Form990-PF


Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0047
2021
Open to Public Inspection
For calendar year 2021, or tax year beginning 01-01-2021 , and ending 12-31-2021
Name of foundation
Zoma Foundation Inc
 
Number and street (or P.O. box number if mail is not delivered to street address)PO Box 1860
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
Bentonville, AR72712
A Employer identification number

81-4630003
B Telephone number (see instructions)

(479) 464-1570
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$565,221,791J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 307,193,665
2 Check bullet.............
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities... 4,595,242 4,595,242  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 Click to see attachment 13,090,178
b Gross sales price for all assets on line 6a 486,929,952
7 Capital gain net income (from Part IV, line 2)... 319,602,666
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances 0
b Less: Cost of goods sold.... 0
c Gross profit or (loss) (attach schedule)..... 0  
11 Other income (attach schedule)....... Click to see attachment 28,099 -69,493 0
12 Total. Add lines 1 through 11........ 324,907,184 324,128,415 0
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc.        
14 Other employee salaries and wages...... 159,858     159,858
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule)......... Click to see attachment 36,720 0 0 36,720
b Accounting fees (attach schedule)....... Click to see attachment 89,193 0 0 89,193
c Other professional fees (attach schedule).... Click to see attachment 1,192,083 357,985 0 834,098
17 Interest............... 885 843    
18 Taxes (attach schedule) (see instructions)... Click to see attachment 4,650,865 175,865 0 0
19 Depreciation (attach schedule) and depletion... 0 0 0
20 Occupancy..............        
21 Travel, conferences, and meetings....... 28,027     28,027
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 596,288 521,536 0 60,034
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 6,753,919 1,056,229 0 1,207,930
25 Contributions, gifts, grants paid....... 12,863,386 12,863,386
26 Total expenses and disbursements. Add lines 24 and 25 19,617,305 1,056,229 0 14,071,316
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 305,289,879
b Net investment income (if negative, enter -0-) 323,072,186
c Adjusted net income (if negative, enter -0-)... 0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2021)
Form 990-PF (2021)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 14,168 4,933,910 4,933,910
2 Savings and temporary cash investments......... 19,252,359 44,955,279 45,244,309
3 Accounts receivable bullet0
Less: allowance for doubtful accounts bullet   0 0 0
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet     0 0
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions)..... 0 0 0
7 Other notes and loans receivable (attach schedule) bullet12,030,012
Less: allowance for doubtful accounts bullet0 23,294,525 Click to see attachment12,030,012 12,030,012
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule) 0 0 0
b Investments—corporate stock (attach schedule)....... 0 Click to see attachment0 0
c Investments—corporate bonds (attach schedule)....... 0   0
11 Investments—land, buildings, and equipment: basis bullet0
Less: accumulated depreciation (attach schedule) bullet0 0   0
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 186,094,523 Click to see attachment471,754,282 503,013,560
14 Land, buildings, and equipment: basis bullet0
Less: accumulated depreciation (attach schedule) bullet0 0   0
15 Other assets (describe bullet) 0 0 0
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 228,655,575 533,673,483 565,221,791
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons 0 0
21 Mortgages and other notes payable (attach schedule)...... 0 0
22 Other liabilities (describe bullet) Click to see attachment271,971 Click to see attachment0
23 Total liabilities (add lines 17 through 22)......... 271,971 0
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions...........    
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........    
27 Paid-in or capital surplus, or land, bldg., and equipment fund    
28 Retained earnings, accumulated income, endowment, or other funds 228,383,604 533,673,483
29 Total net assets or fund balances (see instructions)..... 228,383,604 533,673,483
30 Total liabilities and net assets/fund balances (see instructions). 228,655,575 533,673,483
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
228,383,604
2
Enter amount from Part I, line 27a .....................
2
305,289,879
3
Other increases not included in line 2 (itemize) bullet
3
0
4
Add lines 1, 2, and 3 ..........................
4
533,673,483
5
Decreases not included in line 2 (itemize) bullet
5
0
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
533,673,483
Form 990-PF (2021)
Form 990-PF (2021)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a 1,925,000 Shares of Publicly Traded Securities D    
b 257,000 Shares of Publicly Traded Securities D    
c NT Cash - Capital Gain Distribution P    
d NT Custom Global ESG - VARIOUS STOCKS P    
e NT Custom Global ESG - Capital Gain Distribution P    
NT Custom Global ESG - VARIOUS STOCKS P    
NT EQUITIZATION - SECTION 1256 GAINS P    
NT Equitization - Capital Gain Distribution P    
NT Breckinridge - VARIOUS STOCKS P    
NT Breckinridge - Capital Gain Distribution P    
NT Breckinridge - VARIOUS STOCKS P    
NT KBI Water Strategy - VARIOUS STOCKS P    
PASS-THROUGH - CAPITAL GAINS P    
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 271,047,332   600,947 270,446,385
b 35,861,263   80,230 35,781,033
c 19   0 19
d 26,316,458   22,544,889 3,771,569
e 6,736   0 6,736
27,614,147   21,052,403 6,561,744
2,095,937   0 2,095,937
4   0 4
99,682,978   100,471,186 -788,208
2   0 2
12,576,839   12,302,327 274,512
10,546,745   10,275,303 271,442
1,181,491   0 1,181,491
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a     0 270,446,385
b     0 35,781,033
c     0 19
d     0 3,771,569
e     0 6,736
    0 6,561,744
    0 2,095,937
    0 4
    0 -788,208
    0 2
    0 274,512
    0 271,442
    0 1,181,491
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 319,602,666
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3 0
Form 990-PF (2021)
Form 990-PF (2021)
Page 4
Part V
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b All other domestic foundations enter 1.39% (0.0139) of line 27b. Exempt foreign organizations enter 4% (0.04) of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2  
3 Add lines 1 and 2........................... 3 4,490,703
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4  
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 4,490,703
6 Credits/Payments:
a 2021 estimated tax payments and 2020 overpayment credited to 2021 6a 4,471,566
b Exempt foreign organizations—tax withheld at source...... 6b  
c Tax paid with application for extension of time to file (Form 8868)... 6c 150,000
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 4,621,566
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. Click to see attachment 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 130,863
11 Enter the amount of line 10 to be: Credited to 2022 estimated taxBullet130,863 RefundedBullet 11 0
Part VI-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?.........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XIV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletCO, DE, AR
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2021 or the taxable year beginning in 2021? See the instructions for Part XIII.
    If "Yes," complete Part XIII .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 5
    Part VI-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletRachel Proctor Telephone no.bullet (479) 464-1570

    Located atbulletPO Box 1860BentonvilleAR ZIP+4bullet72712
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2021, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16Yes  
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bulletIS, JA, MX, NL, BE, UK, CA, DA, FR, GM
    Part VI-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person? ...........
    1a(1)
     
    No
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person? ..............................
    1a(2)
     
    No
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? ...........
    1a(3)
    Yes
     
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? ............
    1a(4)
    Yes
     
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)? ......................
    1a(5)
     
    No
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.) ...............
    1a(6)
     
    No
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ..........
    1b
     
    No
    c
    ........bullet
    d
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2021? .............
    1d
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2021, did the foundation have any undistributed income (lines 6d
    and 6e, Part XII) for tax year(s) beginning before 2021?....................
    2a
     
    No
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year? ..............................
    3a
     
    No
    b
    If "Yes," did it have excess business holdings in 2021 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2021.) .....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2021? ..
    4b
     
    No
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 6
    Part VI-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? ..........
    5a(1)
     
    No
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive? ....................
    5a(2)
     
    No
    (3) Provide a grant to an individual for travel, study, or other similar purposes? .............
    5a(3)
     
    No
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions ........................
    5a(4)
    Yes
     
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals? .............
    5a(5)
     
    No
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ........
    5b
     
    No
    c
    .........bullet
    d
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant? .................
    5d
    Yes
     
    If "Yes," attach the statement required by Regulations section 53.4945–5(d). Click to see attachment
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract? .............................
    6a
     
    No
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    7a
     
    No
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? .....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .........................
    8
     
    No
    Part VII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    Benjamin S Walton Co-President & Director
    5.000     		0 0 0
    PO Box 1860
    Bentonville,AR72712
    Lucy Ana A Walton Co-President & Director
    5.000     		0 0 0
    PO Box 1860
    Bentonville,AR72712
    Valeria Alberola Treasurer
    12.000     		0 0 0
    PO Box 1860
    Bentonville,AR72712
    Lisa Montez Secretary (Until 4/02/21)
    2.000     		0 0 0
    PO Box 1860
    Bentonville,AR72712
    Sean Evans Secretary
    1.000     		0 0 0
    PO Box 1860
    Bentonville,AR72712
    ZOMA HOLDINGS LLCClick to see attachment MGMT SERVICES
    0     		159,858 0 0
    PO Box 1860
    Bentonville,AR72712
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
     
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 7
    Part VII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    Walton Enterprises LLC Professional Services 412,302
    PO Box 1860
    Bentonville,AR72712
    Common Group LLC Consulting 310,377
    1853 Webster Street
    San Francisco,CA94115
    Northern Trust INVESTMENT MANAGEMENT FEES 271,880
    50 SOUTH LA SALLE STREET
    CHICAGO,IL60603
    SUMMIT VIEW STRATEGY CONSULTING LLC Strategic Consulting 121,044
    5420 S QUEBEC STREET 206
    Greenwood Village,CO80111
    Johan Miceler CONSULTING 97,500
    495 FALLS ROAD 1012
    SHELBURNE,VT05482
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part VIII-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part VIII-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1 DENVER CULTUTRAL PROPERTY TRUST - TO SUPPORT PROVIDING AFFORDABLE HOUSING FOR THE DENVER CULTURAL COMMUNITY 4,000,000
    2 First Southwest Community Fund - TO SUPPORT THE COVID-19 Innovate Onward Loan Fund 2,000,000
    All other program-related investments. See instructions.
    3 Click to see attachment 1,617,048
    Total. Add lines 1 through 3.........................bullet7,617,048
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 8
    Part IX
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    275,999,847
    b
    Average of monthly cash balances.......................
    1b
    36,233,902
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    312,233,749
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
    312,233,749
    4
    Cash deemed held for charitable activities. Enter 1.5% (0.015) of line 3 (for greater amount, see
    instructions) .............................
    4
    4,683,506
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. .......
    5
    307,550,243
    6
    Minimum investment return. Enter 5% (0.05) of line 5................
    6
    15,377,512
    Part X
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part IX, line 6..................
    1
    15,377,512
    2a
    Tax on investment income for 2021 from Part V, line 5.......
    2a
    4,490,703
    b
    Income tax for 2021. (This does not include the tax from Part V.) ...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    4,490,703
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    10,886,809
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    18,979,153
    5
    Add lines 3 and 4............................
    5
    29,865,962
    6
    Deduction from distributable amount (see instructions).................
    6
     
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XII, line 1 ...
    7
    29,865,962
    Part XI
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
     
    b
    Program-related investments—total from Part VIII-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part XII, line 4.
    4
     
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 9
    Part XII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2020     		(c)
    2020     		(d)
    2021
    1 Distributable amount for 2021 from Part X, line 7 29,865,962
    2 Undistributed income, if any, as of the end of 2021:
    a Enter amount for 2020 only....... 0
    b Total for prior years:20, 2018, 2017 0
    3 Excess distributions carryover, if any, to 2021:
    a From 2016...... 0
    b From 2017...... 448,743
    c From 2018...... 2,957,838
    d From 2019...... 0
    e From 2020...... 31,007,504
    f Total of lines 3a through e ........ 34,414,085
    4Qualifying distributions for 2021 from Part
    XI, line 4: bullet$ 21,688,364
    a Applied to 2020, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2021 distributable amount..... 21,688,364
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2021. 8,177,598 8,177,598
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 26,236,487
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		 
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2021. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2022 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2016 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9 Excess distributions carryover to 2022.
    Subtract lines 7 and 8 from line 6a ......     		26,236,487
    10 Analysis of line 9:
    a Excess from 2017.... 0
    b Excess from 2018.... 0
    c Excess from 2019.... 0
    d Excess from 2020.... 26,236,487
    e Excess from 2021.... 0
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 10
    Part XIII
    Private Operating Foundations (see instructions and Part VI-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2021, enter the date of the ruling ....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2021 (b) 2020 (c) 2019 (d) 2018
             
    b 85% (0.85) of line 2a .........          
    c Qualifying distributions from Part XI,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part IX, line 6 for each year listed ..     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XIV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    Benjamin S Walton
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 11
    Part XIV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    Bright Beginnings
    3605 MLK Jr Blvd
    Denver,CO80205     		  PC Bright by Three Text 450,000
    CareerWise Colorado
    400 S Colorado Blvd 700
    Denver,CO80246     		  PC 2021 General Operating Support 50,000
    Children's Hospital Colorado Foundation
    13123 East 16th Ave Box 130
    Aurora,CO80045     		  PC First 1,000 Days: Vroom & Bright by Text Clinical Integration 175,895
    City Year Inc
    789 Sherman St 400
    Denver,CO80203     		  PC Bridge Builder Campaign 250,000
    Clayton Early Learning
    3801 Martin Luther King Blvd
    Denver,CO80205     		  PC 2021 General Operating Support 50,000
    Colorado Center for the Advancement of Patient Safety (CCAPS)
    7335 E Orchard Rd Ste 100
    Greenwood Village,CO80111     		  PC Maternal Mental Health Program 133,164
    Colorado Children's Campaign Inc
    1580 Lincoln Street Suite 420
    Denver,CO80203     		  PC 2021 General Operating Support 50,000
    Colorado Community Health Network (CCHN)
    600 Grant Street
    Denver,CO80203     		  PC Partnerships for Equity in Health Careers - SyncUp Winner 210,000
    Colorado Department of Labor and Employment (CDLE)
    633 17th Street Suite 1200
    Denver,CO80202     		  GOV 2021 Annual - Office of the Future of Work 25,000
    Colorado Department of Public Health and Environment
    633 17th Street 900
    Denver,CO80202     		  GOV Health eMoms - Core Support 75,000
    The Colorado Education Initiative (CEI)
    600 17th St 1400n
    Denver,CO80202     		  PC 2021 General Operating Support 50,000
    Colorado Mesa University
    1100 North Avenue
    Grand Junction,CO81501     		  PC Economic Impact of Outdoor Rec in Mesa County 12,100
    Colorado Nonprofit Development Center
    789 Sherman St Suite 250
    Denver,CO80203     		  PC 2021 Annual - Colorado Children's Healthcare Access Program 40,000
    Colorado Nonprofit Development Center
    789 Sherman St Suite 250
    Denver,CO80203     		  PC Healthy Steps Scaling Project - CP 50,000
    Colorado Perinatal Care Quality Collaborative (CPCQC)
    820 S Monaco Pkwy 161
    Denver,CO80224     		  PC MMH Leadership - Capacity Building Grant 158,125
    Colorado Perinatal Care Quality Collaborative (CPCQC)
    820 S Monaco Pkwy 161
    Denver,CO80224     		  PC MMH Communications (formerly Mission Spark contract) 17,191
    Colorado River Board of Cooperative Educational Services (CRBOCES)
    460 Stone Quarry Road
    Battlement Mesa,CO81635     		  GOV Tiny Homes: Educational Pathways + Innovative Careers = EPIC Opportunities - SyncUp Winner 115,000
    Colorado State University (CSU)
    500 University Services Center 2002
    Campus Delivery
    Fort Collins,CO80523     		  PC RAM Academy - SyncUp Winner 174,995
    Colorado State University (CSU) Foundation
    408 University Services Center 2002
    Campus Delivery
    Fort Collins,CO80523     		  PC 2021 Annual - Colorado Collaboratory 25,000
    Colorado State University (CSU) Foundation
    408 University Services Center 2002
    Campus Delivery
    Fort Collins,CO80523     		  PC 2021 Annual - Center for the New Energy Economy 50,000
    Colorado Succeeds
    1390 Lawrence Street Suite 200
    Denver,CO80204     		  PC 2021 General Operating Support 50,000
    Denver Children's Advocacy Center
    2149 Federal Blvd
    Denver,CO80211     		  PC 2021 General Operating Support 50,000
    Denver Public Schools Foundation
    1860 Lincoln Street 9th Floor
    Denver,CO80203     		  PC 2021 Annual - DPS Career Connect 25,000
    Early Milestones Colorado
    165 Madison Street
    Denver,CO80206     		  PC 2021 General Operating Support 50,000
    Education Design Labs
    1200 18th Street Northwest
    Washington,DC20036     		  PC CO Community College Growth Fund 186,548
    Environmental Defense Fund (EDF)
    257 Park Avenue South
    New York,NY10010     		  PC Net Zero Power Sector roundtable and report 141,250
    First Southwest Community Fund
    720 Main Street
    Alamosa,CO81101     		  PC Rural Lender & Capital Provider Network 35,000
    First Southwest Community Fund
    720 Main Street
    Alamosa,CO81101     		  PC 2021 General Operating Support 50,000
    First Southwest Community Fund
    720 Main Street
    Alamosa,CO81101     		  PC Rural Lenders Convening 15,150
    Fundacion Chile
    Parque Antonio Rabat
    Sur 6165 Vitacura
    Santiago    
    CI     		  PC Water Scenarios 2030, Water for the Future, Phase 2, third semester 588,651
    Fundacion Viento Sur
    Avenida Jos Alcalde Dlano
    10545 oficina 501
    Santiago    
    CI     		  NC 2021 General Operating Support 2,065,000
    HealthONE
    700 Potomac
    Aurora,CO80011     		  NC HealthONE Maternal Mental Health Pilot 130,000
    Illuminate Colorado
    1530 West 13th Avenue Suite 118
    Denver,CO80204     		  PC 2021 General Operating Support 30,000
    Invest in Kids
    1775 Sherman Street Suite 2075
    Denver,CO80203     		  PC Incredible Years Program in APS 37,818
    Invest in Kids
    1775 Sherman Street Suite 2075
    Denver,CO80203     		  PC 2021 General Operating Support 25,000
    Kern County Community Foundation
    700 Van Ness Avenue
    Fresno,CA93721     		  PC OnwardCO 2.0 62,500
    Maternal Mental Health Leadership Alliance (MMHLA)
    3068 North Quincy Street
    Arlington,VA22207     		  PC PMH Coalition to Create Universal Screening Guidelines 25,000
    Metropolitan State University of Denver Foundation
    890 Auraria Parkway
    Denver,CO80204     		  PC SOS ECE Project 47,500
    Mile High United Way Inc
    PO Box 5547
    Denver,CO802179425     		  PC 2021 General Operating Support 25,000
    Philanthropy Colorado
    5855 Wadsworth Bypass
    Arvada,CO80003     		  PC Rural Philanthropy Network 2.0 30,000
    Postpartum Support International
    6706 SW 54th Avenue
    Portland,OR97219     		  PC 2021 General Operating Support 50,000
    Project HOPE The People-To-People Health Foundation Inc
    7500 Old Georgetown Rd Suite 600
    Bethesda,MD20814     		  PC Health Affairs: Partial Thematic Issue on Policies to Support Perinatal Mental Health 75,000
    Ralston House
    10795 West 58th Avenue
    Arvada,CO80002     		  PC 2021 General Operating Support 15,000
    Regents of the University of Colorado
    1800 N Grant St Ste 400
    Denver,CO80203     		  PC Alma - Scaling Project 300,000
    RMI
    2490 Junction Place Suite 200
    Boulder,CO80301     		  PC 2021 General Operating Support 25,000
    Rockefeller Philanthropy Advisors
    6 West 48th Street 10th Floor
    New York,NY10036     		  PC Promise Venture Studio 334,000
    Rocky Mountain Adventist Healthcare Foundation
    950 E Harvard Ave Suite 230
    Denver,CO80210     		  PC Centura Perinatal Mental Health 427,633
    Skillful - Markle FoundationNew Venture Fund
    10 Rockefeller Plaza - 16th Floor
    New York,NY10020     		  PC 2021 General Operating Support 50,000
    The Kempe Foundation
    13123 East 16th Avenue Suite B390
    Aurora,CO80045     		  PC CARE Network Gap Funding 75,000
    Tompkins Conservation
    1606 Union Street
    San Francisco,CA94123     		  PC Cape Froward 5,000,000
    TSNE Missionworks
    89 South Street
    Boston,MA02111     		  PC Constellation Philanthropy - 2021 General Operating 60,000
    University of Colorado Foundation
    1800 Grant Street Suite 725
    Denver,CO80203     		  PC UCHealth PMH Partnership 124,000
    University of Colorado Foundation
    1800 Grant Street Suite 725
    Denver,CO80203     		  PC Harris Fellows Expansion Cohort 46,866
    Western Resource Advocates
    2260 Baseline Road Suite 200
    Boulder,CO80302     		  PC WRA - Bridge Funding 400,000
    Western Resource Advocates
    2260 Baseline Road Suite 200
    Boulder,CO80302     		  PC 2021 General Operating Support 50,000
    Total .................................bullet 3a 12,863,386
    bApproved for future payment
    Total .................................bullet 3b 0
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 12
    Part XV-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments ....          
    3 Interest on savings and temporary cash
    investments ...........     		         
    4 Dividends and interest from securities ....          
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income .....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 13,090,178  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue:
    aPass Through Partnership Other Income (Loss)     		    18 -69,055  
    bRECOVERIES OF PRIOR YEAR GRANTS         97,592
    cNorthern Trust     18 -438  
    d
    e
    12 Subtotal. Add columns (b), (d), and (e) .. 0 17,615,927 97,592
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    17,713,519
    (See worksheet in line 13 instructions to verify calculations.)
    Part XV-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XV-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    11b AMOUNT REPRESENTS REFUNDS OF UNUSED GRANT FUNDS TREATED AS QUALIFYING DISTRIBUTIONS IN PRIOR YEARS.
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 13
    Part XVI
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2021)
    Additional Data


    Software ID: 21014044
    Software Version: 2021v4.2


    Form 990PF - Special Condition Description:
    Special Condition Description
    Schedule B
    (Form 990)
    Department of the Treasury
    Internal Revenue Service
    Schedule of Contributors

    Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
    Arrow Bullet Go to www.irs.gov/Form990 for the latest information.
    OMB No. 1545-0047
    2021
    Name of the organization
    Zoma Foundation Inc
     
    Employer identification number

    81-4630003
    Organization type (check one):
    Filers of:
    Section:
    Form 990 or 990-EZ






    Form 990-PF




    Check if your organization is covered by the General Rule or a Special Rule.  
    Note: Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
    General Rule
    Special Rules
    ......... Arrow Bullet $  
    Caution: An organization that isn't covered by the General Rule and/or the Special Rules doesn't file Schedule B (Form 990,
    990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its Form 990-EZ
    or on its Form 990PF, Part I, line 2, to certify that it doesn't meet the filing requirements of Schedule B (Form 990,
    990-EZ, or 990-PF).
    For Paperwork Reduction Act Notice, see the Instructions
    for Form 990, 990-EZ, or 990-PF.
    Cat. No. 30613XSchedule B (Form 990) (2021)
    Schedule B (Form 990) (2021) Page 2
    Name of organization
    Zoma Foundation Inc
          		Employer identification number
    81-4630003
    Part I
    Contributors
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    1
    BENJAMIN S WALTON
     
    PO BOX 1860
     
    BENTONVILLE, AR72712

    		$ 271,487,370


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    2
    BENJAMIN S WALTON
     
    PO BOX 1860
     
    BENTONVILLE, AR72712

    		$ 35,706,295


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990) (2021)
    Schedule B (Form 990) (2021)
    Page 3
    Name of organization
    Zoma Foundation Inc
          		Employer identification number

    81-4630003
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 1,925,000 Shares of Publicly Traded Securities $ 271,487,370 2021-09-28
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    2
    		 257,000 Shares of Publicly Traded Securities $ 35,706,295 2021-12-21
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    Schedule B (Form 990) (2021)
    Schedule B (Form 990) (2021)
    Page 4
    Name of organization
    Zoma Foundation Inc
          		Employer identification number

    81-4630003
    Part III
    Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
    Use duplicate copies of Part III if additional space is needed.
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    Schedule B (Form 990) (2021)
    Additional Data


    Software ID: 21014044
    Software Version: 2021v4.2

    TY 2021 AccountingFeesSchedule
    Name:
    Zoma Foundation Inc
    EIN:
    81-4630003
    Software ID:
    21014044
    Software Version:
    2021v4.2
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ACCOUNTING FEES 89,193     89,193

    TY 2021 AllOthProgRltdInvestmentsSch
    Name:
    Zoma Foundation Inc
    EIN:
    81-4630003
    Software ID:
    21014044
    Software Version:
    2021v4.2
    Category Amount
    all other program related investments 1,617,048

    TY 2021 CompensationExplanation
    Name:
    Zoma Foundation Inc
    EIN:
    81-4630003
    Software ID:
    21014044
    Software Version:
    2021v4.2
    Person Name Explanation
    ZOMA HOLDINGS LLC REPORTED AS AUTHORIZED UNDER IRS ANNOUNCEMENT 2001-33. NO INDIVIDUAL LISTED RECEIVED COMPENSATION FROM ZOMA HOLDINGS, LLC OR ANY OTHER SOURCE FOR SERVICES TO THE FOUNDATION.

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    TY 2021 ExpenditureResponsibilityStmt
    Name:
    Zoma Foundation Inc
    EIN:
    81-4630003
    Software ID:
    21014044
    Software Version:
    2021v4.2
    Grantee's Name Grantee's Address Grant Date Grant Amount Grant Purpose Amount Expended By Grantee Any Diversion By Grantee? Dates of Reports By Grantee Date of Verification Results of Verification
    FUNDACION VIENTO SUR
          		Avenida Jos Alcalde Dlano
    10545 oficina 501 Lo Barnechea
      Santiago  
    CI     		2021-02-22 2,065,000 Education, Environment, Child Maltreatment Prevention 1,753,349 NONE 6/15/22 2022-06-15 THE GRANTEE HAS PROVIDED THE FOUNDATION WITH THE REQUIRED REPORTS. THE FOUNDATION HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORT; THEREFORE, NO FURTHER VERIFICATION BY THE FOUNDATION IS DEEMED NECESSARY.
    HEALTHONE
          		700 POTOMAC
    AURORA,CO80011     		2021-01-05 130,000 To support charitable purposes of the promotion of health through the creation and implementation of a coaching/navigation and technology-enabled system of support for maternal mental health at the two busiest OB/GYN clinics at Rose Medical Center, and to foster social and emotional well-being for mom and baby from their first physician visit through the child's first year. 128,957 NONE 03/25/22 2022-03-25 THE GRANTEE HAS PROVIDED THE FOUNDATION WITH THE REQUIRED REPORTS. THE FOUNDATION HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORT; THEREFORE, NO FURTHER VERIFICATION BY THE FOUNDATION IS DEEMED NECESSARY.
    HEALTHONE
          		700 POTOMAC
    AURORA,CO80011     		2020-01-02 130,000 THE CREATION AND IMPLEMENTATION OF A MOBILE APPLICATION TO SUPPORT MATERNAL MENTAL HEALTH AT THE TWO BUSIEST OB/GYN CLINICS AT ROSE MEDICAL CENTER, AND FOSTER SOCIAL AND EMOTIONAL WELLBEING FOR MOM AND BABY FROM THEIR FIRST PHYSICIAN VISIT THROUGH THE CHILD'S FIRST YEAR 130,000 NONE 06/10/21, 03/25/22 2022-03-25 THE GRANTEE HAS PROVIDED THE FOUNDATION WITH THE REQUIRED REPORTS. THE FOUNDATION HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORT; THEREFORE, NO FURTHER VERIFICATION BY THE FOUNDATION IS DEEMED NECESSARY.
    GREENLINE COMMUNITY DEVELOPMENT FUND LLC
          		1324 15TH STREET
    DENVER,CO80202     		2020-07-14 700,000 TO PROVIDE CAPITAL TO ENABLE THE BORROWER TO ORIGINATE LOANS UNDER THE MICROLOAN PROGRAM 674,000 NONE 05/24/21, 03/15/22 2022-03-15 THE GRANTEE HAS PROVIDED THE FOUNDATION WITH THE REQUIRED REPORTS. THE FOUNDATION HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORT; THEREFORE, NO FURTHER VERIFICATION BY THE FOUNDATION IS DEEMED NECESSARY.
    COLORADO LENDING SOURCE
          		1441 18TH STREET SUITE 100
    DENVER,CO80202     		2020-04-30 5,000,000 TO SUPPORT PPP LOANS, REPAYMENT GUARANTEED 4,999,717 NONE 03/30/21, 03/17/22 2022-03-17 THE GRANTEE HAS PROVIDED THE FOUNDATION WITH THE REQUIRED REPORTS. THE FOUNDATION HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORT; THEREFORE, NO FURTHER VERIFICATION BY THE FOUNDATION IS DEEMED NECESSARY.

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    TY 2021 GainLossSaleOtherAssetsSch
    Name:
    Zoma Foundation Inc
    EIN:
    81-4630003
    Software ID:
    21014044
    Software Version:
    2021v4.2
    Name Date Acquired How Acquired Date Sold Purchaser Name Gross Sales Price Basis Basis Method Sales Expenses Total (net) Accumulated Depreciation
    1,925,000 Shares of Publicly Traded Securities   D     271,047,332 271,487,370     -440,038  
    257,000 Shares of Publicly Traded Securities   D     35,861,263 35,706,295     154,968  
    NT Cash - Capital Gain Distribution   P     19 0     19  
    NT Custom Global ESG - VARIOUS STOCKS   P     26,316,458 22,544,889     3,771,569  
    NT Custom Global ESG - Capital Gain Distribution   P     6,736 0     6,736  
    NT Custom Global ESG - VARIOUS STOCKS   P     27,614,147 21,052,403     6,561,744  
    NT EQUITIZATION - SECTION 1256 GAINS   P     2,095,937 0     2,095,937  
    NT Equitization - Capital Gain Distribution   P     4 0     4  
    NT Breckinridge - VARIOUS STOCKS   P     99,682,978 100,471,186     -788,208  
    NT Breckinridge - Capital Gain Distribution   P     2 0     2  
    NT Breckinridge - VARIOUS STOCKS   P     12,576,839 12,302,327     274,512  
    NT KBI Water Strategy - VARIOUS STOCKS   P     10,546,745 10,275,303     271,442  
    PASS-THROUGH - CAPITAL GAINS   P     1,181,491 0     1,181,491  

    TY 2021 InvestmentsOtherSchedule2
    Name:
    Zoma Foundation Inc
    EIN:
    81-4630003
    Software ID:
    21014044
    Software Version:
    2021v4.2
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    NT - Breckinridge AT COST 216,896,337 215,196,976
    NT - KBI Water Strategy AT COST 53,463,521 58,252,459
    NT - Custom Global ESG AT COST 138,339,969 160,837,136
    NT - Equitization AT COST 6,327,867 6,327,952
    Mission Related Investments AT COST 56,726,588 62,399,037

    TY 2021 LegalFeesSchedule
    Name:
    Zoma Foundation Inc
    EIN:
    81-4630003
    Software ID:
    21014044
    Software Version:
    2021v4.2
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    LEGAL FEES 36,720     36,720


    TY 2021 OtherExpensesSchedule
    Name:
    Zoma Foundation Inc
    EIN:
    81-4630003
    Software ID:
    21014044
    Software Version:
    2021v4.2
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Miscellaneous 60,034     60,034
    Pass-through - Other Deductions 536,247 521,536    
    Pass-through - Nondeductible Expenses 7      


    TY 2021 OtherIncomeSchedule2
    Name:
    Zoma Foundation Inc
    EIN:
    81-4630003
    Software ID:
    21014044
    Software Version:
    2021v4.2
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    Recoveries of Prior Year Grants 97,592    
    Northern Trust -438 -438  
    Pass-through - Other income/(loss) -69,055 -69,055  


    TY 2021 OtherLiabilitiesSchedule
    Name:
    Zoma Foundation Inc
    EIN:
    81-4630003
    Software ID:
    21014044
    Software Version:
    2021v4.2
    Description Beginning of Year - Book Value End of Year - Book Value
    Book/Tax Investment Income Timing Differences 271,971 0


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    TY 2021 OtherNotesLoansRcvblLongSch
    Name:
    Zoma Foundation Inc
    EIN:
    81-4630003
    Software ID:
    21014044
    Software Version:
    2021v4.2

    Borrower's Name Relationship to Insider Original Amount of Loan Balance Due Date of Note Maturity Date Repayment Terms Interest Rate Security Provided by Borrower Purpose of Loan Description of Lender Consideration Consideration FMV
    Denver Cultural Property Trust NONE 4,000,000 4,000,000 2021-11 2022-12 PRINCIPAL AND INTEREST DUE AND PAYABLE AT MATURITY 600 % NONE For a commercial or business purpose CASH 4,000,000
    BSide Capital NONE 1,117,048 1,117,048 2021-09 2030-09 PRINCIPAL DUE AND PAYABLE AT MATURITY 0 % NONE TO REFINANCE CLS' DEBT PORTFOLIO INTO A SINGLE LOAN TO REDUCE OPERATIONAL/INTEREST COSTS CASH 1,117,048
    BSide Fund NONE 500,000 500,000 2021-09 2031-09 PRINCIPAL DUE AND PAYABLE AT MATURITY 0 % NONE PROVIDE FUNDS FOR THE MAIN STREET LOAN FUND CASH 500,000
    Character Based Small Business Lending Fund NONE 5,000,000 296,586 2020-05 2025-04 PRINCIPAL DUE AND PAYABLE AT MATURITY 0 % NONE To support Emergency Colorado Main Street loan program CASH 296,586
    Colorado Lending Source NONE 5,000,000 48,963 2020-05 2022-04 PRINCIPAL DUE AND PAYABLE AT MATURITY 0 % NONE To support PPP loans CASH 48,963
    DreamSpring NONE 10,000,000 367,415 2020-05 2023-05 PRINCIPAL DUE AND PAYABLE AT MATURITY 0 % NONE To support Dreamspring in facilitating PPP loans for Colorado businesses CASH 367,415
    First Southwest Community Fund NONE 2,000,000 2,000,000 2020-05 2027-04 PRINCIPAL DUE AND PAYABLE AT MATURITY 0 % NONE To support emergency and micro-grant loan to support businesses in SW CO CASH 2,000,000
    First Southwest Community Fund NONE 2,000,000 2,000,000 2021-06 2028-06 PRINCIPAL DUE AND PAYABLE AT MATURITY 0 % NONE COVID-19 INNOVATE ONWARD LOAN FUND CASH 2,000,000
    Greenline Community Development Fund LLC NONE 700,000 700,000 2020-07   Interest on the Loan shall be paid on the 25th day of each month during the term of this Agreement. 200 % NONE To provide capital to enable the Borrower to originate loans under the Microloan Program CASH 700,000
    Telluride Foundation NONE 1,000,000 1,000,000 2019-03 2026-03 PRINCIPAL AND INTEREST DUE AND PAYABLE AT MATURITY 200 % NONE SUPPORT THE TELLURIDE LOAN FUND CASH 1,000,000

    TY 2021 OtherProfessionalFeesSchedule
    Name:
    Zoma Foundation Inc
    EIN:
    81-4630003
    Software ID:
    21014044
    Software Version:
    2021v4.2
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Administrator & Management Fees 229,363     229,363
    Investment Management Fees 357,985 357,985    
    Consulting Fees 604,735     604,735


    TY 2021 TaxesSchedule
    Name:
    Zoma Foundation Inc
    EIN:
    81-4630003
    Software ID:
    21014044
    Software Version:
    2021v4.2
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Excise Tax 4,475,000      
    Northern Trust - Foreign Taxes 173,768 173,768    
    Pass-through - Foreign Taxes 2,097 2,097