Form990-PF
Click to see attachment
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Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0047
2021
Open to Public Inspection
For calendar year 2021, or tax year beginning 01-01-2021 , and ending 12-31-2021
Name of foundation
BERNARD AND ANNE SPITZER
CHARITABLE TRUST
Number and street (or P.O. box number if mail is not delivered to street address)555 MADISON AVE 18TH FLOOR
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
NEW YORK, NY10022
A Employer identification number

13-7298842
B Telephone number (see instructions)

(212) 757-5462
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$681,865,070J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet.............
3 Interest on savings and temporary cash investments 1,127,250 1,127,250  
4 Dividends and interest from securities... 3,235,444 3,235,444  
5a Gross rents............ 11,264,984 10,279,570  
b Net rental income or (loss) -589,583
6a Net gain or (loss) from sale of assets not on line 10 Click to see attachment 22,245,023
b Gross sales price for all assets on line 6a 88,528,897
7 Capital gain net income (from Part IV, line 2)... 22,237,441
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment -2,588,306 -2,737,625  
12 Total. Add lines 1 through 11........ 35,284,395 34,142,080  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 766,783     766,783
14 Other employee salaries and wages...... 502,543     502,543
15 Pension plans, employee benefits....... 307,086     307,086
16a Legal fees (attach schedule)......... Click to see attachment 56,364 56,364    
b Accounting fees (attach schedule)....... Click to see attachment 116,600 116,600    
c Other professional fees (attach schedule).... Click to see attachment 92,550     92,550
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment 257,184      
19 Depreciation (attach schedule) and depletion... Click to see attachment 4,444,066 4,186,912  
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see list of attachments 7,738,467 6,769,190   327,966
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 14,281,643 11,129,066   1,996,928
25 Contributions, gifts, grants paid....... 41,699,423 41,699,423
26 Total expenses and disbursements. Add lines 24 and 25 55,981,066 11,129,066   43,696,351
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -20,696,671
b Net investment income (if negative, enter -0-) 23,013,014
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2021)
Form 990-PF (2021)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing.............      
2 Savings and temporary cash investments......... 3,670,777 41,242,526 41,242,526
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges.......... 802,748 655,758 655,758
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule).......      
c Investments—corporate bonds (attach schedule).......      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 495,987,915 Click to see attachment423,601,314 585,199,438
14 Land, buildings, and equipment: basis bullet54,766,323
Less: accumulated depreciation (attach schedule) bullet13,747,478 42,999,819 Click to see attachment41,018,845 54,766,323
15 Other assets (describe bullet) Click to see attachment476,347 Click to see attachment1,025 Click to see attachment1,025
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 543,937,606 506,519,468 681,865,070
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)...... 5,000,000 Click to see attachment5,000,000
22 Other liabilities (describe bullet) Click to see attachment1,446,282 Click to see attachment242,116
23 Total liabilities (add lines 17 through 22)......... 6,446,282 5,242,116
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions...........    
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........    
27 Paid-in or capital surplus, or land, bldg., and equipment fund    
28 Retained earnings, accumulated income, endowment, or other funds 537,491,324 501,277,352
29 Total net assets or fund balances (see instructions)..... 537,491,324 501,277,352
30 Total liabilities and net assets/fund balances (see instructions). 543,937,606 506,519,468
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
537,491,324
2
Enter amount from Part I, line 27a .....................
2
-20,696,671
3
Other increases not included in line 2 (itemize) bulletClick to see attachment
3
1,887
4
Add lines 1, 2, and 3 ..........................
4
516,796,540
5
Decreases not included in line 2 (itemize) bulletClick to see attachment
5
15,519,188
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
501,277,352
Form 990-PF (2021)
Form 990-PF (2021)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a 5168 ALLEGIANT TRAVEL CO P 2021-05-10 2021-07-13
b 27827 BARRICK GOLD CORP P 2021-02-19 2021-07-13
c 25300 CONCRETE PUMPING P 2021-01-21 2021-07-13
d 100000 EMX RTY CORP P 2021-02-23 2021-07-13
e 15000 EQT CORPORATION P 2021-06-11 2021-07-13
5000 GOLDMAN SACHS P 2021-01-08 2021-07-13
64399 NOV INC P 2021-06-25 2021-07-13
9938 NEWMONT CORP P 2020-12-28 2021-07-13
8000 PRECISION DRILLING CORP P 2021-06-25 2021-07-14
17889 SANDSTORM GOLD P 2021-03-22 2021-07-13
7500 VIASAT INC P 2021-06-04 2021-07-13
894128.100 GOLUB CAP BDC INC P 2020-05-15 2021-09-28
685079.900 GOLUB CAPITAL PARTNERS IV, LP P 2016-08-12 2021-09-21
34600.000 GOLUB CAPITAL PARTNERS IV, LP P 2018-01-29 2021-09-28
FRACTIONS ROC ABERDEEN STD GOLD P 2021-07-01 2021-07-01
FRACTIONS ROC GOLDMAN SACHS P 2021-07-01 2021-07-01
15000000 GOLUB CAP BDC NOTE P 2020-09-29 2021-05-24
31405 ALLIANCE RESOURCE PARTNERS P 2021-12-31 2021-07-13
39000 ALTIUS MINERALS CORP P 2021-12-31 2021-07-13
65000 ANTERO RES CORP P 2021-12-31 2021-07-13
100000 ANTERO MIDSTREAM CORP P 2021-12-31 2021-07-13
20671 CAMECO CORP P 2021-12-31 2021-07-13
15000 CINER RES LP P 2021-12-31 2021-07-13
14453 CONCRETE PUMPING P 2021-12-31 2021-07-13
46272 CONSOL ENERGY P 2021-12-31 2021-07-13
13118 EOG RES INC P 2021-12-31 2021-07-13
963 GOLDMAN SACHS P 2021-12-31 2021-07-13
980422 GOLUB CAP BDC INC P 2021-12-31 2021-09-28
676 MARTIN MARIETTA MATL P 2021-12-31 2021-07-13
17000 PRECISION DRILLING CORP P 2021-12-31 2021-07-14
13913 SPROTT PHYSICAL GOLD TRUST P 2021-12-31 2021-07-13
1000 TEXAS PAC LD P 2021-12-31 2021-07-13
15159 VIASAT INC P 2021-12-31 2021-07-13
39500 VISTA OUTDOOR INC P 2021-12-31 2021-07-13
2783 ABERDEEN STD GOLD P 2021-01-05 2021-07-13
NET SHORT TERM VARIOUS P   2021-12-31
NET LONG TERM VARIOUS P   2021-12-31
K-1 PASSTHRU NET L/T GAIN P   2021-12-31
K-1 PASSTHRU SECTION 1231 GAIN P   2021-12-31
K-1 PASSTHRU SEC 1256 SHORT TERM PORTION P   2021-12-31
K-1 PASSTHRU SEC 1256 LONG TERM PORTION P   2021-12-31
K-1 PASSTHRU NET SHORT TERM GAIN P   2021-12-31
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 980,280   828,577 151,703
b 588,816   488,337 100,479
c 201,153   120,934 80,219
d 292,432   317,435 -25,003
e 323,435   332,599 -9,164
89,824   90,550 -726
963,599   1,451,839 -488,240
629,501   481,876 147,625
308,405   310,408 -2,003
140,591   125,218 15,373
370,009   272,580 97,429
13,367,323   14,645,818 -1,278,495
10,242,276   11,221,609 -979,333
517,267   571,306 -54,039
6   6  
16   16  
15,598,200   14,988,000 610,200
235,832   131,219 104,613
512,903   506,521 6,382
951,417   362,546 588,871
1,006,383   580,168 426,215
367,141   242,471 124,670
206,666   330,115 -123,449
114,912   69,272 45,640
858,705   743,977 114,728
1,086,379   704,301 382,078
17,300   17,489 -189
14,657,234   13,465,146 1,192,088
238,424   140,016 98,408
688,634   659,600 29,034
198,398   188,411 9,987
1,532,955   695,276 837,679
747,862   609,834 138,028
1,609,055   521,826 1,087,229
48,230   50,632 -2,402
1,556,891     1,556,891
136,876     136,876
16,921,751     16,921,751
228     228
    7,178 -7,178
    10,768 -10,768
214,006     214,006
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       151,703
b       100,479
c       80,219
d       -25,003
e       -9,164
      -726
      -488,240
      147,625
      -2,003
      15,373
      97,429
      -1,278,495
      -979,333
      -54,039
       
       
      610,200
      104,613
      6,382
      588,871
      426,215
      124,670
      -123,449
      45,640
      114,728
      382,078
      -189
      1,192,088
      98,408
      29,034
      9,987
      837,679
      138,028
      1,087,229
      -2,402
      1,556,891
      136,876
      16,921,751
      228
      -7,178
      -10,768
      214,006
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 22,237,441
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3 24,549,308
Form 990-PF (2021)
Form 990-PF (2021)
Page 4
Part V
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b All other domestic foundations enter 1.39% (0.0139) of line 27b. Exempt foreign organizations enter 4% (0.04) of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2  
3 Add lines 1 and 2........................... 3 319,881
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4  
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 319,881
6 Credits/Payments:
a 2021 estimated tax payments and 2020 overpayment credited to 2021 6a 468,702
b Exempt foreign organizations—tax withheld at source...... 6b  
c Tax paid with application for extension of time to file (Form 8868)... 6c  
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 468,702
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. Click to see attachment 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 148,821
11 Enter the amount of line 10 to be: Credited to 2022 estimated taxBullet148,821 RefundedBullet 11  
Part VI-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?.........
4a
Yes
 
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
Yes
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XIV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletNY
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2021 or the taxable year beginning in 2021? See the instructions for Part XIII.
    If "Yes," complete Part XIII .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 5
    Part VI-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
    Yes
     
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbullet(NYS ATTORNEY GENERAL) WWW.CHARITIESNYS.COM
    14
    The books are in care ofbulletTHE CHARITABLE TRUST Telephone no.bullet (212) 757-5462

    Located atbullet555 MADISON AVE 18TH FLOORNEW YORKNY ZIP+4bullet100223300
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2021, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16Yes  
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VI-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person? ...........
    1a(1)
     
    No
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person? ..............................
    1a(2)
     
    No
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? ...........
    1a(3)
     
    No
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? ............
    1a(4)
     
    No
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)? ......................
    1a(5)
     
    No
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.) ...............
    1a(6)
     
    No
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ..........
    1b
     
    No
    c
    ........bullet
    d
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2021? .............
    1d
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2021, did the foundation have any undistributed income (lines 6d
    and 6e, Part XII) for tax year(s) beginning before 2021?....................
    2a
     
    No
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year? ..............................
    3a
    Yes
     
    b
    If "Yes," did it have excess business holdings in 2021 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2021.) .....................
    3b
     
    No
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2021? ..
    4b
     
    No
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 6
    Part VI-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? ..........
    5a(1)
     
    No
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive? ....................
    5a(2)
     
    No
    (3) Provide a grant to an individual for travel, study, or other similar purposes? .............
    5a(3)
     
    No
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions ........................
    5a(4)
     
    No
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals? .............
    5a(5)
     
    No
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ........
    5b
     
     
    c
    .........bullet
    d
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant? .................
    5d
     
     
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract? .............................
    6a
     
    No
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    7a
     
    No
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? .....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .........................
    8
     
    No
    Part VII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    EMILY SPITZER Trustee
    1.00     		0    
    555 MADISON AVE 18TH FL
    NEW YORK,NY100223300
    ANNE SPITZER Trustee
    1.00     		0    
    555 MADISON AVE 18TH FL
    NEW YORK,NY100223300
    DANIEL EVAN SPITZER Trustee
    1.00     		0    
    555 MADISON AVE 18TH FL
    NEW YORK,NY100223300
    ELIOT L SPITZER Trustee
    1.00     		0    
    555 MADISON AVE 18TH FL
    NEW YORK,NY100223300
    SARA C KAY CEO
    35.00     		507,412 37,771  
    555 MADISON AVE 18TH FL
    NEW YORK,NY100223300
    DANA C YOU COO
    35.00     		201,300 20,300  
    555 MADISON AVE 18TH FL
    NEW YORK,NY100223300
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    GABRIA L FISCHER-SHAY EE
    35.00     		82,000 8,300  
    555 MADISON AVENUE 18TH FLOOR
    NEW YORK,NY100223300
    IAN PHILP EE
    35.00     		80,385    
    555 MADISON AVENUE 18TH FLOOR
    NEW YORK,NY100223300
    SARAH E FRENCH EE
    35.00     		111,130 11,200  
    555 MADISON AVENUE 18TH FLOOR
    NEW YORK,NY100223300
    JEAN M ROSS EE
    35.00     		150,661 15,194  
    555 MADISON AVENUE 18TH FLOOR
    NEW YORK,NY100223300
    Total number of other employees paid over $50,000...................bullet  
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 7
    Part VII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    MINTZ LEVIN COHN FERRIS GLOVSKY & POPEO PC LEGAL 45,914
    666 THIRD AVENUE
    NEW YORK,NY10017
    PBR EXECUTIVES SEARCH CONSULTANT 60,000
    24 RABBIT HILL RD
    NEW PRESTON,CT06777
    LEON D ALPERN & CO ACCOUNTING 116,600
    100 CROSSWAYS PK DR WEST 401
    WOODBURY,NY11797
    Total number of others receiving over $50,000 for professional services.............bullet  
    Part VIII-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part VIII-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 8
    Part IX
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    539,502,479
    b
    Average of monthly cash balances.......................
    1b
    22,456,653
    c
    Fair market value of all other assets (see instructions)................
    1c
    119,656,230
    d
    Total (add lines 1a, b, and c).........................
    1d
    681,615,362
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    10,500,000
    3
    Subtract line 2 from line 1d.........................
    3
    671,115,362
    4
    Cash deemed held for charitable activities. Enter 1.5% (0.015) of line 3 (for greater amount, see
    instructions) .............................
    4
    10,066,730
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. .......
    5
    661,048,632
    6
    Minimum investment return. Enter 5% (0.05) of line 5................
    6
    33,052,432
    Part X
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part IX, line 6..................
    1
    33,052,432
    2a
    Tax on investment income for 2021 from Part V, line 5.......
    2a
    319,881
    b
    Income tax for 2021. (This does not include the tax from Part V.) ...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    319,881
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    32,732,551
    4
    Recoveries of amounts treated as qualifying distributions................
    4
     
    5
    Add lines 3 and 4............................
    5
    32,732,551
    6
    Deduction from distributable amount (see instructions).................
    6
     
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XII, line 1 ...
    7
    32,732,551
    Part XI
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
     
    b
    Program-related investments—total from Part VIII-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part XII, line 4.
    4
     
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 9
    Part XII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2020     		(c)
    2020     		(d)
    2021
    1 Distributable amount for 2021 from Part X, line 7 32,732,551
    2 Undistributed income, if any, as of the end of 2021:
    a Enter amount for 2020 only....... 5,392,657
    b Total for prior years:20, 20, 20  
    3 Excess distributions carryover, if any, to 2021:
    a From 2016......  
    b From 2017......  
    c From 2018......  
    d From 2019......  
    e From 2020......  
    f Total of lines 3a through e ........  
    4Qualifying distributions for 2021 from Part
    XI, line 4: bullet$ 43,696,351
    a Applied to 2020, but not more than line 2a 5,392,657
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		 
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2021 distributable amount..... 32,732,551
    e Remaining amount distributed out of corpus 5,571,143
    5 Excess distributions carryover applied to 2021.    
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 5,571,143
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		 
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		 
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		 
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		 
    f Undistributed income for 2021. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2022 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		 
    8 Excess distributions carryover from 2016 not
    applied on line 5 or line 7 (see instructions) ...     		 
    9 Excess distributions carryover to 2022.
    Subtract lines 7 and 8 from line 6a ......     		5,571,143
    10 Analysis of line 9:
    a Excess from 2017....  
    b Excess from 2018....  
    c Excess from 2019....  
    d Excess from 2020....  
    e Excess from 2021.... 5,571,143
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 10
    Part XIII
    Private Operating Foundations (see instructions and Part VI-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2021, enter the date of the ruling ....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2021 (b) 2020 (c) 2019 (d) 2018
             
    b 85% (0.85) of line 2a .........          
    c Qualifying distributions from Part XI,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part IX, line 6 for each year listed ..     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XIV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    ANNE SPITZER
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    ANNE SPITZER
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
    FUND MANAGERS
    555 MADISON AVE 18TH FLOOR
    NEW YORK,NY100223300
    (212) 757-5462
    bThe form in which applications should be submitted and information and materials they should include:
    DESCRIPTION OF CHARITABLE ORGANIZATION AND PURPOSE UNDER IRC SECTIONS 170(C), 2522(A) AND 2055(A).
    cAny submission deadlines:
    NONE
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    THE TRUST MAKES CONTRIBUTIONS TO CORPORATIONS, ORGANIZATIONS, FOUNDATIONS, INSTITUTIONS OR FUNDS ORGANIZED AND OPERATED EXCLUSIVELY FOR RELIGIOUS, CHARITABLE, SCIENTIFIC, LITERARY OR EDUCATIONAL PURPOSES, WHICH ARE THEMSELVES QUALIFYING EXEMPT ORGANIZATIONS, PURSUANT TO ARTICLE 4(A) OF ITS CERTIFICATE OF INCORPORATION.
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 11
    Part XIV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    AMERICAN MUSEUM OF NATURAL HISTORY
    200 CENTRAL PARK WEST
    NEW YORK,NY10004     		NONE EXEMPT GENERAL PURPOSE 220,000
    EQUAL JUSTICE WORKS
    1730 M ST NW SUITE 800
    WASHINGTON,DC20036     		NONE EXEMPT GENERAL PURPOSE 10,000
    JUVENILE DIABETES RESEARCH FOUNDATI
    200 VESEY STREET 128TH FL
    NEW YORK,NY10281     		NONE EXEMPT GENERAL PURPOSE 300,000
    THE METROPOLITAN MUSEUM OF ART
    1000 5TH AVENUE
    NEW YORK,NY10028     		NONE EXEMPT GENERAL PURPOSE 20,000
    PUBLIC CITIZEN FOUNDATION
    1600 20TH STREET NW
    WASHINGTON,DC20009     		NONE EXEMPT GOVERNMENT ACCOUNTABILITY AND REFORM 500,000
    THE 21ST CENTURY FND CITY COLLEGE N
    154 CONVENT AVENUE
    NEW YORK,NY10031     		NONE EXEMPT ANNE AND BERNARD SPITZER SCHOOL OF ARCHITECTURE 2,000,000
    SCENIC HUDSON
    ONE CIVIC CENTER PLAZA SUITE 200
    POUGHKEEPSIE,NY12601     		NONE EXEMPT GENERAL PURPOSE 25,000
    GRAND STREET SETTLEMENT
    80 PITT ST
    NEW YORK,NY10002     		NONE EXEMPT SECOND CENTURY CAPITAL CAMPAIGN 200,000
    NEW YORK PUBLIC RADIO
    160 VARICK STREET 9TH FL
    NEW YORK,NY10013     		NONE EXEMPT GENERAL PURPOSE 1,000
    PASSTHRU CONTRIBUTIONS FROM K-1
    730 FIFTH AVE 2202
    NEW YORK,NY10019     		NONE EXEMPT GENERAL PURPOSE 19,023
    RABBI JACOB JOSEPH SCHOOL
    1 PLAINFIELD AVENUE
    EDISON,NJ08817     		NONE EXEMPT BOBBIE'S PLACE 100,000
    US-AFRICA CHILDREN'S FELLOWSHIP
    475 14TH STREET
    BROOKLYN,NY11215     		NONE EXEMPT GENERAL PURPOSE 20,000
    UNITED HOSPITAL FUND
    1411 BROADWAY 12TH FL
    NEW YORK,NY10118     		NONE EXEMPT GENERAL PURPOSE 2,500
    UNION SETTLEMENT ASSOCIATION
    237 EAST 104TH ST
    NEW YORK,NY10029     		NONE EXEMPT GENERAL PURPOSE 100,000
    ALLIANCE FOR JUSTICE
    11 DUPONT CIRCLE NW STE 500
    WASHINGTON,DC20036     		NONE EXEMPT JUSTICE PROGRAM 150,000
    ANOTHER STEP
    706 EXECUTIVE BLVD
    VALLEY COTTAGE,NY10989     		NONE EXEMPT GENERAL PURPOSE 50,000
    REPRIEVE US
    PO BOX 3657
    NEW YORK,NY10174     		NONE EXEMPT GENERAL PURPOSE 250,000
    BREAD FOR THE CITY
    1525 SEVENTH STREET NW
    WASHINGTON,DC20001     		NONE EXEMPT GENERAL PURPOSE 25,000
    DOCTORS WITHOUT BORDERS USA
    40 RECTOR STREET 16TH FL
    NEW YORK,NY10006     		NONE EXEMPT GENERAL PURPOSE 1,000
    EARTHJUSTICE
    50 CALIFORNIA ST SUITE 500
    SAN FRANCISCO,CA94111     		NONE EXEMPT FARMING FOR THE FUTURE 500,000
    EARTHWATCH INSTITUTE
    1380 SOLDIERS FIELD RD STE 2700
    BOSTON,MA02135     		NONE EXEMPT GENERAL PURPOSE 15,000
    FOOD BANK OF THE HUDSON VALLEY
    965 ALBANY-SHAKER ROAD
    LATHAM,NY12110     		NONE EXEMPT GENERAL PURPOSE 20,000
    JAWONIO FOUNDATION
    260 NORTH LITTLE TOR RD
    NEW CITY,NY10956     		NONE EXEMPT GENERAL PURPOSE 3,600
    JCC ROCKLAND
    450 W NYACK RD
    WEST NYACK,NY10994     		NONE EXEMPT GENERAL PURPOSE 18,000
    MEALS ON WHEELS PROG SVCS ROCKLAND
    121 W NYACK RD
    NANUET,NY10954     		NONE EXEMPT GENERAL PURPOSE 25,000
    NATIONAL MULTIPLE SCLEROSIS SOCIETY
    733 3RD AVE
    NEW YORK,NY10017     		NONE EXEMPT FOR THE NYC - SOUTHERN NEW YORK CHAPTER 10,000
    THE AMERICAN FDN FOR SUICIDE PREVEN
    199 WATER STREET 11TH FLOOR
    NEWYORK,NY10038     		NONE EXEMPT GENERAL PURPOSE 10,000
    VIOLENCE POLICY CENTER
    1025 CONNECTICUT AVE NW SUITE 1210
    WASHINGTON,DC20036     		NONE EXEMPT GENERAL PURPOSE 20,000
    WASHINGTON LEGAL CLINIC FOR THE HOM
    1200 U ST NW 3 3RD FLOOR
    WASHINGTON,DC20009     		NONE EXEMPT GENERAL PURPOSE 400,000
    WORLD WILDLIFE FUND
    1250 24TH ST NW
    WASHINGTON,DC20037     		NONE EXEMPT GENERAL PURPOSE 25,000
    AIDS WALK RUN BOSTON
    175 AMORY STREET
    BOSTON,MA02119     		NONE EXEMPT GENERAL PURPOSE 15,000
    BROOKLYN GREENWAY INITIATIVE
    19 MORRIS AVENUE BLDG 128
    BROOKLYN,NY11205     		NONE EXEMPT GENERAL PURPOSE 5,000
    CHAI LIFELINE
    151 WEST 30TH STREET 3RD FLOOR
    NEW YORK,NY10001     		NONE EXEMPT GENERAL PURPOSE 36,000
    CORAL REEF ALLIANCE
    548 MARKET ST STE 29802
    SAN FRANCISCO,CA94104     		NONE EXEMPT GENERAL PURPOSE 5,000
    DC CENTRAL KITCHEN
    425 2ND STREET NW
    WASHINGTON,DC20001     		NONE EXEMPT CAPITAL CAMPAIGN 25,000
    IMMIGRANT JUSTICE CORPS
    17 BATTERY PLACE SUITE 1234
    NEW YORK,NY10004     		NONE EXEMPT GENERAL PURPOSE 500,000
    INTERNATIONAL RESCUE COMMITTEE
    122 EAST 42ND STREET
    NEW YORK,NY10168     		NONE EXEMPT GENERAL PURPOSE 25,000
    MARTHA'S TABLE
    2375 EVANS RD SE
    WASHINGTON,DC20020     		NONE EXEMPT GENERAL PURPOSE 25,000
    MIDDLEBURY COLLEGE
    14 OLD CHAPEL RD
    MIDDLEBURY,VT05753     		NONE EXEMPT GENERAL PURPOSE 10,000
    OCEAN CONSERVANCY
    1300 19TH STREET NW 8TH FL
    WASHINGTON,DC20036     		NONE EXEMPT GENERAL PURPOSE 10,000
    PROTEUS FUND
    15 RESEARCH DRIVE SUITE B
    AMHERST,MA01002     		NONE EXEMPT PIPER FUND 400,000
    REEF ENVIROMENTAL EDUCATION FOUNDAT
    PO BOX 370246
    KEY LARGO,FL33037     		NONE EXEMPT GENERAL PURPOSE 5,000
    THE MICHAEL J FOX FDN FOR PARKINSON
    GRAND CENTRAL STATION PO BOX 4777
    NEW YORK,NY10163     		NONE EXEMPT GENERAL PURPOSE 200,000
    THE OCEAN FOUNDATION
    1320 19TH STREET NW 5TH FL
    WASHINGTON,DC20036     		NONE EXEMPT GENERAL PURPOSE 5,000
    THE REFORM TEMPLE OF ROCKLAND
    330 N HIGHLAND AVENUE
    UPPER NYACK,NY10960     		NONE EXEMPT GENERAL PURPOSE 10,000
    REGENT OF THE UNIV OF CAL AT SAN DI
    9500 GILMAN DR
    LA JOLLA,CA92093     		NONE EXEMPT SPINAL CORD INJURY RESEARCH PROGRAM 242,000
    WARRIOR-SCHOLAR PROJECT
    1012 14TH STREET NW STE 1200
    WASHINGTON,DC20005     		NONE EXEMPT GENERAL PURPOSE 5,000
    WASH LAWY CMTE FOR CIVIL RTS URB AF
    700 14TH ST NW STE 400
    WASHINGTON,DC20005     		NONE EXEMPT GENERAL PURPOSE 25,000
    AMERICAN CAMP ASSOCIATION
    5000 STATE ROAD 67 NORTH
    MARTINSVILLE,IN46151     		NONE EXEMPT CAMP LEE MAR 2,500
    THE AMERICAN CONSTITUTION SOCIETY
    1899 L STREET NW 2ND FLOOR
    WASHINGTON,DC20036     		NONE EXEMPT GENERAL PURPOSE 500,000
    BIPARTISAN POLICY CENTER
    1225 EYE STREET NW SUITE 1000
    WASHINGTON,DC20005     		NONE EXEMPT DECARBONIZATION, CLEAN INFRASTRUCTURE AND ENVIRONMENTAL EQUITY PROJECT - $550,000 550,000
    CENTER ON BUDGET AND POLICY PRIORIT
    1275 FIRST ST NE STE 1200
    WASHINGTON,DC20002     		NONE EXEMPT GENERAL PURPOSE AND STATE PRIORITIES PARTNERSHIP 2,001,000
    CENTER FOR CLIMATE AND ENERGY SOLUT
    3100 CLARENDON BLVD SUITE 800
    ARLINGTON,VA22201     		NONE EXEMPT CLIMATE INNOVATION 2050 500,000
    CITIZENS FOR RESPONS AND ETHICS IN
    1331 F ST NW STE 900
    WASHINGTON,DC20004     		NONE EXEMPT GENERAL PURPOSE 500,000
    CLEAN AIR TASK FORCE
    114 STATE STREET 6TH FLOOR
    BOSTON,MA02109     		NONE EXEMPT CLEAN ENERGY STANDARDS - $500,000STATE CES WORK AND GENERAL PURPOSE - $500,000 1,000,000
    COMMUNITY CATALYST
    ONE FEDERAL STREET 5TH FLOOR
    BOSTON,MA02110     		NONE EXEMPT COVERAGE SAFETY NET PROJECT 750,000
    CONSERVATION INTERNATIONAL
    2011 CRYSTAL DRIVE SUITE 500
    ARLINGTON,VA22202     		NONE EXEMPT RESCUE (RETETI ELEPHANT SANCTUARY 5,000
    CONSTITUTIONAL ACCOUNTABILITY CENTE
    1200 18TH STREET NW SUITE 501
    WASHINGTON,DC20036     		NONE EXEMPT GENERAL PURPOSE 500,000
    DENNIS P MCHUGH PIERMONT PUBLIC LIB
    25 FLYWHEEL PARK WEST
    PIERMONT,NY10968     		NONE EXEMPT GENERAL PURPOSE 10,000
    ENERGY INNOVATION REFORM PROJECT
    2433 N KENMORE ST
    ARLINGTON,VA22207     		NONE EXEMPT GENERAL PURPOSE 500,000
    ENERGY OPTIONS NETWORK
    120 LAKE VIEW AVE
    CAMBRIDGE,MA02138     		NONE EXEMPT GENERAL PURPOSE 500,000
    GREAT PLAINS INST FOR SUSTAINABLE D
    2801 21ST AVE S SUITE 220
    MINNEAPOLIS,MN55407     		NONE EXEMPT GENERAL PURPOSE 600,000
    HUMANE RESCUE ALLIANCE
    71 OGLETHORPE ST NW
    WASHINGTON,DC20011     		NONE EXEMPT GENERAL PURPOSE 5,000
    INFORMATION TECH AND INNOVATION FDN
    700 K STREET NW STE 600
    WASHINGTON,DC20001     		NONE EXEMPT CLEAN ENERGY INNOVATION POLICY PROJECT 450,000
    INTERIM HOUSE INC
    333 WEST UPSAL STREET
    PHILADELPHIA,PA19119     		NONE EXEMPT GENERAL PURPOSE 2,000
    KEEP ROCKLAND BEAUTIFUL
    120-126 NORTH MAIN ST 2ND FL ANNEX
    NEW CITY,NY10956     		NONE EXEMPT GENERAL PURPOSE 5,000
    LEGAL AID SOCIETY OF DC
    1331 H STREET NW STE 350
    WASHINGTON,DC20005     		NONE EXEMPT GENERAL PURPOSE 25,000
    MAZON A JEWISH RESPONSE TO HUNGER
    10850 WILSHIRE BLVD SUITE 400
    LOS ANGELES,CA90024     		NONE EXEMPT GENERAL PURPOSE 20,000
    NATIONAL IMMIGRATION LAW CENTER
    3450 WILSHIRE BLVD STE 108-62
    LOS ANGELES,CA90010     		NONE EXEMPT GENERAL PURPOSE 600,000
    NATIONAL SECURITY ARCHIVE FUND
    2130 H STREET NW STE 701
    WASHINGTON,DC20037     		NONE EXEMPT GENERAL PURPOSE 300,000
    NATIONAL WOMEN'S LAW CENTER
    11 DUPONT CIRCLE NW 800
    WASHINGTON,DC20036     		NONE EXEMPT ADVANCING ECONOMIC JUSTICE 350,000
    NEO PHILANTHROPY
    45 W 36TH STREET 6TH FLOOR
    NEW YORK,NY10018     		NONE EXEMPT STATE INFRASTRUCTURE FUND - $1,500,000 1,500,000
    NY PUBLIC INTEREST RESEARCH GROUP F
    9 MURRAY STREET LOWER LEVEL
    NEW YORK,NY10007     		NONE EXEMPT GENERAL PURPOSE 25,000
    NEW YORK UNIVERSITY
    22 WASHINGTON SQUARE NORTH
    NEW YORK,NY10011     		NONE EXEMPT INSTITUTE FOR POLICY INTEGRITY SUPPORTING STRONG ENVIRONMENTAL SAFEGUARDS - $350,000TAX LAW CENTER - $500,000 850,000
    NEXT FOR AUTISM
    1177 AVENUE OF THE AMERICAS 5TH FL
    NEW YORK,NY10036     		NONE EXEMPT GENERAL PURPOSE 30,000
    NORTH BROOKLYN ANGELS
    127 KENT ST
    BROOKLYN,NY11222     		NONE EXEMPT GENERAL PURPOSE 5,000
    MONTEFIORE NYACK HOSPITAL FOUNDATIO
    160 N MIDLAND AVE
    NYACK,NY10960     		NONE EXEMPT GENERAL PURPOSE 25,000
    PENGUIN PLAYERS LTD
    PO BOX 91
    STONY POINT,NY10980     		NONE EXEMPT GENERAL PURPOSE 10,000
    PROJECT ON GOVERNMENT OVERSIGHT
    1100 13TH STREET STE 800
    WASHNGTON,DC20005     		NONE EXEMPT GENERAL PURPOSE 600,000
    THE BREAKTHROUGH INSTITUTE
    436 14TH STREET SUITE 820
    OAKLAND,CA94612     		NONE EXEMPT FOOD & FARMING PROGRAM - $400,000GENERAL PURPOSE - $500,000 900,000
    THE LEADERSHIP CONFERENCE EDUCATION
    1620 L STREET NW SUITE 1100
    WASHINGTON,DC20036     		NONE EXEMPT GENERAL PURPOSE 800,000
    THE LUNCHBOX FUND
    PO BOX 10
    NEW YORK,NY10276     		NONE EXEMPT GENERAL PURPOSE 10,000
    PROTECT DEMOCRACY PROJECT
    2020 PENNSYLVANIA AVE NW 163
    WASHINGTON,DC20006     		NONE EXEMPT GENERAL PURPOSE 500,000
    THE RICHARDSON CTR FOR GLOBAL ENGAG
    216 WASHINGTON AVE SUITES 1 2
    SANTA FE,NM87501     		NONE EXEMPT GENERAL PURPOSE 25,000
    THICH NHAT HANH FOUNDATION
    2499 MELRU LANE
    ESCONDIDO,CA92026     		NONE EXEMPT GENERAL PURPOSE 20,000
    THIRD WAY INSTITUTE
    1025 CONNECTICUT AVE NW SUITE 400
    WASHINGTON,DC20036     		NONE EXEMPT CLIMATE AND CLEAN ENERGY INNOVATION CAMPAIGN 500,000
    TZEDEK DC
    4340 CONNECTICUT AVE NW
    WASHINGTON,DC20008     		NONE EXEMPT GENERAL PURPOSE 9,000
    WHEDCO
    50 EAST 168TH STREET
    BRONX,NY10452     		NONE EXEMPT GENERAL PURPOSE 6,000
    WORLD RESOURCES INSTITUTE
    10 G STREET NE SUITE 800
    WASHINGTON,DC20002     		NONE EXEMPT DEEP DECARBONIZATION AND CARBON CAPTURE PROJECT 550,000
    ACTIVATE GLOBAL INC
    2600 10TH ST STE 300
    Berkeley,CA94710     		NONE EXEMPT GENERAL PURPOSE 300,000
    AMERICAN OVERSIGHT
    1030 15th St NW
    Washington,DC20005     		NONE EXEMPT GENERAL PURPOSE 400,000
    ARLINGTON FOOD ASSISTANCE CENTER
    PO BOX 6261
    Arlington,VA22206     		NONE EXEMPT GENERAL PURPOSE 2,000
    BROOKLYN ACADEMY OF MUSIC INC
    30 Lafayette Ave
    Brooklyn,NY11217     		NONE EXEMPT GENERAL PURPOSE 10,000
    CAIR COALITION
    1025 CONNECTICUT AVE NW STE 701
    Washington,DC20006     		NONE EXEMPT GENERAL PURPOSE 10,000
    CENTER FOR LAW SOCIAL POLICY
    1310 L STREET NW STE 900
    Washington,DC20005     		NONE EXEMPT ADVANCING STRATEGIES TO ALIGN PROGRAMS AND PROTECTING IMMIGRANT FAMILIES CAMPAIGN 377,500
    CHURCHES UNITED FOR FAIR HOUSING
    7 Marcus Garvey Blvd
    Brooklyn,NY11206     		NONE EXEMPT GENERAL PURPOSE 5,000
    COMMITTEE TO PROTECT JOURNALISTS
    330 7th Ave 11
    New York,NY10001     		NONE EXEMPT GENERAL PURPOSE 25,000
    ENVIRONMENTAL AND ENERGY STUDY INST
    1020 19th Street NW Suite 400
    Washington,DC20036     		NONE EXEMPT GENERAL PURPOSE 300,000
    ENVIRONMENTAL DEFENSE FUND
    257 PARK AVE 16TH FL
    New York,NY10010     		NONE EXEMPT INNOVATION PROJECT 250,000
    GALAPAGOS CONSERVANCY
    11150 Fairfax Blvd 408
    Fairfax,VA22030     		NONE EXEMPT GENERAL PURPOSE 5,000
    GIFFORDS LAW CENTER TO PREVENT GUN
    268 Bush Street 555
    San Francisco,CA94104     		NONE EXEMPT GENERAL PURPOSE 25,000
    HUMAN RIGHTS FIRST
    75 Broad St 31st Floor
    New York,NY10004     		NONE EXEMPT GENERAL PURPOSE 10,000
    INTERNATIONAL ANTI-POACHING FOUNDAT
    1655 N Fort Myer Drive 700
    Arlington,VA22209     		NONE EXEMPT GENERAL PURPOSE 15,000
    KELLERMANN FOUNDATION
    PO Box 832809
    Richardson,TX75083     		NONE EXEMPT BWINDI COMMUNITY HOSPITAL - $50,000KISHANDA SCHOOL - $90,000 140,000
    LEWA WILDLIFE CONSERVANCY USA
    38 MILLER AVE 507
    MILL VALLEY,CA94941     		NONE EXEMPT GENERAL PURPOSE 5,000
    NUCLEAR INNOVATION ALLIANCE
    56 OLIVER DR
    BREWSYTER,MA02631     		NONE EXEMPT GOOD ENERGY COLLECTIVE 850,000
    PANTHERA
    8 W 40th St 18th Floor
    New York,NY10018     		NONE EXEMPT GENERAL PURPOSE 5,000
    REPORTERS COMM FOR FREEDOM OF THE P
    1156 15th St NW STE 1020
    Washington,DC20005     		NONE EXEMPT GENERAL PURPOSE 25,000
    SIERRA CLUB FOUNDATION
    2101 Webster St 1250
    Oakland,CA94612     		NONE EXEMPT GENERAL PURPOSE 10,000
    THE ARC FOUNDATION OF ROCKLAND INC
    210 ROUTE 303
    VALLEY COTTAGE,NY10989     		NONE EXEMPT GENERAL PURPOSE 150,000
    THE GERMAN MARSHALL FUND OF THE US
    1744 E STREET NW
    Washington,DC20009     		NONE EXEMPT ALLIANCE FOR SECURING DEMOCRACY 500,000
    THE HOPEWELL FUND
    1828 L ST NW STE 300d
    Washington,DC20036     		NONE EXEMPT ARTICLE V PUBLIC EDUCATION CAMPAIGN 250,000
    THE NATIONAL HEALTH LAW PROGRAM INC
    3701 WILSHIRE BLVD
    LOS ANGELES,CA90010     		NONE EXEMPT INTERNSHIP - $30,000MAINTAINING AND EXPANDING MEDICAID AND THE ACA - $750,000 780,000
    WILLIAMS J BRENNAN JR CNTR FOR JUST
    120 Broadway 1750
    New York,NY10271     		NONE EXEMPT GENERAL PURPOSE 50,000
    AMERICAN FLOOD COALITION
    1501 M ST NW SUITE 430
    WASHINGTON,DC20005     		NONE EXEMPT GENERAL PURPOSE 270,000
    ARIZONA COMMUNITY FOUNDATION
    2201 E CAMELBACK RD 405B
    PHOENIX,AZ85016     		NONE EXEMPT EITC POOLED FUND 300,000
    BROOKLYN HOSPITAL FOUNDATION INC
    121 DEKALB AVENUE
    BROOKLYN,NY11201     		NONE EXEMPT COVID-19 FUND 1,000
    CAMPAIGN LEGAL CENTER INC
    1101 14TH ST NW 400
    WASHINGTON,DC20005     		NONE EXEMPT GENERAL PURPOSE 225,000
    CARBON 180
    1140 3RD ST NE
    WASHINGTON,DC20002     		NONE EXEMPT GENERAL PURPOSE 300,000
    CENTER FOR ELECTION INNOVATION RESE
    1120 CONNECTICUT AVE NW STE 1040
    WASHINGTON,DC20036     		NONE EXEMPT GENERAL PURPOSE 300,000
    CENTER FOR POPULAR DEMOCRACY
    449 TROUTMAN ST STE A
    BROOKLYN,NY11237     		NONE EXEMPT FAMILY ECONOMIC SECURITY 500,000
    CLIMATEWORKS FOUNDATION
    235 MONTGOMERY ST 13TH FL
    SAN FRANCISCO,CA94104     		NONE EXEMPT CARBON DIOXIDE REMOVAL FUND 1,000,000
    ECONOMIC POLICY INSTITUTE
    1225 I ST NW 600
    WASHINGTON,DC20005     		NONE EXEMPT GENERAL PURPOSE AND LABOR STANDARDS ENFORCEMENT PROJECT 650,000
    EDUCATION BRIDGE
    2043 SOUTH BEND AVENUE 278
    SOUTH BEND,IN46637     		NONE EXEMPT GENERAL PURPOSE 6,000
    ELEPHANT COOPERATION
    110 E AVENIDA PALIZADA 301
    SAN CLEMENTE,CA92672     		NONE EXEMPT COMMUNITY COMMERCE & SUSTAINABILITY - COMACO 5,000
    GEORGETOWN UNIVERSITY
    600 NEW JERSEY AVE NW
    WASHINGTON,DC20001     		NONE EXEMPT INSTITUTE FOR CONSTITUTIONAL ADVOCACY AND PROTECTION ANTI MILITIA INITIATIVE - $150,000GEORGETOWN LAW SCHOOL - $10,000 160,000
    INSTITUTE FOR NONPROFIT NEWS
    8549 WILSHIRE BLVD 2294
    BEVERLY HILLS,CA90211     		NONE EXEMPT GENERAL PURPOSE 400,000
    KEYSTONE RESEARCH CENTER
    412 N 3RD ST
    HARRISBURG,PA17101     		NONE EXEMPT PA BUDGET & POLICY CENTER WE THE PEOPLE PROJECT 137,500
    LAWYERS ALLIANCE FOR NEW YORK
    171 MADISON AVE 9TH FL
    NEW YORK,NY10016     		NONE EXEMPT GENERAL PURPOSE 15,000
    LEAGUE OF WOMEN VOTERS EDUCATION FU
    1233 20TH ST NW STE 500
    WASHINGTON,DC20036     		NONE EXEMPT GENERAL PURPOSE 400,000
    LEGAL AID CHICAGO
    120 S LASALLE ST STE 900
    CHICAGO,IL60603     		NONE EXEMPT GENERAL PURPOSE 25,000
    MICHIGAN LEAGUE FOR PUBLIC POLICY
    1223 TURNER RD G1
    LANSING,MI48906     		NONE EXEMPT ECONOMIC JUSTICE PROJECT 125,000
    NATIONAL JEWISH HEALTH
    10 E 102ND ST
    NEW YORK,NY10029     		NONE EXEMPT GENERAL PURPOSE 10,000
    NEW VENTURE FUND
    1828 L STREET NW STE 300a
    WASHINGTON,DC20036     		NONE EXEMPT GROUNDWORK COLLABORATIVE - $500,000FAIR REPRESENTATION IN REDISTRICTING INITIATIVE - $600,000TRUSTED ELECTIONS FUND - $795,000 1,895,000
    SHELDRICK WILDLIFE TRUST USA
    25283 CABOT RD STE 101
    LAGUNA HILLS,CA92653     		NONE EXEMPT GENERAL PURPOSE 5,000
    SOUTHERN COALITION FOR SOCIAL JUSTI
    1415 W NORTH CAROLINA HWY54 STE 101
    DURHAM,NC27707     		NONE EXEMPT REDISTRICTING PROGRAM 400,000
    SPECIAL OLYMPICS INC
    1133 19TH ST NW 12TH FL
    WASHINGTON,DC20036     		NONE EXEMPT SPECIAL OLYMPICS EMERGENCY RELIEF FUND 10,000
    THE COMMONWEALTH INST FOR FISCAL AN
    1329 E CARY ST 200
    RICHMOND,VA23219     		NONE EXEMPT GENERAL PURPOSE 150,000
    THE ENERGY FOR GROWTH HUB
    1015 15TH STREET NW 6TH FLOOR
    WASHINGTON,DC20005     		NONE EXEMPT GENERAL PURPOSE 500,000
    THE MIAMI FOUNDATION
    40 NW 3RD ST 305
    MIAMI,FL33128     		NONE EXEMPT NEWSMATCH 250,000
    TRUSTEES OF COLUMBIA UNIVERSITY IN
    1255 AMSTERDAM AVE
    NEW YORK,NY10027     		NONE EXEMPT LAMONT-DOHERTY'S HUDSON RIVER FIELD STATION - $50,000CGEP NUCLEAR AND CARBON MGMT PROJECT - $400,00 450,000
    URBAN INSTITUTE
    500 LENFANT PLAZA SW
    WASHINGTON,DC20024     		NONE EXEMPT HEALTH POLICY CENTER - $500,000INFORMING TAX POLICY DEBATES WIT IMPROVED ANALYSIS - $280,000 780,000
    WASHINGTON CENTER FOR EQUITABLE GRO
    1156 15TH ST NW
    WASHINGTON,DC20005     		NONE EXEMPT GENERAL PURPOSE 500,000
    WORLD CENTRAL KITCHEN INC
    1342 FLORIDA AVE NW
    WASHINGTON,DC20009     		NONE EXEMPT GENERAL PURPOSE 51,000
    CENTER FOR AMERICAN PROGRESS
    1333 H STREET NW SUITE 100-E
    WASHINGTON,DC20005     		NONE EXEMPT RESILIENT ECONOMY PROJECT 300,000
    CITYDANCE INC
    4000 ALBEMARLE ST NW 304
    WASHINGTON,DC20016     		NONE EXEMPT GENERAL PURPOSE 10,000
    COMMON CAUSE EDUCATION FUND
    805 15TH STREET NW 8TH FLOOR
    WASHINGTON,DC20005     		NONE EXEMPT GENERAL PURPOSE 500,000
    NATIONAL EMPLOYMENT LAW PROJECT
    90 BROAD ST SUITE 1100
    NEW YORK,NY10004     		NONE EXEMPT GENERAL PURPOSE AND LABOR STANDARDS ENFORCEMENT PROJECT 625,000
    RESOURCES FOR THE FUTURE
    1616 P ST NW SUITE 600
    WASHINGTON,DC20036     		NONE EXEMPT GERNERAL PURPOSE 400,000
    GEORGIA COALITION FOR THE PEOPLES A
    501 PULLIAM ST SW 410
    ATLANTA,GA30312     		NONE EXEMPT GENERAL PURPOSE 25,000
    THE NATURE CONSERVANCY
    4245 NORTH FAIRFAX DRIVE SUITE 100
    ARLINGTON,VA22203     		NONE EXEMPT POWER OF PLACE EXPANSION 500,000
    THE STISSING CENTER
    PO BOX 1024
    PINE PLAINS,NY12567     		NONE EXEMPT GENERAL PURPOSE 125,000
    TOWARDS JUSTICE
    2840 FAIRFAX STREET SUITE 220
    DENVER,CO80207     		NONE EXEMPT GENERAL PURPOSE 200,000
    AMALGAMATED CHARITABLE FOUNDATION
    1825 K STREET NW
    WASHINGTON,DC20006     		NONE EXEMPT FAMILIES AND WORKERS FUND 600,000
    ASIAN AMERICAN FEDERATION INC
    120 Wall St 9th Floor
    NEW YORK,NY10005     		NONE EXEMPT COVID-19 RECOVERY FUND 1,000
    CALIFORNIA BUDGET POLICY CENTER
    1107 9TH STREET SUITE 310
    SACRAMENTO,CA95814     		NONE EXEMPT GENERAL PURPOSE 1,000
    CENTER FOR CIVIC DESIGN INC
    5443 TATES BANK RD
    CAMBRIDGE,MD21613     		NONE EXEMPT GENERAL PURPOSE 150,000
    CENTER FOR TECHNOLOGY AND CIVIC
    233 N MICHIGAN AVE STE 1800
    CHICAGO,IL60601     		NONE EXEMPT GENERAL PURPOSE 400,000
    CODE FOR AMERICA
    972 MISSION ST 5TH FLOOR
    SAN FRANCISCO,CA94103     		NONE EXEMPT TAX BENEFITS PROGRAM 225,000
    COMMUNITY HELP IN PARK SLOPE
    200 4TH AVE
    BROOKLYN,NY11217     		NONE EXEMPT GENERAL PURPOSE 1,000
    DOG TAG INC
    3206 GRACE ST NW
    WASHINGTON,DC20007     		NONE EXEMPT GENERAL PURPOSE 1,000
    FIRST BOOK
    1319 F ST NW SUITE 1000
    WASHINGTON,DC20004     		NONE EXEMPT GENERAL PURPOSE 1,000
    FRIENDS OF STISSING LANDMARKS INC
    PO BOX 37
    PINE PLAINS,NY12567     		NONE EXEMPT GENERAL PURPOSE 1,000
    HARLEM VALLEY RAIL TRAIL ASSOCIATIO
    PO BOX 356
    MILLERTON,NY12546     		NONE EXEMPT GENERAL PURPOSE 25,000
    HUDSON COUNTY COMMUNITY COLL FOUND
    70 SIP AVE
    JERSEY CITY,NJ07306     		NONE EXEMPT HCC SCHOLARSHIP 4,800
    JEWISH COMMUNITY RELATIONS CO OF ny
    520 EIGTH AVE SUITE 1400
    NEW YORK,NY10018     		NONE EXEMPT GENERAL PURPOSE 5,000
    LIFEBOX FOUNDATION INC
    195 MONTAGUE ST 14TH FLOOR
    BROOKLYN,NY11201     		NONE EXEMPT GENERAL PURPOSE 50,000
    MOMSRISING EDUCATION FUND
    12011 BEL-RED ROAD SUITE 100B
    BELLEVUE,WA98005     		NONE EXEMPT BUILDING PUBLIC WILL FOR ECONOMIC SECURITY POLICIES FOR FAMILIES 200,000
    NATIONAL INDEPENDENT VENUE FOUNDATI
    1 PENN PLAZA 6263
    NEW YORK,NY10119     		NONE EXEMPT GENERAL PURPOSE 1,000
    NEW YORK - NEW JERSEY TRAIL CONFERE
    600 RAMAPO VALLEY RD
    MAHWAH,NJ07430     		NONE EXEMPT GENERAL PURPOSE 25,000
    PRATT AREA COMMUNITY COUNCIL INC
    1000 DEAN STREET STE 420
    BROOKLYN,NY11238     		NONE EXEMPT GENERAL PURPOSE 1,000
    PROSPECT PARK ALLIANCE INC
    95 PROSPECT PARK WEST
    BROOKLYN,NY11215     		NONE EXEMPT GENERAL PURPOSE 1,000
    PUBLIC PRIVATE STRATEGIES INSTITUTE
    700 PENNSYLVANIA AVE SE 2ND FL
    WASHINGTON,DC20003     		NONE EXEMPT ENGAGING BUSINESS VOICES IN SUPPORT OF EQUITABLE POLICIES 200,000
    RESULTS EDUCATIONAL FUND
    1101 15TH ST NW
    WASHINGTON,DC20005     		NONE EXEMPT BUILDING LEADERSHIP FOR ANTI-POVERTY INVESTMENT 150,000
    SCHUYLER CENTER FOR ANALYSIS ADVOCA
    540 BROADWAY
    ALBANY,NY12207     		NONE EXEMPT GENERAL PURPOSE 1,000
    THE OCTAVIA PROJECT
    PO BOX 381031
    BROOKLYN,NY11238     		NONE EXEMPT GENERAL PURPOSE 1,000
    THE PHILLIPS COLLECTION
    1600 21ST STREET NW
    WASHINGTON,DC20009     		NONE EXEMPT ANNUAL FUND 1,000
    THE SARARA FOUNDATION
    1031 33RD STREET
    DENVER,CO80205     		NONE EXEMPT RETITI ELEPHANT SANCTUARY 5,000
    TRANSFORMATIVE JUSTICE COALITION
    1816 12TH ST NW STE 410
    WASHINGTON,DC20009     		NONE EXEMPT GENERAL PURPOSE 10,000
    UNIVERSITY OF CALIFORNIA BERKELEY F
    1995 UNIVERSITY AVE STE 410
    BERKELEY,CA94704     		NONE EXEMPT SUSAN RASKY SCHOLARSHIP FUND FOR JOURNALISTIC EXCELLENCE 1,000
    IOBY
    PO BOX 4668 74253
    NEW YORK,NY10163     		NONE EXEMPT BED-STUY STRONG'S MUTUAL AID COMMUNITY FUND - $1,000CLINTON HILL FORT GREENE MUTUAL AID - $2,000 3,000
    Total .................................bullet 3a 41,699,423
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 12
    Part XV-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments ....          
    3 Interest on savings and temporary cash
    investments ...........     		    14 1,127,250  
    4 Dividends and interest from securities ....          
    5 Net rental income or (loss) from real estate:
    aDebt-financed property...... 531120 157,610 16 498,038  
    bNot debt-financed property.....     16 -1,245,231  
    6 Net rental income or (loss) from personal property          
    7 Other investment income .....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		551112 7,582 18 22,237,441  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue:
    aNET K-1 PASS THRU ITEMS     		    14 -2,588,306  
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e) .. 165,192 23,264,636  
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    23,429,828
    (See worksheet in line 13 instructions to verify calculations.)
    Part XV-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XV-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 13
    Part XVI
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2021)
    Additional Data


    Software ID: 21013475
    Software Version: 2021v4.1


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2021 AccountingFeesSchedule
    Name:
    BERNARD AND ANNE SPITZER
     
    CHARITABLE TRUST
    EIN:
    13-7298842
    Software ID:
    21013475
    Software Version:
    2021v4.1
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ACCOUNTING 116,600 116,600 0 0

    Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

    TY 2021 DepreciationSchedule
    Name:
    BERNARD AND ANNE SPITZER
     
    CHARITABLE TRUST
    EIN:
    13-7298842
    Software ID:
    21013475
    Software Version:
    2021v4.1
    Description of Property Date Acquired Cost or Other Basis Prior Years' Depreciation Computation Method Rate /
    Life (# of years)    		 Current Year's Depreciation Expense Net Investment Income Adjusted Net Income Cost of Goods Sold Not Included
    COMMERCIAL BUILDING 2011-12-21 12,677,652 2,939,125 SL 2.56 % 325,055 325,055    
    IMPROVEMENTS 2011-12-21 269,272 170,519 SL 6.67 % 17,960 17,960    
    IMPROVEMENTS 2012-07-01 5,592 1,200 SL 2.56 % 143 143    
    ADDL AQUISITION COSTS 2012-01-01 764 179 SL 2.56 % 20 20    
    IMPROVEMENTS 2013-10-01 40,732 19,345 SL 15.0000 2,715 2,715    
    IMPROVEMENTS 2013-10-01 31,131 5,753 SL 2.56 % 798 798    
    IMPROVEMENTS 2013-04-29 5,980 1,173 SL 2.56 % 153 153    
    IMPROVEMENTS 2013-04-29 11,313 2,078 SL 2.56 % 290 290    
    IMPROVEMENTS 2014-07-01 170,736 28,275 SL 2.56 % 4,378 4,378    
    IMPROVEMENTS 2014-07-01 16,074 6,834 SL 15.0000 1,072 1,072    
    IMPROVEMENTS 2014-07-01 38,958 16,557 SL 15.0000 2,597 2,597    
    IMPROVEMENTS 2014-10-01 202,116 82,535 SL 15.0000 13,474 13,474    
    FURNITURE 2014-10-01 2,321 2,024 200DB 7.64 % 297 297    
    COOP APTS - 200 CPS 2014-11-01 37,107,542 8,282,965 SL 3.64 % 1,349,230 1,349,230    
    COOP APTS-210 CPS RES 2015-06-30 16,359,167 3,296,371 SL 3.64 % 594,819 594,819    
    COOP APT-210 CPS COMM'L 2015-06-30 1,100,000 156,321 SL 2.56 % 28,204 28,204    
    IMPROVEMENTS 2014-12-31 499,418 87,542 SL 2.56 % 12,805 12,805    
    EQUIPMENT 2014-10-01 9,285 8,096 200DB 7.64 % 1,189 1,189    
    IMPROVEMENTS 2009-07-01 175,689 134,718 SL 6.67 % 11,718 11,718    
    IMPROVEMENTS 2009-07-01 16,470 12,702 SL 6.67 % 1,099 1,099    
    IMPROVEMENTS 2010-07-01 38,488 26,946 SL 6.67 % 2,567 2,567    
    IMPROVEMENTS 2010-07-01 30,157 21,111 SL 6.67 % 2,011 2,011    
    IMPROVEMENTS 2011-06-28 70,717 45,387 SL 6.67 % 4,717 4,717    
    IMPROVEMENTS 2011-12-21 663,065 419,872 SL 6.67 % 44,226 44,226    
    IMPROVEMENTS 2013-10-01 162,929 77,396 SL 6.67 % 10,867 10,867    
    IMPROVEMENTS 2014-07-01 64,298 27,331 SL 15.0000 4,287 4,287    
    IMPROVEMENTS 2014-07-01 155,831 66,235 SL 15.0000 10,389 10,389    
    IMPROVEMENTS 2014-10-01 808,464 330,152 SL 15.0000 53,898 53,898    
    IMPROVEMENTS 1993-07-01 85,495 60,189 SL 2.56 % 2,192 2,192    
    IMPROVEMENTS 1994-09-01 292,883 197,454 SL 2.56 % 7,510 7,510    
    IMPROVEMENTS 1997-07-01 23,697 14,262 SL 2.56 % 608 608    
    IMPROVEMENTS 1998-07-01 31,919 18,372 SL 2.56 % 818 818    
    IMPROVEMENTS 1998-10-31 64,705 36,844 SL 2.56 % 1,659 1,659    
    IMPROVEMENTS 1995-01-10 64,212 42,728 SL 2.56 % 1,646 1,646    
    IMPROVEMENTS 1996-07-01 31,956 20,031 SL 2.56 % 819 819    
    IMPROVEMENTS 1997-07-01 102,777 61,816 SL 2.56 % 2,635 2,635    
    IMPROVEMENTS 2009-07-01 249,750 73,384 SL 2.56 % 6,404 6,404    
    IMPROVEMENTS 2010-07-01 198,011 53,101 SL 2.56 % 5,077 5,077    
    BUILDING 2011-12-21 31,217,952 6,510,326 SL 2.56 % 800,428 800,428    
    IMPROVEMENTS 2012-07-01 18,370 3,994 SL 2.56 % 471 471    
    ADD'L AQUISITION COSTS 2012-01-01 3,058 699 SL 2.56 % 78 78    
    IMPROVEMENTS 2013-10-01 124,522 23,017 SL 2.56 % 3,193 3,193    
    IMPROVEMENTS 2013-04-29 23,920 4,700 SL 2.56 % 613 613    
    IMPROVEMENTS 2013-04-29 45,252 8,313 SL 2.56 % 1,160 1,160    
    MP ADJUSTMENT 2011-12-21 390,252 10,006     10,008 10,008    
    IMPROVEMENTS 2014-07-01 682,943 113,092 SL 2.56 % 17,511 17,511    
    IMPROVEMENTS 2014-12-31 349,250 53,730 SL 2.56 % 8,955 8,955    
    IMPROVEMENTS 2015-07-01 1,997,671 279,621 SL 2.56 % 51,220 51,220    
    IMPROVEMENTS 2015-07-01 87,314 13,434 SL 2.56 % 2,239 2,239    
    BUILDING 754 STEP UP 2014-11-01 23,338,470 3,590,508 SL 2.56 % 598,422 598,422    
    IMPROVEMENTS 2016-07-01 394,600 117,285 SL 15.0000 26,307 26,307    
    IMPROVEMENTS 2016-07-01 1,578,401 469,137 SL 15.0000 105,227 105,227    
    APPLIANCES 2016-07-01 4,218 2,712 SL 14.28 % 602 602    
    IMPRVMNTS - COOLING TOWER 2017-07-01 72,600 6,440 SL 2.56 % 1,861 1,861    
    IMPRVMNTS - COOLING TOWER 2017-07-01 290,400 25,756 SL 2.56 % 7,446 7,446    
    IMPRVMNTS-BCG TI 1ST AMD 2016-12-31 960,480 256,128 SL 15.0000 64,032 64,032    
    IMPRVMNTS-BCG TI 1ST AMD 2016-12-31 240,120 64,032 SL 15.0000 16,008 16,008    
    IMPRVMNTS-BCG TI 2ND AMD 2017-01-01 579,446 154,520 SL 15.0000 38,630 38,630    
    IMPRVMNTS-BCG TI 2ND AMD 2017-01-01 144,861 38,628 SL 15.0000 9,657 9,657    
    APPLIANCES 2017-07-01 6,859 3,429 SL 14.29 % 980 980    
    IMPROVEMENTS 2017-07-01 185,866 23,372 SL 3.64 % 6,758 6,758    
    APPLIANCES 2017-07-01 1,227 613 SL 14.29 % 175 175    
    APPLIANCES 2017-07-01 1,444 721 SL 14.29 % 206 206    
    IMPROVEMENTS 2018-12-31 19,585 2,612 SL 15.0000 1,306 1,306    
    IMPROVEMENTS 2018-12-31 1,052 140 SL 15.0000 70 70    
    IMPROVEMENTS 2018-12-31 78,341 10,445 SL 15.0000 5,223 5,223    
    IMPROVEMENTS 2018-12-31 4,209 562 SL 15.0000 281 281    
    IMPROVEMENTS - DECL PTRS 2019-07-01 92,522 9,252 SL 15.0000 6,168 6,168    
    IMPROVEMENTS - DECL PTRS 2019-07-01 370,089 37,009 SL 15.0000 24,673 24,673    
    IMPROVEMENTS - MEAKEM 2019-07-01 173,668 17,367 SL 15.0000 11,578 11,578    
    IMPROVEMENTS - MEAKEM 2019-07-01 694,670 69,467 SL 15.0000 46,311 46,311    
    ELEVATOR IMPROVEMENTS - 20% 2019 2020-07-01 47,682 611 SL 39.0000 1,223 1,223    
    ELEVATOR IMPROVEMENTS - 20% 2020 2020-07-01 57,031 731 SL 39.0000 1,462 1,462    
    ELEVATOR IMPROVEMENTS - 80% 2019 2020-07-01 190,727 2,445 SL 39.0000 4,890 4,890    
    ELEVATOR IMPROVEMENTS - 80% 2020 2020-07-01 228,120 2,925 SL 39.0000 5,849 5,849    
    GARAGE - 20% 2021-12-31 433,842   SL 39.0000 5,562 5,562    
    GARAGE - 80% 2021-12-31 1,735,371   SL 39.0000 22,248 22,248    
    IMPROVEMENTS - RIVKIN 20% 2021-12-31 14,066   SL 15.0000 938 938    
    IMPROVEMENTS - RIVKIN - 80% 2021-12-31 56,262   SL 15.0000 3,751 3,751    

    Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

    TY 2021 GainLossSaleOtherAssetsSch
    Name:
    BERNARD AND ANNE SPITZER
     
    CHARITABLE TRUST
    EIN:
    13-7298842
    Software ID:
    21013475
    Software Version:
    2021v4.1
    Name Date Acquired How Acquired Date Sold Purchaser Name Gross Sales Price Basis Basis Method Sales Expenses Total (net) Accumulated Depreciation
    K-1 PASSTHRU NET S/T GAIN (GEMS) UBTI   Purchase 2021-12   3,497   Cost   3,497  
    K-1 PASSTHRU NET L/T GAIN (GEMS) UBTI   Purchase 2021-12   4,085   Cost   4,085  

    TY 2021 InvestmentsOtherSchedule2
    Name:
    BERNARD AND ANNE SPITZER
     
    CHARITABLE TRUST
    EIN:
    13-7298842
    Software ID:
    21013475
    Software Version:
    2021v4.1
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    MOUNTAIN LAKE PARTNERS LP AT COST 856,926 856,926
    GEMS FUND 4 AT COST 17,501,566 13,700,334
    TERM LOAN GOLUB INVSTMT PTRS HOLDINGS AT COST    
    GOLUB CAPITAL INT'L LADDER - TRUST AT COST 214,252,456 328,920,680
    GOLUB CAPITAL INT'L IX AT COST 3,910,930 22,476,346
    GOLUB CAPITAL INT'L X AT COST 3,077,914 5,845,083
    BETHESDA TIC (20%) AT COST 8,206,763 8,206,763
    BETHESDA TIC (80%) AT COST 28,628,630 28,628,630
    1050 FIFTH AVE LLC AT COST 2,829,146 511,525
    SPITZER BRP GS LLC - ARCHER AT COST    
    NINTH AVENUE MEMBER LLC AT COST 16,220,384 16,220,384
    GOLUB CAPITAL INT'L LADDER - LUB AT COST 66,649,732 100,224,505
    SPITZER BRP GS LLC - CATON FLATS AT COST    
    451 TENTH MEMBER AT COST 5,655,284 861,495
    GOLUB CAP INV CORP - PUB SH (1435135.1) AT COST    
    GOLUB CAP INV CORP - PUB SH (174673) AT COST    
    SPITZER BRP EMPOWERMENT LLC AT COST    
    GOLUB CAPITAL INT'L TRANCHES AT COST 15,000,000 19,200,210
    CITIBANK INV A/C AT COST 25,729,336 25,494,651
    FIRST REPUBLIC INV A/C AT COST 15,003,322 14,996,031
    SAXA 34 PARTNERS LLC AT COST 78,925 78,925

    TY 2021 LandEtcSchedule2
    Name:
    BERNARD AND ANNE SPITZER
     
    CHARITABLE TRUST
    EIN:
    13-7298842
    Software ID:
    21013475
    Software Version:
    2021v4.1
    Category / Item Cost / Other Basis Accumulated Depreciation Book Value End of Year Fair Market Value
    Buildings 54,766,323 13,747,478 41,018,845 54,766,323


    TY 2021 LegalFeesSchedule
    Name:
    BERNARD AND ANNE SPITZER
     
    CHARITABLE TRUST
    EIN:
    13-7298842
    Software ID:
    21013475
    Software Version:
    2021v4.1
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    LEGAL 56,364 56,364 0 0


    TY 2021 MortgagesAndNotesPayableSch
    Name:
    BERNARD AND ANNE SPITZER
     
    CHARITABLE TRUST
    EIN:
    13-7298842
    Software ID:
    21013475
    Software Version:
    2021v4.1
    Total Mortgage Amount: 5,000,000

    Item No. 1
    Lender's Name FIRST REPUBLIC BANK
    Lender's Title  
    Relationship to Insider  
    Original Amount of Loan 5,000,000
    Balance Due 5,000,000
    Date of Note 2020-03
    Maturity Date  
    Repayment Terms INTEREST ONLY
    Interest Rate 3.5000
    Security Provided by Borrower ASSETS
    Purpose of Loan INVESTMENT
    Description of Lender Consideration VARIOUS
    Consideration FMV  


    TY 2021 OtherAssetsSchedule
    Name:
    BERNARD AND ANNE SPITZER
     
    CHARITABLE TRUST
    EIN:
    13-7298842
    Software ID:
    21013475
    Software Version:
    2021v4.1
    Description Beginning of Year - Book Value End of Year - Book Value End of Year - Fair Market Value
    FOREIGN TAX CREDIT 3,261 1,025 1,025


    TY 2021 OtherDecreasesSchedule
    Name:
    BERNARD AND ANNE SPITZER
     
    CHARITABLE TRUST
    EIN:
    13-7298842
    Software ID:
    21013475
    Software Version:
    2021v4.1
    Description Amount
    ESTATE TAX SEC 6166 PAYMENT 15,519,188


    TY 2021 OtherExpensesSchedule
    Name:
    BERNARD AND ANNE SPITZER
     
    CHARITABLE TRUST
    EIN:
    13-7298842
    Software ID:
    21013475
    Software Version:
    2021v4.1
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ADMINISTRATIVE EXPENSES 295,576     295,576
    INSURANCE 9,390     9,390
    MEMBERSHIP FEES 23,000     23,000
    Rental Expenses 7,410,501 6,769,190    


    TY 2021 OtherIncomeSchedule2
    Name:
    BERNARD AND ANNE SPITZER
     
    CHARITABLE TRUST
    EIN:
    13-7298842
    Software ID:
    21013475
    Software Version:
    2021v4.1
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    NET K-1 PASS THRU ITEMS -2,588,306 -2,737,625  


    TY 2021 OtherIncreasesSchedule
    Name:
    BERNARD AND ANNE SPITZER
     
    CHARITABLE TRUST
    EIN:
    13-7298842
    Software ID:
    21013475
    Software Version:
    2021v4.1
    Description Amount
    ADJUSTMENT 1,887


    TY 2021 OtherLiabilitiesSchedule
    Name:
    BERNARD AND ANNE SPITZER
     
    CHARITABLE TRUST
    EIN:
    13-7298842
    Software ID:
    21013475
    Software Version:
    2021v4.1
    Description Beginning of Year - Book Value End of Year - Book Value
    PARTNERSHIP EXCHANGE 1,137,830  
    Rounding 1 1


    TY 2021 OtherProfessionalFeesSchedule
    Name:
    BERNARD AND ANNE SPITZER
     
    CHARITABLE TRUST
    EIN:
    13-7298842
    Software ID:
    21013475
    Software Version:
    2021v4.1
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    CONSULTING 92,550 0 0 92,550


    TY 2021 TaxesSchedule
    Name:
    BERNARD AND ANNE SPITZER
     
    CHARITABLE TRUST
    EIN:
    13-7298842
    Software ID:
    21013475
    Software Version:
    2021v4.1
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FEDERAL EXCISE TAX - 990PF 73,465      
    FEDERAL INCOME TAX - 990T 143,668      
    NYS CORP TAX - CT-13 40,051