   249 106
1,080   712 368
918   588 330
621   400 221
324   208 116
675   427 248
756   372 384
418   375 43
735   404 331
205   96 109
100   48 52
602   482 120
1,460   1,445 15
1,181   923 258
1,326   709 617
803   354 449
383   289 94
1,458   602 856
972   378 594
261   78 183
261   180 81
228   243 -15
301   331 -30
480   253 227
562   253 309
568   65 503
568   221 347
640   1,051 -411
154     154
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69
(j)
Adjusted basis
as of 12/31/69
(k)
Excess of col. (i)
over col. (j), if any
a       -29
b       -16
c       208
d       956
e       612
      265
      299
      270
      29
      28
      37
      74
      2,031
      772
      1,139
      56
      42
      122
      361
      169
      189
      -10
      7
      51
      23
      75
      97
      246
      783
      -65
      6
      12
      2
      26
      149
      817
      270
      2,543
      241
      4
      33
      34
      92
      93
      -2
      1,312
      12
      179
      184
      40
      388
      15
      -61
      80
      85
      57
      1,288
      429
      149
      224
      367
      179
      217
      255
      51
      6
      -11
      102
      316
      73
      18
      -8
      4
      13
      27
      317
      116
      6
      57
      504
      132
      13
      76
      -24
      -12
      4
      -60
      -49
      -20
      0
      30
      17
      69
      -3
      -6
      -1,143
      -16
      -244
      -70
      2
      -65
      50
      202
      1,659
      -28
      307
      36
      163
      -31
      0
      -16
      -30
      146
      27
      107
      161
      51
      19
      32
      161
      27
      16
      25
      19
      432
      133
      125
      25
      30
      204
      62
      862
      134
      1,327
      22
      -84
      -50
      -20
      241
      148
      164
      168
      185
      301
      142
      9
      -38
      -58
      18
      164
      233
      145
      406
      881
      173
      465
      443
      856
      111
      59
      57
      244
      52
      222
      453
      -62
      -31
      -97
      -35
      14
      49
      24
      27
      80
      45
      102
      77
      77
      7
      52
      64
      6
      -122
      1
      14
      173
      -3
      -2
      122
      103
      244
      195
      30
      57
      122
      181
      167
      87
      101
      -16
      143
      23
      109
      17
      16
      16
      35
      136
      398
      514
      235
      20
      16
      -7
      85
      -465
      -311
      -138
      -7
      104
      -134
      -32
      16
      35
      153
      -14
      -16
      48
      127
      117
      108
      97
      82
      49
      354
      111
      35
      163
      149
      12
      44
      44
      1
      14
      339
      210
      116
      968
      261
      285
      141
      35
      222
      253
      -39
      15
      -28
      215
      199
      473
      470
      976
      34
      -4
      399
      68
      99
      139
      28
      15
      350
      -112
      -73
      -97
      -30
      -55
      77
      51
      101
      100
      1,481
      30
      9
      400
      -17
      198
      190
      111
      282
      398
      305
      467
      68
      630
      -9
      128
      73
      167
      258
      199
      214
      23
      2
      197
      181
      24
      77
      107
      43
      4
      354
      362
      74
      353
      174
      174
      175
      152
      94
      90
      79
      495
      -49
      -78
      -12
      1
      67
      55
      260
      644
      104
      157
      115
      813
      154
      -56
      -13
      502
      0
      189
      259
      17
      52
      111
      102
      44
      111
      103
      99
      367
      506
      96
      47
      28
      404
      298
      307
      516
      -20
      -31
      -8
      -213
      261
      294
      713
      429
      178
      206
      31
      69
      5
      398
      87
      215
      132
      29
      -20
      -182
      -103
      -37
      -90
      -80
      222
      459
      107
      120
      274
      794
      239
      79
      39
      32
      44
      78
      -20
      9
      28
      6
      57
      39
      12
      6
      -34
      -17
      4
      -17
      17
      -3
      275
      72
      -5
      27
      332
      1,258
      157
      0
      -8
      211
      224
      -15
      169
      59
      -10
      -2
      -114
      130
      1,026
      75
      364
      928
      55
      1,037
      682
      196
      206
      8
      2
      -12
      2
      154
      19
      862
      163
      780
      425
      37
      757
      35
      5
      -3
      0
      -84
      43
      47
      95
      30
      12
      48
      69
      137
      20
      724
      449
      224
      128
      -19
      29
      291
      101
      68
      25
      -156
      -30
      -24
      26
      47
      16
      158
      64
      113
      92
      122
      406
      222
      658
      1,296
      92
      -297
      -6
      138
      30
      8
      65
      92
      383
      95
      73
      106
      143
      209
      63
      -26
      1,171
      -35
      -111
      -22
      -383
      -67
      -42
      -20
      -14
      -18
      0
      78
      350
      6
      47
      13
      31
      14
      -8
      47
      212
      151
      55
      171
      80
      532
      84
      373
      -107
      -171
      -125
      -232
      112
      59
      46
      16
      11
      64
      39
      994
      238
      165
      1,533
      146
      230
      722
      170
      36
      1
      0
      0
      -1
      -5
      -5
      -6
      -5
      -3
      -4
      -6
      -4
      -23
      -133
      19
      -65
      110
      84
      91
      177
      96
      25
      31
      -35
      260
      29
      6
      -90
      -47
      -181
      -48
      -13
      -7
      -10
      404
      126
      5
      -6
      -2
      -28
      100
      120
      35
      9
      30
      31
      128
      -241
      -41
      21
      -18
      26
      3
      21
      41
      242
      106
      50
      51
      113
      199
      54
      63
      913
      11
      7
      118
      145
      117
      157
      48
      140
      16
      65
      25
      47
      -13
      106
      61
      146
      -86
      -152
      114
      124
      -49
      113
      120
      64
      135
      91
      72
      130
      222
      149
      89
      107
      30
      83
      35
      -248
      -374
      9
      30
      25
      161
      43
      85
      2
      85
      138
      42
      34
      45
      143
      898
      300
      81
      23
      70
      143
      35
      76
      383
      -20
      -44
      -45
      1
      20
      104
      112
      112
      114
      243
      122
      -38
      -46
      -54
      -44
      -17
      -7
      14
      11
      199
      119
      214
      23
      54
      34
      97
      11
      121
      135
      11
      207
      857
      140
      -41
      10
      -8
      11
      40
      5
      139
      2
      83
      374
      179
      11
      -8
      331
      259
      274
      62
      -149
      -133
      42
      57
      11
      4
      726
      70
      -3
      50
      94
      1,167
      212
      121
      -48
      -195
      223
      113
      96
      111
      6
      -32
      -39
      5
      28
      456
      582
      9
      16
      -65
      -88
      95
      -35
      -43
      -32
      90
      11
      34
      80
      243
      25
      147
      123
      44
      288
      149
      -131
      -7
      30
      29
      -90
      -36
      -387
      -173
      87
      50
      227
      -58
      -137
      -36
      -11
      -21
      123
      100
      66
      18
      18
      58
      40
      -26
      170
      139
      105
      21
      44
      -31
      -16
      -53
      2
      402
      183
      196
      53
      116
      11
      17
      13
      5
      39
      76
      190
      111
      -3
      23
      68
      25
      -5
      14
      -32
      34
      5
      -8
      -71
      128
      8
      -28
      -25
      53
      160
      458
      2,373
      1
      332
      -2
      -213
      -149
      -67
      -81
      -72
      3,044
      782
      -73
      42
      160
      158
      0
      137
      171
      9
      -4
      -9
      195
      91
      49
      355
      52
      237
      115
      352
      123
      80
      113
      221
      66
      457
      -71
      0
      -55
      -64
      42
      138
      -34
      132
      117
      14
      72
      40
      -39
      -38
      -54
      -4
      22
      393
      273
      64
      15
      5
      27
      14
      58
      11
      68
      132
      32
      37
      180
      48
      234
      190
      286
      185
      612
      127
      110
      84
      3,895
      2,072
      2,355
      1,545
      568
      205
      99
      -5
      287
      266
      1,076
      429
      427
      159
      113
      112
      39
      -39
      398
      39
      16
      -24
      -1
      -18
      -40
      -6
      123
      -11
      -3
      -1
      97
      28
      546
      298
      294
      261
      226
      106
      368
      330
      221
      116
      248
      384
      43
      331
      109
      52
      120
      15
      258
      617
      449
      94
      856
      594
      183
      81
      -15
      -30
      227
      309
      503
      347
      -411
      154
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
Bracket 2 139,679
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ...................
Bracket 3  
Form 990-PF (2021)
Form 990-PF (2021)
Page 4
Part V
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b All other domestic foundations enter 1.39% (0.0139) of line 27b. Exempt foreign organizations enter 4% (0.04) of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 1,989
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 1,989
6 Credits/Payments:
a 2021 estimated tax payments and 2020 overpayment credited to 2021 6a 409
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c 1,000
d Backup withholding erroneously withheld ........... 6d 0
7 Total credits and payments. Add lines 6a through 6d.............. 7 1,409
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8 8
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9 588
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10  
11 Enter the amount of line 10 to be: Credited to 2022 estimated taxBullet   RefundedBullet 11  
Part VI-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?.........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
  • that conflict with the state law remain in the governing instrument?................
    6
     
    No
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XIV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletTN
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2021 or the taxable year beginning in 2021? See the instructions for Part XIII.
    If "Yes," complete Part XIII .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 5
    Part VI-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletCW BUTLER III CO-TRUSTEE Telephone no.bullet (901) 308-0496

    Located atbullet177 N HIGHLAND STREET NO 4316MEMPHISTN ZIP+4bullet38111
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2021, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VI-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person? ...........
    1a(1)
     
    No
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person? ..............................
    1a(2)
     
    No
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? ...........
    1a(3)
     
    No
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? ............
    1a(4)
     
    No
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)? ......................
    1a(5)
     
    No
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.) ...............
    1a(6)
     
    No
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ..........
    1b
     
     
    c
    ........bullet
    d
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2021? .............
    1d
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2021, did the foundation have any undistributed income (lines 6d
    and 6e, Part XII) for tax year(s) beginning before 2021?....................
    2a
     
    No
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year? ..............................
    3a
     
    No
    b
    If "Yes," did it have excess business holdings in 2021 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2021.) .....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2021? ..
    4b
     
    No
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 6
    Part VI-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? ..........
    5a(1)
     
    No
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive? ....................
    5a(2)
     
    No
    (3) Provide a grant to an individual for travel, study, or other similar purposes? .............
    5a(3)
     
    No
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions ........................
    5a(4)
     
    No
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals? .............
    5a(5)
     
    No
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ........
    5b
     
     
    c
    .........bullet
    d
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant? .................
    5d
     
     
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract? .............................
    6a
     
    No
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    7a
     
    No
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? .....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .........................
    8
     
    No
    Part VII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position
    (c) Compensation
    (If not paid, enter
    -0-)
    (d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    CW BUTLER III TRUSTEE
    10.00
    0 0 0
    177 N HIGHLAND STREET APT 4316
    MEMPHIS,TN38111
    JOHN WALDRUP BROWN JR TRUSTEE
    10.00
    0 0 0
    4813 KINGSGATE PLACE N
    MEMPHIS,TN38117
    LINCOLN PALMER BROWN IV TRUSTEE
    10.00
    0 0 0
    226 CECILIA DRIVE
    MEMPHIS,TN38117
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position
    (c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation
    (e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 7
    Part VII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part VIII-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part VIII-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 8
    Part IX
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    1,699,233
    b
    Average of monthly cash balances.......................
    1b
    55,452
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    1,754,685
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    1,754,685
    4
    Cash deemed held for charitable activities. Enter 1.5% (0.015) of line 3 (for greater amount, see
    instructions) .............................
    4
    26,320
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. .......
    5
    1,728,365
    6
    Minimum investment return. Enter 5% (0.05) of line 5................
    6
    86,418
    Part X
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part IX, line 6..................
    1
    86,418
    2a
    Tax on investment income for 2021 from Part V, line 5.......
    2a
    1,989
    b
    Income tax for 2021. (This does not include the tax from Part V.) ...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    1,989
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    84,429
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    84,429
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XII, line 1 ...
    7
    84,429
    Part XI
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
     
    b
    Program-related investments—total from Part VIII-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part XII, line 4.
    4
     
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 9
    Part XII
    Undistributed Income (see instructions)
    (a)
    Corpus
    (b)
    Years prior to 2020
    (c)
    2020
    (d)
    2021
    1 Distributable amount for 2021 from Part X, line 7 84,429
    2 Undistributed income, if any, as of the end of 2021:
    a Enter amount for 2020 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2021:
    a From 2016...... 85,100
    b From 2017...... 82,136
    c From 2018...... 118,364
    d From 2019...... 85,945
    e From 2020...... 2,013
    f Total of lines 3a through e ........ 373,558
    4Qualifying distributions for 2021 from Part
    XI, line 4: bullet$ 78,867
    a Applied to 2020, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions).....
    0
    c Treated as distributions out of corpus (Election
    required—see instructions)........
    0
    d Applied to 2021 distributable amount..... 78,867
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2021. 5,562 5,562
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 367,996
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........
    0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......
    0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........
    0
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............
    0
    f Undistributed income for 2021. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2022 ..........
    0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......
    0
    8 Excess distributions carryover from 2016 not
    applied on line 5 or line 7 (see instructions) ...
    79,538
    9 Excess distributions carryover to 2022.
    Subtract lines 7 and 8 from line 6a ......
    288,458
    10 Analysis of line 9:
    a Excess from 2017.... 82,136
    b Excess from 2018.... 118,364
    c Excess from 2019.... 85,945
    d Excess from 2020.... 2,013
    e Excess from 2021....  
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 10
    Part XIII
    Private Operating Foundations (see instructions and Part VI-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2021, enter the date of the ruling ....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........
    Tax year Prior 3 years (e) Total
    (a) 2021 (b) 2020 (c) 2019 (d) 2018
             
    b 85% (0.85) of line 2a .........          
    c Qualifying distributions from Part XI,
    line 4 for each year listed .....
             
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........
             
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....
             
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)
             
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part IX, line 6 for each year listed ..
             
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....
             
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....
             
    (3) Largest amount of support
    from an exempt organization
             
    (4) Gross investment income          
    Part XIV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 11
    Part XIV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    Foundation
    status of
    recipient
    Purpose of grant or
    contribution
    Amount
    Name and address (home or business)
    aPaid during the year
    CARTI FOUNDATION
    PO BOX 55011
    LITTLE ROCK,AR72215
        CONTRIBUTION 8,000
    JUVENILE DIABETES RESEARCH FOUNDATION OF TULSA
    907 S DETROIT AVENUE SUITE 1006
    TULSA,OK74120
        CONTRIBUTION 15,000
    LAMB INSTITUTE
    PO BOX 2557
    MOUNT PLEASANT,SC29465
        CONTRIBUTION 10,000
    RHODES COLLEGE
    2000 NORTH PARKWAY
    MEMPHIS,TN38112
        CONTRIBUTION 10,000
    THE TREZEVANT FOUNDATION
    177 NORTH HIGHLAND STREET
    MEMPHIS,TN38111
        CONTRIBUTION 13,867
    LANDMARK SCHOOL
    429 HALE STREET
    PRIDES CROSSING,MA01965
        CONTRIBUTION 10,000
    MAKE-A-WISH
    1780 MORIAH WOODS BLVD SUITE 10
    MEMPHIS,TN38117
        CONTRIBUTION 7,000
    MIFA
    910 VANCE AVENUE
    MEMPHIS,TN38173
        CONTRIBUTION 5,000
    Total .................................bullet 3a 78,867
    bApproved for future payment
    Total .................................bullet 3b 0
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 12
    Part XV-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code
    (b)
    Amount
    (c)
    Exclusion code
    (d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments ....          
    3 Interest on savings and temporary cash
    investments ...........
        14 6  
    4 Dividends and interest from securities ....          
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income .....          
    8 Gain or (loss) from sales of assets other than
    inventory ............
        14 139,679  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e) .. 0 170,118 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    170,118
    (See worksheet in line 13 instructions to verify calculations.)
    Part XV-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow
    Explain below how each activity for which income is reported in column (e) of Part XV-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 13
    Part XVI
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    Firm's EIN SmallBullet
    Firm's address SmallBullet


    Phone no.
    Form 990-PF (2021)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2021 AccountingFeesSchedule
    Name:
    THE KATHRYN BROWN BUTLER FAMILY
     
    FOUNDATION C/O CW BUTLER III TRUSTEE
    EIN:
    20-1178798
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ACCOUNTING FEES 4,530 4,530   0

    TY 2021 InvestmentsCorpStockSchedule
    Name:
    THE KATHRYN BROWN BUTLER FAMILY
     
    FOUNDATION C/O CW BUTLER III TRUSTEE
    EIN:
    20-1178798
    Name of Stock End of Year Book Value End of Year Fair Market Value
    ACADIA HEALTHCARE COMPANY INC 1,508 2,428
    ADOBE INCORPORATED 2,897 7,372
    ALPHABET INCORPORATED CAP STK CLASS C 7,681 14,468
    AMAZON COM INCORPORATED 5,633 16,672
    APPLE INCORPORATED 2,630 14,561
    APTARGROUP INCORPORATED 1,048 1,347
    ARTISAN PARTNERS ASSET MGMT IN CLASS A 1,564 3,287
    BOOZ ALLEN HAMILTON HLDG CORPORATION CLASS A 430 1,187
    BROWN & BROWN INCORPORATED 2,027 7,450
    BURLINGTON STORES INCORPORATED 291 1,458
    C H ROBINSON WORLDWIDE INCORPORATED 1,589 2,368
    CIGNA CORPORATION 5,255 7,119
    CATALENT INCORPORATED 717 2,689
    CAVCO INDUSTRIES INCORPORATED DEL 897 2,224
    CITIGROUP INCORPORATED COM NEW 4,958 5,918
    COGNEX CORPORATION 887 1,788
    COMCAST CORPORATION NEW CLASS A 6,060 8,455
    COSTCO WHOLESALE CORPORATION NEW 1,062 3,974
    DANAHER CORPORATION DEL 2,954 6,909
    DORMAN PRODUCTS INCORPORATED 850 1,695
    EAGLE MATERIALS INCORPORATED 963 2,164
    EXPONENT INCORPORATED 326 1,517
    FIDELITY NATL INFORMATION SVCS 1,560 2,401
    FIVE BELOW INCORPORATED 714 2,069
    GARTNER INCORPORATED 525 2,006
    GLACIER BANCORP 568 1,134
    GOLDMAN SACHS GROUP INCORPORATED 2,002 2,678
    HILLENBRAND INCORPORATED 2,170 5,043
    HOME DEPOT INCORPORATED 2,652 3,320
    HONEYWELL INTERNATIONAL INCORPORATED 3,697 6,047
    ILLINOIS TOOL WKS INCORPORATED 2,871 5,430
    JPMORGAN CHASE & COMPANY 3,104 9,343
    JOHNSON & JOHNSON 6,320 9,067
    LPL FINL HLDGS INCORPORATED 624 4,643
    LITHIA MTRS INCORPORATED 728 2,079
    MASTERCARD INCORPORATED CLASS A 2,222 4,312
    MCKESSON CORPORATION 2,265 3,729
    MICROSOFT CORPORATION 5,040 13,453
    NASDAQ INCORPORATED 1,280 4,200
    NESTLE S A SPONSORED ADR 8,001 11,329
    NETFLIX INCORPORATED 2,557 7,229
    NORDSON CORPORATION 997 2,297
    NORTHROP GRUMMAN CORPORATION 4,378 6,580
    NOVARTIS A G SPONSORED ADR 1,195 1,225
    NVIDIA CORPORATION 1,406 12,941
    PNC FINL SVCS GROUP INCORPORATED 1,432 3,409
    PPG INDUSTRIES INCORPORATED 2,774 3,966
    PORTLAND GENERAL ELEC COMPANY COM NEW 965 1,270
    POST HLDGS INCORPORATED 2,146 3,382
    POWER INTEGRATIONS INCORPORATED 962 1,393
    RPM INTERNATIONAL INCORPORATED 807 1,616
    RBC BEARINGS INCORPORATED 1,152 2,222
    RITCHIE BROS AUCTIONEERS 634 1,348
    RYANAIR HLDGS PLC SPONSORED ADR NE 1,528 1,842
    SALESFORCE COM INCORPORATED 4,252 6,607
    SIGNATURE BK NEW YORK NY 1,247 3,558
    STERICYCLE INCORPORATED 4,533 6,143
    TAIWAN SEMICONDUCTOR MFG LIMITED SPONSORED ADR 1,569 7,459
    TENCENT HLDGS LIMITED ADR 466 1,230
    TESLA MTRS INCORPORATED 2,071 17,965
    TEXAS INSTRS INCORPORATED 2,325 6,031
    THERMO FISHER SCIENTIFIC INCORPORATED 2,299 5,338
    TORO COMPANY 1,011 1,998
    UNION PAC CORPORATION 2,932 6,802
    VISA INCORPORATED COM CLASS A 1,605 4,334
    WESTERN UN COMPANY 3,782 3,497
    WILEY JOHN & SONS INCORPORATED CLASS A 2,494 3,150
    WORKDAY INCORPORATED CLASS A 548 1,912
    ZEBRA TECHNOLOGIES CORPORATION CLASS A 260 2,381
    AON PLC SHS CL A 2,295 6,612
    ACCENTURE PLC IRELAND SHS CLASS A 1,953 7,047
    EATON CORPORATION PLC SHS 1,643 5,357
    MEDTRONIC PLC SHS 3,328 4,552
    WILLIS TOWERS WATSON PUB LIMITED SHS 2,988 4,750
    CHUBB LIMITED 3,808 5,993
    CARTERS INCORPORATED 881 1,012
    DUKE ENERGY CORPORATON NEW COM 5,235 6,399
    KERING S A UNSPONSORED ADR 2,062 3,055
    LAUDER ESTEE COMPANIES INC CL A 2,332 5,183
    PAYPAL HLDGS INC 1,120 2,640
    PING AN INS GROUP COMPANY 651 447
    PINNACLE FINL PARTNERS INC 1,201 2,388
    POLARIS INDUSTRIES INC 1,319 1,649
    SCHNEIDER NATIONAL INC CL B 743 888
    SILICON LABORATORIES INC 916 2,271
    WESTERN ALLIANCE BANCORP 1,145 3,014
    INGERSOLL-RAND PLC SHS 931 2,475
    AFFILIATED MANAGERS GROUP 1,577 3,784
    BIO RAD LABS INCORPORATED CLASS A 939 2,267
    CDK GLOBAL INCORPORATED 4,719 5,176
    CHIPOTLE MEXICAN GRILL INCORPORATED 2,279 5,245
    HEXCEL CORPORATION NEW 1,109 1,140
    INTUITIVE SURGICAL INCORPORATED COM NEW 1,305 1,437
    KIMBERLY CLARK CORPORATION 2,143 2,715
    LOCKHEED MARTIN CORPORATION 2,300 2,488
    LULULEMON ATHLETICA INCORPORATED 1,812 3,523
    NEUROCRINE BIOSCIENCES INCORPORATED 1,370 1,192
    NIKE INCORPORATED CLASS B 2,365 4,333
    RAPID7 INCORPORATED 599 2,471
    ROCHE HLDG LIMITED SPONSORED ADR 3,755 5,305
    S&P GLOBAL INCORPORATED 1,919 2,360
    TEXAS ROADHOUSE INCORPORATED 1,161 1,786
    JAZZ PHARMACEUTICALS PLC SHS USD 1,551 1,529
    NIELSEN HLDGS PLC SHS EUR 5,402 6,973
    AIR LIQUIDE ADR 1,590 1,988
    ATLANTIC UN BANKSHARES CORPORATION 1,305 1,380
    BJS WHOLESALE CLUB HLDGS INCORPORATED 1,543 3,482
    BNP PARIBAS SPONSORED ADR 4,494 4,630
    BOSTON SCIENTIFIC CORPORATION 2,161 2,889
    CHANGE HEALTHCARE INCORPORATED 6,376 9,493
    DEXCOM INCORPORATED 628 2,148
    ENTEGRIS INCORPORATED 670 2,217
    GIBRALTAR INDUSTRIES INCORPORATED 1,188 1,734
    GRAND CANYON ED INCORPORATED 836 686
    HITACHI LIMITED ADR 2 COM 2,912 4,436
    HUBSPOT INCORPORATED 1,427 3,296
    MOLSON COORS BREWING COMPANY CLASS B 4,402 5,284
    PEPSICO INCORPORATED 1,812 2,432
    PERFORMANCE FOOD GROUP COMPANY 970 1,147
    SHOPIFY INCORPORATED CLASS A 4,627 9,650
    SOUTHERN COMPANY 5,502 6,652
    STANLEY BLACK & DECKER INCORPORATED 4,134 5,093
    TWILIO INCORPORATED CLASS A 854 1,843
    UBER TECHNOLOGIES INCORPORATED 4,332 4,696
    VAIL RESORTS INCORPORATED 585 984
    ADYEN N V UNSPONSRED ADS 1,860 4,521
    AIRBNB INCORPORATED COM CLASS A 2,613 2,997
    AMERICAN EXPRESS COMPANY 3,762 3,599
    BLACKROCK INCORPORATED 1,678 2,747
    BRIGHT HORIZONS FAM SOL IN DEL 1,057 1,133
    CERENCE INCORPORATED 744 1,380
    CONOCOPHILLIPS 1,682 2,959
    CONTINENTAL AG SPONSORED ADS 559 593
    CROWDSTRIKE HLDGS INCORPORATED CLASS A 1,391 3,071
    DIAGEO PLC SPON ADR NEW 5,019 6,604
    DOMINION ENERGY INCORPORATED 3,673 3,771
    ELEMENT SOLUTIONS INCORPORATED 1,901 2,452
    ENERPAC TOOL GROUP CORPORATION CLASS A COM 2,436 2,393
    FEDERAL SIGNAL CORPORATION 1,494 2,037
    FRANKLIN RESOURCES INCORPORATED 2,460 3,918
    GLOBUS MED INCORPORATED CLASS A 830 1,300
    IDACORP INCORPORATED 1,252 1,586
    INTEGER HLDGS CORPORATION 888 1,027
    KEMPER CORPORATION 1,019 823
    KINSALE CAP GROUP INCORPORATED 1,137 1,903
    LVMH MOET HENNESSY LOU VUITTON ADR 7,609 9,425
    LANCASTER COLONY CORPORATION 1,238 1,325
    LOWES COMPANIES INCOPORATED 2,523 4,394
    MARSH & MCLENNAN COMPANIES INCORPORATED 2,629 4,693
    MATCH GROUP INCORPORATED NEW 2,023 2,777
    MERCK & COMPANY. INCOPRORATED 5,021 5,058
    MOLINA HEALTHCARE INCORPORATED 847 1,908
    PIONEER NAT RES COMPANY 641 1,455
    PIPER SANDLER COMPANIES 914 2,142
    SNOWFLAKE INCORPORATED CLASS A 2,846 2,710
    SYNEOS HEALTH INCORPORATED CLASS A 1,515 2,670
    TJX COMPANIES INCORPORATED NEW 2,595 2,961
    THE TRADE DESK INCORPORATED COM CLASS A 771 2,566
    US FOOD HLDG CORPORATION 2,324 3,239
    US ECOLOGY INCORPORATED 1,894 1,853
    VOYA FINANCIAL INCOPORATED 1,736 2,188
    HORIZON THERAPEUTICS PUB L SHS 1,716 2,586
    TRANE TECHNOLOGIES PLC SHS 938 2,828
    SPOTIFY TECHNOLOGY S A SHS 906 702
    NXP SEMICONDUCTORS N V 1,985 3,417
    AIA GROUP LIMITED 3,820 2,904
    ADIDAS AG ADR 2,902 2,304
    AKZO NOBEL N V SPONSRD 4,185 3,621
    ALTICE USA INCORPORATED 9,661 6,229
    AMADEUSIT GROUP S A 3,139 2,849
    BP PLC SPONSORED ADR 2,655 2,849
    BAYER PARIBAS SPONSORED 3,212 2,619
    BIONTECH SE SPONSORED 1,712 1,289
    BRAMBLES LIMITED SPONSORED 1,028 943
    BRITISH AMERN TOB PLC 1,620 1,534
    AZENTA INCORPORATED 975 1,134
    CLP HOLDINGS LIMITED SPONSORED 2,257 2,192
    COLGATE PALMOLIVE COMPANY 3,107 3,328
    COLUMBUS MCKINNON CORPORATION NY 1,108 1,018
    COMFORT SYSTEMS USA INCOPORATED 1,320 1,583
    CREDIT SUISSE GROUP 2,534 2,333
    DAIKIN INDUSTRIES LIMITED 3,539 4,101
    DANONE SPONSORED ADR 1,844 1,577
    DEVON ENERGY CORPORATION 962 1,410
    DIAMONDBACK ENERGY INCORORATED 1,625 2,696
    DUPONT DE NEMOURS INCORPORATED 4,389 4,524
    ENI S P A SPONSORED 1,811 2,046
    EXPERIAN PLC SPONSORED 571 590
    META PLATFORMS INCORPORATED CLASS A 1,783 5,382
    FUJITSU LIMITED UNSPONSORED 2,226 2,159
    GENTHERM INCORPORATED 1,288 1,477
    GLENCORE PLC UNSPONSORED 1,626 1,869
    HDFC BANK LIMITED SPONSORED 4,137 3,644
    ING GROEP N.V. SPONSORED 919 933
    KBC GROUP NEW UNSPONSORED 1,312 1,373
    KKR & COMPANY INCORPORATED 2,445 2,831
    KDDI CORPORATION ADR 2,888 2,511
    KONINKLIJKE PHILIPS N V NY REGIS 3,733 2,469
    KUBOTA CORPORATION ADR 4,746 4,435
    LILLY ELI & COMPANY 3,654 4,696
    MANHATTAN ASSOCIATES INCORPORATED 2,177 2,332
    MARRIOTT INTERNATIONAL 4,169 4,461
    MITSUBISHIUFJ FINL GROUP INCORPORATED 3,480 3,271
    MORGAN STANLEY COM NEW 5,622 6,969
    NETLEASE INCORPORATED 2,480 2,341
    NORDSTROM INCORPORATED 1,133 701
    NOVO-NORDISK A S ADR 3,693 5,152
    OKTA INCORPORATED CLASS A 1,303 1,121
    PAYLOCITY HLDG CORPORATION 1,675 1,889
    PROGRESSIVE CORPORATION 5,710 6,159
    PROSUS N V SPONSORED 1,408 1,137
    QUAKER HOUGHTON 746 1,615
    RECKITT BENCKISER GRP PLC 1,761 1,615
    ROBLOX CORPORATION 1,336 1,857
    SMC CORPORATION JAPAN SPONSORED 585 674
    SCHNEIDER ELECTRIC SE UNSPONSORED 4,430 5,491
    SEA LIMITED SPONSORED 2,422 1,566
    SEVEN & I HLDGS COMPANY 1,210 1,185
    SNAP INCORPORATED CLASS A 3,675 3,010
    SOFTBANK GROUP CORPORATION 2,127 1,321
    BLOCK INCORPORATED CLASS A 4,011 3,230
    SYMRISE AG UNSPONSORD 3,610 3,964
    SYSCO CORPORATION 2,217 2,278
    TARGET CORPORATION 2,407 3,009
    TC ENERGY CORPORATION 2,084 1,909
    TECHTRONIC INDUSTRIES LIMITED 3,261 3,484
    UNITEDHEALTH GROUP INCORPORATED 2,057 2,511
    YUM CHINA HLDGS INCORPORATED 2,777 2,093
    ZOOMINFO TECHNOLOGIES INCORPORATED 1,044 1,027
    ZURICH INSURANCE GROUP 3,807 3,999
    ATLASSIAN CORPORATION 2,495 4,575
    BIOHAVEN PHARMACTL HLDG COMPANY LIMITED 1,108 1,240
    GATES INDUSTRIAL CORPRATIN PLC 2,147 2,132
    LINDE PLC SHS 3,005 3,465
    STERNIS PLC SHS USD 641 1,947
    UBS GROUP AG SHS 4,023 4,565
    GLOBANT S A 1,621 1,885

    TY 2021 InvestmentsOtherSchedule2
    Name:
    THE KATHRYN BROWN BUTLER FAMILY
     
    FOUNDATION C/O CW BUTLER III TRUSTEE
    EIN:
    20-1178798
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    AMERICAN CAMPUS CMNTYS INCORPORATED REIT AT COST 930 1,375
    EASTERLY GOVT PPTYS INCORPORATED AT COST 1,186 1,444
    PHYSICIANS RLTY TR REIT AT COST 1,178 1,280
    SUN CMNTYS INCORPORATED AT COST 1,114 2,520
    ISHARES TR CORE US AGGBD ET AT COST 346,413 356,386
    ISHARES TR CORE MSCI EAFE AT COST 24,020 33,663
    VANGUARD INDEX FUNDS S&P 500 ETF SHS NEW AT COST 79,321 154,546
    SUMMIT HOTEL PPTYS INC REIT AT COST 964 917
    ISHARES TR MSCI MIN VOL ETF AT COST 74,976 113,988
    ISHARES TR CORE 1 5 YR USD AT COST 115,428 117,250
    HUDSON PAC PPTYS INCORPORATED REIT AT COST 1,459 1,310
    ISHARES TR BROAD USD HIGH AT COST 79,625 85,140
    PB BUSINESS PKS AT COST 915 921
    ISHARES INCORPORATED CORE MSCI EMKT AT COST 68,775 62,254

    TY 2021 OtherLiabilitiesSchedule
    Name:
    THE KATHRYN BROWN BUTLER FAMILY
     
    FOUNDATION C/O CW BUTLER III TRUSTEE
    EIN:
    20-1178798
    Description Beginning of Year - Book Value End of Year - Book Value
    CONTRIBUTIONS PAYABLE 76,590 78,867
    FEDERAL TAX PAYABLE 288 1,742


    TY 2021 OtherProfessionalFeesSchedule
    Name:
    THE KATHRYN BROWN BUTLER FAMILY
     
    FOUNDATION C/O CW BUTLER III TRUSTEE
    EIN:
    20-1178798
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMENT ADVISORY FEES 20,782 20,782   0


    TY 2021 TaxesSchedule
    Name:
    THE KATHRYN BROWN BUTLER FAMILY
     
    FOUNDATION C/O CW BUTLER III TRUSTEE
    EIN:
    20-1178798
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FEDERAL INCOME TAX 900 900   0
    FOREIGN TAXES 789 789   0