Form990-PF
Click to see attachment
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Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0047
2021
Open to Public Inspection
For calendar year 2021, or tax year beginning 01-01-2021 , and ending 12-31-2021
Name of foundation
THE SIDNEY E FRANK FOUNDATION
C/O PKF O'CONNOR DAVIES LLP
Number and street (or P.O. box number if mail is not delivered to street address)500 MAMARONECK AVENUE 301
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
HARRISON, NY105281633
A Employer identification number

20-6383779
B Telephone number (see instructions)

(212) 286-2600
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$386,212,054J Accounting method:
MODIFIED CASH
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet.............
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities... 1,187,689 2,365,430  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 29,533,145
b Gross sales price for all assets on line 6a 125,933,302
7 Capital gain net income (from Part IV, line 2)... 31,482,190
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 10,000 101,332  
12 Total. Add lines 1 through 11........ 30,730,834 33,948,952  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 368,481 368,481   0
14 Other employee salaries and wages...... 49,783 49,783   0
15 Pension plans, employee benefits....... 77,075 77,075   0
16a Legal fees (attach schedule)......... Click to see attachment 53,648 42,151   11,497
b Accounting fees (attach schedule)....... Click to see attachment 381,585 0   375,585
c Other professional fees (attach schedule).... Click to see attachment 2,659,505 2,110,726   548,779
17 Interest...............   29,340    
18 Taxes (attach schedule) (see instructions)... Click to see attachment 518,835 24,046   0
19 Depreciation (attach schedule) and depletion...      
20 Occupancy.............. 4,054 4,054   0
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 51,015 1,562,131   51,015
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 4,163,981 4,267,787   986,876
25 Contributions, gifts, grants paid....... 17,479,661 17,479,661
26 Total expenses and disbursements. Add lines 24 and 25 21,643,642 4,267,787   18,466,537
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 9,087,192
b Net investment income (if negative, enter -0-) 29,681,165
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2021)
Form 990-PF (2021)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing.............      
2 Savings and temporary cash investments......... 16,444,625 23,057,196 23,057,196
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule) 13,734,830 Click to see attachment20,415,073 20,415,073
b Investments—corporate stock (attach schedule)....... 9,499,990 Click to see attachment13,196,679 13,196,679
c Investments—corporate bonds (attach schedule)....... 12,347,580 Click to see attachment15,462,445 15,462,445
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 315,441,453 Click to see attachment314,080,661 314,080,661
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 367,468,478 386,212,054 386,212,054
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)......... 0 0
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions........... 362,527,928 380,833,019
25 Net assets with donor restrictions............ 4,940,550 5,379,035
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........    
27 Paid-in or capital surplus, or land, bldg., and equipment fund    
28 Retained earnings, accumulated income, endowment, or other funds    
29 Total net assets or fund balances (see instructions)..... 367,468,478 386,212,054
30 Total liabilities and net assets/fund balances (see instructions). 367,468,478 386,212,054
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
367,468,478
2
Enter amount from Part I, line 27a .....................
2
9,087,192
3
Other increases not included in line 2 (itemize) bulletClick to see attachment
3
9,656,384
4
Add lines 1, 2, and 3 ..........................
4
386,212,054
5
Decreases not included in line 2 (itemize) bullet
5
0
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
386,212,054
Form 990-PF (2021)
Form 990-PF (2021)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a PUBLICLY TRADED SECURITIES P    
b ACACIA CONSERVATION FUND (OFFSHORE), LTD. P 2011-07-01 2021-05-07
c AEOLUS PROPERTY CATAST. KEYSTONE PF FUND, LP P 2018-01-23 2021-02-09
d AEOLUS PROPERTY CATAST. KEYSTONE PF FUND, LP P 2018-01-23 2021-03-03
e AEOLUS PROPERTY CATAST. KEYSTONE PF FUND, LP P 2018-01-23 2021-04-07
AEOLUS PROPERTY CATAST. KEYSTONE PF FUND, LP P 2018-01-23 2021-05-07
AEOLUS PROPERTY CATAST. KEYSTONE PF FUND, LP P 2018-01-23 2021-06-02
AEOLUS PROPERTY CATAST. KEYSTONE PF FUND, LP P 2018-01-23 2021-10-05
AEOLUS PROPERTY CATAST. KEYSTONE PF FUND, LP P 2018-01-23 2021-12-08
AEOLUS PROPERTY CATAST. KEYSTONE PF FUND, LP P 2019-02-07 2021-02-09
AEOLUS PROPERTY CATAST. KEYSTONE PF FUND, LP P 2019-02-07 2021-03-03
AEOLUS PROPERTY CATAST. KEYSTONE PF FUND, LP P 2019-02-07 2021-05-06
AEOLUS PROPERTY CATAST. KEYSTONE PF FUND, LP P 2019-02-07 2021-06-03
AEOLUS PROPERTY CATAST. KEYSTONE PF FUND, LP P 2019-02-07 2021-07-09
AEOLUS PROPERTY CATAST. KEYSTONE PF FUND, LP P 2019-02-07 2021-08-02
AEOLUS PROPERTY CATAST. KEYSTONE PF FUND, LP P 2019-02-07 2021-10-06
AEOLUS PROPERTY CATAST. KEYSTONE PF FUND, LP P 2019-07-11 2021-06-02
AEOLUS PROPERTY CATAST. KEYSTONE PF FUND, LP P 2019-07-11 2021-11-02
AEOLUS PROPERTY CATAST. KEYSTONE PF FUND, LP P 2019-07-11 2021-12-08
AEOLUS PROPERTY CATAST. KEYSTONE PF FUND, LP P 2017-01-27 2021-02-09
AEOLUS PROPERTY CATAST. KEYSTONE PF FUND, LP P 2017-01-27 2021-04-07
AEOLUS PROPERTY CATAST. KEYSTONE PF FUND, LP P 2017-01-27 2021-05-10
AEOLUS PROPERTY CATAST. KEYSTONE PF FUND, LP P 2017-01-27 2021-06-02
AEOLUS PROPERTY CATAST. KEYSTONE PF FUND, LP P 2017-01-27 2021-12-08
ALTOR FUND III (NO. 2), L.P. P 2009-02-14 2021-04-30
ALTOR FUND III (NO. 2), L.P. P 2009-02-14 2021-10-28
AMANSA FEEDER, LTD. P 2018-05-01 2021-06-14
BIL, LTD. P 2013-07-01 2021-03-23
CERBERUS INTERNATIONAL SPV, LTD. P 2008-04-30 2021-04-09
GAOLING FEEDER, LTD. P 2010-04-30 2021-05-11
GAOLING FEEDER, LTD. P 2010-04-30 2021-08-06
GAOLING FEEDER, LTD. P 2010-04-30 2021-11-12
GENERATION IM FUND PLC. P 2011-07-01 2021-10-08
GENERATION IM FUND PLC. P 2011-07-01 2021-04-12
GENERATION IM FUND PLC. P 2011-07-01 2021-07-08
INSTITUTIONAL DIST. OPPORTUNITIES FUND LTD. P 2018-11-28 2021-04-09
INSTITUTIONAL DIST. OPPORTUNITIES FUND LTD. P 2018-11-28 2021-07-12
INSTITUTIONAL DIST. OPPORTUNITIES FUND LTD. P 2018-11-28 2021-10-12
MILLENIUM INTERNATIONAL, LTD. P 2008-04-30 2021-01-20
NEW SILK ROAD CHINA FUND LTD. P 2018-05-01 2021-07-09
SCULPTOR OVERSEAS FUND II, LTD. P 2008-03-01 2021-04-13
TCW DIRECT LENDING, LLC P 2015-03-19 2021-02-24
TCW DIRECT LENDING, LLC P 2015-03-19 2021-05-14
TCW DIRECT LENDING, LLC P 2015-03-19 2021-05-14
TCW DIRECT LENDING, LLC P 2015-03-19 2021-08-23
TCW DIRECT LENDING, LLC P 2015-03-19 2021-09-29
TCW DIRECT LENDING, LLC P 2015-03-19 2021-12-29
TCW DIRECT LENDING, LLC P 2015-03-19 2021-12-29
VARDE INVESTMENT PARTNERS (OFFSHORE), LTD. P 2017-01-01 2021-06-01
VARDE INVESTMENT PARTNERS (OFFSHORE), LTD. P 2017-01-01 2021-07-30
VARDE INVESTMENT PARTNERS (OFFSHORE), LTD. P 2017-01-01 2021-08-31
VARDE INVESTMENT PARTNERS (OFFSHORE), LTD. P 2017-01-01 2021-10-29
VARDE INVESTMENT PARTNERS (OFFSHORE), LTD. P 2017-01-01 2021-10-29
THRU ALTOR FUND IV (NO. 1) AB K-1 P    
THRU ALTOR FUND V (NO. 1) AB K-1 P    
THRU BAIN CAPITAL EUROPE FUND III, L.P. K-1 P    
THRU BROOKFIELD RENEWABLE PARTNERS, LP K-1 P    
THRU CVC EUROPEAN EQUITY PTR. V (C) L.P. K-1 P    
THRU DYNAMO BRASIL VIII, LLC K-1 P    
THRU ENERGY CAPITAL PARTNERS II-B, LP K-1 P    
THRU FARALLON CAP. INSTITUTIONAL PTR. LP K-1 P    
THRU FORMATION8 PARTNERS FUND II LP K-1 P    
THRU FR XII-A BRAVO AIV, LP K-1 P    
THRU FR XII-A PARALLEL VEHICLE, LP K-1 P    
THRU HIG BAYSIDE DEBT & LBO FUND II, LP K-1 P    
THRU HIG MIDDLE MARKET LBO FUND II, LP K-1 P    
THRU HIG BAYSIDE II AIV, LP (SERIES C) K-1 P    
THRU IMPILO AB K-1 P    
THRU KHOSLA VENTURES III, LP K-1 P    
THRU LEGACY VENTURE IX, LLC K-1 P    
THRU LEGACY VENTURE V (QP), LLC K-1 P    
THRU LEGACY VENTURE VIII, LLC K-1 P    
THRU LONE CASCADE, L.P. K-1 P    
THRU OCA CMTG LLC K-1 P    
THRU OCA SILVER LAKE V TE LLC K-1 P    
THRU OCA TBP VI LLC K-1 P    
THRU ODYSSEY INVESTMENT PARTNERS FD V LP K-1 P    
THRU PROVIDENCE STRATEGIC GR. III-A LP K-1 P    
THRU RIVERSTONE/CARLYLE RAE FEE II TE LP K-1 P    
THRU THE RESOLUTE FUND III LP K-1 P    
THRU TPG ENDOWMENT FUND VI, LP K-1 P    
CAPITAL GAINS DIVIDENDS P    
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 71,968,015   68,498,261 3,469,754
b 723,899   371,034 352,865
c 11,674   9,027 2,647
d 11,674   8,764 2,910
e 15,565   11,250 4,315
11,673   8,397 3,276
19,457   13,145 6,312
62,268   34,596 27,672
38,920   19,478 19,442
3,102   1,791 1,311
3,105   1,758 1,347
2,073   1,197 876
8,296   4,194 4,102
2,073   825 1,248
3,111   1,111 2,000
5,192   1,688 3,504
5,931   5,680 251
16,758   16,533 225
4,780   4,606 174
22,089   41,485 -19,396
22,050   48,957 -26,907
11,024   24,438 -13,414
16,535   36,544 -20,009
52,333   114,788 -62,455
5,697   1,128 4,569
70,558   11,311 59,247
2,752,910   2,375,000 377,910
202,037   150,000 52,037
11,412   6,225 5,187
56,925   24,439 32,486
635,739   89,713 546,026
11,793   761 11,032
2,000,000   494,984 1,505,016
4,500,000   1,207,174 3,292,826
2,000,000   496,114 1,503,886
81,429   76,746 4,683
138,919   112,542 26,377
144,006   105,862 38,144
3,631,525   1,322,211 2,309,314
2,726,112   2,500,000 226,112
11     11
37,248   27,486 9,762
20,363   14,211 6,152
165,883   114,146 51,737
85,673   56,245 29,428
322,826   198,477 124,349
54,632   34,334 20,298
16,141   9,592 6,549
5,219,539   5,726,808 -507,269
59,400   27,451 31,949
5,166,878   4,245,741 921,137
136,400     136,400
93,300     93,300
      622,076
      18,975
      44,469
      2,950
      -20,518
      6,588
      -111,943
      -17,746
      34,360
      241
      -18,502
      -10,270
      574,618
      27
      1,129,361
      -122,283
      377,318
      5,148,759
      1,009,975
      2,274,426
      4,785
      187,385
      60,776
      747,155
      1,996,669
      1,942
      500,698
      -19,052
2,378,246     2,378,246
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       3,469,754
b       352,865
c       2,647
d       2,910
e       4,315
      3,276
      6,312
      27,672
      19,442
      1,311
      1,347
      876
      4,102
      1,248
      2,000
      3,504
      251
      225
      174
      -19,396
      -26,907
      -13,414
      -20,009
      -62,455
      4,569
      59,247
      377,910
      52,037
      5,187
      32,486
      546,026
      11,032
      1,505,016
      3,292,826
      1,503,886
      4,683
      26,377
      38,144
      2,309,314
      226,112
      11
      9,762
      6,152
      51,737
      29,428
      124,349
      20,298
      6,549
      -507,269
      31,949
      921,137
      136,400
      93,300
      622,076
      18,975
      44,469
      2,950
      -20,518
      6,588
      -111,943
      -17,746
      34,360
      241
      -18,502
      -10,270
      574,618
      27
      1,129,361
      -122,283
      377,318
      5,148,759
      1,009,975
      2,274,426
      4,785
      187,385
      60,776
      747,155
      1,996,669
      1,942
      500,698
      -19,052
      2,378,246
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 31,482,190
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Form 990-PF (2021)
Form 990-PF (2021)
Page 4
Part V
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b All other domestic foundations enter 1.39% (0.0139) of line 27b. Exempt foreign organizations enter 4% (0.04) of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 412,568
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 412,568
6 Credits/Payments:
a 2021 estimated tax payments and 2020 overpayment credited to 2021 6a 610,103
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c 0
d Backup withholding erroneously withheld ........... 6d 0
7 Total credits and payments. Add lines 6a through 6d.............. 7 610,103
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. Click to see attachment 8 2,201
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 195,334
11 Enter the amount of line 10 to be: Credited to 2022 estimated taxBullet195,334 RefundedBullet 11 0
Part VI-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?.........
4a
Yes
 
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
Yes
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XIV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletNY
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2021 or the taxable year beginning in 2021? See the instructions for Part XIII.
    If "Yes," complete Part XIII .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 5
    Part VI-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
    Yes
     
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructionsClick to see attachment.................
    12
    Yes
     
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletHTTPS://SIDNEYEFRANKFOUNDATION.ORG/
    14
    The books are in care ofbulletPKF O'CONNOR DAVIES LLP Telephone no.bullet (212) 286-2600

    Located atbullet500 MAMARONECK AVENUE SUITE 301HARRISONNY ZIP+4bullet105281633
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2021, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VI-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person? ...........
    1a(1)
     
    No
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person? ..............................
    1a(2)
     
    No
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? ...........
    1a(3)
    Yes
     
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? ............
    1a(4)
    Yes
     
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)? ......................
    1a(5)
     
    No
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.) ...............
    1a(6)
     
    No
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ..........
    1b
     
    No
    c
    ........bullet
    d
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2021? .............
    1d
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2021, did the foundation have any undistributed income (lines 6d
    and 6e, Part XII) for tax year(s) beginning before 2021?....................
    2a
     
    No
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year? ..............................
    3a
    Yes
     
    b
    If "Yes," did it have excess business holdings in 2021 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2021.) .....................
    3b
     
    No
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2021? ..
    4b
     
    No
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 6
    Part VI-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? ..........
    5a(1)
     
    No
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive? ....................
    5a(2)
     
    No
    (3) Provide a grant to an individual for travel, study, or other similar purposes? .............
    5a(3)
     
    No
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions ........................
    5a(4)
    Yes
     
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals? .............
    5a(5)
     
    No
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ........
    5b
    Yes
     
    c
    .........bullet
    d
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant? .................
    5d
    Yes
     
    If "Yes," attach the statement required by Regulations section 53.4945–5(d). Click to see attachment
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract? .............................
    6a
     
    No
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    7a
     
    No
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? .....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .........................
    8
     
    No
    Part VII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    CATHY F HALSTEAD TRUSTEE
    8.00     		0 0 0
    C/O PKFOD 500 MAMARONECK AVENUE
    SUITE 301
    HARRISON,NY105281633
    PETER A HALSTEAD TRUSTEE
    8.00     		0 0 0
    C/O PKFOD 500 MAMARONECK AVENUE
    SUITE 301
    HARRISON,NY105281633
    HAROLD R LOGAN JR STATEMENT 16 SPECIAL TRUSTEE
    1.00     		0 0 0
    C/O 1700 BROADWAY SUITE 2020
    DENVER,CO802901700
    ANN M LOGAN STATEMENT 16 SPECIAL TRUSTEE
    1.00     		0 0 0
    C/O 1700 BROADWAY SUITE 2020
    DENVER,CO802901700
    AMY C FISCH CHIEF INVESTMENT OFFICER
    40.00     		368,481 54,500 0
    C/O PKFOD 500 MAMARONECK AVENUE
    SUITE 301
    HARRISON,NY105281633
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 7
    Part VII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    OFFIT CAPITAL ADVISORS LLC INVESTMENT MGT. 1,101,584
    485 LEXINGTON AVENUE 24TH FLOOR
    NEW YORK,NY100172640
    EHRENKRANZ PARTNERS LP INVESTMENT MGT. 770,205
    375 PARK AVENUE
    NEW YORK,NY101520067
    PKF O'CONNOR DAVIES LLP ACCT., TAX & ADM. 483,278
    500 MAMARONECK AVENUE SUITE 301
    HARRISON,NY105281633
    ROCKEFELLER PHILANTHROPY ADVISORS PROGRAM MANAGEMENT 348,065
    6 WEST 48TH ST 10TH FL
    NEW YORK,NY100361802
    ROCKEFELLER CAPITAL MGT INVESTMENT MGT. 82,360
    45 ROCKEFELLER PLZ FL 5
    NEW YORK,NY101110100
    Total number of others receiving over $50,000 for professional services.............bullet2
    Part VIII-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part VIII-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 8
    Part IX
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    89,738,984
    b
    Average of monthly cash balances.......................
    1b
    27,687,511
    c
    Fair market value of all other assets (see instructions)................
    1c
    263,011,445
    d
    Total (add lines 1a, b, and c).........................
    1d
    380,437,940
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    380,437,940
    4
    Cash deemed held for charitable activities. Enter 1.5% (0.015) of line 3 (for greater amount, see
    instructions) .............................
    4
    5,706,569
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. .......
    5
    374,731,371
    6
    Minimum investment return. Enter 5% (0.05) of line 5................
    6
    18,736,569
    Part X
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part IX, line 6..................
    1
    18,736,569
    2a
    Tax on investment income for 2021 from Part V, line 5.......
    2a
    412,568
    b
    Income tax for 2021. (This does not include the tax from Part V.) ...
    2b
    52,236
    c
    Add lines 2a and 2b............................
    2c
    464,804
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    18,271,765
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    10,000
    5
    Add lines 3 and 4............................
    5
    18,281,765
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XII, line 1 ...
    7
    18,281,765
    Part XI
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
     
    b
    Program-related investments—total from Part VIII-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part XII, line 4.
    4
     
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 9
    Part XII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2020     		(c)
    2020     		(d)
    2021
    1 Distributable amount for 2021 from Part X, line 7 18,281,765
    2 Undistributed income, if any, as of the end of 2021:
    a Enter amount for 2020 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2021:
    a From 2016...... 20,718,193
    b From 2017...... 2,425,247
    c From 2018...... 1,986,843
    d From 2019...... 22,073
    e From 2020......  
    f Total of lines 3a through e ........ 25,152,356
    4Qualifying distributions for 2021 from Part
    XI, line 4: bullet$ 18,466,537
    a Applied to 2020, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2021 distributable amount..... 18,281,765
    e Remaining amount distributed out of corpus 184,772
    5 Excess distributions carryover applied to 2021. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 25,337,128
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2021. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2022 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2016 not
    applied on line 5 or line 7 (see instructions) ...     		20,718,193
    9 Excess distributions carryover to 2022.
    Subtract lines 7 and 8 from line 6a ......     		4,618,935
    10 Analysis of line 9:
    a Excess from 2017.... 2,425,247
    b Excess from 2018.... 1,986,843
    c Excess from 2019.... 22,073
    d Excess from 2020....  
    e Excess from 2021.... 184,772
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 10
    Part XIII
    Private Operating Foundations (see instructions and Part VI-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2021, enter the date of the ruling ....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2021 (b) 2020 (c) 2019 (d) 2018
             
    b 85% (0.85) of line 2a .........          
    c Qualifying distributions from Part XI,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part IX, line 6 for each year listed ..     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XIV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 11
    Part XIV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    92ND STREET Y
    1395 LEXINGTON AVENUE
    NEW YORK,NY10128     		N/A PC TO SUPPORT TWO NEW PERFORMANCES FOR THE 2020-21 SEASON 35,000
    92ND STREET Y
    1395 LEXINGTON AVENUE
    NEW YORK,NY10128     		N/A PC TO SUPPORT THE PRODUCTION OF A SERIES OF POETRY FILMS 10,000
    ABSAROKEE COMMUNITY FOUNDATION
    PO BOX 72
    ABSAROKEE,MT59001     		N/A PC FOR GENERAL OPERATING SUPPORT 3,500
    ABSAROKEE PUBLIC SCHOOLS
    327 S WOODWARD AVENUE
    ABSAROKEE,MT59001     		N/A PC FOR A PRESENTATION BY SUPAMAN AT THE 2021 ABSAROKEE PUBLIC SCHOOLS' NATIVE AMERICAN ALL SCHOOL PRESENTATION 3,000
    ACADEMY OF AMERICAN POETS
    75 MAIDEN LANE SUITE 901
    NEW YORK,NY10038     		N/A PC TO SUPPORT POEM-A-DAY 25,000
    ADRIAN BRINKERHOFF POETRY FOUNDATION
    C/O PKF OCONNOR DAVIES LLP 500
    MAMARONECK AVENUE SUITE 301
    HARRISON,NY10528     		N/A POF TO PROVIDE GENERAL OPERATING SUPPORT 500,000
    ALVIN AILEY DANCE FOUNDATION
    405 W 55TH STREET
    NEW YORK,NY10019     		N/A PC FOR GENERAL OPERATING SUPPORT 10,000
    AMERICAN ASSOCIATES OF THE NATIONAL THEATRE
    214 WEST 29TH STREET SUITE 701
    NEW YORK,NY10001     		N/A PC TO SUPPORT DIGITAL PROJECTS, INCLUDING NT COLLECTION AND NT AT HOME 35,000
    AMERICAN PUBLIC MEDIA
    480 CEDAR STREET
    ST PAUL,MN55101     		N/A PC TO SUPPORT PERFORMANCE TODAY IN PRODUCING CONTENT FROM MUSIC FESTIVALS 25,000
    AN CLAIDHEAMH SOLUIS INC (DBA IRISH ARTS CENTER)
    553 WEST 51ST STREET
    NEW YORK,NY10019     		N/A PC TO SUPPORT THE 2022 POETRYFEST AND MULDOON'S PICNIC 100,000
    ARCHIE BRAY FOUNDATION FOR THE CERAMIC ARTS
    2915 COUNTRY CLUB AVENUE
    HELENA,MT59602     		N/A PC FOR GENERAL OPERATING SUPPORT 1,000
    ASSURING BETTER CHILD HEALTH AND DEVELOPMENT (ABCD)
    C/O COLORADO NONPROFIT DEVELOPMENT
    CENTER 789 SHERMAN STREET SUITE 250
    DENVER,CO80203     		N/A PC FOR HEALTHYSTEPS COLORADO 10,000
    BEARTOOTH RECYCLING
    PO BOX 2254
    RED LODGE,MT59068     		N/A PC TO CONTRIBUTE TO THE PURCHASE OF A NEW PLASTIC BALER 5,000
    BERKELEY PUBLIC SCHOOLS FUND
    PO BOX 2066
    BERKELEY,CA94702     		N/A PC FOR GENERAL OPERATING SUPPORT 3,000
    BERKELEY REPERTORY THEATRE
    999 HARRISON STREET
    BERKELEY,CA94710     		N/A PC FOR GENERAL OPERATING SUPPORT 20,000
    BERKWOOD HEDGE SCHOOL
    1809 BANCROFT WAY
    BERKELEY,CA94703     		N/A PC FOR THE 2244 MCKINLEY PROJECT TOWARD THE PURCHASE OF THE BUILDING NEXT DOOR TO THE BERKWOOD HEDGE SCHOOL 25,000
    BETH ISRAEL DEACONESS MEDICAL CENTER
    330 BROOKLINE AVENUE
    BOSTON,MA02215     		N/A PC FOR GENERAL OPERATING SUPPORT FOR THE CELIAC CENTER 40,000
    BEYOND 12
    1625 CLAY STREET
    OAKLAND,CA94612     		N/A PC FOR GENERAL OPERATING SUPPORT 35,000
    BILLINGS SYMPHONY SOCIETY
    2721 2ND AVENUE NORTH SUITE 350
    BILLINGS,MT59101     		N/A PC FOR SUPAMAN PERFORMANCE 4,500
    BILLINGS SYMPHONY SOCIETY
    2721 2ND AVENUE NORTH SUITE 350
    BILLINGS,MT59101     		N/A PC FOR GENERAL OPERATING SUPPORT 25,000
    BOYS & GIRLS CLUB OF RED LODGE AND THE BEARTOOTH FRONT
    24 W 9TH STREET PO BOX 11
    RED LODGE,MT59068     		N/A PC FOR GENERAL OPERATING SUPPORT 10,000
    BOYS & GIRLS CLUBS OF SILICON VALLEY
    518 VALLEY WAY
    MILPITAS,CA95035     		N/A PC TO SUPPORT PROGRAMMING AT THE OCHOA CLUBHOUSE IN GILROY, CA 50,000
    BOZEMAN SYMPHONY SOCIETY
    1001 WEST OAK STREET SUITE 110
    BOZEMAN,MT59715     		N/A PC FOR GENERAL OPERATING SUPPORT 5,000
    BRAVO COLORADO AT VAIL-BEAVER CREEK
    2271 N FRONTAGE ROAD W SUITE C
    VAIL,CO81657     		N/A PC TO SUPPORT DIGITAL CONTENT PROJECTS 30,000
    BREAST CANCER ALLIANCE INC
    48 MAPLE AVENUE
    GREENWICH,CT06830     		N/A PC FOR GENERAL OPERATING SUPPORT 2,500
    BROWN UNIVERSITY
    PO BOX 1925
    PROVIDENCE,RI02912     		N/A PC FOR BROWNCONNECT & SCHOLARSHIPS 1,050,000
    BROWN UNIVERSITY
    PO BOX 1925
    PROVIDENCE,RI02912     		N/A PC TO CREATE A POST-COLLEGIATE PROGRAM FOR SIDNEY FRANK SCHOLARS FOR TWO YEARS, SUPPORTING AN ALUMNI DIRECTORY AND FINANCIAL ASSISTANCE FOR STUDENTS APPLYING TO GRADUATE SCHOOL 22,750
    BROWN UNIVERSITY
    PO BOX 1925
    PROVIDENCE,RI02912     		N/A PC TO SUPPORT THE ANNUAL FUND 25,000
    CARBON COUNTY ARTS GUILD
    PO BOX 585
    RED LODGE,MT59068     		N/A PC TO SUPPORT ART EDUCATION IN SCHOOLS IN STILLWATER AND CARBON COUNTIES 20,000
    CHAMBER MUSIC SOCIETY OF LINCOLN CENTER
    70 LINCOLN CENTER PLAZA 10TH FLOOR
    NEW YORK,NY10023     		N/A PC TO SUPPORT DIGITAL MEDIA INITIATIVES 55,000
    CLAYTON EARLY LEARNING
    3801 MARTIN LUTHER KING BLVD
    DENVER,CO80205     		N/A PC FOR GENERAL OPERATING SUPPORT 25,000
    COLLEGE VISIONS
    131 WASHINGTON STREET SUITE 205
    PROVIDENCE,RI02903     		N/A PC FOR GENERAL OPERATING SUPPORT 7,500
    COLORADO STATE UNIVERSITY FOUNDATION
    300 UNIVERSITY SERVICES CENTER
    FORT COLLINS,CO80523     		N/A PC FOR COLORADO STATE FLINT ANIMAL HOSPITAL, IN HONOR OF STEVE WITHROW AND LYNDA REED 4,000
    COMMON COUNSEL FOUNDATION
    1624 FRANKLIN ST STE 1022
    OAKLAND,CA94612     		N/A PC TO SUPPORT THE MOVEMENT FOR BLACK LIVES' RED, BLACK AND GREEN NEW DEAL 40,000
    COMMONWEAL
    PO BOX 316
    BOLINAS,CA94924     		N/A PC FOR SAFETYNEST 5,000
    COMMUNITY MUSICWORKS
    1392 WESTMINSTER STREET
    PROVIDENCE,RI02909     		N/A PC FOR GENERAL OPERATING SUPPORT 7,500
    CONNECTICUT COLLEGE
    270 MOHEGAN AVENUE
    NEW LONDON,CT06320     		N/A PC TO SUPPORT FINANCIAL AID FOR STUDENTS THROUGH CONNECTICUT COLLEGE'S CAPITAL CAMPAIGN 100,000
    CONNECTICUT COLLEGE
    270 MOHEGAN AVENUE
    NEW LONDON,CT06320     		N/A PC TO THE SUMMER SUPPORT FUND 50,000
    CREATIVE VISIONS FOUNDATION
    18820 PACIFIC COAST HIGHWAY SUITE
    201
    MALIBU,CA90265     		N/A PC GENERAL SUPPORT FOR PROJECT ZERO 10,800
    CURIOUS THEATRE COMPANY
    1080 ACOMA STREET
    DENVER,CO80204     		N/A PC FOR SUPPORT OF GENERAL OPERATIONS 5,000
    DEERFIELD ACADEMY
    7 BOYDEN LANE PO BOX 87
    DEERFIELD,MA01342     		N/A PC FOR GENERAL OPERATING SUPPORT 20,000
    DENVER ART MUSEUM
    10 WEST 14TH AVENUE PARKWAY
    DENVER,CO80204     		N/A PC IN SUPPORT OF THE UNDER 5S EARLY LEARNING INITIATIVE 20,000
    DENVER MUSEUM OF NATURE & SCIENCE
    2001 N COLORADO BLVD
    DENVER,CO80205     		N/A PC TO SUPPORT RURAL OUTREACH PROGRAMS 20,000
    DENVER PUBLIC LIBRARY FRIENDS FOUNDATION
    10 WEST 14TH AVENUE PARKWAY
    DENVER,CO80204     		N/A PC FOR SUPPORT OF EARLY CHILDHOOD PROGRAMS 5,000
    DETROIT HISTORICAL SOCIETY
    5401 WOODWARD AVENUE
    DETROIT,MI48202     		N/A PC FOR GENERAL OPERATING SUPPORT 10,000
    DETROIT INSTITUTE OF THE ARTS
    5200 WOODWARD AVENUE
    DETROIT,MI48202     		N/A PC FOR GENERAL OPERATING SUPPORT 40,000
    DOCTORS WITHOUT BORDERS USA INC
    40 RECTOR STREET 16TH FLOOR
    NEW YORK,NY10006     		N/A PC FOR GENERAL OPERATING SUPPORT 3,600
    DRUID PERFORMING ARTS COMPANY
    THE DRUID BUILDING FLOOD STREET
    GALWAY   H91 PWX5
    EI     		N/A NC TO SUPPORT EDUCATION AND COMMUNITY PROGRAMS FOR THE 2021-23 SEASONS 59,615
    DRUID PERFORMING ARTS COMPANY
    THE DRUID BUILDING FLOOD STREET
    GALWAY   H91 PWX5
    EI     		N/A NC TO SUPPORT THE CREATION OF POETRY FILMS IN A CO-PRODUCTION WITH THE ADRIAN BRINKERHOFF POETRY FOUNDATION 18,890
    EAST PALO ALTO YOUTH ARTS & MUSIC CENTER
    EPACENTER ARTS
    EAST PALO ALTO,CA94303     		N/A PC FOR GENERAL OPERATING SUPPORT 25,000
    ECUMENICAL HUNGER PROGRAM
    2411 PULGAS AVENUE
    EAST PALO ALTO,CA94303     		N/A PC FOR GENERAL OPERATING SUPPORT, IN HONOR OF SIDNEY & SKIPPY FRANK 4,000
    EDUCATE78
    484 LAKE PARK AVENUE
    OAKLAND,CA94610     		N/A PC FOR GENERAL OPERATING SUPPORT FOR FULCRUM 50,000
    EDUCATE78
    484 LAKE PARK AVENUE
    OAKLAND,CA94610     		N/A PC FOR GENERAL OPERATING SUPPORT 20,000
    EDUCATION TRUST WEST
    1814 FRANKLIN STREET SUITE 220
    OAKLAND,CA94612     		N/A PC FOR GENERAL OPERATING SUPPORT 7,500
    EVERYDAY PEOPLE FOR CHANGE INC
    PO BOX 816
    MOBILE,AL36601     		N/A PC FOR RUNWAY PROJECT OAKLAND 15,000
    FEEDING AMERICA
    161 NORTH CLARK STREET SUITE 700
    CHICAGO,IL60601     		N/A PC FOR GENERAL OPERATING SUPPORT 3,600
    FIRST PEOPLES FUND
    PO BOX 2977
    RAPID CITY,SD57709     		N/A PC TO PROVIDE GENERAL OPERATING SUPPORT AND TO EXPLORE OPPORTUNITIES TO COLLABORATE IN MONTANA WITH TIPPET RISE ART CENTER 50,000
    FOCUS POINTS FAMILY RESOURCE CENTER
    2501 EAST 48TH AVENUE
    DENVER,CO80216     		N/A PC FOR GENERAL OPERATING SUPPORT 5,000
    GLYNDEBOURNE PRODUCTIONS LIMITED
    GLYNDEBOURNE LEWES
    EAST SUSSEX   BN8 5UU
    UK     		N/A NC TO SUPPORT LEARNING & ENGAGEMENT PROGRAMS 25,000
    GRIST MAGAZINE INC
    1201 WESTERN AVENUE SUITE 410
    SEATTLE,WA98101     		N/A PC FOR EARTH IN COLOR 5,200
    HAWAI'I COMMUNITY FOUNDATION
    827 FORT STREET MALL
    HONOLULU,HI96813     		N/A PC TO SUPPORT THE HAWAII FRESH WATER INITIATIVE 20,000
    HAWAIIAN ISLANDS LAND TRUST
    PO BOX 9652371
    WAILUKU,HI96793     		N/A PC FOR GENERAL OPERATING SUPPORT 20,000
    HAWAIIAN ISLANDS LAND TRUST
    PO BOX 9652371
    WAILUKU,HI96793     		N/A PC TO SUPPORT THE WIKALUA LOKO I'A (OAHU) AND MAKA'ALAE COASTAL PASTURE LANDS (MAUI) PROJECTS 20,000
    HELENA SYMPHONY SOCIETY
    PO BOX 1073
    HELENA,MT59624     		N/A PC FOR GENERAL OPERATING SUPPORT 1,000
    HIRSHHORN MUSEUM AND SCULPTURE GARDEN (SMITHSONIAN INSTITUTE)
    PO BOX 37012 MRC 035
    WASHINGTON,DC20013     		N/A PC FOR THE HIRSHHORN MUSEUM AND SCULPTURE GARDEN (HMSG) FOR ARTLAB TO ENLIST MORE ARTISTS AS TEACHERS. THIS ENTIRETY OF THIS GRANT SHOULD BE ALLOCATED TO THE HMSG BUDGET WITH NO ADMINISTRATIVE FEES BEING TAKEN FOR THE SMITHSONIAN INSTITUTION 100,000
    INDIGENOUS ENVIRONMENTAL NETWORK
    PO BOX 485
    BEMIDJI,MN56619     		N/A PC FOR GENERAL OPERATING SUPPORT 40,000
    INITIATIVEEAU
    PO BOX 380726
    CAMBRIDGE,MA02238     		N/A PC FOR GENERAL OPERATING SUPPORT 20,000
    IRANIAN SCHOLARSHIP FOUNDATION
    PO BOX 3220204
    LOS GATOS,CA95032     		N/A PC FOR GENERAL OPERATING SUPPORT, IN HONOR OF SHAHIN JANSEPAR AND MATTHEW FRANK 10,000
    IRISH REPERTORY THEATRE COMPANY
    132 WEST 22ND STREET
    NEW YORK,NY10011     		N/A PC TO SUPPORT AN EXHIBITION OF POETRY FILMS 11,000
    JEWISH FAMILY AND COMMUNITY SERVICES EAST BAY
    2484 SHATTUCK AVE SUITE 210
    BERKELEY,CA94704     		N/A PC FOR THE REFUGEE SERVICES PROGRAM 75,000
    JOY EDUCATION FOUNDATION
    420 S MAIN STREET UNIT 1004
    TULSA,OK74103     		N/A PC FOR GENERAL OPERATING SUPPORT 10,000
    KHAN ACADEMY
    PO BOX 1630
    MOUNTAIN VIEW,CA94042     		N/A PC FOR GENERAL OPEREATING SUPPORT 15,000
    KUA'AINA ULU 'AUAMO (KUA)
    47-200 WAIHEE ROAD
    KANEOHE,HI96797     		N/A PC FOR GENERAL OPERATING SUPPORT 40,000
    LC AND LILLIE COX HAVEN OF HOPE
    696 SAN RAMON VALLEY BLVD NO 194
    DANVILLE,CA94526     		N/A PC FOR GENERAL OPERATING SUPPORT FOR FISCAL SPONSOREE UPTIMA ENTREPRENEUR COOPERATIVE 10,000
    LIGHTHOUSE COMMUNITY CHARTER PUBLIC SCHOOL
    444 HEGENBERGER ROAD
    OAKLAND,CA94621     		N/A PC FOR GENERAL OPERATING SUPPORT 7,500
    LUTHERAN FAMILY SERVICES ROCKY MOUNTAINS
    333 S HARLAN STREET SUITE 200
    LAKEWOOD,CO80226     		N/A PC FOR THE PAMOJA EARLY CHILDHOOD EDUCATION PROGRAM 10,000
    MARINE CORPS SCHOLARSHIP FOUNDATION
    121 SOUTH SAINT ASAPH STREET
    ALEXANDRIA,VA22314     		N/A PC FOR GENERAL OPERATING SUPPORT, IN HONOR OF LAWRENCE BORGER 4,000
    MEALS ON WHEELS SAN FRANCISCO
    375 FAIRFAX AVENUE
    SAN FRANCISCO,CA94124     		N/A PC FOR GENERAL OPEREATING SUPPORT 10,000
    MERCY HOUSING MOUNTAIN PLAINS
    1600 BROADWAY SUITE 2000
    DENVER,CO80202     		N/A PC FOR THE EAST COLFAX ECE CENTER CAPITAL CAMPAIGN 10,000
    MERWIN CONSERVANCY
    PO BOX 809
    HAIKU,HI96708     		N/A PC TO SUPPORT THE PRESERVATION AND RESTORATION OF MERWIN'S HOME AND LIBRARY 40,000
    METROPOLITAN STATE UNIVERSITY OF DENVER FOUNDATION
    PO BBOX 173362 CAMPUS BOX 14
    DENVER,CO80217     		N/A PC TO SUPPORT TRAUMA-INFORMED PRACTICE TRAINING FOR ECE TEACHERS 10,000
    MISSOULA ART MUSEUM
    335 N PATTEE STREET
    MISSOULA,MT59802     		N/A PC TO SUPPORT THE BENEFIT ART AUCTION 1,000
    MISSOULA ART MUSEUM
    335 N PATTEE STREET
    MISSOULA,MT59802     		N/A PC TO SUPPORT THE VIRTUAL ART AUCTION 1,000
    MONTANA STATE UNIVERSITY FOUNDATION
    PO BOX 7159
    BOZEMAN,MT59807     		N/A PC GENERAL OPERATING SUPPORT FOR THE HONORS COLLEGE, INCLUSIVE OF THE 5% FEE 20,000
    MONTANA STATE UNIVERSITY FOUNDATION
    PO BOX 7159
    BOZEMAN,MT59807     		N/A PC TO BRING MONTANA SHAKESPEARE IN THE PARK'S PROGRAMS TO ELEMENTARY AND HIGH SCHOOLS IN CARBON, STILLWATER, AND YELLOWSTONE COUNTIES, INCLUSIVE OF THE 5% ADMINISTRATIVE FEE FOR MONTANA STATE UNIVERSITY FOUNDATION 15,000
    MONTANA STATE UNIVERSITY FOUNDATION
    PO BOX 7159
    BOZEMAN,MT59807     		N/A PC TO PROVIDE RECRUITMENT AND RETENTION SCHOLARSHIPS TO STUDENTS EARNING MFA DEGREES AND MA DEGREES IN ART HISTORY DEGREES AT MONTANA STATE UNIVERSITY, INCLUSIVE OF THE 5% ADMINISTRATIVE FEE FOR MONTANA STATE UNIVERSITY FOUNDATION 32,000
    MUSEUM OF CONTEMPORARY ART DENVER
    1485 DELGANY STREET
    DENVER,CO80202     		N/A PC IN SUPPORT OF TEEN PROGRAMS 5,000
    MUSIC ASSOCIATES OF ASPEN
    225 MUSIC SCHOOL ROAD
    ASPEN,CO81611     		N/A PC TO SUPPORT THE PURCHASE OF LIVESTREAM VIDEO PRODUCTION EQUIPMENT 20,000
    NATURAL RESOURCES DEFENSE COUNCIL INC
    40 WEST 20TH STREET
    NEW YORK,NY10011     		N/A PC FOR GENERAL OPERATING SUPPORT, IN HONOR OF SIDNEY & SKIPPY FRANK 5,000
    NATURESERVE
    2550 SOUTH CLARK STREET 930
    ARLINGTON,VA22202     		N/A PC FOR GENERAL OPERATING SUPPORT 25,000
    NEW LEADERS
    30 WEST 26TH STREET 2ND FLOOR
    NEW YORK,NY10010     		N/A PC TO SUPPORT NEW LEADERS BAY AREA'S WORK IN OAKLAND UNIFIED SCHOOL DISTRICT AND SAN MATEO FOSTER CITY SCHOOL DISTRICT 50,000
    NEW VENTURE FUNDCLIMATE AND CLEAN ENERGY EQUITY FUND
    1828 L STREET NW SUITE 300 A
    WASHINGTON,DC20036     		N/A PC FOR THE CLIMATE AND CLEAN ENERGY EQUITY FUND 40,000
    NYE COMMUNITY FOUNDATION
    PO BOX 528
    NYE,MT59061     		N/A PC TO PROVIDE HIGHER EDUCATION SCHOLARSHIPS TO AREA STUDENTS 3,500
    OAKLAND EAST BAY SYMPHONY
    2201 BROADWAY SUITE 300
    OAKLAND,CA94612     		N/A PC FOR GENERAL OPERATING SUPPORT 12,500
    OAKLAND EAST BAY SYMPHONY
    2201 BROADWAY SUITE 300
    OAKLAND,CA94612     		N/A PC TO SUPPORT THE MUSE PROGRAM 12,500
    OCEAN CONSERVANCY
    1300 19TH STREET NW 8TH FLOOR
    WASHINGTON,DC20036     		N/A PC FOR GENERAL OPERATING SUPPORT 30,000
    OCEAN DISCOVERY INSTITUTE
    4255 THORN STREET
    SAN DIEGO,CA92105     		N/A PC FOR GENERAL OPERATING SUPPORT 50,000
    OPERA COLORADO
    4121 S NAVAJO STREET SUITE 100
    ENGLEWOOD,CO80110     		N/A PC IN SUPPORT OF GENERAL OPERATIONS 20,000
    OUTDOOR AFRO
    2323 BROADWAY
    OAKLAND,CA94612     		N/A PC FOR GENERAL OPERATING SUPPORT 60,000
    PERFORMING ARTS WORKSHOP
    768 DELANO AVENUE
    SAN FRANCISCO,CA94112     		N/A PC FOR GENERAL OPERATING SUPPORT 7,500
    PIE RANCH
    PO BOX 138
    DAVENPORT,CA95017     		N/A PC FOR GENERAL OPERATING SUPPORT 20,000
    PLANNED PARENTHOOD FEDERATION OF AMERICA
    123 WILLIAM STREET 10TH FLOOR
    NEW YORK,NY10038     		N/A PC FOR GENERAL OPERATING SUPPORT 10,000
    PLAYWORKS EDUCATION ENERGIZED
    638 3RD STREET
    OAKLAND,CA94607     		N/A PC FOR PROGRAMMING IN OAKLAND AND THE GREATER EAST BAY 12,500
    PLAYWORKS EDUCATION ENERGIZED
    638 3RD STREET
    OAKLAND,CA94607     		N/A PC FOR GENERAL OPERATING SUPPORT 12,500
    PLAYWRIGHTS PROJECT
    3675 RUFFIN ROAD SUITE 330
    SAN DIEGO,CA92123     		N/A PC TO SUPPORT SEEDS (STIMULATING EDUCATIONAL EXCELLENCE THROUGH DRAMA STANDARDS) IN-CLASS PLAYWRITING RESIDENCIES FOR YOUTH 20,000
    POET IN THE CITY
    90 YORK WAY
    LONDON   N1 9AG
    UK     		N/A NC TO SUPPORT THE PRODUCTION OF POETRY FILMS WITH 10 READERS IN COLLABORATION WITH THE ADRIAN BRINKERHOFF POETRY FOUNDATION 23,843
    POETRY IRELAND
    11 PARNELL SQUARE EAST
    DUBLIN   D01 ND60
    EI     		N/A NC POETRY FILMS AND EXHIBITIONS 25,836
    POSSIBILITY LABS
    1410 FRANKLIN STREET 135
    SAN FRANCISCO,CA94109     		N/A PC FOR GENERAL OPERATING SUPPORT FOR FISCAL SPONSOREE NEW SENACA VILLAGE 8,400
    POWER SHIFT NETWORK
    PO BOX 73116
    WASHINGTON,DC20056     		N/A PC FOR GENERAL OPERATING SUPPORT 40,000
    REACH OUT AND READ COLORADO
    3705 MARTIN LUTHER KING BLVD
    DENVER,CO80205     		N/A PC TO SUPPORT BOOK PURCHASES 25,000
    RED LODGE AREA COMMUNITY FOUNDATION
    214 WEST 13TH STREET PO BOX 1871
    RED LODGE,MT59068     		N/A PC FOR GENERAL OPERATING SUPPORT 20,000
    REDLINE
    2350 ARAPAHOE STREET
    DENVER,CO80205     		N/A PC IN SUPPORT OF THE COMMUNITY STUDIO 5,000
    REGISTER2VOTE FUND
    21750 HARDY OAK BLVD STE 104
    SAN ANTONIO,TX17232     		N/A PC FOCUS FOR DEMOCRACY REFORM FUND 10,000
    ROCKEFELLER PHILANTHROPY ADVISORS
    6 WEST 48TH STREET 10TH FLOOR
    NEW YORK,NY10036     		N/A PC FOR THE ART FOR JUSTICE FUND 25,000
    ROCKEFELLER PHILANTHROPY ADVISORS
    6 WEST 48TH STREET 10TH FLOOR
    NEW YORK,NY10036     		N/A PC TO SUPPORT THE JOSEPHINE FUND 50,000
    ROCKY MOUNTAIN BIRD OBSERVATORY
    14500 LARK BUNTING LANE
    BRIGHTON,CO80603     		N/A PC FOR SUPPORT OF EDUCATION PROGRAMS 5,000
    ROOTS FAMILY CENTER
    4200 MORRISON ROAD UNIT 7
    DENVER,CO80219     		N/A PC FOR GENERAL OPERATING SUPPORT 10,000
    ROYAL ACADEMY OF DRAMATIC ART
    6264 GOWER STREET
    LONDON   WCIE 6ED
    UK     		N/A NC POETRY WEEK 6,029
    SAN DIEGO YOUTH SYMPHONY AND CONSERVATORY
    1650 EL PRADO 207A
    SAN DIEGO,CA92101     		N/A PC TO SUPPORT THE ENCORE FUND 12,500
    SCHOLARS UNLIMITED
    3705 E 40TH AVENUE
    DENVER,CO80205     		N/A PC FOR GENERAL OPERATING SUPPORT 5,000
    SMITHSONIAN INSTITUTION
    1000 JEFFERSON DRIVE SW
    WASHINGTON,DC20560     		N/A PC FOR THE SMITHSONIAN CONSERVATION BIOLOGY INSTITUTE'S CORAL REEF EFFORTS, IN HONOR OF SKIPPY & MARK FRANK 4,000
    SOCRATES SCULPTURE PARK
    PO BOX 6259 32-01 VERNON BLVD
    LONG ISLAND CITY,NY11106     		N/A PC FOR GENERAL OPERATING SUPPORT 20,000
    SOS OUTREACH
    PO BOX 2020
    AVON,CO81620     		N/A PC TO SUPPORT THE COLORADO NATIONAL MONUMENT TRIP FOR EDWARDS ELEMENTARY SCHOOL 10,000
    STILLWATER VALLEY WATERSHED COUNCIL
    303 ROSEBUD ROAD
    FISHTAIL,MT59028     		N/A PC FOR GENERAL OPERATING SUPPORT 2,000
    STORM KING ART CENTER
    1 MUSEUM ROAD
    NEW WINDSOR,NY12553     		N/A PC TO SUPPORT THE DEVELOPMENT OF A NEW FACILITY TO BE USED FOR CONSERVATION, ART STORAGE, AND MAINTENANCE, AS PART OF THE CAPITAL CAMPAIGN 500,000
    STORM KING ART CENTER
    1 MUSEUM ROAD
    NEW WINDSOR,NY12553     		N/A PC TO SUPPORT THE DEVELOPMENT OF A NEW WELCOME SEQUENCE IN COMPLIANCE WITH LEED GOLD CERTIFICATION STANDARDS 100,000
    STORM KING ART CENTER
    1 MUSEUM ROAD
    NEW WINDSOR,NY12553     		N/A PC TO SUPPORT STORM KING'S GALA, AND TO HONOR FRANCIS KERE 60,000
    STORM KING ART CENTER
    1 MUSEUM ROAD
    NEW WINDSOR,NY12553     		N/A PC TO SUPPORT BOARD RECRUITMENT 40,000
    STORM KING ART CENTER
    1 MUSEUM ROAD
    NEW WINDSOR,NY12553     		N/A PC TO SUPPORT SCHOOL PARTNERSHIPS 10,000
    STORM KING ART CENTER
    1 MUSEUM ROAD
    NEW WINDSOR,NY12553     		N/A PC TO SUPPORT EDUCATION AND COMMUNITY PROGRAMS 50,000
    STORM KING ART CENTER
    1 MUSEUM ROAD
    NEW WINDSOR,NY12553     		N/A PC TO SUPPORT THE RECRUITMENT OF NEW BOARD MEMBERS 25,000
    STORM KING ART CENTER
    1 MUSEUM ROAD
    NEW WINDSOR,NY12553     		N/A PC TO SUPPORT BOARD DEVELOPMENT 50,000
    TEDDY BEAR CANCER FOUNDATION
    3892 STATE STREET SUITE 220
    SANTA BARBARA,CA93105     		N/A PC FOR GENERAL OPERATING SUPPORT 1,000
    THE CENTER FOR RURAL ENTERPRISE AND ENVIRONMENTAL JUSTICE INC
    8000 MADISON BLVD
    MADISON,AL35758     		N/A PC TO SUPPORT A NATIONAL FELLOWSHIP PROGRAM OF RESEARCHERS (WASTE WATER FELLOWS) THAT WILL COLLECT AND SYNTHESIZE CLIMATE JUSTICE DATA FINDINGS TO INFORM POLICY DECISIONS, POTENTIAL TECHNOLOGY SOLUTIONS, AND CATALYZE CLIMATE CHANGE INVESTMENTS 45,000
    THE COLBURN SCHOOL
    200 SOUTH GRAND AVENUE
    LOS ANGELES,CA90012     		N/A PC EQUITY, DIVERSITY, AND INCLUSION INITIATIVES 100,000
    THE COLBURN SCHOOL
    200 SOUTH GRAND AVENUE
    LOS ANGELES,CA90012     		N/A PC TO SUPPORT THE CAMPUS EXPANSION PROJECT 250,000
    THE COMMONWEALTH CLUB OF CALIFORNIA
    110 THE EMBARCADERO
    SAN FRANCISCO,CA94105     		N/A PC TO SUPPORT CLIMATE ONE 25,000
    THE ISAMU NOGUCHI FOUNDATION AND GARDEN MUSEUM
    32-37 VERNON BOULEVARD
    LONG ISLAND CITY,NY11106     		N/A PC TO SUPPORT GENERAL OPERATIONS 5,000
    THE NATURE CONSERVANCY HAWAI'I PROGRAM
    932 NUUANU AVENUE
    HONOLULU,HI96817     		N/A PC TO SUPPORT THE HE'EIA REVITALIZATION PROJECT 40,000
    THE PINKNEY FOUNDATION
    23 RANGEWOOD CT
    PITTSBURG,CA94565     		N/A PC FOR THE SPORTS PSYCHOLOGY CONSULTATION POSITION 17,000
    THE TRUST FOR PUBLIC LAND
    1164 BISHOP STREET
    HONOLULU,HI96813     		N/A PC GENERAL OPERATING SUPPORT FOR THE HAWAIIAN ISLANDS PROGRAM 20,000
    THE TRUST FOR PUBLIC LAND
    1164 BISHOP STREET
    HONOLULU,HI96813     		N/A PC FOR THE MONTANA GREAT OUTDOORS PROJECT 7,500
    THE TRUSTEES OF COLUMBIA UNIVERSITY IN THE CITY OF NEW YORK
    622 WEST 113TH STREET
    NEW YORK,NY10025     		N/A PC GENERAL OPERATING SUPPORT FOR THE CELIAC CENTER 50,000
    THE WELL REVIEW
    10 SEAVIEW VILLAS
    CARRIGALINE   P43
    EI     		N/A NC TO SUPPORT PRISON POETRY WORKSHOPS 2,298
    THEATRE FOR A NEW AUDIENCE
    154 CHRISTOPHER STREET SUITE 3D
    NEW YORK,NY10014     		N/A PC TO SUPPORT THE WORLD THEATRE PROJECT 10,000
    TIPPET RISE FOUNDATION
    C/O PKF OCONNOR DAVIES LLP 500
    MAMARONECK AVENUE SUITE 301
    HARRISON,NY10528     		N/A POF TO SUPPORT THE FOUNDATION'S CHARITABLE AND EDUCATIONAL PURPOSE AS A PRIVATE OPERATING FOUNDATION, INCLUDING THE DEVELOPMENT AND OPERATION OF PROGRAMS AND VENUES TO PROVIDE ACCESS TO ART IN A NATURAL ENVIRONMENT 11,500,000
    TRICKLE UP
    104 W 27TH STREET 12TH FLOOR
    NEW YORK,NY10001     		N/A PC FOR GENERAL OPERATING SUPPORT 30,000
    TRICKLE UP
    104 W 27TH STREET 12TH FLOOR
    NEW YORK,NY10001     		N/A PC FOR INDIA EMERGENCY FUND 10,000
    TSNE MISSION WORKS
    89 SOUTH STREET SUITE 700
    BOSTON,MA02111     		N/A PC FOR THE THIRD SECTOR NEW ENGLAND AND MEMBERSHIP WITH CONSTELLATION PHILANTHROPY 10,000
    UC SANTA CRUZ FOUNDATION
    1156 HIGH STREET
    SANTA CRUZ,CA95064     		N/A PC FOR THE CENTER FOR PUBLIC PHILOSOPHY, INCLUSIVE OF THE 6% ADMINISTRATIVE FEE 10,600
    US FUND FOR UNICEF
    333 EAST 38TH STREET
    NEW YORK,NY10016     		N/A PC FOR THE UN FUND FOR CHILDREN 3,700
    US LACROSSE INC
    2 LOVETON CIRCLE
    SPARKS,MD21152     		N/A PC FOR GENERAL OPERATING SUPPORT 28,500
    UNITED HEBREW OF NEW ROCHELLE CERTIFIED HOME HEALTH AGENCY INC
    391 PELHAM ROAD
    NEW ROCHELLE,NY10805     		N/A PC FOR GENERAL OPERATING SUPPORT, IN HONOR OF MORRIS OFFIT 10,000
    UNITED STATES ARTISTS INC
    200 W MADISON STREET FLOOR 3
    CHICAGO,IL60606     		N/A PC FOR GENERAL OPERATING SUPPORT 10,000
    UNIVERSITY OF CALIFORNIA BERKELEY FOUNDATION
    1995 UNIVERSITY AVENUE SUITE 401
    BERKELEY,CA94704     		N/A PC FOR THE CENTER FOR LAW, ENERGY & THE ENVIRONMENT'S WORK ON THE PROJECT CLIMATE: METHANE MITIGATION POLICY RESEARCH FELLOW 150,000
    UNIVERSITY OF MONTANA FOUNDATION
    UNIVERSITY HALL 207
    MISSOULA,MT59812     		N/A PC TO SUPPORT STUDENT EXPERIENCES, FACULTY DEVELOPMENT AND CREATIVE SCHOLARSHIP, AND STUDENT SCHOLARSHIPS AT UM'S COLLEGE OF ARTS AND MEDIA, INCLUSIVE OF 6% FEE 10,000
    VALLEY SETTLEMENT
    1901 GRAND AVENUE SUITE 206
    GLENWOOD SPRINGS,CO81601     		N/A PC FOR EL BUSESITO PROGRAM 35,000
    VALLEY SETTLEMENT
    1901 GRAND AVENUE SUITE 206
    GLENWOOD SPRINGS,CO81601     		N/A PC FOR GENERAL OPERATING SUPPORT 20,000
    VERSE VIDEO EDUCATION
    207 FISHER AVE
    BROOKLINE,MA02445     		N/A PC TO SUPPORT THE POETRY IN AMERICA EDUCATION PROGRAM IN K-12 SCHOOLS 25,000
    VETERINARY CANCER SOCIETY
    PO BOX 1763
    SPRING VALLEY,CA91979     		N/A PC FOR GENERAL OPERATING SUPPORT 4,000
    VILLAGE ENTERPRISE FUND
    751 LAUREL STREET PMB 222
    SAN CARLOS,CA94070     		N/A PC FOR GENERAL OPERATING SUPPORT, IN HONOR OF RUSSELL AND DEBBIE HALL 4,000
    WALKING MOUNTAINS SCIENCE CENTER
    PO BOX 9469
    AVON,CO81620     		N/A PC TO SUPPORT FIELD SCIENCE PROGRAMS FOR EDWARDS ELEMENTARY SCHOOL AND THE MAGIC BUS PROGRAM 20,000
    WILDLIFE CONSERVATION NETWORK INC
    209 MISSISSIPPI STREET
    SAN FRANCISCO,CA94107     		N/A PC FOR GENERAL OPERATING SUPPORT 25,000
    WINDHORSE EQUINE LEARNING
    PO BOX 11954
    BOZEMAN,MT59719     		N/A PC FOR GENERAL OPERATING SUPPORT 2,500
    WOMEN'S REFUGEE COMMISSION
    122 E 42ND STREET
    NEW YORK,NY10168     		N/A PC FOR GENERAL OPERATING SUPPORT 10,000
    YELLOWSTONE ART MUSEUM
    401 NORTH 27TH STREET
    BILLINGS,MT59101     		N/A PC TO SUPPORT ARTS EDUCATION PROGRAMS 15,000
    YELLOWSTONE ART MUSEUM
    401 NORTH 27TH STREET
    BILLINGS,MT59101     		N/A PC TO SUPPORT ART EDUCATION AT THE MONTANA WOMEN'S PRISON 10,000
    YOUTH PASSAGEWAYS
    PO BOX 46631
    KANSAS CITY,MO64188     		N/A PC GENERAL SUPPORT FOR EVER FORWARD-SIEMPRE ADELANTE 5,000
    Total .................................bullet 3a 17,479,661
    bApproved for future payment
    BEYOND 12
    1625 CLAY STREET
    OAKLAND,CA94612     		N/A PC FOR GENERAL OPERATING SUPPORT 50,000
    BROWN UNIVERSITY
    PO BOX 1925
    PROVIDENCE,RI02912     		N/A PC BROWNCONNECT AND FINANCIAL AID 3,000,000
    CALIFORNIA SHAKESPEARE THEATER
    PMB 509
    ORINDA,CA94563     		N/A PC FOR GENERAL OPERATING SUPPORT 10,000
    EDUCATE78
    484 LAKE PARK AVENUE
    OAKLAND,CA94610     		N/A PC FOR GENERAL OPERATING SUPPORT 20,000
    FROM THE TOP
    PO BOX 237
    MALDEN,MA02148     		N/A PC FOR GENERAL OPERATING SUPPORT 5,000
    HAWAI'I COMMUNITY FOUNDATION
    827 FORT STREET MALL
    HONOLULU,HI96813     		N/A PC TO SUPPORT THE HAWAII FRESH WATER INITIATIVE 20,000
    HIRSHHORN MUSEUM AND SCULPTURE GARDEN (SMITHSONIAN INSTITUTE)
    PO BOX 37012 MRC 035
    WASHINGTON,DC20013     		N/A PC FOR THE HIRSHHORN MUSEUM AND SCULPTURE GARDEN (HMSG) FOR ARTLAB TO ENLIST MORE ARTISTS AS TEACHERS. THIS ENTIRETY OF THIS GRANT SHOULD BE ALLOCATED TO THE HMSG BUDGET WITH NO ADMINISTRATIVE FEES BEING TAKEN FOR THE SMITHSONIAN INSTITUTION 50,000
    HOLTER MUSEUM OF ART
    12 EAST LAWRENCE STREET
    HELENA,MT59601     		N/A PC FOR GENERAL OPERATING SUPPORT 1,000
    NEW YORK MEDICAL COLLEGE
    40 SUNSHINE COTTAGE ROAD
    VALHALLA,NY10595     		N/A PC SUMMER FELLOWSHIP IN PSYCHIATRY AND HEALTH POLICY 36,930
    PLAYWORKS EDUCATION ENERGIZED
    638 3RD STREET
    OAKLAND,CA94607     		N/A PC FOR GENERAL OPERATING SUPPORT 12,500
    PLAYWORKS EDUCATION ENERGIZED
    638 3RD STREET
    OAKLAND,CA94607     		N/A PC FOR PROGRAMMING IN OAKLAND AND THE GREATER EAST BAY 12,500
    SANTA BARBARA BOTANIC GARDEN
    1212 MISSION CANYON
    SANTA BARBARA,CA93105     		N/A PC FOR GENERAL OPERATING SUPPORT 25,000
    STORM KING ART CENTER
    1 MUSEUM ROAD
    NEW WINDSOR,NY12553     		N/A PC TO SUPPORT THE DEVELOPMENT OF A NEW FACILITY TO BE USED FOR CONSERVATION, ART STORAGE AND MAINTENANCE, AS PART OF THE CAPITAL CAMPAIGN 1,000,000
    THE COLBURN SCHOOL
    200 SOUTH GRAND AVENUE
    LOS ANGELES,CA90012     		N/A PC CAMPUS EXPANSION PROJECT 250,000
    THE COLBURN SCHOOL
    200 SOUTH GRAND AVENUE
    LOS ANGELES,CA90012     		N/A PC DEI INITIATIVES 100,000
    THE TRUSTEES OF COLUMBIA UNIVERSITY IN THE CITY OF NEW YORK
    622 WEST 113TH STREET
    NEW YORK,NY10025     		N/A PC GENERAL OPERATING SUPPORT FOR THE CELIAC CENTER 50,000
    TIPPET RISE FOUNDATION
    C/O PKF OCONNOR DAVIES LLP 500
    MAMARONECK AVENUE SUITE 301
    HARRISON,NY10528     		N/A POF TO SUPPORT THE FOUNDATION'S CHARITABLE AND EDUCATIONAL PURPOSE AS A PRIVATE OPERATING FOUNDATION, INCLUDING THE DEVELOPMENT AND OPERATION OF PROGRAMS AND VENUES TO PROVIDE ACCESS TO ART IN A NATURAL ENVIRONMENT 3,000,000
    VALLEY SETTLEMENT
    1901 GRAND AVENUE SUITE 206
    GLENWOOD SPRINGS,CO81601     		N/A PC FOR EL BUSESITO PROGRAM 25,000
    Total .................................bullet 3b 7,667,930
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 12
    Part XV-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments ....          
    3 Interest on savings and temporary cash
    investments ...........     		         
    4 Dividends and interest from securities ....          
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income .....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		525990 210,921 18 29,300,559  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue:
    aGRANT REFUND     		    01 10,000  
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e) .. 216,480 30,514,354 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    30,730,834
    (See worksheet in line 13 instructions to verify calculations.)
    Part XV-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XV-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 13
    Part XVI
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2021)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2021 AccountingFeesSchedule
    Name:
    THE SIDNEY E FRANK FOUNDATION
     
    C/O PKF O'CONNOR DAVIES LLP
    EIN:
    20-6383779
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ACCOUNTING AND TAX PREPARATION 322,185 0   316,185
    AUDIT 59,400 0   59,400

    Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

    TY 2021 ExpenditureResponsibilityStmt
    Name:
    THE SIDNEY E FRANK FOUNDATION
     
    C/O PKF O'CONNOR DAVIES LLP
    EIN:
    20-6383779
    Grantee's Name Grantee's Address Grant Date Grant Amount Grant Purpose Amount Expended By Grantee Any Diversion By Grantee? Dates of Reports By Grantee Date of Verification Results of Verification
    GLYNDEBOURNE PRODUCTIONS LIMITED
          		NEW ROAD LEWES BN8 5UU
    EAST SUSSEX   V3H7 8M
    UK     		2020-12-03 25,000 TO SUPPORT EDUCATION AND COMMUNITY PROGRAMS 25,000 TO THE KNOWLEDGE OF THE GRANTOR, NO FUNDS HAVE BEEN DIVERTED 09/29/2021   THE FOUNDATION HAS NOT UNDERTAKEN AN INVESTIGATION OF THE GRANTEE'S REPORTS BECAUSE THE FOUNDATION HAS NO REASON TO BELIEVE THAT THOSE REPORTS ARE OF DUBIOUS ACCURACY OR RELIABILITY
    KERE FOUNDATION
          		ARNTSTR 34
    BERLIN   10965
    GM     		2020-12-03 100,000 TO SUPPORT THE CONSTRUCTION OF A SECONDARY SCHOOL IN GANDO, BURKINA FASO 100,000 TO THE KNOWLEDGE OF THE GRANTOR, NO FUNDS HAVE BEEN DIVERTED 12/03/2021   THE FOUNDATION HAS NOT UNDERTAKEN AN INVESTIGATION OF THE GRANTEE'S REPORTS BECAUSE THE FOUNDATION HAS NO REASON TO BELIEVE THAT THOSE REPORTS ARE OF DUBIOUS ACCURACY OR RELIABILITY
    DRUID PERFORMING ARTS COMPANY
          		THE DRUID BUILDING FLOOD STREET
    GALWAY   H91 PWX5
    EI     		2020-09-04 8,383 TO SUPPORT A SERIES OF POETRY FILMS AND A PRODUCTION FILM OF DRUIDGREGORY 8,383 TO THE KNOWLEDGE OF THE GRANTOR, NO FUNDS HAVE BEEN DIVERTED 01/01/2021   THE FOUNDATION HAS NOT UNDERTAKEN AN INVESTIGATION OF THE GRANTEE'S REPORTS BECAUSE THE FOUNDATION HAS NO REASON TO BELIEVE THAT THOSE REPORTS ARE OF DUBIOUS ACCURACY OR RELIABILITY
    POET IN THE CITY
          		90 YORK WAY
    LONDON   N1 9AG
    UK     		2021-11-16 23,843 TO SUPPORT THE PRODUCTION OF POETRY FILMS WITH 10 READERS IN COLLABORATION WITH THE ADRIAN BRINKERHOFF POETRY FOUNDATION   TO THE KNOWLEDGE OF THE GRANTOR, NO FUNDS HAVE BEEN DIVERTED PENDING FINAL REPORT   THE FOUNDATION HAS NOT UNDERTAKEN AN INVESTIGATION OF THE GRANTEE'S REPORTS BECAUSE THE FOUNDATION HAS NO REASON TO BELIEVE THAT THOSE REPORTS ARE OF DUBIOUS ACCURACY OR RELIABILITY
    TIPPET RISE FOUNDATION
          		C/O PKF OCONNOR DAVIES LLP 500
    MAMARONECK AVENUE
    HARRISON,NY105281633     		2020-06-02 5,000,000 TO SUPPORT THE FOUNDATION'S CHARITABLE AND EDUCATIONAL PURPOSE AS A PRIVATE OPERATING FOUNDATION, INCLUDING THE DEVELOPMENT AND OPERATION OF PROGRAMS AND VENUES TO PROVIDE ACCESS TO ART IN A NATURAL ENVIRONMENT 5,000,000 TO THE KNOWLEDGE OF THE GRANTOR, NO FUNDS HAVE BEEN DIVERTED 11/01/21   THE FOUNDATION HAS NOT UNDERTAKEN AN INVESTIGATION OF THE GRANTEE'S REPORTS BECAUSE THE FOUNDATION HAS NO REASON TO BELIEVE THAT THOSE REPORTS ARE OF DUBIOUS ACCURACY OR RELIABILITY
    ADRIAN BRINKERHOFF POETRY FOUNDATION
          		C/O PKF OCONNOR DAVIES LLP 500
    MAMARONECK AVENUE
    HARRISON,NY105281633     		2020-06-25 250,000 TO SUPPORT THE FOUNDATION'S CHARITABLE AND EDUCATIONAL PURPOSE AS A PRIVATE OPERATING FOUNDATION, INCLUDING THE DEVELOPMENT AND OPERATION OF LITERARY PROGRAMS   TO THE KNOWLEDGE OF THE GRANTOR, NO FUNDS HAVE BEEN DIVERTED PENDING FINAL REPORT   THE FOUNDATION HAS NOT UNDERTAKEN AN INVESTIGATION OF THE GRANTEE'S REPORTS BECAUSE THE FOUNDATION HAS NO REASON TO BELIEVE THAT THOSE REPORTS ARE OF DUBIOUS ACCURACY OR RELIABILITY
    WIGMORE HALL TRUST
          		36 WIGMORE STREET
    LONDON   W1U 2BP
    UK     		2020-08-20 53,912 FOR GENERAL OPERATING SUPPORT   TO THE KNOWLEDGE OF THE GRANTOR, NO FUNDS HAVE BEEN DIVERTED PENDING FINAL REPORT   THE FOUNDATION HAS NOT UNDERTAKEN AN INVESTIGATION OF THE GRANTEE'S REPORTS BECAUSE THE FOUNDATION HAS NO REASON TO BELIEVE THAT THOSE REPORTS ARE OF DUBIOUS ACCURACY OR RELIABILITY
    ROYAL SHAKESPEARE COMPANY
          		ROYAL SHAKESPEARE THEATRE WATERSIDE
    STRATFORD-UP
    WARWICKSHIRE   CV37 6BB
    UK     		2020-01-22 40,000 TO SUPPORT DREAM2020 40,000 TO THE KNOWLEDGE OF THE GRANTOR, NO FUNDS HAVE BEEN DIVERTED 05/12/2021   THE FOUNDATION HAS NOT UNDERTAKEN AN INVESTIGATION OF THE GRANTEE'S REPORTS BECAUSE THE FOUNDATION HAS NO REASON TO BELIEVE THAT THOSE REPORTS ARE OF DUBIOUS ACCURACY OR RELIABILITY
    ADRIAN BRINKERHOFF POETRY FOUNDATION
          		C/O PKF OCONNOR DAVIES LLP 500
    MAMARONECK AVENUE
    HARRISON,NY105281633     		2021-03-02 250,000 TO SUPPORT THE FOUNDATION'S CHARITABLE AND EDUCATIONAL PURPOSE AS A PRIVATE OPERATING FOUNDATION, INCLUDING THE DEVELOPMENT AND OPERATION OF LITERARY PROGRAMS   TO THE KNOWLEDGE OF THE GRANTOR, NO FUNDS HAVE BEEN DIVERTED PENDING FINAL REPORT   THE FOUNDATION HAS NOT UNDERTAKEN AN INVESTIGATION OF THE GRANTEE'S REPORTS BECAUSE THE FOUNDATION HAS NO REASON TO BELIEVE THAT THOSE REPORTS ARE OF DUBIOUS ACCURACY OR RELIABILITY
    ADRIAN BRINKERHOFF POETRY FOUNDATION
          		C/O PKF OCONNOR DAVIES LLP 500
    MAMARONECK AVENUE
    HARRISON,NY105281633     		2021-09-17 250,000 TO SUPPORT THE FOUNDATION'S CHARITABLE AND EDUCATIONAL PURPOSE AS A PRIVATE OPERATING FOUNDATION, INCLUDING THE DEVELOPMENT AND OPERATION OF LITERARY PROGRAMS   TO THE KNOWLEDGE OF THE GRANTOR, NO FUNDS HAVE BEEN DIVERTED PENDING FINAL REPORT   THE FOUNDATION HAS NOT UNDERTAKEN AN INVESTIGATION OF THE GRANTEE'S REPORTS BECAUSE THE FOUNDATION HAS NO REASON TO BELIEVE THAT THOSE REPORTS ARE OF DUBIOUS ACCURACY OR RELIABILITY
    DRUID PERFORMING ARTS COMPANY
          		THE DRUID BUILDING FLOOD STREET
    GALWAY   H91 PWX5
    EI     		2021-03-31 18,890 TO SUPPORT THE CREATION OF POETRY FILMS IN A CO-PRODUCTION WITH THE ADRIAN BRINKERHOFF POETRY FOUNDATION 13,923 TO THE KNOWLEDGE OF THE GRANTOR, NO FUNDS HAVE BEEN DIVERTED 07/15/2021, PENDING FINAL REPORT   THE FOUNDATION HAS NOT UNDERTAKEN AN INVESTIGATION OF THE GRANTEE'S REPORTS BECAUSE THE FOUNDATION HAS NO REASON TO BELIEVE THAT THOSE REPORTS ARE OF DUBIOUS ACCURACY OR RELIABILITY
    DRUID PERFORMING ARTS COMPANY
          		THE DRUID BUILDING FLOOD STREET
    GALWAY   H91 PWX5
    EI     		2021-08-24 59,615 TO SUPPORT EDUCATION AND COMMUNITY PROGRAMS FOR THE 2021-23 SEASONS   TO THE KNOWLEDGE OF THE GRANTOR, NO FUNDS HAVE BEEN DIVERTED PENDING FINAL REPORT   THE FOUNDATION HAS NOT UNDERTAKEN AN INVESTIGATION OF THE GRANTEE'S REPORTS BECAUSE THE FOUNDATION HAS NO REASON TO BELIEVE THAT THOSE REPORTS ARE OF DUBIOUS ACCURACY OR RELIABILITY
    GLYNDEBOURNE PRODUCTIONS LIMITED
          		NEW ROAD LEWES BN8 5UU
    EAST SUSSEX   V3H7 8M
    UK     		2021-12-23 25,000 TO SUPPORT LEARNING & ENGAGEMENT PROGRAMS   TO THE KNOWLEDGE OF THE GRANTOR, NO FUNDS HAVE BEEN DIVERTED PENDING FINAL REPORT   THE FOUNDATION HAS NOT UNDERTAKEN AN INVESTIGATION OF THE GRANTEE'S REPORTS BECAUSE THE FOUNDATION HAS NO REASON TO BELIEVE THAT THOSE REPORTS ARE OF DUBIOUS ACCURACY OR RELIABILITY
    POETRY IRELAND
          		11 PARNELL SQUARE EAST
    DUBLIN   D01 ND60
    UK     		2021-06-14 25,836 POETRY FILMS AND EXHIBITIONS   TO THE KNOWLEDGE OF THE GRANTOR, NO FUNDS HAVE BEEN DIVERTED PENDING FINAL REPORT   THE FOUNDATION HAS NOT UNDERTAKEN AN INVESTIGATION OF THE GRANTEE'S REPORTS BECAUSE THE FOUNDATION HAS NO REASON TO BELIEVE THAT THOSE REPORTS ARE OF DUBIOUS ACCURACY OR RELIABILITY
    ROYAL ACADEMY OF DRAMATIC ART
          		6264 GOWER STREET
    LONDON   WCIE 6ED
    UK     		2021-07-01 6,029 POETRY WEEK 6,029 TO THE KNOWLEDGE OF THE GRANTOR, NO FUNDS HAVE BEEN DIVERTED 09/27/2021   THE FOUNDATION HAS NOT UNDERTAKEN AN INVESTIGATION OF THE GRANTEE'S REPORTS BECAUSE THE FOUNDATION HAS NO REASON TO BELIEVE THAT THOSE REPORTS ARE OF DUBIOUS ACCURACY OR RELIABILITY
    THE WELL REVIEW
          		10 SEAVIEW VILLAS
    CARRIGALINE   P43
    EI     		2021-12-01 2,298 TO SUPPORT PRISON POETRY WORKSHOPS   TO THE KNOWLEDGE OF THE GRANTOR, NO FUNDS HAVE BEEN DIVERTED PENDING FINAL REPORT   THE FOUNDATION HAS NOT UNDERTAKEN AN INVESTIGATION OF THE GRANTEE'S REPORTS BECAUSE THE FOUNDATION HAS NO REASON TO BELIEVE THAT THOSE REPORTS ARE OF DUBIOUS ACCURACY OR RELIABILITY
    TIPPET RISE FOUNDATION
          		C/O PKF OCONNOR DAVIES LLP 500
    MAMARONECK AVENUE
    HARRISON,NY105281633     		2021-07-12 5,000,000 TO SUPPORT THE FOUNDATION'S CHARITABLE AND EDUCATIONAL PURPOSE AS A PRIVATE OPERATING FOUNDATION, INCLUDING THE DEVELOPMENT AND OPERATION OF PROGRAMS AND VENUES TO PROVIDE ACCESS TO ART IN A NATURAL ENVIRONMENT   TO THE KNOWLEDGE OF THE GRANTOR, NO FUNDS HAVE BEEN DIVERTED PENDING FINAL REPORT   THE FOUNDATION HAS NOT UNDERTAKEN AN INVESTIGATION OF THE GRANTEE'S REPORTS BECAUSE THE FOUNDATION HAS NO REASON TO BELIEVE THAT THOSE REPORTS ARE OF DUBIOUS ACCURACY OR RELIABILITY
    TIPPET RISE FOUNDATION
          		C/O PKF OCONNOR DAVIES LLP 500
    MAMARONECK AVENUE
    HARRISON,NY105281633     		2021-08-18 3,000,000 TO SUPPORT THE FOUNDATION'S CHARITABLE AND EDUCATIONAL PURPOSE AS A PRIVATE OPERATING FOUNDATION, INCLUDING THE DEVELOPMENT AND OPERATION OF PROGRAMS AND VENUES TO PROVIDE ACCESS TO ART IN A NATURAL ENVIRONMENT   TO THE KNOWLEDGE OF THE GRANTOR, NO FUNDS HAVE BEEN DIVERTED PENDING FINAL REPORT   THE FOUNDATION HAS NOT UNDERTAKEN AN INVESTIGATION OF THE GRANTEE'S REPORTS BECAUSE THE FOUNDATION HAS NO REASON TO BELIEVE THAT THOSE REPORTS ARE OF DUBIOUS ACCURACY OR RELIABILITY
    TIPPET RISE FOUNDATION
          		C/O PKF OCONNOR DAVIES LLP 500
    MAMARONECK AVENUE
    HARRISON,NY105281633     		2021-12-21 1,000,000 TO SUPPORT THE FOUNDATION'S CHARITABLE AND EDUCATIONAL PURPOSE AS A PRIVATE OPERATING FOUNDATION, INCLUDING THE DEVELOPMENT AND OPERATION OF PROGRAMS AND VENUES TO PROVIDE ACCESS TO ART IN A NATURAL ENVIRONMENT   TO THE KNOWLEDGE OF THE GRANTOR, NO FUNDS HAVE BEEN DIVERTED PENDING FINAL REPORT   THE FOUNDATION HAS NOT UNDERTAKEN AN INVESTIGATION OF THE GRANTEE'S REPORTS BECAUSE THE FOUNDATION HAS NO REASON TO BELIEVE THAT THOSE REPORTS ARE OF DUBIOUS ACCURACY OR RELIABILITY

    TY 2021 GeneralExplanationAttachment
    Name:
    THE SIDNEY E FRANK FOUNDATION
     
    C/O PKF O'CONNOR DAVIES LLP
    EIN:
    20-6383779
    Identifier Return Reference Explanation
    SPECIAL TRUSTEES OF THE COLORADO FUND PART VII, LINE 1 NET ASSETS WITH DONOR RESTRICTIONS CONSIST OF THE COLORADO FUND (THE "FUND"). THIS FUND, WHICH HAS ALSO BEEN REFERRED TO AS THE "SPECIAL ACCOUNT", IS A COMPLETELY SEPERATE FUND MAINTAINED BY THE FOUNDATION'S SPECIAL TRUSTEES, HAROLD R. LOGAN, JR. AND ANN M. LOGAN. THE FUND WAS CREATED PURSUANT TO A TIMELY-FILED QUALIFIED DISCLAIMER, PURSUANT TO SECTION 2518 OF THE INTERNAL REVENUE CODE OF 1986, AS AMEDNED, IN CONNECTION WITH THE ADMINISTRATION OF THE ESTATE OF SIDNEY E. FRANK. (MR. FRANK WAS THE INTITAL SOLE TRUSTEE OF THE FOUNDATION). SAID DISCLAIMER WAS THE SUBJECT OF A COURT PROCEEDING AND OF AN INTERNAL REVENUE SERVICE PRIVATE LETTER RULING. THE COURT PROCEEDING AND THE PRIVATE LETTER RULING APPROVED OF THE CREATION OF THE FUND, PROVIDED THAT CERTAIN CRITERIA WERE MET, INCLUDING, THAT NO MEMBER OF SIDNEY E. FRANK'S FAMILY WAS TO HAVE ANY INVOLVEMENT WITH THE FUND. TO THAT END, AND AS REQUIRED BY THE AFOREMENTIONED PRIVATE LETTER RULING, THE FOUNDATION'S GOVERNING INSTRUMENT WAS AMENDED BY THE FIRST AMENDMENT THERETO, DATED AUGUST 21, 2006, WHICH AMENDMENT REQUIRED, AMONG OTHER THINGS, THAT ONLY NON-FAMILY MEMBERS COULD BE APPOINTED TO SERVE AS THE SPECIAL TRUSTEES OF THE FUND AND THAT THE PROPERTY COMPRISING THE FUND BE MAINTAINED IN A SEGREGATED ACCOUNT MAINTAINED COMPLETELY SEPERATE AND APART FROM THE FOUNDATION'S OTHER ASSETS. THE LOGANS WERE APPOINTED SPECIAL TRUSTEES ON AUGUST 30, 2006. THE FUND WAS FUNDED ON DECEMBER 29, 2006 WITH THE SUM OF FIVE MILLION AND 00/100 DOLLARS. (NO ADDITIONAL FUNDS HAVE BEEN, NOR IS IT ANTICIPATED THAT ANY ADDITIONAL FUNDS WILL BE, SUBSEQUENTLY ADDED TO THE FUND). THE LOGANS HAVE OVERSEEN THE MANAGEMENT OF THE FUND SINCE ITS INCEPTION AND, ACCORDINGLY, NO MEMBER OF THE FRANK FAMILY HAS HAD ANY SUCH ROLE IN THE FUND'S ACTIVITIES DURING ITS EXISTENCE.
    TRANSFERS TO CONTROLLED ENTITIES PART VI-A, LINE 11 NAME OF CONTROLLED ENTITY: TIPPET RISE FOUNDATIONEMPLOYER ID NO: 35-6933159ADDRESS: C/O PKF O'CONNOR DAVIES, LLP, 500 MAMARONECK AVENUE, SUITE 301, HARRISON, NY 10528-1633DESCRIPTION OF TRANSFER: FUNDING OF CONTINUED OPERATIONS AND CONSTRUCTION OF ART CENTERAMOUNT OF TRANSFER: $11,500,000EXCESS BUSINESS HOLDING: NONAME OF CONTROLLED ENTITY: ADRIAN BRINKERHOFF POETRY FOUNDATIONEMPLOYER ID NO: 81-3608525ADDRESS: C/O PKF O'CONNOR DAVIES, LLP, 500 MAMARONECK AVENUE, SUITE 301, HARRISON, NY 10528-1633DESCRIPTION OF TRANSFER: FUNDINGAMOUNT OF TRANSFER: $500,000EXCESS BUSINESS HOLDING: NONAME OF CONTROLLED ENTITY: EP MFF LTDEMPLOYER ID NO: 98-1571055ADDRESS: 94 SOLARIS AVENUE, PO BOX 1348, CAYMANA BAY, GRAND CAYMAN, KY1-1108 CAYMAN ISLANDSDESCRIPTION OF TRANSFER: CASHAMOUNT OF TRANSFER: $9,500,000EXCESS BUSINESS HOLDING: NONAME OF CONTROLLED ENTITY: EP SCF LTDEMPLOYER ID NO: 98-1571997ADDRESS: 94 SOLARIS AVENUE, PO BOX 1348, CAYMANA BAY, GRAND CAYMAN, KY1-1108 CAYMAN ISLANDSDESCRIPTION OF TRANSFER: CASHAMOUNT OF TRANSFER: $2,500,000EXCESS BUSINESS HOLDING: NO

    TY 2021 InvestmentsCorpBondsSchedule
    Name:
    THE SIDNEY E FRANK FOUNDATION
     
    C/O PKF O'CONNOR DAVIES LLP
    EIN:
    20-6383779
    Name of Bond End of Year Book Value End of Year Fair Market Value
    ABBVIE, INC. DTD 5/14/15 3.600% DUE 5/14/25 150,000.000 QUANTITY 160,262 160,262
    ACE INA HLDG INC SR UNSE DTD 3/13/13 2.700% DUE 3/13/23 150,000.000 QUANTITY 154,860 154,860
    AMERICAN EXPRESS CO GLB 3.700% DUE 8/3/23 150,000.000 QUANTITY 158,692 158,692
    AMERICAN INTL GROUP GLB 4.125% DUE 2/14/24 125,000.000 QUANTITY 134,694 134,694
    APPLE INC. DTD 2/23/16 2.850% DUE 2/23/23 50,000.000 QUANTITY 51,553 51,553
    AT&T, INC. SR UNSECD NT DTD 5/4/15 3.400% DUE 5/15/25 150,000.000 QUANTITY 159,176 159,176
    AUTOZONE, INC. DTD 4/18/19 3.125% DUE 4/18/24 100,000.000 QUANTITY 105,120 105,120
    AUTOZONE, INC. SR NT DTD 4/29/15 3.250% DUE 4/15/25 100,000.000 QUANTITY 105,730 105,730
    BANK NEW YORK MELLON CORP. 8/13/18 3.450% DUE 8/11/23 125,000.000 QUANTITY 131,928 131,928
    BANK OF AMERICA C VAR CALLABLE DUE 10/23/24 375,000.000 QUANTITY 408,750 408,750
    BANK OF AMERICA C VAR CALLABLE DUE 9/5/24 100,000.000 QUANTITY 107,750 107,750
    BOEING CO UNSECD SR NT DTD 10/29/15 2.600% DUE 10/30/25 58,000.000 QUANTITY 59,867 59,867
    BOEING CO UNSECD SR NT DTD 2/15/19 2.800% DUE 3/1/24 17,000.000 QUANTITY 17,629 17,629
    BRISTOL MYERS SQUIBB CO DTD 1/26/20 2.900% DUE 7/26/24 150,000.000 QUANTITY 158,867 158,867
    CAPITAL ONE FINANCIAL CO GLB 3.300% DUE 10/30/24 100,000.000 QUANTITY 105,828 105,828
    CATERPILLAR FINL SERVICE GLB 0.900% DUE 3/1/26 150,000.000 QUANTITY 146,957 146,957
    CHARLES SCHWAB CORP GLB 2.650% DUE 2/25/23 150,000.000 QUANTITY 154,505 154,505
    CITIGROUP INC CALLABLE DUE 12/10/25 4.000% 360,000.000 QUANTITY 362,790 362,790
    CITIGROUP INC VAR 99 CALLABLE 1/30/23 DUE 12/31/99 915,000.000 QUANTITY 944,527 944,527
    CITIGROUP INC VAR CALLABLE DUE 2/15/23 1,180,000.000 QUANTITY 1,218,350 1,218,350
    COMCAST CORP NEW SR NT DTD 10/05/18 3.7000% DUE 4/15/24 200,000.000 QUANTITY 214,082 214,082
    CONSTELLATION BRANDS, INC. 5/14/13 4.250% DUE 5/1/23 125,000.000 QUANTITY 131,157 131,157
    CVS HEALTH CORP GLB 2.875% DUE 6/1/26 150,000.000 QUANTITY 157,097 157,097
    GOLDMAN SACHS 4.95% 99 CALLABLE 2/10/25 DUE 11/15/99 1,650,000.000 QUANTITY 1,716,000 1,716,000
    GOLDMAN SACHS GROUP INC SER VAR GLB VAR% DUE 11/17/23 150,000.000 QUANTITY 149,734 149,734
    GOLDMAN SACHS INT 5.5% CALLABLE DUE 8/10/24 690,000.000 QUANTITY 733,125 733,125
    HCA INC 1ST LIEN SR NT DTD 3/17/14 5.000% DUE 3/15/24 100,000.000 QUANTITY 109,018 109,018
    HERSHEY CO. DTD 5/10/18 3.375% DUE 5/15/23 100,000.000 QUANTITY 103,925 103,925
    HERSHEY COMPANY GLB 2.050% DUE 11/15/24 50,000.000 QUANTITY 51,513 51,513
    HOME DEPOT, INC. DTD 4/5/13 2.700% DUE 4/1/23 150,000.000 QUANTITY 154,019 154,019
    JOHN DEERE CAPITAL CORP SER MTN GLB 0.700% DUE 1/15/26 175,000.000 QUANTITY 170,343 170,343
    JPMORGAN CHASE & CO NT DTD 7/23/18 3.797% DUE 7/23/24 200,000.000 QUANTITY 211,787 211,787
    JPMORGAN CHASE & VAR 99 CALLABLE 2/1/24 DUE 12/31/99 600,000.000 QUANTITY 647,250 647,250
    JPMORGAN CHASE & VAR CALLABLE DUE 2/1/22 1,700,000.000 QUANTITY 1,702,550 1,702,550
    MFRS & TRADERS TR CO. DTD 5/18/17 2.500% DUE 5/18/22 150,000.000 QUANTITY 151,330 151,330
    MORGAN STANLEY GLB VAR% DUE 4/5/24 175,000.000 QUANTITY 174,777 174,777
    ORACLE CORP UNSECD SR NT DTD 4/1/20 2.500% DUE 4/1/25 150,000.000 QUANTITY 154,513 154,513
    PEPSICO, INC. DTD 2/28/13 2.750% DUE 3/1/23 100,000.000 QUANTITY 103,383 103,383
    PNC FINANCIAL SERVICES GLB 2.600% DUE 7/23/26 175,000.000 QUANTITY 187,334 187,334
    PNC FINL SVCS GRO VAR 99 CALLABLE 2/1/22 DUE 12/31/99 1,325,000.000 QUANTITY 1,328,313 1,328,313
    REGIONS FINL CORP NEW NT DTD 5/18/20 2.250% DUE 5/18/25 150,000.000 QUANTITY 153,403 153,403
    RYDER SYS INC. DTD 5/22/19 2.875% DUE 6/1/22 100,000.000 QUANTITY 101,007 101,007
    STATE STREET CORP GLB VAR% DUE 11/1/25 150,000.000 QUANTITY 155,219 155,219
    SUNTRUST BK ATLANTA GA DTD 3/18/19 3.200% DUE 4/1/24 150,000.000 QUANTITY 158,241 158,241
    THE CHARLES SCHWAB 4% 99 CALLABLE 12/1/30 DUE 12/11/99 135,000.000 QUANTITY 136,350 136,350
    TRUIST FINL CORP VAR CALLABLE DUE 9/1/24 775,000.000 QUANTITY 809,565 809,565
    UNITEDHEALTH GROUP, INC. DTD 6/19/18 3.500% DUE 6/15/23 150,000.000 QUANTITY 156,250 156,250
    VERIZON COMM INC SR NT DTD 10/29/14 3.500% DUE 11/1/24 150,000.000 QUANTITY 160,516 160,516
    VISA, INC. DTD 9/11/17 2.150% DUE 9/15/22 150,000.000 QUANTITY 152,541 152,541
    WALMART INC GLB 1.050% DUE 9/1/26 150,000.000 QUANTITY 148,859 148,859
    WELLS FARGO & COMPANY SER MTN VAR% DUE 2/11/26 125,000.000 127,967 127,967
    WELLS FARGO COML MTG TR DTD 7/1/16 2.495% DUE 7/15/48 3,435.740 QUANTITY 3,442 3,442

    TY 2021 InvestmentsCorpStockSchedule
    Name:
    THE SIDNEY E FRANK FOUNDATION
     
    C/O PKF O'CONNOR DAVIES LLP
    EIN:
    20-6383779
    Name of Stock End of Year Book Value End of Year Fair Market Value
    A.O. SMITH CORP (AOS) 2,176.000 SHARES 186,810 186,810
    AFFILIATED MANAGERS GROUP, INC. (AMG) 1,133.000 SHARES 186,390 186,390
    AFFIRM HOLDINGS, INC. (AFRM) 1,095.000 SHARES 110,113 110,113
    AIR PRODUCTS AND CHEMICALS, INC. (APD) 590.000 SHARES 179,513 179,513
    ALSTOM SA (ALO.PA) 4,353.000 SHARES 154,600 154,600
    AMERICAN WATER WORKS CO. INC (AWK) 621.000 SHARES 117,282 117,282
    APPLOVIN CORPORATION (APP) 1,553.000 SHARES 146,386 146,386
    ARCADIS NV (ARCAY) 5,050.000 SHARES 243,237 243,237
    ARISTA NETWORKS, INC. (ANET) 647.000 SHARES 93,006 93,006
    ARRAY TECHNOLOGIES, INC. (ARRY) 3,161.000 SHARES 49,596 49,596
    ASCENDIS PHARMA A/S (ASND) 1,011.000 SHARES 136,010 136,010
    BADGER METER INC (BMI) 1,845.000 SHARES 196,603 196,603
    BEYOND MEAT, INC. (BYND) 1,549.000 SHARES 100,933 100,933
    BOA 7.25% SR L 7.25% PFD CONV SER L (BAC+L) 755.000 SHARES 1,091,277 1,091,277
    BRIGHT HORIZONS FAMILY SOLUTIONS INC. (BFAM) 659.000 SHARES 82,955 82,955
    BROOKFIELD RENEWABLE CORPORATION (BEPC) 1,375.000 SHARES 50,641 50,641
    BROOKFIELD RENEWABLE PARTNERS MLP (BEP) 4,152.000 SHARES 148,600 148,600
    BUREAU VERITAS SA (BVRDF) 11,655.000 SHARES 386,888 386,888
    COMPAGNIE DE SAINT-GOBAIN S.A. (SGO.PA) 2,605.000 SHARES 183,348 183,348
    DANAHER CORPORATION (DHR) 1,249.000 SHARES 410,933 410,933
    DANIMER SCIENTIFIC, INC. (DNMR) 2,122.000 SHARES 18,079 18,079
    DARLING INGREDIENTS INC. (DAR) 2,699.000 SHARES 187,014 187,014
    ENEL SPA (ENLAY) 29,367.000 SHARES 235,391 235,391
    EQUINIX, INC. (EQIX) 77.000 SHARES 65,130 65,130
    EVERBRIDGE, INC. (EVBG) 620.000 SHARES 41,745 41,745
    EXACT SCIENCES CORPORATION (EXAS) 1,930.000 SHARES 150,212 150,212
    FIRST SOLAR, INC. (FSLR) 541.000 SHARES 47,154 47,154
    FIVE BELOW, INC. (FIVE) 566.000 SHARES 117,100 117,100
    GEBERIT AG (GBERY) 193.000 SHARES 157,650 157,650
    GINKGO BIOWORKS HOLDINGS, INC. (DNA) 2,453.000 SHARES 20,384 20,384
    GODADDY INC. (GDDY) 1,737.000 SHARES 147,402 147,402
    HALMA PLC (HLMAF) 4,892.000 SHARES 211,709 211,709
    HANNON ARMSTRONG SUSTAINABLE INFRASTRUSTURE CAPITAL (HASI) 2,757.000 SHARES 146,452 146,452
    HITACHI, LTD. (6501.T) 2,200.000 SHARES 119,084 119,084
    IRIDIUM COMMUNICATIONS INC (IRDM) 3,756.000 SHARES 155,085 155,085
    KONINKLIJKE DSM N.V. (DSM.AS) 1,062.000 SHARES 239,237 239,237
    KUBOTA CORPORATION (KUBTY) 9,800.000 SHARES 217,422 217,422
    LYFT, INC. (LYFT) 2,688.000 SHARES 114,858 114,858
    MASTEC, INC. (MTZ) 3,003.000 SHARES 277,117 277,117
    MAXAR TECHNOLOGIES INC. (MAXR) 5,890.000 SHARES 173,932 173,932
    METAWATER CO LTD (MTWTF) 9,600.000 SHARES 168,736 168,736
    MOMENTIVE GLOBAL INC. (MNTV) 6,207.000 SHARES 131,278 131,278
    MUELLER INDUSTRIES, INC. (MLI) 4,302.000 SHARES 255,367 255,367
    MUELLER WATER PRODUCTS, INC. (MWA) 8,699.000 SHARES 125,266 125,266
    NUTANIX, INC. (NTNX) 4,924.000 SHARES 156,879 156,879
    P/F BAKKAFROST (BKFKF) 3,625.000 SHARES 240,046 240,046
    PACIRA BIOSCIENCES, INC. (PCRX) 1,621.000 SHARES 97,536 97,536
    PALO ALTO NETWORKS, INC. (PANW) 343.000 SHARES 190,969 190,969
    PELOTON INTERACTIVE, INC. (PTON) 2,550.000 SHARES 91,188 91,188
    PENTAIR PLC (PNR) 3,042.000 SHARES 222,157 222,157
    ROPER INDUSTRIES INC (ROP) 226.000 SHARES 111,160 111,160
    SCHNEIDER ELECTRIC SA (SBGSF) 2,169.000 SHARES 425,536 425,536
    SPLUNK INC. (SPLK) 1,315.000 SHARES 152,172 152,172
    SSE PLC (SSE.L) 10,245.000 SHARES 228,473 228,473
    STANTEC INC (STN) 2,871.000 SHARES 161,356 161,356
    STERICYCLE, INC. (SRCL) 2,232.000 SHARES 133,116 133,116
    SWEETGREEN, INC. (SG) 4,161.000 SHARES 133,152 133,152
    TE CONNECTIVITY LTD. (TEL) 1,195.000 SHARES 192,801 192,801
    TELEDYNE TECHNOLOGIES INCORPORATED (TDY) 309.000 SHARES 134,999 134,999
    TETRA TECH INC (TTI) 808.000 SHARES 137,198 137,198
    THE TIMKEN COMPANY (TKR) 2,458.000 SHARES 170,315 170,315
    THERMO FISHER SCIENTIFIC INC (TMO) 589.000 SHARES 393,004 393,004
    TRANSDIGM GROUP INCORPORATED (TDG) 154.000 SHARES 97,987 97,987
    TRIMBLE INC (TRMB) 3,422.000 SHARES 298,364 298,364
    TWITTER, INC. (TWTR) 2,300.000 SHARES 99,406 99,406
    U.S. BANCORP 6.500% PFD (USB+M) 19,360.000 SHARES 484,000 484,000
    ULTA BEAUTY, INC. (ULTA) 328.000 SHARES 135,248 135,248
    VAIL RESORTS, INC. (MTN) 330.000 SHARES 108,207 108,207
    VERISK ANALYTICS INC (VRSK) 1,132.000 SHARES 258,922 258,922
    VESTAS WIND SYSTEMS A/S (VWS.CO) 3,044.000 SHARES 93,125 93,125
    VONOVIA SE (VNA.DE) 2,439.000 SHARES 134,568 134,568
    VROOM, INC. (VRM) 6,044.000 SHARES 65,215 65,215
    XYLEM INC (XYL) 1,500.000 SHARES 179,880 179,880
    ZENDESK, INC. (ZEN) 880.000 SHARES 91,775 91,775

    TY 2021 InvestmentsGovtObligationsSch
    Name:
    THE SIDNEY E FRANK FOUNDATION
     
    C/O PKF O'CONNOR DAVIES LLP
    EIN:
    20-6383779
    US Government Securities - End of Year Book Value:

    17,682,267
    US Government Securities - End of Year Fair Market Value:

    17,682,267
    State & Local Government Securities - End of Year Book Value:


    2,732,806
    State & Local Government Securities - End of Year Fair Market Value:


    2,732,806


    TY 2021 InvestmentsOtherSchedule2
    Name:
    THE SIDNEY E FRANK FOUNDATION
     
    C/O PKF O'CONNOR DAVIES LLP
    EIN:
    20-6383779
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    AEOLUS PROPERTY CATASTROPHE KEYSTONE PF FUND, L.P. FMV 77,260 77,260
    AKRE FOCUS FD INST (AKRIX) 283,704.602 SHARES FMV 18,778,408 18,778,408
    ALTOR FUND III (NO. 2), L.P. FMV 619,461 619,461
    ALTOR FUND IV (NO. 1), AB FMV 2,500,616 2,500,616
    ALTOR FUND V (NO. 1), AB FMV 1,442,409 1,442,409
    AMANSA FEEDER, LTD. FMV 144,890 144,890
    BAIN CAPITAL EUROPE FUND III, L.P. FMV 72,758 72,758
    BLACKSTONE ALTERNATIVE MULTI-STRATEGY FUND CLASS I (BXMIX) 8,373.580 SHARES FMV 88,760 88,760
    BROOKSIDE CAYMAN, LTD. FMV 1,793 1,793
    CERBERUS INTERNATIONAL SPV, LTD. FMV 25,473 25,473
    CVC EUROPEAN EQUITY PARTNERS V FMV 144,156 144,156
    D.E. SHAW OCULUS INTERNATIONAL FUND FMV 1,774,111 1,774,111
    D1 CAPITAL PARTNERS OFFSHORE, L.P. FMV 9,353,112 9,353,112
    DODGE & COX INTL STOCK FUND (DODFX) 10,441.231 SHARES FMV 493,766 493,766
    DODGE & COX STOCK FUND (DODGX) 1,275.288 SHARES FMV 312,777 312,777
    DYNAMO BRASIL VIII, LLC FMV 85,270 85,270
    EATON VANCE FLOATING RATE FD (EIBLX) 43,372.747 SHARES FMV 381,680 381,680
    EDGEWOOD GROWTH FD INSTL (EGFIX) 308,642.112 SHARES FMV 18,669,761 18,669,761
    ELLIOT INTERNATIONAL, LTD. FMV 17,986,368 17,986,368
    ENERGY CAPITAL PARTNERS II-B, L.P. FMV 325,161 325,161
    EP LIFE SCIENCES, LTD. FMV 7,321,909 7,321,909
    EP MFF LTD FMV 6,658,765 6,658,765
    EP SCF LTD FMV 2,189,109 2,189,109
    EP TFF LTD FMV 4,462,325 4,462,325
    FARALLON CAPITAL INSTITUTIONAL PARTNERS, L.P. FMV 63,735 63,735
    FHLMC C9 1366 4.500% DUE 2031 78,092.370 QUANTITY FMV 84,734 84,734
    FHLMC G6 0081 4.000% DUE 2045 74,787.706 QUANTITY FMV 82,403 82,403
    FHLMC QN 3609 2.000% DUE 2035 208,906.123 QUANTITY FMV 214,988 214,988
    FHLMC RB 5095 2.000% DUE 2041 209,597.137 QUANTITY FMV 213,424 213,424
    FHLMC SB 8078 1.500% DUE 2035 216,641.860 QUANTITY FMV 217,778 217,778
    FNMA PAL7277 3.500% DUE 2028 34,800.388 QUANTITY FMV 36,738 36,738
    FNMA PBM4123 3.000% DUE 2030 99,724.855 QUANTITY FMV 105,295 105,295
    FNMA PBM5381 3.000% DUE 2028 95,075.976 QUANTITY FMV 100,007 100,007
    FNMA PCA5461 2.500% DUE 2035 63,598.780 QUANTITY FMV 66,022 66,022
    FNMA PFM3836 1.500% DUE 2035 67,103.250 QUANTITY FMV 67,433 67,433
    FNMA PMA4228 1.500% DUE 2036 202,594.863 QUANTITY FMV 203,597 203,597
    FORMATION8 PARTNERS FUND II, L.P. FMV 2,081,612 2,081,612
    FR XII-A PARALLEL VEHICLE, L.P. FMV 136,209 136,209
    GAOLING FEEDER, LTD. FMV 1,403,628 1,403,628
    GENERATION IM FUND PLC. FMV 27,966,398 27,966,398
    GLP CAPITAL PARTNERS IV-A LP FMV 812,326 812,326
    HARDING LOEVNER INTL EQUITY (HLMIX) 16,262.993 SHARES FMV 489,028 489,028
    HIG BAYSIDE DEBT & LBO FUND II, L.P. FMV 339,117 339,117
    HIG CAPITAL PARTNERS VI, L.P. FMV 139,055 139,055
    HIG MIDDLE MARKET LBO FUND II, L.P. FMV 2,715,835 2,715,835
    HIG MIDDLE MARKET LBO FUND III, L.P. FMV 539,558 539,558
    IMPILO, AB FMV 4,147,549 4,147,549
    INSTITUTIONAL DISTRESSED OPPORTUNITIES FUND, LTD. FMV 6,189,823 6,189,823
    IRONWOOD INTERNATIONAL, LTD. FMV 910,711 910,711
    JPMORGAN STRATEGIC INCOME OPPTY I (JSOSX) 3,560.270 SHARES FMV 40,979 40,979
    KHOSLA VENTURES III, L.P. FMV 1,173,877 1,173,877
    KING STREET CAPITAL, LTD. FMV 6,681 6,681
    LAZARD EMRG MKTS EQUITY (LZEMX) 16,090.762 SHARES FMV 291,565 291,565
    LBC CREDIT PARTNERS V FEEDER, LP FMV 2,738,050 2,738,050
    LBC FEEDER FUND IV, L.P. FMV 1,512,027 1,512,027
    LEGACY VENTURE IX, LLC FMV 5,908,966 5,908,966
    LEGACY VENTURE V (QP), LLC FMV 7,387,424 7,387,424
    LEGACY VENTURE VIII, LLC FMV 9,692,503 9,692,503
    LONE CASCADE, L.P. FMV 16,325,777 16,325,777
    LOOMIS SAYLES INVESTMENT GRADE BOND FUND CLASS N (LGBNX) 3,719.090 SHARES FMV 41,728 41,728
    MATTHEWS ASIA DIVIDEND FD (MIPIX) 162,696.483 SHARES FMV 3,081,471 3,081,471
    METROPOLITAN WEST TOTAL RETURN (MWTSX) 4,337.086 SHARES FMV 44,368 44,368
    MILLENIUM INTERNATIONAL, LTD. FMV 11,994,356 11,994,356
    NORTH HAVEN REAL ESTATE FUND VII OFFSHORE INVESTORS GLOBAL, L.P. FMV 77,445 77,445
    OCA CMTG, LLC FMV 3,278,370 3,278,370
    OCA OHA CREDIT FUND SEGREGATED PORTFOLIO FMV 7,577,266 7,577,266
    OCA SILVER LAKE V TE, LLC FMV 7,035,059 7,035,059
    OCA TBP VI, LLC FMV 7,286,717 7,286,717
    ODYSSEY INVESTMENT PARTNERS FUND V, L.P. FMV 3,357,645 3,357,645
    ODYSSEY INVESTMENT PARTNERS FUND VI-A, LP FMV 1,164,268 1,164,268
    PATRIA-PRIVATE EQUITY FUND VI FEEDER, L.P. FMV 2,811,513 2,811,513
    PRIME STORAGE FUND III IDF, LP FMV 326,071 326,071
    PROVIDENCE STRATEGIC GROWTH III FMV 5,429,931 5,429,931
    RIVERSTONE/CARLYLE RENEWABLE & ALTERNATIVE ENERGY FUND II, L.P. FMV 16,178 16,178
    SCGE OFFSHORE FUND, L.P. FMV 5,870,018 5,870,018
    SPECIALTY LOAN FUND III, L.P. FMV 48,711 48,711
    STONE RIDGE REINSURANCE RISK (SRRIX) 1,782.354 SHARES FMV 67,462 67,462
    T. ROWE PRICE BLUE CHIP GROWTH FD (TBCIX) 1,688.199 SHARES FMV 300,888 300,888
    TAL CHINA FOCUS FUND FMV 7,334,632 7,334,632
    TCW DIRECT LENDING, LLC FMV 966,750 966,750
    THE RESOLUTE FUND III, L.P. FMV 1,026,795 1,026,795
    TORTOISE MLP & PIPELINE FUND INSTITUTIONAL CLASS (TORIX) 35,753.123 SHARES FMV 401,508 401,508
    TPG ENDOWMENT FUND VI, L.P. FMV 276,180 276,180
    VANGUARD 500 INDEX FD (VFIAX) 1,239.921 SHARES FMV 545,354 545,354
    VANGUARD EXTENDED MARKET INDEX FD (VEXAX) 3,532.266 SHARES FMV 489,925 489,925
    VARDE INVESTMENT PARTNERS (OFFSHORE), LTD. FMV 3,711,077 3,711,077
    VERSUS CAP MULTI MNGR REAL ESTATE INCM FD (VCMIX) 10,988.720 SHARES FMV 333,508 333,508
    VIKING GLOBAL EQUITIES III, LTD. FMV 14,761,476 14,761,476
    VIKING LONG FUND III, LTD. FMV 15,626,991 15,626,991
    VIRGIN GREEN FUND I, L.P. FMV 34,704 34,704
    WCM FOCUSED INTL GROWTH FD (WCMIX) 355,745.349 SHARES FMV 9,847,031 9,847,031
    WHALE ROCK LONG OPPORTUNITIES FUND, LTD. FMV 5,375,798 5,375,798
    WOODLINE OFFSHORE FUND, LTD. FMV 5,224,517 5,224,517

    TY 2021 LegalFeesSchedule
    Name:
    THE SIDNEY E FRANK FOUNDATION
     
    C/O PKF O'CONNOR DAVIES LLP
    EIN:
    20-6383779
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    GENERAL AND ADMINISTRATIVE 53,648 42,151   11,497


    TY 2021 OtherExpensesSchedule
    Name:
    THE SIDNEY E FRANK FOUNDATION
     
    C/O PKF O'CONNOR DAVIES LLP
    EIN:
    20-6383779
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INSURANCE 30,667 0   30,667
    OFFICE EXPENSES 20,348 0   20,348
    OTHER K-1 EXPENSES, NET OF UBI 0 1,562,131   0


    TY 2021 OtherIncomeSchedule2
    Name:
    THE SIDNEY E FRANK FOUNDATION
     
    C/O PKF O'CONNOR DAVIES LLP
    EIN:
    20-6383779
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    OTHER K-1 INCOME, NET OF UBI   -129,330  
    SUBPART F INCOME 0 230,662 0
    GRANT REFUND 10,000   10,000


    TY 2021 OtherIncreasesSchedule
    Name:
    THE SIDNEY E FRANK FOUNDATION
     
    C/O PKF O'CONNOR DAVIES LLP
    EIN:
    20-6383779
    Description Amount
    UNREALIZED GAIN ON INVESTMENTS 9,656,384


    TY 2021 OtherProfessionalFeesSchedule
    Name:
    THE SIDNEY E FRANK FOUNDATION
     
    C/O PKF O'CONNOR DAVIES LLP
    EIN:
    20-6383779
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    BANK AND INVESTMENT 2,110,726 2,110,726   0
    GRANTS ADMINISTRATION 348,065 0   348,065
    FINANCIAL ADMINISTRATION 161,093 0   161,093
    OTHER (MISC) 39,621 0   39,621


    TY 2021 TaxesSchedule
    Name:
    THE SIDNEY E FRANK FOUNDATION
     
    C/O PKF O'CONNOR DAVIES LLP
    EIN:
    20-6383779
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAXES THRU K-1S 0 8,622   0
    STATE UBI TAX 3,411 0   0
    FEDERAL EXCISE TAX 500,000 0   0
    FOREIGN TAX WITHHELD 15,424 15,424   0