Form990-PF


Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0047
2021
Open to Public Inspection
For calendar year 2021, or tax year beginning 01-01-2021 , and ending 12-31-2021
Name of foundation
CATENA FOUNDATION
 
Number and street (or P.O. box number if mail is not delivered to street address)PO BOX 994
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
CARBONDALE, CO81623
A Employer identification number

81-3783868
B Telephone number (see instructions)

(970) 340-4141
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$397,661,850J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 203,140,593
2 Check bullet.............
3 Interest on savings and temporary cash investments 88 88  
4 Dividends and interest from securities... 3,128,515 3,128,515  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 8,365,899
b Gross sales price for all assets on line 6a 205,856,427
7 Capital gain net income (from Part IV, line 2)... 202,836,496
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 3,198,817 3,198,817  
12 Total. Add lines 1 through 11........ 217,833,912 209,163,916  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 862,413 0   862,413
14 Other employee salaries and wages......        
15 Pension plans, employee benefits....... 38,454 0   38,454
16a Legal fees (attach schedule)......... Click to see attachment 5,890 0   5,890
b Accounting fees (attach schedule)....... Click to see attachment 280,347 0   280,347
c Other professional fees (attach schedule).... Click to see attachment 678,942 425,922   253,020
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment 1,744,033 94,033   0
19 Depreciation (attach schedule) and depletion...      
20 Occupancy.............. 5,830 0   5,830
21 Travel, conferences, and meetings....... 13,724 0   13,724
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 747,033 723,379   23,654
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 4,376,666 1,243,334   1,483,332
25 Contributions, gifts, grants paid....... 23,945,308 23,945,308
26 Total expenses and disbursements. Add lines 24 and 25 28,321,974 1,243,334   25,428,640
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 189,511,938
b Net investment income (if negative, enter -0-) 207,920,582
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2021)
Form 990-PF (2021)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 762,224 151,897 151,897
2 Savings and temporary cash investments......... 20,202,517 117,336,144 117,336,144
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet1,250,000
Less: allowance for doubtful accounts bullet0 2,363,500 Click to see attachment1,250,000 1,250,000
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule).......      
c Investments—corporate bonds (attach schedule).......      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 142,906,122 Click to see attachment278,923,809 278,923,809
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 166,234,363 397,661,850 397,661,850
Liabilities 17 Accounts payable and accrued expenses.......... 896 3,425
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)......... 896 3,425
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions...........    
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........ 0 0
27 Paid-in or capital surplus, or land, bldg., and equipment fund 0 0
28 Retained earnings, accumulated income, endowment, or other funds 166,233,467 397,658,425
29 Total net assets or fund balances (see instructions)..... 166,233,467 397,658,425
30 Total liabilities and net assets/fund balances (see instructions). 166,234,363 397,661,850
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
166,233,467
2
Enter amount from Part I, line 27a .....................
2
189,511,938
3
Other increases not included in line 2 (itemize) bulletClick to see attachment
3
41,913,020
4
Add lines 1, 2, and 3 ..........................
4
397,658,425
5
Decreases not included in line 2 (itemize) bullet
5
0
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
397,658,425
Form 990-PF (2021)
Form 990-PF (2021)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a 1,000 SHARES WALMART STOCK   2021-09-27 2021-09-27
b 520,000 SHARES WALMART STOCK   2021-09-27 2021-09-27
c 7,463 SHARES WALMART STOCK   2021-12-02 2021-12-02
d 91,665 SHARES WALMART STOCK   2021-12-02 2021-12-02
e 144,886 SHARES WALMART STOCK   2021-12-02 2021-12-03
367,090 SHARES WALMART STOCK   2021-12-02 2021-12-03
66,131 SHARES WALMART STOCK   2021-12-02 2021-12-06
35,503 SHARES WALMART STOCK   2021-12-02 2021-12-07
4,233 SHARES WALMART STOCK   2021-12-02 2021-12-08
45,061 SHARES WALMART STOCK   2021-12-02 2021-12-08
20,047 SHARES WALMART STOCK   2021-12-02 2021-12-09
60,687 SHARES WALMART STOCK   2021-12-02 2021-12-09
17,757 SHARES WALMART STOCK   2021-12-02 2021-12-10
14,477 SHARES WALMART STOCK   2021-12-02 2021-12-10
PUBLICLY TRADED SECURITIES      
PUBLICLY TRADED SECURITIES      
NET GAINS FROM PASSTHROUGH P    
CAPITAL GAINS DIVIDENDS P    
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 142,398   284 142,114
b 74,046,790   5 74,046,785
c 1,026,782     1,026,782
d 12,512,227   1 12,512,226
e 19,924,853   1 19,924,852
50,320,220   4 50,320,216
9,180,629   1 9,180,628
4,933,649     4,933,649
583,636     583,636
6,169,500     6,169,500
2,739,966     2,739,966
8,392,636   1 8,392,635
2,463,322     2,463,322
2,034,286     2,034,286
2,000,462   2,044,963 -44,501
1,000,459   974,671 25,788
8,043,617     8,043,617
340,995     340,995
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       142,114
b       74,046,785
c       1,026,782
d       12,512,226
e       19,924,852
      50,320,216
      9,180,628
      4,933,649
      583,636
      6,169,500
      2,739,966
      8,392,635
      2,463,322
      2,034,286
      -44,501
      25,788
      8,043,617
      340,995
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 202,836,496
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Form 990-PF (2021)
Form 990-PF (2021)
Page 4
Part V
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b All other domestic foundations enter 1.39% (0.0139) of line 27b. Exempt foreign organizations enter 4% (0.04) of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 2,890,096
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 2,890,096
6 Credits/Payments:
a 2021 estimated tax payments and 2020 overpayment credited to 2021 6a 1,440,425
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c 1,500,000
d Backup withholding erroneously withheld ........... 6d 0
7 Total credits and payments. Add lines 6a through 6d.............. 7 2,940,425
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. Click to see attachment 8 31
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 50,298
11 Enter the amount of line 10 to be: Credited to 2022 estimated taxBullet50,298 RefundedBullet 11 0
Part VI-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?.........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XIV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletAR, CO, DE
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2021 or the taxable year beginning in 2021? See the instructions for Part XIII.
    If "Yes," complete Part XIII .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 5
    Part VI-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletKERRI GENUNG Telephone no.bullet (970) 355-9695

    Located atbulletPO BOX 994CARBONDALECO ZIP+4bullet81623
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2021, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VI-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person? ...........
    1a(1)
     
    No
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person? ..............................
    1a(2)
     
    No
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? ...........
    1a(3)
     
    No
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? ............
    1a(4)
    Yes
     
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)? ......................
    1a(5)
     
    No
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.) ...............
    1a(6)
     
    No
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ..........
    1b
     
    No
    c
    ........bullet
    d
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2021? .............
    1d
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2021, did the foundation have any undistributed income (lines 6d
    and 6e, Part XII) for tax year(s) beginning before 2021?....................
    2a
     
    No
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year? ..............................
    3a
     
    No
    b
    If "Yes," did it have excess business holdings in 2021 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2021.) .....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2021? ..
    4b
     
    No
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 6
    Part VI-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? ..........
    5a(1)
     
    No
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive? ....................
    5a(2)
     
    No
    (3) Provide a grant to an individual for travel, study, or other similar purposes? .............
    5a(3)
     
    No
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions ........................
    5a(4)
    Yes
     
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals? .............
    5a(5)
     
    No
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ........
    5b
     
    No
    c
    .........bullet
    d
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant? .................
    5d
    Yes
     
    If "Yes," attach the statement required by Regulations section 53.4945–5(d). Click to see attachment
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract? .............................
    6a
     
    No
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    7a
     
    No
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? .....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .........................
    8
     
    No
    Part VII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    SAMUEL R WALTON PRESIDENT
    5.00     		0 0 0
    PO BOX 994
    CARBONDALE,CO81623
    CLARE BASTABLE VICE PRESIDENT
    1.00     		0 0 0
    PO BOX 994
    CARBONDALE,CO81623
    GREG NELSON VICE PRESIDENT/ASS'T TREASURER
    1.00     		0 0 0
    PO BOX 5027
    LARKSPUR,AR72712
    ROBERT A SMITH TREASURER & SECRETARY
    1.00     		0 0 0
    P O BOX 2030
    BENTONVILLE,AR72712
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 7
    Part VII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    CATENA GROUP LLC MANAGEMENT SERVICES 757,581
    PO BOX 5027
    LARKSPUR,CA94939
    MONTICELLO ASSOCIATES INVESTMENTS 230,000
    1800 LARIMER STREET SUITE 2100
    DENVER,CO80202
    WFFWEI SERVICES MANAGEMENT SERVICES 189,893
    PO BOX 2030
    BENTONVILLE,AR72712
    NORTHERN TRUST INVESTMENTS 177,172
    50 LASALLE STREET
    CHOCAGO,IL60603
    FRED PHILLIPS CONSULTING LLC CONSULTING 91,095
    401 S LEROUX ST
    FLAGSTAFF,AZ86001
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part VIII-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part VIII-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 8
    Part IX
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    161,766,587
    b
    Average of monthly cash balances.......................
    1b
    23,740,328
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    185,506,915
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    185,506,915
    4
    Cash deemed held for charitable activities. Enter 1.5% (0.015) of line 3 (for greater amount, see
    instructions) .............................
    4
    2,782,604
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. .......
    5
    182,724,311
    6
    Minimum investment return. Enter 5% (0.05) of line 5................
    6
    9,136,216
    Part X
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part IX, line 6..................
    1
    9,136,216
    2a
    Tax on investment income for 2021 from Part V, line 5.......
    2a
    2,890,096
    b
    Income tax for 2021. (This does not include the tax from Part V.) ...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    2,890,096
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    6,246,120
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    6,246,120
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XII, line 1 ...
    7
    6,246,120
    Part XI
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
     
    b
    Program-related investments—total from Part VIII-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part XII, line 4.
    4
     
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 9
    Part XII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2020     		(c)
    2020     		(d)
    2021
    1 Distributable amount for 2021 from Part X, line 7 6,246,120
    2 Undistributed income, if any, as of the end of 2021:
    a Enter amount for 2020 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2021:
    a From 2016......  
    b From 2017......  
    c From 2018...... 1,672,345
    d From 2019...... 4,781,162
    e From 2020...... 17,420,522
    f Total of lines 3a through e ........ 23,874,029
    4Qualifying distributions for 2021 from Part
    XI, line 4: bullet$ 25,428,640
    a Applied to 2020, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2021 distributable amount..... 6,246,120
    e Remaining amount distributed out of corpus 19,182,520
    5 Excess distributions carryover applied to 2021. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 43,056,549
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2021. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2022 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2016 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9 Excess distributions carryover to 2022.
    Subtract lines 7 and 8 from line 6a ......     		43,056,549
    10 Analysis of line 9:
    a Excess from 2017....  
    b Excess from 2018.... 1,672,345
    c Excess from 2019.... 4,781,162
    d Excess from 2020.... 17,420,522
    e Excess from 2021.... 19,182,520
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 10
    Part XIII
    Private Operating Foundations (see instructions and Part VI-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2021, enter the date of the ruling ....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2021 (b) 2020 (c) 2019 (d) 2018
             
    b 85% (0.85) of line 2a .........          
    c Qualifying distributions from Part XI,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part IX, line 6 for each year listed ..     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XIV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    SAMUEL R WALTON
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 11
    Part XIV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    ADVANCE DEMOCRACY INC
    1360 BEVERLY RD STE 300
    MCLEAN,VA22101     		  PC CIVIC ENGAGEMENT & PROTECTING DEMOCRACY- CLIMATE PROJECT 125,000
    ADVANCED ENERGY ECONOMY INSTITUTE
    1000 VERMONT AVENUE NW 3RD FLOOR
    WASHINGTON,DC20005     		  PC CLEAN ENERGY - WESTERN RTO, WESTERN PUC, AND TAEBA & DRIVING FEDERAL CLIMATE ACTION VIA STATES 850,000
    AIR ALLIANCE HOUSTON
    2520 CAROLINE ST STE 100
    HOUSTON,TX77004     		  PC CLEAN ENERGY - EQUITABLE AND SUSTAINABLE TRANSPORTATION PROGRAM AND ENHANCED PUBLIC NOTIFICATION PROJECT 305,000
    AMALGATED CHARITABLE FOUNDATION
    1825 K STREET NW
    WASHINGTON,DC20006     		  PC IMMIGRATION & WELCOMING REFUGEES - DISINFORMATION PROJECT 200,000
    AMERICAN BUSINESS IMMIGRATION
    1805 S ASHLAND AVE
    CHICAGO,IL60608     		  PC IMMIGRATION & WELCOMING REFUGEES- FEDERAL IMMIGRATION REFORM 100,000
    AMERICAN IMMIGRATION COUNCIL
    1331 G STREET STE 200
    WASHINGTON,DC20005     		  PC IMMIGRATION & BODER ENFORCEMENT - ENDING IMMIGRATION DETENTION AND ELEVATING CIVIL SOCIETY SOLUTIONS 350,000
    AMERICAN INDIAN GRAD CENTER
    3701 SAN MATEO BOULEVARD NE STE 200
    ALBUQUERQUE,NM87110     		  PC WATERSHED HEALTH - NATIVE AMERINCA WATER AND LAND FELLOWSHIPS 24,000
    AMERICAN OVERSIGHT
    1030 15TH NW STE B255
    WASHINGTON,DC20005     		  PC CIVIC ENGAGEMENT & PROTECTING DEMOCRACY- STATE AUDIT LITIGATION 110,000
    ANALYST INSTITUTE
    815 BLACK LIVES MATTER PLAZA NW 6TH
    FLOOR
    WASHINGTON,DC20006     		  PC CIVIC ENGAGEMENT & PROTECTING DEMOCRACY- 2021 RESEARCH AGENDA WITH BIPOC PARTNERS 80,000
    ARIZONA STATE UNIVERSITY FOUNDATION
    PO BOX 2260
    TEMPE,AZ85280     		  PC HEALTH & CLEAN ENERGY - NATIVE AMERICAN HEALTH: BUILDING PUBLIC HEALTH CAPACITY IN THE NAVAJO NATION & ASU ENERGY TRANSITION CENTER 243,250
    ASPEN CENTER FOR ENVIROMENTAL STUDIES
    100 PUPPY SMITH STREET
    ASPEN,CO81611     		  PC WATERSHED HEALTH - ACES ED 145,163
    ASPEN GLOBAL CHANGE INSTITUTE INC
    104 MIDLAND AVENUE SUITE 205
    BASALT,CO81621     		  PC CLEAN ENERGY - ENERGY PROJECT AT THE ASPEN GLOBAL CHANGE INSTITUTE 2021-22 500,000
    ASPEN JOURNALISM
    1280 UTE AVENUE
    ASPEN,CO81611     		  PC WATERSHED HEALTH - ASPEN JOURNALISM WATER DESK 100,000
    ASYLUM SEEKER ADVOCACY PROJECT INC
    228 PARK AVENUE S 84810
    NEW YORK,NY10003     		  PC IMMIGRATION & WELCOMING REFUGEES - CONTINUED SCALING OF DIRECT SERVICES AND SYSTEMIC REFORM WORK 150,000
    BIG PIVOTS
    5705 YUKON ST
    ARVADA,CO80002     		  PC CLEAN ENERGY ELEVATING THE STORY OF COLORADO AND THE WEST'S CLIMATE AND ENERGY TRANSITION 29,000
    CENTER FOR HEALTH PROGRESS
    PO BOX 18877
    DENVER,CO80218     		  PC IMMIGRATION & WELCOMING REFUGEES VACCINE EQUITY 145,000
    CENTER FOR COMMON GROUND
    18459 PATRIOT LANE
    RUTHER GLEN,VA22546     		  PC CIVIC ENGAGEMENT & PROTECTING DEMOCRACY- DOWN BALLOT RESEARCH & MOVEMENT LABS - DEPLATFORMING HATE 125,000
    CERES INC
    99 CHAUNCY STREET 6TH FLOOR
    BOSTON,MA02111     		  PC CLEAN ENERGY - EDUCATING AND MOBILIZING BUSINESSES TO ACCELERATE THE TRANSITION TO CLEAN ENERGY AND CLEAN TRANSPORTATION IN THE INTERMOUNTAIN WEST 225,000
    CITIZEN DATA
    PO BOX 66298
    WASHINGTON,DC20035     		  PC CIVIC ENGAGEMENT & PROTECTING DEMOCRACY- CLUSTER ANALYSIS OF THE AMERICAN RIGHT 100,000
    CITY OF PHOENIX
    200 W WASHINGTON STREET
    PHOENIX,AZ85003     		  GOV CLEAN ENERGY- CITY OF PHOENIX TRANSPORTATION PROGRAM MANAGER 120,000
    CIVIC EDUCATION FUND
    PO BOX 21961
    SEATTLE,WA98111     		  PC CIVIC ENGAGEMENT & PROTECTING DEMOCRACY WORKMONEY GENERAL OPERATING SUPPORT 250,000
    CIVIC NATION
    1156 15TH STREET NW STE 1000
    WASHINGTON,DC20005     		  PC CIVIC ENGAGEMENT & PROTECTING DEMOCRACY MADE TO SAVE 600,000
    CLEAN ENERGY ECONOMY FOR THE REGION
    PO BOX 428
    CARBONDALE,CO81623     		  PC CLEAN ENERGY- LOCAL ENGAGEMENT IN STATE CLIMATE POLICY 102,000
    CO ENERGY & WATER INSTITUTE
    3070 REDHAVEN WAY
    HIGHLANDS RANCH,CO80126     		  PC CLEAN ENERGY - WESTERN POWER PLAYERS CONFERENCE 15,000
    COCOPAH ENVIRONMENTAL PROTECTION OFFICE
    14515 S VETERANS DRIVE
    SOMERTON,AZ85350     		  PC WATERSHED HEALTH- THE FINAL KEEPERS RESTORATION AREA 107,257
    COLORADO FREEDOM OF INFORMATION COUNCIL
    2101 ARAPAHOE ST
    DENVER,CO80205     		  PC WATERSHED HEALTH - THE COLORADO SUN WATER DESK 131,840
    COLORADO MOUNTAIN COLLEGE FOUNDATION
    802 GRAND AVENUE
    GLENWOOD SPRINGS,CO81601     		  PC TRAILS & YOUTH CYCLING - COLORADO MOUNTAIN COLLEGE - SPRING VALLEY TRAILS 50,000
    COLORADO ORG FOR LATINA OPPORTUNITIES & REPRODUCTIVE RIGHTS
    PO BOX 40991
    DENVER,CO80204     		  PC CIVIC ENGAGEMENT & PROTECTING DEMOCRACY - GENERAL OPERATING SUPPORT 65,000
    COLORADO STATE UNIVERSITY FOUNDATION
    PO BOX 1870
    FORT COLLINS,CO80522     		  PC CLEAN ENERGY - CENTER FOR THE NEW ENERGY ECONOMY 275,000
    CONSERVATION COLORADO EDUCATION FUND
    1536 WYNKOOP STRRET
    DENVER,CO80202     		  PC CLEAN ENERGY - COLORADO CLIMATE LEADERSHIP AND IMPLEMENTATION 250,000
    CONSERVATION LEGACY
    701 CAMINO DEL RIO SUITE 101
    DURANGO,CO81301     		  PC WATERSHED HEALTH- TRIBAL RELATIONS; INDIAN YOUTH SERVICE CORPS 147,395
    DEFINE AMERICAN
    3682 KING STREET UNIT 16972
    ALEXANDRIA,VA22302     		  PC IMMIGRATION & WELCOMING REFUGEES- COUNTERING DISINFORMATION IN THE MEDIA 100,000
    DEPLOYUS
    177 HUNTINGTON AVE STE 1703 PMB
    74752
    BOSTON,MA02115     		  PC CLEAN ENERGY GENERAL OPERATING SUPPORT 250,000
    ECOFLIGHT
    307 L AABC
    ASPEN,CO81611     		  PC WATERSHED HEALTH TRIBAL ENGAGEMENT OVERFLIGHTS 60,000
    ELECTRIFICATION COALITION FDN
    1111 19TH ST NW STE 406
    WASHINGTON,DC20036     		  PC CLEAN ENERGY 300,003
    ENERGY FOUNDATION
    301 BATTERY STREET 5TH FLOOR
    SAN FRANCISCO,CA94111     		  PC CLEAN ENERGY - DRIVING STATE MOMENTUM FOR FEDERAL CLIMATE ACTION 450,000
    ENVIRONMENTAL DEFENSE FUND
    257 PARK AVENUE SOUH
    NEW YORK,NY10010     		  PC CLEAN ENERGY & HEALTH- NAVAJO METHANE REGULATION & MAKING COLORADO A CLIMATE LEADER & POWER SECTOR ROUNDTABLE 1,666,250
    EVERGREEN STATE COLLEGE FOUNDATION
    2700 EVERGREEN PARKWAY NW
    OLYMPIA,WA98050     		  PC COMMUNITY SUPPORT - 2021 ANNUAL GRANT 10,000
    FEDERATION OF AMERICAN SCIENTISTS
    1112 16TH STREET NW STE 400
    WASHINGTON,DC20036     		  PC IMMIGRATION & WELCOMING REFUGEES-IMPACT FELLOWSHIP 75,000
    FIDELITY CHARITABLE
    PO BOX 770001
    CINCINNATI,OH45277     		  PC CLEAN ENERGY- KAIROS FUND 200,000
    FIX THE SYSTEM
    GATEWAY ROAD
    BROOKFIELD,WI53045     		  PC CIVIC ENGAGEMENT & PROTECTING DEMOCRACY- GENERAL OPERATING SUPPORT 100,000
    FRIENDS OF CAIC
    PO BOX 1117
    VERGEEN,CO80437     		  PC COMMUNITY SUPPORT 10,000
    FOUNDATIN PARA EL PROGRESO DE LA REGIN BOGOT
    CARRERA 9 77 - 67 OFICINA 904
    BOGOTA    
    CO     		  NC DIGNITY & EDUCATION - PRO BOGOTA REGION 1,000,000
    GLOBAL RESPONSE MANAGEMENT
    463688 STATE ROAD 200 STE 1 150
    YULEE,FL32097     		  PC IMMIGRATION & WELCOMING REFUGEES- TAPACHULA PROJECT 120,000
    GRAND CANYON RIVER GUIDES
    PO BOX 1934
    FLAGSTAFF,AZ86002     		  PC COMMUNITY SUPPORT - 2021 ANNUAL GRANT 10,000
    GRAND CANYON TRUST
    2601 N FORT VALLEY ROAD
    FLAGSTAFF,AZ86001     		  PC WATERSHED HEALTH- CONFLUENCE PERMANENT PROTECTION & WATER PROGRAM 150,000
    GRAND CANYON YOUTH
    PO BOX 23376
    FLAGSTAFF,AZ86002     		  PC DIGNITY & EDUCATION 213,081
    GRIDLAB
    2150 ALLSTON WAY STE 420
    BERKELEY,CA94704     		  PC CLEAN ENERGY - WESTERN RESOURCE ADEQUACY GRID MODELING 250,000
    GRIDWORKS
    PO BOX 5012
    BERKELEY,CA94705     		  PC CLEAN ENERGY PROVIDING TECHNICAL ASSISTANCE TO THE NEW MEXICO PUBLIC REGULATION COMMISSION 100,000
    HEALTHIER COLORADO
    1536 WYNKOOP STREET
    DENVER,CO80202     		  PC CLEAN ENERGY - HEALTH AIR & WAGER COLORADO 45,000
    HIGH COUNTRY NEWS
    PO BOX 1090
    PAONIA,CO81428     		  PC DIGNITY & EDUCATION INDIGENOUS NATURAL RESOURCES REPORTING 113,000
    HOPEWELL FUND
    1828 L STREET NW
    WASHINGTON,DC20036     		  PC CIVIC ENGAGEMENT & PROTECTING DEMOCRACY - GALVANIZE RESEARCH AND MESSAGE DEVELOPMENT 250,000
    HOPI UTILITIES CORPORATION
    6 EAST ASPEN
    FLAGSTAFF,AZ86001     		  NC CLEAN ENERGY- HOPI ENERGY MANAGER 103,500
    IMBA
    PO BOX 2127
    TELLURIDE,CO81435     		  PC TRAILS & YOUTH CYCLING - SOUTHWEST TRAIL LABS - CEDAR CITY, UT & RFMBA EXECUTIVE DIRECTOR AND SEASONAL TRAIL CREW 104,000
    IMMIGRANT JUSTICE CORPS
    17 BATTERY PL SUITE 1234
    NEW YORK,NY10004     		  PC IMMIGRATION & WELCOMING REFUGEES - ACCESS TO REPRESENTATION FOR IMMIGRANTS 145,000
    IMMIGRANT LEGAL RESOURCE
    1458 HOWARD STREET
    SAN FRANCISCO,CA94103     		  PC IMMIGRATION & WELCOMING REFUGEES- BUILDING LEGAL CAPACITY TO REDUCE DEPORTATIONS IN TEXAS 125,000
    INTERNATIONAL REFUGEE ASSISTANCE
    ONE BATTERY PARK PLAZA 4TH FLOOR
    NEW YORK,NY10004     		  PC IMMIGRATION & WELCOMING REFUGEES- LEGAL ADVOCACY FOR FORCED MIGRANTS 100,000
    INTERNATIONAL RESCUE COMMITTEE
    122 EAST 42ND STREET
    NEW YORK,NY10168     		  PC IMMIGRATION & WELCOMING REFUGEES INFODIGNA 125,000
    JUSTICE ACTION CENTER
    4147 CAMERO AVE
    LOS ANGELES,CA90027     		  PC IMMIGRATION & BODER ENFORCEMENT 350,000
    KARUK TRIBE
    PO BOX 1016
    HAPPY CAMP,CA96039     		  PC WATERSHED HEALTH - KARUK TRIBE DEPARTMENT OF NATURAL RESOURCES 125,000
    KLAMATH RIVER RENEWAL CORP
    2001 ADDISOTN STREET STE 317
    BERKELEY,CA94704     		  PC WATERSHED HELATH- FACILITATING TRIBAL ENGAGEMENT IN PARCEL B FEASIBILITY STUDY 111,100
    KLAMATH TRIBES
    501 SOUTH CHILOQUIN BLVD PO BOX 436
    CHILOQUIN,OR97624     		  PC WATERSHED HEALTH BOOTLEG FIRE POST-FIRE REMEDIATION 75,000
    LAKOTA FUND
    PO BOX 340
    KYLE,SD57752     		  PC COMMUNITY SUPPORT - 2021 ANNUAL GRANT 5,000
    LINCOLN INST OF LAND POLICY
    11010 N TATUM BLVD D101
    PHOENIX,AZ85028     		  PC WATERSHED HEALTH- TRIBAL LEADERS FORUM & INDIGENOUS WOMEN'S LEADERSHIP NETWORK 121,140
    MOUNTAIN RESCUE ASPEN INC
    37925 HIGHWAY 82
    ASPEN,CO81611     		  PC COMMUNITY SUPPORT - 2021 ANNUAL GRANT 10,000
    MOUNTAIN STUDIES INSTITUTE
    679 W 2ND AVE UNIT 8
    DURANGO,CO81301     		  PC WATERSHED HEALTH- MANCOS RIVER RESILIENCE PROJECT 70,686
    MUSEUM OF NORTHERN ARIZONA
    3101 N FORT VALLEY RAOD
    FLAGSTAFF,AZ86001     		  PC COMMUNITY SUPPORT - 2021 ANNUAL GRANT 10,000
    NATIONAL CENTER FOR YOUTH LAW
    1212 BROADWAY STREET STE 600
    OAKLAND,CA94612     		  PC IMMIGRATION & WELCOMING REFUGEES - DEFENDING THE RIGHTS OF IMMIGRANT CHILDREN IN DETENTION CENTERS 130,000
    NATIONAL FOREST FOUNDATION
    BUILDING 27 SUITE 3 FORT MISSOULA
    ROAD
    MISSOULA,MT59804     		  PC TRAILS & YOUTH CYCLING - HIGHLINE TRAIL ACCESS AND RESTORATION PROJECT 90,000
    NATIONAL KOREAN AMERICAN SERVICE & EDUCATION CONSORTIUM
    4300 N CALIFORNIA AVE
    CHICAGO,IL60618     		  PC IMMIGRATION & WELCOMING REFUGEES - ADVANCING THE REUNITING FAMILIES ACT 125,000
    NATIONAL PUBLIC RADIO
    1111 NORTH CAPITOL ST NE
    WASHINGTON,DC20002     		  PC IMMIGRATION & WELCOMING REGUGEES - NPR AND TX PUBLIC RADIO IMMIGRATION COVERAGE 250,000
    NATIONAL WILDLIFE FEDERATION
    11100 WILDLIFE CENTER DRIVE
    RESTON,VA20190     		  PC WATERSHED HEALTH- ELEVATING TRIBAL ENGAGEMENT IN COLORADO RIVER CONSERVATION 155,454
    NATURAL RESOURCES DEFENSE COUN
    40 WEST 20TH STREET
    NEW YORK,NY10011     		  PC CLEAN ENERGY - TRANSPORTATION ELECTRIFICATION IN CO, NM, NV 250,000
    NAVAJO NATION DEPARTMENT OF FISH AND WILDLIFE
    PO BOX 1480
    WINDOW ROCK,AZ86515     		  PC WATERSHED HEALTH - PROMOTING & PRESERVING DINE CULTURAL HERITAGE THROUGH PLANTS 76,517
    NDN COLLECTIVE
    317 MAIN STREET SUITE 1
    RAPID CITY,ND57701     		  PC HEALTH - COVID-19 RESPONSE PROJECT - FOSTERING TRIBAL RESILIENCE, TRANSITION, AND STORYTELLING 275,000
    NEEM FOUNDATION
    2 KWA FALLS STREET MAITAMA ABUJA
    KE     		  NC DIGNITY & EDUCATION - LAFIYA SARARI YEARS 2 7 414,167
    NISKANEN CENTER
    820 FIRST STREET NE STE 675
    WASHINGTON,DC20002     		  PC IMMIGRATION & WELCOMING REFUGEES- REDUCING INFLUENCE AMONG ANTI-IMMIGRANT ORGANIZATIONS 66,186
    NORTH AMERICAN COUNCIL FOR FREIGHT
    6041 STELLHORN RD 15935
    FORT WAYNE,IN46885     		  PC CLEAN ENERGY - FLEET ELECTRIFICATION FOR REGIONAL HAUL TRUCKS 125,000
    NORTH CAROLINA BLACK ALLIANCE
    PO BOX 27886
    RALEIGH,NC27611     		  PC CIVIC ENGAGEMENT & PROTECTING DEMOCRACY- GENERAL OPERATING SUPPORT 150,000
    ONE AMERICA MOVEMENT
    1342 FLORIDA AVE NW
    WASHINGTON,DC20009     		  PC CIVIC ENGAGEMENT & PROTECTING DEMOCRACY - CONGRESS CLERGY PROJECT 25,000
    PHOENIX NEWSPAPERS INC
    200 E VAN BUREN ST
    PHOENIX,AZ85004     		  PC WATERSHED HEALTH- TRIBES IN THE SOUTHWEST: THE INTERSECTION OF CLIMATE, CULTURE, COMMERCE 110,000
    POLICY IMPACT
    127 UNIVERSITY AVENUE
    BERKELEY,CA94710     		  PC CIVIC ENGAGEMENT & PROTECTING DEMOCRAY - DEMOCRACY FUNDERS NETWORK 27,500
    POYNTER INSTITUTE
    801 THIRD STREET S
    ST PETERSBURG,FL33704     		  PC IMMIGRATION & WELCOMING REFUGEES- TRAINING AND FACT-CHECKING ON IMMIGRATION 100,000
    PRESCOTT COLLEGE
    220 GROVE AVENUE
    PRESCOTT,AZ86301     		  PC COMMUNITY SUPPORT - 2021 ANNUAL GRANT 10,000
    PRINCETON UNIVERSITY
    ROBERTSON HALL
    PRINCETON,NJ08540     		  PC CIVIC ENGAGEMENT & PROTECTING DEMOCRACY-BRIDGING DIVIDES INIATIVE 105,000
    PROJECT BIKE TECH
    PO BOX 5152 719 TEN MILE DR
    FRISCO,CO80443     		  PC TRAILS & YOUTH CYCLING- TEACHING BIKE MECHANIC SKILLS TO AMERICA'S NEEDIEST HIGH SCHOOL STUDENTS IN THE FOUR CORNERS AREA; LAUNCHING FOUR PROJECT BIKE TECH CLASSROOMS IN 2021 148,000
    PROTECT DEMOCRACY PROJECT
    2020 PENNSYLVANIA AVE NW 163
    WASHINGTON,DC20006     		  PC CIVIC ENGAGEMENT & PROTECTING DEMOCRACY PROTECT DEMOCRACY PROJECT 250,000
    RAILS TO TRAILS
    2121 WARD COURT NW 5TH FLOOR
    WASHINGTON,DC20037     		  PC TRAILS AND YOUTH CYCLING MILWAUKEE'S 30TH STREET CORRIDOR EQUITABLE DEVELOPMENT PLAN 99,981
    RAPID DEFENSE NETWORK AND IMMIGRANT PROTECTION PROJECT
    11 BROADWAY STE 615
    NEW YORK,NY10004     		  PC IMMIGRATION & WELCOMING REFUGEES- IMMIGRANT PROTECTION PROJECT- SCALING ACCESS & ACCOUNTABILITY 75,000
    REFUGEE & IMMIGRAN CENTER FOR EDUCATION AND LEGAL SERVICES
    1305 NORTH FLORES ST
    SAN ANTONIO,TX78212     		  PC IMMIGRATION & WELCOMING REGUGEES - LEGAL SERVICES FOR DETAINEES 175,000
    REGENTS OF THE UC AT BERKELEY
    2195 HEARST AVE RM 120 MC 1104
    BERKELEY,CA94720     		  PC HEALTH - COVID WASTEWATER EPIDEMIOLOGY FOR THE BAY AREA (COVID-WEB) 214,752
    RENEWABLE ENERGY BUYERS ALLIANCE
    1425 K STREET SUITE 1110
    WASHINGTON,DC20005     		  PC CLEAN ENERGY- ADVANCING A NET-ZERO GRID IN THE WEST 175,000
    ROARING FORK CYCLING INC
    818 COLORADO AVENUE
    GLENWOOD SPRINGS,CO81601     		  PC TRAILS & YOUTH CYCLING - ROARING FORK CYCLYING 70,000
    ROARING FORK MOUNTAIN BIKE ASSOCIATION
    PO BOX 2635
    ASPEN,CA81612     		  PC TRAILS & YOUTH CYCLING- GRAND HOGBACK TRAIL SYSTEM PHASE 2 75,000
    ROARING FORK PUBLIC RADIO
    100 E HALLAN SUITE 134
    ASPEN,CO81611     		  PC COMMUNITY SUPPORT - 2021 ANNUAL GRANT 1,000
    RURAL UTAH PROJECT EDUCATION FUND
    323 S 600 E STE 130
    SALT LAKE CITY,UT84102     		  PC CIVIC ENGAGEMENT & PROTECTING DEMOCRACY- RURAL ADDRESSING PROGRAM 132,000
    SAN DOMENICO
    1500 BUTTERFIELD RD
    SAN ANSELMO,CA94960     		  PC COMMUNITY SUPPORT 2021 ANNUAL GRANT AND THE STRONGER TOGETHER FUND 21,000
    SAND COUNTY FOUNDATION
    PO BOX 1378
    MADISON,WI53701     		  PC WATERSHED HEALTH - EPIC TRIBAL MITIGATION LEGAL FELLOW 147,930
    SILICON VALLEY COMMUNITY FOUNDATION
    2440 WEST EL CAMINO REAL STE 300
    MOUNTAIN VIEW,CA94040     		  PC IMMIGRATION & WELCOMING REFUGEES COLLABORATIVE FUND 57,000
    SKYTRUTH
    PO BOX 3283
    SHEPHERDSTOWN,WV25443     		  PC WATERSHED HEALTH- MAPPING VEGETATION IN THE COLORADO RIVER BASIN AND VESSEL POLLUTION AT SEA 100,000
    SOUTHWEST ENERGY EFFICIENCY PROJECT LLC
    2334 NORTH BROADWAY SUITE A
    BOULDER,CA80304     		  PC CLEAN ENERGY - ZERO-EMISSION TRANSPORTATION IN THE MOUNTAIN WEST & ELEVATING STATE ELECTRIFICATION AND EFFICIENCY POLICY TO DRIVE FEDERAL CLIMATE ACTION & SWEEP UTILITY PROGRAM SUPPORT IN AZ, CO, NV 350,075
    STATE LEADERSHIP PROJECT
    PO BOX 223
    RALEIGH,NC27602     		  PC CIVIC ENGAGEMENT & PROTECTING DEMOCRACY- STRATEGIC VICTORY FUND DISINFORMATION DEFENSE NETWORK 2,000,000
    SUSTAINABLE NORTHWEST
    1130 SW MORRISON STREET STE 510
    PORTLAND,OR97205     		  PC WATERSHED HEALTH- REVITALIZED FLOW IN THE KLAMATH BASIN 113,393
    TECHNICAL ASSISTANCE PARTNERSHIP OF ARIZONA
    2929 N CENTRAL AVE STE 1550
    PHOENIX,AZ85012     		  PC WATERSHED HEALTH- EMERALD SPRING WATERSHED RESTORATION PLANNING 61,902
    TEXAS CIVIL RIGHTS PROJECT
    1405 MONTOPOLIS DRIVE
    AUSTIN,TX78741     		  PC CIVIC ENGAGEMENT & PROTECTING DEMOCRACY 100,000
    TEXAS ELECTRIC TRANSPORTATION RESOURCES ALLIANCE EDUCATION FUND
    909 W 23RD STREET
    AUSTIN,TX78705     		  PC CLEAN ENERGY TRANSPORTATION ELECTRIFICATION IN TEXAS NORTH TEXAS COMPACT AND ORGANIZATIONAL CAPACITY 75,000
    THE BOARD OF TRUSTEES OF THE LELAND STANFORD JUNIOR UNIVERSITY
    485 BROADWAY
    REDWOOD CITY,CA94063     		  PC CLEAN ENERGY FRIENDS OF OCEAN ACTION INITIATIVE ON ILLEGAL FISHING 61,698
    THE HOPI FOUNDATION
    PO BOX 483
    KYKOTSMOVI,AZ86039     		  PC COMMUNITY SUPPORT AND HEALTH - 2021 ANNUAL GRANT 2,500
    THE MARSHALL PROJECT
    156 WEST 56TH STREET STE 701
    NEW YORK,NY10019     		  PC CIVIC ENGAGEMENT & PROTECTNG DEMOCRACY REACHING A SPANISH LANGUAGE AUDIENCE 61,500
    THE TEXAS TRIBUNE
    919 CONGRESS AVENUE SIXTH FLOOR
    AUSTIN,TX78701     		  PC CLEAN ENERGY- TEXAS CLIMATE AND ENERGY JOURNALISM 75,000
    THE WHALE FOUNDATION
    PO BOX 855
    FLAGSTAFF,AZ86002     		  PC COMMUNITY SUPPORT - 2021 ANNUAL GRANT 10,000
    TO NIZHONI ANI
    PO BOX 483
    KYKOTSMOVI,AZ86039     		  PC CLEAN ENERGY - ARIZONA CORP COMMISSION ENGAGEMENT 25,000
    TRUSTEES OF UNIVERSITY OF PENNSYLVANIA
    801 SPRUCE STREET
    PHILADELPHIA,PA19107     		  PC IMMIGRATION & WELCOMING REFUGEES- PENN WHARTON BUDGET MODEL 175,000
    UNIVERSITY OF CALIFORNIA AT SANTA BARBARA
    2400D BREN HALL
    SANTA BARBARA,CA93106     		  PC WATERSHED HEALTH- SUSTAINABLE WATER MARKETS ALUMNI NETWORK 99,243
    URBAN ECOLOGY CENTER
    1500 E PARK PLACE RIVERSIDE PARK
    MILWAUKEE,WI53211     		  PC DIGNITY & EDUCATION - GENERAL OPERATING SUPPORT 175,000
    UTAH CLEAN ENERGY ALLIANCE INC
    1014 SECOND AVE
    SALT LAKE CITY,UT84103     		  PC CLEAN ENERGY - UTAH CLIMATE LEADERSHIP AND TRANSPORTATION DECARBONIZATION 143,660
    VERA INSTITUTE OF JUSTICE
    34 35TH STREET SUITE 4-2A
    BROOKLYN,NY11232     		  PC IMMIGRATION & WELCOMING REFUGEES- SAFE INITIATIVE 160,000
    VERDE VALLEY CYCLIST COALITION
    PO BOX 20332
    SEDONA,AZ86341     		  PC TRAILS & YOUTH CYCLING-BLOWOUT WASH TRAILS PHASE 3 105,000
    VERDE VALLEY WHEEL FUN
    239 SUN UP RANCH RD
    SEDONA,AZ86351     		  PC TRAILS & YOUTH CYCLING- VERDE VALLEY WHEEL FUN (FUN) 2021 PROGRAM SUPPORT 73,458
    WESTERN CONSERVATION FOUNDATION
    1675 LARIMER STREET SUITE 420
    DENVER,CO80202     		  PC CLEAN ENERGY - GENERAL OPERATING SUPPORT - WESTERN CLEAN ENERGY 370,000
    WESTERN RESOURCE ADVOCATES
    2260 BASELINE ROAD SUITE 200
    BOULDER,CO80302     		  PC CLEAN ENERGY - WESTERN UTILITY DECARBONIZATION & WATER IN THE WEST & COLORADO TECH INDUSTRY ENGAGEMENT IN CLIMATE IMPLEMENTATION 1,633,727
    WINDWARD FUND
    1828 L STREET NW SUITE 300-C
    WASHINGTON,DC20036     		  PC CLEAN ENERGY SUPPORT FOR BUILDING DECARBONIZATION INDUSTRIAL COALITION AND EXTERNAL AFFAIRS 550,000
    ZERO EMISSION TRANSPORTATION ASSOCIATION EDUCATION FUND
    659 C STREET SE
    WASHINGTON,DC20003     		  PC CLEAN ENERGY - FEDERAL SUPPORT FOR ZERO EMISSION TRANSPORTATION ASSOCIATION EDUCATION FUND 150,000
    ZUNI YOUTH ENRICHMENT PROJECT
    13 CHIMONI DR
    ZUNI,NM87327     		  PC NATIVE PARTNERSHIPS FOLLOWING THE PATH OF OUR ANCESTORS 75,000
    Total .................................bullet 3a 23,945,308
    bApproved for future payment
    Total .................................bullet 3b 0
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 12
    Part XV-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments ....          
    3 Interest on savings and temporary cash
    investments ...........     		    14 88  
    4 Dividends and interest from securities ....          
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income .....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 8,365,899  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e) .. 0 14,693,319 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    14,693,319
    (See worksheet in line 13 instructions to verify calculations.)
    Part XV-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XV-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 13
    Part XVI
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2021)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description
    Schedule B
    (Form 990)
    Department of the Treasury
    Internal Revenue Service
    Schedule of Contributors

    Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
    Arrow Bullet Go to www.irs.gov/Form990 for the latest information.
    OMB No. 1545-0047
    2021
    Name of the organization
    CATENA FOUNDATION
     
    Employer identification number

    81-3783868
    Organization type (check one):
    Filers of:
    Section:
    Form 990 or 990-EZ






    Form 990-PF




    Check if your organization is covered by the General Rule or a Special Rule.  
    Note: Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
    General Rule
    Special Rules
    ......... Arrow Bullet $  
    Caution: An organization that isn't covered by the General Rule and/or the Special Rules doesn't file Schedule B (Form 990,
    990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its Form 990-EZ
    or on its Form 990PF, Part I, line 2, to certify that it doesn't meet the filing requirements of Schedule B (Form 990,
    990-EZ, or 990-PF).
    For Paperwork Reduction Act Notice, see the Instructions
    for Form 990, 990-EZ, or 990-PF.
    Cat. No. 30613XSchedule B (Form 990) (2021)
    Schedule B (Form 990) (2021) Page 2
    Name of organization
    CATENA FOUNDATION
          		Employer identification number
    81-3783868
    Part I
    Contributors
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    1
    SAMUEL R WALTON
     
    PO BOX 994
     
    CARBONDALE, CO81623

    		$ 194,470,893


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    2
    WALTON FAMILY FOUNDATION
     
    PO BOX 1860
     
    BENTONVILLE, AR72712

    		$ 4,269,700


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    3
    SAMUEL R WALTON
     
    PO BOX 994
     
    CARBONDALE, CO81623

    		$ 4,400,000


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990) (2021)
    Schedule B (Form 990) (2021)
    Page 3
    Name of organization
    CATENA FOUNDATION
          		Employer identification number

    81-3783868
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 1,395,000 SHARES OF WALMART STOCK $ 194,470,893 2021-12-15
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    3
    		 INVESTMENT IN CRYSTAL BASIN HOLDINGS, LLC $ 4,400,000 2021-03-30
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    Schedule B (Form 990) (2021)
    Schedule B (Form 990) (2021)
    Page 4
    Name of organization
    CATENA FOUNDATION
          		Employer identification number

    81-3783868
    Part III
    Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
    Use duplicate copies of Part III if additional space is needed.
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    Schedule B (Form 990) (2021)
    Additional Data


    Software ID:  
    Software Version:  

    TY 2021 AccountingFeesSchedule
    Name:
    CATENA FOUNDATION
    EIN:
    81-3783868
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ACCOUNTING FEES 280,347 0   280,347

    Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

    TY 2021 ExpenditureResponsibilityStmt
    Name:
    CATENA FOUNDATION
    EIN:
    81-3783868
    Grantee's Name Grantee's Address Grant Date Grant Amount Grant Purpose Amount Expended By Grantee Any Diversion By Grantee? Dates of Reports By Grantee Date of Verification Results of Verification
    LEGACY FILM
          		PO BOX 2290
    WHITE SALMON,WA98672     		2020-10-28 150,000 TO SUPPORT THE COMPLETING OG THE FETURE-LENGTH FILM, THE RIVER RUNNER. 150,000     2021-09-16 APPROVED
    LINCOLN INSTITUTE OF LAND POLICY
          		11010 N TATUM BLVD STE D101
    PHOENIX,AZ85028     		2021-07-01 258,780 TO SUPPORT THE WATER & TRIBES INITIATIVE TO CONTINUE FACILITATING THE TRIBAL LEADERS FORUM AND TO DESIGN AND CONVENE AN INDIGENOUS WOMENS LEADERSHIP NETWORK. 121,140   06/30/2022 - 08/31/2022 - 1/13/2023 - 07/14/2023-08/31/2023   SUBMITTED
    LINCOLN INSTITUTE OF LAND POLICY
          		11010 N TATUM BLVD STE D101
    PHOENIX,AZ85028     		2020-10-22 60,750 TO CREATE, CONVENE, AND FACILITATE A TRIBAL LEADERS FORUM FOR LEADERS FROM THE 29 TRIBES IN THE COLORADO RIVER BASIN. 60,750   07/15/2021 - 8/31/2022 - 08/31/2022 2021-08-18 APPROVED
    PHOENIX NREWSPAPER
          		200 EAST VAN BUREN ST
    PHOENIX,AZ85004     		2020-04-10 175,000 TO SUPPORT THE FORMATION OF A TRIBAL NATURAL RESOURCES DESK AT ARIZONA REPUBLIC. 175,000   04/09/2020-04/15/2021-4/30/2022-12/31/2021-06/24/2022- 07/08/2022 2022-07-14 APPROVED
    THE ANALYST INSTITUTE
          		815 BLACK LIVES MATTER PLAZA NW 6TH
    FLOOR
    WASHINGTON,DC20006     		2021-08-16 80,000 FOR THE 2021 BIPOC RESEARCH AGENDA 0   1/13/2023 - 03/01/2023    
    FUNDACIN PARA EL PROGRESO DE LA REGIN BOGOT
          		CARRERA 9 77-67 OFICINA 904
    BOGOTA   110221
    CO     		2021-01-22 1,000,000 TO PROVIDE TABLETS TO STUDENTS IN BOGOTA IN RESPONSE TO COVID 19 0   3/1/2022 - BOTH FINAL AND FINANCIAL REPORTS    
    ASOCIACION DE BANCOS DE ALIMENTOS DE COLOMBIA (ABACO)
          		CALLE 19A 32-50
    BOGOTA   111611
    CO     		2020-12-29 250,000 TO REDUCE FOOD INSECURITY BY PROVIDING FOOD SUPPORT TO FAMILIES IN NEED AND AFFECTED BY THE COVID-19 PANDEMIC 250,000   02/11/2021- 6/1/2021 2022-07-12 APPROVED
    VIBRANT CLEAN ENERGY
          		6610 GUNPARK DRIVE SUITE 200B
    BOULDER,CO80301     		2020-07-21 106,000 TO CONDUCT TEXAS DECARBONIZATION MODELING. VCE WILL MAKE THE RESULTS OF THEIR ANALYSIS PUBLIC. THIS WILL BE PROVIDED TO UT AUSTIN BUT NOT OWNED BY UT AUSTIN, AND VCE WILL PUBLISH RESULTS ON THEIR OWN WEBSITE REGARDLESS OF UTS PRIORITIES. 106,000   03/31/2021 - 08/13/2021 2021-06-28 APPROVED
    NEEM FOUNDATION
          		2 KWA FALLS STREET MAITAMA
    ABUJA   900247
    NI     		2018-10-04 690,617 TO SUPPORT LAFIYA SARARI INITIATIVE FOR YEARS 2-4. 690,617   01/15/2019 - 03/31/2019 - 07/15/2019 - 01/15/2020- 03/31/2020- 07/15/2020 - 2022-03-31 APPROVED

    TY 2021 InvestmentsOtherSchedule2
    Name:
    CATENA FOUNDATION
    EIN:
    81-3783868
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    NORTHERN TRUST ACCOUNT AT COST 272,255,059 272,255,059
    CRYSTAL BASIN HOLDINGS, LLC AT COST 6,668,750 6,668,750

    TY 2021 LegalFeesSchedule
    Name:
    CATENA FOUNDATION
    EIN:
    81-3783868
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    LEGAL FEES 5,890 0   5,890


    TY 2021 OtherExpensesSchedule
    Name:
    CATENA FOUNDATION
    EIN:
    81-3783868
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    BANK FEES -88 0   -88
    DUES AND SUBSCRIPTIONS 469 0   469
    EVENTS & CONFERENCES 1,751 0   1,751
    OTHER EXPENSE 1,897 0   1,897
    PASS-THROUGH OTHER DEDUCTIONS 723,379 723,379   0
    IT EXPENSES 17,039 0   17,039
    PROFESSIONAL DEVELOPMENT 395 0   395
    OFFICE EXPENSE 1,939 0   1,939
    MISC. EXPENSE 252 0   252


    TY 2021 OtherIncomeSchedule2
    Name:
    CATENA FOUNDATION
    EIN:
    81-3783868
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    OTHER INVESTMENT INCOME FROM NT 1,973 1,973 1,973
    NET OTHER INCOME FROM PASSTHROUGH 3,196,844 3,196,844 3,196,844


    TY 2021 OtherIncreasesSchedule
    Name:
    CATENA FOUNDATION
    EIN:
    81-3783868
    Description Amount
    BOOK/TAX TIMING DIFFERENCES 41,913,020


    Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

    TY 2021 OtherNotesLoansRcvblLongSch
    Name:
    CATENA FOUNDATION
    EIN:
    81-3783868

    Borrower's Name Relationship to Insider Original Amount of Loan Balance Due Date of Note Maturity Date Repayment Terms Interest Rate Security Provided by Borrower Purpose of Loan Description of Lender Consideration Consideration FMV
    THE TRUST FOR PUBLIC LAND NONE 1,363,500 0 2018-10 2021-10 3 YEAR ANNIVERSARY OF CLOSING DATE OR SALE TO USFS 100.0000000000 %   ACQUIRE 61 ACRES AT THE BEAVER CREEK-VERDE RIVER CASH 0
    FIRST SOUTHWEST COMMUNITY FUND NONE 500,000 500,000 2020-05 2023-05 7 YEAR ANNIVERSARY OF LOAN ORIGINATION 200.0000000000 %   COVID RECOVERY LOAN FUND CASH 0
    NAVAJO POWER   500,000 500,000 2020-09 2023-09 5 YEAR ANNIVERSARY OF LOAN ORIGINATION 100.0000000000 %   UTILITY-SCALE SOLAR DEVELOPMENT EXPANSION CASH 0
    NDN FUND   250,000 250,000 2021-10 2026-10 5 YEAR ANNIVERSARY OF LOAN ORIGINATION 100.0000000000 %   COVID RELIEF - LOANS FOR NATIVE NATIONS BUSINESSES CASH 0

    TY 2021 OtherProfessionalFeesSchedule
    Name:
    CATENA FOUNDATION
    EIN:
    81-3783868
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMENT MANAGEMENT FEES 425,922 425,922   0
    CONSULTING FEES 253,020 0   253,020


    TY 2021 TaxesSchedule
    Name:
    CATENA FOUNDATION
    EIN:
    81-3783868
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    PASS-THROUGH FOREIGN TAXES 58,169 58,169   0
    FOREIGN TAXES 35,864 35,864   0
    EXCISE TAX 1,650,000 0   0