| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| AUDIT AND TAX SERVICES | 62,274 | 41,914 | 20,417 |
| Name of Stock | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| VARIOUS - NORTHERN TRUST-ACR | 2,618,447 | 2,618,447 |
| VARIOUS - NORTHERN TRUST-AMI LARGE | 2,236,271 | 2,236,271 |
| VARIOUS - NORTHERN TRUST-RBC | 239,107 | 239,107 |
| VARIOUS - NORTHERN TRUST-WCM | 2,054,701 | 2,054,701 |
| Category/ Item | Listed at Cost or FMV | Book Value | End of Year Fair Market Value |
|---|---|---|---|
| 137 VENTURES II, LP | FMV | 315,193 | 315,193 |
| 137 VENTURES III, LP | FMV | 749,123 | 749,123 |
| 137 VENTURES, LP | FMV | 26,710 | 26,710 |
| AG ENERGY CREDIT OPP OFFSHORE HOLDINGS | FMV | 242,482 | 242,482 |
| AG ENERGY PARTNERS II, LP | FMV | 388,022 | 388,022 |
| ARES ACOF ASIA FUND, LP | FMV | 62,420 | 62,420 |
| ARES ACOF FUND IV, LP | FMV | 253,805 | 253,805 |
| ARES ACOF FUND V, LP | FMV | 499,817 | 499,817 |
| ARES CORPORATE OPP FUND II, LP | FMV | 630 | 630 |
| ARES CORPORATE OPP FUND III | FMV | 24,653 | 24,653 |
| ARIAS RESOURCE CAPITAL FUND II, LP | FMV | 324,561 | 324,561 |
| ASCOF III BLOCKER, LP (ALCENTRA) | FMV | 647,870 | 647,870 |
| AVERILL FUND LTD | FMV | 842,997 | 842,997 |
| BEACH POINT STRATEGIC FUND, LTD | FMV | 1,315,706 | 1,315,706 |
| BLS GLOBAL EQUITIES | FMV | 2,441,128 | 2,441,128 |
| BLUMBERG CAPITAL II, LP | FMV | 3,792,940 | 3,792,940 |
| BLUMBERG CAPITAL III, LP | FMV | 1,139,985 | 1,139,985 |
| BLUMBERG CAPITAL IV, LP | FMV | 615,318 | 615,318 |
| BLUMBERG CAPITAL V, LP | FMV | 198,950 | 198,950 |
| BRIGHTSTAR CAPITAL PARTNERS FUND I | FMV | 128,200 | 128,200 |
| BRIGHTSTAR CAPITAL PARTNERS FUND II | FMV | 93,019 | 93,019 |
| BRIGHTSTAR CAPITAL PARTNERS STRATEGIC FUND I | FMV | 214,024 | 214,024 |
| BRIGHTSTAR CAPITAL REPLAY LP | FMV | 86,976 | 86,976 |
| CALEDONIA CO-INVEST OFFSHORE FUND, LP | FMV | 546,552 | 546,552 |
| CALEDONIA FUND, LTD | FMV | 534,238 | 534,238 |
| CANYON LAUREL INVESTMENT FUND CAYMAN (B), LP | FMV | 121,271 | 121,271 |
| CRG PARTNERS III (CAYMAN) HOLDINGS, LP | FMV | 351,382 | 351,382 |
| CRG PARTNERS IV (CAYMAN) HOLDINGS, LP | FMV | 76,016 | 76,016 |
| ECHO STREET GOODCO SELECT II | FMV | 3,027,507 | 3,027,507 |
| FORMATION8 PARTNERS FUND, LP | FMV | 579,296 | 579,296 |
| GATEWOOD CAPITAL OPPORTUNITY FUND, LP | FMV | 330,131 | 330,131 |
| GATEWOOD ICG INVESTORS LLC | FMV | 36,277 | 36,277 |
| HG VORA SPECIAL OPPORTUNITIES FUND, LTD | FMV | 1,599,883 | 1,599,883 |
| ICG CORESCI HOLDINGS | FMV | 239,091 | 239,091 |
| INDUSTRY VENTURES PARTNERSHIP HOLDINGS II-A, LP | FMV | 1,606,755 | 1,606,755 |
| INDUSTRY VENTURES PARTNERSHIP HOLDINGS III, LP | FMV | 814,214 | 814,214 |
| INDUSTRY VENTURES PARTNERSHIP HOLDINGS IV, LP | FMV | 806,806 | 806,806 |
| INDUSTRY VENTURES PARTNERSHIP HOLDINGS VI, LP | FMV | 46,934 | 46,934 |
| IVY HILL MIDDLE MKT CREDIT FUND V, LTD | FMV | 1,244,982 | 1,244,982 |
| KUVARI FOCUS FUND LIMITED | FMV | 1,929,370 | 1,929,370 |
| LAZARD COHERENCE LONG/SHORT CREDIT FUND LTD | FMV | 968,401 | 968,401 |
| NEXUS SPECIAL SITUATIONS II (CAYMAN), LP | FMV | 239,924 | 239,924 |
| NEXUS SPECIAL SITUATIONS III (CAYMAN), LP | FMV | 154,652 | 154,652 |
| PRAESIDIAN CAPITAL BRIDGE FUND, LP | FMV | 181,558 | 181,558 |
| PRAESIDIAN CAPITAL EUROPE I-B, LP | FMV | 103,269 | 103,269 |
| PRAESIDIAN CAPITAL III, LP | FMV | 331,265 | 331,265 |
| PRIME FINANCE CMBS B-PIECE FUND I, LP | FMV | 472,512 | 472,512 |
| PRIME FINANCE LONG DURATION (B-PIECE) II, LP | FMV | 549,277 | 549,277 |
| PRIME FINANCE LONG DURATION (B-PIECE) III, LP | FMV | 70,640 | 70,640 |
| PRIME FINANCE SHORT DURATION III | FMV | 1,373 | 1,373 |
| PRIME FINANCE SHORT DURATION IV | FMV | 26,236 | 26,236 |
| PRIME FINANCE SHORT DURATION V | FMV | 35,060 | 35,060 |
| PRIME FINANCE SHORT DURATION VI | FMV | 188,440 | 188,440 |
| PRIME FINANCE SHORT DURATION VII | FMV | 517,262 | 517,262 |
| PRIME FINANCE SPECIAL SITUATIONS 2020 AGELLAN CO-IN | FMV | 302,393 | 302,393 |
| PRIME FINANCE SPECIAL SITUATIONS 2020 FUND LP | FMV | 81,466 | 81,466 |
| REDMILE CAPITAL OFFSHORE FUND, LTD. | FMV | 1,138,212 | 1,138,212 |
| RK MINE FINANCE FUND I, LTD | FMV | 1,025,260 | 1,025,260 |
| SERONE EC2 FUND, LP | FMV | 523,081 | 523,081 |
| SUVRETTA OFFSHORE FUND, LTD. | FMV | 1,606,456 | 1,606,456 |
| VINEYARD VILLAGE | FMV | 115,000 | 115,000 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| LEGAL FEES | 834 | 584 | 365 |
| Description | Revenue and Expenses per Books | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| DUES & SUBSCRIPTIONS | 549 | 33 | 986 | |
| INSURANCE | 31,913 | 7,978 | 23,835 | |
| OFFICE EXPENSE | 479 | 29 | 450 | |
| OTHER EXPENSES - FROM K-1S | 184,647 | 184,647 | 0 | |
| MEALS | 7,500 | 0 | 7,500 | |
| OUTSIDE SERVICE | 0 | 0 | 47 |
| Description | Revenue And Expenses Per Books | Net Investment Income | Adjusted Net Income |
|---|---|---|---|
| UNRELATED BUSINESS TAXABLE INCOME FROM PASS-THROUGHS | 16,748 | 16,748 |
| Description | Amount |
|---|---|
| UNREALIZED GAIN ON ASSETS | 2,938,717 |
| Description | Beginning of Year - Book Value | End of Year - Book Value |
|---|---|---|
| DEFERRED EXCISE TAX | 196,000 | 233,000 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| INVESTMENT MANAGERS FEE | 161,856 | 161,856 | 0 | |
| INVESTMENT EXPENSE | 7,820 | 7,820 | 0 | |
| ACCOUNTING MANAGEMENT SERVICES | 214,000 | 149,800 | 64,200 | |
| INSURANCE - FIDUCIARY | 17,000 | 11,900 | 5,100 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| SECTION 4940 TAX EXPENSE | 58,294 | 0 | 0 | |
| SECTION 511 TAX EXPENSE | 1,967 | 0 | 0 | |
| STATE FILING FEES | 150 | 150 | 0 | |
| FOREIGN TAXES | 33,280 | 33,280 | 0 |