Form990-PF


Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0047
2021
Open to Public Inspection
For calendar year 2021, or tax year beginning 01-01-2021 , and ending 12-31-2021
Name of foundation
JOHN SIMON GUGGENHEIM MEMORIAL
FOUNDATION
Number and street (or P.O. box number if mail is not delivered to street address)90 PARK AVENUE - 33RD FLOOR
 
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
NEW YORK, NY10016
A Employer identification number

13-5673173
B Telephone number (see instructions)

(212) 687-4470
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ...
bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$378,546,957
J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books
(b) Net investment
income
(c) Adjusted net
income
(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 1,511,842
2 Check bullet.............
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities... 4,243,216 4,243,216  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 32,103,381
b Gross sales price for all assets on line 6a 136,436,283
7 Capital gain net income (from Part IV, line 2)... 32,103,381
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... 2,619,850 2,178,250  
12 Total. Add lines 1 through 11........ 40,478,289 38,524,847  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 1,248,898 55,326   1,127,007
14 Other employee salaries and wages...... 1,250,821 89,559   1,188,836
15 Pension plans, employee benefits....... 619,246 36,102   980,784
16a Legal fees (attach schedule)......... 16,617 0   18,301
b Accounting fees (attach schedule)....... 52,821 26,411   28,008
c Other professional fees (attach schedule).... 1,761,226 1,595,589   165,637
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... 673,750 65,192   0
19 Depreciation (attach schedule) and depletion... 82,523 4,811  
20 Occupancy.............. 1,246,759 72,686   1,204,864
21 Travel, conferences, and meetings....... 168,842 195   168,647
22 Printing and publications..........        
23 Other expenses (attach schedule)....... 687,123 651,933   943,113
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 7,808,626 2,597,804   5,825,197
25 Contributions, gifts, grants paid....... 9,785,000 9,518,498
26 Total expenses and disbursements. Add lines 24 and 25 17,593,626 2,597,804   15,343,695
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 22,884,663
b Net investment income (if negative, enter -0-) 35,927,043
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2021)
Form 990-PF (2021)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 5,865 800 800
2 Savings and temporary cash investments......... 26,163,624 23,165,268 23,165,268
3 Accounts receivable bullet49,376
Less: allowance for doubtful accounts bullet   16,803 49,376 49,376
4 Pledges receivable bullet247,537
Less: allowance for doubtful accounts bullet   147,339 247,537 247,537
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges.......... 59,805    
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)....... 22,535,524 Click to see attachment36,648,135 36,648,135
c Investments—corporate bonds (attach schedule).......      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 296,901,609 Click to see attachment314,795,590 314,795,590
14 Land, buildings, and equipment: basis bullet1,819,471
Less: accumulated depreciation (attach schedule) bullet1,479,635 422,359 Click to see attachment339,836 339,836
15 Other assets (describe bullet) Click to see attachment20,215,608 Click to see attachment3,300,415 Click to see attachment3,300,415
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 366,468,536 378,546,957 378,546,957
Liabilities 17 Accounts payable and accrued expenses.......... 845,121 889,970
18 Grants payable................. 5,429,000 5,695,502
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet) Click to see attachment10,389,739 Click to see attachment8,891,121
23 Total liabilities (add lines 17 through 22)......... 16,663,860 15,476,593
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions........... 349,187,166 362,276,187
25 Net assets with donor restrictions............ 617,510 794,177
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........    
27 Paid-in or capital surplus, or land, bldg., and equipment fund    
28 Retained earnings, accumulated income, endowment, or other funds    
29 Total net assets or fund balances (see instructions)..... 349,804,676 363,070,364
30 Total liabilities and net assets/fund balances (see instructions). 366,468,536 378,546,957
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
349,804,676
2
Enter amount from Part I, line 27a .....................
2
22,884,663
3
Other increases not included in line 2 (itemize) bulletClick to see attachment
3
135,586
4
Add lines 1, 2, and 3 ..........................
4
372,824,925
5
Decreases not included in line 2 (itemize) bulletClick to see attachment
5
9,754,561
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
363,070,364
Form 990-PF (2021)
Form 990-PF (2021)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b)
How acquired
P—Purchase
D—Donation
(c)
Date acquired
(mo., day, yr.)
(d)
Date sold
(mo., day, yr.)
1 a CAPITAL GAINS PASSED THROUGH FROM INVESTMENTS IN LIMITED PARTNERSHIPS P    
b JPM MORGAN - PUBLICLY TRADED SECURITIES P    
c CHARLES SCHWAB - PUBLICLY TRADED SECURITIES P    
d CASDIN PARTNERS, LTD P    
e KING STREET CAPITAL, LTD P    
AVORO LIFESCIENCES OFFSHORE FUND, LTD. P    
VIKING LONG FUND P    
HUNT LANE CAPITAL FUND, LTD. P    
PALESTRA CAPITAL OFFSHORE FUND, LTD P    
PARTNERS HARRIER FUND P    
PENTWATER MERGER ARBITRAGE FUND LTD P    
HILLHOUSE CHINA VALUE FEEDER, LTD P    
GS VINTAGE FUND V OFFSHORE P    
GS MEZZ PARTNERS 2006 OFFSHORE P    
GS MEZZ PARTNERS V OFFSHORE P    
ASP V P    
MILLENNIUM TECHNOLOGY P    
ODYSSEY PARTNERS IV P    
ROCKEFELLER ACCESS FUND P    
BAIN CAPITAL P    
AEOLUS PROPERTY P    
  P    
(e)
Gross sales price
(f)
Depreciation allowed
(or allowable)
(g)
Cost or other basis
plus expense of sale
(h)
Gain or (loss)
(e) plus (f) minus (g)
a 2,196,560     2,196,560
b 52,696,181   49,260,300 3,435,881
c 18,264,067   14,250,218 4,013,849
d 9,418,060   2,825,280 6,592,780
e 218,874   131,183 87,691
3,000,000   591,649 2,408,351
5,000,000   1,289,881 3,710,119
7,628,728   5,361,310 2,267,418
5,703,271   5,000,000 703,271
4,000,000   3,394,276 605,724
9,370,616   8,500,000 870,616
3,000,000   1,677,627 1,322,373
219,184   8,769 210,415
4,589     4,589
19,676     19,676
4,030     4,030
8,257   5,648 2,609
1,472,050   849,067 622,983
1,279,094   190,901 1,088,193
12,789,138   10,934,647 1,854,491
143,908   62,146 81,762
      0
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69
(j)
Adjusted basis
as of 12/31/69
(k)
Excess of col. (i)
over col. (j), if any
a       2,196,560
b       3,435,881
c       4,013,849
d       6,592,780
e       87,691
      2,408,351
      3,710,119
      2,267,418
      703,271
      605,724
      870,616
      1,322,373
      210,415
      4,589
      19,676
      4,030
      2,609
      622,983
      1,088,193
      1,854,491
      81,762
      0
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
Bracket 2 32,103,381
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ...................
Bracket 3  
Form 990-PF (2021)
Form 990-PF (2021)
Page 4
Part V
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b All other domestic foundations enter 1.39% (0.0139) of line 27b. Exempt foreign organizations enter 4% (0.04) of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 499,386
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 499,386
6 Credits/Payments:
a 2021 estimated tax payments and 2020 overpayment credited to 2021 6a 396,501
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c 160,000
d Backup withholding erroneously withheld ........... 6d 0
7 Total credits and payments. Add lines 6a through 6d.............. 7 556,501
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. Click to see attachment 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 57,115
11 Enter the amount of line 10 to be: Credited to 2022 estimated taxBullet57,115 RefundedBullet 11 0
Part VI-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?.........
4a
Yes
 
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
Yes
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
  • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XIV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletNY
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2021 or the taxable year beginning in 2021? See the instructions for Part XIII.
    If "Yes," complete Part XIII .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 5
    Part VI-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletWWW.GF.ORG
    14
    The books are in care ofbulletTHE FOUNDATION Telephone no.bullet (212) 687-4470

    Located atbullet90 PARK AVENUE - 33RD FLOORNEW YORKNY ZIP+4bullet10016
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2021, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VI-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person? ...........
    1a(1)
     
    No
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person? ..............................
    1a(2)
     
    No
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? ...........
    1a(3)
     
    No
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? ............
    1a(4)
    Yes
     
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)? ......................
    1a(5)
     
    No
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.) ...............
    1a(6)
     
    No
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ..........
    1b
     
    No
    c
    ........bullet
    d
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2021? .............
    1d
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2021, did the foundation have any undistributed income (lines 6d
    and 6e, Part XII) for tax year(s) beginning before 2021?....................
    2a
     
    No
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year? ..............................
    3a
     
    No
    b
    If "Yes," did it have excess business holdings in 2021 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2021.) .....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2021? ..
    4b
     
    No
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 6
    Part VI-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? ..........
    5a(1)
     
    No
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive? ....................
    5a(2)
     
    No
    (3) Provide a grant to an individual for travel, study, or other similar purposes? .............
    5a(3)
    Yes
     
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions ........................
    5a(4)
     
    No
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals? .............
    5a(5)
     
    No
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ........
    5b
     
    No
    c
    .........bullet
    d
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant? .................
    5d
     
     
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract? .............................
    6a
     
    No
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    7a
     
    No
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? .....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .........................
    8
     
    No
    Part VII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position
    (c) Compensation
    (If not paid, enter
    -0-)
    (d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    EDWARD HIRSCH PRESIDENT AND TRUSTEE
    40.00
    606,295 42,062 0
    90 PARK AVENUE
    NEW YORK,NY10016
    ANDRE BERNARD V.P. AND SECRETARY
    40.00
    325,127 78,060 0
    90 PARK AVENUE
    NEW YORK,NY10016
    JULIE R KLEIN C.F.O. AND TREASURER
    40.00
    251,144 38,859 0
    90 PARK AVENUE
    NEW YORK,NY10016
    DR WILLIAM P KELLY CHAIRMAN AND TRUSTEE
    1.00
    0 0 0
    90 PARK AVENUE
    NEW YORK,NY10016
    EMERY BROWN TRUSTEE
    1.00
    0 0 0
    90 PARK AVENUE
    NEW YORK,NY10016
    ROBERT ALLAN CARO TRUSTEE
    1.00
    0 0 0
    90 PARK AVENUE
    NEW YORK,NY10016
    DOROTHY TAPPER GOLDMAN TRUSTEE
    1.00
    0 0 0
    90 PARK AVENUE
    NEW YORK,NY10016
    DWIGHT E LEE TRUSTEE
    1.00
    0 0 0
    90 PARK AVENUE
    NEW YORK,NY10016
    LILI LYNTON TRUSTEE
    1.00
    0 0 0
    90 PARK AVENUE
    NEW YORK,NY10016
    ERIC S MASKIN TRUSTEE
    1.00
    0 0 0
    90 PARK AVENUE
    NEW YORK,NY10016
    STACY SCHIFF TRUSTEE
    1.00
    0 0 0
    90 PARK AVENUE
    NEW YORK,NY10016
    CINDY SHERMAN TRUSTEE
    1.00
    0 0 0
    90 PARK AVENUE
    NEW YORK,NY10016
    ERIC SCHWARTZ TRUSTEE
    1.00
    0 0 0
    90 PARK AVENUE
    NEW YORK,NY10016
    G GABRIELLE STARR TRUSTEE
    1.00
    0 0 0
    90 PARK AVENUE
    NEW YORK,NY10016
    BENJAMIN TAYLOR TRUSTEE
    1.00
    0 0 0
    90 PARK AVENUE
    NEW YORK,NY10016
    SANDRA S WIJNBERG TRUSTEE
    1.00
    0 0 0
    90 PARK AVENUE
    NEW YORK,NY10016
    ELLEN TAAFFE ZWILICH TRUSTEE
    1.00
    0 0 0
    90 PARK AVENUE
    NEW YORK,NY10016
    E WAYNE NORDBERG TRUSTEE
    1.00
    0 0 0
    90 PARK AVENUE
    NEW YORK,NY10016
    ADELE CHATFIELD-TAYLOR TRUSTEE
    1.00
    0 0 0
    90 PARK AVENUE
    NEW YORK,NY10016
    LAWRENCE D BOBO TRUSTEE
    1.00
    0 0 0
    90 PARK AVENUE
    NEW YORK,NY10016
    STEVEN D LAVINE TRUSTEE
    1.00
    0 0 0
    90 PARK AVENUE
    NEW YORK,NY10016
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position
    (c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation
    (e) Expense account,
    other allowances
    MARCUS DIAMOND CHIEF ADVANCEMENT OF
    40.00
    314,962 54,539 0
    90 PARK AVE
    NEW YORK,NY10016
    SUSAN MELLIN DEVELOPMENT OFFICER
    40.00
    210,361 17,725 0
    90 PARK AVE
    NEW YORK,NY10016
    BARBARA GLEASON ASST TREASURER/ASST
    40.00
    108,054 26,716 0
    90 PARK AVE
    NEW YORK,NY10016
    BARBARA ESPOSITO ASST TREASURER/ASST
    40.00
    87,861 44,401 0
    90 PARK AVE
    NEW YORK,NY10016
    KEITH LEWIS PROGRAM MANAGER
    40.00
    100,554 26,879 0
    90 PARK AVE
    NEW YORK,NY10016
    Total number of other employees paid over $50,000...................bullet 7
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 7
    Part VII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    PARTNERS CAPITAL INVESTMENT MANAGEMENT 1,569,759
    1330 AVENUE OF THE AMERICAS
    NEW YORK,NY10019
    HIGHLINE SYSTECH INC IT MANAGEMENT CONSULTANT 214,147
    2 WOOSTER STREET
    NEW YORK,NY10013
    IGNOTUM INC IT DATABASE CONSULTANT 193,669
    125 KETAY DRIVE SOUTH
    NORTHPORT,NY11731
    DEVTEAMSPACE INC IT PROGRAMMING CONSULTANT 148,090
    12130 MILLENNIUM DRIVE
    LOS ANGELES,CA90094
    TYMON MATTOSZKO IT CONSULTANT 96,000
    PO BOX 3472
    NEW YORK,NY10163
    Total number of others receiving over $50,000 for professional services.............bullet1
    Part VIII-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part VIII-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 8
    Part IX
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    340,327,087
    b
    Average of monthly cash balances.......................
    1b
    24,492,278
    c
    Fair market value of all other assets (see instructions)................
    1c
    3,349,791
    d
    Total (add lines 1a, b, and c).........................
    1d
    368,169,156
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    368,169,156
    4
    Cash deemed held for charitable activities. Enter 1.5% (0.015) of line 3 (for greater amount, see
    instructions) .............................
    4
    5,522,537
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. .......
    5
    362,646,619
    6
    Minimum investment return. Enter 5% (0.05) of line 5................
    6
    18,132,331
    Part X
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part IX, line 6..................
    1
    18,132,331
    2a
    Tax on investment income for 2021 from Part V, line 5.......
    2a
    499,386
    b
    Income tax for 2021. (This does not include the tax from Part V.) ...
    2b
    84,220
    c
    Add lines 2a and 2b............................
    2c
    583,606
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    17,548,725
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    17,548,725
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XII, line 1 ...
    7
    17,548,725
    Part XI
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
     
    b
    Program-related investments—total from Part VIII-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part XII, line 4.
    4
     
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 9
    Part XII
    Undistributed Income (see instructions)
    (a)
    Corpus
    (b)
    Years prior to 2020
    (c)
    2020
    (d)
    2021
    1 Distributable amount for 2021 from Part X, line 7 17,548,725
    2 Undistributed income, if any, as of the end of 2021:
    a Enter amount for 2020 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2021:
    a From 2016......  
    b From 2017......  
    c From 2018...... 1,006,305
    d From 2019......  
    e From 2020......  
    f Total of lines 3a through e ........ 1,006,305
    4Qualifying distributions for 2021 from Part
    XI, line 4: bullet$ 15,343,695
    a Applied to 2020, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions).....
    0
    c Treated as distributions out of corpus (Election
    required—see instructions)........
    0
    d Applied to 2021 distributable amount..... 15,343,695
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2021. 1,006,305 1,006,305
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 0
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........
    0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......
    0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........
    0
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............
    0
    f Undistributed income for 2021. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2022 ..........
    1,198,725
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......
    0
    8 Excess distributions carryover from 2016 not
    applied on line 5 or line 7 (see instructions) ...
    0
    9 Excess distributions carryover to 2022.
    Subtract lines 7 and 8 from line 6a ......
    0
    10 Analysis of line 9:
    a Excess from 2017....  
    b Excess from 2018....  
    c Excess from 2019....  
    d Excess from 2020....  
    e Excess from 2021....  
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 10
    Part XIII
    Private Operating Foundations (see instructions and Part VI-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2021, enter the date of the ruling ....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........
    Tax year Prior 3 years (e) Total
    (a) 2021 (b) 2020 (c) 2019 (d) 2018
             
    b 85% (0.85) of line 2a .........          
    c Qualifying distributions from Part XI,
    line 4 for each year listed .....
             
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........
             
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....
             
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)
             
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part IX, line 6 for each year listed ..
             
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....
             
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....
             
    (3) Largest amount of support
    from an exempt organization
             
    (4) Gross investment income          
    Part XIV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
    JOHN SIMON GUGGENHEIM MEMORIAL FDTN
    90 PARK AVENUE
    NEW YORK,NY10016
    (212) 687-4470
    bThe form in which applications should be submitted and information and materials they should include:
    THE FOUNDATION HAS A STANDARD APPLICATION WHICH SPECIFIES THE MATERIAL THE APPLICANT SHOULD SUBMIT FOR HIS/HER FIELD.
    cAny submission deadlines:
    SEPTEMBER 15
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    INDIVIDUALS IN THE U.S.A. AND CANADA
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 11
    Part XIV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    Foundation
    status of
    recipient
    Purpose of grant or
    contribution
    Amount
    Name and address (home or business)
    aPaid during the year
    DEBORAH COEN
    1037 CHAPEL STREET PO BOX 208324
    NEW HAVEN,CT065208324
    NONE I CLIMATES OF EMPIRE: SCIENCE AND THE SPATIAL IMAGINATION IN NINETEENTH-CENTURY EUROPE 49,000
    ANDREA G MCDOWELL
    ONE NEWARK CENTER
    NEWARK,NJ07102
    NONE I WE THE MINERS: SELF-GOVERNMENT IN THE CALIFORNIA GOLD RUSH 50,000
    C JEAN CAMPBELL
    1489 IVERSON STREET NE
    ATLANTA,GA30307
    NONE I PISANELLO'S PARARGA: IMITATIVE PRACTICE AND PICTORIAL PRACTICE IN FIFTEENTH-CENTURY ITALY 50,000
    PAUL FRIEDLAND
    150 VAUGHAN STREET
    PORTLAND,ME04102
    NONE I A WORLD WITHOUT RACE: THE DREAM OF A UNIVERSAL REPUBLIC IN THE REVOLUTIONARY FRENCH CARIBBEAN, 1794-1802 25,000
    ROBIN FROHARDT
    169 SPENCER ST
    BROOKLEN,NY11205
    NONE I DRAMA AND PERFORMANCE ART 20,000
    JOEL F HARRINGTON
    DEPARTMENT OF HISTORY VANDERBILT
    UNIVERSITY
    NASHVILLE,TN37235
    NONE I HANS STADEN AND THE GERMAN COUNTER-NARRATIVE OF NEW WORLD CANNIBALISM 25,000
    ROBERT G MORRISON
    44 LEONARD STREET
    PORTLAND,ME04103
    NONE I AN ECONOMY OF KNOWLEDGE IN THE EASTERN MEDITERRANEAN 25,000
    LAUREN BENTON
    PO BOX 208324
    NEW HAVEN,CT065208324
    NONE I LEGALITIES OF SMALL WARS IN EUROPEAN EMPIRES, 1400-1900 25,000
    IAN BURNEY
    CHSTM 2ND FLOOR SIMON BUILDING
    UNIVERSITY OF MANCHESTER
    MANCHESTER    
    UK
    NONE I A HISTORY OF INNOCENCE: ERLE STANDLEY GARDNER, THE COURT OF LAST RESORT, AND THE PURSUIT OF WRONGFUL CONVICTION IN COLD WAR AMERICA. 27,500
    CATHERINE CONYBEARE
    2448 MEREDITH STREET
    PHILADELPHIA,PA191302522
    NONE I AUGUSTINE THE AFRICAN 25,000
    SUZANNE FARRIN
    695 PARK AVE
    NEW YORK,NY10065
    NONE I MUSIC COMPOSITION 25,000
    ALEXANDER R GALLOWAY
    7-13 WASHINGTON SQUARE NORTH APT
    42B
    NEW YORK,NY10003
    NONE I THE CRYSTALLINE MEDIUM: COMPUTATION AND ITS CONSEQUENCES 50,000
    DANIEL ALEXANDER JONES
    135 W 225TH ST
    BRONX,NY10463
    NONE I DRAMA & PERFORMANCE ART 30,000
    SUZANNE METTLER
    305 BROOKFORD ROAD
    SYRACUSE,NY13224
    NONE I ONE NATION, DIVIDED: HOW POLARIZATION AFFECTS AMERICAN DEMOCRACY, PAST AND PRESENT 50,000
    ELIZABETH CAROLYN MILLER
    ONE SHIELDS AVENUE
    DAVIS,CA95616
    NONE I EXTRACTION ECOLOGIES AND THE LITERATURE OF THE LONG EXHAUSTION, 1830S-1930S 25,000
    ZEENA PARKINS
    40 RENWICK ST FL 4
    NYC,NY10013
    NONE I MUSIC COMPOSITION 30,000
    GERARD PASSANNANTE
    2045 ROSEMOUNT AVE NW
    WASHINGTON,DC20010
    NONE I GOD IS IN THE DETAIL: COSMIC ORDER AND THE SENSE OF SCALE 27,500
    LENA SALAYMEH
    C/O MIDDLE EAST CENTRE 62 WOODSTOCK
    RD
    OXFORD    
    UK
    NONE I REVOLUTIONARY ISLAMIC LAW 27,500
    NOA STEIMATSKY
    136 WEST 123RD STREET APT 4
    NEW YORK,NY10027
    NONE I CINECITT AT WAR: 1942-1950 35,000
    LOTHAR VON FALKENHAUSEN
    405 HILGARD AVENUE
    LOS ANGELES,CA90095
    NONE I THE ECONOMY OF LATE BRONZE AGE CHINA (CA. 1000-250 BCE): ARCHAEOLOGICAL PERSPECTIVES 25,000
    LAWRIE LAWRENCE BALFOUR
    1540 JEFFERSON PARK AVE
    CHARLOTTESVILLE,VA22904
    NONE I IMAGINING FREEDOM: TONI MORRISON AND THE WORK OF WORDS 50,000
    BLITZ BAZAWULE
    1576 CENTRA VILLA DR SW
    ATLANTA,GA30311
    NONE I FILM-VIDEO 30,000
    J STONER BLACKWELL
    ONE COLLEGE DRIVE
    BENNINGTON,VT052016003
    NONE I FINE ARTS 25,000
    SUZANNE HITT BOCANEGRA
    66 GREENE STREET FLOOR 5
    NEW YORK,NY10012
    NONE I FINE ARTS 60,000
    EDYTA M BOJANOWSKA
    100 NEPAS RD
    FAIRFIELD,CT06825
    NONE I EMPIRE AND THE RUSSIAN CLASSICS 30,000
    PIA BORG
    6626 FRANKLIN AVE
    LOS ANGELES,CA90028
    NONE I FILM-VIDEO 27,500
    JENNY BOULLY
    ONE COLLEGE DRIVE
    BENNINGTON,VT05201
    NONE I GENERAL NONFICTION 25,000
    TAYLOR BROOK
    345 LINDEN AVE
    VICTORIA    
    CA
    NONE I MUSIC COMPOSITION 30,000
    AMY NELSON BURNETT
    1901 OAKDALE AVE
    LINCOLN,NE68506
    NONE I THE RELIGIOUS REPUBLIC OF LETTERS: CORRESPONDENCE NETWORKS IN REFORMATION GERMANY 50,000
    ROBERT CAMPANY
    259 BUTTRICK HALL
    NASHVILLE,TN372351806
    NONE I DREAMING AND SELF-CULTIVATION IN CHINA, 300 BCE-800 CE 25,000
    JAMES T CAMPBELL
    450 JANE STANFORD WAY
    STANFORD,CA94305
    NONE I FREEDOM NOW: THE MISSISSIPPI FREEDOM MOVEMENT IN HISTORY AND MEMORY 30,000
    SUZANNE CAPORAEL
    785 MAIN ROAD
    ISLESBORO,ME04848
    NONE I FINE ARTS 60,000
    HECTOR CARRILLO
    610 E N SHERIDAN ROAD UNIT 25A
    CHICAGO,IL60208
    NONE I THE AFTERLIFE OF DOCUMENTS: IDENTITY, MOBILITY, AND THE GENEALOGICAL IMAGINATION 50,000
    ANNE CATTANEO
    348 WEST 36TH ST APT 9
    NEW YORK,NY10018
    NONE I HEINRICH VON KLEIST: AN APPRECIATION FOR AMERICAN READERS 25,000
    SHU LEA CHEANG
    501 WEST 123RD STREET 9E
    NEW YORK,NY10027
    NONE I FINE ARTS 30,000
    DILIP DA CUNHA
    4641 HAZEL AVE
    PHILADELPHIA,PA19143
    NONE I OCEAN OF RAIN 25,000
    JANET DELANEY
    2110 BYRON STREET
    BERKELEY,CA94702
    NONE I PHOTOGRAPHY 30,000
    MICHAEL DICKMAN
    43 MURRAY PLACE
    PRINCETON,NJ08540
    NONE I POETRY 35,000
    YAACOB DWECK
    227 DICKINSON HALL
    PRINCETON,NJ08544
    NONE I RABBINIC REACTIONARIES IN THE SEPHARDIC DIASPORA: NOTES ON A SOCIAL TYPE 25,000
    DYAN ELLIOTT
    7625 N EASTLAKE TERRACE APT 109
    CHICAGO,IL60626
    NONE I THE QUICK AND THE DEAD: THE MEDIEVAL CHURCH AND THE EXHUMATION OF CHRISTIANS 25,000
    MARTI EPSTEIN
    122 BERKSHIRE ST 1B
    CAMBRIDGE,MA02141
    NONE I MUSIC COMPOSITION 25,000
    KATE FLINT
    3501 TROUSDALE PARKWAY THH 355 MC
    0351
    LOS ANGELES,CA900890351
    NONE I THE LONG TODAY: VICTORIAN CULTURE AND ENVIRONMENTAL CHANGE 25,000
    MICHAEL FRANK
    31 W 12TH STREET APT 8E
    NEW YORK,NY10011
    NONE I GENERAL NONFICTION 30,000
    ELLEN FULLMAN
    2430 5TH STREET UNIT N
    BERKELEY,CA94720
    NONE I MUSIC COMPOSITION 30,000
    ELINA GERTSMAN
    23870 DUFFIELD ROAD
    SHAKER HEIGHTS,OH44122
    NONE I WITHDRAWAL AND PRESENCE: VISUALIZING MEDIEVAL ABSTRACTION 50,000
    JEFF GOODELL
    PO BOX 91
    SARATOGA SPRINGS,NY12866
    NONE I GENERAL NONFICTION 30,000
    ROBERT GOODING-WILLIAMS
    4971/1150 AMSTERDAM AVENUE
    NEW YORK,NY10027
    NONE I DU BOIS'S POLITICAL AESTHETICS: THE MORAL PSYCHOLOGY OF WHITE SUPREMACY AND THE ENDS OF BEAUTY 25,000
    ERIC GOTTESMAN
    34 EDGEWOOD AVE
    GREENWICH,CT06830
    NONE I PHOTOGRAPHY 55,000
    GARTH GREENWELL
    148 N BIRCHWOOD AVE
    LOUISVILLE,KY40206
    NONE I FICTION 25,000
    JAMES GRIER
    5860 RIVERSIDE DR E
    WINDSOR    
    CA
    NONE I THE FOUNDATIONS OF MUSICAL LITERACY IN THE MEDIEVAL WEST 800-1100: ORAL AND WRITTEN TRANSMISSION OF EARLY PLAINSONG 25,000
    ANNA GRZYMALA-BUSSE
    3 SUNHILL ST
    PORTOLA VALLEY,CA94028
    NONE I THE MEDIEVAL RELIGIOUS ORIGINS OF THE EUROPEAN STATE 25,000
    TYRELL HABERKORN
    811 EAST MIFFLIN STREET
    MADISON,WI53706
    NONE I DICTATORSHIP ON TRIAL IN THAILAND 25,000
    LEOR HALEVI
    1011 HALCYON AVE
    NASHVILLE,TN37204
    NONE I EVERYDAY SALAFISM IN AN ENTANGLED WORLD: THE SAUDI SPIRIT OF GLOBAL EXCHANGE IN THE CENTURY OF BIN BAZ (D. 1999) 25,000
    JANICE N HARRINGTON
    608 S WRIGHT STREET
    URBANA,IL61801
    NONE I POETRY 27,500
    DAVID HERTZBERG
    668 BROOKSIDE LANE
    SIERRA MADRE,CA91024
    NONE I MUSIC COMPOSITION 20,000
    JOSE-LUIS HURTADO
    4605 BURTON AVE
    ALBUQUERQUE,NM87108
    NONE I MUSIC COMPOSITION 27,500
    CHRISTOPHER JARZYNSKI
    5513 HOOVER STREET
    BETHESDA,MD20817
    NONE I NANOSCALE THERMODYNAMICS BEYOND IDEALIZATIONS 25,000
    STEFFANI JEMISON
    27 LOUIS PLACE
    BROOKLYN,NY11233
    NONE I FINE ARTS 30,000
    LACY M JOHNSON
    6100 MAIN ST MS30
    HOUSTON,TX77005
    NONE I GENERAL NONFICTION 27,500
    OLIVIA JUDSON
    WILHELMSTRASSE 119A
    BERLIN    
    GM
    NONE I DANCE OF ROCK AND LIFE: ENERGY, EVOLUTION, AND THE TRANSFORMATION OF THE EARTH 30,000
    SUSAN JUSTER
    435 S STATE ST
    ANN ARBOR,MI481091003
    NONE I A COMMON GRAVE: A MATERIAL HISTORY OF CATHOLICS IN ENGLISH AMERICA 50,000
    OSMAN KHAN
    2000 BONISTEEL BLVD
    ANN ARBOR,MI48109
    NONE I FINE ARTS 30,000
    STACY KRANITZ
    169 W PARK COURT
    SMITHVILLE,TN37166
    NONE I PHOTOGRAPHY 60,000
    GABRIELLE LAMB
    603 W 148TH ST 2
    NEW YORK,NY10031
    NONE I CHOREOGRAPHY 30,000
    ZOE LEONARD
    HAUSER AND WIRTH
    NEW YORK,NY10021
    NONE I PHOTOGRAPHY 20,000
    ELLEN LESPERANCE
    6037 N MISSISSIPPI AVENUE
    PORTLAND,OR97217
    NONE I FINE ARTS 30,000
    MARK LEVINE
    16 GIBBS CT
    IRVINE,CA92617
    NONE I THE KAKUMA SOUND: REROOTING THE PAST, COMPOSING THE FUTURE 30,000
    YIYUN LI
    48 OAKRIDGE CT
    PRINCETON,NJ08540
    NONE I FICTION 25,000
    ETHAN LIPTON
    59 SUNNYSIDE AVENUE 2
    BROOKLYN,NY11207
    NONE I DRAMA & PERFORMANCE ART 30,000
    STEVE LOCKE
    200 WILLOUGHBY AVE
    BROOKLYN,NY112053802
    NONE I FINE ARTS 25,000
    ANDREJ LUPTAK
    43 MISTRAL LN
    IRVINE,CA92617
    NONE I REGULATION OF THE TRANSCRIPTOME BY LIGHT 50,000
    FRANK J MAGILLIGAN
    9 ABBOTT STREET
    LEBANON,NH03766
    NONE I WATERSHED MOMENTS: SCIENCE, VALUES, AND AMERICAN RIVERS 25,000
    ZIBUOKLE MARTINAITYTE
    620 FORT WASHINGTON AVE 6H
    NEW YORK,NY10040
    NONE I MUSIC COMPOSITION 30,000
    JENNY MCPHEE
    404 RIVERSIDE DRIVE APT 10A
    NEW YORK,NY10025
    NONE I A NEW TRANSLATION OF ELSA MORANTE'S FIRST NOVEL MENZOGNA E SORTILEGIO (1948) 25,000
    REBECCA MEAD
    2 WOODSOME ROAD
    LONDON    
    UK
    NONE I GENERAL NONFICTION 25,000
    RAYMOND MEEKS
    110 SAINT JAMES ST 2
    KINGSTON,NY124010511
    NONE I PHOTOGRAPHY 20,000
    PHILIP METRES
    1 JOHN CARROLL BLVD
    UNIVERSITY HEIGHTS,OH44118
    NONE I POETRY 30,000
    BERNADETTE MEYLER
    559 NATHAN ABBOTT WAY
    STANFORD,CA943058610
    NONE I COMMON LAW ORIGINALISM: THE CONSTITUTION'S CONTESTED MEANINGS 25,000
    ROBERT MILLIS
    9725 DAYTON AVE NORTH
    SEATTLE,WA98103
    NONE I MUSIC COMPOSITION 30,000
    HELEN MIRRA
    15 MUIR BEACH OVERLOOK
    MUIR BEACH,CA94965
    NONE I FINE ARTS 60,000
    GORDON ENNIS MOORE
    6 SPRING ST 5FW
    NEW YORK,NY10012
    NONE I FINE ARTS 30,000
    CYRILLA MOZENTER
    10 CRISTIN COURT
    STONY POINT,NY10980
    NONE I FINE ARTS 30,000
    ANGEL NEVAREZ
    471 VANDERBILT AVENUE 3B
    BROOKLYN,NY11238
    NONE I FINE ARTS 30,000
    AIMEE NEZHUKUMATATHIL
    PO BOX 1848
    UNIVERSITY,MS38677
    NONE I POETRY 25,000
    CELESTE NG
    42 STEARNS STREET
    CAMBRIDGE,MA02138
    NONE I FICTION 50,000
    SIGRID NUNEZ
    25 WEST 13TH STREET
    NEW YORK,NY10011
    NONE I FICTION 60,000
    LISA OLSTEIN
    2206 E 22ND STREET
    AUSTIN,TX78722
    NONE I POETRY 25,000
    CHRIS OTTER
    8429 KILBIRNIE COURT
    DUBLIN,OH43017
    NONE I THE TECHNOSPHERE: A DEEP HUMAN HISTORY 27,500
    CLIFFORD OWENS
    44 WAYNE STREET APT3
    JERSEY CITY,NJ07302
    NONE I FINE ARTS 27,500
    JOSH PACEWICZ
    14 CLAREMONT ROAD
    BARRINGTON,RI028061206
    NONE I ARCHITECTS OF THE DIVIDED STATES: LEGISLATORS, LOBBYISTS, AND ADVOCATES IN POLARIZED TIMES 25,000
    JENNIFER PASTOR
    3444 ASHWOOD AVE
    LOS ANGELES,CA90066
    NONE I FINE ARTS 15,000
    H GLENN PENNY
    280 SCHAEFFER HALL
    IOWA CITY,IA522421409
    NONE I BEYOND COLONIAL QUESTIONS: BEING GERMAN IN GUATEMALA FROM THE 1880S THROUGH THE 1980S 50,000
    NATHANIEL PERSILY
    559 NATHAN ABBOTT WAY
    STANFORD,CA943058610
    NONE I SECURING A DEMOCRATIC DIGITAL FUTURE 50,000
    HELEN PHILLIPS
    550 20TH STREET
    BROOKLYN,NY11218
    NONE I FICTION 60,000
    KIMBERLY K PHILLIPS-FEIN
    1 WASHINGTON PLACE
    NEW YORK,NY10003
    NONE I DEFENDING INEQUALITY: THE AMERICAN BUSINESS TRADITION 50,000
    DAVID A PIETZ
    5433 E FORT LOWELL RD
    TUCSON,AZ85712
    NONE I DEATH AND LIFE ON THE YANGTZE: EXTINCTION, CONSERVATION, AND ENVIRONMENTAL CHANGE IN MODERN CHINA 25,000
    SHAMEL PITTS
    72-11 AUSTIN STREET
    FOREST HILLS,NY11375
    NONE I CHOREOGRAPHY 25,000
    JANA PRIKRYL
    860 E 18TH ST
    BROOKLYN,NY11230
    NONE I POETRY 25,000
    TAHERA QUTBUDDIN
    5844 S STONY ISLAND AVENUE 11H
    CHICAGO,IL60637
    NONE I ?ALI IBN ABI TALIB: LIFE, TEACHINGS, AND ELOQUENCE OF THE SAGE OF ISLAM 25,000
    KAVITA RAMANAN
    182 GEORGE STREET BOX F
    PROVIDENCE,RI02912
    NONE I HIGH-DIMENSIONAL INTERACTING RANDOM PROCESSES 50,000
    ERIC REBILLARD
    GOLDWIN SMITH HALL 120
    ITHACA,NY14850
    NONE I REDESCRIBING THE TRIUMPH OF CHRISTIANITY 25,000
    CAMILLE ROBCIS
    506 PHILOSOPHY HALL
    NEW YORK CITY,NY10027
    NONE I THE GENDER QUESTION: POPULISM, NATIONAL REPRODUCTION, AND THE CRISIS OF REPRESENTATION 25,000
    LAWRENCE ROSENWALD
    10 LOVEWELL ROAD
    WELLESLEY,MA02481
    NONE I TOWARDS A PACIFIST CRITICISM 25,000
    TINA SATTER
    27 BUFFALO FARM ROAD
    GRANVILLE,VT05747
    NONE I DRAMA & PERFORMANCE ART 35,000
    KATY SCHIMERT
    635 EAST 6TH STREET APT 5W
    NEW YORK,NY10009
    NONE I FINE ARTS 25,000
    JEFFREY SCONCE
    501 W GRANT PLACE
    CHICAGO,IL60614
    NONE I PARACOSMIC MEDIA 25,000
    DAVID SEPKOSKI
    810 S WRIGHT ST
    URBANA,IL61801
    NONE I THE POLITICS OF HUMAN NATURE: BIOLOGICAL DETERMINISM FROM SOCIOBIOLOGY TO THE HUMAN GENOME 37,500
    YEVGENIY SHARLAT
    2406 ROBERT DEDMAN DRIVE
    AUSTIN,TX78712
    NONE I MUSIC COMPOSITION 27,500
    MUKUL SHARMA
    11 CAMP BROOK DRIVE
    HANOVER,NH03755
    NONE I UTILIZING CLAY MINERALS TO REMOVE ATMOSPHERIC CARBON DIOXIDE 40,000
    LESLEY A SHARP
    3009 BROADWAY
    NEW YORK,NY10027
    NONE I DYING BEHIND BARS: MALE INMATE CAREGIVERS AND THE PRISON HOSPICE MOVEMENT IN AMERICA 25,000
    ELAINE MCMILLION SHELDON
    856 CHESTER ROAD
    CHARLESTON,WV25302
    NONE I FILM-VIDEO 35,000
    ANNA SHTERNSHIS
    40 EDINBURGH DRIVE
    TORONTO    
    CA
    NONE I LAST YIDDISH HEROES: A LOST AND FOUND ARCHIVE OF THE HOLOCAUST IN THE SOVIET UNION 50,000
    DANNA SINGER
    2414 7TH AVENUE
    TOMS RIVER,NJ08753
    NONE I PHOTOGRAPHY 30,000
    RACHEL LOUISE SNYDER
    4400 MASSACHUSETTS AVE NW
    WASHINGTON,DC20016
    NONE I GENERAL NONFICTION 25,000
    HELEN SOLTERER
    1023 MONMOUTH AVENUE
    DURHAM,NC27701
    NONE I TIMELY FICTIONS: AN EARLY AND MODERN ALMANAC IN FRENCH 25,000
    CAMMIE STAROS
    6178 SPRINGDALE DRIVE
    LOS ANGELES,CA90042
    NONE I FINE ARTS 55,000
    SUSAN STEINBERG
    1832 PAGE STREET 3
    SAN FRANCISCO,CA94117
    NONE I FICTION 25,000
    AL STEINER
    212 33RD STREET
    BROOKLYN,NY11232
    NONE I FILM-VIDEO 25,000
    ANDREW STROMINGER
    JEFFERSON LAB 470 17 OXFORD STREET
    CAMBRIDGE,MA02138
    NONE I RESOLVING THE BLACK HOLE INFORMATION PARADOX 50,000
    LLOYD SUH
    160 WARD PLACE
    SOUTH ORANGE,NJ07079
    NONE I DRAMA & PERFORMANCE ART 25,000
    CATHERINE SULLIVAN
    915 EAST 60TH STREET
    CHICAGO,IL60637
    NONE I FILM-VIDEO 55,000
    LARRY TOWELL
    RR 1
    BOTHWELL    
    CA
    NONE I PHOTOGRAPHY 30,000
    PATRICIA TREIB
    295 CARROLL STREET APT 3
    BROOKLYN,NY11231
    NONE I FINE ARTS 60,000
    VICTORIA-IDONGESIT UDONDIAN
    303W 111TH STREET 5C
    NEW YORK,NY10026
    NONE I FINE ARTS 20,000
    RICK VALELLY
    517 ELM AVENUE
    SWARTHMORE,PA19081
    NONE I UNCLE SAM'S CLOSET: LESBIAN AND GAY ENFRANCHISEMENT AND THE AMERICAN STATE 50,000
    CHRIS E VARGAS
    516 HIGH STREET
    BELLINGHAM,WA98225
    NONE I FINE ARTS 27,500
    SHANNON WALSH
    1275 PACIFIC STREET APT 1803
    VANCOUVER    
    CA
    NONE I FILM-VIDEO 55,000
    STEPHANIE WANG-BREAL
    73 3RD PLACE APT 1
    BROOKLYN,NY11231
    NONE I FILM-VIDEO 40,000
    HEGHNAR ZEITLIAN WATENPAUGH
    ROOM 158
    DAVIS,CA95616
    NONE I CITY OF 1001 CHURCHES: ARCHITECTURE, DESTRUCTION, AND PRESERVATION AT A WORLD HERITAGE SITE 50,000
    CAROLINE WEBER
    24 FIFTH AVENUE
    NEW YORK,NY10011
    NONE I SWAN SONG: BELLE EPOQUE SOCIETY AND THE LEGENDS OF LOST TIME 25,000
    MARTIN H WEISSMAN
    1156 HIGH STREET
    SANTA CRUZ,CA95064
    NONE I VISUALIZING PRIMES 25,000
    NOAH WHITEMAN
    5217 SHAFTER AVENUE
    OAKLAND,CA94618
    NONE I MOST DELICIOUS POISON: HOW PLANT TOXINS CHANGED THE WORLD 25,000
    AMY WILENTZ
    111 S NORTON AVE
    LOS ANGELES,CA90004
    NONE I GENERAL NONFICTION 32,500
    PAMELA WOJCIK
    230 DEBARTOLO PERFORMING ARTS
    CENTER
    SOUTHBEND,IN46556
    NONE I UNHOMED: MOBILITY AND PLACELESSNESS IN AMERICAN CINEMA 25,000
    BEN YAGODA
    618 PARRISH ROAD
    SWARTHMORE,PA19081
    NONE I O. HENRY IN NEW YORK 30,000
    AMY ADLER
    9500 GILMAN DRIVE
    LA JOLLA,CA92093
    NONE I FINE ARTS 50,000
    UFUK AKCIGIT
    1126 E 59TH STREET
    CHICAGO,IL60637
    NONE I COUPLING EDUCATION AND INNOVATION POLICIES FOR ECONOMIC GROWTH 50,000
    SAMA ALSHAIBI
    3321 E PIMA STREET
    TUCSON,AZ85716
    NONE I PHOTOGRAPHY 27,000
    PRIYANGA AMARASEKARE
    1707 MALCOLM AVENUE PH 400
    LOS ANGELES,CA90024
    NONE I PREDICTING SPECIES' RESPONSES TO CLIMATE WARMING: FROM CHEMISTRY TO EVOLUTION 50,000
    R LANIER ANDERSON
    450 JANE STANFORD WAY
    STANFORD,CA94305
    NONE I MONTAIGNE AND THE LIFE OF PHILOSOPHY 50,000
    ALI ANOOSHAHR
    8129 VALENTINE AVE
    SEBASTOPOL,CA95472
    NONE I I, JAWHAR: THE RISE OF THE EARLY MODERN WORLD THROUGH A SLAVES EYES 45,000
    EPHRAIM ASILI
    621 WARREN STREET
    HUDSON,NY12534
    NONE I FILM-VIDEO 52,000
    VINCENT BARLETTA
    2600 COLUMBIA STREET APT 209
    PALO ALTO,CA94304
    NONE I THE LAW OF OTHERS: MALIKI FIQH AND COMMUNITY IN EARLY MODERN IBERIA 50,000
    MARISA ANNE BASS
    55 CHERRY STREET
    GUILFORD,CT06437
    NONE I THE MONUMENT'S END: PUBLIC ART AND THE MODERN REPUBLIC 25,000
    LISA BECK
    542 17TH STREET
    BROOKLYN,NY11215
    NONE I FINE ARTS 26,000
    JOSHUA BENNETT
    174 CONGRESS STREET
    BRAINTREE,MA02184
    NONE I SPOKEN WORD: A CULTURAL HISTORY 50,000
    DARA BIRNBAUM
    140 THOMPSON STREET
    NEW YORK,NY100123117
    NONE I FINE ARTS 26,000
    SUZANNE BLOOM
    2520 WHITE OAK DRIVE
    HOUSTON,TX77009
    NONE I PHOTOGRAPHY 30,000
    L M BOGAD
    1779 OXFORD STREET
    BERKELEY,CA94709
    NONE I DISASTROUS THEATRICS: CULTURAL CONFLICT AND CLIMATE CHANGE 50,000
    ADRIANA DARIELLE MEJIA BRISCOE
    17 TWAIN STREET
    IRVINE,CA92617
    NONE I LIGHT, HEAT, AND BUTTERFLIES: ADAPTATIONS OF INSECTS TO A WARMING PLANET 25,000
    A K BURNS
    165 VLY ATWOOD ROAD
    STONE RIDGE,NY12484
    NONE I FINE ARTS 30,000
    CRYSTAL Z CAMPBELL
    5713 GREENVIEW DRIVE
    OKLAHOMA CITY,OK73135
    NONE I FINE ARTS 62,000
    ENRIQUE CHAGOYA
    59 ARROYO WAY
    SAN FRANCISCO,CA94127
    NONE I FINE ARTS 25,000
    CHRISTOPHER J CHANG
    1761 THOUSAND OAKS BLVD
    BERKELEY,CA94707
    NONE I THE INORGANIC FOUNDATIONS OF LIFE: FROM METALS TO METALLOMEDICINES 25,000
    PETER HEWITT CHRISTENSEN
    240 COBBS HILL DRIVE
    ROCHESTER,NY14610
    NONE I THE ARCHITECTURAL PATENT: INVENTING MODERNITY 50,000
    KAMARI CLARKE
    121 KIRKBRIDE CRESCENT
    MAPLE    
    CA
    NONE I PROCURING AND PRODUCING TRUTH: NEW DIGITAL TECHNOLOGIES AND THE POLITICS OF EVIDENCE 50,000
    WILLIAM CORDOVA
    1571 NE 182 STREET
    NORTH MIAMI BEACH,FL33162
    NONE I FINE ARTS 32,000
    KEREN CYTTER
    8740 ELMHURST AVENUE
    ELMHURST,NY11373
    NONE I FILM-VIDEO 31,000
    JULIE NELSON DAVIS
    4807 SPRINGFIELD AVENUE
    PHILADELPHIA,PA19143
    NONE I THE GHOST IN THE BRUSH: IMITATION, HOMAGE, AND FABRICATION IN THE FLOATING WORLD 25,000
    ELIZABETH MARY DELOUGHREY
    12256 LOUISE AVENUE
    LOS ANGELES,CA90066
    NONE I OUTER SPACES: IMAGINING THE ENDS OF THE EARTH 25,000
    DONNACHA DENNEHY
    171 WESTCOTT ROAD
    PRINCETON,NJ08540
    NONE I MUSIC COMPOSITION 25,000
    MESMIN DESTIN
    5726 N MAGNOLIA AVENUE
    CHICAGO,IL60660
    NONE I LEVERAGING MULTIPLE INFLUENCES TO SUPPORT THE ACHIEVEMENT AND HEALTH OF MARGINALIZED COLLEGE STUDENTS 25,000
    ARJUN DEY
    3434 N OLSEN AVENUE
    TUCSON,AZ85719
    NONE I THE SPEEDY STARRY MESSENGERS 50,000
    ZOSHA DI CASTRI
    560 RIVERSIDE DRIVE
    NEW YORK,NY10027
    NONE I MUSIC COMPOSITION 26,000
    SUHAS DIGGAVI
    2693 BASIL LANE
    LOS ANGELES,CA90077
    NONE I NEURONAL NETWORK INFORMATION FLOW 30,000
    LUBA DROZD
    717 FRIEL PL
    BROOKLYN,NY11218
    NONE I FINE ARTS 30,000
    TAREK EL-ARISS
    15 COLLEGE ST
    HANOVER,NH03755
    NONE I WATER ON FIRE: THE MAKING OF A LITERARY SCHOLAR 50,000
    TOMMIE-WAHEED EVANS
    5830 FILBERT STREET
    PHILADELPHIA,PA19139
    NONE I CHOREOGRAPHY 31,000
    LENORE FAHRIG
    1125 COLONEL BY DRIVE
    OTTAWA    
    CA
    NONE I ARE THERE MORE HABITAT-INTERIOR SPECIES IN LANDSCAPES WITH FEW LARGE HABITAT 50,000
    OSCAR E FERNANDEZ
    20 CAMERON ST UNIT 101
    BROOKLINE,MA02445
    NONE I THE MATHEMATICS OF INEQUALITY: A TRANSDISCIPLINARY STUDY OF THE SOCIAL, 25,000
    EMIL FERRIS
    630 HULL TERRACE
    EVANSTON,IL602014421
    NONE I FINE ARTS 62,000
    MAUREEN FLEMING
    6 EAST 2ND STREET
    NEW YORK,NY10003
    NONE I CHOREOGRAPHY 31,000
    EVE FOWLER
    6103 GARRISON DRIVE
    LOS ANGELES,CA90042
    NONE I FINE ARTS 62,000
    IAN FRAZIER
    318 GROVE ST
    MONTCLAIR,NJ070424209
    NONE I GENERAL NONFICTION 65,000
    RICHARD ALLEN FRISHMAN
    PO BOX 1213
    LANGLEY,WA98260
    NONE I PHOTOGRAPHY 31,000
    EDWARD GAUVIN
    4556 PASO CENTRO LANE
    SACRAMENTO,CA95834
    NONE I PIERRE BETTENCOURT: FABLES AND FABULATIONS 30,000
    WILLIAM GIRALDI
    39A BELLIS CIRCLE
    CAMBRIDGE,MA02140
    NONE I GENERAL NONFICTION 50,000
    MICHELLE GRABNER
    1100 EAST BYWATER LANE
    FOX POINT,WI53217
    NONE I FINE ARTS 25,000
    EMILY JOAN GREBLE
    1443 14TH AVE SOUTH
    NASHVILLE,TN37212
    NONE I EUROPES LEGAL FRONTIER: ENCOUNTERS ON THE OTTOMAN BORDERLANDS IN THE NINETEENTH CENTURY 50,000
    KAITLYN GREENIDGE
    40 GLEN STREET
    WESTBOROUGH,MA01581
    NONE I FICTION 25,000
    FARAH JASMINE GRIFFIN
    602 PHILOSOPHY HALL
    NEW YORK,NY10027
    NONE I GENERAL NONFICTION 25,000
    MICHAEL GUBSER
    7155 DARK FOREST DRIVE
    MANASSAS,VA20112
    NONE I LEAVING THE PAST BEHIND 17,333
    DIANA GUERRERO-MACIA
    2640 N WHIPPLE STREET
    CHICAGO,IL60647
    NONE I FINE ARTS 25,000
    CINDY HAHAMOVITCH
    360 STANTON WAY
    ATHENS,GA30606
    NONE I `THAT SAME OLD SNAKE: SLAVES, COOLIES, GUESTWORKERS, AND THE GLOBAL HISTORY OF HUMAN TRAFFICKING IN LABOR 50,000
    JOSEPHINE HALVORSON
    855 COMMONWEALTH AVE
    BOSTON,MA02215
    NONE I FINE ARTS 25,000
    GUANGLEI HONG
    1200 EAST MADISON PARK
    CHICAGO,IL60615
    NONE I ECONOMICALLY VULNERABLE YOUTH DURING THE GREAT RECESSION: RISKS AND PROTECTIONS 50,000
    STEVEN P HOPKINS
    312 SOUTH CHESTER ROAD
    SWARTHMORE,PA19081
    NONE I HER SINGLE BRAID A WRITHING SERPENT: LAMENT, PARTICULAR LOVE, AND THE WORK OF TEARS 16,665
    CHRISTOPHER L HUGGINS
    423 CONVENT AVENUE
    NEW YORK,NY10031
    NONE I CHOREOGRAPHY 62,000
    MITCHELL S JACKSON
    3900 NORTH 30TH STREET UNIT 5
    PHOENIX,AZ85016
    NONE I FICTION 25,000
    ZIG JACKSON
    PO BOX 10843
    SAVANNAH,GA31412
    NONE I PHOTOGRAPHY 52,000
    MICHAEL JANG
    587 NINTH AVENUE
    SAN FRANCISCO,CA94118
    NONE I PHOTOGRAPHY 31,000
    VICTORIA JOHNSON
    549 WEST 123RD STREET
    NEW YORK,NY10027
    NONE I GLORIOUS COUNTRY: NATURE AND NATION IN THE ARTFUL LIFE OF FREDERIC CHURCH 50,000
    REECE JONES
    1482 ALENCASTRE STREET
    HONOLULU,HI96816
    NONE I NOBODY IS PROTECTED: THE BORDER PATROL, THE SUPREME COURT, AND RACIAL PROFILING IN THE UNITED STATES 25,000
    JOAN JUDGE
    21 CHICORA AVENUE
    TORONTO    
    CA
    NONE I CHINA'S MUNDANE REVOLUTION: CHEAP PRINT, VERNACULAR KNOWLEDGE, AND COMMON READING IN THE LONG REPUBLIC, 1894-1955 50,000
    VICKY KALOGERA
    518 CENTRAL AVENUE
    WILMETTE,IL60091
    NONE I STELLAR-MASS BLACK HOLES: SPINNING OR NOT? 50,000
    AMALIA D KESSLER
    1490 ARBOR AVENUE
    LOS ALTOS,CA94024
    NONE I THE PUBLIC ROOTS OF PRIVATE ORDERING: ARBITRATION AND THE REMAKING OF THE MODERN AMERICAN STATE 50,000
    SUNG HWAN KIM
    155 WEST 20TH STREET
    NEW YORK,NY10011
    NONE I FINE ARTS 30,000
    SETH KOVEN
    9 TENBY ROAD
    HAVERTOWN,PA19083
    NONE I CONSCIENCE WARS: CHRISTIANITY AND COERCION IN MODERN BRITAIN AND THE EMPIRE 25,000
    RICHARD KRAFT
    759 COUNTY ROUTE 51
    COXSACKIE,NY12051
    NONE I FILM-VIDEO 25,000
    JESSE KRIMES
    46 W QUEEN LANE
    PHILADELPHIA,PA19144
    NONE I FINE ARTS 62,000
    STEPHEN KUUSISTO
    950 IRVING AVENUE
    SYRACUSE,NY13244
    NONE I EAVESDROPPING: THE POETRY OF BLIND LISTENING 25,000
    JENNIFER LACKEY
    2767 GARRISON AVENUE
    EVANSTON,IL60201
    NONE I CRIMINAL TESTIMONIAL INJUSTICE 25,000
    KEN LIGHT
    121 NORTH GATE HALL
    BERKELEY,CA94720
    NONE I PHOTOGRAPHY 25,000
    SANDRA LIM
    371 HARVARD STREET APT 4C
    CAMBRIDGE,MA02138
    NONE I POETRY 26,000
    KAREN LOFGREN
    2613 PEPPER AVE
    LOS ANGELES,CA90065
    NONE I FINE ARTS 31,000
    IRENE E LUSZTIG
    1156 HIGH STREET
    SANTA CRUZ,CA95064
    NONE I FILM-VIDEO 25,000
    JILL MAGID
    234 CLINTON STREET
    BROOKLYN,NY11201
    NONE I FILM-VIDEO 32,000
    ELIZABETH MALASKA
    6503 SE 45TH AVENUE
    PORTLAND,OR97206
    NONE I FINE ARTS 31,000
    STEPHEN MARC
    521 E MINTON DRIVE
    TEMPE,AZ85282
    NONE I PHOTOGRAPHY 25,000
    ISABELA MARES
    94 EAST ROCK ROAD
    NEW HAVEN,CT06511
    NONE I DEMOCRATIZATION AFTER DEMOCRATIZATION: HOW FIRST WAVE DEMOCRACIES ENDED ELECTORAL CORRUPTION 50,000
    DANIEL MASON
    165 CHARLES MARX WAY
    PALO ALTO,CA94304
    NONE I FICTION 50,000
    ALISON MCALPINE
    6306 1ERE AVENUE
    MONTREAL    
    CA
    NONE I FILM-VIDEO 31,000
    ATIF MIAN
    119 FITZRANDOLPH ROAD
    PRINCETON,NJ08540
    NONE I INEQUALITY AND THE MACROECONOMY 50,000
    HELEN MOLESWORTH
    1227 SOUTH CURSON AVE
    LOS ANGELES,CA90019
    NONE I GENERAL NONFICTION 25,000
    ALEXANDRE MORATTO
    3305 MAURICIA AVENUE
    SANTA CLARA,CA95051
    NONE I FILM-VIDEO 62,000
    TRACIE MORRIS
    GRADUATE PROGRAM IN CREATIVE
    WRITING THE UNIVERSITY OF IOWA
    IOWA CITY,IA522421000
    NONE I POETRY 52,000
    KEVIN J MUMFORD
    3740 NORTH HALSTED
    CHICAGO,IL60613
    NONE I THE STRANGE CAREER OF HATE: A HISTORY OF BIAS CRIME AND THE POLITICS OF DIVERSITY 25,000
    JOSE OME NAVARRETE MAZATL
    44 GOUGH STREET
    SAN FRANCISCO,CA94103
    NONE I CHOREOGRAPHY 32,000
    CHON NORIEGA
    102 EAST MELNITZ
    LOS ANGELES,CA900951622
    NONE I DESTRUCTIVIST MANIFESTO: THE ART OF RAPHAEL MONTANEZ ORTIZ 25,000
    KEVIN LEWIS O'NEILL
    170 ST GEORGE STREET OFFICE 230
    TORONTO    
    CA
    NONE I TRANSNATIONAL CLERICAL SEXUAL ABUSE 25,000
    NKEIRU OKOYE
    11 TURTLE ROCK CT
    NEW PALTZ,NY12561
    NONE I MUSIC COMPOSITION 32,000
    PEPON OSORIO
    360 PELHAM ROAD
    PHILADELPHIA,PA19119
    NONE I FINE ARTS 25,000
    IMANI PERRY
    8107 GLADSTONE ROAD
    GLENSIDE,PA19038
    NONE I BLACKLETTERS AND THE LAW 50,000
    LISA PON
    1111 S GRAND AVE
    LOS ANGELES,CA90015
    NONE I RAPHAEL ET ALIA: AN ANTI-MONOGRAPH 50,000
    GEORGE PROCHNIK
    2 WOODSOME ROAD
    LONDON    
    UK
    NONE I GENERAL NONFICTION 30,000
    LAURENCE RALPH
    63 MCCOSH CIRCLE
    PRINCETON,NJ08540
    NONE I BLACK CARGO: THE LAWS OF FOLKLORE AND THE FOLKLORE IN THE LAW 50,000
    KAMEELAH JANAN RASHEED
    110 NEW YORK AVENUE - 5K
    BROOKLYN,NY11216
    NONE I FINE ARTS 25,000
    TAMARA REYNOLDS
    6444 CURRYWOOD DRIVE
    NASHVILLE,TN37205
    NONE I PHOTOGRAPHY 62,000
    RONIT RICCI
    27 MOZA HAKTANA MEVASSERET
    ZION    
    IS
    NONE I READING BETWEEN THE LINES: INTERLINEAR TRANSLATION IN THE INDONESIAN-MALAY WORLD 50,000
    JONATHAN A RODDEN
    737 MAYFIELD AVENUE
    STANFORD,CA94305
    NONE I THE POLITICAL IMPLICATIONS OF THE RISE OF THE KNOWLEDGE ECONOMY 25,000
    JOHN A ROGERS
    2145 SHERIDAN ROAD
    EVANSTON,IL60208
    NONE I WIRELESS, BIORESORBABLE STIMULATORS AS BIOELECTRONIC MEDICINES 60,000
    JULIA RUDOLPH
    2205 CRANFORD RD
    DURHAM,NC27705
    NONE I THE SEARCH FOR SECURITY: MORTGAGE, FAIRNESS AND FRAUD IN THE BRITISH EMPIRE 50,000
    VICTORIA SAMBUNARIS
    PO BOX 333
    STOTTVILLE,NY12172
    NONE I PHOTOGRAPHY 31,000
    ERIC W SANDERSON
    2300 SOUTHERN BOULEVARD BRONX
    NEW YORK,NY10460
    NONE I THE WELIKIA ATLAS 50,000
    DEBARATI SANYAL
    1417 PARKER STREET
    BERKELEY,CA94702
    NONE I ARTS OF THE BORDER: VOICES OF DISPLACEMENT AT THE EDGES OF EUROPE 25,000
    REBECCA SCHNEIDER
    7 SPRING GARDEN ST
    WARWICK,RI02888
    NONE I SHOALING IN THE SEA OF HISTORY: LITTORAL DANCE IN THE WAKE OF SLAVERYS CAPITALISM 25,000
    DREAD SCOTT
    811 CORTELYOU RD APT 3F
    BROOKLYN,NY11218
    NONE I FINE ARTS 31,000
    JAMES SIENA
    249 BROOME STREET APT 27
    NEW YORK,NY10002
    NONE I FINE ARTS 50,000
    ANNIE SILVERSTEIN
    11408 HUNTERS LANE
    AUSTIN,TX78753
    NONE I FILM-VIDEO 31,000
    HELEN SIMONEAU
    1383 DEAN STREET
    BROOKLYN,NY11216
    NONE I CHOREOGRAPHY 31,000
    JANE SOUTH
    200 WILLOUGHBY AVENUE
    BROOKLYN,NY11205
    NONE I FINE ARTS 25,000
    WENDELL STEAVENSON
    3A RUE DE RIVOLI
    LOCQUIREC    
    FR
    NONE I GENERAL NONFICTION 60,000
    BETH STEPHENS
    310 ANDOVER ST
    SAN FRANCISCO,CA94110
    NONE I FILM-VIDEO 62,000
    BILL SULLIVAN
    42 HUDSON STREET
    NEW YORK,NY10013
    NONE I PHOTOGRAPHY 27,000
    ROBERT SULLIVAN
    1730 N 5TH STREET
    PHILADELPHIA,PA19122
    NONE I GENERAL NONFICTION 30,000
    HELEN SUNG
    76-66 AUSTIN STREET
    FOREST HILLS,NY11375
    NONE I MUSIC COMPOSITION 62,000
    RON TARVER
    630 SPRING AVE
    ELKINS PARK,PA19027
    NONE I PHOTOGRAPHY 26,000
    MICHELLE TEA
    301 NORTH KENWOOD STREET
    GLENDALE,CA91206
    NONE I GENERAL NONFICTION 30,000
    CRAIG TEICHER
    12 STANFORD COURT
    WEST ORANGE,NJ07052
    NONE I POETRY 50,000
    ROBERTO JOS TEJADA
    3581 CULLEN BOULEVARD SCIENCE
    BUILDING BLDG 502 ROOM 121
    HOUSTON,TX77204
    NONE I POETRY 50,000
    F AKIF TEZCAN
    8975 CLIFFRIDGE AVENUE
    LA JOLLA,CA92037
    NONE I POLYMER-INTEGRATED PROTEIN CRYSTALS: A NEW CLASS OF FUNCTIONAL MATERIALS 50,000
    JORGE THIELEN ARMAND
    66-499 SOPHIA CRES
    LONDON    
    CA
    NONE I FILM-VIDEO 30,000
    TOURMALINE
    4 WORLD TRADE CENTER 150 GREENWICH
    STREET
    NEW YORK,NY10006
    NONE I FILM-VIDEO 62,000
    JAMES TWEEDIE
    130 NW 58TH ST
    SEATTLE,WA98107
    NONE I DESIGN IN THE CLASSICAL HOLLYWOOD STUDIOS 25,000
    RODRIGO VALENZUELA
    1826 WEST 45TH
    LOS ANGELES,CA90062
    NONE I PHOTOGRAPHY 52,000
    LAURA VAN DEN BERG
    1200 S OAK
    SANFORD,FL32771
    NONE I FICTION 25,000
    CHRIS VERENE
    481 HARMAN ST
    BROOKLYN,NY11237
    NONE I PHOTOGRAPHY 26,000
    ELIO VILLAFRANCA
    3840 GREYSTONE AVENUE
    BRONX,NY10463
    NONE I MUSIC COMPOSITION 62,000
    CONNIE VOISINE
    PO BOX 30001
    LAS CRUCES,NM88003
    NONE I POETRY 26,000
    ROSLYN WEISS
    581 WINNE AVENUE
    ORADELL,NJ07649
    NONE I JUSTICE IN PLATO'S REPUBLIC: THE LESSONS OF BOOK I 25,000
    TISA WENGER
    409 PROSPECT STREET
    NEW HAVEN,CT06511
    NONE I HOW SETTLER COLONIALISM MADE AMERICAN RELIGION 25,000
    CHRISTOPHER WILLIAMS
    552 WEST 174TH STREET
    NEW YORK,NY10033
    NONE I CHOREOGRAPHY 30,000
    PETER B WILLIAMS
    109 ROCKINGHAM DRIVE
    WILMINGTON,DE19803
    NONE I FINE ARTS 60,000
    PATRICK C M WONG
    THE CHINESE UNIVERSITY OF HONG KONG
    ROOM G03
    SHA TIN    
    HK
    NONE I THE GENETIC BIASING HYPOTHESIS OF LANGUAGE EVOLUTION 50,000
    MARK WUNDERLICH
    169 ROUTE 385
    CATSKILL,NY12414
    NONE I POETRY 25,000
    PAUL YOON
    14 TROTTER LANE
    POUGHKEEPSIE,NY12603
    NONE I FICTION 25,000
    NINA C YOUNG
    120 CABRINI BLVD APT 62
    NEW YORK,NY10033
    NONE I MUSIC COMPOSITION 30,000
    JAKE YUZNA
    1770 HENNEPIN AVE
    MINNEAPOLIS,MN55403
    NONE I FILM-VIDEO 22,000
    TARA ZAHRA
    1126 E 59TH STREET MAILBOX 85
    CHICAGO,IL60637
    NONE I AGAINST THE WORLD: DEGLOBALIZATION AND ANTI-GLOBALISM IN INTERWAR EUROPE 25,000
    KATE ZAMBRENO
    1 MEAD WAY
    YONKERS,NY10708
    NONE I GENERAL NONFICTION 30,000
    Total .................................bullet 3a 9,518,498
    bApproved for future payment
    JESSE RODIN
    541 LASUEN MALL
    STANFORD,CA94305
    NONE I GIVING FORM TO FIFTEENTH-CENTURY MUSIC 50,000
    RITA CHIN
    1602 GRANGER AVENUE
    ANN ARBOR,MI48104
    NONE I INVISIBLE LABOR: A HISTORY OF FEMALE MIGRANT DOMESTICS IN POSTCOLONIAL EUROPE 50,000
    JOEL F HARRINGTON
    DEPARTMENT OF HISTORY VANDERBILT
    UNIVERSITY
    NASHVILLE,TN37235
    NONE I HANS STADEN AND THE GERMAN COUNTER-NARRATIVE OF NEW WORLD CANNIBALISM 25,000
    LAUREN BENTON
    PO BOX 208324
    NEW HAVEN,CT065208324
    NONE I LEGALITIES OF SMALL WARS IN EUROPEAN EMPIRES, 1400-1900 25,000
    SUSANNA BERGER
    3915 CLAYTON AVENUE
    LOS ANGELES,CA90027
    NONE I VISUAL EXPERTISE AND THE AESTHETICS OF DECEPTION IN EARLY MODERN ITALY 55,000
    ELIZABETH CAROLYN MILLER
    ONE SHIELDS AVENUE
    DAVIS,CA95616
    NONE I EXTRACTION ECOLOGIES AND THE LITERATURE OF THE LONG EXHAUSTION, 1830S-1930S 25,000
    GERARD PASSANNANTE
    2045 ROSEMOUNT AVE NW
    WASHINGTON,DC20010
    NONE I GOD IS IN THE DETAIL: COSMIC ORDER AND THE SENSE OF SCALE 27,500
    PEGGY SHAW
    65 EAST 4TH STREET APT 1A
    NEW YORK,NY10003
    NONE I DRAMA & PERFORMANCE ART 30,000
    OSCAR CASARES
    8503 GREENFLINT LN
    AUSTIN,TX78759
    NONE I FICTION 55,000
    ANNE CATTANEO
    348 WEST 36TH ST APT 9
    NEW YORK,NY10018
    NONE I HEINRICH VON KLEIST: AN APPRECIATION FOR AMERICAN READERS 25,000
    KATE FLINT
    3501 TROUSDALE PARKWAY THH 355 MC
    0351
    LOS ANGELES,CA900890351
    NONE I THE LONG TODAY: VICTORIAN CULTURE AND ENVIRONMENTAL CHANGE 25,000
    GARTH GREENWELL
    148 N BIRCHWOOD AVE
    LOUISVILLE,KY40206
    NONE I FICTION 25,000
    ANNA GRZYMALA-BUSSE
    3 SUNHILL ST
    PORTOLA VALLEY,CA94028
    NONE I THE MEDIEVAL RELIGIOUS ORIGINS OF THE EUROPEAN STATE 25,000
    TYRELL HABERKORN
    811 EAST MIFFLIN STREET
    MADISON,WI53703
    NONE I DICTATORSHIP ON TRIAL IN THAILAND 25,000
    LEOR HALEVI
    1011 HALCYON AVE
    NASHVILLE,TN37204
    NONE I EVERYDAY SALAFISM IN AN ENTANGLED WORLD: THE SAUDI SPIRIT OF GLOBAL EXCHANGE IN THE CENTURY OF BIN BAZ 25,000
    JANICE N HARRINGTON
    608 S WRIGHT STREET
    URBANA,IL61801
    NONE I POETRY 27,500
    CHRISTOPHER JARZYNSKI
    5513 HOOVER STREET
    BETHESDA,MD20817
    NONE I NANOSCALE THERMODYNAMICS BEYOND IDEALIZATIONS 25,000
    LACY M JOHNSON
    6100 MAIN ST MS30
    HOUSTON,TX77005
    NONE I GENERAL NONFICTION 27,500
    MARK LEVINE
    16 GIBBS CT
    IRVINE,CA92617
    NONE I THE KAKUMA SOUND: REROOTING THE PAST, COMPOSING THE FUTURE 20,000
    ALEXANDRE LUNSQUI
    560 RIVERSIDE DRIVE APT 3C
    NEW YORK,NY10027
    NONE I MUSIC COMPOSITION 55,000
    SHAYLIH MUEHLMANN
    2609 WEST 10TH AVENUE
    VANCOUVER    
    CA
    NONE I WOMEN'S ACTIVISM AGAINST DRUG WAR VIOLENCE 50,000
    JOAN R NAJITA
    950 N CHERRY AVENUE
    TUCSON,AZ85719
    NONE I DIVERSITY AND ORIGINS OF PLANETARY SYSTEMS 50,000
    LISA OLSTEIN
    2206 E 22ND STREET
    AUSTIN,TX78722
    NONE I POETRY 25,000
    SARAH PARCAK
    801 LINWOOD ROAD
    BIRMINGHAM,AL35222
    NONE I SURVIVING COLLAPSE: THE GLOBAL HISTORY OF HUMAN RESILIENCE 50,000
    CAMILLE ROBCIS
    506 PHILOSOPHY HALL
    NEW YORK CITY,NY10027
    NONE I THE GENDER QUESTION: POPULISM, NATIONAL REPRODUCTION, AND THE CRISIS OF REPRESENTATION 25,000
    MELISSA SCHWARTZBERG
    206 EAST 18TH ST
    NEW YORK,NY10003
    NONE I JUDGING DEMOCRACY: JURORS, VOTERS, AND THE CONSTRUCTION OF EQUAL CITIZENS 50,000
    EMILY WILSON
    1017 S 48TH ST
    PHILADELPHIA,PA19143
    NONE I VERSE TRANSLATION OF THE ILIAD 50,000
    PAMELA WOJCIK
    230 DEBARTOLO PERFORMING ARTS
    CENTER
    SOUTHBEND,IN46556
    NONE I UNHOMED: MOBILITY AND PLACELESSNESS IN AMERICAN CINEMA 25,000
    REZ ABBASI
    2098 FREDERICK DOUGLASS BLVD
    NEW YORK,NY10026
    NONE I MUSIC COMPOSITION 62,000
    SAMA ALSHAIBI
    3321 E PIMA STREET
    TUCSON,AZ85716
    NONE I PHOTOGRAPHY 25,000
    ALI ANOOSHAHR
    8129 VALENTINE AVE
    SEBASTOPOL,CA95472
    NONE I I, JAWHAR: THE RISE OF THE EARLY MODERN WORLD THROUGH A SLAVES EYES 5,000
    BRANDON BALLENGEE
    2008 COTEAU RODAIRE HWY
    ARNAUDVILLE,LA70512
    NONE I FINE ARTS 62,000
    ELLEN BASS
    226 YOUNGLOVE AVENUE
    SANTA CRUZ,CA95060
    NONE I POETRY 52,000
    MARISA ANNE BASS
    55 CHERRY STREET
    GUILFORD,CT06437
    NONE I THE MONUMENT'S END: PUBLIC ART AND THE MODERN REPUBLIC 25,000
    LISA BECK
    542 17TH STREET
    BROOKLYN,NY11215
    NONE I FINE ARTS 26,000
    ASHKAN BEHZADI
    707-177 STGEORGE ST
    TORONTO    
    CA
    NONE I MUSIC COMPOSITION 60,000
    WILLIAM BIALEK
    10 BARCLAY ST APT 37B
    NEW YORK,NY10007
    NONE I THE PHYSICS OF LIFE: TAKING THEORY SERIOUSLY 50,000
    DARA BIRNBAUM
    140 THOMPSON STREET
    NEW YORK,NY100123117
    NONE I FINE ARTS 26,000
    ALEXANDRE BLAIS
    2500 BOUL DE LUNIVERSITE
    SHERBROOKE    
    CA
    NONE I CIRCUIT QUANTUM ELECTRODYNAMICS 50,000
    SUZANNE BLOOM
    2520 WHITE OAK DRIVE
    HOUSTON,TX77009
    NONE I PHOTOGRAPHY 30,000
    ADRIANA DARIELLE MEJIA BRISCOE
    17 TWAIN STREET
    IRVINE,CA92617
    NONE I LIGHT, HEAT, AND BUTTERFLIES: ADAPTATIONS OF INSECTS TO A WARMING PLANET 25,000
    A K BURNS
    165 VLY ATWOOD ROAD
    STONE RIDGE,NY12484
    NONE I FINE ARTS 22,000
    KEITH L CAMACHO
    2356 WEST 29TH PLACE
    LOS ANGELES,CA90018
    NONE I STREET CRED: A HISTORY OF SAMOAN GANGS 50,000
    ENRIQUE CHAGOYA
    59 ARROYO WAY
    SAN FRANCISCO,CA94127
    NONE I FINE ARTS 25,000
    CHRISTOPHER J CHANG
    1761 THOUSAND OAKS BLVD
    BERKELEY,CA94707
    NONE I THE INORGANIC FOUNDATIONS OF LIFE: FROM METALS TO METALLOMEDICINES 25,000
    ALEXANDER CHEE
    74 NORTH ROAD
    VERSHIRE,VT05079
    NONE I GENERAL NONFICTION 50,000
    DON MEE CHOI
    IN RESIDENCY IN GERMANY 2021-22
    NA    
    GM
    NONE I POETRY 55,000
    ANDREA COHEN
    74 PEARL STREET
    WATERTOWN,MA02472
    NONE I POETRY 60,000
    JESSICA COHEN
    1460 S LINCOLN ST
    DENVER,CO80210
    NONE I TRANSLATION OF ROSE OF LEBANON 60,000
    WILLIAM CORDOVA
    1571 NE 182 STREET
    NORTH MIAMI BEACH,FL33162
    NONE I FINE ARTS 30,000
    RAUL CORONADO
    140 BRADFORD STREET
    SAN FRANCISCO,CA94110
    NONE I THE EMERGENCE OF THE LATINA/O SELF, 1780-1870: REASON, RIGHTS, PUBLICS,PRESENCE 50,000
    ROBYN CRESWELL
    99 EAST 4TH STREET APT 3D
    NEW YORK,NY10003
    NONE I THE RUINS: ARABIC POETRY IN AN AGE OF EXTREMES 50,000
    KEREN CYTTER
    8740 ELMHURST AVENUE
    ELMHURST,NY11373
    NONE I FILM-VIDEO 31,000
    JULIE NELSON DAVIS
    4807 SPRINGFIELD AVENUE
    PHILADELPHIA,PA19143
    NONE I THE GHOST IN THE BRUSH: IMITATION, HOMAGE, AND FABRICATION IN THE FLOATING WORLD 25,000
    ELIZABETH MARY DELOUGHREY
    12256 LOUISE AVENUE
    LOS ANGELES,CA90066
    NONE I OUTER SPACES: IMAGINING THE ENDS OF THE EARTH 25,000
    DONNACHA DENNEHY
    171 WESTCOTT ROAD
    PRINCETON,NJ08540
    NONE I MUSIC COMPOSITION 25,000
    MESMIN DESTIN
    5726 N MAGNOLIA AVENUE
    CHICAGO,IL60660
    NONE I LEVERAGING MULTIPLE INFLUENCES TO SUPPORT THE ACHIEVEMENT AND HEALTH OF MARGINALIZED COLLEGE STUDENTS 25,000
    ZOSHA DI CASTRI
    560 RIVERSIDE DRIVE
    NEW YORK,NY10027
    NONE I MUSIC COMPOSITION 26,000
    SUHAS DIGGAVI
    2693 BASIL LANE
    LOS ANGELES,CA90077
    NONE I NEURONAL NETWORK INFORMATION FLOW 20,000
    SIMON DOUBLEDAY
    3173 CRESCENT STREET
    ASTORIA,NY11106
    NONE I BETWEEN LAND AND WATER: GALICIA, AN ATLANTIC REALM 50,000
    LUBA DROZD
    717 FRIEL PL
    BROOKLYN,NY11218
    NONE I FINE ARTS 32,000
    TOMMIE-WAHEED EVANS
    5830 FILBERT STREET
    PHILADELPHIA,PA19139
    NONE I CHOREOGRAPHY 31,000
    OSCAR E FERNANDEZ
    20 CAMERON ST UNIT 101
    BROOKLINE,MA02445
    NONE I THE MATHEMATICS OF INEQUALITY: A TRANSDISCIPLINARY STUDY OF THE SOCIAL, ECONOMIC, AND DEMOGRAPHIC DIMENSIONS OF INEQUALITY 25,000
    MAUREEN FLEMING
    6 EAST 2ND STREET
    NEW YORK,NY10003
    NONE I CHOREOGRAPHY 31,000
    RICHARD ALLEN FRISHMAN
    PO BOX 1213
    LANGLEY,WA98260
    NONE I PHOTOGRAPHY 31,000
    LILIAN GARCIA-ROIG
    2504 ARMISTEAD RD
    TALLAHASSEE,FL32308
    NONE I FINE ARTS 50,000
    JOHN S GARRISON
    916 10TH AVENUE
    GRINNELL,IA50112
    NONE I THE PLEASURES OF MEMORY IN SHAKESPEARE 50,000
    EDWARD GAUVIN
    4556 PASO CENTRO LANE
    SACRAMENTO,CA95834
    NONE I PIERRE BETTENCOURT: FABLES AND FABULATIONS 30,000
    DAVID GOLDSTEIN
    10364 ALMAYO AVE
    LOS ANGELES,CA90064
    NONE I CASCADES OF CHANGE: HOW DOMINO EFFECTS SHAPE LANGUAGE 50,000
    MICHELLE GRABNER
    1100 EAST BYWATER LANE
    FOX POINT,WI53217
    NONE I FINE ARTS 25,000
    KAITLYN GREENIDGE
    40 GLEN STREET
    WESTBOROUGH,MA01581
    NONE I FICTION 25,000
    FARAH JASMINE GRIFFIN
    602 PHILOSOPHY HALL
    NEW YORK,NY10027
    NONE I GENERAL NONFICTION 25,000
    MICHAEL GUBSER
    7155 DARK FOREST DRIVE
    MANASSAS,VA20112
    NONE I LEAVING THE PAST BEHIND 34,667
    DIANA GUERRERO-MACIA
    2640 N WHIPPLE STREET
    CHICAGO,IL60647
    NONE I FINE ARTS 25,000
    JOSEPHINE HALVORSON
    855 COMMONWEALTH AVE
    BOSTON,MA02215
    NONE I FINE ARTS 25,000
    SIDNEY R HEMMING
    245 W 104TH ST
    NEW YORK,NY10025
    NONE I THE STATE OF THE ANTARCTIC ICE SHEETS ACROSS THE PLIO-PLEISTOCENE TRANSITION 50,000
    STEVEN P HOPKINS
    312 SOUTH CHESTER ROAD
    SWARTHMORE,PA19081
    NONE I HER SINGLE BRAID A WRITHING SERPENT: LAMENT, PARTICULAR LOVE, AND THE WORK OF TEARS 33,335
    FAREN HUMES
    19240 NW 48TH COURT
    MIAMI,FL33055
    NONE I FILM-VIDEO 62,000
    MITCHELL S JACKSON
    3900 NORTH 30TH STREET UNIT 5
    PHOENIX,AZ85016
    NONE I FICTION 25,000
    LOCHLANN JAIN
    576 CLIPPER STREET
    SAN FRANCISCO,CA94114
    NONE I THE WETNET THAT BIOMEDICINE BUILT: FLUID BONDS IN VACCINE DEVELOPMENT 50,000
    MICHAEL JANG
    587 NINTH AVENUE
    SAN FRANCISCO,CA94118
    NONE I PHOTOGRAPHY 31,000
    REECE JONES
    1482 ALENCASTRE STREET
    HONOLULU,HI96816
    NONE I NOBODY IS PROTECTED: THE BORDER PATROL, THE SUPREME COURT, AND RACIAL PROFILING IN THE UNITED STATES 25,000
    TAYARI JONES
    966 N ORMEWOOD PARK DRIVE
    ATLANTA,GA30316
    NONE I FICTION 50,000
    SUNG HWAN KIM
    155 WEST 20TH STREET
    NEW YORK,NY10011
    NONE I FINE ARTS 32,000
    PAUL J KOSMIN
    155 GARDEN STREET
    CAMBRIDGE,MA02138
    NONE I THE ANCIENT SHORE 50,000
    SETH KOVEN
    9 TENBY ROAD
    HAVERTOWN,PA19083
    NONE I CONSCIENCE WARS: CHRISTIANITY AND COERCION IN MODERN BRITAIN AND THE EMPIRE 25,000
    RICHARD KRAFT
    759 COUNTY ROUTE 51
    COXSACKIE,NY12051
    NONE I FILM-VIDEO 25,000
    EUGENIA KUMACHEVA
    351 HORSHAM AVENUE
    TORONTO    
    CA
    NONE I ACCELERATED DISCOVERY OF ANTICANCER DRUGS USING ARTIFICIAL INTELLIGENCE 50,000
    STEPHEN KUUSISTO
    950 IRVING AVENUE
    SYRACUSE,NY13244
    NONE I EAVESDROPPING: THE POETRY OF BLIND LISTENING 25,000
    JENNIFER LACKEY
    2767 GARRISON AVENUE
    EVANSTON,IL60201
    NONE I CRIMINAL TESTIMONIAL INJUSTICE 25,000
    MIKE LEW
    388 13TH STREET
    BROOKLYN,NY11215
    NONE I DRAMA & PERFORMANCE ART 62,000
    KEN LIGHT
    121 NORTH GATE HALL
    BERKELEY,CA94720
    NONE I PHOTOGRAPHY 25,000
    SANDRA LIM
    371 HARVARD STREET APT 4C
    CAMBRIDGE,MA02138
    NONE I POETRY 26,000
    KAREN LOFGREN
    2613 PEPPER AVE
    LOS ANGELES,CA90065
    NONE I FINE ARTS 31,000
    IRENE E LUSZTIG
    1156 HIGH STREET
    SANTA CRUZ,CA95064
    NONE I FILM-VIDEO 25,000
    SKY MACKLAY
    101 W READ ST 201
    BALTIMORE,MD21201
    NONE I MUSIC COMPOSITION 62,000
    JILL MAGID
    234 CLINTON STREET
    BROOKLYN,NY11201
    NONE I FILM-VIDEO 30,000
    ELIZABETH MALASKA
    6503 SE 45TH AVENUE
    PORTLAND,OR97206
    NONE I FINE ARTS 31,000
    STEPHEN MARC
    521 E MINTON DRIVE
    TEMPE,AZ85282
    NONE I PHOTOGRAPHY 25,000
    MIYA MASAOKA
    455 CENTRAL PARK WEST
    NEW YORK,NY10025
    NONE I MUSIC COMPOSITION 50,000
    ALISON MCALPINE
    6306 1ERE AVENUE
    MONTREAL    
    CA
    NONE I FILM-VIDEO 31,000
    AMIRA MITTERMAIER
    296 DELAWARE AVENUE
    TORONTO    
    CA
    NONE I AN ETHNOGRAPHY OF GOD 50,000
    HELEN MOLESWORTH
    1227 SOUTH CURSON AVE
    LOS ANGELES,CA90019
    NONE I GENERAL NONFICTION 25,000
    KEVIN J MUMFORD
    3740 NORTH HALSTED
    CHICAGO,IL60613
    NONE I THE STRANGE CAREER OF HATE: A HISTORY OF BIAS CRIME AND THE POLITICS OF DIVERSITY 25,000
    SUSAN MURRAY
    239 GREENE STREET 8TH FLOOR
    NEW YORK,NY10003
    NONE I CLOSED CIRCUITS, DISTANT BODIES: A HISTORY OF THE OPERATIONAL, INSTRUCTIONAL AND SURVEILLANCE STRATEGIES OF CCTV 50,000
    JOSE OME NAVARRETE MAZATL
    44 GOUGH STREET
    SAN FRANCISCO,CA94103
    NONE I CHOREOGRAPHY 30,000
    JASON NIEH
    2700 BROADWAY APT 11B
    NEW YORK,NY10025
    NONE I BUILDING A SECURE AND FORMALLY VERIFIED COMMODITY HYPERVISOR 50,000
    CHON NORIEGA
    102 EAST MELNITZ
    LOS ANGELES,CA900951622
    NONE I DESTRUCTIVIST MANIFESTO: THE ART OF RAPHAEL MONTANEZ ORTIZ 25,000
    KEVIN LEWIS O'NEILL
    170 ST GEORGE STREET OFFICE 230
    TORONTO    
    CA
    NONE I TRANSNATIONAL CLERICAL SEXUAL ABUSE 25,000
    NKEIRU OKOYE
    11 TURTLE ROCK CT
    NEW PALTZ,NY12561
    NONE I MUSIC COMPOSITION 30,000
    PEPON OSORIO
    360 PELHAM ROAD
    PHILADELPHIA,PA19119
    NONE I FINE ARTS 25,000
    LAURA OTIS
    537 KILGO CIRCLE
    ATLANTA,GA30322
    NONE I LITERARY INSIGHT INTO SENSORY INTEGRATION: FICTION AS A GUIDE FOR NEUROSCIENTISTS 50,000
    STEVEN PHELPS
    5107 MARTIN AVENUE
    AUSTIN,TX78751
    NONE I THE BIOLOGY OF INTIMACY 50,000
    SETH D POLLAK
    1912 WEST LAWN AVENUE
    MADISON,WI53711
    NONE I THE EMERGENCE OF HUMAN EMOTION 50,000
    BIANCA PREMO
    5971 SW 56TH TERRACE
    SOUTH MIAMI,FL33143
    NONE I THE SMALLEST SUBJECT: HISTORY, MEDICINE AND PERU'S YOUNGEST MOTHER IN THE WORLD 50,000
    GEORGE PROCHNIK
    2 WOODSOME ROAD
    LONDON    
    UK
    NONE I GENERAL NONFICTION 30,000
    KAMEELAH JANAN RASHEED
    110 NEW YORK AVENUE - 5K
    BROOKLYN,NY11216
    NONE I FINE ARTS 25,000
    JONATHAN A RODDEN
    737 MAYFIELD AVENUE
    STANFORD,CA94305
    NONE I THE POLITICAL IMPLICATIONS OF THE RISE OF THE KNOWLEDGE ECONOMY 25,000
    JONO ROTMAN
    628 BAKER STREET
    SAN FRANCISCO,CA94117
    NONE I PHOTOGRAPHY 62,000
    VICTORIA SAMBUNARIS
    PO BOX 333
    STOTTVILLE,NY12172
    NONE I PHOTOGRAPHY 31,000
    IGOR SANTOS
    201 KEDZIE ST
    EVANSTON,IL60202
    NONE I MUSIC COMPOSITION 62,000
    DEBARATI SANYAL
    1417 PARKER STREET
    BERKELEY,CA94702
    NONE I ARTS OF THE BORDER: VOICES OF DISPLACEMENT AT THE EDGES OF EUROPE 25,000
    KANEZA SCHAAL
    967 LAFAYETTE AVENUE
    BROOKLYN,NY11221
    NONE I DRAMA & PERFORMANCE ART 62,000
    REBECCA SCHNEIDER
    7 SPRING GARDEN ST
    WARWICK,RI02888
    NONE I SHOALING IN THE SEA OF HISTORY: LITTORAL DANCE IN THE WAKE OF SLAVERYS CAPITALISM 25,000
    DREAD SCOTT
    811 CORTELYOU RD APT 3F
    BROOKLYN,NY11218
    NONE I FINE ARTS 31,000
    TODD DAVID SHEPARD
    3400 N CHARLES STREET
    BALTIMORE,MD21218
    NONE I AFFIRMATIVE ACTION AND THE END OF EMPIRES: FRANCE, ALGERIA, AND THE RACE QUESTION IN THE ERA OF DECOLONIZATION 50,000
    ANNIE SILVERSTEIN
    11408 HUNTERS LANE
    AUSTIN,TX78753
    NONE I FILM-VIDEO 31,000
    HELEN SIMONEAU
    1383 DEAN STREET APT 4W
    BROOKLYN,NY11216
    NONE I CHOREOGRAPHY 31,000
    CAULEEN SMITH
    128 N SARATOGA STREET
    LOS ANGELES,CA90033
    NONE I FILM-VIDEO 52,000
    JANE SOUTH
    200 WILLOUGHBY AVENUE
    BROOKLYN,NY11205
    NONE I FINE ARTS 25,000
    BILL SULLIVAN
    42 HUDSON STREET
    NEW YORK,NY10013
    NONE I PHOTOGRAPHY 35,000
    ROBERT SULLIVAN
    1730 N 5TH STREET
    PHILADELPHIA,PA19122
    NONE I GENERAL NONFICTION 30,000
    SARAH CAMERON SUNDE
    849 SAINT NICHOLAS AVENUE
    NEW YORK,NY10031
    NONE I DRAMA & PERFORMANCE ART 62,000
    RON TARVER
    630 SPRING AVE
    ELKINS PARK,PA19027
    NONE I PHOTOGRAPHY 26,000
    KEEANGA-YAMAHTTA TAYLOR
    6710 ANDERSON STREEET
    PHILADELPHIA,PA19119
    NONE I AFTER RACISM: BLACK AMERICA AND THE LONG DECADE OF THE NINETEEN EIGHTIES 50,000
    MICHELLE TEA
    301 NORTH KENWOOD STREET
    GLENDALE,CA91206
    NONE I GENERAL NONFICTION 30,000
    JORGE THIELEN ARMAND
    66-499 SOPHIA CRES
    LONDON    
    CA
    NONE I FILM-VIDEO 32,000
    HEATHER ANN THOMPSON
    17731 HAMITLON RD
    DETROIT,MI48203
    NONE I BULLET AND BURN: THE PHILADELPHIA MOVE BOMBING AND LAW AND ORDER AMERICA 50,000
    MELISSA THORNE
    117 4TH STREET
    TROY,NY12180
    NONE I FINE ARTS 52,000
    MICHAEL TONRY
    111 4TH AVENUE NORTH
    MINNEAPOLIS,MN55401
    NONE I THE INFLUENCE OF THE FRONTIER ON AMERICAN CRIMINAL JUSTICE 50,000
    MING TSAO
    FREGESTRA BE 23A
    BERLIN    
    GM
    NONE I MUSIC COMPOSITION 60,000
    JAMES TWEEDIE
    130 NW 58TH ST
    SEATTLE,WA98107
    NONE I DESIGN IN THE CLASSICAL HOLLYWOOD STUDIOS 25,000
    LAURA VAN DEN BERG
    1200 S OAK
    SANFORD,FL32771
    NONE I FICTION 25,000
    CHRIS VERENE
    481 HARMAN ST
    BROOKLYN,NY11237
    NONE I PHOTOGRAPHY 26,000
    CONNIE VOISINE
    PO BOX 30001 1780 E UNIVERSITY AVE
    LAS CRUCES,NM88003
    NONE I POETRY 26,000
    ROSLYN WEISS
    581 WINNE AVENUE
    ORADELL,NJ07649
    NONE I JUSTICE IN PLATO'S REPUBLIC: THE LESSONS OF BOOK I 25,000
    TISA WENGER
    409 PROSPECT STREET
    NEW HAVEN,CT06511
    NONE I HOW SETTLER COLONIALISM MADE AMERICAN RELIGION 25,000
    PAIGE WEST
    1264 AMSTERDAM AVE
    NEW YORK,NY10027
    NONE I AUNTY, A PRAYER FOR THE WORLD 50,000
    CHRISTOPHER WILLIAMS
    552 WEST 174TH STREET
    NEW YORK,NY10033
    NONE I CHOREOGRAPHY 32,000
    MARK WUNDERLICH
    169 ROUTE 385
    CATSKILL,NY12414
    NONE I POETRY 25,000
    PAUL YOON
    14 TROTTER LANE
    POUGHKEEPSIE,NY12603
    NONE I FICTION 25,000
    KATHERINE YOUNG
    120 WILLOW LANE
    DECATUR,GA30030
    NONE I MUSIC COMPOSITION 52,000
    NINA C YOUNG
    120 CABRINI BLVD APT 62
    NEW YORK,NY10033
    NONE I MUSIC COMPOSITION 20,000
    JAKE YUZNA
    1770 HENNEPIN AVE
    MINNEAPOLIS,MN55403
    NONE I FILM-VIDEO 40,000
    TARA ZAHRA
    1126 E 59TH STREET MAILBOX 85
    CHICAGO,IL60637
    NONE I AGAINST THE WORLD: DEGLOBALIZATION AND ANTI-GLOBALISM IN INTERWAR EUROPE 25,000
    KATE ZAMBRENO
    1 MEAD WAY
    YONKERS,NY10708
    NONE I GENERAL NONFICTION 25,000
    GENEVIEVE ZUBRZYCKI
    2020 SHADFORD
    ANN ARBOR,MI48104
    NONE I NATIONALISM AND PHILOSEMITISM: THE JEWISH REVIVAL IN POLAND 50,000
    Total .................................bullet 3b 5,695,502
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 12
    Part XV-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code
    (b)
    Amount
    (c)
    Exclusion code
    (d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments ....          
    3 Interest on savings and temporary cash
    investments ...........
             
    4 Dividends and interest from securities ....          
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income .....          
    8 Gain or (loss) from sales of assets other than
    inventory ............
        18 32,103,381  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue:
    aOTHER INVESTMENT INCOME PASSED THROUGH FROM INVESTMENTS IN LP'S
        14 2,178,250  
    bUNRELATED BUSINESS INCOME PASSED THROUGH FROM INVESTMENTS IN LP'S 900003 441,600      
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e) .. 441,600 38,524,847 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    38,966,447
    (See worksheet in line 13 instructions to verify calculations.)
    Part XV-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow
    Explain below how each activity for which income is reported in column (e) of Part XV-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 13
    Part XVI
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    Firm's EIN SmallBullet
    Firm's address SmallBullet


    Phone no.
    Form 990-PF (2021)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description
    Schedule B
    (Form 990)
    Department of the Treasury
    Internal Revenue Service
    Schedule of Contributors

    Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
    Arrow Bullet Go to www.irs.gov/Form990 for the latest information.
    OMB No. 1545-0047
    2021
    Name of the organization
    JOHN SIMON GUGGENHEIM MEMORIAL
    FOUNDATION
    Employer identification number

    13-5673173
    Organization type (check one):
    Filers of:
    Section:
    Form 990 or 990-EZ






    Form 990-PF




    Check if your organization is covered by the General Rule or a Special Rule.  
    Note: Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
    General Rule
    Special Rules
    ......... Arrow Bullet $  
    Caution: An organization that isn't covered by the General Rule and/or the Special Rules doesn't file Schedule B (Form 990,
    990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its Form 990-EZ
    or on its Form 990PF, Part I, line 2, to certify that it doesn't meet the filing requirements of Schedule B (Form 990,
    990-EZ, or 990-PF).
    For Paperwork Reduction Act Notice, see the Instructions
    for Form 990, 990-EZ, or 990-PF.
    Cat. No. 30613XSchedule B (Form 990) (2021)
    Schedule B (Form 990) (2021) Page 2
    Name of organization
    JOHN SIMON GUGGENHEIM MEMORIAL
    FOUNDATION
    Employer identification number
    13-5673173
    Part I
    Contributors
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.
    (b)
    Name, address, and ZIP + 4
    (c)
    Total contributions
    (d)
    Type of contribution
    1
    ESTATE OF ROTH PHILIP
     
    C/O PERLEY GRIMES CRAMER ANDERSON L
     
    LITCHFIELD, CT067590278

    $ 700,000


    (Complete Part II for noncash contributions.)
    (a)
    No.
    (b)
    Name, address, and ZIP + 4
    (c)
    Total contributions
    (d)
    Type of contribution
    2
    ROBERT DENIRO
     
    C/O BERDON LLP 360 MADISON AVENUE
     
    NEW YORK, NY10017

    $ 180,000


    (Complete Part II for noncash contributions.)
    (a)
    No.
    (b)
    Name, address, and ZIP + 4
    (c)
    Total contributions
    (d)
    Type of contribution
    3
    GILES CONSTABLE
     
    C/O TIAA-CREF 730 THIRD AVENUE
     
    NEW YORK, NY10017

    $ 73,462


    (Complete Part II for noncash contributions.)
    (a)
    No.
    (b)
    Name, address, and ZIP + 4
    (c)
    Total contributions
    (d)
    Type of contribution
    4
    DOROTHY TAPPER GOLDMAN
     
    1070 PARK AVENUE PENTHOUSE EAST
     
    NEW YORK, NY10128

    $ 50,000


    (Complete Part II for noncash contributions.)
    (a)
    No.
    (b)
    Name, address, and ZIP + 4
    (c)
    Total contributions
    (d)
    Type of contribution
    5
    SCHWARTZ FAMILY FOUNDATION ERIC AND ERICA
     
    120 EAST END AVENUE APT 17B
     
    NEW YORK, NY10028

    $ 50,000


    (Complete Part II for noncash contributions.)
    (a)
    No.
    (b)
    Name, address, and ZIP + 4
    (c)
    Total contributions
    (d)
    Type of contribution
    6
    GILLIAM SAMUEL
     
    1900 QUINCY STREET NW
     
    WASHINGTON, DC200115338

    $ 50,000


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990) (2021)
    Name of organization
    JOHN SIMON GUGGENHEIM MEMORIAL
    FOUNDATION
    Employer identification number
    13-5673173
    Part I
    Contributors
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.
    (b)
    Name, address, and ZIP + 4
    (c)
    Total contributions
    (d)
    Type of contribution
    7
    PARK NOBEL
     
    10945 VERANO ROAD
     
    LOS ANGELES, CA90077

    $ 40,000


    (Complete Part II for noncash contributions.)
    (a)
    No.
    (b)
    Name, address, and ZIP + 4
    (c)
    Total contributions
    (d)
    Type of contribution
    8
    JEROLD S KAYDEN
     
    11 CLEMENT CIRCLE
     
    CAMBRIDGE, MA02138

    $ 33,333


    (Complete Part II for noncash contributions.)
    (a)
    No.
    (b)
    Name, address, and ZIP + 4
    (c)
    Total contributions
    (d)
    Type of contribution
    9
    MARGARET W ROSSITER
     
    100 FAIRVIEW SQ 4K
     
    ITHACA, NY14850

    $ 30,000


    (Complete Part II for noncash contributions.)
    (a)
    No.
    (b)
    Name, address, and ZIP + 4
    (c)
    Total contributions
    (d)
    Type of contribution
    10
    CINDY SHERMAN
     
    7 PENN PLAZA 830
     
    NEW YORK, NY10001

    $ 25,000


    (Complete Part II for noncash contributions.)
    (a)
    No.
    (b)
    Name, address, and ZIP + 4
    (c)
    Total contributions
    (d)
    Type of contribution
    11
    STACY SCHIFF
     
    45 EAST 62ND STREET
     
    NEW YORK, NY10065

    $ 20,000


    (Complete Part II for noncash contributions.)
    (a)
    No.
    (b)
    Name, address, and ZIP + 4
    (c)
    Total contributions
    (d)
    Type of contribution
    12
    ESTATE OF FRED ROSEN
     
    C/O HEMENWAY BARNES LLP 75 STATE ST
     
    BOSTON, MA02109

    $ 17,047


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990) (2021)
    Name of organization
    JOHN SIMON GUGGENHEIM MEMORIAL
    FOUNDATION
    Employer identification number
    13-5673173
    Part I
    Contributors
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.
    (b)
    Name, address, and ZIP + 4
    (c)
    Total contributions
    (d)
    Type of contribution
    13
    DWIGHT LEE
     
    434 WEST 20TH STREET 3
     
    NEW YORK, NY10011

    $ 15,995


    (Complete Part II for noncash contributions.)
    (a)
    No.
    (b)
    Name, address, and ZIP + 4
    (c)
    Total contributions
    (d)
    Type of contribution
    14
    THE AARON COPLAND FUND
     
    254 WEST 31ST STREET 15TH FLOOR
     
    NEW YORK, NY10001

    $ 15,000


    (Complete Part II for noncash contributions.)
    (a)
    No.
    (b)
    Name, address, and ZIP + 4
    (c)
    Total contributions
    (d)
    Type of contribution
    15
    BENJAMIN AND DONNA ROSEN
     
    C/O FFO LLC 545 FIFTH AVENUE SUITE
     
    NEW YORK, NY10017

    $ 12,000


    (Complete Part II for noncash contributions.)
    (a)
    No.
    (b)
    Name, address, and ZIP + 4
    (c)
    Total contributions
    (d)
    Type of contribution
    16
    LISA WOLFSON HESS
     
    47 OAKLAND AVENUE
     
    SAG HARBOR, NY11963

    $ 10,588


    (Complete Part II for noncash contributions.)
    (a)
    No.
    (b)
    Name, address, and ZIP + 4
    (c)
    Total contributions
    (d)
    Type of contribution
    17
    JACOFF FOUNDATION RICHARD AND NATALIE
     
    SEVEN TIMES SQUARE 46TH FLOOR
     
    NEW YORK, NY10036

    $ 10,000


    (Complete Part II for noncash contributions.)
    (a)
    No.
    (b)
    Name, address, and ZIP + 4
    (c)
    Total contributions
    (d)
    Type of contribution
    18
    ERIC MASKIN
     
    LITTAUER 312
     
    CAMBRIDGE, MA02138

    $ 10,000


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990) (2021)
    Name of organization
    JOHN SIMON GUGGENHEIM MEMORIAL
    FOUNDATION
    Employer identification number
    13-5673173
    Part I
    Contributors
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.
    (b)
    Name, address, and ZIP + 4
    (c)
    Total contributions
    (d)
    Type of contribution
    19
    COSTEN FOUNDATION FOR THE ART OF TEACHING
     
    12100 WILSHIRE BLVD SUITE 905
     
    LOS ANGELES, CA90025

    $ 5,000


    (Complete Part II for noncash contributions.)
    (a)
    No.
    (b)
    Name, address, and ZIP + 4
    (c)
    Total contributions
    (d)
    Type of contribution
    20
    KELLY WILLIAM & SARAH
     
    425 425 RIVERSIDE DRIVE 13A
     
    NEW YORK, NY10025

    $ 5,000


    (Complete Part II for noncash contributions.)
    (a)
    No.
    (b)
    Name, address, and ZIP + 4
    (c)
    Total contributions
    (d)
    Type of contribution
    21
    OSBORNE MARK
     
    1 LEFURGY TERRACE
     
    HASTINGS ON HUDSON, NY10706

    $ 5,000


    (Complete Part II for noncash contributions.)
    (a)
    No.
    (b)
    Name, address, and ZIP + 4
    (c)
    Total contributions
    (d)
    Type of contribution
    22
    PEASE DONALD
     
    14 WOBAN ROAD
     
    CAANAN, NH03741

    $ 5,000


    (Complete Part II for noncash contributions.)
    (a)
    No.
    (b)
    Name, address, and ZIP + 4
    (c)
    Total contributions
    (d)
    Type of contribution
    23
    PISONI DAVID
     
    3702 EAST REED COURT
     
    BLOOMINGTON, IN47401

    $ 5,000


    (Complete Part II for noncash contributions.)
    (a)
    No.
    (b)
    Name, address, and ZIP + 4
    (c)
    Total contributions
    (d)
    Type of contribution
    24
    THE TAYLOR FAMILY FOUNDATION
     
    2911 TURTLE CREEK BOULEVARD SUITE 3
     
    DALLAS, TX10019

    $ 5,000


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990) (2021)
    Schedule B (Form 990) (2021)
    Page 3
    Name of organization
    JOHN SIMON GUGGENHEIM MEMORIAL
    FOUNDATION
    Employer identification number

    13-5673173
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a)
    No. from Part I
    (b)
    Description of noncash property given
    (c)
    FMV (or estimate)
    (See instructions)
    (d)
    Date received
     
    $    
    (a)
    No. from Part I
    (b)
    Description of noncash property given
    (c)
    FMV (or estimate)
    (See instructions)
    (d)
    Date received
     
    $    
    (a)
    No. from Part I
    (b)
    Description of noncash property given
    (c)
    FMV (or estimate)
    (See instructions)
    (d)
    Date received
     
    $    
    (a)
    No. from Part I
    (b)
    Description of noncash property given
    (c)
    FMV (or estimate)
    (See instructions)
    (d)
    Date received
     
    $    
    (a)
    No. from Part I
    (b)
    Description of noncash property given
    (c)
    FMV (or estimate)
    (See instructions)
    (d)
    Date received
     
    $    
    (a)
    No. from Part I
    (b)
    Description of noncash property given
    (c)
    FMV (or estimate)
    (See instructions)
    (d)
    Date received
     
    $    
    Schedule B (Form 990) (2021)
    Schedule B (Form 990) (2021)
    Page 4
    Name of organization
    JOHN SIMON GUGGENHEIM MEMORIAL
    FOUNDATION
    Employer identification number

    13-5673173
    Part III
    Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
    Use duplicate copies of Part III if additional space is needed.
    (a)
    No. from Part I
    (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I
    (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I
    (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I
    (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    Schedule B (Form 990) (2021)
    Additional Data


    Software ID:  
    Software Version:  

    TY 2021 AccountingFeesSchedule
    Name:
    JOHN SIMON GUGGENHEIM MEMORIAL
     
    FOUNDATION
    EIN:
    13-5673173
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    AUDIT & TAXES 52,821 26,411   28,008

    Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

    TY 2021 DepreciationSchedule
    Name:
    JOHN SIMON GUGGENHEIM MEMORIAL
     
    FOUNDATION
    EIN:
    13-5673173
    Description of Property Date Acquired Cost or Other Basis Prior Years' Depreciation Computation Method Rate /
    Life (# of years)
    Current Year's Depreciation Expense Net Investment Income Adjusted Net Income Cost of Goods Sold Not Included
    COMPUTER EQUIPMENT 2005-01-01 156,496 153,318 SL 3.000000000000 2,120 0    
    LEASEHOLD IMPROVEMENTS 2008-07-01 588,709 222,404 SL 7.000000000000 39,247 0    
    OFFICE FURNITURE 2008-07-01 246,094 199,218 SL 5.000000000000 35,156 0    
    WEBSITE DEVELOPMENT 2008-07-01 828,172 822,172 SL 3.000000000000 6,000 0    

    TY 2021 InvestmentsCorpStockSchedule
    Name:
    JOHN SIMON GUGGENHEIM MEMORIAL
     
    FOUNDATION
    EIN:
    13-5673173
    Name of Stock End of Year Book Value End of Year Fair Market Value
    ABB LIMITED ZUERIC 406,008 406,008
    AMAZON.COM INC 300,091 300,091
    BEIGENE LTD F SPONSORED ADR 1 ADR REPS 13 ORD SHS 302,629 302,629
    BRIDGEBIO PHARMA INC 93,725 93,725
    BROOKFIELD ASSET MGM F CLASS A 339,819 339,819
    CBRE GROUP INC 463,772 463,772
    CHARTER COMMUNICATION 275,131 275,131
    CITIGROUP INC. 294,039 294,039
    CSX CORP 347,875 347,875
    DIAGEO PLC 392,730 392,730
    ERICSSON TELFON NEW 241,595 241,595
    FIDELITY NATL INFO 205,093 205,093
    FISERV INC 257,399 257,399
    GUIDEWIRE SOFTWARE 254,534 254,534
    HUMANA INC 370,160 370,160
    INCYTE CORP 250,881 250,881
    INDUSTRIA DE DISEN 239,053 239,053
    JD COMMON INC 241,391 241,391
    KKR & CO INC 527,386 527,386
    L OREAL 363,266 363,266
    MICROSOFT CORP 439,570 439,570
    RECRUIT HLDGS LTD ORD F 476,291 476,291
    SAP SE 319,857 319,857
    SEAGATE TECHNOLOGY 500,727 500,727
    SHOPIFY INC F CLASS A 303,026 303,026
    SONY GROUP CORP ORDF 200,272 200,272
    T-MOBILE US INC 342,141 342,141
    TRANSDIGM GROUP INC 301,597 301,597
    UBER TECHNOLOGIES INC 276,528 276,528
    UNION PACIFIC CORP 364,543 364,543
    VISA INC CLASS A 280,856 280,856
    Z HLDGS CORP ORDF 429,768 429,768
    LINDE PLC 392,852 392,852
    LOWES COMPANIES INC 127,948 127,948
    META PLATFORMS INC CLASS A 333,996 333,996
    NORDEA BANK AB ORD 383,569 383,569
    PAYPAL HOLDINGS INC. 246,285 246,285
    PELOTON INTERACTIVE INC 120,368 120,368
    SEAGEN INC 238,548 238,548
    SERVICE NOW INC 342,081 342,081
    JPM - SPDR S & P ETF TRUST 12,738,427 12,738,427
    GMO QUALITY FUND IV 11,322,308 11,322,308

    TY 2021 InvestmentsOtherSchedule2
    Name:
    JOHN SIMON GUGGENHEIM MEMORIAL
     
    FOUNDATION
    EIN:
    13-5673173
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    GISP I FMV 59,884 59,884
    TIGER GLOBAL LONG OPPORTUNITIES, LTD. FMV 12,251,142 12,251,142
    AEOLUS PROPERTY FUND, LP FMV 23,196 23,196
    AKO EUROPEAN LONG-ONLY FUND FMV 18,209,941 18,209,941
    ARROWSTREET CAPITAL GLOBAL FUND FMV 15,544,066 15,544,066
    CASDIN PARTNERS OFFSHORE, LTD FMV 8,685,570 8,685,570
    FINANCIAL OPPORTUNITY FUND, LTD. FMV 9,754,672 9,754,672
    HILLHOUSE CHINA VALUE FUND, LTD FMV 8,124,203 8,124,203
    CHINA CORE FUND FEEDER 2 FMV 7,308,872 7,308,872
    BAIN CAP GLOBAL OFFSHORE FMV 13,333,970 13,333,970
    HUNT LANE CAPITAL FUND, LTD FMV 4,209,971 4,209,971
    ISHANA CAPITAL OFFSHORE FUND FMV 7,401,582 7,401,582
    KING STREET CAPITAL, LTD. FMV 524,899 524,899
    LONE STAR FUND XI, LP FMV 3,234,055 3,234,055
    PC CONDOR FD XIV FMV 1,718,220 1,718,220
    PC MERLIN CO-INVEST FD II, LP FMV 588,859 588,859
    ELLIOTT CIC2 INTERMEDIATE B LP FMV 1,109,530 1,109,530
    GEN CATALYST GR XI ENDURANCE LP FMV 442,061 442,061
    GEN CATALYST GR XI IGNITION LP FMV 87,008 87,008
    PARTNERS CAPITAL HARRIER FUND, LTD FMV 22,116,940 22,116,940
    PARTNERS PHOENIX FUND II, LTD FMV 21,276,550 21,276,550
    140 SUMMER PARTNERS OFFSHORE FUND FMV 7,099,576 7,099,576
    PAULSON RE RECOVERY, LP FMV 1,194,092 1,194,092
    PC MERLIN FUND CAYMAN, LP FMV 2,081,140 2,081,140
    RENAISSANCE INSTITUTIONAL EQUITIES FUND, LLC FMV 9,700,126 9,700,126
    ROCKEFELLER ACCESS FUND 06-I, LLC FMV 949,925 949,925
    SHORT-TERM INVESTMENTS FMV 320,957 320,957
    THE CHILDRENS INVESTMENT FUND FMV 18,860,300 18,860,300
    VENBIO SELECT FUND, LTD. FMV 10,201,293 10,201,293
    VIKING LONG FUND III, LTD. FMV 20,001,392 20,001,392
    ALTA PARK FUND OFFSHORE FMV 8,777,997 8,777,997
    EXODUSPOINT PARTNERS FMV 6,479,554 6,479,554
    WALLEYE OPPORTUNITIES FD FMV 9,405,008 9,405,008
    FORTRESS CREDIT OPPOR. FD V FMV 883,218 883,218
    HIDDEN ROAD FMV 2,931,618 2,931,618
    JUNTO OFFSHORE LTD FMV 12,695,951 12,695,951
    ANOMALY CAPITAL INT'L FND FMV 10,488,867 10,488,867
    ATREIDES FOUNDATION FND FMV 9,000,000 9,000,000
    OCTAGON PARTNERS FMV 3,096,391 3,096,391
    PC CONDOR FD XIII FMV 3,158,938 3,158,938
    PRIME FINANCE SPECIAL FMV 506,701 506,701
    PC CONDOR FUND CAYMEN LP FMV 7,361,656 7,361,656
    PERCEPTIVE CREDIT OPPORTUNITIES FMV 3,641,158 3,641,158
    RELATED REAL ESTATE FUND III FMV 921,217 921,217
    SEQUOIA CAPITAL (SCGE OFFSHORE FUND) FMV 9,033,324 9,033,324

    TY 2021 LandEtcSchedule2
    Name:
    JOHN SIMON GUGGENHEIM MEMORIAL
     
    FOUNDATION
    EIN:
    13-5673173
    Category / Item Cost / Other Basis Accumulated Depreciation Book Value End of Year Fair Market Value
    COMPUTER EQUIPMENT 156,496 155,438 1,058  
    LEASEHOLD IMPROVEMENTS 588,709 261,651 327,058  
    OFFICE FURNITURE 246,094 234,374 11,720  
    WEBSITE DEVELOPMENT 828,172 828,172 0  


    TY 2021 LegalFeesSchedule
    Name:
    JOHN SIMON GUGGENHEIM MEMORIAL
     
    FOUNDATION
    EIN:
    13-5673173
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    LEGAL FEES 16,617 0   18,301


    TY 2021 OtherAssetsSchedule
    Name:
    JOHN SIMON GUGGENHEIM MEMORIAL
     
    FOUNDATION
    EIN:
    13-5673173
    Description Beginning of Year - Book Value End of Year - Book Value End of Year - Fair Market Value
    DUE FROM BROKER 20,215,608 3,300,415 3,300,415


    TY 2021 OtherDecreasesSchedule
    Name:
    JOHN SIMON GUGGENHEIM MEMORIAL
     
    FOUNDATION
    EIN:
    13-5673173
    Description Amount
    UNREALIZED LOSS ON INVESTMENTS 9,754,358
    NON-TAXABLE INCOME LOSS 203


    TY 2021 OtherExpensesSchedule
    Name:
    JOHN SIMON GUGGENHEIM MEMORIAL
     
    FOUNDATION
    EIN:
    13-5673173
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    IT AND OFFICE EQUIPMENT 855,357 52,496   800,116
    OFFICE EXPENSES 51,453 2,230   49,247
    PUBLICITY EXPENSE 50,000 0   50,000
    INSURANCE 30,421 1,774   28,647
    MISCELLANEOUS 5,268 0   1,993
    ANNUITY PAYMENTS 13,110 0   13,110
    OTHER DEDUCTIONS RELATED TO PORTFOLIO INCOME PER K-1'S 592,462 592,462   0
    PENSION AND POSTRETIREMENT BENEFIT CHANGES OTHER THAN PERIODIC BENEFIT COSTS -913,919 0   0
    INTEREST EXPENSE 2,971 2,971   0


    TY 2021 OtherIncomeSchedule2
    Name:
    JOHN SIMON GUGGENHEIM MEMORIAL
     
    FOUNDATION
    EIN:
    13-5673173
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    OTHER INVESTMENT INCOME PASSED THROUGH FROM INVESTMENTS IN LP'S 2,178,250 2,178,250 2,178,250
    UNRELATED BUSINESS INCOME PASSED THROUGH FROM INVESTMENTS IN LP'S 441,600   441,600


    TY 2021 OtherIncreasesSchedule
    Name:
    JOHN SIMON GUGGENHEIM MEMORIAL
     
    FOUNDATION
    EIN:
    13-5673173
    Description Amount
    DEFERRED FEDERAL EXCISE TAX 135,586


    TY 2021 OtherLiabilitiesSchedule
    Name:
    JOHN SIMON GUGGENHEIM MEMORIAL
     
    FOUNDATION
    EIN:
    13-5673173
    Description Beginning of Year - Book Value End of Year - Book Value
    DEFERRED EXCISE TAX LIABILITY 1,241,782 1,106,196
    EXCISE TAX PAYABLE 205,279 237,033
    POSTRETIREMENT BENEFIT LIABILITY 4,249,477 4,207,203
    DEFERRED LEASE INCENTIVE 1,016,564 957,582
    PENSION ACCOUNT LIABILITY 3,676,637 2,383,107


    TY 2021 OtherProfessionalFeesSchedule
    Name:
    JOHN SIMON GUGGENHEIM MEMORIAL
     
    FOUNDATION
    EIN:
    13-5673173
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMENT CUSTODY AND ADVISORY FEES 1,583,968 1,583,968   0
    ACTUARY FEES 18,870 1,100   17,770
    OTHER CONSULTANTS 158,388 10,521   147,867


    TY 2021 TaxesSchedule
    Name:
    JOHN SIMON GUGGENHEIM MEMORIAL
     
    FOUNDATION
    EIN:
    13-5673173
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FEDERAL EXCISE TAX 476,220 0   0
    FOREIGN TAX WITHHELD 65,192 65,192   0
    FEDERAL UNRELATED BUSINESS INCOME TAX 92,787 0   0
    NYS UNRELATED BUSINESS INCOME TAX 39,551 0   0