| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| ACCOUNTING FEES | 8,350 | 4,175 | 4,175 |
| Name of Stock | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| BARON EMERGING MARKETS FUND | 8,201 | 6,923 |
| TOUCHSTONE SANDS CAPITAL EMERGING MARKETS GROWTH FUND | 2,700 | 2,159 |
| ALTRIA GROUP INC | 2,208 | 1,659 |
| AMERICAN ELEC PWR INC | 1,227 | 1,779 |
| ARES CAPITAL CORP | 1,567 | 1,971 |
| ARTHUR J GALLAGHER & CO | 746 | 1,697 |
| AT&T INC | 3,419 | 2,091 |
| AVANGRID INC | 1,628 | 1,995 |
| BCE INC | 1,702 | 2,082 |
| CHEVRON CORPORATION | 1,826 | 2,347 |
| CINNCINATI FINANCIAL CORP | 1,131 | 1,709 |
| CISCO SYSTEMS INC | 1,594 | 2,218 |
| CITIZENS FINANCIAL GROUP INC | 1,918 | 2,126 |
| COCA COLA | 1,246 | 1,776 |
| CONOCOPHILLIPS | 1,787 | 2,165 |
| CROWN CASTLE INTL CORP REIT | 1,074 | 2,087 |
| DOMINION ENERGY INC | 1,827 | 1,964 |
| DUKE ENERGY CORP | 760 | 1,049 |
| EMERSON ELEC CO | 1,363 | 1,859 |
| ENTERGY CORP | 954 | 1,127 |
| EVERSOURCE ENERGY | 1,039 | 1,820 |
| FIFTH THIRD BANCORP | 1,324 | 2,178 |
| FIRST HORIZON CORP | 1,814 | 1,715 |
| GENERAL MILLS INC | 1,284 | 1,348 |
| GENUINE PARTS CO | 607 | 701 |
| HANESBRANDS INC | 743 | 669 |
| HARTORD FINL SVCS GROUP INC | 1,123 | 2,071 |
| INTEL CORP | 538 | 773 |
| INTERNATIONAL PAPER CO | 1,613 | 1,644 |
| INTERPUBLIC GROUP OF COMPANIES INC | 1,411 | 1,498 |
| KEYCORP | 1,916 | 2,197 |
| LOCKHEED MARTIN CORP | 1,159 | 1,777 |
| MARATHON PETROLEUM CORPORATION | 1,684 | 1,920 |
| MERCK & CO INC | 1,532 | 1,916 |
| METLIFE INC | 1,388 | 1,875 |
| MID-AMER APARTMENT COMM REIT | 860 | 2,294 |
| NATIONAL RETAIL PROPERTIES REIT | 1,583 | 1,682 |
| NEWELL BRANDS INC | 1,764 | 1,420 |
| NEXTERA ENERGY PARTNERS LP | 786 | 844 |
| PAYCKEX INC | 838 | 2,048 |
| PFIZER INC | 1,438 | 2,657 |
| PHILIP MORRIS INTERNATIONAL | 1,910 | 1,900 |
| PROCTOR & GAMBLE CO | 1,319 | 2,454 |
| PROLOGSIS INC REIT | 1,138 | 3,367 |
| QUALCOMM INC | 1,747 | 2,743 |
| SEMPRA | 654 | 661 |
| SONOCO PRODUCTS CO | 1,652 | 1,737 |
| VERIZON COMMUNICATIONS INC | 2,279 | 2,338 |
| WILIAMS COS INC | 1,616 | 1,693 |
| INVESCO PREFERRED ETF | 1,670 | 1,650 |
| ISHARES CORE MSCI EMERGING MARKETS ETF | 2,368 | 2,394 |
| VANGUARD MID-CAP VALUE INDEX FUND | 1,405 | 1,503 |
| VANGUARD SMALL-CAP ETF | 3,383 | 3,390 |
| Category/ Item | Listed at Cost or FMV | Book Value | End of Year Fair Market Value |
|---|---|---|---|
| CITY NATIONAL ROCHDALE CORPORATE BOND FUND | FMV | 57,382 | 57,547 |
| CITY NATIONAL ROCHDALE FIXED INCOME OPP FUND | FMV | 56,234 | 50,717 |
| CITY NATIONAL ROCHDALE GOVERNMENT BOND FUND | FMV | 24,370 | 24,698 |
| Description | Revenue and Expenses per Books | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| TELEPHONE | 1,280 | 0 | 1,280 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| INVESTMENT MANAGEMENT FEES | 296 | 296 | 0 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| SECTION 4940 EXCISE TAX | 137 | 0 | 0 | |
| STATE FILING FEES | 100 | 0 | 100 | |
| FOREIGN TAXES | 33 | 33 | 0 |