| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| ACCOUNTING | 24,885 | 2,861 | 2,861 |
| Grantee's Name | Grantee's Address | Grant Date | Grant Amount | Grant Purpose | Amount Expended By Grantee | Any Diversion By Grantee? | Dates of Reports By Grantee | Date of Verification | Results of Verification |
|---|---|---|---|---|---|---|---|---|---|
|
AUSTURBRU SES |
TJARNARBRAUT 39E EGILSSTADIR 700 IC |
2021-08-27 | 100,000 | STARTUP OF SATELLITE CAMPUS FOR UNIVERSITY EDUCATION IN EAST ICELAND | 7/9/2022 | TO THE KNOWLEDGE OF THE FOUNDATION, AND BASED UPON THE REPORTS FURNISHED BY THE GRANT RECIPIENT, NO PART HAS BEEN USED FOR OTHER THAN ITS INTENDED PURPOSE. | |||
|
BIODIVERSITY CENTRE OF QUEBEC IN BECANCOUR |
1800 AV DES JASMINS BENCANCOUR,QUEBECG9H 2S2 CA |
2021-07-26 | 20,000 | THE ARTISANS OF POLLINATION SURVIVAL OF BIODIVERSITY | 11/31/2022 | TO THE KNOWLEDGE OF THE FOUNDATION, AND BASED UPON THE REPORTS FURNISHED BY THE GRANT RECIPIENT, NO PART HAS BEEN USED FOR OTHER THAN ITS INTENDED PURPOSE. | |||
|
CARREFOUR JEUNESSE-EMPLOI DE PORTNEUF |
350 RUE DE LEGLISE CP3009 SAINT BASILE,QUEBECG0A 3G0 CA |
2021-07-16 | 28,000 | INCREASE SCHOOL PERSEVERANCE AND EDUCATIONAL SUCCESS FOR YOUNG PEOPLE | 10/3/2022 | TO THE KNOWLEDGE OF THE FOUNDATION, AND BASED UPON THE REPORTS FURNISHED BY THE GRANT RECIPIENT, NO PART HAS BEEN USED FOR OTHER THAN ITS INTENDED PURPOSE. | |||
|
COMPTOIR ALIMENTAIRE LESCALE |
295 RUE DE PUYJALON BAIECOMEAU G5C1M4 CA |
2021-06-03 | 25,000 | HUMANITARIAN AID FOR INDIVIDUALS AND/OR COMMUNITIES | 10/17/2022 | TO THE KNOWLEDGE OF THE FOUNDATION, AND BASED UPON THE REPORTS FURNISHED BY THE GRANT RECIPIENT, NO PART HAS BEEN USED FOR OTHER THAN ITS INTENDED PURPOSE. | |||
|
FORSKERFABRIKKEN NORGE AS |
KJELSASVEIEN 168 OSLO 0884 NO |
2021-06-29 | 104,976 | COUNTERACT SOCIAL INEQUALITIES OFFERING QUALITY KINDERGARTEN EDUCATION AND STEM-SUMMER SCHOOLS | 7/6/2022 | TO THE KNOWLEDGE OF THE FOUNDATION, AND BASED UPON THE REPORTS FURNISHED BY THE GRANT RECIPIENT, NO PART HAS BEEN USED FOR OTHER THAN ITS INTENDED PURPOSE. | |||
|
INSTITUTO ALCOA |
AVENIDA DAS NAES UNIDAS 14261 ALAB 17OANDAR CJ 17A SAO PAULO 4790000 BR |
2021-02-08 | 100,000 | HUMANITARIAN AID TO JURUTI - COVID -19 | 8/30/2021 | TO THE KNOWLEDGE OF THE FOUNDATION, AND BASED UPON THE REPORTS FURNISHED BY THE GRANT RECIPIENT, NO PART HAS BEEN USED FOR OTHER THAN ITS INTENDED PURPOSE. | |||
|
INSTITUTO ALCOA |
AVENIDA DAS NAES UNIDAS 14261 ALAB 17OANDAR CJ 17A SAO PAULO 4790000 BR |
2021-03-09 | 25,000 | HUMANITARIAN AID FOR INDIVIDUALS AND/OR COMMUNITIES IMPACTED BY COVID 19. USE IN HIGH OXYGEN FLOW SYSTEMS AS THERAPY FOR MORE SEVERE PATIENTS AFFECTED BY COVID-19. | 8/30/2021 | TO THE KNOWLEDGE OF THE FOUNDATION, AND BASED UPON THE REPORTS FURNISHED BY THE GRANT RECIPIENT, NO PART HAS BEEN USED FOR OTHER THAN ITS INTENDED PURPOSE. | |||
|
INSTITUTO ALCOA |
AVENIDA DAS NAES UNIDAS 14261 ALAB 17OANDAR CJ 17A SAO PAULO 4790000 BR |
2021-11-24 | 35,000 | CONNECTED SCHOOL: A LINK TO COLLABORATIVE LEARNING | 11/9/2022 | TO THE KNOWLEDGE OF THE FOUNDATION, AND BASED UPON THE REPORTS FURNISHED BY THE GRANT RECIPIENT, NO PART HAS BEEN USED FOR OTHER THAN ITS INTENDED PURPOSE. | |||
|
RESERVE MONDIALE DE LA BIOSPHERE MANICOUAGAN-UAPISHKA |
31 AV MARQUETTE BAIECOMEAU,QUEBECG4Z 1K4 CA |
2021-08-16 | 55,000 | ACHIEVEMENT OF THE ENERGY AUTONOMY OF UAPISHKA RESEARCH STATION | 4/21/2022 | TO THE KNOWLEDGE OF THE FOUNDATION, AND BASED UPON THE REPORTS FURNISHED BY THE GRANT RECIPIENT, NO PART HAS BEEN USED FOR OTHER THAN ITS INTENDED PURPOSE. | |||
|
STICHTING PUBLIC & PRIVATE CENTER OF EXCELLENCE FOR TECHNOLOGY |
MARTIN LUTHER KING HIGHWAY KM 23 PARA NS |
2021-09-20 | 32,400 | PROVIDING HANDS-ON OCCUPATIONAL SKILLS TRAINING TO THE DISADVANTAGED | 5/27/2022 | TO THE KNOWLEDGE OF THE FOUNDATION, AND BASED UPON THE REPORTS FURNISHED BY THE GRANT RECIPIENT, NO PART HAS BEEN USED FOR OTHER THAN ITS INTENDED PURPOSE. | |||
|
SADC DE NICOLET-BECANCOUR |
19205 BOULEVARD DES ACADIENS BUREAU 102 BECANCOUR,QUEBECG9H 1M5 CA |
2021-09-05 | 25,000 | PROACTION | 6/20/2022 | TO THE KNOWLEDGE OF THE FOUNDATION, AND BASED UPON THE REPORTS FURNISHED BY THE GRANT RECIPIENT, NO PART HAS BEEN USED FOR OTHER THAN ITS INTENDED PURPOSE. | |||
|
INSTITUTO ALCOA |
AVENIDA DAS NAES UNIDAS 14261 ALAB 17OANDAR CJ 17A SAO PAULO 4790000 BR |
2021-03-09 | 25,000 | HUMANITARIAN AID FOR INDIVIDUALS AND/OR COMMUNITIES IMPACTED BY COVID 19 - PURCHASE OF ULTRASOUND DEVICE | 8/30/2021 | TO THE KNOWLEDGE OF THE FOUNDATION, AND BASED UPON THE REPORTS FURNISHED BY THE GRANT RECIPIENT, NO PART HAS BEEN USED FOR OTHER THAN ITS INTENDED PURPOSE. |
| Identifier | Return Reference | Explanation |
|---|---|---|
| FORM 990-PF, PART VII, LINE 1 | ROSA GARCIA PINEIRO, ASHLEY NAYDEN AND KAYLA BRANCH ARE EMPLOYEES OF ALCOA CORPORATION, AND, AS A RESULT, ALCOA CORPORATION PAYS THEIR RESPECTIVE SALARIES AND BENEFITS. ALCOA FOUNDATION HAS NO EMPLOYEES, AND CONTRACTS WITH THE ALCOA CORPORATION'S EMPLOYEES TO PROVIDE ITS SERVICES. THE SALARY AND BENEFIT AMOUNTS LISTED IN PART VII, LINE 1 ARE ALSO REFLECTED IN PART VII, LINE 3 OF FORM 990-PF UNDER COMPENSATION PAID TO ALCOA CORPORATION FOR CONTRACTED SERVICES. |
| Name of Stock | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| VANGUARD RE INDEX FD | 13,390,619 | 13,390,619 |
| VANGUARD DEV MARKET | 29,492,546 | 29,492,546 |
| VANGUARD EMERGING MARKET | 9,466,496 | 9,466,496 |
| GMO QUALITY MF | 5,345,052 | 5,345,052 |
| MCM R3000 VALUE | 48,056,237 | 48,056,237 |
| CBRE CLARION GBL INF | 12,819,083 | 12,819,083 |
| Category/ Item | Listed at Cost or FMV | Book Value | End of Year Fair Market Value |
|---|---|---|---|
| ADAMS STREET 2004 NON-U.S. FUND | FMV | 22,008 | 22,008 |
| ADAMS STREET 2004 U.S. FUND | FMV | 32,599 | 32,599 |
| ADAMS STREET 2007 NON U.S. FUND | FMV | 168,501 | 168,501 |
| ADAMS STREET 2007 U.S. FUND | FMV | 266,067 | 266,067 |
| ADAMS STREET 2007 DIRECT FUND | FMV | 78,962 | 78,962 |
| BLACKSTONE CAPITAL PARTNERS V | FMV | 35,193 | 35,193 |
| BLACKSTONE CAPITAL PARTNERS VI | FMV | 688,297 | 688,297 |
| CARLYLE PARTNERS V | FMV | 119,383 | 119,383 |
| HARBOURVEST HIPEP III | FMV | 5,759 | 5,759 |
| HARBOURVEST INT'L PEP V | FMV | 96,924 | 96,924 |
| HARBOURVEST INT'L PEP VI | FMV | 917,814 | 917,814 |
| JP MORGAN US POOLED FINANCE PE | FMV | 40,945 | 40,945 |
| KKR 2006 FUND LP I | FMV | 213,094 | 213,094 |
| OAKTREE EURO PRINCIPAL OPPORTUNITY II | FMV | 2,053 | 2,053 |
| POMONA CAPITAL VII LP | FMV | 8,832 | 8,832 |
| SEQUOIA CAPITAL GROWTH III | FMV | 3,055,135 | 3,055,135 |
| SEQUOIA CAPITAL INDIA GROWTH FUND II | FMV | 1,985,813 | 1,985,813 |
| SEQUOIA CAPITAL INDIA GROWTH FUND I | FMV | 304,254 | 304,254 |
| SEQUOIA CAPITAL GROWTH FUND IV | FMV | 4,594,368 | 4,594,368 |
| SEQUOIA CAPITAL ISRAEL III LP | FMV | 468,524 | 468,524 |
| SEQUOIA CAPITAL ISRAEL FUND IV, L.P. | FMV | 1,140,151 | 1,140,151 |
| WARBURG PINCUS PRIVATE EQUITY IX | FMV | 16,323 | 16,323 |
| BROOKSIDE CAYMAN CLASS 2-A | FMV | 329,281 | 329,281 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| LEGAL FEES | 8,993 | 0 | 8,993 |
| Description | Revenue and Expenses per Books | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| GRANT MANAGEMENT FEES | 39,653 | 0 | 39,653 | |
| ADMINISTRATION EXPENSES | 43,163 | 0 | 43,164 | |
| OTHER K-1 EXPENSES | 0 | 62,347 | 0 | |
| CARRIED INTEREST | 100,191 | 100,191 | 0 |
| Description | Revenue And Expenses Per Books | Net Investment Income | Adjusted Net Income |
|---|---|---|---|
| PARTNERSHIP INCOME | -6,956 | -6,956 |
| Description | Amount |
|---|---|
| UNREALIZED GAIN | 11,981,133 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| ALCOA MANAGEMENT FEES | 149,281 | 30,237 | 119,053 | |
| INVESTMENT ADVISORY FEES | 20,362 | 83,581 | 0 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| EXCISE TAX PAYMENTS | 563,277 | 0 | 0 | |
| FOREIGN TAXES | 0 | 14,674 | 0 | |
| UBTI TAX EXPENSES | 60,440 | 0 | 0 | |
| PSHIP WITHOLDING | 31,158 | 31,158 | 0 | |
| UBI STATE TAXES | 1,112 | 1,112 | 0 |
| Name | US / Foreign Address |
EIN | Description | Amount |
|---|---|---|---|---|
| ALCOA FOUNDATION TRUST |
201 ISABELLA STREET PITTSBURGH,PA15212 |
25-1287580 | TRANSFER OF CASH | 0 |
| Total | 7,193,130 | |||