Form990
Department of the TreasuryInternal Revenue Service
Return of Organization Exempt From Income Tax
Under section 501(c), 527, or 4947(a)(1) of the Internal Revenue Code (except private foundations)
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OMB No. 1545-0047
2020
Open to Public Inspection
A For the 2020 calendar year, or tax year beginning 07-01-2020 , and ending 06-30-2021
BCheck if applicable:
CName of organization
President and Fellows of Harvard College
 
 
Doing business as
 
 
Number and street (or P.O. box if mail is not delivered to street address)
1033 MASSACHUSETTS AVENUE 3RD FL
 
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
CAMBRIDGE, MA02138
D Employer identification number

04-2103580
E Telephone number

G Gross receipts $ 20,952,409,489
F Name and address of principal officer:
LAWRENCE S BACOW
MASSACHUSETTS HALL
CAMBRIDGE,MA02138
I
Tax-exempt status: (   ) LeftBullet (insert no.) or
J
Website:MediumBullet
WWW.HARVARD.EDU
H(a)
Is this a group return for
subordinates?
H(b)
Are all subordinates
included?
If "No," attach a list. (see instructions)
H(c)
Group exemption number MediumBullet  
K Form of organization:  
L Year of formation: 1650
M State of legal domicile: MA
Part I
Summary
Activities  & Governance 1 Briefly describe the organization’s mission or most significant activities: UNDERGRADUATE, GRADUATE, AND PROFESSIONAL EDUCATION AND RESEARCH ACROSS A BROAD ARRAY OF ACADEMIC DOMAINS.
2 Check this box MediumBullet
3 Number of voting members of the governing body (Part VI, line 1a) ........ 3 13
4 Number of independent voting members of the governing body (Part VI, line 1b) ..... 4 10
5 Total number of individuals employed in calendar year 2020 (Part V, line 2a) ...... 5 34,351
6 Total number of volunteers (estimate if necessary) ............. 6 10,000
7a Total unrelated business revenue from Part VIII, column (C), line 12 ........ 7a 5,442,306
b Net unrelated business taxable income from Form 990-T, line 39 ......... 7b 0
Revenues Prior Year Current Year
8 Contributions and grants (Part VIII, line 1h) ......... 1,419,818,892 1,877,529,760
9 Program service revenue (Part VIII, line 2g) ......... 1,877,296,436 1,659,068,258
10 Investment income (Part VIII, column (A), lines 3, 4, and 7d ) .... 3,941,626,201 5,257,253,083
11 Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 10c, and 11e) 111,531,945 149,395,723
12 Total revenue—add lines 8 through 11 (must equal Part VIII, column (A), line 12) 7,350,273,474 8,943,246,824
Expenses; 13 Grants and similar amounts paid (Part IX, column (A), lines 1–3 )... 816,950,708 765,886,800
14 Benefits paid to or for members (Part IX, column (A), line 4).....   0
15 Salaries, other compensation, employee benefits (Part IX, column (A), lines 5–10) 2,592,834,104 2,513,558,909
16a Professional fundraising fees (Part IX, column (A), line 11e) ..... 189,954 238,257
b Total fundraising expenses (Part IX, column (D), line 25) MediumBullet166,982,884    
17 Other expenses (Part IX, column (A), lines 11a–11d, 11f–24e).... 2,243,446,643 2,189,138,017
18 Total expenses. Add lines 13–17 (must equal Part IX, column (A), line 25) 5,653,421,409 5,468,821,983
19 Revenue less expenses. Subtract line 18 from line 12....... 1,696,852,065 3,474,424,841
Net Assets or Fund Balances; Beginning of Current Year End of Year
20 Total assets (Part X, line 16)............. 59,612,525,000 72,612,094,000
21 Total liabilities (Part X, line 26)............. 11,060,591,000 11,176,829,000
22 Net assets or fund balances. Subtract line 21 from line 20..... 48,551,934,000 61,435,265,000
Part II
Signature Block
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than officer) is based on all information of which preparer has any knowledge.
Sign Here
JumboBullet
Signature of officer Date
JumboBullet
Type or print name and title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's signature
Date
PTIN
Firm's name MediumBullet

Firm's EIN MediumBullet
Firm's address MediumBullet



Phone no.
May the IRS discuss this return with the preparer shown above? (see instructions) ..........
For Paperwork Reduction Act Notice, see the separate instructions.
Cat. No. 11282Y Form 990 (2020)
Form 990 (2020)
Page 2
Part III
Statement of Program Service Accomplishments
Check if Schedule O contains a response or note to any line in this Part III..............
1
Briefly describe the organization’s mission: UNDERGRADUATE, GRADUATE, AND PROFESSIONAL EDUCATION AND RESEARCH ACROSS A BROAD ARRAY OF ACADEMIC DOMAINS.
2
Did the organization undertake any significant program services during the year which were not listed on
the prior Form 990 or 990-EZ? .....................
If "Yes," describe these new services on Schedule O.
3
Did the organization cease conducting, or make significant changes in how it conducts, any program
services? ...........................
If "Yes," describe these changes on Schedule O.
4
Describe the organization’s program service accomplishments for each of its three largest program services, as measured by expenses. Section 501(c)(3) and 501(c)(4) organizations are required to report the amount of grants and allocations to others, the total expenses, and revenue, if any, for each program service reported.
4a (Code:   ) (Expenses $ 3,969,346,962 including grants of $ 600,158,535 ) (Revenue $ 1,569,700,157 )
EDUCATION AND OTHER INSTITUTIONAL ACTIVITIES: HARVARD UNIVERSITY (THE "UNIVERSITY") IS A PRIVATE, NOT-FOR-PROFIT INSTITUTION OF HIGHER EDUCATION WITH APPROXIMATELY 5,212 UNDERGRADUATE AND 13,418 GRADUATE STUDENTS. THE UNIVERSITY INCLUDES THE FACULTY OF ARTS AND SCIENCES (HARVARD COLLEGE), THE JOHN A. PAULSON SCHOOL OF ENGINEERING AND APPLIED SCIENCES, THE DIVISION OF CONTINUING EDUCATION, TEN GRADUATE AND PROFESSIONAL SCHOOLS, THE RADCLIFFE INSTITUTE FOR ADVANCED STUDY, A VARIETY OF RESEARCH MUSEUMS AND INSTITUTES, AND AN EXTENSIVE LIBRARY SYSTEM TO SUPPORT THE TEACHING AND RESEARCH ACTIVITIES OF THE HARVARD COMMUNITY.
4b (Code:   ) (Expenses $ 857,847,701 including grants of $ 165,728,265 ) (Revenue $ 89,368,101 )
SPONSORED RESEARCH ACTIVITIES: THE RANGE OF RESEARCH ACTIVITIES AT HARVARD IS BROAD AND DEEP. HARVARD SCHOLARS CONDUCT RESEARCH IN ALMOST EVERY FIELD, AND SEEK TO EXPAND HUMAN KNOWLEDGE THROUGH ANALYSIS, INNOVATION, AND INSIGHT. AS REPORTED ON PART VIII, RESEARCH IS SUPPORTED BY FEDERAL GRANTS (LINE 1E), NON-FEDERAL SPONSORED GRANTS (LINE 1F) AND NON-FEDERAL SPONSORED CONTRACTS (LINE 2B). THE UNIVERSITY'S PRINCIPAL SOURCE OF FEDERAL SPONSORED FUNDS IS THE DEPARTMENT OF HEALTH AND HUMAN SERVICES. THE UNIVERSITY ALSO HAS MANY NON-FEDERAL SOURCES OF SPONSORED AWARDS, GRANTS, AND CONTRACTS, INCLUDING RESEARCH INSTITUTES, FOUNDATIONS, STATE AND LOCAL GOVERNMENTS, FOREIGN GOVERNMENTS, AND CORPORATIONS. SPONSORED GRANTS AND CONTRACTS NORMALLY PROVIDE FOR THE RECOVERY OF DIRECT AND INDIRECT COSTS.
4c (Code:   ) (Expenses $   including grants of $   ) (Revenue $   )
4d Other program services (Describe in Schedule O.)
(Expenses $   including grants of $   ) (Revenue $   )
4e Total program service expensesMediumBullet4,827,194,663
Form 990 (2020)
Form 990 (2020)
Page 3
Part IV
Checklist of Required Schedules
Yes
No
1
Is the organization described in section 501(c)(3) or 4947(a)(1) (other than a private foundation)? If "Yes," complete Schedule AClick to see attachment.....................
1
Yes
 
2
Is the organization required to complete Schedule B, Schedule of Contributors (see instructions)? Click to see attachment...
2
Yes
 
3
Did the organization engage in direct or indirect political campaign activities on behalf of or in opposition to candidates for public office? If "Yes," complete Schedule C, Part I.............
3
 
No
4
Section 501(c)(3) organizations. Did the organization engage in lobbying activities, or have a section 501(h) election in effect during the tax year? If "Yes," complete Schedule C, Part IIClick to see attachment.........
4
Yes
 
5
Is the organization a section 501(c)(4), 501(c)(5), or 501(c)(6) organization that receives membership dues, assessments, or similar amounts as defined in Revenue Procedure 98-19? If "Yes," complete Schedule C, Part III..
5
 
 
6
Did the organization maintain any donor advised funds or any similar funds or accounts for which donors have the right to provide advice on the distribution or investment of amounts in such funds or accounts? If "Yes," complete Schedule D, Part IClick to see attachment.........................
6
Yes
 
7
Did the organization receive or hold a conservation easement, including easements to preserve open space,
the environment, historic land areas, or historic structures? If "Yes," complete Schedule D, Part II....
7
 
No
8
Did the organization maintain collections of works of art, historical treasures, or other similar assets? If "Yes,"
complete Schedule D,
Part IIIClick to see attachment..............
8
Yes
 
9
Did the organization report an amount in Part X, line 21 for escrow or custodial account liability; serve as a custodian for amounts not listed in Part X; or provide credit counseling, debt management, credit repair, or debt negotiation services? If "Yes," complete Schedule D, Part IVClick to see attachment..............
9
Yes
 
10
Did the organization, directly or through a related organization, hold assets in temporarily restricted endowments, permanent endowments, or quasi endowments? If "Yes," complete Schedule D, Part VClick to see attachment......
10
Yes
 
11
If the organization’s answer to any of the following questions is "Yes," then complete Schedule D, Parts VI, VII, VIII, IX, or X as applicable.
a
Did the organization report an amount for land, buildings, and equipment in Part X, line 10? If "Yes," complete
Schedule D,
Part VI. Click to see attachment...................
11a
Yes
 
b
Did the organization report an amount for investments—other securities in Part X, line 12 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part VIIClick to see attachment.......
11b
Yes
 
c
Did the organization report an amount for investments—program related in Part X, line 13 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part VIII.......
11c
 
No
d
Did the organization report an amount for other assets in Part X, line 15 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part IX............
11d
 
No
e
Did the organization report an amount for other liabilities in Part X, line 25? If "Yes," complete Schedule D, Part XClick to see attachment
11e
Yes
 
f
Did the organization’s separate or consolidated financial statements for the tax year include a footnote that addresses the organization’s liability for uncertain tax positions under FIN 48 (ASC 740)? If "Yes," complete Schedule D, Part X
11f
 
No
12a
Did the organization obtain separate, independent audited financial statements for the tax year? If "Yes," complete
Schedule D, Parts XI and XII
......................
12a
 
No
b
Was the organization included in consolidated, independent audited financial statements for the tax year? If "Yes," and if the organization answered "No" to line 12a, then completing Schedule D, Parts XI and XII is optional Click to see attachment
12b
Yes
 
13
Is the organization a school described in section 170(b)(1)(A)(ii)? If "Yes," complete Schedule EClick to see attachment
13
Yes
 
14a
Did the organization maintain an office, employees, or agents outside of the United States? .....
14a
Yes
 
b
Did the organization have aggregate revenues or expenses of more than $10,000 from grantmaking, fundraising, business, investment, and program service activities outside the United States, or aggregate foreign investments valued at $100,000 or more? If "Yes," complete Schedule F, Parts I and IV.........Click to see attachment
14b
Yes
 
15
Did the organization report on Part IX, column (A), line 3, more than $5,000 of grants or other assistance to or for any foreign organization? If “Yes,” complete Schedule F, Parts II and IV.....Click to see attachment
15
Yes
 
16
Did the organization report on Part IX, column (A), line 3, more than $5,000 of aggregate grants or other assistance to or for foreign individuals? If “Yes,” complete Schedule F, Parts III and IV...Click to see attachment
16
Yes
 
17
Did the organization report a total of more than $15,000 of expenses for professional fundraising services on Part IX, column (A), lines 6 and 11e? If "Yes," complete Schedule G, Part I(see instructions) ....Click to see attachment
17
Yes
 
18
Did the organization report more than $15,000 total of fundraising event gross income and contributions on Part VIII, lines 1c and 8a? If "Yes," complete Schedule G, Part II............
18
 
No
19
Did the organization report more than $15,000 of gross income from gaming activities on Part VIII, line 9a? If "Yes," complete Schedule G, Part III...................
19
 
No
20a
Did the organization operate one or more hospital facilities? If "Yes," complete Schedule H....
20a
 
No
b
If "Yes" to line 20a, did the organization attach a copy of its audited financial statements to this return?
20b
 
 
21
Did the organization report more than $5,000 of grants or other assistance to any domestic organization or domestic government on Part IX, column (A), line 1? If “Yes,” complete Schedule I, Parts I and II.....Click to see attachment
21
Yes
 
Form 990 (2020)
Form 990 (2020)
Page 4
Part IV
Checklist of Required Schedules (continued)
Yes
No
22
Did the organization report more than $5,000 of grants or other assistance to or for domestic individuals on Part IX, column (A), line 2? If “Yes,” complete Schedule I, Parts I and III........Click to see attachment
22
Yes
 
23
Did the organization answer "Yes" to Part VII, Section A, line 3, 4, or 5 about compensation of the organization’s current and former officers, directors, trustees, key employees, and highest compensated employees? If "Yes," complete Schedule J....................... Click to see attachment
23
Yes
 
24a
Did the organization have a tax-exempt bond issue with an outstanding principal amount of more than $100,000 as of the last day of the year, that was issued after December 31, 2002? If “Yes,” answer lines 24b through 24d and complete Schedule K. If “No,” go to line 25a...............Click to see list of attachments
24a
Yes
 
b
Did the organization invest any proceeds of tax-exempt bonds beyond a temporary period exception?...
24b
 
No
c
Did the organization maintain an escrow account other than a refunding escrow at any time during the year
to defease any tax-exempt bonds? ...............
24c
 
No
d
Did the organization act as an "on behalf of" issuer for bonds outstanding at any time during the year?...
24d
 
No
25a
Section 501(c)(3), 501(c)(4), and 501(c)(29) organizations. Did the organization engage in an excess benefit transaction with a disqualified person during the year? If "Yes," complete Schedule L, Part I ....
25a
 
No
b
Is the organization aware that it engaged in an excess benefit transaction with a disqualified person in a prior year, and that the transaction has not been reported on any of the organization’s prior Forms 990 or 990-EZ? If "Yes," complete Schedule L, Part I.......................
25b
 
No
26
Did the organization report any amount on Part X, line 5 or 22 for receivables from or payables to any current or former officer, director, trustee, key employee, creator or founder, substantial contributor, or 35% controlled entity or family member of any of these persons? If "Yes," complete Schedule L, Part IIClick to see attachment...........
26
Yes
 
27
Did the organization provide a grant or other assistance to any current or former officer, director, trustee, key employee, creator or founder, substantial contributor, or employee thereof, a grant selection committee member, or to a 35% controlled entity (including an employee thereof) or family member of any of these persons?
If "Yes," complete
Schedule L, Part III.........................
27
 
No
28
Was the organization a party to a business transaction with one of the following parties (see Schedule L, Part IV instructions for applicable filing thresholds, conditions, and exceptions):
a
A current or former officer, director, trustee, key employee, creator or founder, or substantial contributor? If "Yes," complete Schedule L, Part IV......................
28a
 
No
b
A family member of any individual described in line 28a? If "Yes," complete Schedule L, Part IV.....Click to see attachment
28b
Yes
 
c
A 35% controlled entity of one or more individuals and/or organizations described in lines 28a or 28b? If "Yes," complete Schedule L, Part IV.....................
28c
 
No
29
Did the organization receive more than $25,000 in non-cash contributions? If "Yes," complete Schedule M..Click to see attachment
29
Yes
 
30
Did the organization receive contributions of art, historical treasures, or other similar assets, or qualified conservation contributions? If "Yes," complete Schedule M .................Click to see attachment
30
Yes
 
31
Did the organization liquidate, terminate, or dissolve and cease operations? If "Yes," complete Schedule N, Part I
31
 
No
32
Did the organization sell, exchange, dispose of, or transfer more than 25% of its net assets? If "Yes," complete Schedule N, Part II........................
32
 
No
33
Did the organization own 100% of an entity disregarded as separate from the organization under Regulations sections 301.7701-2 and 301.7701-3? If "Yes," complete Schedule R, Part I............Click to see attachment
33
Yes
 
34
Was the organization related to any tax-exempt or taxable entity? If "Yes," complete Schedule R, Part II, III, or IV, and Part V, line 1.........................Click to see attachment
34
Yes
 
35a
Did the organization have a controlled entity within the meaning of section 512(b)(13)?
35a
Yes
 
b
If ‘Yes’ to line 35a, did the organization receive any payment from or engage in any transaction with a controlled entity within the meaning of section 512(b)(13)? If "Yes," complete Schedule R, Part V, line 2 ...Click to see attachment
35b
Yes
 
36
Section 501(c)(3) organizations. Did the organization make any transfers to an exempt non-charitable related organization? If "Yes," complete Schedule R, Part V, line 2............. Click to see attachment
36
Yes
 
37
Did the organization conduct more than 5% of its activities through an entity that is not a related organization and that is treated as a partnership for federal income tax purposes? If "Yes," complete Schedule R, Part VI
37
 
No
38
Did the organization complete Schedule O and provide explanations in Schedule O for Part VI, lines 11b and 19? Note. All Form 990 filers are required to complete Schedule O. ............
38
Yes
 
Part V
Statements Regarding Other IRS Filings and Tax Compliance
Check if Schedule O contains a response or note to any line in this Part V...........
Yes
No
1a
Enter the number reported in Box 3 of Form 1096. Enter -0- if not applicable ..
1a
10,576
b
Enter the number of Forms W-2G included in line 1a. Enter -0- if not applicable .
1b
0
c
Did the organization comply with backup withholding rules for reportable payments to vendors and reportable gaming (gambling) winnings to prize winners? ..................
1c
Yes
 
Form 990 (2020)
Form 990 (2020)
Page 5
Part V
Statements Regarding Other IRS Filings and Tax Compliance (continued)
2a
Enter the number of employees reported on Form W-3, Transmittal of Wage and
Tax Statements, filed for the calendar year ending with or within the year covered by this return ..................
2a
34,351
b
If at least one is reported on line 2a, did the organization file all required federal employment tax returns?
Note. If the sum of lines 1a and 2a is greater than 250, you may be required to e-file (see instructions)
2b
Yes
 
3a
Did the organization have unrelated business gross income of $1,000 or more during the year?...
3a
Yes
 
b
If “Yes,” has it filed a Form 990-T for this year? If “No” to line 3b, provide an explanation in Schedule O...
3b
Yes
 
4a
At any time during the calendar year, did the organization have an interest in, or a signature or other authority over, a financial account in a foreign country (such as a bank account, securities account, or other financial account)? ..
4a
Yes
 
b
If "Yes," enter the name of the foreign country: MediumBulletHK , IN , AR , EI , IS , IT , JE , KS , LH , LU , AS , MP , MX , MG , NL , NZ , NU , PM , PE , RO , SN , SF , SZ , TS , TU , AE , UK , UY , BD , BC , BR , CA , CJ , CI , CH , CO , EC , FR , GM , GR
See instructions for filing requirements for FinCEN Form 114, Report of Foreign Bank and Financial Accounts (FBAR).
5a
Was the organization a party to a prohibited tax shelter transaction at any time during the tax year? ..
5a
 
No
b
Did any taxable party notify the organization that it was or is a party to a prohibited tax shelter transaction?
5b
 
No
c
If "Yes," to line 5a or 5b, did the organization file Form 8886-T? ............
5c
 
 
6a
Does the organization have annual gross receipts that are normally greater than $100,000, and did the organization solicit any contributions that were not tax deductible as charitable contributions? ...
6a
 
No
b
If "Yes," did the organization include with every solicitation an express statement that such contributions or gifts were not tax deductible? ......................
6b
 
 
7
Organizations that may receive deductible contributions under section 170(c).
a
Did the organization receive a payment in excess of $75 made partly as a contribution and partly for goods and services provided to the payor? ....................
7a
Yes
 
b
If "Yes," did the organization notify the donor of the value of the goods or services provided? .....
7b
Yes
 
c
Did the organization sell, exchange, or otherwise dispose of tangible personal property for which it was required to file Form 8282? .........................
7c
Yes
 
d
If "Yes," indicate the number of Forms 8282 filed during the year ....
7d
4
e
Did the organization receive any funds, directly or indirectly, to pay premiums on a personal benefit contract?
7e
 
No
f
Did the organization, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ..
7f
 
No
g
If the organization received a contribution of qualified intellectual property, did the organization file Form 8899 as required? ......................
7g
 
 
h
If the organization received a contribution of cars, boats, airplanes, or other vehicles, did the organization file a Form 1098-C? ..........................
7h
 
 
8
Sponsoring organizations maintaining donor advised funds. Did a donor advised fund maintained by the sponsoring organization have excess business holdings at any time during the year? ........
8
 
No
9
Sponsoring organizations maintaining donor advised funds.
a
Did the sponsoring organization make any taxable distributions under section 4966?........
9a
 
No
b
Did the sponsoring organization make a distribution to a donor, donor advisor, or related person?...
9b
 
No
10
Section 501(c)(7) organizations. Enter:
a
Initiation fees and capital contributions included on Part VIII, line 12 ...
10a
 
b
Gross receipts, included on Form 990, Part VIII, line 12, for public use of club facilities
10b
 
11
Section 501(c)(12) organizations. Enter:
a
Gross income from members or shareholders .........
11a
 
b
Gross income from other sources (Do not net amounts due or paid to other sources against amounts due or received from them.) ..........
11b
 
12a
Section 4947(a)(1) non-exempt charitable trusts. Is the organization filing Form 990 in lieu of Form 1041?
12a
 
 
b
If "Yes," enter the amount of tax-exempt interest received or accrued during the year.
12b
 
13
Section 501(c)(29) qualified nonprofit health insurance issuers.
a
Is the organization licensed to issue qualified health plans in more than one state? .........
Note. See the instructions for additional information the organization must report on Schedule O.
13a
 
 
b
Enter the amount of reserves the organization is required to maintain by the states in which the organization is licensed to issue qualified health plans ....
13b
 
c
Enter the amount of reserves on hand ............
13c
 
14a
Did the organization receive any payments for indoor tanning services during the tax year?.....
14a
 
No
b
If "Yes," has it filed a Form 720 to report these payments? If "No," provide an explanation in Schedule O..
14b
 
 
15
Is the organization subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or excess parachute payment(s) during the year? ....................
If "Yes," see instructions and file Form 4720, Schedule N.
15
Yes
 
16
Is the organization an educational institution subject to the section 4968 excise tax on net investment income? ..
If "Yes," complete Form 4720, Schedule O.
16
Yes
 
Form 990 (2020)
Form 990 (2020)
Page 6
Part VI
Governance, Management, and Disclosure For each "Yes" response to lines 2 through 7b below, and for a "No" response to lines 8a, 8b, or 10b below, describe the circumstances, processes, or changes in Schedule O. See instructions.
Check if Schedule O contains a response or note to any line in this Part VI..............
Section A. Governing Body and Management
Yes
No
1a
Enter the number of voting members of the governing body at the end of the tax year
1a
13
If there are material differences in voting rights among members of the governing body, or if the governing body delegated broad authority to an executive committee or similar committee, explain in Schedule O.
b
Enter the number of voting members included in line 1a, above, who are independent
1b
10
2
Did any officer, director, trustee, or key employee have a family relationship or a business relationship with any other officer, director, trustee, or key employee? .................
2
 
No
3
Did the organization delegate control over management duties customarily performed by or under the direct supervision of officers, directors or trustees, or key employees to a management company or other person? .
3
 
No
4
Did the organization make any significant changes to its governing documents since the prior Form 990 was filed? .
4
 
No
5
Did the organization become aware during the year of a significant diversion of the organization’s assets? .
5
 
No
6
Did the organization have members or stockholders? ................
6
 
No
7a
Did the organization have members, stockholders, or other persons who had the power to elect or appoint one or more members of the governing body? ....................
7a
 
No
b
Are any governance decisions of the organization reserved to (or subject to approval by) members, stockholders, or persons other than the governing body? ...................
7b
Yes
 
8
Did the organization contemporaneously document the meetings held or written actions undertaken during the year by the following:
a
The governing body? .......................
8a
Yes
 
b
Each committee with authority to act on behalf of the governing body? ............
8b
Yes
 
9
Is there any officer, director, trustee, or key employee listed in Part VII, Section A, who cannot be reached at the organization’s mailing address? If "Yes," provide the names and addresses in Schedule O.......
9
 
No
Section B. Policies (This Section B requests information about policies not required by the Internal Revenue Code.)
Yes
No
10a
Did the organization have local chapters, branches, or affiliates? ............
10a
 
No
b
If "Yes," did the organization have written policies and procedures governing the activities of such chapters, affiliates, and branches to ensure their operations are consistent with the organization's exempt purposes?
10b
 
 
11a
Has the organization provided a complete copy of this Form 990 to all members of its governing body before filing the form? ............................
11a
Yes
 
b
Describe in Schedule O the process, if any, used by the organization to review this Form 990. .....
12a
Did the organization have a written conflict of interest policy? If "No," go to line 13.......
12a
Yes
 
b
Were officers, directors, or trustees, and key employees required to disclose annually interests that could give rise to conflicts? ..........................
12b
Yes
 
c
Did the organization regularly and consistently monitor and enforce compliance with the policy? If "Yes," describe in Schedule O how this was done...................
12c
Yes
 
13
Did the organization have a written whistleblower policy? ...............
13
Yes
 
14
Did the organization have a written document retention and destruction policy? .........
14
Yes
 
15
Did the process for determining compensation of the following persons include a review and approval by independent persons, comparability data, and contemporaneous substantiation of the deliberation and decision?
a
The organization’s CEO, Executive Director, or top management official ...........
15a
Yes
 
b
Other officers or key employees of the organization ................
15b
Yes
 
If "Yes" to line 15a or 15b, describe the process in Schedule O (see instructions).
16a
Did the organization invest in, contribute assets to, or participate in a joint venture or similar arrangement with a taxable entity during the year? ......................
16a
Yes
 
b
If "Yes," did the organization follow a written policy or procedure requiring the organization to evaluate its participation in joint venture arrangements under applicable federal tax law, and take steps to safeguard the organization’s exempt status with respect to such arrangements? ............
16b
Yes
 
Section C. Disclosure
17
List the states with which a copy of this Form 990 is required to be filedMediumBullet
CA , IL , MA
18
Section 6104 requires an organization to make its Form 1023 (or 1024-A if applicable), 990, and 990-T (501(c)(3)s only) available for public inspection. Indicate how you made these available. Check all that apply.
19
Describe in Schedule O whether (and if so, how) the organization made its governing documents, conflict of interest policy, and financial statements available to the public during the tax year.
20
State the name, address, and telephone number of the person who possesses the organization's books and records:
MediumBulletOFFICE OF THE CONTROLLER1033 MASSACHUSETTS AVENUE 3RD FL   CAMBRIDGE,MA02138 (617) 495-7792
Form 990 (2020)
Form 990 (2020)
Page 7
Part VII
Compensation of Officers, Directors,Trustees, Key Employees, Highest Compensated Employees, and Independent Contractors
Check if Schedule O contains a response or note to any line in this Part VII..............
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees
1a Complete this table for all persons required to be listed. Report compensation for the calendar year ending with or within the organization’s tax year.
RoundBullet List all of the organization’s current officers, directors, trustees (whether individuals or organizations), regardless of amount
of compensation. Enter -0- in columns (D), (E), and (F) if no compensation was paid.

RoundBullet List all of the organization’s current key employees, if any. See instructions for definition of "key employee."
RoundBullet List the organization’s five current highest compensated employees (other than an officer, director, trustee or key employee)
who received reportable compensation (Box 5 of Form W-2 and/or Box 7 of Form 1099-MISC) of more than $100,000 from the
organization and any related organizations.

RoundBullet List all of the organization’s former officers, key employees, or highest compensated employees who received more than $100,000
of reportable compensation from the organization and any related organizations.

RoundBullet List all of the organization’s former directors or trustees that received, in the capacity as a former director or trustee of the
organization, more than $10,000 of reportable compensation from the organization and any related organizations.

See instructions for the order in which to list the persons above.
Check this box if neither the organization nor any related organization compensated any current officer, director, or trustee.
(A)
Name and title
(B)
Average hours per week (list any hours for related organizations below dotted line)
(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee)
(D)
Reportable compensation from the organization (W-2/1099-MISC)
(E)
Reportable compensation from related organizations (W-2/1099-MISC)
(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; OfficerInd; Key Employee; Highest compensated employee; FormerOfcrDirectorTrusteeInd;
(1) LAWRENCE S BACOW
 
FELLOW/PRESIDENT
60.0
.................
3.0
X   X       912,565 0 220,377
(2) PAUL J FINNEGAN
 
TREASURER/FELLOW
5.0
.................
6.0
X   X       0 0 0
(3) BIDDY MARTIN
 
FELLOW
5.0
.................
1.0
X           0 0 0
(4) DAVID M RUBENSTEIN
 
FELLOW
5.0
.................
1.0
X           0 0 0
(5) DIANA L NELSON
 
FELLOW
5.0
.................
1.0
X           0 0 0
(6) KAREN GORDON MILLS
 
FELLOW; SENIOR FELLOW AT HBS
45.0
.................
1.0
X           165,166 0 32,369
(7) KENNETH I CHENAULT
 
FELLOW
5.0
.................
1.0
X           0 0 0
(8) MARIANO-FLORENTINO CUELLAR
 
FELLOW
5.0
.................
1.0
X           0 0 0
(9) PENNY S PRITZKER
 
FELLOW
5.0
.................
1.0
X           0 0 0
(10) SHIRLEY M TILGHMAN
 
FELLOW
5.0
.................
1.0
X           0 0 0
(11) THEODORE V WELLS JR
 
FELLOW
5.0
.................
1.0
X           0 0 0
(12) TIMOTHY R BARAKETT
 
FELLOW
5.0
.................
1.0
X           0 0 0
(13) WILLIAM F LEE
 
FELLOW
9.0
.................
1.0
X           0 0 0
(14) ALAN M GARBER
 
PROVOST
60.0
.................
2.0
    X       628,236 0 197,434
(15) ANNE H MARGULIES
 
V.P. AND CHIEF INFORMATION OFFICER UNTIL 05/31/21
60.0
.................
1.0
    X       476,067 0 527,960
(16) BRIAN LEE
 
V.P. FOR ALUMNI AFFAIRS AND DEVELOPMENT
60.0
.................
0
    X       762,375 0 66,169
(17) DIANE LOPEZ
 
V.P. AND GENERAL COUNSEL
60.0
.................
0
    X       522,781 0 60,566
Form 990 (2020)
Form 990 (2020)
Page 8
Part VII
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees (continued)
(A)
Name and title
(B)
Average hours per week (list any hours for related organizations below dotted line)
(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee)
(D)
Reportable compensation from the organization (W-2/1099-MISC)
(E)
Reportable compensation from related organizations (W-2/1099-MISC)
(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; OfficerInd; Key Employee; Highest compensated employee; FormerOfcrDirectorTrusteeInd;
(18) KATHERINE N LAPP
 
EXECUTIVE VICE PRESIDENT
60.0
.......................4.0
    X       724,460 0 45,963
(19) MARC L GOODHEART
 
V.P. AND SECRETARY OF THE UNIVERSITY
60.0
.......................1.0
    X       412,744 0 66,254
(20) MARILYN M HAUSAMMANN
 
V.P. FOR HUMAN RESOURCES UNTIL 05/31/21
60.0
.......................0
    X       421,487 0 478,137
(21) MARTHA WHITEHEAD
 
V.P. FOR THE HARVARD LIBRARY
60.0
.......................0
    X       388,765 0 59,315
(22) MEREDITH WEENICK
 
V.P. FOR CAMPUS SERVICES
60.0
.......................5.0
    X       437,787 0 46,988
(23) PAUL ANDREW
 
V.P. PUBLIC AFFAIRS AND COMM.
60.0
.......................0
    X       474,152 0 62,564
(24) THOMAS J HOLLISTER
 
V.P. FOR FINANCE AND C.F.O.
60.0
.......................2.0
    X       545,891 0 67,904
(25) CLAUDINE GAY
 
DEAN, FACULTY OF ARTS & SCIENCES
60.0
.......................0.5
      X     608,967 0 215,101
(26) GEORGE Q DALEY
 
DEAN, FACULTY OF MEDICINE
60.0
.......................4.0
      X     860,271 0 36,006
(27) NITIN NOHRIA
 
DEAN, FACULTY OF BUSINESS UNTIL 12/31/2020
60.0
.......................1.0
      X     765,559 0 149,720
(28) DAVID J MALAN
 
FACULTY
60.0
.......................0
        X   1,365,710 0 46,950
(29) LYNN S PAINE
 
FACULTY
60.0
.......................0
        X   1,854,313 20,000 61,286
(30) NADARAJAN CHETTY
 
FACULTY
60.0
.......................0
        X   701,062 0 67,415
(31) TARUN KHANNA
 
FACULTY
48.0
.......................12.0
        X   558,628 138,508 52,890
(32) V KASTURI RANGAN
 
FACULTY
48.0
.......................12.0
        X   1,962,144 19,475 64,454
(33) BARBARA J MCNEIL
 
SEE SCHEDULE O
60.0
.......................0
          X 413,356 0 39,166
(34) DREW GILPIN FAUST
 
SEE SCHEDULE O
60.0
.......................0.0
          X 379,804 0 62,753
(35) JEFFREY S FLIER
 
SEE SCHEDULE O
60.0
.......................0
          X 410,474 0 63,569
(36) MICHAEL D SMITH
 
SEE SCHEDULE O
60.0
.......................0
          X 439,724 0 62,529
1b Sub-Total................MediumBullet
c Total from continuation sheets to Part VII, Section A....MediumBullet
d Total (add lines 1b and 1c)...........MediumBullet 17,192,488 177,983 2,853,839
2
Total number of individuals (including but not limited to those listed above) who received more than $100,000 of reportable compensation from the organization MediumBullet5,433
Yes
No
3
Did the organization list any former officer, director or trustee, key employee, or highest compensated employee on line 1a? If "Yes," complete Schedule J for such individual ..............
3
Yes
 
4
For any individual listed on line 1a, is the sum of reportable compensation and other compensation from the organization and related organizations greater than $150,000? If "Yes," complete Schedule J for such
individual
...........................
4
Yes
 
5
Did any person listed on line 1a receive or accrue compensation from any unrelated organization or individual for services rendered to the organization? If "Yes," complete Schedule J for such person ........
5
 
No
Section B. Independent Contractors
1
Complete this table for your five highest compensated independent contractors that received more than $100,000 of compensation from the organization. Report compensation for the calendar year ending with or within the organization’s tax year.
(A)
Name and business address
(B)
Description of services
(C)
Compensation
TURNER CONSTRUCTION

TWO SEAPORT LANE
SUITE 200
BOSTON,MA02210
CONSTRUCTION CONTRACTOR 110,039,561
SHAWMUT DESIGN AND CONSTRUCTION

560 HARRISON AVE
BOSTON,MA02118
CONSTRUCTION CONTRACTOR 104,366,497
LEE KENNEDY CO INC

122 QUINCY SHORE DRIVE
QUINCY,MA02171
CONSTRUCTION CONTRACTOR 52,210,484
RESTAURANT ASSOCIATES INC

132 W 31st Street
Suite 601
New York,NY10001
DINING SERVICES 37,335,684
BOND BROTHERS INC

10 CABOT ROAD SUITE 300
MEDFORD,MA02155
CONSTRUCTION CONTRACTOR 36,006,510
2
Total number of independent contractors (including but not limited to those listed above) who received more than $100,000 of compensation from the organization MediumBullet752
Form 990 (2020)
Form 990 (2020)
Page 9
Part VIII
Statement of Revenue
Check if Schedule O contains a response or note to any line in this Part VIII.............
(A)
Total revenue
(B)
Related or
exempt
function
revenue
(C)
Unrelated
business
revenue
(D)
Revenue
excluded from
tax under sections
512 - 514
Contributions, Gifts, GrantAmt and OtherAmt Similar Amounts 1a Federated campaigns..1a  
b Membership dues..1b 2,114,921
c Fundraising events..1c  
d Related organizations1d  
e Government grants (contributions)1e 591,358,202
f All other contributions, gifts, grants, and similar amounts not included above1f 1,284,056,637
g Noncash contributions included in lines 1a - 1f:$ 1g 119,435,992
h Total. Add lines 1a-1f.......MediumBullet 1,877,529,760
 Program Service RevenueAmt Business Code
2a STUDENT TUITION, ROOM & BOARD 900099 1,337,596,164 1,337,596,164    
b NON-FEDERAL CONTRACTS 900099 89,368,103 89,368,103    
c AUXILIARY HEALTH SERVICES 621400 67,013,527     67,013,527
d PUBLICATIONS 511130 36,399,176 36,399,176    
e STUDENT/EMPLOYEE SERVICES 611710 14,110,645   64,837 14,045,808
f All other program service revenue. 114,580,643 92,383,653 6,359,206 15,837,784
g Total. Add lines 2a–2f .....MediumBullet 1,659,068,258
 OtherAmtRevenueAmt 3 Investment income (including dividends, interest, and othersimilar amounts) ......MediumBullet 214,934,659   -981,737 215,916,396
4 Income from investment of tax-exempt bond proceedsMediumBullet        
5 Royalties...........MediumBullet 125,483,481     125,483,481
(ii) Personal (i) Real
6a Gross rents   55,076,679 6a
b Less: rental expenses   31,164,437 6b
c Rental income or (loss) 0 23,912,242 6c
d Net rental income or (loss).......MediumBullet 23,912,242     23,912,242
(ii) Other (i) Securities
7a Gross amount from sales of assets other than inventory 22,827,330 16,997,489,322 7a
b Less: cost or other basis and sales expenses 21,274,316 11,956,723,912 7b
c Gain or (loss) 1,553,014 5,040,765,410 7c
d Net gain or (loss).........MediumBullet 5,042,318,424     5,042,318,424
8a Gross income from fundraising events (not including $   of contributions reported on line 1c). See Part IV, line 18 ....
8a  
b Less: direct expenses ... 8b  
c Net income or (loss) from fundraising events..MediumBullet      
9a Gross income from gaming activities.
See Part IV, line 19 ...
9a  
b Less: direct expenses ... 9b  
c Net income or (loss) from gaming activities..MediumBullet        
10a Gross sales of inventory, less
returns and allowances ..
10a  
b Less: cost of goods sold .. 10b  
c Net income or (loss) from sales of inventory..MediumBullet        
Business Code Miscellaneous Revenue
11a            
b            
c            
d All other revenue .... 0 0 0 0
e Total. Add lines 11a–11d ...... MediumBullet 0
12 Total revenue. See instructions.....MediumBullet 8,943,246,824 1,555,747,096 5,442,306 5,504,527,662
Form 990 (2020)
Form 990 (2020)
Page 10
Part IX
Statement of Functional Expenses
Section 501(c)(3) and 501(c)(4) organizations must complete all columns. All other organizations must complete column (A).Check if Schedule O contains a response or note to any line in this Part IX..............
Do not include amounts reported on lines 6b,
7b, 8b, 9b, and 10b of Part VIII.
(A)
Total expenses
(B)
Program service expenses
(C)
Management and general expenses
(D)
Fundraising
expenses
1 Grants and other assistance to domestic organizations and domestic governments. See Part IV, line 21 .... 144,020,339 144,020,339
2 Grants and other assistance to domestic individuals. See Part IV, line 22 ........... 597,352,246 597,352,246
3 Grants and other assistance to foreign organizations, foreign governments, and foreign individuals. See Part IV, lines 15 and 16. ............. 24,514,215 24,514,215
4 Benefits paid to or for members .......    
5 Compensation of current officers, directors, trustees, and key employees ........... 10,547,558 601,548 8,466,747 1,479,263
6 Compensation not included above, to disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B) ......... 2,161,089 1,886,277 274,812 0
7 Other salaries and wages........ 1,957,424,770 1,780,051,049 94,181,151 83,192,570
8 Pension plan accruals and contributions (include section 401(k) and 403(b) employer contributions) .... 205,621,335 186,988,782 9,893,435 8,739,118
9 Other employee benefits ....... 213,685,924 194,322,591 10,281,461 9,081,872
10 Payroll taxes ........... 124,118,233 112,871,153 5,971,927 5,275,153
11 Fees for services (non-employees):        
a Management ...... 25,860,117 23,977,580 1,319,841 562,696
b Legal ......... 21,730,567 3,685,046 17,606,662 438,859
c Accounting ........... 2,585,388 418,905 2,166,483  
d Lobbying ........... 293,393 201,708 91,685 0
e Professional fundraising services. See Part IV, line 17 238,257 238,257
f Investment management fees ...... 150,336,248 0 150,336,248 0
g Other (If line 11g amount exceeds 10% of line 25, column (A) amount, list line 11g expenses on Schedule O) 440,138,206 375,189,725 57,946,313 7,002,168
12 Advertising and promotion .... 31,658,856 30,185,118 653,354 820,384
13 Office expenses ....... 162,366,385 155,333,870 3,997,170 3,035,345
14 Information technology ...... 98,821,037 85,482,684 9,308,531 4,029,822
15 Royalties .. 3,673,471 3,626,636 19,812 27,023
16 Occupancy ........... 272,337,558 226,489,125 32,766,102 13,082,331
17 Travel ............ 1,736,885 1,636,774 61,552 38,559
18 Payments of travel or entertainment expenses for any federal, state, or local public officials .        
19 Conferences, conventions, and meetings .... 30,676,151 28,386,464 1,249,058 1,040,629
20 Interest ........... 180,250,402 151,927,846 21,455,249 6,867,307
21 Payments to affiliates .......        
22 Depreciation, depletion, and amortization .. 387,680,363 355,934,597 14,837,351 16,908,415
23 Insurance ... 15,154,691 7,024,555 8,130,136 0
24 Other expenses. Itemize expenses not covered above (List miscellaneous expenses in line 24e. If line 24e amount exceeds 10% of line 25, column (A) amount, list line 24e expenses on Schedule O.)
a TAXES AND FEES 208,835,234 191,110,352 16,821,304 903,578
b PAYMENTS TO ANNUITANTS 71,357,614 71,357,614 0 0
c BOOKS/PUBLICATIONS 39,757,593 39,160,587 419,334 177,672
d PUBLISHING 12,713,027 10,671,201 506,306 1,535,520
e All other expenses 31,174,831 22,786,076 5,882,412 2,506,343
25 Total functional expenses. Add lines 1 through 24e 5,468,821,983 4,827,194,663 474,644,436 166,982,884
26 Joint costs. Complete this line only if the organization reported in column (B) joint costs from a combined educational campaign and fundraising solicitation. Check here MediumBullet if following SOP 98-2 (ASC 958-720).        
Form 990 (2020)
Form 990 (2020)
Page 11
Part X
Balance Sheet
Check if Schedule O contains a response or note to any line in this Part IX..............
(A)
Beginning of year
(B)
End of year
Assets 1 Cash–non-interest-bearing ........ 30,662,000 1 36,802,000
2 Savings and temporary cash investments ......... 37,116,000 2 72,302,000
3 Pledges and grants receivable, net ...... 2,394,162,000 3 2,396,903,000
4 Accounts receivable, net ............. 120,300,000 4 197,152,000
5 Loans and other receivables from any current or former officer, director, trustee, key employee, creator or founder, substantial contributor, or 35% controlled entity or family member of any of these persons .......
2,120,000 5 2,036,000
6 Loans and other receivables from other disqualified persons (as defined under section 4958(f)(1)), and persons described in section 4958(c)(3)(B) ...
0 6 0
7 Notes and loans receivable, net ........... 370,013,000 7 375,472,000
8 Inventories for sale or use ............ 7,733,000 8 4,995,000
9 Prepaid expenses and deferred charges ...... 286,180,000 9 297,747,000
10a Land, buildings, and equipment: cost or other basis. Complete Part VI of Schedule D 10a 13,926,826,000
b Less: accumulated depreciation 10b 5,729,212,000 8,165,466,000 10c 8,197,614,000
11 Investments—publicly traded securities . 30,167,371,000 11 35,558,106,000
12 Investments—other securities. See Part IV, line 11 ..... 15,187,846,000 12 23,564,711,000
13 Investments—program-related. See Part IV, line 11 .. 0 13  
14 Intangible assets ...............   14  
15 Other assets. See Part IV, line 11 ........... 2,843,556,000 15 1,908,254,000
16 Total assets. Add lines 1 through 15 (must equal line 33)... 59,612,525,000 16 72,612,094,000
Liabilities 17 Accounts payable and accrued expenses ..... 484,960,000 17 588,490,000
18 Grants payable ...   18  
19 Deferred revenue ......... 498,227,000 19 541,028,000
20 Tax-exempt bond liabilities ......... 2,256,895,000 20 2,133,050,000
21 Escrow or custodial account liability. Complete Part IV of Schedule D   21  
22 Loans and other payables to any current or former officer, director, trustee, key employee, creator or founder, substantial contributor, or 35% controlled entity or family member of any of these persons .........
0 22 0
23 Secured mortgages and notes payable to unrelated third parties ..   23  
24 Unsecured notes and loans payable to unrelated third parties .. 3,407,784,000 24 3,370,149,000
25 Other liabilities (including federal income tax, payables to related third parties, and other liabilities not included on lines 17 - 24). Complete Part X of Schedule D 4,412,725,000 25 4,544,112,000
26 Total liabilities. Add lines 17 through 25.. 11,060,591,000 26 11,176,829,000
Net Assets or Fund Balance Organizations that follow FASB ASC 958, check here MediumBullet and complete lines 27, 28, 32, and 33.
27 Net assets without donor restrictions .......... 11,888,627,000 27 15,532,249,000
28 Net assets with donor restrictions ........... 36,663,307,000 28 45,903,016,000
Organizations that do not follow FASB ASC 958, check here MediumBullet and complete lines 29 through 33.
29 Capital stock or trust principal, or current funds .....   29  
30 Paid-in or capital surplus, or land, building or equipment fund ...   30  
31 Retained earnings, endowment, accumulated income, or other funds   31  
32 Total net assets or fund balances ........... 48,551,934,000 32 61,435,265,000
33 Total liabilities and net assets/fund balances ........ 59,612,525,000 33 72,612,094,000
Form 990 (2020)
Form 990 (2020)
Page 12
Part XI
Reconcilliation of Net Assets
Check if Schedule O contains a response or note to any line in this Part XI..............
1
Total revenue (must equal Part VIII, column (A), line 12) ............
1
8,943,246,824
2
Total expenses (must equal Part IX, column (A), line 25) ............
2
5,468,821,983
3
Revenue less expenses. Subtract line 2 from line 1 ..............
3
3,474,424,841
4
Net assets or fund balances at beginning of year (must equal Part X, line 32, column (A)) ..
4
48,551,934,000
5
Net unrealized gains (losses) on investments ...............
5
9,321,226,685
6
Donated services and use of facilities .................
6
 
7
Investment expenses .....................
7
 
8
Prior period adjustments .....................
8
 
9
Other changes in net assets or fund balances (explain in Schedule O) ........
9
87,679,474
10
Net assets or fund balances at end of year. Combine lines 3 through 9 (must equal Part X, line 32, column (B))
10
61,435,265,000
Part XII
Financial Statements and Reporting
Check if Schedule O contains a response or note to any line in this Part XII.............
Yes
No
1
Accounting method used to prepare the Form 990:  
If the organization changed its method of accounting from a prior year or checked "Other," explain in
Schedule O.
2a
Were the organization’s financial statements compiled or reviewed by an independent accountant?
2a
 
No
If ‘Yes,’ check a box below to indicate whether the financial statements for the year were compiled or reviewed on a separate basis, consolidated basis, or both:
b
Were the organization’s financial statements audited by an independent accountant?
2b
Yes
 
If ‘Yes,’ check a box below to indicate whether the financial statements for the year were audited on a separate basis, consolidated basis, or both:
c
If "Yes," to line 2a or 2b, does the organization have a committee that assumes responsibility for oversight of the audit, review, or compilation of its financial statements and selection of an independent accountant?
2c
Yes
 
If the organization changed either its oversight process or selection process during the tax year, explain in Schedule O.
3a
As a result of a federal award, was the organization required to undergo an audit or audits as set forth in the Single Audit Act and OMB Circular A-133?
3a
Yes
 
b
If "Yes," did the organization undergo the required audit or audits? If the organization did not undergo the required audit or audits, explain why in Schedule O and describe any steps taken to undergo such audits.
3b
Yes
 
Form 990 (2020)
Form 990 (2020)
Additional Data


Software ID: 20011424
Software Version: 2020v4.0
Form 990, Special Condition Description:
Special Condition Description
SCHEDULE A
(Form 990 or 990EZ)

Department of the Treasury
Internal Revenue Service
Public Charity Status and Public Support
Complete if the organization is a section 501(c)(3) organization or a section 4947(a)(1) nonexempt charitable trust.
right arrow Attach to Form 990 or Form 990-EZ.
right arrow Go to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2020
Open to Public
Inspection
Name of the organization
President and Fellows of Harvard College
 
Employer identification number

04-2103580
Part I
Reason for Public Charity Status (All organizations must complete this part.) See instructions.
The organization is not a private foundation because it is: (For lines 1 through 12, check only one box.)
1
2
3
4
5
6
7
8
9
10
11
12
a
b
c
d
e
f
Enter the number of supported organizations ...............................  
g
Provide the following information about the supported organization(s).
(i) Name of supported organization (ii) EIN (iii) Type of organization (described on lines 1- 10 above (see instructions)) (iv) Is the organization listed in your governing document? (v) Amount of monetary support (see instructions) (vi) Amount of other support (see instructions)
Yes No
Total
 
   
For Paperwork Reduction Act Notice, see the Instructions for
Form 990 or 990-EZ.
Cat. No. 11285F
Schedule A (Form 990 or 990-EZ) 2020

Schedule A (Form 990 or 990-EZ) 2020
Page 2
Part II
Support Schedule for Organizations Described in Sections 170(b)(1)(A)(iv) and 170(b)(1)(A)(vi)
(Complete only if you checked the box on line 5, 7, or 8 of Part I or if the organization failed to qualify under Part III. If the organization failed to qualify under the tests listed below, please complete Part III.)
Section A. Public Support
Calendar year (or fiscal year beginning in) right arrow (a) 2016 (b) 2017 (c) 2018 (d) 2019 (e) 2020 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grant.") .. 1,662,160,571 1,888,401,380 2,775,718,408 1,419,818,892 1,877,529,760 9,623,629,011
2 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf....           0
3 The value of services or facilities furnished by a governmental unit to the organization without charge..           0
4 Total. Add lines 1 through 3 1,662,160,571 1,888,401,380 2,775,718,408 1,419,818,892 1,877,529,760 9,623,629,011
5 The portion of total contributions by each person (other than a governmental unit or publicly supported organization) included on line 1 that exceeds 2% of the amount shown on line 11, column (f).. 732,158,851
6 Public support. Subtract line 5 from line 4. 8,891,470,160
Section B. Total Support
Calendar year (or fiscal year beginning in) right arrow (a) 2016 (b) 2017 (c) 2018 (d) 2019 (e) 2020 (f) Total
7 Amounts from line 4.. 1,662,160,571 1,888,401,380 2,775,718,408 1,419,818,892 1,877,529,760 9,623,629,011
8 Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources... 498,594,579 369,272,273 462,914,576 470,599,701 396,476,556 2,197,857,685
9 Net income from unrelated business activities, whether or not the business is regularly carried on.. 0 0 442,728 710,281 189,527 1,342,536
10 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part VI.).. 118,838,756 141,447,133 129,727,945 132,317,248 96,897,119 619,228,201
11 Total support. Add lines 7 through 10 12,442,057,433
12
12
8,381,423,581
13
First 5 years. If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a section 501(c)(3) organization, check this box and stop here........................................right arrow
Section C. Computation of Public Support Percentage
14
14
71.46 %
15
15
70.20 %
16a
b
17a
b
18
Private foundation. If the organization did not check a box on line 13, 16a, 16b, 17a, or 17b, check this box and see
instructions ..................................................... right arrow
Schedule A (Form 990 or 990-EZ) 2020

Schedule A (Form 990 or 990-EZ) 2020
Page 3
Part III
Support Schedule for Organizations Described in Section 509(a)(2)
(Complete only if you checked the box on line 10 of Part I or if the organization failed to qualify under Part II. If the organization fails to qualify under the tests listed below, please complete Part II.)
Section A. Public Support
Calendar year (or fiscal year beginning in) right arrow (a) 2016 (b) 2017 (c) 2018 (d) 2019 (e) 2020 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") .            
2 Gross receipts from admissions, merchandise sold or services performed, or facilities furnished in any activity that is related to the organization's tax-exempt purpose            
3 Gross receipts from activities that are not an unrelated trade or business under section 513 .....            
4 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf...            
5 The value of services or facilities furnished by a governmental unit to the organization without charge            
6 Total. Add lines 1 through 5            
7a Amounts included on lines 1, 2, and 3 received from disqualified persons            
b Amounts included on lines 2 and 3 received from other than disqualified persons that exceed the greater of $5,000 or 1% of the amount on line 13 for the year.            
c Add lines 7a and 7b..            
8 Public support. (Subtract line 7c from line 6.)  
Section B. Total Support
Calendar year (or fiscal year beginning in) right arrow (a) 2016 (b) 2017 (c) 2018 (d) 2019 (e) 2020 (f) Total
9 Amounts from line 6...            
10a Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources..            
b Unrelated business taxable income (less section 511 taxes) from businesses acquired after June 30, 1975.            
c Add lines 10a and 10b.            
11 Net income from unrelated business activities not included in line 10b, whether or not the business is regularly carried on.            
12 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part VI.) ..            
13 Total support. (Add lines 9, 10c, 11, and 12.)..            
14
Section C. Computation of Public Support Percentage
15
15
 
16
16
 
Section D. Computation of Investment Income Percentage
17
17
 
18
18
 
19a
b
20
Schedule A (Form 990 or 990-EZ) 2020

Schedule A (Form 990 or 990-EZ) 2020
Page 4
Part IV
Supporting Organizations
(Complete only if you checked a box on line 12 of Part I. If you checked box 12a, of Part I, complete Sections A and B. If you checked box 12b, of Part I, complete Sections A and C. If you checked box 12c, of Part I, complete Sections A, D, and E. If you checked box12d, of Part I, complete Sections A and D, and complete Part V.)
Section A. All Supporting Organizations
Yes
No
1
Are all of the organization’s supported organizations listed by name in the organization’s governing documents?
If "No," describe in Part VI how the supported organizations are designated. If designated by class or purpose,
describe the designation. If historic and continuing relationship, explain.
1
 
 
2
Did the organization have any supported organization that does not have an IRS determination of status under section 509(a)(1) or (2)? If "Yes," explain in Part VI how the organization determined that the supported organization was described in section 509(a)(1) or (2).
2
 
 
3a
Did the organization have a supported organization described in section 501(c)(4), (5), or (6)? If "Yes," answer lines 3b and 3c below.
3a
 
 
b
Did the organization confirm that each supported organization qualified under section 501(c)(4), (5), or (6) and satisfied the public support tests under section 509(a)(2)? If "Yes," describe in Part VI when and how the organization made the determination.
3b
 
 
c
Did the organization ensure that all support to such organizations was used exclusively for section 170(c)(2)(B) purposes? If "Yes," explain in Part VI what controls the organization put in place to ensure such use.
3c
 
 
4a
Was any supported organization not organized in the United States ("foreign supported organization")? If “Yes” and if you checked box 12a or 12b in Part I, answer lines 4b and 4c below.
4a
 
 
b
Did the organization have ultimate control and discretion in deciding whether to make grants to the foreign supported organization? If “Yes,” describe in Part VI how the organization had such control and discretion despite being controlled or supervised by or in connection with its supported organizations.
4b
 
 
c
Did the organization support any foreign supported organization that does not have an IRS determination under sections 501(c)(3) and 509(a)(1) or (2)? If “Yes,” explain in Part VI what controls the organization used to ensure that all support to the foreign supported organization was used exclusively for section 170(c)(2)(B) purposes.
4c
 
 
5a
Did the organization add, substitute, or remove any supported organizations during the tax year? If “Yes,” answer lines 5b and 5c below (if applicable). Also, provide detail in Part VI, including (i) the names and EIN numbers of the supported organizations added, substituted, or removed; (ii) the reasons for each such action; (iii) the authority under the organization's organizing document authorizing such action; and (iv) how the action was accomplished (such as by amendment to the organizing document).
5a
 
 
b
Type I or Type II only. Was any added or substituted supported organization part of a class already designated in the organization's organizing document?
5b
 
 
c
Substitutions only. Was the substitution the result of an event beyond the organization's control?
5c
 
 
6
Did the organization provide support (whether in the form of grants or the provision of services or facilities) to anyone other than (i) its supported organizations, (ii) individuals that are part of the charitable class benefited by one or more of its supported organizations, or (iii) other supporting organizations that also support or benefit one or more of the filing organization’s supported organizations? If “Yes,” provide detail in Part VI.
6
 
 
7
Did the organization provide a grant, loan, compensation, or other similar payment to a substantial contributor (defined in section 4958(c)(3)(C)), a family member of a substantial contributor, or a 35% controlled entity with regard to a substantial contributor? If “Yes,” complete Part I of Schedule L (Form 990 or 990-EZ) .
7
 
 
8
Did the organization make a loan to a disqualified person (as defined in section 4958) not described in line 7? If “Yes,” complete Part I of Schedule L (Form 990 or 990-EZ).
8
 
 
9a
Was the organization controlled directly or indirectly at any time during the tax year by one or more disqualified persons, as defined in section 4946 (other than foundation managers and organizations described in section 509(a)(1) or (2))? If “Yes,” provide detail in Part VI.
9a
 
 
b
Did one or more disqualified persons (as defined in line 9a) hold a controlling interest in any entity in which the supporting organization had an interest? If “Yes,” provide detail in Part VI.
9b
 
 
c
Did a disqualified person (as defined in line 9a) have an ownership interest in, or derive any personal benefit from, assets in which the supporting organization also had an interest? If “Yes,” provide detail in Part VI.
9c
 
 
10a
Was the organization subject to the excess business holdings rules of section 4943 because of section 4943(f) (regarding certain Type II supporting organizations, and all Type III non-functionally integrated supporting organizations)? If “Yes,” answer line 10b below.
10a
 
 
b
Did the organization have any excess business holdings in the tax year? (Use Schedule C, Form 4720, to determine whether the organization had excess business holdings).
10b
 
 
Schedule A (Form 990 or 990-EZ) 2020

Schedule A (Form 990 or 990-EZ) 2020
Page 5
Part IV
Supporting Organizations (continued)
Yes
No
11
Has the organization accepted a gift or contribution from any of the following persons?
a
A person who directly or indirectly controls, either alone or together with persons described in lines 11b and 11c below, the governing body of a supported organization?
11a
 
 
b
A family member of a person described in 11a above?
11b
 
 
c
A 35% controlled entity of a person described in line 11a or 11b above? If “Yes” to 11a, 11b, or 11c, provide detail in Part VI.
11c
 
 
Section B. Type I Supporting Organizations
Yes
No
1
Did the officers, directors, trustees, or membership of one or more supported organizations have the power to regularly appoint or elect at least a majority of the organization’s directors or trustees at all times during the tax year? If “No,” describe in Part VI how the supported organization(s) effectively operated, supervised, or controlled the organization’s activities. If the organization had more than one supported organization, describe how the powers to appoint and/or remove directors or trustees were allocated among the supported organizations and what conditions or restrictions, if any, applied to such powers during the tax year.
1
 
 
2
Did the organization operate for the benefit of any supported organization other than the supported organization(s) that operated, supervised, or controlled the supporting organization? If “Yes,” explain in Part VI how providing such benefit carried out the purposes of the supported organization(s) that operated, supervised or controlled the supporting organization.
2
 
 
Section C. Type II Supporting Organizations
Yes
No
1
Were a majority of the organization’s directors or trustees during the tax year also a majority of the directors or trustees of each of the organization’s supported organization(s)? If “No,” describe in Part VI how control or management of the supporting organization was vested in the same persons that controlled or managed the supported organization(s).
1
 
 
Section D. All Type III Supporting Organizations
Yes
No
1
Did the organization provide to each of its supported organizations, by the last day of the fifth month of the organization’s tax year, (i) a written notice describing the type and amount of support provided during the prior tax year, (ii) a copy of the Form 990 that was most recently filed as of the date of notification, and (iii) copies of the organization’s governing documents in effect on the date of notification, to the extent not previously provided?
1
 
 
2
Were any of the organization’s officers, directors, or trustees either (i) appointed or elected by the supported organization(s) or (ii) serving on the governing body of a supported organization? If "No," explain in Part VI how the organization maintained a close and continuous working relationship with the supported organization(s).
2
 
 
3
By reason of the relationship described in line 2 above, did the organization’s supported organizations have a significant voice in the organization’s investment policies and in directing the use of the organization’s income or assets at all times during the tax year? If "Yes," describe in Part VI the role the organization’s supported organizations played in this regard.
3
 
 
Section E. Type III Functionally-Integrated Supporting Organizations
1
Check the box next to the method that the organization used to satisfy the Integral Part Test during the year (see instructions):
a
b
c
2
Activities Test. Answer lines 2a and 2b below.
Yes
No
a
Did substantially all of the organization’s activities during the tax year directly further the exempt purposes of the supported organization(s) to which the organization was responsive? If "Yes," then in Part VI identify those supported organizations and explain how these activities directly furthered their exempt purposes, how the organization was responsive to those supported organizations, and how the organization determined that these activities constituted substantially all of its activities.
2a
 
 
b
Did the activities described in line 2a, above constitute activities that, but for the organization’s involvement, one or more of the organization’s supported organization(s) would have been engaged in? If "Yes," explain in Part VI the reasons for the organization’s position that its supported organization(s) would have engaged in these activities but for the organization’s involvement.
2b
 
 
3
Parent of Supported Organizations. Answer lines 3a and 3b below.
a
Did the organization have the power to regularly appoint or elect a majority of the officers, directors, or trustees of each of the supported organizations?If "Yes" or "No", provide details in Part VI.
3a
 
 
b
Did the organization exercise a substantial degree of direction over the policies, programs and activities of each of its supported organizations? If "Yes," describe in Part VI. the role played by the organization in this regard.
3b
 
 
Schedule A (Form 990 or 990-EZ) 2020

Schedule A (Form 990 or 990-EZ) 2020
Page 6
Part V
Type III Non-Functionally Integrated 509(a)(3) Supporting Organizations
1
Section A - Adjusted Net Income (A) Prior Year (B) Current Year
(optional)
1 Net short-term capital gain 1    
2 Recoveries of prior-year distributions 2    
3 Other gross income (see instructions) 3    
4 Add lines 1 through 3 4    
5 Depreciation and depletion 5    
6 Portion of operating expenses paid or incurred for production or collection of gross income or for management, conservation, or maintenance of property held for production of income (see instructions) 6    
7 Other expenses (see instructions) 7    
8 Adjusted Net Income (subtract lines 5, 6 and 7 from line 4) 8    
Section B - Minimum Asset Amount (A) Prior Year (B) Current Year
(optional)
1 Aggregate fair market value of all non-exempt-use assets (see instructions for short tax year or assets held for part of year): 1
a Average monthly value of securities 1a    
b Average monthly cash balances 1b    
c Fair market value of other non-exempt-use assets 1c    
d Total (add lines 1a, 1b, and 1c) 1d    
e Discount claimed for blockage or other factors
(explain in detail in Part VI):  
2 Acquisition indebtedness applicable to non-exempt use assets 2    
3 Subtract line 2 from line 1d 3    
4 Cash deemed held for exempt use. Enter 0.015 of line 3 (for greater amount, see instructions). 4    
5 Net value of non-exempt-use assets (subtract line 4 from line 3) 5    
6 Multiply line 5 by 0.035 6    
7 Recoveries of prior-year distributions 7    
8 Minimum Asset Amount (add line 7 to line 6) 8    
Section C - Distributable Amount Current Year
1 Adjusted net income for prior year (from Section A, line 8, Column A) 1  
2 Enter 85% of line 1 2  
3 Minimum asset amount for prior year (from Section B, line 8, Column A) 3  
4 Enter greater of line 2 or line 3 4  
5 Income tax imposed in prior year 5  
6 Distributable Amount. Subtract line 5 from line 4, unless subject to emergency temporary reduction (see instructions) 6  
7
Schedule A (Form 990 or 990-EZ) 2020

Schedule A (Form 990 or 990-EZ) 2020
Page 7
Part V
Type III Non-Functionally Integrated 509(a)(3) Supporting Organizations(continued)
Section D - Distributions Current Year
1 Amounts paid to supported organizations to accomplish exempt purposes 1  
2 Amounts paid to perform activity that directly furthers exempt purposes of supported organizations, in
excess of income from activity
2  
3 Administrative expenses paid to accomplish exempt purposes of supported organizations 3  
4 Amounts paid to acquire exempt-use assets 4  
5 Qualified set-aside amounts (prior IRS approval required - provide details in Part VI) 5  
6 Other distributions (describe in Part VI). See instructions 6  
7Total annual distributions. Add lines 1 through 6. 7  
8 Distributions to attentive supported organizations to which the organization is responsive (provide
details in Part VI
). See instructions
8  
9 Distributable amount for 2020 from Section C, line 6 9  
10 Line 8 amount divided by Line 9 amount 10  
Section E - Distribution Allocations (see instructions) (i)
Excess Distributions
(ii)
Underdistributions
Pre-2020
(iii)
Distributable
Amount for 2020
1 Distributable amount for 2020 from Section C, line 6  
2 Underdistributions, if any, for years prior to 2019 (reasonable cause required-- explain in Part VI).
See instructions.
 
3 Excess distributions carryover, if any, to 2020:
a From 2015.......  
b From 2016.......  
c From 2017.......  
d From 2018.......  
e From 2019.......  
fTotal of lines 3a through e  
g Applied to underdistributions of prior years  
h Applied to 2020 distributable amount  
i Carryover from 2015 not applied (see
instructions)
 
j Remainder. Subtract lines 3g, 3h, and 3i from line 3f.  
4Distributions for 2020 from Section D, line 7:
$  
a Applied to underdistributions of prior years  
b Applied to 2020 distributable amount  
c Remainder. Subtract lines 4a and 4b from line 4.  
5 Remaining underdistributions for years prior to
2020, if any. Subtract lines 3g and 4a from line 2.
If the amount is greater than zero, explain in Part VI.
See instructions.
 
6 Remaining underdistributions for 2020. Subtract
lines 3h and 4b from line 1. If the amount is greater
than zero, explain in Part VI. See instructions.
 
7 Excess distributions carryover to 2021. Add lines
3j and 4c.
 
8 Breakdown of line 7:
a Excess from 2016.....  
b Excess from 2017.....  
c Excess from 2018.....  
d Excess from 2019.....  
e Excess from 2020.....  
Schedule A (Form 990 or 990-EZ) (2020)

Schedule A (Form 990 or 990-EZ) 2020
Page 8
Part VI
Supplemental Information. Provide the explanations required by Part II, line 10; Part II, line 17a or 17b; Part III, line 12; Part IV, Section A, lines 1, 2, 3b, 3c, 4b, 4c, 5a, 6, 9a, 9b, 9c, 11a, 11b, and 11c; Part IV, Section B, lines 1 and 2; Part IV, Section C, line 1; Part IV, Section D, lines 2 and 3; Part IV, Section E, lines 1c, 2a, 2b, 3a and 3b; Part V, line 1; Part V, Section B, line 1e; Part V Section D, lines 5, 6, and 8; and Part V, Section E, lines 2, 5, and 6. Also complete this part for any additional information. (See instructions).
Facts And Circumstances Test
 
Return Reference Explanation
Schedule A, Part II, Line 10 Other Income DESCRIPTION - PROGRAM SERVICE REVENUE EXCLUDED FROM TAX UNDER SECTIONS 512-514, COLUMN A - XXX-XX-XXXX.0, COLUMN B - XXX-XX-XXXX.0, COLUMN C - XXX-XX-XXXX.0, COLUMN D - XXX-XX-XXXX.0, COLUMN E - 96897119.0, COLUMN F - XXX-XX-XXXX.0; DESCRIPTION - NET INCOME OR (LOSS) FROM FUNDRAISING EVENTS, COLUMN A - 13721.0, COLUMN B - 21958.0, COLUMN C - 10579.0, COLUMN D - -450.0, COLUMN E - 0.0, COLUMN F - 45808.0;
Schedule A (Form 990 or 990-EZ) 2020


Additional Data


Software ID: 20011424
Software Version: 2020v4.0
Schedule B
(Form 990, 990-EZ,
or 990-PF)
Department of the Treasury
Internal Revenue Service
Schedule of Contributors

Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
Arrow Bullet Go to www.irs.gov/Form990 for the latest information.
OMB No. 1545-0047
2020
Name of the organization
President and Fellows of Harvard College
 
Employer identification number

04-2103580
Organization type (check one):
Filers of:
Section:
Form 990 or 990-EZ






Form 990-PF




Check if your organization is covered by the General Rule or a Special Rule.  
Note: Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
General Rule
Special Rules
......... Arrow Bullet $  
Caution: An organization that isn't covered by the General Rule and/or the Special Rules doesn't file Schedule B (Form 990,
990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its Form 990-EZ
or on its Form 990PF, Part I, line 2, to certify that it doesn't meet the filing requirements of Schedule B (Form 990,
990-EZ, or 990-PF).
For Paperwork Reduction Act Notice, see the Instructions
for Form 990, 990-EZ, or 990-PF.
Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2020)
Schedule B (Form 990, 990-EZ, or 990-PF) (2020) Page 2
Name of organization
President and Fellows of Harvard College
 
Employer identification number
04-2103580
Part I
Contributors
Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
(a)
No.
(b)
Name, address, and ZIP + 4
(c)
Total contributions
(d)
Type of contribution
RESTRICTED
 
 
 
 
  ,    

$ RESTRICTED


(Complete Part II for noncash contributions.)
(a)
No.
(b)
Name, address, and ZIP + 4
(c)
Total contributions
(d)
Type of contribution
 
 
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.
(b)
Name, address, and ZIP + 4
(c)
Total contributions
(d)
Type of contribution
 
 
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.
(b)
Name, address, and ZIP + 4
(c)
Total contributions
(d)
Type of contribution
 
 
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.
(b)
Name, address, and ZIP + 4
(c)
Total contributions
(d)
Type of contribution
 
 
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.
(b)
Name, address, and ZIP + 4
(c)
Total contributions
(d)
Type of contribution
 
 
 
 

$  


(Complete Part II for noncash contributions.)
Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
Page 3
Name of organization
President and Fellows of Harvard College
 
Employer identification number

04-2103580
Part II
Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
(a)
No. from Part I
(b)
Description of noncash property given
(c)
FMV (or estimate)
(See instructions)
(d)
Date received
 
$    
(a)
No. from Part I
(b)
Description of noncash property given
(c)
FMV (or estimate)
(See instructions)
(d)
Date received
 
$    
(a)
No. from Part I
(b)
Description of noncash property given
(c)
FMV (or estimate)
(See instructions)
(d)
Date received
 
$    
(a)
No. from Part I
(b)
Description of noncash property given
(c)
FMV (or estimate)
(See instructions)
(d)
Date received
 
$    
(a)
No. from Part I
(b)
Description of noncash property given
(c)
FMV (or estimate)
(See instructions)
(d)
Date received
 
$    
(a)
No. from Part I
(b)
Description of noncash property given
(c)
FMV (or estimate)
(See instructions)
(d)
Date received
 
$    
Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
Page 4
Name of organization
President and Fellows of Harvard College
 
Employer identification number

04-2103580
Part III
Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
Use duplicate copies of Part III if additional space is needed.
(a)
No. from Part I
(b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
(a)
No. from Part I
(b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
(a)
No. from Part I
(b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
(a)
No. from Part I
(b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
Additional Data


Software ID: 20011424
Software Version: 2020v4.0
SCHEDULE C
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Political Campaign and Lobbying Activities

For Organizations Exempt From Income Tax Under section 501(c) and section 527

SchCMd Bullet Complete if the organization is described below. SchCMd Bullet Attach to Form 990 or Form 990-EZ.
SchCMd BulletGo to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2020
Open to Public
Inspection
If the organization answered "Yes" on Form 990, Part IV, Line 3, or Form 990-EZ, Part V, line 46 (Political Campaign Activities), then
Round Bullet Section 501(c)(3) organizations: Complete Parts I-A and B. Do not complete Part I-C.
Round Bullet Section 501(c) (other than section 501(c)(3)) organizations: Complete Parts I-A and C below. Do not complete Part I-B.
Round Bullet Section 527 organizations: Complete Part I-A only.
If the organization answered "Yes" on Form 990, Part IV, Line 4, or Form 990-EZ, Part VI, line 47 (Lobbying Activities), then
Round Bullet Section 501(c)(3) organizations that have filed Form 5768 (election under section 501(h)): Complete Part II-A. Do not complete Part II-B.
Round Bullet Section 501(c)(3) organizations that have NOT filed Form 5768 (election under section 501(h)): Complete Part II-B. Do not complete Part II-A.
If the organization answered "Yes" on Form 990, Part IV, Line 5 (Proxy Tax) (see separate instructions) or Form 990-EZ, Part V, line 35c (Proxy Tax) (see separate instructions), then
Round Bullet Section 501(c)(4), (5), or (6) organizations: Complete Part III.
Name of the organization
President and Fellows of Harvard College
 
Employer identification number

04-2103580
Part I-A
Complete if the organization is exempt under section 501(c) or is a section 527 organization.

1
Provide a description of the organization’s direct and indirect political campaign activities in Part IV (see instructions for definition of “political campaign activities")

2
Political campaign activity expenditures (see instructions) ....................................................................SchCMd Bullet
$  
3
Volunteer hours for political campaign activities (see instructions) ..................................................................
 

Part I-B
Complete if the organization is exempt under section 501(c)(3).
1
Enter the amount of any excise tax incurred by the organization under section 4955 ................................SchCMd Bullet
$  
2
Enter the amount of any excise tax incurred by organization managers under section 4955 .......................SchCMd Bullet
$  
3
If the organization incurred a section 4955 tax, did it file Form 4720 for this year? .........................................
4a
Was a correction made? ......................................................................................................................
b
If "Yes," describe in Part IV.
Part I-C
Complete if the organization is exempt under section 501(c), except section 501(c)(3).
1
Enter the amount directly expended by the filing organization for section 527 exempt function activities ..... SchCMd Bullet
$  
2
Enter the amount of the filing organization's funds contributed to other organizations for section 527 exempt function activities ............................................................................................................................SchCMd Bullet

$  
3
Total exempt function expenditures. Add lines 1 and 2. Enter here and on Form 1120-POL, line 17b...........SchCMd Bullet

$  
4
Did the filing organization file Form 1120-POL for this year? ...................................................................
5
Enter the names, addresses and employer identification number (EIN) of all section 527 political organizations to which the filing
organization made payments. For each organization listed, enter the amount paid from the filing organization’s funds. Also enter the amount of political contributions received that were promptly and directly delivered to a separate political organization, such as a separate segregated fund or a political action committee (PAC). If additional space is needed, provide information in Part IV.
(a) Name (b) Address (c) EIN (d) Amount paid from filing organization's funds. If none, enter -0-. (e) Amount of political contributions received and promptly and directly delivered to a separate political organization. If none, enter -0-.
1
2
3
4
5
6
For Paperwork Reduction Act Notice, see the instructions for Form 990 or 990-EZ.
Cat. No. 50084S
Schedule C (Form 990 or 990-EZ) 2020

Schedule C (Form 990 or 990-EZ) 2020
Page 2
Part II-A
Complete if the organization is exempt under section 501(c)(3) and filed Form 5768 (election under section 501(h)).
A Check SchCMd Bulletexpenses, and share of excess lobbying expenditures).
B Check SchCMd Bullet
Limits on Lobbying Expenditures
(The term "expenditures" means amounts paid or incurred.)
(a) Filing
organization's
totals
(b) Affiliated group totals
1a Total lobbying expenditures to influence public opinion (grass roots lobbying) ......................    
b Total lobbying expenditures to influence a legislative body (direct lobbying) ........................    
c Total lobbying expenditures (add lines 1a and 1b) ............................................................    
d Other exempt purpose expenditures ...............................................................................    
e Total exempt purpose expenditures (add lines 1c and 1d) ..................................................    
f Lobbying nontaxable amount. Enter the amount from the following table in both
columns.
   
If the amount on line 1e, column (a) or (b) is:The lobbying nontaxable amount is:
Not over $500,00020% of the amount on line 1e.
Over $500,000 but not over $1,000,000$100,000 plus 15% of the excess over $500,000.
Over $1,000,000 but not over $1,500,000$175,000 plus 10% of the excess over $1,000,000.
Over $1,500,000 but not over $17,000,000$225,000 plus 5% of the excess over $1,500,000.
Over $17,000,000$1,000,000.
g Grassroots nontaxable amount (enter 25% of line 1f) .................................................    
h Subtract line 1g from line 1a. If zero or less, enter -0-. ................................................    
i Subtract line 1f from line 1c. If zero or less, enter -0-. ................................................    
j If there is an amount other than zero on either line 1h or line 1i, did the organization file Form 4720 reporting
section 4911 tax for this year? ...................................................................................................................

4-Year Averaging Period Under Section 501(h)
(Some organizations that made a section 501(h) election do not have to complete all of the five
columns below. See the separate instructions for lines 2a through 2f.)
Lobbying Expenditures During 4-Year Averaging Period
Calendar year (or fiscal year
beginning in)
(a) 2017 (b) 2018 (c) 2019 (d) 2020 (e) Total
2a Lobbying nontaxable amount          
b Lobbying ceiling amount
(150% of line 2a, column(e))
 
c Total lobbying expenditures          
d Grassroots nontaxable amount          
e Grassroots ceiling amount
(150% of line 2d, column (e))
 
f Grassroots lobbying expenditures          
Schedule C (Form 990 or 990-EZ) 2020


Schedule C (Form 990 or 990-EZ) 2020
Page 3
Part II-B
Complete if the organization is exempt under section 501(c)(3) and has NOT filed Form 5768 (election under section 501(h)).
For each "Yes" response on lines 1a through 1i below, provide in Part IV a detailed description of the lobbying activity.
(a)
Yes|No
(b)
Amount
1
During the year, did the filing organization attempt to influence foreign, national, state or local legislation, including any attempt to influence public opinion on a legislative matter or referendum, through the use of:
a
Volunteers? ...........................................................................................................
 
No
b
Paid staff or management (include compensation in expenses reported on lines 1c through 1i)? ........
Yes
 
c
Media advertisements? ...................................................................................................
 
No
 
d
Mailings to members, legislators, or the public? .............................................................................
Yes
 
200
e
Publications, or published or broadcast statements? ...........................................................
Yes
 
1,350
f
Grants to other organizations for lobbying purposes? ..........................................................
Yes
 
291,843
g
Direct contact with legislators, their staffs, government officials, or a legislative body? .......................
Yes
 
206,901
h
Rallies, demonstrations, seminars, conventions, speeches, lectures, or any similar means? ..................
 
No
 
i
Other activities? ...................................................................................................................
Yes
 
 
j
Total. Add lines 1c through 1i ....................................................................................................
500,294
2a
Did the activities in line 1 cause the organization to be not described in section 501(c)(3)? .....
 
No
b
If "Yes," enter the amount of any tax incurred under section 4912 ...........................................
 
c
If "Yes," enter the amount of any tax incurred by organization managers under section 4912 ...................
 
d
If the filing organization incurred a section 4912 tax, did it file Form 4720 for this year? ........................
 
 
Part III-A
Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6).
Yes
No
1
Were substantially all (90% or more) dues received nondeductible by members? ...............................................
1
 
 
2
Did the organization make only in-house lobbying expenditures of $2,000 or less? ............................................
2
 
 
3
Did the organization agree to carry over lobbying and political expenditures from the prior year? .................................
3
 
 
Part III-B
Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6) and if either (a) BOTH Part III-A, lines 1 and 2, are answered "No" OR (b) Part III-A, line 3, is answered “Yes."
1
Dues, assessments and similar amounts from members ......................................................................
1
 
2
Section 162(e) nondeductible lobbying and political expenditures (do not include amounts of political expenses for which the section 527(f) tax was paid).
a
Current year .............................................................................................................................
2a
 
b
Carryover from last year ............................................................................................................
2b
 
c
Total ...........................................................................................................................................
2c
 
3
Aggregate amount reported in section 6033(e)(1)(A) notices of nondeductible section 162(e) dues .
3
 
4
If notices were sent and the amount on line 2c exceeds the amount on line 3, what portion of the excess does the organization agree to carryover to the reasonable estimate of nondeductible lobbying and political expenditure next year? ......................................................................................................................
4
 
5
Taxable amount of lobbying and political expenditures (see instructions) .........................................
5
 
Part IV
Supplemental Information
Provide the descriptions required for Part l-A, line 1; Part l-B, line 4; Part l-C, line 5; Part II-A (affiliated group list); Part II-A, lines 1 and 2 (see instructions), and Part ll-B, line 1. Also, complete this part for any additional information.
Return Reference Explanation
Schedule C, Part I-A POLITICAL CAMPAIGN ACTIVITIES THE UNIVERSITY DOES NOT ENGAGE IN DIRECT OR INDIRECT POLITICAL CAMPAIGN ACTIVITIES ON BEHALF OF OR IN OPPOSITION TO CANDIDATES FOR PUBLIC OFFICE. THEREFORE, THE UNIVERSITY DOES NOT INCUR ANY EXCISE TAX IMPOSED UNDER SECTION 4955 REPORTABLE ON IRS FORM 4720, RETURN OF CERTAIN EXCISE TAXES UNDER CHAPTERS 41 AND 42 OF THE INTERNAL REVENUE CODE.
Schedule C, Part II-B LOBBYING ACTIVITY THE UNIVERSITY ENGAGED IN LOBBYING ACTIVITIES BUT DID NOT MAKE A SECTION 501(H) LOBBYING EXPENDITURE ELECTION BY FILING FORM 5768. THE UNIVERSITY HAS ENGAGED IN DIRECT INTERACTION WITH LEGISLATORS AND STAFF BY TELEPHONE, EMAIL, DIRECT MAIL AND IN PERSON. LOBBYING DISCLOSURES FOR FORM 990 JULY 1, 2020 THROUGH JUNE 30, 2021: ISSUES LOBBIED AT THE FEDERAL LEVEL INCLUDE: - ISSUES RELATED TO TAX EXEMPT STATUS, INCLUDING TAXES ON UNRELATED BUSINESS INCOME, NET INVESTMENT INCOME, AND EXECUTIVE COMPENSATION, AND POLICIES RELATED TO CHARITABLE GIVING AND TAX INCENTIVES - ISSUES REGARDING TAX ADMINISTRATION, EMPLOYEE BENEFITS AND HEALTH CARE REFORM - ISSUES RELATED TO PUBLIC HEALTH AND PANDEMIC PREPARATION AND RESPONSE - ISSUES RELATED TO COLLEGE AND UNIVERSITY ENDOWMENTS - BUDGET AND APPROPRIATIONS FOR STUDENT FINANCIAL AID, AND RESEARCH AT NIH, NSF, DOD, DOE, NASA, EPA, ED, NEH, AND HHS - IMMIGRATION LEGISLATION AND VISA ISSUES - EDUCATION AND STUDENT AID ISSUES, SPECIFICALLY PELL GRANTS AND FEDERAL LOANS, CONSUMER AND PUBLIC DISCLOSURES, STEM EDUCATION, COLLEGE COST, ACCOUNTABILITY, GRADUATE EDUCATION, INTERNATIONAL EDUCATION, CAMPUS SAFETY, PUBLIC SERVICE, AND VETERANS AND MILITARY EDUCATION - LEGISLATION CONCERNING MUSEUMS, LIBRARIES, AND HUMANITIES - LEGISLATION CONCERNING US INNOVATION AND COMPETITIVENESS, INCLUDING AUTHORIZATIONS FOR VARIOUS SCIENCE AGENCIES, INCLUDING NIH, OSTP, NSF, NASA, DOD, ENERGY'S OFFICE OF SCIENCE AND OTHER AGENCIES ISSUES LOBBIED FOR THE COMMONWEALTH OF MASSACHUSETTS INCLUDE: - LEGISLATION RELATED TO TAX POLICY REGARDING NONPROFITS - ISSUES AND LEGISLATION RELATED TO COLLEGE AND UNIVERSITY ENDOWMENTS - LEGISLATION RELATED TO CAMPUS SAFETY - LEGISLATION RELATED TO STUDENT ATHLETICS - ISSUES RELATED TO TRANSPORTATION INFRASTRUCTURE - LEGISLATION AND APPROPRIATIONS RELATED TO STUDENT FINANCIAL AID - LEGISLATION AND ISSUES CONCERNING INNOVATION AND ECONOMIC DEVELOPMENT
Schedule C, Part II-B, Line 1 DETAILED DESCRIPTION OF THE LOBBYING ACTIVITY THE UNIVERSITY PAYS MEMBERSHIP DUES TO MEMBER ORGANIZATIONS WHICH MAY ENGAGE IN LOBBYING ACTIVITIES. THEREFORE, A PORTION OF THE DUES MAY BE ATTRIBUTABLE TO LOBBYING ACTIVITIES.
Schedule C (Form 990 or 990EZ) 2020


Additional Data


Software ID: 20011424
Software Version: 2020v4.0

SCHEDULE D
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Financial Statements
SchDMd Bullet Complete if the organization answered "Yes," on Form 990,
Part IV, line 6, 7, 8, 9, 10, 11a, 11b, 11c, 11d, 11e, 11f, 12a, or 12b.
SchDMd Bullet Attach to Form 990.
SchDMd Bullet Go to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2020
Open to Public Inspection
Name of the organization
President and Fellows of Harvard College
 
Employer identification number

04-2103580
Part I
Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts. Complete if the organization answered "Yes" on Form 990, Part IV, line 6.
(a) Donor advised funds (b) Funds and other accounts
1 Total number at end of year ......... 51  
2 Aggregate value of contributions to (during year) 9,236,879  
3 Aggregate value of grants from (during year) 18,078,243  
4 Aggregate value at end of year ........ 265,019,804  
5
Did the organization inform all donors and donor advisors in writing that the assets held in donor advised funds are the organization’s property, subject to the organization’s exclusive legal control? ............
6
Did the organization inform all grantees, donors, and donor advisors in writing that grant funds can be used only for charitable purposes and not for the benefit of the donor or donor advisor, or for any other purpose conferring impermissible private benefit? ...................................
Part II
Conservation Easements.
Complete if the organization answered "Yes" on Form 990, Part IV, line 7.
1
Purpose(s) of conservation easements held by the organization (check all that apply).
2
Complete lines 2a through 2d if the organization held a qualified conservation contribution in the form of a conservation easement on the last day of the tax year.
Held at the End of the Year
a Total number of conservation easements ...................... 2a  
b Total acreage restricted by conservation easements .................... 2b  
c Number of conservation easements on a certified historic structure included in (a) ..... 2c  
d Number of conservation easements included in (c) acquired after 7/25/06, and not on a historic structure listed in the National Register ... 2d  
3
Number of conservation easements modified, transferred, released, extinguished, or terminated by the organization during the
tax year SchDMd Bullet  
4
Number of states where property subject to conservation easement is located SchDMd Bullet  
5
Does the organization have a written policy regarding the periodic monitoring, inspection, handling of violations, and enforcement of the conservation easements it holds? ............
6
Staff and volunteer hours devoted to monitoring, inspecting, handling of violations, and enforcing conservation easements during the year
SchDMd Bullet  
7
Amount of expenses incurred in monitoring, inspecting, handling of violations, and enforcing conservation easements during the year
SchDMd Bullet $  
8
Does each conservation easement reported on line 2(d) above satisfy the requirements of section 170(h)(4)(B)(i) and section 170(h)(4)(B)(ii)? .............................
9
In Part XIII, describe how the organization reports conservation easements in its revenue and expense statement, and
balance sheet, and include, if applicable, the text of the footnote to the organization’s financial statements that describes
the organization’s accounting for conservation easements.
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets.
Complete if the organization answered "Yes" on Form 990, Part IV, line 8.
1a
If the organization elected, as permitted under FASB ASC 958, not to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide, in Part XIII, the text of the footnote to its financial statements that describes these items.
b
If the organization elected, as permitted under FASB ASC 958, to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide the following amounts relating to these items:
(i)
Revenue included on Form 990, Part VIII, line 1 .........................SchDMd Bullet $  
(ii)
Assets included in Form 990, Part X ...............................SchDMd Bullet $  
2
If the organization received or held works of art, historical treasures, or other similar assets for financial gain, provide the
following amounts required to be reported under FASB ASC 958 relating to these items:
a
Revenue included on Form 990, Part VIII, line 1 ..........................SchDMd Bullet $  
b
Assets included in Form 990, Part X ...............................SchDMd Bullet $  
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 52283D
Schedule D (Form 990) 2020

Schedule D (Form 990) 2020
Page 2
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets (continued)
3
Using the organization’s acquisition, accession, and other records, check any of the following that are a significant use of its collection items (check all that apply):
a
d
b
e
 
c
4
Provide a description of the organization’s collections and explain how they further the organization’s exempt purpose in
Part XIII.
5
During the year, did the organization solicit or receive donations of art, historical treasures or other similar
assets to be sold to raise funds rather than to be maintained as part of the organization’s collection?...
Part IV
Escrow and Custodial Arrangements. Complete if the organization answered "Yes" on Form 990, Part IV, line 9, or reported an amount on Form 990, Part X, line 21.
1a
Is the organization an agent, trustee, custodian or other intermediary for contributions or other assets not
included on Form 990, Part X? ....................................
b If "Yes," explain the arrangement in Part XIII and complete the following table: Amount
c Beginning balance ............................. 1c 0
d Additions during the year ............................ 1d 21,552,958
e Distributions during the year .......................... 1e 21,552,958
f Ending balance ................................ 1f 0
2a
Did the organization include an amount on Form 990, Part X, line 21, for escrow or custodial account liability? ...
b
If "Yes," explain the arrangement in Part XIII. Check here if the explanation has been provided in Part XIII ....
Part V
Endowment Funds.
Complete if the organization answered "Yes" on Form 990, Part IV, line 10.
(a) Current year (b) Prior year (c) Two years back (d) Three years back (e) Four years back
1a Beginning of year balance .... 40,674,723,000 39,731,489,000 38,047,627,000 35,963,722,000 34,557,074,000
b Contributions ... 427,462,000 289,890,000 1,203,653,000 532,697,000 530,880,000
c Net investment earnings, gains, and losses 12,445,078,000 2,594,836,000 2,254,628,000 3,226,038,000 2,567,516,000
d Grants or scholarships ... 286,382,000 301,653,000 294,783,000 279,352,000 269,260,000
e Other expenditures for facilities
and programs ...
1,400,197,000 1,408,827,000 1,243,231,000 1,187,262,000 1,215,381,000
f Administrative expenses .... 240,816,000 231,012,000 236,405,000 208,216,000 207,107,000
g End of year balance ...... 51,619,868,000 40,674,723,000 39,731,489,000 38,047,627,000 35,963,722,000
2
Provide the estimated percentage of the current year end balance (line 1g, column (a)) held as:
a
Board designated or quasi-endowment SchDMd Bullet25.6 %
b
Permanent endowment SchDMd Bullet19.5 %
c
Term endowment SchDMd Bullet54.9 %
The percentages on lines 2a, 2b, and 2c should equal 100%.
3a
Are there endowment funds not in the possession of the organization that are held and administered for the
organization by:

Yes
No
(i) Unrelated organizations .......................
3a(i)
Yes
 
(ii) Related organizations .......................
3a(ii)
Yes
 
b
If "Yes" on 3a(ii), are the related organizations listed as required on Schedule R? .........
3b
Yes
 
4
Describe in Part XIII the intended uses of the organization's endowment funds.
Part VI
Land, Buildings, and Equipment.
Complete if the organization answered "Yes" on Form 990, Part IV, line 11a. See Form 990, Part X, line 10.
Description of property (a) Cost or other basis
(investment)
(b) Cost or other basis (other) (c) Accumulated depreciation (d) Book value
1a Land .....   900,137,000 900,137,000
b Buildings ....   11,069,042,000 4,661,112,000 6,407,930,000
c Leasehold improvements   186,192,000   186,192,000
d Equipment ....   1,371,321,000 1,068,100,000 303,221,000
e Other ..... 4,546,000 395,588,000   400,134,000
Total. Add lines 1a through 1e. (Column (d) must equal Form 990, Part X, column (B), line 10(c).)..SchDMdBullet 8,197,614,000
Schedule D (Form 990) 2020

Schedule D (Form 990) 2020
Page 3
Part VII
Investments - Other Securities.
Complete if the organization answered "Yes" on Form 990, Part IV, line 11b. See Form 990, Part X, line 12.
(a) Description of security or category
(including name of security)
(b) Book value (c) Method of valuation:
Cost or end-of-year market value
(1) Financial derivatives.........    
(2) Closely-held equity interests........    
(3) Other
(A) PRIVATE EQUITIES
20,266,575,000 F

(B) REAL ASSETS
3,298,136,000 F
(C)
(D)
(E)
(F)
(G)
(H)
(I)
Total. (Column (b) must equal Form 990, Part X, col. (B) line 12.)Small Bullet 23,564,711,000
Part VIII
Investments - Program Related. Complete if the organization answered 'Yes' on Form 990, Part IV, line 11c. See Form 990, Part X, line 13.
(a) Description of investment (b) Book value (c) Method of valuation:
Cost or end-of-year market value
(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
(10)
Total. (Column (b) must equal Form 990, Part X, col.(B) line 13.)Small Bullet  
Part IX
Other Assets.
Complete if the organization answered 'Yes' on Form 990, Part IV, line 11d. See Form 990, Part X, line 15.
(a) Description (b) Book value
(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
(10)
Total. (Column (b) must equal Form 990, Part X, col.(B) line 15.)...........Small Bullet  
Part X
Other Liabilities.
Complete if the organization answered 'Yes' on Form 990, Part IV, line 11e or 11f. See Form 990, Part X, line 25.
1.(a) Description of liability (b) Book value
(1) Federal income taxes 0
(8)
(9)
Total. (Column (b) must equal Form 990, Part X, col.(B) line 25.)Small Bullet 4,544,112,000
2. Liability for uncertain tax positions. In Part XIII, provide the text of the footnote to the organization's financial statements that reports the organization's liability for uncertain tax positions under FIN 48 (ASC 740). Check here if the text of the footnote has been provided in Part XIII
Schedule D (Form 990) 2020

Schedule D (Form 990) 2020
Page 4
Part XI Reconciliation of Revenue per Audited Financial Statements With Revenue per Return. Complete if the organization answered 'Yes' on Form 990, Part IV, line 12a.
1 Total revenue, gains, and other support per audited financial statements ....... 1  
2 Amounts included on line 1 but not on Form 990, Part VIII, line 12:
a Net unrealized gains (losses) on investments .... 2a  
b Donated services and use of facilities ......... 2b  
c Recoveries of prior year grants ........... 2c  
d Other (Describe in Part XIII.) ............ 2d  
e Add lines 2a through 2d ..................... 2e  
3 Subtract line 2e from line 1.................. 3  
4 Amounts included on Form 990, Part VIII, line 12, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b . 4a  
b Other (Describe in Part XIII.) ........... 4b  
c Add lines 4a and 4b.................... 4c  
5 Total revenue. Add lines 3 and 4c. (This must equal Form 990, Part I, line 12.) ...... 5  
Part XII Reconciliation of Expenses per Audited Financial Statements With Expenses per Return. Complete if the organization answered 'Yes' on Form 990, Part IV, line 12a.
1 Total expenses and losses per audited financial statements ........... 1  
2 Amounts included on line 1 but not on Form 990, Part IX, line 25:
a Donated services and use of facilities ......... 2a  
b Prior year adjustments ............ 2b  
c Other losses ................ 2c  
d Other (Describe in Part XIII.) ............ 2d  
e Add lines 2a through 2d.................... 2e  
3 Subtract line 2e from line 1................... 3  
4 Amounts included on Form 990, Part IX, line 25, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b .. 4a  
b Other (Describe in Part XIII.) ............ 4b  
c Add lines 4a and 4b..................... 4c  
5 Total expenses. Add lines 3 and 4c. (This must equal Form 990, Part I, line 18.) ...... 5  
Part XIII
Supplemental Information
Provide the descriptions required for Part II, lines 3, 5, and 9; Part III, lines 1a and 4; Part lV, lines 1b and 2b; Part V, line 4; Part X, line 2; Part XI, lines 2d and 4b; and Part XII, lines 2d and 4b. Also complete this part to provide any additional information.
Return Reference Explanation
Schedule D, Part III, Line 1a Collections of art - financial statement footnote THE UNIVERSITY'S VAST ARRAY OF MUSEUMS AND LIBRARIES CONTAINS PRICELESS WORKS OF ART, HISTORICAL TREASURES, LITERARY WORKS, AND ARTIFACTS. THESE COLLECTIONS ARE PROTECTED AND PRESERVED FOR PUBLIC EXHIBITION, EDUCATION, RESEARCH, AND THE FURTHERANCE OF PUBLIC SERVICE. THEY ARE NEITHER DISPOSED OF FOR FINANCIAL GAIN NOR ENCUMBERED IN ANY MANNER. ACCORDINGLY, SUCH COLLECTIONS ARE NOT RECORDED FOR FINANCIAL STATEMENT PURPOSES.
Schedule D, Part III, Line 4 Collections of art - description of collections HARVARD ART MUSEUMS: THE HARVARD ART MUSEUMS ARE THREE MUSEUMS (FOGG MUSEUM, BUSCH-REISINGER MUSEUM, ARTHUR M. SACKLER MUSEUM) AND FOUR RESEARCH CENTERS (STRAUS CENTER FOR CONSERVATION AND TECHNICAL STUDIES, CENTER FOR THE TECHNICAL STUDY OF MODERN ART, HARVARD ART MUSEUM ARCHIVES, ARCHAEOLOGICAL EXPLORATION OF SARDIS, TURKEY). THE MUSEUMS' COLLECTION CONSISTS OF MORE THAN 250,000 OBJECTS IN ALL MEDIA, RANGING IN DATE FROM ANTIQUITY TO THE PRESENT WITH WORLDWIDE ORIGINS. THE COLLECTION IS AN IMPORTANT RESOURCE FOR THE HARVARD UNIVERSITY COMMUNITY, AS WELL AS TO A BROADER AUDIENCE OF STUDENTS, SCHOLARS, AND THE GENERAL PUBLIC. IT IS USED TO ADVANCE THE KNOWLEDGE AND APPRECIATION OF ART AND ART MUSEUMS THROUGH PROGRAMS INVOLVING RESEARCH, TEACHING, PROFESSIONAL TRAINING, AND PUBLIC EDUCATION. ARNOLD ARBORETUM: THE ARNOLD ARBORETUM OF HARVARD UNIVERSITY IS THE OLDEST PUBLIC ARBORETUM IN NORTH AMERICA AND ONE OF THE WORLD'S LEADING CENTERS FOR THE STUDY OF PLANTS. ADMINISTERED BY THE OFFICE OF THE PROVOST OF HARVARD UNIVERSITY AND A LINK IN BOSTON'S EMERALD NECKLACE OF PARKS, THE ARNOLD ARBORETUM IS A UNIQUE BLEND OF RESPECTED RESEARCH INSTITUTION AND BELOVED PUBLIC LANDSCAPE. WE PROVIDE AND SUPPORT WORLD-CLASS RESEARCH, HORTICULTURE, AND EDUCATION PROGRAMS THAT FOSTER THE UNDERSTANDING, APPRECIATION, AND PRESERVATION OF TREES. COLLECTION OF HISTORICAL SCIENTIFIC INSTRUMENTS: HARVARD UNIVERSITY HAS BEEN ACQUIRING SCIENTIFIC INSTRUMENTS ON A CONTINUOUS BASIS FOR TEACHING AND RESEARCH SINCE 1672. THE COLLECTION OF HISTORICAL SCIENTIFIC INSTRUMENTS, WHICH WAS ESTABLISHED IN 1948 TO PRESERVE THIS APPARATUS AS A RESOURCE FOR TEACHING AND RESEARCH IN THE HISTORY OF SCIENCE AND TECHNOLOGY, HAS BECOME ONE OF THE THREE LARGEST UNIVERSITY COLLECTIONS OF ITS KIND IN THE WORLD. IT CONTAINS OVER 20,000 OBJECTS DATING FROM ABOUT 1400 TO THE PRESENT. A BROAD RANGE OF SCIENTIFIC DISCIPLINES ARE REPRESENTED, INCLUDING ASTRONOMY, NAVIGATION, HOROLOGY, SURVEYING, GEOLOGY, CALCULATING, PHYSICS, BIOLOGY, MEDICINE, PSYCHOLOGY, ELECTRICITY, AND COMMUNICATION. SIGNIFICANT INSTRUMENTS, MADE OBSOLETE BY NEW TECHNOLOGIES, CONTINUE TO BE INCORPORATED. MANY OF THE DOCUMENTS DETAILING THE PURCHASE AND USE OF THE INSTRUMENTS HAVE BEEN PRESERVED, AND ARE AVAILABLE FOR RESEARCH IN THE COLLECTION'S ADJUNCT LIBRARY. MUSEUM OF COMPARATIVE ZOOLOGY (WITHIN THE MUSEUM OF NATURAL HISTORY): THE MUSEUM OF COMPARATIVE ZOOLOGY (THE MCZ) WAS FOUNDED IN 1859 ON THE CONCEPT THAT COLLECTIONS ARE AN INTEGRAL AND FUNDAMENTAL COMPONENT OF ZOOLOGICAL RESEARCH AND TEACHING. THIS 150-YEAR-OLD COMMITMENT REMAINS A STRONG AND PROUD TRADITION FOR THE MCZ. THE PRESENT-DAY MCZ CONTAINS OVER 21 MILLION SPECIMENS IN TEN RESEARCH COLLECTIONS WHICH COMPRISE ONE OF THE WORLD'S RICHEST AND MOST VARIED RESOURCES FOR STUDYING THE DIVERSITY OF LIFE. THE MUSEUM SERVES AS THE PRIMARY REPOSITORY FOR ZOOLOGICAL SPECIMENS COLLECTED BY PAST AND PRESENT HARVARD FACULTY-CURATORS, STAFF AND ASSOCIATES CONDUCTING RESEARCH AROUND THE WORLD. AS A PREMIER UNIVERSITY MUSEUM AND RESEARCH INSTITUTION, THE SPECIMENS AND THEIR RELATED DATA ARE AVAILABLE TO RESEARCHERS OF THE SCIENTIFIC AND MUSEUM COMMUNITY. USE OF THE COLLECTIONS IN STUDENT RESEARCH IS ALSO ENCOURAGED. FISHER MUSEUM HARVARD FOREST: THE FISHER MUSEUM'S MAIN EXHIBIT DISPLAYS TWENTY-THREE INTERNATIONALLY ACCLAIMED MODELS (DIORAMAS) PORTRAYING THE HISTORY, CONSERVATION AND MANAGEMENT OF CENTRAL NEW ENGLAND FORESTS. OTHER EXHIBITS AT THE MUSEUM REPRESENT THE RANGE OF HARVARD FOREST'S RESEARCH. HARVARD UNIVERSITY HERBARIA (WITHIN MUSEUM OF NATURAL HISTORY): THE HARVARD UNIVERSITY HERBARIA ARE AMONG SOME SEVERAL THOUSAND COLLECTIONS OF PRESSED, DRIED PLANT SPECIMENS WORLDWIDE THAT ARE USED BY RESEARCHERS TO FURTHER OUR UNDERSTANDING OF THE PLANT WORLD. SOME OF THE EARLIEST HERBARIA WERE FOUNDED IN EUROPE IN THE EARLY 1600'S, DURING THE DAYS OF EXPLORATION, WHEN KNOWLEDGE OF THE EARTH'S FLORA WAS GROWING AT SUCH A RAPID PACE THAT BOTANICAL GARDENS COULD NO LONGER MAINTAIN LIVING EXAMPLES OF EVERY KNOWN SPECIES. WHILE HERBARIUM COLLECTIONS OF ALL SIZES EXIST TODAY, THERE ARE FEWER THAN 75 HERBARIA WORLDWIDE WITH MORE THAN ONE MILLION SPECIMENS. HERBARIUM COLLECTIONS HAVE BEEN BUILT BY THE EFFORTS OF NUMEROUS BOTANISTS AND PLANT COLLECTORS WHO SEARCHED FROM REMOTE AND ISOLATED JUNGLES TO INNER CITY WASTE LOTS AND RAILROAD TRACKS TO DOCUMENT THE DIVERSITY AND DISTRIBUTION OF THE EARTH'S FLORA. REPRESENTATIVES OF MOST KNOWN SPECIES OF PLANTS CAN BE FOUND IN HERBARIA TODAY, CAREFULLY MOUNTED ON SHEETS OF ARCHIVAL QUALITY PAPER, LABELED WITH IMPORTANT INFORMATION ABOUT THEM, AND STORED ON SHELVES IN CABINETS. IN ESSENCE, A HERBARIUM IS ANALOGOUS TO A LIBRARY OF CAREFULLY PRESERVED PLANTS WHERE THE SPECIMENS THEMSELVES AND THE LABELS ASSOCIATED WITH THEM PROVIDE A WEALTH OF INFORMATION ONCE THEY HAVE BEEN "READ" AND STUDIED BY SCIENTISTS. THE SPECIMENS ARE THE KEY TO UNDERSTANDING PLANT RELATIONSHIPS, GEOGRAPHIC DISTRIBUTIONS, ECONOMIC USEFULNESS, EVEN THEIR MOLECULAR MAKEUP. AS WE LOSE NATURAL HABITATS THE WORLD OVER, HERBARIA INCREASINGLY SERVE AS A RECORD OF THE RECENT HISTORY OF PLANT LIFE, AND AS A REPOSITORY OF PRECIOUS GENETIC INFORMATION. HERBARIA HOLD THE TOOLS FOR OUR UNDERSTANDING OF THE PLANT WORLD. MINERALOGICAL AND GEOLOGICAL MUSEUM (WITHIN MUSEUM OF NATURAL HISTORY): THE HARVARD MINERAL COLLECTION RANKS AMONG THE WORLD'S FINEST DUE TO ITS VERY BROAD REPRESENTATION, WEALTH OF RARE SPECIES; LARGE NUMBER OF SPECIMENS DESCRIBED IN THE SCIENTIFIC LITERATURE; AND THE QUALITY OF ITS DISPLAY SPECIMENS. A RICH SYSTEMATIC MINERAL COLLECTION AND DISPLAYS OF GEMSTONES ARE THE PRINCIPAL EXHIBITS IN THE MINERAL GALLERY. THE MUSEUM IS COMMITTED TO THE DEVELOPMENT AND PRESERVATION OF WORLD-CLASS COLLECTIONS OF MINERALS, GEMS, ROCKS, ORES, AND METEORITES FOR RESEARCH, EDUCATION, AND PUBLIC DISPLAY. ITS EARLIEST COLLECTIONS DATE BACK TO THE LATE 18TH CENTURY. THE MUSEUM CATERS TO THE HARVARD STUDENTS AND FACULTY AS WELL AS THE GEOLOGICAL COMMUNITY AT LARGE BY SERVING AS A UNIQUELY RICH RESOURCE OF MATERIALS AND INFORMATION. PEABODY MUSEUM OF ARCHAEOLOGY AND ETHNOLOGY: THE PEABODY MUSEUM OF ARCHAEOLOGY AND ETHNOLOGY IS STEWARD TO ONE OF THE OLDEST AND LARGEST COLLECTIONS OF CULTURAL OBJECTS IN THE WESTERN HEMISPHERE. SINCE THE LATE NINETEENTH CENTURY, THE MUSEUM HAS PLAYED AN ACTIVE PART IN THE HISTORY OF AMERICAN ANTHROPOLOGY AND IN THE EVOLVING RELATIONSHIP BETWEEN MUSEUMS AND NATIVE PEOPLES. THE PEABODY STRIVES TO MAKE COLLECTIONS WIDELY ACCESSIBLE AND ENGAGE ISSUES OF CONCERN TO DIVERSE AUDIENCES. TODAY, THE PEABODY HOUSES MORE THAN SIX MILLION INDIVIDUAL OBJECTS, 500,000 PHOTOGRAPHIC IMAGES, AND SUBSTANTIAL ARCHIVAL RECORDS. STRONGEST IN THE CULTURES OF NORTH, CENTRAL, AND SOUTH AMERICA, AND THE PACIFIC ISLANDS, THE PEABODY IS ALSO CARETAKER TO IMPORTANT COLLECTIONS FROM AFRICA, EUROPE, AND ASIA. COLLECTION TYPES INCLUDE ARCHAEOLOGY; ETHNOGRAPHY; OSTEOLOGY; AND PAINTING, DRAWING, AND PRINTS. SEMITIC MUSEUM: THE SEMITIC MUSEUM IS HOME TO THE UNIVERSITY'S COLLECTIONS OF NEAR EASTERN ARCHAEOLOGICAL ARTIFACTS. THESE ARTIFACTS COMPRISE OVER 40,000 ITEMS, INCLUDING POTTERY, CYLINDER SEALS, SCULPTURE, COINS AND CUNEIFORM TABLETS. MANY ARE FROM MUSEUM-SPONSORED EXCAVATIONS IN ISRAEL, JORDAN, IRAQ, EGYPT, CYPRUS, AND TUNISIA. THE MUSEUM IS DEDICATED TO THE USE OF THESE COLLECTIONS FOR THE TEACHING, RESEARCH, AND PUBLICATION OF NEAR EASTERN ARCHAEOLOGY, HISTORY, AND CULTURE. WARREN ANATOMICAL MUSEUM: THE WARREN ANATOMICAL MUSEUM'S PRESENT COLLECTION CONTAINS APPROXIMATELY 15,000 ARTIFACTS AND CASES INCLUDING: ANATOMICAL AND PATHOLOGICAL PREPARATIONS; VARIOUS WAX, PAPER MACHE, AND DRY PREPARATION ANATOMICAL MODELS; PHOTOGRAPHS, PRINTS, PAINTINGS, AND DRAWINGS; MEDICAL INSTRUMENTS AND MACHINES; AND OTHER MEDICAL MEMORABILIA. ALONG WITH THE WELL-KNOWN SKULL OF PHINEAS GAGE, THE MUSEUM HOLDS MANY OTHER RARE AND INTERESTING ITEMS. AMONG THESE ARE THE PHRENOLOGICAL COLLECTION OF JOHANN GASPAR SPURZHEIM, THE BOSTON SOCIETY FOR MEDICAL IMPROVEMENT COLLECTION, AND A W. T. G. MORTON-TYPE ETHER INHALER. THE MUSEUM PROMOTES THE COLLECTION FOR THE PURPOSES OF MEDICAL EDUCATION IN ALL FORMS WHENEVER POSSIBLE, BY EXPANDING ITS SCOPE TO PROVIDE PUBLIC PROGRAMMING AND EDUCATIONAL RESOURCES TO THE LARGER COMMUNITY. CARPENTER CENTER FOR THE VISUAL ARTS: CARPENTER CENTER FOR THE VISUAL ARTS IS DEDICATED TO THE SYNTHESIS OF ART, DESIGN, AND EDUCATION THROUGH THE EXHIBITION OF EXISTING WORKS AND PRODUCTION OF NEW COMMISSIONS. IT STRIVES TO BRING PEOPLE, IDEAS, AND OBJECTS TOGETHER IN GENERATIVE WAYS THAT PROVIDE UNPARALLELED EXPERIENCES WITH CONTEMPORARY ART, ULTIMATELY ENRICHING THE CREATIVE AND INTELLECTUAL LIVES OF THEIR AUDIENCES.
Schedule D, Part IV, Line 1b Agent, trustee, custodian, or other intermediary arrangement AGENCY FUNDS REPRESENT AWARDS UNDER WHICH HARVARD SERVES AS AN INTERMEDIARY AGENT BETWEEN THE SPONSOR (USUALLY FEDERAL) AND THE ULTIMATE THIRD PARTY RECIPIENT. THE TRANSFER OF THE ASSETS TO HARVARD IS NOT A CONTRIBUTION RECEIVED BY HARVARD AND THE TRANSFER OF ASSETS TO THE RECIPIENT IS NOT A CONTRIBUTION MADE BY HARVARD. HARVARD DRAWS DOWN ON ITS FEDERAL LINES OF CREDIT MONTHLY TO COVER THOSE COSTS INCURRED ON FEDERAL AWARDS. THEREFORE, THERE IS NO BEGINNING OR ENDING BALANCE FOR THESE AGENCY FUNDS.
Schedule D, Part V, Line 4 Intended uses of endowment funds THE PRIMARY GOAL OF THE ENDOWMENT IS TO SUPPORT THE UNIVERSITY'S TEACHING AND RESEARCH MISSION.
Schedule D (Form 990) 2020


Additional Data


Software ID: 20011424
Software Version: 2020v4.0




SCHEDULE E(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Schools

Right pointing arrow large image Complete if the organization answered "Yes" on Form 990,
Part IV, line 13, or Form 990-EZ, Part VI, line 48.
Right pointing arrow large image Attach to Form 990 or Form 990-EZ.
Right pointing arrow large image Go to www.irs.gov/Form990EZ for the latest information.
OMB No. 1545-0047 2020Open to Public Inspection
Name of the organization
President and Fellows of Harvard College
 
Employer identification number

04-2103580
Part I
YES
NO
1
Does the organization have a racially nondiscriminatory policy toward students by statement in its charter, bylaws,
other governing instrument, or in a resolution of its governing body? . . . . . . . . . . . . . . . . . .
1
Yes
 
2
Does the organization include a statement of its racially nondiscriminatory policy toward students in all its
brochures, catalogues, and other written communications with the public dealing with student admissions,
programs, and scholarships? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
2
Yes
 
3
Has the organization publicized its racially nondiscriminatory policy on its primary publicly accessible Internet homepage at
all times during its taxable year in a manner reasonably expected to be noticed by visitors to the homepage, or through
newspaper or broadcast media during the period of solicitation for students, or during the registration period if it has no
solicitation program, in a way that makes the policy known to all parts of the general community it serves? If "Yes," please
describe. If "No," please explain. If you need more space use Part II. . . . . . . . . . . . . . . . . . .
3
 
No
 
4
Does the organization maintain the following?
a
Records indicating the racial composition of the student body, faculty, and administrative staff? . . . . . . . . .
4a
Yes
 
b
Records documenting that scholarships and other financial assistance are awarded on a racially nondiscriminatory
basis? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
4b
Yes
 
c
Copies of all catalogues, brochures, announcements, and other written communications to the public dealing
with student admissions, programs, and scholarships? . . . . . . . . . . . . . . . . . . . . . . .
4c
Yes
 
d
Copies of all material used by the organization or on its behalf to solicit contributions? . . . . . . . . . . . .
4d
Yes
 
If you answered "No" to any of the above, please explain. If you need more space, use Part II.
 
5
Does the organization discriminate by race in any way with respect to:
a
Students' rights or privileges? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
5a
 
No
b
Admissions policies? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
5b
 
No
c
Employment of faculty or administrative staff? . . . . . . . . . . . . . . . . . . . . . . . . .
5c
 
No
d
Scholarships or other financial assistance? . . . . . . . . . . . . . . . . . . . . . . . . . .
5d
 
No
e
Educational policies? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
5e
 
No
f
Use of facilities? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
5f
 
No
g
Athletic programs? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
5g
 
No
h
Other extracurricular activities? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
5h
 
No
If you answered "Yes" to any of the above, please explain. If you need more space, use Part II.
 
6a
Does the organization receive any financial aid or assistance from a governmental agency? . . . . . . . . . .
6a
Yes
 
b
Has the organization's right to such aid ever been revoked or suspended? . . . . . . . . . . . . . . . .
6b
 
No
If you answered "Yes" to either line 6a or line 6b, explain on Part II.
7
Does the organization certify that it has complied with the applicable requirements of sections 4.01 through 4.05
of Rev. Proc. 75-50, 1975-2 C.B. 587, covering racial nondiscrimination? If "No," explain on Part II. . . . . . . . .
7
Yes
 
Paperwork Reduction Act Notice, see the Instructions for Form 990 or Form 990-EZ.
Cat. No. 50085D
Schedule E (Form 990 or 990-EZ) (2020)
Schedule E (Form 990 or 990EZ) (2020)
Page 2
Part II
Supplemental Information. Provide the explanations required by Part I, lines 3, 4d, 5h, 6b, and 7, as applicable. Also provide
any other additional information. See instructions.
Return Reference Explanation
Schedule E, Part I, Line 3 RACIALLY NONDISCRIMINATORY POLICY THE ORGANIZATION MEETS THE CRITERIA ESTABLISHED IN SECTION 4.0 REVENUE PROCEDURE 75-50. THE UNIVERSITY DRAWS A SUBSTANTIAL PERCENTAGE OF ITS STUDENTS NATIONWIDE AND WORLDWIDE AND FOLLOWS A RACIALLY NONDISCRIMINATORY POLICY AS TO STUDENTS. IT SATISFIES THE PUBLICITY REQUIREMENT BY INCLUDING A STATEMENT OF ITS RACIALLY NONDISCRIMINATORY POLICY AS TO STUDENTS IN ALL ITS BROCHURES AND CATALOGS DEALING WITH STUDENT ADMISSIONS, PROGRAMS, AND SCHOLARSHIPS. IT ALSO REFERENCES ITS RACIALLY NONDISCRIMINATORY POLICY IN OTHER WRITTEN ADVERTISING THAT IT USES AS A MEANS OF INFORMING PROSPECTIVE STUDENTS OF ITS PROGRAMS.
Schedule E, Part I, Line 6(a) FINANCIAL AID OR ASSISTANCE FROM A GOVERNMENT THIS ORGANIZATION RECEIVES FUNDS FOR RESEARCH AND ADMINISTERS FEDERAL AID PROGRAMS TO STUDENTS ENROLLED IN POST-SECONDARY EDUCATION.
Schedule E (Form 990 or 990-EZ) (2020)
Additional Data


Software ID: 20011424
Software Version: 2020v4.0
SCHEDULE F(Form 990)
Department of the Treasury
Internal Revenue Service
Statement of Activities Outside the United States
Right pointing arrow large image Complete if the organization answered "Yes" to Form 990, Part IV, line 14b, 15, or 16.Right pointing arrow large image Attach to Form 990.Right pointing arrow large image Go to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2020
Open to Public Inspection
Name of the organization
President and Fellows of Harvard College
 
Employer identification number

04-2103580
Part I
General Information on Activities Outside the United States. Complete if the organization answered "Yes" on Form 990, Part IV, line 14b.
1
For grantmakers. Does the organization maintain records to substantiate the amount of its grants and
other assistance, the grantees’ eligibility for the grants or assistance, and the selection criteria used
to award the grants or assistance? . . . . . . . . . . . . . . . . . . . . . . . . .
2
For grantmakers. Describe in Part V the organization’s procedures for monitoring the use of its grants and other assistance outside the United States.
3
Activites per Region. (The following Part I, line 3 table can be duplicated if additional space is needed.)
(a) Region (b) Number of offices in the region (c) Number of employees, agents, and independent contractors in the region (d) Activities conducted in region (by type) (such as, fundraising, program services, investments, grants to recipients located in the region) (e) If activity listed in (d) is a program service, describe specific type of
service(s) in the region
(f) Total expenditures
for and investments
in the region
Central America and the Caribbean     Grantmaking   63,141
Central America and the Caribbean 0 4 Program Services UNIVERSITY ACTIVITIES 555,929
Central America and the Caribbean     Investments   15,763,586
East Asia and the Pacific     Fundraising   7,490
East Asia and the Pacific     Grantmaking   3,074,582
East Asia and the Pacific     Investments   11,102,593
East Asia and the Pacific 2 74 Program Services UNIVERSITY ACTIVITIES 3,649,273
Europe (Including Iceland and Greenland)     Fundraising   -12,905
Europe (Including Iceland and Greenland)     Grantmaking   7,024,698
Europe (Including Iceland and Greenland) 1 104 Program Services UNIVERSITY ACTIVITIES 6,342,992
Europe (Including Iceland and Greenland)     Investments   50,791,189
Middle East and North Africa     Grantmaking   470,684
Middle East and North Africa 1 16 Program Services UNIVERSITY ACTIVITIES 916,467
North America (Canada & Mexico only)     Fundraising   15,936
North America (Canada & Mexico only)     Grantmaking   1,981,983
North America (Canada & Mexico only) 0 37 Program Services UNIVERSITY ACTIVITIES 1,302,512
North America (Canada & Mexico only)     Investments   90,312,090
Russia and Neighboring States     Grantmaking   234,670
Russia and Neighboring States 0 0 Program Services UNIVERSITY ACTIVITIES 22,137
South America     Grantmaking   1,380,505
South America 0 12 Program Services UNIVERSITY ACTIVITIES 894,824
South Asia     Grantmaking   2,288,579
South Asia 0 39 Program Services UNIVERSITY ACTIVITIES 1,782,076
Sub-Saharan Africa     Fundraising   9,876
Sub-Saharan Africa     Grantmaking   7,995,368
Sub-Saharan Africa 0 16 Program Services UNIVERSITY ACTIVITIES 13,715,785
3a Sub-total .... 4 235 103,050,150
b Total from continuation sheets to Part I ... 0 67 118,635,910
c Totals (add lines 3a and 3b) 4 302 221,686,060
For Paperwork Reduction Act Notice, see the Instructions for Form 990.Cat. No. 50082W Schedule F (Form 990) 2020
Schedule F (Form 990) 2020
Page 2
Part II
Grants and Other Assistance to Organizations or Entities Outside the United States. Complete if the organization answered "Yes" on Form 990, Part IV, line 15, for any recipient who received more than $5,000. Part II can be duplicated if additional space is needed.
1 (a) Name of organization (b) IRS code section
and EIN (if applicable)
(c) Region (d) Purpose of
grant
(e) Amount of
cash grant
(f) Manner of
cash
disbursement
(g) Amount
of noncash
assistance
(h) Description
of noncash
assistance
(i) Method of
valuation
(book, FMV,
appraisal, other)
Sub-Saharan Africa SPONSORED RESEARCH SUB-AWARD 4,409,325 EFT OR CHECK      
Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 758,146 EFT OR CHECK      
South Asia SPONSORED RESEARCH SUB-AWARD 697,777 EFT OR CHECK      
Sub-Saharan Africa SPONSORED RESEARCH SUB-AWARD 638,551 EFT OR CHECK      
Sub-Saharan Africa SPONSORED RESEARCH SUB-AWARD 517,113 EFT OR CHECK      
Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 450,496 EFT OR CHECK      
South Asia SPONSORED RESEARCH SUB-AWARD 430,986 EFT OR CHECK      
South America SPONSORED RESEARCH SUB-AWARD 397,660 EFT OR CHECK      
Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 391,277 EFT OR CHECK      
Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 374,054 EFT OR CHECK      
Sub-Saharan Africa SPONSORED RESEARCH SUB-AWARD 373,208 EFT OR CHECK      
North America (Canada & Mexico only) SPONSORED RESEARCH SUB-AWARD 353,782 EFT OR CHECK      
Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 321,093 EFT OR CHECK      
Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 293,636 EFT OR CHECK      
East Asia and the Pacific SPONSORED RESEARCH SUB-AWARD 282,675 EFT OR CHECK      
Sub-Saharan Africa SPONSORED RESEARCH SUB-AWARD 262,849 EFT OR CHECK      
Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 259,873 EFT OR CHECK      
Sub-Saharan Africa SPONSORED RESEARCH SUB-AWARD 254,115 EFT OR CHECK      
Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 248,530 EFT OR CHECK      
South Asia SPONSORED RESEARCH SUB-AWARD 233,590 EFT OR CHECK      
South Asia SPONSORED RESEARCH SUB-AWARD 232,275 EFT OR CHECK      
North America (Canada & Mexico only) SPONSORED RESEARCH SUB-AWARD 230,810 EFT OR CHECK      
South America SPONSORED RESEARCH SUB-AWARD 220,256 EFT OR CHECK      
North America (Canada & Mexico only) SPONSORED RESEARCH SUB-AWARD 219,952 EFT OR CHECK      
Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 193,660 EFT OR CHECK      
Sub-Saharan Africa SPONSORED RESEARCH SUB-AWARD 191,083 EFT OR CHECK      
East Asia and the Pacific SPONSORED RESEARCH SUB-AWARD 181,888 EFT OR CHECK      
Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 181,743 EFT OR CHECK      
East Asia and the Pacific SPONSORED RESEARCH SUB-AWARD 180,154 EFT OR CHECK      
East Asia and the Pacific SPONSORED RESEARCH SUB-AWARD 175,000 EFT OR CHECK      
Sub-Saharan Africa SPONSORED RESEARCH SUB-AWARD 169,903 EFT OR CHECK      
Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 162,537 EFT OR CHECK      
South America SPONSORED RESEARCH SUB-AWARD 156,547 EFT OR CHECK      
Sub-Saharan Africa SPONSORED RESEARCH SUB-AWARD 156,521 EFT OR CHECK      
Sub-Saharan Africa SPONSORED RESEARCH SUB-AWARD 152,910 EFT OR CHECK      
South America SPONSORED RESEARCH SUB-AWARD 152,849 EFT OR CHECK      
Sub-Saharan Africa SPONSORED RESEARCH SUB-AWARD 118,715 EFT OR CHECK      
North America (Canada & Mexico only) SPONSORED RESEARCH SUB-AWARD 118,639 EFT OR CHECK      
East Asia and the Pacific SPONSORED RESEARCH SUB-AWARD 115,902 EFT OR CHECK      
East Asia and the Pacific SPONSORED RESEARCH SUB-AWARD 96,300 EFT OR CHECK      
Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 90,364 EFT OR CHECK      
Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 84,480 EFT OR CHECK      
Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 82,684 EFT OR CHECK      
South Asia SPONSORED RESEARCH SUB-AWARD 82,011 EFT OR CHECK      
Sub-Saharan Africa SPONSORED RESEARCH SUB-AWARD 79,256 EFT OR CHECK      
Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 70,000 EFT OR CHECK      
Russia and Neighboring States SPONSORED RESEARCH SUB-AWARD 69,935 EFT OR CHECK      
Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 68,994 EFT OR CHECK      
East Asia and the Pacific SPONSORED RESEARCH SUB-AWARD 65,053 EFT OR CHECK      
Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 64,842 EFT OR CHECK      
Sub-Saharan Africa SPONSORED RESEARCH SUB-AWARD 60,257 EFT OR CHECK      
Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 56,353 EFT OR CHECK      
Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 54,416 EFT OR CHECK      
Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 51,150 EFT OR CHECK      
Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 49,000 EFT OR CHECK      
Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 48,888 EFT OR CHECK      
East Asia and the Pacific SPONSORED RESEARCH SUB-AWARD 48,133 EFT OR CHECK      
Middle East and North Africa SPONSORED RESEARCH SUB-AWARD 47,180 EFT OR CHECK      
South Asia SPONSORED RESEARCH SUB-AWARD 46,734 EFT OR CHECK      
Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 46,592 EFT OR CHECK      
East Asia and the Pacific SPONSORED RESEARCH SUB-AWARD 45,427 EFT OR CHECK      
Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 44,760 EFT OR CHECK      
Middle East and North Africa SPONSORED RESEARCH SUB-AWARD 40,499 EFT OR CHECK      
East Asia and the Pacific SPONSORED RESEARCH SUB-AWARD 37,636 EFT OR CHECK      
Sub-Saharan Africa SPONSORED RESEARCH SUB-AWARD 35,523 EFT OR CHECK      
Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 34,140 EFT OR CHECK      
Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 34,088 EFT OR CHECK      
Russia and Neighboring States SPONSORED RESEARCH SUB-AWARD 33,661 EFT OR CHECK      
Middle East and North Africa SPONSORED RESEARCH SUB-AWARD 32,077 EFT OR CHECK      
North America (Canada & Mexico only) SPONSORED RESEARCH SUB-AWARD 31,855 EFT OR CHECK      
Sub-Saharan Africa SPONSORED RESEARCH SUB-AWARD 31,412 EFT OR CHECK      
East Asia and the Pacific SPONSORED RESEARCH SUB-AWARD 30,200 EFT OR CHECK      
North America (Canada & Mexico only) SPONSORED RESEARCH SUB-AWARD 28,479 EFT OR CHECK      
Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 27,241 EFT OR CHECK      
Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 25,717 EFT OR CHECK      
North America (Canada & Mexico only) SPONSORED RESEARCH SUB-AWARD 22,219 EFT OR CHECK      
North America (Canada & Mexico only) SPONSORED RESEARCH SUB-AWARD 21,868 EFT OR CHECK      
Sub-Saharan Africa SPONSORED RESEARCH SUB-AWARD 21,492 EFT OR CHECK      
Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 21,116 EFT OR CHECK      
North America (Canada & Mexico only) SPONSORED RESEARCH SUB-AWARD 18,819 EFT OR CHECK      
Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 17,600 EFT OR CHECK      
East Asia and the Pacific SPONSORED RESEARCH SUB-AWARD 17,160 EFT OR CHECK      
South America SPONSORED RESEARCH SUB-AWARD 16,398 EFT OR CHECK      
East Asia and the Pacific SPONSORED RESEARCH SUB-AWARD 16,081 EFT OR CHECK      
Middle East and North Africa SPONSORED RESEARCH SUB-AWARD 15,633 EFT OR CHECK      
Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 15,337 EFT OR CHECK      
Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 14,954 EFT OR CHECK      
Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 13,465 EFT OR CHECK      
Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 13,297 EFT OR CHECK      
Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 12,960 EFT OR CHECK      
South Asia SPONSORED RESEARCH SUB-AWARD 11,256 EFT OR CHECK      
South Asia SPONSORED RESEARCH SUB-AWARD 11,106 EFT OR CHECK      
Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 10,238 EFT OR CHECK      
Middle East and North Africa SPONSORED RESEARCH SUB-AWARD 10,004 EFT OR CHECK      
Sub-Saharan Africa SPONSORED RESEARCH SUB-AWARD 9,422 EFT OR CHECK      
North America (Canada & Mexico only) SPONSORED RESEARCH SUB-AWARD 9,006 EFT OR CHECK      
East Asia and the Pacific SPONSORED RESEARCH SUB-AWARD 8,635 EFT OR CHECK      
Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 7,986 EFT OR CHECK      
South Asia SPONSORED RESEARCH SUB-AWARD 7,554 EFT OR CHECK      
South America SPONSORED RESEARCH SUB-AWARD 7,533 EFT OR CHECK      
2 Enter total number of recipient organizations listed above that are recognized as charities by the foreign country, recognized as tax-exempt by the IRS, or for which the grantee or counsel has provided a section 501(c)(3) equivalency letter .......MediumBullet
76
3 Enter total number of other organizations or entities .......................MediumBullet
24
Schedule F (Form 990) 2020
Schedule F (Form 990) 2020Page 3
Part III
Grants and Other Assistance to Individuals Outside the United States. Complete if the organization answered "Yes" on Form 990, Part IV, line 16.
Part III can be duplicated if additional space is needed.
(a) Type of grant or assistance (b) Region (c) Number of recipients (d) Amount of
cash grant
(e) Manner of cash
disbursement
(f) Amount of
noncash
assistance
(g) Description
of noncash
assistance
(h) Method of
valuation
(book, FMV,
appraisal, other)
Graduate Student Stipend Grants East Asia and the Pacific 41 243,735 ETF OR CHECK      
Graduate Student Stipend Grants Europe (Including Iceland and Greenland) 3 54,510 ETF OR CHECK      
Graduate Student Stipend Grants South Asia 16 35,790 ETF OR CHECK      
Graduate Student Stipend Grants North America (Canada & Mexico only) 15 34,915 ETF OR CHECK      
Graduate Student Stipend Grants South America 6 15,820 ETF OR CHECK      
Graduate Student Stipend Grants Sub-Saharan Africa 16 9,355 ETF OR CHECK      
Graduate Student Stipend Grants Central America and the Caribbean 2 9,270 ETF OR CHECK      
Graduate Student Stipend Grants Russia and Neighboring States 1 1,500 ETF OR CHECK      
Graduate Student Stipend Grants Middle East and North Africa 1 350 ETF OR CHECK      
Grants and Awards to Non-Harvard Students East Asia and the Pacific 49 801,187 ETF OR CHECK      
Grants and Awards to Non-Harvard Students Europe (Including Iceland and Greenland) 13 420,743 ETF OR CHECK      
Grants and Awards to Non-Harvard Students North America (Canada & Mexico only) 48 282,108 ETF OR CHECK      
Grants and Awards to Non-Harvard Students Middle East and North Africa 10 221,272 ETF OR CHECK      
Grants and Awards to Non-Harvard Students South America 23 212,337 ETF OR CHECK      
Grants and Awards to Non-Harvard Students Sub-Saharan Africa 26 112,140 ETF OR CHECK      
Grants and Awards to Non-Harvard Students South Asia 24 101,144 ETF OR CHECK      
Grants and Awards to Non-Harvard Students Russia and Neighboring States 4 32,800 ETF OR CHECK      
Grants and Awards to Non-Harvard Students Central America and the Caribbean 3 18,921 ETF OR CHECK      
Nonstudent Prizes and Awards Europe (Including Iceland and Greenland) 4 103,875 ETF OR CHECK      
Nonstudent Prizes and Awards South America 1 1,000 ETF OR CHECK      
Nonstudent Prizes and Awards North America (Canada & Mexico only) 1 600 ETF OR CHECK      
Nonstudent Prizes and Awards East Asia and the Pacific 1 200 ETF OR CHECK      
Other Undergraduate Grants, Prizes, and Awards Europe (Including Iceland and Greenland) 8 115,893 ETF OR CHECK      
Other Undergraduate Grants, Prizes, and Awards East Asia and the Pacific 21 67,511 ETF OR CHECK      
Other Undergraduate Grants, Prizes, and Awards South Asia 11 44,881 ETF OR CHECK      
Other Undergraduate Grants, Prizes, and Awards Sub-Saharan Africa 18 37,670 ETF OR CHECK      
Other Undergraduate Grants, Prizes, and Awards North America (Canada & Mexico only) 27 36,433 ETF OR CHECK      
Other Undergraduate Grants, Prizes, and Awards Russia and Neighboring States 1 8,000 ETF OR CHECK      
Other Undergraduate Grants, Prizes, and Awards South America 2 8,000 ETF OR CHECK      
Other Undergraduate Grants, Prizes, and Awards Middle East and North Africa 4 7,780 ETF OR CHECK      
Other Undergraduate Grants, Prizes, and Awards Central America and the Caribbean 1 4,000 ETF OR CHECK      
Stipends for Post-Doctoral Students and Fellows Europe (Including Iceland and Greenland) 4 1,055,769 ETF OR CHECK      
Stipends for Post-Doctoral Students and Fellows North America (Canada & Mexico only) 25 239,840 ETF OR CHECK      
Stipends for Post-Doctoral Students and Fellows East Asia and the Pacific 4 230,300 ETF OR CHECK      
Stipends for Post-Doctoral Students and Fellows Sub-Saharan Africa 5 138,950 ETF OR CHECK      
Stipends for Post-Doctoral Students and Fellows Russia and Neighboring States 1 79,000 ETF OR CHECK      
Stipends for Post-Doctoral Students and Fellows South Asia 3 51,875 ETF OR CHECK      
Stipends for Post-Doctoral Students and Fellows South America 2 47,700 ETF OR CHECK      
Student loan Repayment Programs and Forgiven Loans Europe (Including Iceland and Greenland) 20 320,849 ETF OR CHECK      
Student loan Repayment Programs and Forgiven Loans North America (Canada & Mexico only) 11 202,985 ETF OR CHECK      
Student loan Repayment Programs and Forgiven Loans East Asia and the Pacific 10 189,312 ETF OR CHECK      
Student loan Repayment Programs and Forgiven Loans Sub-Saharan Africa 4 112,599 ETF OR CHECK      
Student loan Repayment Programs and Forgiven Loans South Asia 3 65,864 ETF OR CHECK      
Student loan Repayment Programs and Forgiven Loans Middle East and North Africa 3 54,096 ETF OR CHECK      
Student loan Repayment Programs and Forgiven Loans South America 3 38,586 ETF OR CHECK      
Student loan Repayment Programs and Forgiven Loans Central America and the Caribbean 1 27,925 ETF OR CHECK      
Student Prizes and Awards Europe (Including Iceland and Greenland) 25 257,352 ETF OR CHECK      
Student Prizes and Awards East Asia and the Pacific 78 242,094 ETF OR CHECK      
Student Prizes and Awards South Asia 33 235,736 ETF OR CHECK      
Student Prizes and Awards North America (Canada & Mexico only) 70 129,675 ETF OR CHECK      
Student Prizes and Awards South America 28 105,820 ETF OR CHECK      
Student Prizes and Awards Sub-Saharan Africa 31 103,000 ETF OR CHECK      
Student Prizes and Awards Middle East and North Africa 8 41,793 ETF OR CHECK      
Student Prizes and Awards Russia and Neighboring States 5 9,774 ETF OR CHECK      
Student Prizes and Awards Central America and the Caribbean 3 3,025 ETF OR CHECK      
Schedule F (Form 990) 2020
Schedule F (Form 990) 2020
Page 4
Part IV
Foreign Forms
1 Was the organization a U.S. transferor of property to a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 926, Return by a U.S. Transferor of Property to a Foreign Corporation (see Instructions for Form 926). . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
2 Did the organization have an interest in a foreign trust during the tax year? If "Yes," the organization may be required to separately file Form 3520, Annual Return to Report Transactions with Foreign Trusts and Receipt of Certain Foreign Gifts, and/or Form 3520-A, Annual Information Return of Foreign Trust With a U.S. Owner (see Instructions for Forms 3520 and 3520-A; don't file with Form 990). . . . . . . . . . . . . . . . . . . . . . . .
3 Did the organization have an ownership interest in a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 5471, Information Return of U.S. Persons with Respect to Certain Foreign Corporations. (see Instructions for Form 5471). . . . . . . . . . . . . . . . . . . . . . . . . . . .
4 Was the organization a direct or indirect shareholder of a passive foreign investment company or a qualified electing fund during the tax year? If “Yes,” the organization may be required to file Form 8621, Information Return by a Shareholder of a Passive Foreign Investment Company or Qualified Electing Fund. (see Instructions for Form 8621) .
5 Did the organization have an ownership interest in a foreign partnership during the tax year? If "Yes," the organization may be required to file Form 8865, Return of U.S. Persons with Respect to Certain Foreign Partnerships (see Instructions for Form 8865). . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
6 Did the organization have any operations in or related to any boycotting countries during the tax year? If "Yes," the organization may be required to separately file Form 5713, International Boycott Report (see Instructions for Form 5713; don't file with Form 990).. . . . . . . . . . . . . . . . . . . . . . . . . . . .
Schedule F (Form 990) 2020
Schedule F (Form 990) 2020
Page 5
Part V
Supplemental Information
Provide the information required by Part I, line 2 (monitoring of funds); Part I, line 3, column (f) (accounting method; amounts of investments vs. expenditures per region); Part II, line 1 (accounting method); Part III (accounting method); and Part III, column (c) (estimated number of recipients), as applicable. Also complete this part to provide any additional information. See instructions.
ReturnReference Explanation
Schedule F, Part I, Line 2 Procedures for monitoring use of grant funds ALL DISBURSEMENTS MADE BY THIS INSTITUTION IN FURTHERANCE OF ITS EXEMPT PROGRAMS ARE REVIEWED AND APPROVED BY DULY AUTHORIZED COMMITTEES OR INDIVIDUALS. ALL SCHOLARSHIPS AND STUDENT LOANS ARE REVIEWED AND APPROVED BY HARVARD'S FINANCIAL AID OFFICES. IN ADDITION, HARVARD UNIVERSITY IS RESPONSIBLE FOR THE PROGRAMMATIC AND FINANCIAL MONITORING OF ITS SPONSORED RESEARCH AWARD SUBRECIPIENTS. PRINCIPAL INVESTIGATORS AND PROJECT STAFF PERFORM ONGOING REVIEWS OF PROJECT ACTIVITIES. IN ADDITION, ON AN ANNUAL BASIS, UNIVERSITY RESEARCH ADMINISTRATORS REVIEW ALL ACTIVE SUBCONTRACTS AND INQUIRE FURTHER INTO THOSE THAT ARE DEEMED TO REQUIRE CLOSER SCRUTINY IN LIGHT OF A VARIETY OF ATTRIBUTES. UPON IDENTIFICATION OF SUBRECIPIENTS THAT MANDATE CLOSER SCRUTINY, HARVARD IMPLEMENTS ADDITIONAL MONITORING ACTIONS TO ENSURE COMPLIANCE WITH SUBAGREEMENT PERFORMANCE, FINANCIAL TERMS AND CONDITIONS, AND WITH ALL APPLICABLE FEDERAL RULES AND REGULATIONS.
Schedule F, Part I FOREIGN ACTIVITY AMOUNTS REPORTED ARE ESTIMATED BASED ON THE BEST AVAILABLE DATA. UNIVERSITY ACTIVITIES INCLUDE ACADEMIC SUPPORT, INSTITUTIONAL SUPPORT, INSTRUCTION, RESEARCH AND OTHER ACADEMIC ACTIVITY, SERVICE CENTERS, AND STUDENT SERVICES.
Schedule F, Part III GRANTS TO INDIVIDUALS AMOUNTS AND NUMBER OF RECIPIENTS LISTED ARE ESTIMATES BASED ON THE BEST AVAILABLE DATA.
Schedule F, Part I, Line 2 PROCEDURES FOR MONITORING USE OF GRANT FUNDS ALL DISBURSEMENTS MADE BY THIS INSTITUTION IN FURTHERANCE OF ITS EXEMPT PROGRAMS ARE REVIEWED AND APPROVED BY DULY AUTHORIZED COMMITTEES OR INDIVIDUALS. ALL SCHOLARSHIPS AND STUDENT LOANS ARE REVIEWED AND APPROVED BY HARVARD'S FINANCIAL AID OFFICES. IN ADDITION, HARVARD UNIVERSITY IS RESPONSIBLE FOR THE PROGRAMMATIC AND FINANCIAL MONITORING OF ITS SPONSORED RESEARCH AWARD SUBRECIPIENTS. PRINCIPAL INVESTIGATORS AND PROJECT STAFF PERFORM ONGOING REVIEWS OF PROJECT ACTIVITIES. IN ADDITION, ON AN ANNUAL BASIS, UNIVERSITY RESEARCH ADMINISTRATORS REVIEW ALL ACTIVE SUBCONTRACTS AND INQUIRE FURTHER INTO THOSE THAT ARE DEEMED TO REQUIRE CLOSER SCRUTINY IN LIGHT OF A VARIETY OF ATTRIBUTES. UPON IDENTIFICATION OF SUBRECIPIENTS THAT MANDATE CLOSER SCRUTINY, HARVARD IMPLEMENTS ADDITIONAL MONITORING ACTIONS TO ENSURE COMPLIANCE WITH SUBAGREEMENT PERFORMANCE, FINANCIAL TERMS AND CONDITIONS, AND WITH ALL APPLICABLE FEDERAL RULES AND REGULATIONS.
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
Schedule F (Form 990) 2020
Additional Data


Software ID: 20011424
Software Version: 2020v4.0



SCHEDULE G (Form 990 or 990-EZ)
Department of the Treasury
Internal Revenue Service
Supplemental Information Regarding
Fundraising or Gaming Activities
Complete if the organization answered "Yes" on Form 990, Part IV, lines 17, 18, or 19, or if the organization entered more than $15,000 on Form 990-EZ, line 6a. right arrowAttach to Form 990 or Form 990-EZ.
right arrowGo to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2020
Open to Public Inspection
Name of the organization
President and Fellows of Harvard College
 
Employer identification number

04-2103580
Part I
Fundraising Activities.Complete if the organization answered "Yes" on Form 990, Part IV, line 17.
Form 990-EZ filers are not required to complete this part.
1
Indicate whether the organization raised funds through any of the following activities. Check all that apply.
a e
b f
c g
d
2a
Did the organization have a written or oral agreement with any individual (including officers, directors, trustees
or key employees listed in Form 990, Part VII) or entity in connection with professional fundraising services?
b
If "Yes," list the 10 highest paid individuals or entities (fundraisers) pursuant to agreements under which the fundraiser is
to be compensated at least $5,000 by the organization.


(i) Name and address of individual
or entity (fundraiser)
(ii) Activity (iii) Did fundraiser have custody or control of contributions? (iv) Gross receipts
from activity
(v) Amount paid to
(or retained by)
fundraiser listed in
col. (i)
(vi) Amount paid to
(or retained by)
organization
Yes No
 
BCG CONNECT CREATIVE DIRECT MARKETING
755 Middlesex Turnpike
 
BILLERICA, MA01821
DIRECT MAIL   No 122,535 99,052 23,483
 
JOHN BROWN LIMITED INC
4916 CRESTWOOD DRIVE
 
WACO, TX76710
CONSULTING   No 0 65,000 -65,000
 
ELPIS ASSOCIATES
C/O HEMENWAY BARNES LLP 75 STATE ST
REET
BOSTON, MA02109
CONSULTING   No 0 40,828 -40,828
 
DEVELOPMENT GUILD
233 HARVARD STREET SUITE 107
 
BROOKLINE, MA02446
CONSULTING   No 0 21,875 -21,875
 
KATHLEEN MCDONNELL
62 CANTERBURY LANE
 
NEEDHAM, MA02492
CONSULTING   No 0 11,502 -11,502
             
             
             
             
             
Total . . . . . . . . . . . . . . . . . . . . right arrow 122,535 238,257 -115,722
3
List all states in which the organization is registered or licensed to solicit contributions or has been notified it is exempt from registration or licensing.
CA, MA
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 50083H
Schedule G (Form 990 or 990-EZ) 2020
Schedule G (Form 990 or 990-EZ) 2020
Page 2
Part II
Fundraising Events. Complete if the organization answered "Yes" on Form 990, Part IV, line 18, or reported more than $15,000 of fundraising event contributions and gross income on Form 990-EZ, lines 1 and 6b. List events with gross receipts greater than $5,000.









VerticalRevenue
(a) Event #1

 
(event type)
(b) Event #2

 
(event type)
(c) Other events

 
(total number)
(d) Total events
(add col. (a) through col. (c))

1

Gross receipts . . . . .

 

 

 

 

2

Less: Contributions . . . .

 

 

 

 
3 Gross income (line 1 minus
line 2) . . . . . .

 

 

 

 



VerticalDirectExpenses
4 Cash prizes . . . . .        
5 Noncash prizes . . . .        
6 Rent/facility costs . . . .        
7 Food and beverages . . .        
8 Entertainment . . . .        
9 Other direct expenses . . .        
10 Direct expense summary. Add lines 4 through 9 in column (d) . . . . . . . . . . right arrow  
11 Net income summary. Subtract line 10 from line 3, column (d). . . . . . . . . . right arrow  
Part III
Gaming. Complete if the organization answered "Yes" on Form 990, Part IV, line 19, or reported more than $15,000 on Form 990-EZ, line 6a.
VerticalRevenue
(a) Bingo (b) Pull tabs/Instant
bingo/progressive bingo
(c) Other gaming (d) Total gaming (add col.(a) through col.(c))

1

Gross revenue . . . . .

 

 

 

 
VerticalDirectExpenses

2

Cash prizes . . . . .

 

 

 

 

3

Noncash prizes . . . .

 

 

 

 

4

Rent/facility costs . . . .

 

 

 

 

5

Other direct expenses . . .

 

 

 

 


6


Volunteer labor . . . .
%
%
%


7

Direct expense summary. Add lines 2 through 5 in column (d) . . . . . . . . . . right arrow

 

8

Net gaming income summary. Subtract line 7 from line 1, column (d). . . . . . . . . right arrow

 

9
Enter the state(s) in which the organization conducts gaming activities:
a
Is the organization licensed to conduct gaming activities in each of these states? . . . . . . . .
b
If "No," explain:
 
10a
Were any of the organization's gaming licenses revoked, suspended or terminated during the tax year? . . .
b
If "Yes," explain:
 
Schedule G (Form 990 or 990-EZ) 2020
Schedule G (Form 990 or 990-EZ) 2020
Page 3
11
Does the organization conduct gaming activities with nonmembers? . . . . . . . . . . .
12
Is the organization a grantor, beneficiary or trustee of a trust or a member of a partnership or other entity
formed to administer charitable gaming? . . . . . . . . . . . . . . . . .
13
Indicate the percentage of gaming activity conducted in:
a
The organization's facility . . . . . . . . . . . . . . . . . .
13a
%
b
An outside facility . . . . . . . . . . . . . . . . . . . .
13b
%
14
Enter the name and address of the person who prepares the organization's gaming/special events books and records:
Name right arrow
Address right arrow
15a
Does the organization have a contract with a third party from whom the organization receives gaming
revenue? . . . . . . . . . . . . . . . . . . . . . . . .
b
If "Yes," enter the amount of gaming revenue received by the organization right arrow $   and the
amount of gaming revenue retained by the third party right arrow $   .
c
If "Yes," enter name and address of the third party:
Name right arrow
Address right arrow
16
Gaming manager information:
Name right arrow
Gaming manager compensation right arrow $  
Description of services provided right arrow
 
17
Mandatory distributions:
a
Is the organization required under state law to make charitable distributions from the gaming proceeds to
retain the state gaming license? . . . . . . . . . . . . . . . . . . .
b
Enter the amount of distributions required under state law distributed to other exempt organizations or spent
in the organization's own exempt activities during the tax year right arrow$  
Part IV
Supplemental Information. Provide the explanations required by Part I, line 2b, columns (iii) and (v); and Part III, lines 9, 9b, 10b, 15b, 15c, 16, and 17b, as applicable. Also provide any additional information. See instructions.
Return Reference Explanation
Schedule G, Part I, Line 2b(iv) GROSS RECEIPTS FROM ACTIVITY THE FUNDRAISING EFFORT IS A LONG TERM EFFORT OFTEN SPANNING YEARS AND DECADES TO BRING IN ONE GIFT. THE TOTAL LISTED HERE IS FOR CASH RECEIVED IN FY21, BUT THE DONOR(S) MAY HAVE MADE THE ORIGINAL PLEDGE(S) IN PRIOR YEARS. THE PROFESSIONAL FUNDRAISING SERVICES DETAILED IN LINE 2B, ACTIVITIES 2, 3, 4 AND 5 ARE FOR CONSULTATION AND COMMUNICATIONS FOR GENERAL FUNDRAISING ACTIVITIES. THE SERVICES ARE NOT PROVIDED FOR A SPECIFIC EVENT OR ACTIVITY IN WHICH THERE IS A DIRECT CONNECTION BETWEEN THE FUNDRAISING ACTIVITY AND THE DONATIONS RECEIVED.
Schedule G (Form 990 or 990-EZ) 2020
Additional Data


Software ID: 20011424
Software Version: 2020v4.0

Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

Schedule I
(Form 990)
Department of the Treasury
Internal Revenue Service
Grants and Other Assistance to Organizations,
Governments and Individuals in the United States
Complete if the organization answered "Yes," on Form 990, Part IV, line 21 or 22.
lBullet Attach to Form 990.
lBullet Go to www.irs.gov/Form990 for the latest information.
OMB No. 1545-0047
2020
Open to Public
Inspection
Name of the organization
President and Fellows of Harvard College
 
Employer identification number
04-2103580
Part I
General Information on Grants and Assistance
1
Does the organization maintain records to substantiate the amount of the grants or assistance, the grantees' eligibility for the grants or assistance, and
the selection criteria used to award the grants or assistance? ........................
2
Describe in Part IV the organization's procedures for monitoring the use of grant funds in the United States.
Part II
Grants and Other Assistance to Domestic Organizations and Domestic Governments. Complete if the organization answered "Yes" on Form 990, Part IV, line 21, for any recipient
that received more than $5,000. Part II can be duplicated if additional space is needed.
(a) Name and address of organization
or government
(b) EIN (c) IRC section
(if applicable)
(d) Amount of cash grant (e) Amount of non-cash
assistance
(f) Method of valuation
(book, FMV, appraisal,
other)
(g) Description of
noncash assistance
(h) Purpose of grant
or assistance
(1) BRIGHAM AND WOMEN'S HOSPITAL INC
75 FRANCIS STREET
BOSTON,MA02115
04-2312909 IRC 501(C)(3) 14,134,117       RESEARCH SUB-AWARD
(2) FRONTIER SCI & TECH FDN
1244 BOYLSTON ST
CHESTNUT HILL,MA02467
16-1056814 IRC 501(C)(3) 13,420,750       RESEARCH SUB-AWARD
(3) MASSACHUSETTS GENERAL HOSPITAL
55 FRUIT ST
BOSTON,MA021142605
04-1564655 IRC 501(C)(3) 10,757,299       RESEARCH SUB-AWARD
(4) MASSACHUSETTS INSTITUTE OF TECHNOLOGY
77 MASS AVE
CAMBRIDGE,MA02139
04-2103594 IRC 501(C)(3) 6,661,891       RESEARCH SUB-AWARD
(5) CHILDREN'S HOSPITAL CORPORATION
300 LONGWOOD AVENUE
BOSTON,MA02115
04-2774441 IRC 501(C)(3) 6,099,808       RESEARCH SUB-AWARD
(6) CTR FOR ADV BIOLOGICAL INNOV & MANUF
300 NORTH BEACON ST
WATERTOWN,MA02472
EXEMPT 6,000,000       COMM. GIFT & CHAR. CONTRIB.
(7) DANA-FARBER CANCER INSTITUTE
450 BROOKLINE AVE
BP418
BOSTON,MA02115
04-2263040 IRC 501(C)(3) 5,045,923       RESEARCH SUB-AWARD
(8) BETH ISRAEL DEACONESS MEDICAL CENTER
330 BROOKLINE AVE
BOSTON,MA02115
04-2103881 IRC 501(C)(3) 3,937,839       RESEARCH SUB-AWARD
(9) THE BROAD INSTITUTE
320 CHARLES STREET
CAMBRIDGE,MA02141
26-3428781 IRC 501(C)(3) 3,239,824       RESEARCH SUB-AWARD
(10) UNIV OF MA MEDICAL SCHOOL
55 LAKE AVE NORTH
WORCESTER,MA016550002
04-3358566 IRC 115 3,059,172       RESEARCH SUB-AWARD
(11) WEILL MEDICAL COLLEGE OF CORNELL UNIV
1300 YORK AVE
NEW YORK,NY10065
15-0532082 IRC 501(C)(3) 3,000,000       DAF DISTR./CHAR. CONTRIB.
(12) SOCIAL SCIENCE RESEARCH SOLUTIONS
53 WEST BALTIMORE PIKE
MEDIA,PA19063
NOT EXEMPT 2,781,255       SPONSORED RESEARCH SUB-AWARD
(13) RAGON INSTITUTE OF MGH MIT AND HARVARD
MASS GENERAL HOSP
149 13TH STREET
CHARLESTOWN,MA02129
04-1564655 IRC 501(C)(3) 1,780,842       SPONSORED RESEARCH SUB-AWARD
(14) TRUSTEES OF BOSTON UNIVERSITY
OFFICE OF SPONSORED PROGRAMS
881 COMMONWEALTH AVENUE
BOSTON,MA02215
04-2103547 IRC 501(C)(3) 1,660,092       SPONSORED RESEARCH SUB-AWARD
(15) UNIVERSITY OF WASHINGTON
GRANT CONTRACT ACCOUNTING
1410 NE CAMPUS PARKWAY
SEATTLE,WA981051122
91-6001537 IRC 115 1,388,073       SPONSORED RESEARCH SUB-AWARD
(16) STANFORD UNIVERSITY
3145 PORTER DR
PALO ALTO,CA94304
94-1156365 IRC 501(C)(3) 1,373,827       SPONSORED RESEARCH SUB-AWARD
(17) REGENTS OF THE UNIVERSITY OF MINNESOTA
OFFICE OF THE BOARD OF REGENTS
600 MCNAMARA ALUMNI CENTER
MINNEAPOLIS,MN554552020
41-6007513 IRC 115 1,308,028       SPONSORED RESEARCH SUB-AWARD
(18) BOSTON REDEVELOPMENT AUTHORITY
ONE CITY HALL
BOSTON,MA02201
GOVERNMENTAL UNIT 1,280,019       COMMUNITY GIFT AND CHARITABLE CONTRIBUTIONS
(19) UNIVERSITY OF PITTSBURGH
OFFICE OF RESEARCH
4200 FIFTH AVENUE
PITTSBURGH,PA15260
25-0965591 IRC 501(C)(3) 1,204,881       SPONSORED RESEARCH SUB-AWARD
(20) FLORIDA STATE UNIVERSITY
OFFICE OF THE VICE PRESIDENT
222 S COPELAND ST
TALLAHASSEE,FL323063067
59-1961248 IRC 115 1,103,097       SPONSORED RESEARCH SUB-AWARD
(21) BAYLOR COLLEGE OF MEDICINE
ONE BAYLOR PLAZA
BAYLOR COLLEGE OF MEDICINE
HOUSTON,TX770303498
74-1613878 IRC 501(C)(3) 1,068,652       SPONSORED RESEARCH SUB-AWARD
(22) NORTHEASTERN UNIVERSITY
DIV OF SPONSORED PROJECT ADMIN
360 HUNTINGTON AVE
BOSTON,MA021155000
04-1679980 IRC 501(C)(3) 1,057,367       SPONSORED RESEARCH SUB-AWARD
(23) QTECTION LLC
29 WEBSTER ROAD
WESTON,MA02493
NOT EXEMPT 1,012,748       SPONSORED RESEARCH SUB-AWARD
(24) REGENTS OF THE UNIVERSITY OF CALIFORNIA - BERKELEY
SPONSORED PROJECTS OFFICE
2195 HEARST AVE
BERKELEY,CA947205940
94-6002123 IRC 115 950,915       SPONSORED RESEARCH SUB-AWARD
(25) OLIVANN
1117 MORTON ST
ALAMEDA,CA94501
27-2265572 IRC 501(C)(3) 932,000       DAF DISTRIBUTION/CHARITABLE CONTRIBUTIONS
(26) RAND CORPORATION
1700 MAIN STREET
PO BOX 2138
SANTA MONICA,CA904072138
95-1958142 IRC 501(C)(3) 918,993       SPONSORED RESEARCH SUB-AWARD
(27) JOHNS HOPKINS UNIVERSITY
BLOOMBERG SCHOOL OF PUBLIC HEALTH
615 N WOLFE STREET
BALTIMORE,MD21205
52-0595110 IRC 501(C)(3) 874,557       SPONSORED RESEARCH SUB-AWARD
(28) CHILDREN'S HOSPITAL CORPORATION
300 LONGWOOD AVENUE
OFFICE OF SPONSORED PROGRAMS
BOSTON,MA021155737
04-2774441 IRC 501(C)(3) 874,067       SPONSORED RESEARCH SUB-AWARD
(29) UNIVERSITY OF SOUTHERN CALIFORNIA SCHOOL OF MEDICINE
2011 ZONAL AVENUE
HMR ROOM 401
LOS ANGELES,CA90033
95-1642394 IRC 501(C)(3) 825,362       SPONSORED RESEARCH SUB-AWARD
(30) WEILL MEDICAL COLLEGE OF CORNELL UNIVERSITY
1300 YORK AVENUE
NEW YORK,NY10065
15-0532082 IRC 501(C)(3) 796,013       SPONSORED RESEARCH SUB-AWARD
(31) WESTAT CORPORATION
1650 RESEARCH BLVD
ROCKVILLE,MD20850
84-0529566 NOT EXEMPT 772,063       SPONSORED RESEARCH SUB-AWARD
(32) UNIVERSITY OF MEDICINE AND DENTISTRY OF NEW JERSEY
185 SOUTH ORANGE AVE
NEWARK,NJ07103
22-1775306 IRC 115 762,038       SPONSORED RESEARCH SUB-AWARD
(33) OREGON HEALTH AND SCIENCE UNIVERSITY
3181 SW SAM JACKSON PARK RD
PORTLAND,OR972393098
93-1176109 IRC 115 751,045       SPONSORED RESEARCH SUB-AWARD
(34) TRUSTEES OF DARTMOUTH COLLEGE
11 ROPE FERRY ROAD
HANOVER,NH037553580
02-0222111 IRC 501(C)(3) 705,689       SPONSORED RESEARCH SUB-AWARD
(35) UNIVERSITY OF CHICAGO
UNIVERSITY RESEARCH ADMINISTRATION
970 EAST 58TH STREET
CHICAGO,IL60637
36-2177139 IRC 501(C)(3) 687,118       SPONSORED RESEARCH SUB-AWARD
(36) INDIANA UNIVERSITY
205C BRYAN HALL
105 N INDIANA AVE
BLOOMINGTON,IN474051106
35-6001673 IRC 501(C)(3) 675,581       SPONSORED RESEARCH SUB-AWARD
(37) MASSACHUSETTS LEAGUE OF COMMUNITY HEALTH CENTERS INC
40 COURT STREET 10
BOSTON,MA02108
04-2507409 IRC 501(C)(3) 670,300       SPONSORED RESEARCH SUB-AWARD
(38) BRANDEIS UNIVERSITY
OFFICE OF SPONSORED PROGRAMS
415 SOUTH STREET MS NO 116
WALTHAM,MA024549110
04-2103552 IRC 501(C)(3) 664,816       SPONSORED RESEARCH SUB-AWARD
(39) ANN AND ROBERT H LURIE CHILDREN'S HOSPITAL OF CHICAGO
2300 CHILDRENS PLAZA
CHICAGO,IL606143363
36-2170833 IRC 501(C)(3) 650,357       SPONSORED RESEARCH SUB-AWARD
(40) UNIVERSITY OF FLORIDA
DIVISION OF SPONSORED RESEARCH
219 GRINTER HALL BOX 115500
GAINESVILLE,FL326115500
59-6002052 IRC 115 645,715       SPONSORED RESEARCH SUB-AWARD
(41) NORTHWESTERN UNIVERSITY
OFFICE OF RESEARCH SPONS PROG
633 CLARK STREET
EVANSTON,IL602081110
36-2167817 IRC 501(C)(3) 639,715       SPONSORED RESEARCH SUB-AWARD
(42) SMITHSONIAN ASTROPHYSICAL OBSERVATORY
60 GARDEN STREET
CAMBRIDGE,MA02138
GOVERNMENTAL UNIT 629,005       SPONSORED RESEARCH SUB-AWARD
(43) ST JUDE CHILDREN'S RESEARCH HOSPITAL
262 DANNY THOMAS PLACE
MEMPHIS,TN38105
62-0646012 IRC 501(C)(3) 619,090       SPONSORED RESEARCH SUB-AWARD
(44) COLUMBIA UNIVERSITY
OFFICE OF PROJECTS AND GRANTS
1210 AMSTERDAM AVE
NEW YORK,NY10027
13-5598093 IRC 501(C)(3) 611,628       SPONSORED RESEARCH SUB-AWARD
(45) UNIVERSITY OF NORTH CAROLINA - CHAPEL HILL
OFFICE OF CONTRACTS GRANTS
103 SOUTH BUILDING CAMPUS BOX 9100
CHAPEL HILL,NC27599
56-6001393 IRC 115 603,711       SPONSORED RESEARCH SUB-AWARD
(46) ABUNDANCE FOUNDATION
127 UNIVERSITY AVE
BERKELEY,CA94710
20-1390469 IRC 501(C)(3) 600,000       DAF DISTRIBUTION/CHARITABLE CONTRIBUTIONS
(47) BRONX-LEBANON HOSPITAL CENTER
GRANTS MANAGEMENT
1276 FULTON AVE
BRONX,NY10456
13-1974191 IRC 501(C)(3) 591,357       SPONSORED RESEARCH SUB-AWARD
(48) X-CHEM INC
100 BEAVER ST
WALTHAM,MA02453
NOT EXEMPT 568,746       SPONSORED RESEARCH SUB-AWARD
(49) UNIVERSITY OF COLORADO AT BOULDER
OFFICE OF CONTRACTS AND GRANTS
ROOM 481 CAMPUS BOX 572
BOULDER,CO803090572
84-6000555 IRC 115 566,012       SPONSORED RESEARCH SUB-AWARD
(50) THE MCLEAN HOSPITAL CORPORATION
115 MILL ST
BELMONT,MA024781041
04-2697981 IRC 501(C)(3) 537,732       SPONSORED RESEARCH SUB-AWARD
(51) UNIVERSITY OF SOUTHERN CALIFORNIA
DEPARTMENT OF PREVENTIVE MEDICINE
UNIVERSITY GARDENS-UGB 203
LOS ANGELES,CA90033
95-1642394 IRC 501(C)(3) 506,158       SPONSORED RESEARCH SUB-AWARD
(52) BOSTON UNIVERSITY SCHOOL OF MEDICINE
715 ALBANY STREET
BOSTON,MA02118
04-2103547 IRC 501(C)(3) 505,037       SPONSORED RESEARCH SUB-AWARD
(53) CHILDREN'S MERCY HOSPITAL
2401 GILLHAM ROAD
KANSAS CITY,MO64108
44-0605373 IRC 501(C)(3) 500,000       DAF DISTRIBUTION/CHARITABLE CONTRIBUTIONS
(54) REGENTS OF THE UNIVERSITY OF CALIFORNIA - SAN DIEGO
OFFICE OF CONTRACT GRANT ADMIN
9500 GILMAN DR
LA JOLLA,CA920930934
95-6006144 IRC 115 492,619       SPONSORED RESEARCH SUB-AWARD
(55) YALE UNIVERSITY
GRANT CONTRACT ADMINISTRATION
PO BOX 208239
NEW HAVEN,CT065208047
91-1864328 IRC 501(C)(3) 490,422       SPONSORED RESEARCH SUB-AWARD
(56) CALIFORNIA INSTITUTE OF TECHNOLOGY
1200 CALIFORNIA BLVD
PASADENA,CA91125
95-1643307 IRC 501(C)(3) 473,689       SPONSORED RESEARCH SUB-AWARD
(57) REGENTS OF THE UNIVERSITY OF CALIFORNIA - LOS ANGELES
GRADUATE SCHOOL OF EDUCATION
405 HILGARD AVENUE PO BOX 951361
LOS ANGELES,CA900951361
95-6006143 IRC 115 462,597       SPONSORED RESEARCH SUB-AWARD
(58) UNIVERSITY OF MIAMI
OFFICE OF SPONSORED PROGRAMS
1507 LEVANTE AVENUE
CORAL GABLES,FL33124
59-0624458 IRC 501(C)(3) 458,244       SPONSORED RESEARCH SUB-AWARD
(59) CHILDREN'S HOSPITAL LOS ANGELES
4650 SUNSET BLVD
LOS ANGELES,CA90027
95-1690977 IRC 501(C)(3) 441,597       SPONSORED RESEARCH SUB-AWARD
(60) UNIVERSITY OF PITTSBURGH MEDICAL CENTER
WESTERN PSYCH INST CLINIC
2300 FIFTH AVENUE
PITTSBURGH,PA15213
25-0965591 IRC 501(C)(3) 438,644       SPONSORED RESEARCH SUB-AWARD
(61) CORNELL UNIVERSITY
OFFICE OF SPONSORED PROGRAMS
120 DAY HALL
ITHACA,NY148532801
15-0532082 IRC 501(C)(3) 429,818       SPONSORED RESEARCH SUB-AWARD
(62) FREEDOM PHOTONICS
41 AERO CAMINO
SANTA BARBARA,CA93117
NOT EXEMPT 423,523       SPONSORED RESEARCH SUB-AWARD
(63) BOARD OF TRUSTEES OF THE UNIVERSITY OF ALABAMA-BIRMINGHAM
1530 3RD AVENUE SOUTH
OFFICE OF GRANTS CONTRACTS
BIRMINGHAM,AL352940111
63-6001138 IRC 115 419,163       SPONSORED RESEARCH SUB-AWARD
(64) CASE WESTERN RESERVE UNIVERSITY
OFFICE OF SPONSORED PROJECTS ADMIN
10900 EUCLID AVENUE
CLEVELAND,OH441067015
34-1018992 IRC 501(C)(3) 413,463       SPONSORED RESEARCH SUB-AWARD
(65) TUFTS UNIVERSITY SCHOOL OF MEDICINE
GRANTS CONTRACTS ADMINISTRATION
136 HARRISON AVENUE
BOSTON,MA02111
04-2103634 IRC 501(C)(3) 409,710       SPONSORED RESEARCH SUB-AWARD
(66) UNIVERSITY OF MARYLAND COLLEGE PARK
OFFICE OF RESEARCH ADMIN AND ADVANC
2100 LEE BUILDING
COLLEGE PARK,MD20742
52-6002033 IRC 115 398,414       SPONSORED RESEARCH SUB-AWARD
(67) BOSTON UNIVERSITY SCHOOL OF PUBLIC HEALTH
715 ALBANY STREET
TALBOT BUILDING
BOSTON,MA02118
04-2103547 IRC 501(C)(3) 393,700       SPONSORED RESEARCH SUB-AWARD
(68) THE RESEARCH FOUNDATION OF STATE UNIVERSITY OF NEW YORK
PO BOX 9
ALBANY,NY12201
14-1368361 IRC 501(C)(3) 393,374       SPONSORED RESEARCH SUB-AWARD
(69) DAVID GEFFEN SCHOOL OF MEDICINE AT UCLA
DEPARTMENT OF NEUROLOGY
710 WESTWOOD PLAZA
LOS ANGELES,CA90095
95-4386558 IRC 115 384,633       SPONSORED RESEARCH SUB-AWARD
(70) TUFTS MEDICAL CENTER
750 WASHINGTON STREET
BOSTON,MA02111
04-3400617 IRC 501(C)(3) 379,030       SPONSORED RESEARCH SUB-AWARD
(71) GEORGETOWN UNIVERSITY
OFFICE OF SPONSORED PROGRAMS
PO BOX 571168 37 AND O ST NW
WASHINGTON,DC200571168
53-0196603 IRC 501(C)(3) 377,953       SPONSORED RESEARCH SUB-AWARD
(72) TEXAS A AND M UNIVERSITY
3000 BRIARCREST DRIVE SUITE 101
BRYAN,TX77802
74-2648747 IRC 115 368,418       SPONSORED RESEARCH SUB-AWARD
(73) HARVARD PILGRIM HEALTH CARE INC
93 WORCESTER ST STE 100
WELLESLEY,MA02481
04-2452600 IRC 501(C)(3) 364,810       SPONSORED RESEARCH SUB-AWARD
(74) UNIVERSITY OF COLORADO DENVER HEALTH SCIENCES CENTER
4200 E NINTH AVENUE
HEALTH SCIENCES CENTER
DENVER,CO80262
84-6000555 IRC 115 361,020       SPONSORED RESEARCH SUB-AWARD
(75) FUNDACION DE INVESTIGACION

998 MUOZ RIVERA AVE
SAN JUAN,PR927
RQ
66-0764480 IRC 501(C)(3) 359,220       SPONSORED RESEARCH SUB-AWARD
(76) REGENTS OF THE UNIVERSITY OF CALIFORNIA - SAN FRANCISCO
500 PARNASSUS AVE
SAN FRANCISCO,CA94143
94-6036493 IRC 115 354,905       SPONSORED RESEARCH SUB-AWARD
(77) EMORY UNIVERSITY
1784 N DECATUR ROAD SUITE 510
ATLANTA,GA30322
58-0566256 IRC 501(C)(3) 329,455       SPONSORED RESEARCH SUB-AWARD
(78) HMH HOSPITALS CORPORATION
340 KINGSLAND STREET
BUILDING 102 1ST FLOOR B105
NUTLEY,NJ071101150
22-1487576 IRC 501(C)(3) 328,137       SPONSORED RESEARCH SUB-AWARD
(79) CHARLOTTE MECKLENBURG SCHOOLS
701 E MARTIN LUTHER KING JR BLVD
CHARLOTTE,NC28202
56-6001074 IRC 501(C)(3) 324,297       SPONSORED RESEARCH SUB-AWARD
(80) MOREHOUSE SCHOOL OF MEDICINE
NATL SPACE BIOMED RESEARCH INST
720 WESTVIEW DR SW
ATLANTA,GA303101495
58-1438873 IRC 501(C)(3) 316,884       SPONSORED RESEARCH SUB-AWARD
(81) DREXEL UNIVERSITY
3141 CHESTNUT STREET
PHILIDELPHIA,PA19104
23-1352630 IRC 501(C)(3) 313,144       SPONSORED RESEARCH SUB-AWARD
(82) HYPERLIGHT CORPORATION
501 MASSACHUSETTS AVENUE
CAMBRIDGE,MA02138
NOT EXEMPT 309,559       SPONSORED RESEARCH SUB-AWARD
(83) RAYTHEON BBN TECHNOLOGIES CORP
870 WINTER ST
WALTHAM,MA02451
NOT EXEMPT 309,039       SPONSORED RESEARCH SUB-AWARD
(84) JOSLIN DIABETES CENTER
ONE JOSLIN PLACE
BOSTON,MA02115
04-2203836 IRC 501(C)(3) 304,340       SPONSORED RESEARCH SUB-AWARD
(85) SAN JUAN CITY HOSPITAL

PO BOX 70344
PMB 79
SAN JUAN   009368344
RQ
GOVERNMENTAL UNIT 299,872       SPONSORED RESEARCH SUB-AWARD
(86) UNIVERSITY OF PUERTO RICO

CTR FOR ENERGY AND ENV RESEARCH
PO BOX 363682
SAN JUAN,PR936
RQ
GOVERNMENTAL UNIT 295,784       SPONSORED RESEARCH SUB-AWARD
(87) RADIATION AND PUBLIC HEALTH PROJECT
PO BOX 1260
OCEAN CITY,NJ08226
13-3781719 IRC 501(C)(3) 289,072       SPONSORED RESEARCH SUB-AWARD
(88) QUERA COMPUTING INC
1284 SOLDIERS FIELD ROAD
BOSTON,MA02135
NOT EXEMPT 284,079       SPONSORED RESEARCH SUB-AWARD
(89) REGENTS OF THE UNIVERSITY OF MICHIGAN
CONTRACTS ADMINISTRATION
4251 PLYMOUTH ROAD
ANN ARBOR,MI48113
38-6006309 IRC 115 282,173       SPONSORED RESEARCH SUB-AWARD
(90) UNIVERSITY OF UTAH
DEPARTMENT OF BIOLOGY
201 BIOLOGY BUILDING
SALT LAKE CITY,UT84112
87-6000525 IRC 115 282,010       SPONSORED RESEARCH SUB-AWARD
(91) MOUNT HOLYOKE COLLEGE
50 COLLEGE STREET
HOLYOKE,MA01075
04-2103578 IRC 501(C)(3) 280,526       SPONSORED RESEARCH SUB-AWARD
(92) NEW YORK UNIVERSITY
105 E 17TH ST 4TH FLOOR
NEW YORK,NY100039580
13-5562308 IRC 501(C)(3) 277,454       SPONSORED RESEARCH SUB-AWARD
(93) NEW YORK GENOME CENTER
101 AVENUE OF THE AMERICAS
NEW YORK,NY10013
80-0631734 IRC 501(C)(3) 268,031       SPONSORED RESEARCH SUB-AWARD
(94) NEW YORK UNIVERSITY SCHOOL OF MEDICINE
550 FIRST AVENUE
NEW YORK,NY10016
13-5562308 IRC 501(C)(3) 266,713       SPONSORED RESEARCH SUB-AWARD
(95) FENWAY COMMUNITY HEALTH CENTER
7 HAVILAND STREET
BOSTON,MA02115
04-2510564 IRC 501(C)(3) 255,302       SPONSORED RESEARCH SUB-AWARD
(96) TULANE UNIVERSITY
OFFICE OF RESEARCH ADMINISTRATION
7029 FRERET ST
NEW ORLEANS,LA70118
72-0423889 IRC 501(C)(3) 255,260       SPONSORED RESEARCH SUB-AWARD
(97) FARRISE B FRYER FOUNDATION
106 DUDLEY STREET
CAMBRIDGE,MA02140
82-4705874 IRC 501(C)(3) 250,000       DAF DISTRIBUTION/CHARITABLE CONTRIBUTIONS
(98) TIDES CENTER
PO BOX 29907
PRESIDIO BLDG1014 AT
SAN FRANCISCO,CA94129
94-3213100 IRC 501(C)(3) 249,375       SPONSORED RESEARCH SUB-AWARD
(99) REGENTS OF THE UNIVERSITY OF CALIFORNIA - SANTA CRUZ
OFFICE OF SPONSORED PROJECTS
1156 HIGH STREET
SANTA CRUZ,CA95064
94-1539563 IRC 115 249,241       SPONSORED RESEARCH SUB-AWARD
(100) TUFTS UNIVERSITY
GRANTS AND CONTRACTS ADMINISTRATION
169 HOLLAND STREET
MEDFORD,MA021555807
04-2103634 IRC 501(C)(3) 247,446       SPONSORED RESEARCH SUB-AWARD
(101) INSTITUTE FOR SYSTEMS BIOLOGY
401 TERRY AVENUE NORTH
SEATTLE,WA98109
91-2003593 IRC 501(C)(3) 242,742       SPONSORED RESEARCH SUB-AWARD
(102) ALBERT EINSTEIN COLLEGE OF MEDICINE
1300 MORRIS PARK AVENUE
BRONX,NY10461
47-2209056 IRC 501(C)(3) 241,949       SPONSORED RESEARCH SUB-AWARD
(103) UNIVERSITY OF MASSACHUSETTS - AMHERST
GOODELL BUILDING ROOM 408
AMHERST,MA01003
04-3167352 IRC 115 241,895       SPONSORED RESEARCH SUB-AWARD
(104) UNIVERSITY OF PENNSYLVANIA
OFFICE OF SPONSORED PROGRAMS
110 TECHNOLOGY CENTER BUILDING
UNIVERSITY PARK,PA168027000
23-1352685 IRC 501(C)(3) 238,876       DAF DISTRIBUTION/CHARITABLE CONTRIBUTIONS AND SPONSORED RESEARCH SUB-AWARD
(105) GEORGIA INSTITUTE OF TECHNOLOGYGEORGIA TECH RESEARCH CORPORATION
OFFICE OF CONTRACT ADMIN
CENTEN RESEARCH BLDG ROOM 246
ATLANTA,GA303320420
58-6002023 IRC 501(C)(3) 229,156       SPONSORED RESEARCH SUB-AWARD
(106) ARIZONA STATE UNIVERSITY
ASUE INTPR 111
CENTER BLDG ROOM 86
TEMPE,AZ85287
86-0196696 IRC 115 225,851       SPONSORED RESEARCH SUB-AWARD
(107) PRINCETON UNIVERSITY
OFFICE OF RESEARCH PROJECT ADMIN
4 NEW SOUTH BUILDING P O BOX 36
PRINCETON,NJ08540
21-0634501 IRC 501(C)(3) 225,102       DAF DISTRIBUTION/CHARITABLE CONTRIBUTIONS AND SPONSORED RESEARCH SUB-AWARD
(108) MUSEUM OF SCIENCE
ONE SCIENCE PARK
BOSTON,MA02114
04-2103916 IRC 501(C)(3) 223,371       SPONSORED RESEARCH SUB-AWARD
(109) OHIO STATE UNIVERSITY
1960 KENNY ROAD
COLUMBUS,OH43210
31-1145986 IRC 115 223,332       SPONSORED RESEARCH SUB-AWARD
(110) ST MARK'S SCHOOL
25 MARLBOROUGH ROAD
SOUTHBOROUGH,MA01772
04-2103623 IRC 501(C)(3) 221,658       DAF DISTRIBUTION/CHARITABLE CONTRIBUTIONS
(111) UNIVERSITY OF ILLINOIS AT CHICAGO
DEPARTMENT OF PHYSICS
801 W TAYLOR STREET
CHICAGO,IL606077059
37-6000511 IRC 115 218,091       SPONSORED RESEARCH SUB-AWARD
(112) HOWARD UNIVERSITY
2400 6TH STREET NW
WASHINGTON,DC20059
53-0204707 IRC 501(C)(3) 208,579       SPONSORED RESEARCH SUB-AWARD
(113) COLD SPRING HARBOR LABORATORY
1 BUNGTOWN ROAD
COLD SPRING HARBOR,NY11724
11-2013303 IRC 501(C)(3) 207,734       SPONSORED RESEARCH SUB-AWARD
(114) PHAROS GLOBAL HEALTH ADVISORS
780 BOYLSTON ST SUITE 16J
BOSTON,MA02199
81-2764710 IRC 501(C)(3) 207,421       SPONSORED RESEARCH SUB-AWARD
(115) ZETTA AI LLC
109 BROADMEAD ST
SHERRILL,NY13461
NOT EXEMPT 205,309       SPONSORED RESEARCH SUB-AWARD
(116) UNIVERSITY OF MASSACHUSETTS - LOWELL
ONE UNIVERSITY AVE
LOWELL,MA01854
04-2607130 IRC 115 201,777       SPONSORED RESEARCH SUB-AWARD
(117) SANSUM DIABETES RESEARCH INSTITUTE
2219 BATH STREET
SANTA BARBARA,CA93105
95-1684086 IRC 501(C)(3) 199,276       SPONSORED RESEARCH SUB-AWARD
(118) WASHINGTON UNIVERSITY
OFFICE OF THE VICE CHAN FOR RES
ONE BROOKINGS DR
ST LOUIS,MO631101093
43-0653611 IRC 501(C)(3) 194,963       SPONSORED RESEARCH SUB-AWARD
(119) ALBRIGHT KNOX ART GALLERY
1285 ELMWOOD AVE
BUFFALO,NY14222
16-6001555 IRC 501(C)(3) 185,000       DAF DISTRIBUTION/CHARITABLE CONTRIBUTIONS
(120) SPAULDING REHABILITATION HOSPITAL VOLUNTEER SERVICES
300 FIRST STREET
SPAULDING REHABILITATION HOSPITAL
CHARLESTOWN,MA021293109
04-2551124 IRC 501(C)(3) 184,834       SPONSORED RESEARCH SUB-AWARD
(121) MASSACHUSETTS EYE AND EAR INFIRMARY
243 CHARLES STREET
BOSTON,MA021143096
04-2103591 IRC 501(C)(3) 184,699       SPONSORED RESEARCH SUB-AWARD
(122) CHILDREN'S DIAGNOSTIC AND TREATMENT CENTER INC
1401 S FEDERAL HWY
FORT LAUDERDALE,FL33316
65-1026739 IRC 501(C)(3) 184,018       SPONSORED RESEARCH SUB-AWARD
(123) REGENTS OF THE UNIVERSITY OF CALIFORNIA - SANTA BARBARA
SPONSORED PROJECTS OFFICE
3227 CHEADLE HALL
SANTA BARBARA,CA931062050
95-6006145 IRC 501(C)(3) 183,534       SPONSORED RESEARCH SUB-AWARD
(124) LEGAL ACTION CENTER
225 VARICK STREET
NEW YORK CITY,NY10014
13-2756320 IRC 501(C)(3) 183,457       SPONSORED RESEARCH SUB-AWARD
(125) JACOBI MEDICAL CENTERNORTH BRONX HEALTHCARE NETWORK
1400 PELHAM PARKWAY SOUTH
BRONX,NY10461
13-1849594 IRC 501(C)(3) 177,291       SPONSORED RESEARCH SUB-AWARD
(126) RED TOP FOUNDATION
7811 QUAKER ROAD
ORCHARD PARK,NY14127
82-1576521 IRC 501(C)(3) 167,788       DAF DISTRIBUTION/CHARITABLE CONTRIBUTIONS
(127) BOSTON COLLEGE
OFFICE OF RESEARCH ADMIN
MCGUINN HALL 600
CHESNUT HILL,MA024673807
04-2103545 IRC 501(C)(3) 164,556       SPONSORED RESEARCH SUB-AWARD
(128) WOODS HOLE OCEANOGRAPHIC INSTITUTION
221 OYSTER POND ROAD
WOODS HOLE,MA025431531
04-2105850 IRC 501(C)(3) 164,287       SPONSORED RESEARCH SUB-AWARD
(129) UNIVERSITY OF TEXAS MEDICAL BRANCH AT GALVESTON
301 UNIVERSITY BLVD
GALVESTON,TX775550144
74-6000949 IRC 115 164,259       SPONSORED RESEARCH SUB-AWARD
(130) MAINE MEDICAL CENTER
DEPARTMENT OF MEDICINE
22 BRAMHALL ST
PORTLAND,ME041023175
01-0238552 IRC 501(C)(3) 163,342       SPONSORED RESEARCH SUB-AWARD
(131) BOSTON MEDICAL CENTER
ONE BOSTON MEDICAL CENTER PLACE
BOSTON,MA021182393
04-3314093 IRC 501(C)(3) 159,045       SPONSORED RESEARCH SUB-AWARD
(132) HEBREW SENIORLIFE
INSTITUTE FOR AGING RESEARCH IFAR
1200 CENTRE STREET
ROSLINDALE,MA02131
90-0183119 IRC 501(C)(3) 154,619       SPONSORED RESEARCH SUB-AWARD
(133) PURDUE UNIVERSITY
OFFICE OF CONTRACT GRANT ADMIN
610 PURDUE MALL
WEST LAFAYETTE,IN47907
35-6002041 IRC 115 146,332       SPONSORED RESEARCH SUB-AWARD
(134) REGENTS OF THE UNIVERSITY OF CALIFORNIA - DAVIS
OFFICE OF VICE CHAN FOR RESEARCH
402 MRAK OAK SHIELDS AVENUE
DAVIS,CA956165270
94-6036494 IRC 115 143,104       SPONSORED RESEARCH SUB-AWARD
(135) THE LEARNING CENTER FOR THE DEAF INC
848 CENTRAL ST
FRAMINGHAM,MA01710
23-7064431 IRC 501(C)(3) 135,412       SPONSORED RESEARCH SUB-AWARD
(136) REGENTS OF THE UNIVERSITY OF NEW MEXICO
OFFICE OF RESEARCH ADMINISTRATION
SCHOLES HALL 102
ALBUQUERQUE,NM871316003
85-6000642 IRC 115 132,020       SPONSORED RESEARCH SUB-AWARD
(137) VANDERBILT UNIVERSITY MEDICAL CENTER
1211 MEDICAL CENTER DRIVE
NASHVILLE,TN37232
62-0476822 IRC 501(C)(3) 128,266       SPONSORED RESEARCH SUB-AWARD
(138) THE POPULATION COUNCIL INC
1 DAG HAMMARSKJOLD PLAZA FLOOR 3
NEW YORK,NY100172201
13-1687001 IRC 501(C)(3) 128,186       SPONSORED RESEARCH SUB-AWARD
(139) PARTNERS IN HEALTH
800 BOYLSTON STREET
SUITE 300
BOSTON,MA021997032
04-3567502 IRC 501(C)(3) 124,359       SPONSORED RESEARCH SUB-AWARD
(140) NORTH CAROLINA STATE UNIVERSITY
PO BOX 7655
RALEIGH,NC27695
04-3847594 IRC 501(C)(3) 122,898       SPONSORED RESEARCH SUB-AWARD
(141) MANAGEMENT SCIENCES FOR HEALTH
784 MEMORIAL DRIVE
CAMBRIDGE,MA02139
04-2482188 IRC 501(C)(3) 120,000       SPONSORED RESEARCH SUB-AWARD
(142) MAYO CLINIC
4500 SAN PABLO ROAD
JACKSONVILLE,FL32224
59-3337028 IRC 501(C)(3) 118,540       SPONSORED RESEARCH SUB-AWARD
(143) UNIVERSITY OF COLORADO DENVER
1380 LAWRENCE STREET
DENVER,CO80204
84-6000555 IRC 115 117,252       SPONSORED RESEARCH SUB-AWARD
(144) STONY BROOK UNIVERSITY (STATE UNIVERSITY OF NEW YORK)
OFFICE OF SPONSORED PROGRAMS
W 5510 MELVILLE LIBRARY
STONY BROOK,NY117943362
14-6013200 IRC 115 116,184       SPONSORED RESEARCH SUB-AWARD
(145) UNIVERSITY OF CALIFORNIA SAN DIEGO
9500 GILMAN DRIVE
LA JOLLA,CA92093
95-6006144 IRC 501(C)(3) 113,991       SPONSORED RESEARCH SUB-AWARD
(146) UNIVERSITY OF NEW HAMPSHIRE
OFFICE OF SPONSORED RESEARCH
SERVICE BUILDING
DURHAM,NH03824
02-6000937 IRC 115 112,634       SPONSORED RESEARCH SUB-AWARD
(147) COLORADO SCHOOL OF PUBLIC HEALTH
13001 E 17TH PLACE
BOULDER,CO80045
84-6000555 IRC 115 112,000       SPONSORED RESEARCH SUB-AWARD
(148) CDC FOUNDATION
600PEACHTREESTREETNENO1000
ATLANTA,GA30308
58-2106707 IRC 501(C)(3) 109,935       SPONSORED RESEARCH SUB-AWARD
(149) WHITE RIBBON ALLIANCE
1901 PENNSYLVANIA AVE
NW SUITE 800
WASHINGTON DC,DC20006
20-2092917 IRC 501(C)(3) 109,586       SPONSORED RESEARCH SUB-AWARD
(150) UNIVERSITY OF WISCONSIN-MADISON
21 N PARK STREET
STE 6401
MADISON,WI53715
39-6006492 GOVERNMENTAL UNIT 108,774       SPONSORED RESEARCH SUB-AWARD
(151) WEST VIRGINIA UNIVERSITY
ONE WATERFRONT PL PO BOX 6005
MORGANTOWN,WV265066845
55-6000842 IRC 115 105,876       SPONSORED RESEARCH SUB-AWARD
(152) GEORGE WASHINGTON UNIVERSITY
601B RICE HALL
2121 I STREET NW
WASHINGTON,DC20052
53-0196584 IRC 501(C)(3) 101,831       SPONSORED RESEARCH SUB-AWARD
(153) UNIVERSITY OF MAINE
OFFICE OF RESEARCH SPON PROG
5717 CORBETT HALL
ORONO,ME044695717
01-6000769 IRC 115 101,231       SPONSORED RESEARCH SUB-AWARD
(154) AMERICAN UNIVERSITY
4400 MASSACHUSETTS AVENUE NW
WASHINGTON,DC20016
53-0196549 IRC 501(C)(3) 100,600       SPONSORED RESEARCH SUB-AWARD
(155) RIVERVIEW SCHOOL
133 SOUTH WATER STREET
HENDERSON,KY42420
61-0603004 IRC 501(C)(3) 100,000       DAF DISTRIBUTION/CHARITABLE CONTRIBUTIONS
(156) CITY OF CAMBRIDGE
795 MASS AVE
CAMBRIDGE,MA02139
GOVERNMENTAL UNIT 100,000       COMMUNITY GIFT AND CHARITABLE CONTRIBUTIONS
(157) CAMBRIDGE COMMUNITY FOUNDATION
99 BISHOP ALLEN DRIVE
CAMBRIDGE,MA02138
04-6012492 IRC 501(C)(3) 100,000       COMMUNITY GIFT AND CHARITABLE CONTRIBUTIONS
(158) COLORADO STATE UNIVERSITY
DEPARTMENT OF PATHOLOGY
1062 CAMPUS DELIVERY
FORT COLLINS,CO80523
84-6000555 IRC 115 100,000       SPONSORED RESEARCH SUB-AWARD
(159) NEW AMERICA FOUNDATION
740 15TH STREET NW
SUITE 900
WASHINGTON,DC20005
52-2096845 IRC 501(C)(3) 99,513       SPONSORED RESEARCH SUB-AWARD
(160) SOUTHERN CALIFORNIA PERMANENTE MEDICAL GROUP KAISER PERMANENTE RESEARCH
DEPARTMENT OF RESEARCH EVALUATION
100 S LOS ROBLES 2ND FLOOR
PASADENA,CA91101
93-0798039 IRC 501(C)(3) 98,371       SPONSORED RESEARCH SUB-AWARD
(161) COMMUNITY FOUNDATION OF GREATER BUFFALO
712 MAIN ST
BUFFALO,NY14202
22-2743917 IRC 501(C)(3) 95,000       DAF DISTRIBUTION/CHARITABLE CONTRIBUTIONS
(162) MOUNT SINAI MEDICAL CENTER
OFFICE OF DEVELOPMENT
ONE GUSTAVE L LEVY PLACE
NEW YORK,NY100296574
13-6271888 IRC 501(C)(3) 94,951       SPONSORED RESEARCH SUB-AWARD
(163) UNIVERSITY OF VIRGINIA
OFFICE OF SPONSORED PROGRAMS
PO BOX 400195
CHARLOTTESVILLE,VA229044195
54-6001796 IRC 115 94,863       SPONSORED RESEARCH SUB-AWARD
(164) BROWN UNIVERSITY
OFFICE OF SPONSORED PROJECTS
164 ANGELL STREET PO BOX 1929
PROVIDENCE,RI02912
05-0258809 IRC 501(C)(3) 93,393       SPONSORED RESEARCH SUB-AWARD
(165) THE UNIVERSITY OF TEXAS M D ANDERSON CANCER CENTER
1515 HOLCOMBE BOULEVARD
HOUSTON,TX77030
74-6001118 IRC 115 91,329       SPONSORED RESEARCH SUB-AWARD
(166) UNIVERSITY OF RHODE ISLAND
THE RESEARCH OFFICE
70 LOWER COLLEGE ROAD
KINGSTON,RI02881
05-6000522 IRC 115 90,941       SPONSORED RESEARCH SUB-AWARD
(167) UNIVERSITY OF IOWA
105 JESSUP HALL
IOWA CITY,IA52242
42-6004813 IRC 115 86,179       SPONSORED RESEARCH SUB-AWARD
(168) THE REGENTS OF THE UNIVERSITY OF COLORADO
DEPT OF PREVENT MED BIOM
584 UCB
DENVER,CO80262
84-6000555 IRC 115 84,676       SPONSORED RESEARCH SUB-AWARD
(169) HARVARD SQUARE BUSINESS ASSOCIATION
18 BRATTLE ST NO 352
CAMBRIDGE,MA02138
04-2647383 IRC 501(C)(6) 84,560       COMMUNITY GIFT AND CHARITABLE CONTRIBUTIONS
(170) RICE UNIVERSITY
CTR FOR NANOSCALE SCI TECH
1700 RICE BLVD MS-100
HOUSTON,TX77005
74-1109620 IRC 501(C)(3) 84,455       SPONSORED RESEARCH SUB-AWARD
(171) POMONA COLLEGE
PENDLETON BUILDING
150 EAST EIGHTH STREET
CLAREMONT,CA91711
95-1664112 IRC 501(C)(3) 82,115       SPONSORED RESEARCH SUB-AWARD
(172) INSTITUTE FOR PROTEIN INNOVATION
4 BLACKFAN CIRCLE SUITE 921
BOSTON,MA021155727
81-3250208 IRC 501(C)(3) 81,387       SPONSORED RESEARCH SUB-AWARD
(173) THE PENNSYLVANIA STATE UNIVERSITY
500 UNIVERSITY DRIVE
COLLEGE OF MEDICINE
HERSHEY,PA17033
24-6000376 IRC 115 80,706       SPONSORED RESEARCH SUB-AWARD
(174) FRED HUTCHINSON CANCER RESEARCH CENTER
GRANT CONTRACT ADMIN M/S LY-201
1100 FAIRVIEW AVENUE
SEATTLE,WA01024
23-7156071 IRC 501(C)(3) 76,618       SPONSORED RESEARCH SUB-AWARD
(175) UNIVERSITY OF TEXAS - DALLAS
800 W CAMPBELL ROAD AD15
RICHARDSON,TX75080
75-1305566 IRC 115 76,153       SPONSORED RESEARCH SUB-AWARD
(176) CITY OF BOSTON
1 CITY HALL SQUARE SUITE 500
BOSTON,MA02201
GOVERNMENTAL UNIT 76,000       COMMUNITY GIFT AND CHARITABLE CONTRIBUTIONS
(177) GARDNER PILOT ACADEMY
30 ATHOL STREET
ALLSTON,MA02134
83-3487611 IRC 501(C)(3) 74,620       COMMUNITY GIFT AND CHARITABLE CONTRIBUTIONS
(178) PARTNERS HEALTHCARE
PRUDENTIAL TOWER
800 BOYLSTON STREET
BOSTON,MA02199
04-3230035 IRC 501(C)(3) 72,745       SPONSORED RESEARCH SUB-AWARD
(179) TENDONOVA
1161 THE BY WAY NE
ATLANTA,GA303062611
NOT EXEMPT 72,105       SPONSORED RESEARCH SUB-AWARD
(180) HENRY M JACKSON FNDN FOR THE ADVANCEMENT OF MILITARY MED
6720A ROCKLEDGE DR STE 100
BETHESDA,MD20817
52-1317896 IRC 501(C)(3) 67,194       SPONSORED RESEARCH SUB-AWARD
(181) KANSAS LEGAL SERVICES
712 S KANSAS AVE SUITE 200
TOPEKA,KS66603
48-1034639 IRC 501(C)(3) 63,918       SPONSORED RESEARCH SUB-AWARD
(182) ICAHN SCHOOL OF MEDICINE AT MOUNT SINAI
ONE GUSTAVE L LEVY PLACE
PO BOX 1198
NEW YORK,NY100296574
13-6171197 IRC 501(C)(3) 63,136       SPONSORED RESEARCH SUB-AWARD
(183) OAKLAND UNIVERSITY
2200 N SQUIRREL RD
ROCHESTER,MI483094401
38-1714400 IRC 501(C)(3) 62,930       SPONSORED RESEARCH SUB-AWARD
(184) UNIVERSITY OF TEXAS - AUSTIN
PO BOX 7996 MAIN BUILDING 302
AUSTIN,TX787121111
74-6000203 IRC 115 60,231       SPONSORED RESEARCH SUB-AWARD
(185) UNIVERSITY OF VERMONT
OFFICE OF SPONSORED PROGRAMS
217 WATERMAN BUILDING
BURLINGTON,VT05405
03-0179440 IRC 115 59,507       SPONSORED RESEARCH SUB-AWARD
(186) UNIVERSITY OF HOUSTON
4800 CALHOUN ROAD
HOUSTON,TX77204
74-6001399 IRC 115 55,206       SPONSORED RESEARCH SUB-AWARD
(187) HADASSAH THE WOMEN'S ZIONIST ORGANIZATION OF AMERICA INC
40 WALL STREET
NEW YORK,NY10005
13-1656651 IRC 501(C)(3) 51,000       DAF DISTRIBUTION/CHARITABLE CONTRIBUTIONS
(188) UNIVERSITY OF ILLINOIS AT URBANA - CHAMPAIGN
506 S WRIGHT STREET
URBANA,IL61801
37-6000511 IRC 115 50,637       SPONSORED RESEARCH SUB-AWARD
(189) FRIENDS RESEARCH INSTITUTE INC
1040PARKAVENUESUITE103
BALTIMORE,MD21201
52-0701445 IRC 501(C)(3) 50,244       SPONSORED RESEARCH SUB-AWARD
(190) INNOVATION NETWORK FOR COMMUNITIES
156 GROVER LANE
TAMWORTH,NH03886
20-5097409 IRC 501(C)(3) 50,000       COMMUNITY GIFT AND CHARITABLE CONTRIBUTIONS
(191) AMERICAN COUNCIL OF LEARNED SOCIETIES
633 3RD AVE 8TH FL
NEW YORK,NY10017
13-1851145 IRC 501(C)(3) 50,000       COMMUNITY GIFT AND CHARITABLE CONTRIBUTIONS
(192) DARTMOUTH MEDICAL SCHOOL
DEPARTMENT OF BIOCHEMISTRY
1 ROPE FERRY ROAD
HANOVER,NH03656
02-0222111 IRC 501(C)(3) 49,003       SPONSORED RESEARCH SUB-AWARD
(193) THE CONNECTICUT AGRICULTURAL EXPERIMENT STATION
123 HUNTINGTON STREET
PO BOX 1106
NEW HAVEN,CT06504
26-0367921 IRC 501(C)(3) 48,434       SPONSORED RESEARCH SUB-AWARD
(194) PEOPLE'S COMMUNITY CLINIC
1101 CAMINO LA COSTA
AUSTIN,TX787523930
45-5230355 IRC 501(C)(3) 48,359       SPONSORED RESEARCH SUB-AWARD
(195) FRANCISCAN CHILDRENS
30 WARREN STREET
BRIGHTON,MA02135
04-2156082 IRC 501(C)(3) 48,131       SPONSORED RESEARCH SUB-AWARD
(196) DUKE UNIVERSITY
OFFICE OF RESEARCH SUPPORT
2 ALLEN BUILDING
DURHAM,NC277080077
56-0532129 IRC 501(C)(3) 48,126       SPONSORED RESEARCH SUB-AWARD
(197) RAISE THE FLOOR ALLIANCE
1 N LASALLE
SUITE 1275
CHICAGO,IL60602
20-8823323 IRC 501(C)(3) 47,203       SPONSORED RESEARCH SUB-AWARD
(198) CENTER FOR PROGRESSIVE REFORM
1250CONNECTICUTAVENWSTE700
WASHINGTON,DC20036
35-2182224 IRC 501(C)(3) 47,200       SPONSORED RESEARCH SUB-AWARD
(199) CENTER FOR WORKER JUSTICE OF EASTERN IOWA
940 S GILBERT CT
IOWA CITY,IA52240
46-1235166 IRC 501(C)(3) 47,200       SPONSORED RESEARCH SUB-AWARD
(200) CHINESE PROGRESSIVE ASSOCIATION SAN FRANCISCO
1042GRANTAVENUE5THFLOOR
SANFRANCISCO,CA94133
23-7404756 IRC 501(C)(3) 47,200       SPONSORED RESEARCH SUB-AWARD
(201) FAIR WORK CENTER
116 WARREN AVE N
SEATTLE,WA98109
47-5249092 IRC 501(C)(3) 47,200       SPONSORED RESEARCH SUB-AWARD
(202) MAKE THE ROAD NEW YORK
9210ROOSEVELTAVENUE
JACKSONHEIGHTS,NY11372
11-3344389 IRC 501(C)(3) 47,200       SPONSORED RESEARCH SUB-AWARD
(203) NATIONAL DOMESTIC WORKERS ALLIANCE
45 BROADWAY
NEW YORK,NY10006
35-2420942 IRC 501(C)(3) 47,200       SPONSORED RESEARCH SUB-AWARD
(204) ONE FAIR WAGE
45 MT AUBURN ST
CAMBRIDGE,MA02138
85-0692228 IRC 501(C)(3) 47,200       SPONSORED RESEARCH SUB-AWARD
(205) UNITED FOR RESPECT EDUCATION FUND
81PROSPECTSTREET
BROOKLYN,NY11201
13-3885314 IRC 501(C)(3) 47,200       SPONSORED RESEARCH SUB-AWARD
(206) MEDICAL UNIVERSITY OF SOUTH CAROLINA
19 HAGOOD AVE SUITE 608
PO BOX 250806
CHARLESTON,SC29425
57-6007222 IRC 115 46,993       SPONSORED RESEARCH SUB-AWARD
(207) DUQUESNE UNIVERSITY OF THE HOLY SPIRIT
600 FORBES AVENUE
309 ADMINISTRATION BUILDING
PITTSBURG,PA15282
25-1035663 IRC 501(C)(3) 44,875       SPONSORED RESEARCH SUB-AWARD
(208) THE METHODIST HOSPITAL RESEARCH INSTITUTE
OFFICE OF GRANTS AND CONTRACTS
6565 FANNIN
HOUSTON,TX77030
74-1180155 IRC 501(C)(3) 44,250       SPONSORED RESEARCH SUB-AWARD
(209) DARTMOUTH-HITCHCOCK MEDICAL CENTER
ONE MEDICAL CENTER DR
LEBANON,NH03756
22-2715483 IRC 501(C)(3) 43,500       SPONSORED RESEARCH SUB-AWARD
(210) CARNEGIE INSTITUTION OF WASHINGTON
1530 P STREET NW
WASHINGTON,DC20005
53-0196523 IRC 501(C)(3) 43,204       SPONSORED RESEARCH SUB-AWARD
(211) DATACULE INC
529 MAIN STREET
SUITE 1M9
CHARLESTOWN,MA02129
NOT EXEMPT 42,064       SPONSORED RESEARCH SUB-AWARD
(212) UNIVERSITY OF NOTRE DAME
724 GRACE HALL
NOTRE DAME,IN46556
35-0868188 IRC 501(C)(3) 41,998       SPONSORED RESEARCH SUB-AWARD
(213) ALFRED I DUPONT HOSPITAL FOR CHILDREN
1600 ROCKLAND ROAD
WILMINGTON,DE19803
IRC 501(C)(3) 41,692       SPONSORED RESEARCH SUB-AWARD
(214) UNIVERSITY OF KANSAS MEDICAL CENTER RESEARCH INSTITUTE
3901 RAINBOW BLVD
SUITE 1039
KANSAS CITY,KS66160
48-0680117 IRC 501(C)(3) 41,631       SPONSORED RESEARCH SUB-AWARD
(215) SCHLUMBERGER-DOLL RESEARCH
1 HAMPSHIRE STREET
CAMBRIDGE,MA021391578
NOT EXEMPT 41,463       SPONSORED RESEARCH SUB-AWARD
(216) NEIGHBORHOOD LEGAL SERVICES ASSOCIATION
928 PENN AVENUE
PITTSBURGH,PA152223757
25-1157129 IRC 501(C)(3) 41,380       SPONSORED RESEARCH SUB-AWARD
(217) CENTER FOR COMMUNITY HEALTH EDUCATION RESEARCH AND SERVICE INC
360HUNTINGTONAVE222YMCA
BOSTON,MA02115
04-3286409 IRC 501(C)(3) 41,366       SPONSORED RESEARCH SUB-AWARD
(218) EAST BOSTON NEIGHBORHOOD HEALTH CENTER CORPORATION
10 GOVE STREET
EAST BOSTON,MA02128
23-7425849 IRC 501(C)(3) 40,000       SPONSORED RESEARCH SUB-AWARD
(219) WELLESLEY COLLEGE
106 CENTRAL ST
GREEN HALL RM 345
WELLESLEY,MA024818203
04-2103637 IRC 501(C)(3) 39,688       SPONSORED RESEARCH SUB-AWARD
(220) WAKE FOREST UNIVERSITY
DEPARTMENT OF BIOLOGY
REYNOLDA STATION
WINSTONSALEM,NC27109
56-0532138 IRC 501(C)(3) 39,123       SPONSORED RESEARCH SUB-AWARD
(221) UNIVERSITY OF KENTUCKY
410 ADMINISTRATION DRIVE
LEXINGTON,KY40506
61-6001218 IRC 115 37,591       SPONSORED RESEARCH SUB-AWARD
(222) ASSOCIATION OF STATE AND TERRITORIAL HEALTH OFFICIALS
1275 K STREET NW
SUITE 800
WASHINGTON,DC20005
35-1044487 IRC 501(C)(3) 37,500       SPONSORED RESEARCH SUB-AWARD
(223) THE SPAULDING REHABILITATION HOSPITAL CORPORATION
300 FIRST AVENUE
BOSTON,MA021293109
04-2551124 IRC 501(C)(3) 35,740       SPONSORED RESEARCH SUB-AWARD
(224) REGENTS OF THE UNIVERSITY OF CALIFORNIA - IRVINE
OFFICE OF RESEARCH GRAD STUDIES
155 ADMIN BUILDING
IRVINE,CA92697
95-2226406 IRC 115 34,048       SPONSORED RESEARCH SUB-AWARD
(225) CHILDREN'S MINNESOTA HOSPITAL - MINNEAPOLIS
2525 CHICAGO AVENUE
MINNEAPOLIS,MN55404
41-1754276 IRC 501(C)(3) 33,895       SPONSORED RESEARCH SUB-AWARD
(226) KAISER RESEARCH FOUNDATION INSTITUTE
A DIV OF KAISER FDN HOSPITALS
1800 HARRISON STREET 16TH FLOOR
OAKLAND,CA946123433
93-0798039 IRC 501(C)(3) 33,620       SPONSORED RESEARCH SUB-AWARD
(227) PSE HEALTHY ENERGY
1440 BROADWAY SUITE 750
OAKLAND,CA94612
27-4364320 IRC 501(C)(3) 33,058       SPONSORED RESEARCH SUB-AWARD
(228) BOSTON EDUCATIONAL DEVELOPMENT FOUNDATION INC
7PALMERSTREET
BPS DEVELOPMENT OFFICE
ROXBURY,MA02119
22-2514422 IRC 501(C)(3) 32,229       SPONSORED RESEARCH SUB-AWARD
(229) UNIVERSITY OF ROCHESTER
OFFICE OF RES PROJECT ADMIN
515 HYLAN BUILDING PO BOX 270140
ROCHESTER,NY14627
16-0743209 IRC 501(C)(3) 29,988       SPONSORED RESEARCH SUB-AWARD
(230) PENNINGTON BIOMEDICAL RESEARCH CENTER
6400 PERKINS ROAD
BATON ROUGE,LA708084124
58-1767810 IRC 501(C)(3) 28,688       SPONSORED RESEARCH SUB-AWARD
(231) MONTEFIORE MED CTRALBERT EINSTEIN COLL OF MED
OFFICE OF SPON RESEARCH PROG
111 EAST 210TH STREET
BRONX,NY104672490
13-1740114 IRC 501(C)(3) 28,661       SPONSORED RESEARCH SUB-AWARD
(232) SAN DIEGO STATE UNIVERSITY
5500 CAMPANILE DRIVE
SAN DIEGO,CA92182
33-0373293 IRC 115 27,891       SPONSORED RESEARCH SUB-AWARD
(233) BUCKNELL UNIVERSITY
701 MOORE AVE
LEWISBURG,PA17837
24-0772407 IRC 501(C)(3) 27,000       SPONSORED RESEARCH SUB-AWARD
(234) NORTHERN ARIZONA UNIVERSITY
620SKNOLES
FLAGSTAFF,AZ86011
86-0193726 IRC 501(C)(3) 26,795       SPONSORED RESEARCH SUB-AWARD
(235) UNIVERSITY OF MASSACHUSETTS - BOSTON
100 MORRISSEY BLVD
BOSTON,MA021253393
04-3167352 IRC 115 26,691       SPONSORED RESEARCH SUB-AWARD
(236) RUSH UNIVERSITY MEDICAL CENTER
1653 WEST CONGRESS PARKWAY
CHICAGO,IL60612
36-2174823 IRC 501(C)(3) 25,087       SPONSORED RESEARCH SUB-AWARD
(237) UNITED WAY
701 N FAIRFAX ST
ALEXANDRIA,VA22314
13-1635294 IRC 501(C)(3) 25,000       DAF DISTRIBUTION/CHARITABLE CONTRIBUTIONS
(238) FOOD FOR FREE COMMITTEE INC
11 INMAN ST
CAMBRIDGE,MA02139
22-2561771 IRC 501(C)(3) 25,000       COMMUNITY GIFT AND CHARITABLE CONTRIBUTIONS
(239) NATIONAL ASSOCIATION OF COUNTY AND CITY HEALTH OFFICIALS
1100 17TH STREET NW
SECOND FLOOR
WASHINGTON,DC20036
52-1426663 IRC 501(C)(3) 25,000       SPONSORED RESEARCH SUB-AWARD
(240) NATIONAL BUREAU OF ECONOMIC RESEARCH
1050 MASSACHUSETTS AVE
CAMBRIDGE,MA021385398
13-1641075 IRC 501(C)(3) 24,572       SPONSORED RESEARCH SUB-AWARD
(241) BOSTON VA RESEARCH INSTITUTE INC
5 POST OFFICE SQUARE
BOSTON,MA02109
04-3081524 IRC 501(C)(3) 24,485       SPONSORED RESEARCH SUB-AWARD
(242) RUTGERS THE STATE UNIVERSITY OF NEW JERSEY
190 UNIVERSITY AVE
NEWARK,NJ07102
22-6001086 IRC 501(C)(3) 24,425       SPONSORED RESEARCH SUB-AWARD
(243) WILLIAM MITCHELL COLLEGE OF LAW
875 SUMMIT AVENUE
ST PAUL,MN55105
41-0518750 IRC 501(C)(3) 24,067       SPONSORED RESEARCH SUB-AWARD
(244) KAISER PERMANENTE CENTER FOR HEALTH RESEARCH OF THE NORTHWEST
A DIV OF KAISER FDN HOSPITALS
1800 HARRISON STREET 16TH FLOOR
OAKLAND,CA946123433
93-0798039 IRC 501(C)(3) 22,073       SPONSORED RESEARCH SUB-AWARD
(245) UNIVERSITY OF HAWAII
2444 DOLE STREET
HONOLULU,HI96822
99-6000354 IRC 115 21,023       SPONSORED RESEARCH SUB-AWARD
(246) CAMBRIDGE COMMUNITY CENTER
5 CALLENDER ST
CAMBRIDGE,MA02139
04-2477881 IRC 501(C)(3) 20,500       COMMUNITY GIFT AND CHARITABLE CONTRIBUTIONS
(247) WORLD FOOD PROGRAM USA (FRIENDS OF THE WORLD FOOD PROGRAM INC)
1725 I STREET NW NO 510
WASHINGTON,DC20006
13-3843435 IRC 501(C)(3) 20,000       DAF DISTRIBUTION/CHARITABLE CONTRIBUTIONS
(248) UNITED NATIONS CHILDRENS FUND (UNICEF)
125 MAIDEN LANE
10TH FLOOR
NEW YORK,NY10038
13-1760110 IRC 501(C)(3) 20,000       DAF DISTRIBUTION/CHARITABLE CONTRIBUTIONS
(249) BUFFALO PHILHARMONIC ORCHESTRA
786 DELAWARE AVENUE
BUFFALO,NY14209
16-0755739 IRC 501(C)(3) 20,000       DAF DISTRIBUTION/CHARITABLE CONTRIBUTIONS
(250) DANIEL DRISCOLL NEPONSET HEALTH CENTER
398 NEPONSET AVENUE
DORCHESTER,MA02122
EXEMPT 20,000       SPONSORED RESEARCH SUB-AWARD
(251) HARBOR COMMUNITY HEALTH CENTER - HYANNIS
735 ATTUCKS LANE
HYANNIS,MA02601
EXEMPT 20,000       SPONSORED RESEARCH SUB-AWARD
(252) HARVARD STREET NEIGHBORHOOD HEALTH CENTER
632 BLUE HILL AVENUE
DORCHESTER,MA02121
04-2600042 IRC 501(C)(3) 20,000       SPONSORED RESEARCH SUB-AWARD
(253) LOWELL COMMUNITY HEALTH CENTER INC
161 JACKSON ST
LOWELL,MA01854
04-2881348 IRC 501(C)(3) 20,000       SPONSORED RESEARCH SUB-AWARD
(254) MOBILE HEALTHCARE ASSOCIATION
2275 SCHUETZ ROAD
ST LOUIS,MO63146
27-1234557 IRC 501(C)(3) 20,000       SPONSORED RESEARCH SUB-AWARD
(255) SALEM STATE UNIVERSITY
352 LAFAYETTE STREET
SALEM,MA019705353
04-2620632 IRC 501(C)(3) 19,590       SPONSORED RESEARCH SUB-AWARD
(256) MID-ATLANTIC PERMANENTE RESEARCH INSTITUTE
1 KAISER PLAZA SUITE 151
OAKLAND,CA946123433
52-0954463 IRC 501(C)(3) 18,882       SPONSORED RESEARCH SUB-AWARD
(257) THE FORSYTH INSTITUTE
245 FIRST STREET
CAMBRIDGE,MA02142
04-2104230 IRC 501(C)(3) 18,318       SPONSORED RESEARCH SUB-AWARD
(258) SALVATION ARMY
615 SLATERS LANE
ALEXANDRIA,VA22314
22-2406433 IRC 501(C)(3) 18,000       DAF DISTRIBUTION/CHARITABLE CONTRIBUTIONS
(259) WEST END HOUSE INC
105 ALLSTON ST
ALLSTON,MA02134
04-2105825 IRC 501(C)(3) 16,500       COMMUNITY GIFT AND CHARITABLE CONTRIBUTIONS
(260) ALLSTON BRIGHTON COMMUNITY DEVELOPMENT CORP
18R SHEPARD STREET
BRIGHTON,MA02135
04-2716278 IRC 501(C)(3) 16,300       COMMUNITY GIFT AND CHARITABLE CONTRIBUTIONS
(261) UNIVERSITY OF TEXAS
CONTRACTS AND GRANTS MANAGEMENT
1100 HOLCOMBE BLVD
HOUSTON,TX77225
74-6000203 IRC 115 15,765       SPONSORED RESEARCH SUB-AWARD
(262) MASSACHUSETTS COLLEGE OF PHARMACY AND HEALTH SCIENCES
179 LONGWOOD AVENUE
BOSTON,MA02115
04-2104700 IRC 501(C)(3) 15,465       SPONSORED RESEARCH SUB-AWARD
(263) OUTER CAPE HEALTH SERVICES INC
710 ROUTE 28
PO BOX 598
HARWICH PORT,MA02646
04-2509828 IRC 501(C)(3) 15,106       SPONSORED RESEARCH SUB-AWARD
(264) WNED FOUNDATION INC
PO BOX 1263
BUFFALO,NY14240
16-1613963 IRC 501(C)(3) 15,000       DAF DISTRIBUTION/CHARITABLE CONTRIBUTIONS
(265) WHITNEY MUSEUM OF AMERICAN ART
945 MADISON AVENUE
NEW YORK,NY10021
13-1789318 IRC 501(C)(3) 15,000       DAF DISTRIBUTION/CHARITABLE CONTRIBUTIONS
(266) RESIDENT SERVICES EMPOWERMENT INC
362 GREEN STREET
CAMBRIDGE,MA02139
83-2304984 IRC 501(C)(3) 15,000       COMMUNITY GIFT AND CHARITABLE CONTRIBUTIONS
(267) YMCA OF GREATER BOSTON
316 HUNTINGTON AVE
BOSTON,MA02115
04-2103551 IRC 501(C)(3) 15,000       COMMUNITY GIFT AND CHARITABLE CONTRIBUTIONS
(268) INSTITUTE ON TAXATION AND ECONOMIC POLICY
1616 P STREET
NW SUITE 200
WASHINGTON,DC20036
04-2688165 IRC 501(C)(3) 15,000       SPONSORED RESEARCH SUB-AWARD
(269) NATIONAL INSTITUTE FOR PUBLIC SAFETY HEALTH INC
324 E NEW YORK ST SUITE 300
INDIANAPOLIS,IN46204
47-3707440 IRC 501(C)(3) 14,178       SPONSORED RESEARCH SUB-AWARD
(270) THE CITY COLLEGE OF CUNY
CONVENT AVENUE AT 138TH STREET
SHEPARD HALL - ROOM 16
NEW YORK,NY10031
IRC 115 13,508       SPONSORED RESEARCH SUB-AWARD
(271) INDIANA UNIVERSITY FOUNDATION
PO BOX 500
BLOOMINGTON,IN47402
35-6018940 IRC 501(C)(3) 13,195       DAF DISTRIBUTION/CHARITABLE CONTRIBUTIONS
(272) NAACP
7 ST PAUL STREET
SUITE 12
BALTIMORE,MD21212
13-1084135 IRC 501(C)(3) 11,850       COMMUNITY GIFT AND CHARITABLE CONTRIBUTIONS
(273) UNIVERSITY OF SOUTH FLORIDA
4019 E FOWLER AVE SUITE 100
TAMPA,FL336205950
59-3102112 IRC 115 11,740       SPONSORED RESEARCH SUB-AWARD
(274) NEIGHBORHOOD HOUSING TRUST
1 CITY HALL SQUARE
BOSTON,MA02201
GOVERNMENTAL UNIT 10,755       COMMUNITY GIFT AND CHARITABLE CONTRIBUTIONS
(275) AMHERST COLLEGE
PO BOX 5000
CONTROLLERS OFFICE
AMHERST,MA01002
04-2103542 IRC 501(C)(3) 10,000       DAF DISTRIBUTION/CHARITABLE CONTRIBUTIONS
(276) NICHOLS SCHOOL
1250 AMHERST ST
BUFFALO,NY14216
16-0755808 IRC 501(C)(3) 10,000       DAF DISTRIBUTION/CHARITABLE CONTRIBUTIONS
(277) ROSWELL PARK CANCER INSTITUTE
665 ELM STREET
BUFFALO,NY14263
16-1552370 IRC 115 10,000       DAF DISTRIBUTION/CHARITABLE CONTRIBUTIONS
(278) ASIAN UNIVERSITY FOR WOMEN SUPPORT FOUNDATION
PO BOX 380768
125 MT AUBURN STREET
CAMBRIDGE,MA02238
36-4483980 IRC 501(C)(3) 10,000       DAF DISTRIBUTION/CHARITABLE CONTRIBUTIONS
(279) SHAW FESTIVAL FOUNDATION
200 DELAWARE AVE STE 900
BUFFALO,NY14202
22-2809351 IRC 501(C)(3) 10,000       DAF DISTRIBUTION/CHARITABLE CONTRIBUTIONS
(280) RICHARDSON CENTER CORPORATION
444 FOREST AVENUE
BUFFALO,NY14213
20-5148995 IRC 501(C)(3) 10,000       DAF DISTRIBUTION/CHARITABLE CONTRIBUTIONS
(281) CARE USA
12101 NEW HAMPSHIRE AVENUE
SILVER SPRING,MD20904
80-0791500 IRC 501(C)(3) 10,000       DAF DISTRIBUTION/CHARITABLE CONTRIBUTIONS
(282) BIRCHES SCHOOL INC
PO BOX 237
LINCOLN,MA01773
45-4488863 IRC 501(C)(3) 10,000       DAF DISTRIBUTION/CHARITABLE CONTRIBUTIONS
(283) BREARLEY SCHOOL
610 E 83RD ST
NEW YORK,NY10028
13-1623915 IRC 501(C)(3) 10,000       DAF DISTRIBUTION/CHARITABLE CONTRIBUTIONS
(284) GRAND CANYON TRUST
2601 N FORT VALLEY ROAD
FLAGSTAFF,AZ86001
86-0512633 IRC 501(C)(3) 10,000       DAF DISTRIBUTION/CHARITABLE CONTRIBUTIONS
(285) AMERICAN PSYCHIATRIC ASSOCIATION FOUNDATION
1000 WILSON BOULEVARD
SUITE 1825
ARLINGTON,VA22209
52-1773663 IRC 501(C)(3) 10,000       COMMUNITY GIFT AND CHARITABLE CONTRIBUTIONS
(286) CAMBRIDGE CHAMBER OF COMMERCE
600 ONE KENDALL SQUARE
CAMBRIDGE,MA02139
04-1144780 IRC 501(C)(6) 10,000       COMMUNITY GIFT AND CHARITABLE CONTRIBUTIONS
(287) CHILDREN'S HOSPITAL OF ALABAMA
1600 7TH AVENUE SOUTH
BIRMINGHAM,AL35233
63-0307306 IRC 501(C)(3) 9,816       SPONSORED RESEARCH SUB-AWARD
(288) THE INSTITUTE FOR ACCOUNTABLE CARE
601 13TH ST NW SUITE 900 SOUTH
WASHINGTON,DC20005
82-2461803 IRC 501(C)(3) 9,751       SPONSORED RESEARCH SUB-AWARD
(289) BOSTON FOUNDATION INC
75 ARLINGTON STREET
THIRD FLOOR
BOSTON,MA02116
04-2104021 IRC 501(C)(3) 9,000       COMMUNITY GIFT AND CHARITABLE CONTRIBUTIONS
(290) FLORIDA ATLANTIC UNIVERSITY
777GLADESROADADM295
BOCA RATON,FL33431
59-0917284 IRC 501(C)(3) 8,949       SPONSORED RESEARCH SUB-AWARD
(291) CENTRAL EUROPEAN UNIVERSITY
224 WEST 57TH STREET
NO 4TH FL
NEW YORK,NY10019
13-3956444 IRC 501(C)(3) 8,900       DAF DISTRIBUTION/CHARITABLE CONTRIBUTIONS
(292) CARING HEALTH CENTER INC
1049 MAIN STREET
SPRINGFIELD,MA01103
04-2620040 IRC 501(C)(3) 8,660       SPONSORED RESEARCH SUB-AWARD
(293) THE HASTINGS CENTER
21 MALCOLM GORDON ROAD
GARRISON,NY10524
13-2662222 IRC 501(C)(3) 8,461       SPONSORED RESEARCH SUB-AWARD
(294) GREATER LAWRENCE FAMILY HEALTH CENTER INC
1 GRIFFIN BROOK DR STE 100
METHUEN,MA01844
04-2708824 IRC 501(C)(3) 8,000       SPONSORED RESEARCH SUB-AWARD
(295) GREATER BOSTON FOOD BANK INC
70 SOUTH BAY AVENUE
BOSTON,MA02118
04-2717782 IRC 501(C)(3) 7,500       COMMUNITY GIFT AND CHARITABLE CONTRIBUTIONS
(296) MARINE BIOLOGICAL LABORATORY
7 MBL STREET
WOODS HOLE,MA025431015
04-2104690 IRC 501(C)(3) 6,845       SPONSORED RESEARCH SUB-AWARD
(297) VANDERBILT UNIVERSITY
1211 MEDICAL CENTER DRIVE
OFFICE OF CONTRACTS ADMINISTRATION
NASHVILLE,TN37232
62-0476822 IRC 501(C)(3) 6,277       SPONSORED RESEARCH SUB-AWARD
(298) BOSTON SYMPHONY ORCHESTRA INC
301 MASSACHUSETTS AVE
BOSTON,MA02115
04-2103550 IRC 501(C)(3) 6,100       DAF DISTRIBUTION/CHARITABLE CONTRIBUTIONS
(299) SWARTHMORE COLLEGE
500 COLLEGE AVENUE
SWARTHMORE,PA19081
23-1352683 IRC 501(C)(3) 6,010       SPONSORED RESEARCH SUB-AWARD
(300) ASHOKA
1700 NORTH MOORE STREET
NO 2000
ARLINGTON,VA22209
51-0255908 IRC 501(C)(3) 6,000       DAF DISTRIBUTION/CHARITABLE CONTRIBUTIONS
(301) METROPORT MEALS ON WHEELS
PO BOX 204
ROANOKE,TX76262
75-2298847 IRC 501(C)(3) 6,000       DAF DISTRIBUTION/CHARITABLE CONTRIBUTIONS
(302) GRAPEVINE RELIEF AND COMMUNITY EXCHANGE
PO BOX 412
GRAPEVINE,TX76099
75-2195702 IRC 501(C)(3) 6,000       DAF DISTRIBUTION/CHARITABLE CONTRIBUTIONS
(303) BIOMEDICAL SCIENCE CAREERS PROGRAM
164 LONGWOOD AVE 204
BOSTON,MA02115
04-3241307 IRC 501(C)(3) 6,000       COMMUNITY GIFT AND CHARITABLE CONTRIBUTIONS
(304) MISSION HILL MAIN STREETS
1534 TREMONT STREET
ROXBURY,MA02120
04-3400164 IRC 501(C)(3) 6,000       COMMUNITY GIFT AND CHARITABLE CONTRIBUTIONS
(305) AMERICARES
88 HAMILTON AVENUE
STAMFORD,CT069023105
06-1008595 IRC 501(C)(3) 5,831       SPONSORED RESEARCH SUB-AWARD
(306) BI-STATE PRIMARY CARE ASSOCIATION
525 CLINTON STREET
BOW,NH03304
22-3061156 IRC 501(C)(3) 5,698       SPONSORED RESEARCH SUB-AWARD
(307) MGH CHELSEA HEALTHCARE CENTER
151 EVERETT AVENUE
CHELSEA,MA02150
90-0656139 IRC 501(C)(3) 5,581       SPONSORED RESEARCH SUB-AWARD
(308) UNIVERSITY OF TEXAS HEALTH SCIENCE CENTER AT SAN ANTONIO
OFFICE OF SPONSORED PROGRAMS
7703 FLOYD CURL DRIVE
SAN ANTONIO,TX782293900
74-1586031 IRC 115 5,480       SPONSORED RESEARCH SUB-AWARD
(309) GALLAUDET UNIVERSITY
800 FLORIDA AVENUE
NE SUITE 108
WASHINGTON,DC200023695
53-0199507 IRC 501(C)(3) 5,398       SPONSORED RESEARCH SUB-AWARD
(310) REHABILITATION INSTITUTE OF CHICAGO
355 EAST ERIE
CHICAGO,IL60611
36-2256036 IRC 501(C)(3) 5,292       SPONSORED RESEARCH SUB-AWARD
(311) HARBOR COMMUNITY HEALTH CENTER - PLYMOUTH
10 CORDAGE PARK CIRCLE
PLYMOUTH,MA02360
EXEMPT 5,157       SPONSORED RESEARCH SUB-AWARD
(312) GREATER BOSTON CHAMBER OF COMMERCE
265 FRANKLIN ST
BOSTON,MA02110
04-1103090 IRC 501(C)(6) 5,150       COMMUNITY GIFT AND CHARITABLE CONTRIBUTIONS
(313) SPRINGFIELD TECHNICAL COMMUNITY COLLEGE
1 ARMORY SQUARE
SPRINGFIELD,MA011050000
22-2612044 IRC 501(C)(3) 5,046       SPONSORED RESEARCH SUB-AWARD
2
Enter total number of section 501(c)(3) and government organizations listed in the line 1 table ................. Bullet Image
239
3
Enter total number of other organizations listed in the line 1 table ........................ . Bullet Image
74
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50055P
Schedule I (Form 990) 2020

Schedule I (Form 990) 2020
Page 2
Part III
Grants and Other Assistance to Domestic Individuals. Complete if the organization answered "Yes" on Form 990, Part IV, line 22.
Part III can be duplicated if additional space is needed.
(a) Type of grant or assistance (b) Number of
recipients
(c) Amount of
cash grant
(d) Amount of
noncash assistance
(e) Method of valuation (book,
FMV, appraisal, other)
(f) Description of noncash assistance
(1) GRADUATE TUITION & FEES GRANTS 9408 246,624,510      
(2) UNDERGRAD. TUITION, FEES, & STIP. GRANTS 3663 165,002,289      
(3) GRADUATE STUDENT STIPEND GRANTS 45164 103,111,293      
(4) STIPENDS - POST-DOC. STUDENTS & FELLOWS 118 24,762,725      
(5) OTHER STUDENT GRANTS, PRIZES & AWARDS 7934 26,191,075      
(6) GRANTS & AWARDS TO NON-HARVARD INDIV. 905 15,344,926      
(7) STUDENT LOAN REPAYMENT PROGRAMS & FORGIVEN LOANS 696 10,215,290      
(8) OTHER UNDERGRADUATE GRANTS, PRIZES & AWARDS 1594 5,888,009      
(9) TRAINING GRANTS 11 212,129      
Part IV
Supplemental Information. Provide the information required in Part I, line 2; Part III, column (b); and any other additional information.
Return Reference Explanation
Schedule I, Part II Grants and Other Assistance to Domestic Organizations and Domestic Governments PER SCHEDULE I INSTRUCTIONS, THE UNIVERSITY HAS INCLUDED DONATIONS FROM DONOR ADVISED FUNDS (DAF) THAT EXCEEDED THE MINIMUM REPORTING THRESHOLD. IN TOTAL, THE UNIVERSITY REPORTED 90 IRC 501(C)(3) CHARITABLE ORGANIZATIONS THAT RECEIVED DONATIONS FROM HARVARD UNIVERSITY THROUGH THESE DAF. AS WITH ANY DAF, DISTRIBUTIONS MADE FROM THE FUND ARE TYPICALLY MADE AT THE REQUEST OF THE DONOR ADVISOR AND MUST BE MADE TO AN IRC 501(C)(3) CHARITABLE ORGANIZATION.
Schedule I, Part I, Line 2 Procedures for monitoring use of grant funds. ALL DISBURSEMENTS MADE BY THIS INSTITUTION IN FURTHERANCE OF ITS EXEMPT PROGRAMS ARE REVIEWED AND APPROVED BY AUTHORIZED COMMITTEES OR INDIVIDUALS. ALL SCHOLARSHIPS AND STUDENT LOANS ARE REVIEWED AND APPROVED BY HARVARD'S FINANCIAL AID OFFICES. IN ADDITION, HARVARD UNIVERSITY IS RESPONSIBLE FOR THE PROGRAMMATIC AND FINANCIAL MONITORING OF ITS SPONSORED RESEARCH AWARD SUBRECIPIENTS. PRINCIPAL INVESTIGATORS AND PROJECT STAFF PERFORM ONGOING REVIEWS OF PROJECT ACTIVITIES. IN ADDITION, ON AN ANNUAL BASIS, UNIVERSITY RESEARCH ADMINISTRATORS REVIEW ALL ACTIVE SUBCONTRACTS AND INQUIRE FURTHER INTO THOSE THAT ARE DEEMED TO REQUIRE CLOSER SCRUTINY IN LIGHT OF A VARIETY OF ATTRIBUTES. UPON IDENTIFICATION OF SUBRECIPIENTS THAT MANDATE CLOSER SCRUTINY, HARVARD IMPLEMENTS ADDITIONAL MONITORING ACTIONS TO ENSURE COMPLIANCE WITH SUBAGREEMENT PERFORMANCE, FINANCIAL TERMS AND CONDITIONS, AND WITH ALL APPLICABLE FEDERAL RULES AND REGULATIONS.
Schedule I (Form 990) 2020



Additional Data


Software ID: 20011424
Software Version: 2020v4.0


Schedule J
(Form 990)
Department of the Treasury
Internal Revenue Service
Compensation Information
For certain Officers, Directors, Trustees, Key Employees, and Highest
Compensated Employees
Graphic Arrow Complete if the organization answered "Yes" on Form 990, Part IV, line 23.
Graphic Arrow Attach to Form 990.
Graphic Arrow Go to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2020
Open to Public Inspection
Name of the organization
President and Fellows of Harvard College
 
Employer identification number

04-2103580
Part I
Questions Regarding Compensation
Yes
No
1a
Check the appropiate box(es) if the organization provided any of the following to or for a person listed on Form
990, Part VII, Section A, line 1a. Complete Part III to provide any relevant information regarding these items.
b
If any of the boxes on Line 1a are checked, did the organization follow a written policy regarding payment or reimbursement or provision of all of the expenses described above? If "No," complete Part III to explain .....
1b
Yes
 
2
Did the organization require substantiation prior to reimbursing or allowing expenses incurred by all
directors, trustees, officers, including the CEO/Executive Director, regarding the items checked on Line 1a? ....
2
Yes
 
3
Indicate which, if any, of the following the filing organization used to establish the compensation of the
organization's CEO/Executive Director. Check all that apply. Do not check any boxes for methods
used by a related organization to establish compensation of the CEO/Executive Director, but explain in Part III.
4
During the year, did any person listed on Form 990, Part VII, Section A, line 1a, with respect to the filing organization or a related organization:
a
Receive a severance payment or change-of-control payment? .............
4a
 
No
b
Participate in, or receive payment from, a supplemental nonqualified retirement plan? .........
4b
Yes
 
c
Participate in, or receive payment from, an equity-based compensation arrangement? .........
4c
 
No
If "Yes" to any of lines 4a-c, list the persons and provide the applicable amounts for each item in Part III.
Only 501(c)(3), 501(c)(4), and 501(c)(29) organizations must complete lines 5-9.
5
For persons listed on Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the revenues of:
a
The organization? ....................
5a
 
No
b
Any related organization? .......................
5b
 
No
If "Yes," on line 5a or 5b, describe in Part III.
6
For persons listed on Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the net earnings of:
a
The organization? ..................
6a
 
No
b
Any related organization? ......................
6b
 
No
If "Yes," on line 6a or 6b, describe in Part III.
7
For persons listed on Form 990, Part VII, Section A, line 1a, did the organization provide any nonfixed
payments not described in lines 5 and 6? If "Yes," describe in Part III ............
7
Yes
 
8
Were any amounts reported on Form 990, Part VII, paid or accured pursuant to a contract that was
subject to the initial contract exception described in Regulations section 53.4958-4(a)(3)? If "Yes," describe
in Part III ..........................
8
 
No
9
If "Yes" on line 8, did the organization also follow the rebuttable presumption procedure described in Regulations section 53.4958-6(c)? .........................
9
 
 
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50053T
Schedule J (Form 990) 2020

Schedule J (Form 990) 2020
Page 2
Part II
Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees. Use duplicate copies if additional space is needed.
For each individual whose compensation must be reported on Schedule J, report compensation from the organization on row (i) and from related organizations, described in the
instructions, on row (ii). Do not list any individuals that are not listed on Form 990, Part VII.
Note. The sum of columns (B)(i)-(iii) for each listed individual must equal the total amount of Form 990, Part VII, Section A, line 1a, applicable column (D) and (E) amounts for that individual.
(A) Name and Title (B) Breakdown of W-2 and/or 1099-MISC compensation (C) Retirement and other deferred compensation (D) Nontaxable
benefits
(E) Total of columns
(B)(i)-(D)
(F) Compensation in column (B) reported as deferred on prior Form 990
(i) Base
compensation
(ii) Bonus & incentive
compensation
(iii) Other reportable compensation
1DREW GILPIN FAUST
 
SEE SCHEDULE O
(i)

(ii)
355,028
-------------
0
0
-------------
0
24,776
-------------
0
35,865
-------------
0
26,888
-------------
0
442,557
-------------
0
0
-------------
0
2LAWRENCE S BACOW
 
FELLOW/PRESIDENT
(i)

(ii)
888,371
-------------
0
0
-------------
0
24,194
-------------
0
35,865
-------------
0
184,512
-------------
0
1,132,942
-------------
0
0
-------------
0
3KAREN GORDON MILLS
 
FELLOW; SENIOR FELLOW AT HBS
(i)

(ii)
160,328
-------------
0
0
-------------
0
4,838
-------------
0
18,630
-------------
0
13,739
-------------
0
197,535
-------------
0
0
-------------
0
4ANNE H MARGULIES
 
V.P. AND CHIEF INFORMATION OFFICER UNTIL 05/31/21
(i)

(ii)
455,062
-------------
0
0
-------------
0
21,005
-------------
0
502,005
-------------
0
25,955
-------------
0
1,004,027
-------------
0
0
-------------
0
5MARILYN M HAUSAMMANN
 
V.P. FOR HUMAN RESOURCES UNTIL 05/31/21
(i)

(ii)
381,142
-------------
0
0
-------------
0
40,345
-------------
0
450,867
-------------
0
27,270
-------------
0
899,624
-------------
0
0
-------------
0
6BRIAN LEE
 
V.P. FOR ALUMNI AFFAIRS AND DEVELOPMENT
(i)

(ii)
655,514
-------------
0
0
-------------
0
106,861
-------------
0
35,865
-------------
0
30,304
-------------
0
828,544
-------------
0
0
-------------
0
7ALAN M GARBER
 
PROVOST
(i)

(ii)
623,192
-------------
0
0
-------------
0
5,044
-------------
0
35,865
-------------
0
161,569
-------------
0
825,670
-------------
0
0
-------------
0
8KATHERINE N LAPP
 
EXECUTIVE VICE PRESIDENT
(i)

(ii)
643,622
-------------
0
0
-------------
0
80,838
-------------
0
35,865
-------------
0
10,098
-------------
0
770,423
-------------
0
0
-------------
0
9THOMAS J HOLLISTER
 
V.P. FOR FINANCE AND C.F.O.
(i)

(ii)
522,752
-------------
0
0
-------------
0
23,139
-------------
0
35,865
-------------
0
32,039
-------------
0
613,795
-------------
0
0
-------------
0
10DIANE LOPEZ
 
V.P. AND GENERAL COUNSEL
(i)

(ii)
520,420
-------------
0
0
-------------
0
2,361
-------------
0
36,101
-------------
0
24,465
-------------
0
583,347
-------------
0
0
-------------
0
11PAUL ANDREW
 
V.P. PUBLIC AFFAIRS AND COMM.
(i)

(ii)
473,810
-------------
0
0
-------------
0
342
-------------
0
35,865
-------------
0
26,699
-------------
0
536,716
-------------
0
0
-------------
0
12MEREDITH WEENICK
 
V.P. FOR CAMPUS SERVICES
(i)

(ii)
417,820
-------------
0
0
-------------
0
19,967
-------------
0
35,865
-------------
0
11,123
-------------
0
484,775
-------------
0
0
-------------
0
13MARC L GOODHEART
 
V.P. AND SECRETARY OF THE UNIVERSITY
(i)

(ii)
391,928
-------------
0
0
-------------
0
20,816
-------------
0
36,211
-------------
0
30,043
-------------
0
478,998
-------------
0
0
-------------
0
14MARTHA WHITEHEAD
 
V.P. FOR THE HARVARD LIBRARY
(i)

(ii)
368,113
-------------
0
0
-------------
0
20,652
-------------
0
35,865
-------------
0
23,450
-------------
0
448,080
-------------
0
0
-------------
0
15MICHAEL D SMITH
 
SEE SCHEDULE O
(i)

(ii)
336,928
-------------
0
0
-------------
0
102,796
-------------
0
35,865
-------------
0
26,664
-------------
0
502,253
-------------
0
0
-------------
0
16JEFFREY S FLIER
 
SEE SCHEDULE O
(i)

(ii)
390,010
-------------
0
0
-------------
0
20,464
-------------
0
35,865
-------------
0
27,704
-------------
0
474,043
-------------
0
0
-------------
0
17BARBARA J MCNEIL
 
SEE SCHEDULE O
(i)

(ii)
383,019
-------------
0
0
-------------
0
30,337
-------------
0
35,865
-------------
0
3,301
-------------
0
452,522
-------------
0
0
-------------
0
18NITIN NOHRIA
 
DEAN, FACULTY OF BUSINESS UNTIL 12/31/2020
(i)

(ii)
732,152
-------------
0
10,616
-------------
0
22,791
-------------
0
35,865
-------------
0
113,855
-------------
0
915,279
-------------
0
0
-------------
0
19GEORGE Q DALEY
 
DEAN, FACULTY OF MEDICINE
(i)

(ii)
837,769
-------------
0
0
-------------
0
22,502
-------------
0
35,865
-------------
0
141
-------------
0
896,277
-------------
0
0
-------------
0
20CLAUDINE GAY
 
DEAN, FACULTY OF ARTS & SCIENCES
(i)

(ii)
595,446
-------------
0
0
-------------
0
13,521
-------------
0
35,865
-------------
0
179,236
-------------
0
824,068
-------------
0
0
-------------
0
21V KASTURI RANGAN
 
FACULTY
(i)

(ii)
453,054
-------------
19,475
0
-------------
0
1,509,090
-------------
0
35,865
-------------
0
28,589
-------------
0
2,026,598
-------------
19,475
0
-------------
0
22LYNN S PAINE
 
FACULTY
(i)

(ii)
415,928
-------------
20,000
13,477
-------------
0
1,424,908
-------------
0
35,865
-------------
0
25,421
-------------
0
1,915,599
-------------
20,000
0
-------------
0
23DAVID J MALAN
 
FACULTY
(i)

(ii)
386,197
-------------
0
0
-------------
0
979,513
-------------
0
35,865
-------------
0
11,085
-------------
0
1,412,660
-------------
0
0
-------------
0
24NADARAJAN CHETTY
 
FACULTY
(i)

(ii)
505,175
-------------
0
0
-------------
0
195,887
-------------
0
35,865
-------------
0
31,550
-------------
0
768,477
-------------
0
0
-------------
0
25TARUN KHANNA
 
FACULTY
(i)

(ii)
408,367
-------------
138,508
0
-------------
0
150,261
-------------
0
35,865
-------------
0
17,025
-------------
0
611,518
-------------
138,508
0
-------------
0
Schedule J (Form 990) 2020

Schedule J (Form 990) 2020
Page 3
Part III
Supplemental Information
Provide the information, explanation, or descriptions required for Part I, lines 1a, 1b, 3, 4a, 4b, 4c, 5a, 5b, 6a, 6b, 7, and 8, and for Part II. Also complete this part for any additional information.
Return Reference Explanation
Schedule J, Part I, Line 1a First-class or charter travel UNIVERSITY TRAVEL POLICY PROHIBITS FIRST CLASS TRAVEL EXCEPT IN LIMITED CIRCUMSTANCES. IN ACCORDANCE WITH THIS POLICY, ONE OFFICER TRAVELED FIRST CLASS ON A SMALL NUMBER OF TRIPS DURING THE YEAR. TRAVEL EXPENSES ARE INCURRED FOR UNIVERSITY BUSINESS PURPOSES AND ARE THEREFORE NOT TREATED AS TAXABLE COMPENSATION.
Schedule J, Part I, Line 1a Travel for companions UNIVERSITY TRAVEL POLICY ALLOWS FOR REIMBURSEMENT OF TRAVEL EXPENSES INCURRED BY COMPANION TRAVELERS WHEN THE COMPANION HAS A SIGNIFICANT ROLE IN THE BUSINESS PROCEEDINGS, OR MAKES AN IMPORTANT CONTRIBUTION TO THE SUCCESS OF AN EVENT. IN ACCORDANCE WITH THIS POLICY, THE UNIVERSITY REIMBURSED ONE OFFICER FOR COMPANION TRAVEL DURING THE YEAR. IN THESE LIMITED CIRCUMSTANCES, THE REIMBURSEMENT OF COMPANION AND FAMILY MEMBER TRAVEL EXPENSES WAS A LEGITIMATE BUSINESS EXPENSE FOR THE UNIVERSITY AND THEREFORE IT WAS NOT REPORTED IN THE EMPLOYEES' TAXABLE COMPENSATION.
Schedule J, Part I, Line 1a Tax indemnification and gross-up payments THE UNIVERSITY ELECTED TO MAKE GROSS-UP PAYMENTS RELATED TO BONUSES. ONE HIGHEST COMPENSATED EMPLOYEE AND ONE KEY EMPLOYEE RECEIVED THIS BENEFIT PURSUANT TO UNIVERSITY INTERNAL REVIEW PROCESSES.
Schedule J, Part I, Line 1a Housing allowance or residence for personal use THE UNIVERSITY PROVIDES PRESIDENT BACOW WITH A RESIDENCE IN CAMBRIDGE AND REQUIRES ITS USE AS A CONDITION OF EMPLOYMENT FOR THE CONVENIENCE OF THE UNIVERSITY. THE TOTAL ESTIMATED VALUE OF THE PERSONAL USE OF THE RESIDENCE IS $159,868 AND IS REPORTED AS A NONTAXABLE BENEFIT IN PART VII, LINE 1A AND SCHEDULE J, PART II. THE UNIVERSITY PROVIDES PROVOST GARBER WITH A RESIDENCE IN CAMBRIDGE AND REQUIRES ITS USE AS A CONDITION OF EMPLOYMENT FOR THE CONVENIENCE OF THE UNIVERSITY. THE TOTAL ESTIMATED VALUE OF THE ANNUAL PERSONAL USE OF THE RESIDENCE IS $132,735 AND IS REPORTED AS A NONTAXABLE BENEFIT IN PART VII, LINE 1A AND SCHEDULE J, PART II. HARVARD BUSINESS SCHOOL (HBS) PROVIDES DEAN NOHRIA WITH A RESIDENCE IN ALLSTON AND REQUIRES ITS USE AS A CONDITION OF EMPLOYMENT FOR THE CONVENIENCE OF HBS. THE TOTAL ESTIMATED VALUE OF THE ANNUAL PERSONAL USE OF THE RESIDENCE IS $87,171 AND IS REPORTED AS A NONTAXABLE BENEFIT IN PART VII, LINE 1A AND SCHEDULE J, PART II. THE FACULTY OF ARTS AND SCIENCES (FAS) PROVIDES DEAN GAY WITH A RESIDENCE IN CAMBRIDGE AND REQUIRES ITS USE AS A CONDITION OF EMPLOYMENT FOR THE CONVENIENCE OF FAS. THE TOTAL ESTIMATED VALUE OF THE ANNUAL PERSONAL USE OF THE RESIDENCE IS $149,957 AND IS REPORTED AS A NONTAXABLE BENEFIT IN PART VII, LINE 1A AND SCHEDULE J, PART II.
Schedule J, Part I, Line 1a Health or social club dues or initiation fees PURSUANT TO THE BUSINESS EXPENSE REIMBURSEMENT POLICY THE UNIVERSITY PAID HARVARD CLUB DUES FOR ONE OFFICER AND ONE KEY EMPLOYEE AND PAID COMMERCIAL CLUB OF BOSTON DUES FOR ONE KEY EMPLOYEE. THIS IS A NONTAXABLE BUSINESS EXPENSE IN FURTHERANCE OF ALUMNI RELATIONS AND DEVELOPMENT.
Schedule J, Part I, Line 1a Personal services DURING THE PERFORMANCE OF REGULAR UNIVERSITY DUTIES, A UNIVERSITY EMPLOYEE MAY, ON OCCASION, PERFORM INCIDENTAL PERSONAL SERVICES FOR THE PRESIDENT (E.G., PURCHASING OF SMALL HOUSEHOLD ITEMS, WITH THE COST OF SUCH ITEMS REIMBURSED IN FULL BY THE PRESIDENT). THE UNIVERSITY REGARDS SUCH SERVICES AS A NONTAXABLE "DE MINIMIS" FRINGE BENEFIT.
Schedule J, Part I, Line 4b Supplemental nonqualified retirement plan HARVARD BUSINESS SCHOOL'S VOLUNTARY RETIREMENT INCENTIVE PLAN ALLOWS ELIGIBLE FACULTY MEMBERS TO ELECT TO RETIRE AT A SET DATE IN EXCHANGE FOR A LUMP-SUM PAYMENT. THE FACULTY MEMBER FORFEITS THE PAYMENT IF HE/SHE TERMINATES EMPLOYMENT BEFORE THE RETIREMENT DATE. THE AMOUNT FULLY VESTS AND IS DISTRIBUTED WHEN THE FACULTY MEMBER RETIRES. UNDER THIS PLAN, TWO HIGHEST COMPENSATED EMPLOYEES, PROFESSORS RANGAN AND PAINE, RECEIVED PAYMENTS OF $1,456,320 AND $1,336,320 RESPECTIVELY, WHICH HAVE BEEN REPORTED IN PART II, COLUMN B(III) OTHER REPORTABLE COMPENSATION. THE 2020 VERIP PROGRAM WAS AN EARLY RETIREMENT INCENTIVE PROGRAM THAT THE UNIVERSITY MADE AVAILABLE TO ALL EMPLOYEES WHO MET CERTAIN CRITERIA. ELIGIBLE EMPLOYEES HAD A FALL 2020 DEADLINE TO ACCEPT THE 2020 VERIP PACKAGE AND THEN WERE REQUIRED TO RETIRE NO LATER THAN THE FOLLOWING JUNE 2021. PARTICIPANTS WOULD RECEIVE PAYMENTS THROUGH THE PROGRAM UPON THEIR RETIREMENT DATE. TWO OFFICERS, MARILYN HAUSAMMANN AND ANNE MARGULIES, ACCEPTED THIS PACKAGE AND THEIR RESPECTIVE ANTICIPATED VERIP PAYMENT AMOUNTS ARE REPORTED AS DEFERRED COMPENSATION IN PART II, COLUMN (C).
Schedule J, Part I, Line 7 Non-fixed payments THE UNIVERSITY OFFERS INCENTIVE COMPENSATION FOR OUTSTANDING PERFORMANCE. BONUS AND INCENTIVE PAYMENTS FOR KEY EMPLOYEES AND HIGHEST COMPENSATED EMPLOYEES ARE LISTED IN PART II, COLUMN (B)(II).
Schedule J, Part I, Line 3 COMPENSATION REVIEW PROCESS: SEE SCHEDULE O "COMPENSATION REVIEW PROCESS" FOR A DISCUSSION OF THE METHODS USED TO ESTABLISH THE PRESIDENT'S COMPENSATION.
Schedule J, Part II SCHEDULE J SUPPLEMENTAL INFORMATION FELLOW KAREN GORDON MILLS HAD A PAID FACULTY APPOINTMENT DURING CALENDAR YEAR 2020 UNRELATED TO HER WORK AS A MEMBER OF THE HARVARD CORPORATION. THE COMPENSATION FOR HER ACADEMIC SERVICES IS REPORTED IN FORM 990, PART VII, SECTION A, COLUMN (D).
Schedule J (Form 990) 2020

Additional Data


Software ID: 20011424
Software Version: 2020v4.0

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Schedule K
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Information on Tax-Exempt Bonds
SchKMediumBullet Complete if the organization answered "Yes" to Form 990, Part , line 24a. Provide descriptions,
explanations, and any additional information in Part .
SchKMediumBullet Attach to Form 990.

SchKMediumBulletGo to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2020
Open to Public
Inspection
Name of the organization
President and Fellows of Harvard College
 
Employer identification number
04-2103580
Part
Bond Issues
(a) Issuer name (b) Issuer EIN (c) CUSIP # (d) Date issued (e) Issue price (f) Description of purpose (g) Defeased (h) On
behalf of
issuer
(i) Pool
financing
Yes No Yes No Yes No
A MASSACHUSETTS DEVELOPMENT FINANCE AGENCY
 
04-3431814 57585KGP7 01-15-2004 103,670,000 SERIES R 1-5 (SEE PART VI)   X   X   X
B MASSACHUSETTS DEVELOPMENT FINANCE AGENCY
 
04-3431814 57585KGP7 04-14-2005 13,490,000 SERIES R 6 (SEE PART VI)   X   X   X
C MASSACHUSETTS DEVELOPMENT FINANCE AGENCY
 
04-3431814 57585KGP7 04-03-2006 14,040,000 SERIES R 7 (SEE PART VI)   X   X   X
D MASSACHUSETTS DEVELOPMENT FINANCE AGENCY
 
04-3431814 57586EQE4 01-20-2010 531,814,469 SERIES 2010A (SEE PART VI) X     X   X
Massachusetts Development Finance Agency
 
04-3431814 57584XYD7 10-20-2016 1,930,251,069 Series 2016A (See Part VI)   X   X   X
Massachusetts Development Finance Agency
 
04-3431814 57584YZP7 04-29-2020 452,031,430 Series 2020A (See Part VI)   X   X   X
Part
Proceeds
A B C D
1 Amount of bonds retired .................. 0 0 0 27,570,000
2 Amount of bonds legally defeased .............. 0 0 0 402,840,000
3 Total proceeds of issue .................. 103,670,000 13,491,079 14,043,650 533,205,724
4 Gross proceeds in reserve funds ............. 0 0 0 0
5 Capitalized interest from proceeds ............. 0 0 0 20,489,954
6 Proceeds in refunding escrows ............... 0 0 0 0
7 Issuance costs from proceeds ............... 0 0 0 2,755,155
8 Credit enhancement from proceeds ............. 0 0 0 0
9 Working capital expenditures from proceeds ............. 0 0 0 0
10 Capital expenditures from proceeds ............. 0 0 0 198,239,905
11 Other spent proceeds ............. 103,670,000 13,491,079 14,043,650 311,720,710
12 Other unspent proceeds ............. 0 0 0 0
13 Year of substantial completion ............. 2021 2014
Yes No Yes No Yes No Yes No
14 Were the bonds issued as part of a current refunding issue of tax-exempt
bonds (or, if issued prior to 2019, a current refunding issue)? ........
X   X   X   X  
15 Were the bonds issued as part of an advance refunding issue of taxable
bonds (or, if issued prior to 2019, an advance refunding issue)? ........
  X   X   X X  
16 Has the final allocation of proceeds been made? .......... X   X   X   X  
17 Does the organization maintain adequate books and records to support the final allocation of proceeds? .................. X   X   X   X  
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50193E
Schedule K (Form 990) 2020

Schedule K (Form 990) 2020
Page 2
Part
Private Business Use
A B C D
Yes No Yes No Yes No Yes No
1 Was the organization a partner in a partnership, or a member of an LLC, which owned property financed by tax-exempt bonds? .............   X   X       X
2 Are there any lease arrangements that may result in private business use of bond-financed property? ............... X   X       X  
3a Are there any management or service contracts that may result in private business use of bond-financed property? ............. X   X       X  
b If "Yes" to line 3a, does the organization routinely engage bond counsel or other outside counsel to review any management or service contracts relating to the financed property? X   X       X  
c Are there any research agreements that may result in private business use of bond-financed property? ............. X   X       X  
d If "Yes" to line 3c, does the organization routinely engage bond counsel or other outside counsel to review any research agreements relating to the financed property? X   X       X  
4 Enter the percentage of financed property used in a private business use by entities other than a section 501(c)(3) organization or a state or local government ....SchKMediumBullet 0.05 % 0 %   0.16 %
5 Enter the percentage of financed property used in a private business use as a result of unrelated trade or business activity carried on by your organization, another section 501(c)(3) organization, or a state or local government ......... SchKMediumBullet 0.01 % 0 %   0.03 %
6 Total of lines 4 and 5 ............. 0 % 0 % 0 % 0.19 %
7 Does the bond issue meet the private security or payment test? ...   X   X       X
8a Has there been a sale or disposition of any of the bond-financed property to a nongovernmental person other than a 501(c)(3) organization since the bonds were issued?............. X     X     X  
b If "Yes" to line 8a, enter the percentage of bond-financed property sold or disposed of. .. 0.28 %     17.6 %
c If "Yes" to line 8a, was any remedial action taken pursuant to Regulations sections 1.141-12 and 1.145-2? ............. X           X  
9 Has the organization established written procedures to ensure that all nonqualified bonds of the issue are remediated in accordance with the requirements under
Regulations sections 1.141-12 and 1.145-2? ........
X   X   X   X  
Part
Arbitrage
A B C D
Yes No Yes No Yes No Yes No
1 Has the issuer filed Form 8038-T, Arbitrage Rebate, Yield Reduction and Penalty in Lieu of Arbitrage Rebate? ...   X   X   X   X
2 If "No" to line 1, did the following apply? ....
a Rebate not due yet? .......   X   X   X   X
b Exception to rebate? ........ X   X   X     X
c No rebate due? .........   X   X   X X  
If "Yes" to line 2c, provide in Part the date the rebate
computation was performed ......
3 Is the bond issue a variable rate issue? ..... X   X   X     X
Schedule K (Form 990) 2020

Schedule K (Form 990) 2020
Page 3
Part
Arbitrage (Continued)
A B C D
Yes No Yes No Yes No Yes No
4a Has the organization or the governmental issuer entered into a qualified hedge with respect to the bond issue?   X   X   X   X
b Name of provider ..........  
 
 
 
 
 
 
 
c Term of hedge .........        
d Was the hedge superintegrated? ......                
e Was the hedge terminated? ........                
5a Were gross proceeds invested in a guaranteed investment contract (GIC)?   X   X   X   X
b Name of provider ..........  
 
 
 
 
 
 
 
c Term of GIC .........        
d Was the regulatory safe harbor for establishing the fair market value of the GIC satisfied? ........                
6 Were any gross proceeds invested beyond an available temporary period?   X   X   X   X
7 Has the organization established written procedures to monitor the requirements of section 148? ... X   X   X   X  
Part
Procedures To Undertake Corrective Action
--------------------------------------------------------------------------------------------------------------- A B C D
Yes No Yes No Yes No Yes No
Has the organization established written procedures to ensure that violations of federal tax requirements are timely identified and corrected through the voluntary closing agreement program if self-remediation is not available under applicable regulations? X   X   X   X  
Part
Supplemental Information. Provide additional information for responses to questions on Schedule K. (See instructions).
Return Reference Explanation
Schedule K, Part I BOND ISSUES: COLUMNS A AND B, GENERAL NOTE: THE MASSACHUSETTS HEALTH AND EDUCATIONAL FACILITIES AUTHORITY (EIN: 04-2456011) WAS THE ORIGINAL ISSUER OF THE FOLLOWING ISSUES LISTED ON THIS SCHEDULE: SERIES R 1-5, SERIES R 6, SERIES R 7, AND SERIES 2010A. IT WAS MERGED INTO THE MASSACHUSETTS DEVELOPMENT FINANCE AGENCY (EIN: 04-3431814) ON OCTOBER 1, 2010.
Schedule K, Part II, Line 3 PROCEEDS: GENERAL NOTE: THE DIFFERENCE BETWEEN AMOUNTS REPORTED IN LINE 3 OF PART II AND IN COLUMN E OF PART I REPRESENTS INVESTMENT EARNINGS, EXCEPT IN THE CASE OF COMMERCIAL PAPER ISSUES (SERIES EE) FOR WHICH LINE 3 OF PART II REPRESENTS THE BALANCE OUTSTANDING ON JUNE 30 AND COLUMN E OF PART I REPRESENTS THE FULL AUTHORIZED AMOUNT OF THE COMMERCIAL PAPER PROGRAM
Schedule K, Part III PRIVATE BUSINESS USE: COLUMNS A-C (SERIES R1-5, R6, AND R7): THESE BONDS WERE ISSUED SOLELY TO REFUND PRE-JANUARY 1, 2003 ISSUES AND ARE NOT SUBJECT TO PART III REPORTING.
Schedule K, Part IV, Line 2c ARBITRAGE: COLUMN D (SERIES 2010A): THE REBATE COMPUTATION WAS PERFORMED IN AUGUST 2014 AS OF JUNE 30, 2014. NO REBATE WAS DUE. COLUMN A (SERIES 2016A): THE REBATE COMPUTATION WAS PERFORMED IN MAY 2021 AS OF JUNE 30, 2021. NO REBATE WAS DUE.
Schedule K, Part I, Column (f) DESCRIPTION OF PURPOSE ROW A (SERIES R 1-5), COLUMN F: SERIES R, TRANCHE 1-5 WAS ISSUED TO REFUND PORTIONS OF THE FOLLOWING BOND ISSUES WHICH WERE ISSUED ON THE FOLLOWING DATES: SERIES A (7/1/72), SERIES B (7/1/73), SERIES C (4/7/76), SERIES D (6/23/77), SERIES I (5/7/85), SERIES M (2/6/91),SERIES N (9/1/91), SERIES P (6/13/95), SERIES Q-1 (8/29/96), SERIES Q-2 (9/2/97), SERIES Q-3 (9/15/98), SERIES Z (10/1/00), AND SERIES AA (10/4/01). ROW B (SERIES R 6), COLUMN F: SERIES R, TRANCHE 6 WAS ISSUED TO REFUND PORTIONS OF THE FOLLOWING BOND ISSUES WHICH WERE ISSUED ON THE FOLLOWING DATES: SERIES P (6/13/95), SERIES Z (10/1/00), AND SERIES AA (10/4/01). ROW C (SERIES R 7), COLUMN F: SERIES R, TRANCHE 7 WAS ISSUED TO REFUND PORTIONS OF THE FOLLOWING BOND ISSUES WHICH WERE ISSUED ON THE FOLLOWING DATES: SERIES P (6/13/95), SERIES Z (10/1/00), AND SERIES AA (10/4/01). ROW D (SERIES 2010A), COLUMN F: SERIES 2010A WAS ISSUED TO REFUND TAX-EXEMPT COMMERCIAL PAPER ISSUED ON 3/9/06, 12/21/07 AND 7/22/09; TO REFUND PORTIONS OF SERIES Z, ISSUED 11/9/00, AND SERIES FF, ISSUED 7/24/02 AND PAY RELATED COSTS; AND TO FINANCE THE FOLLOWING CAPITAL EXPENDITURES OF THE UNIVERSITY: (I) CONSTRUCTION OF A BUILDING AND RELATED RENOVATIONS AND UTILITY INFRASTRUCTURE UPGRADES AT HARVARD LAW SCHOOL, 1585 MASSACHUSETTS AVE, CAMBRIDGE; (II) A RENOVATION OF BUILDING SPACE AND A BOILER REPLACEMENT AND ANCILLARY SYSTEM UPGRADE IN THE BLACKSTONE PLANT, 46 BLACKSTONE STREET, CAMBRIDGE; (III) A RETROFIT OF EXISTING HVAC SYSTEMS FOR LARSEN HALL, 14 APPIAN WAY, CAMBRIDGE; (IV) MAINTENANCE AND TOWER RESTORATION AT LOWELL HOUSE, 10 HOLYOKE PLACE, CAMBRIDGE; (V) RENOVATION OF ADMINISTRATIVE OFFICE AND CLASSROOM SPACE IN PIERCE HALL, 25 OXFORD STREET, CAMBRIDGE; AND (VI) RENOVATION, RECONSTRUCTION, AND EXPANSION OF HARVARD UNIVERSITY ART MUSEUMS, 32 QUINCY STREET, CAMBRIDGE. ROW A (SERIES 2016A), COLUMN F: SERIES 2016A WAS ISSUED TO ADVANCE REFUND SERIES 2008B, ISSUED 6/10/08; AND ADVANCE REFUND PORTIONS OF THE FOLLOWING BOND ISSUES WHICH WERE ISSUED ON THE FOLLOWING DATES: SERIES 2009A (1/7/09), SERIES 2010A (1/20/10), AND 2010B (11/17/10). ROW B (SERIES 2020A), COLUMN F: SERIES 2020A WAS ISSUED TO REFUND TAX-EXEMPT COMMERCIAL PAPER ISSUED ON 12/11/18, 12/19/18, 1/9/19 AND 11/19/19 FOR THE FOLLOWING CAPITAL EXPENDITURES OF THE UNIVERSITY: (I) CONSTRUCTION OF A SCIENCE AND ENGINEERING BUILDING LOCATED AT 150 WESTERN AVE, ALLSTON; (II) RENOVATION OF LOWELL HOUSE, LOCATED AT 10 HOLYOKE PL, CAMBRIDGE (III) RENOVATION OF SMITH CAMPUS CENTER, LOCATED AT 75 MT AUBURN ST, CAMBRIDGE, (IV) RENOVATION OF THE ARTHUR M SACKLER BUILDING, LOCATED AT 485 BROADWAY, CAMBRIDGE, (V) RENOVATION OF SOLDIERS FIELD PARK HOUSING COMPLEX, BUILDING 3, LOCATED AT 111 WESTERN AVE, ALLSTON
Schedule K, Part IV, Line 2c COLUMN D Issuer name: MASSACHUSETTS DEVELOPMENT FINANCE AGENCY The calculation for computing no rebate due was performed on 08/01/2014
Schedule K, Part IV, Line 2c COLUMN A Issuer name: Massachusetts Development Finance Agency The calculation for computing no rebate due was performed on 06/30/2021
Schedule K (Form 990) 2020

Additional Data


Software ID: 20011424
Software Version: 2020v4.0


Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

Schedule K
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Information on Tax-Exempt Bonds
SchKMediumBullet Complete if the organization answered "Yes" to Form 990, Part , line 24a. Provide descriptions,
explanations, and any additional information in Part .
SchKMediumBullet Attach to Form 990.

SchKMediumBulletGo to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2020
Open to Public
Inspection
Name of the organization
President and Fellows of Harvard College
 
Employer identification number
04-2103580
Part
Bond Issues
(a) Issuer name (b) Issuer EIN (c) CUSIP # (d) Date issued (e) Issue price (f) Description of purpose (g) Defeased (h) On
behalf of
issuer
(i) Pool
financing
Yes No Yes No Yes No
A MASSACHUSETTS DEVELOPMENT FINANCE AGENCY
 
04-3431814 57585KGP7 01-15-2004 103,670,000 SERIES R 1-5 (SEE PART VI)   X   X   X
B MASSACHUSETTS DEVELOPMENT FINANCE AGENCY
 
04-3431814 57585KGP7 04-14-2005 13,490,000 SERIES R 6 (SEE PART VI)   X   X   X
C MASSACHUSETTS DEVELOPMENT FINANCE AGENCY
 
04-3431814 57585KGP7 04-03-2006 14,040,000 SERIES R 7 (SEE PART VI)   X   X   X
D MASSACHUSETTS DEVELOPMENT FINANCE AGENCY
 
04-3431814 57586EQE4 01-20-2010 531,814,469 SERIES 2010A (SEE PART VI) X     X   X
Massachusetts Development Finance Agency
 
04-3431814 57584XYD7 10-20-2016 1,930,251,069 Series 2016A (See Part VI)   X   X   X
Massachusetts Development Finance Agency
 
04-3431814 57584YZP7 04-29-2020 452,031,430 Series 2020A (See Part VI)   X   X   X
Part
Proceeds
A B C D
1 Amount of bonds retired .................. 0 0 0 27,570,000
2 Amount of bonds legally defeased .............. 0 0 0 402,840,000
3 Total proceeds of issue .................. 103,670,000 13,491,079 14,043,650 533,205,724
4 Gross proceeds in reserve funds ............. 0 0 0 0
5 Capitalized interest from proceeds ............. 0 0 0 20,489,954
6 Proceeds in refunding escrows ............... 0 0 0 0
7 Issuance costs from proceeds ............... 0 0 0 2,755,155
8 Credit enhancement from proceeds ............. 0 0 0 0
9 Working capital expenditures from proceeds ............. 0 0 0 0
10 Capital expenditures from proceeds ............. 0 0 0 198,239,905
11 Other spent proceeds ............. 103,670,000 13,491,079 14,043,650 311,720,710
12 Other unspent proceeds ............. 0 0 0 0
13 Year of substantial completion ............. 2021 2014
Yes No Yes No Yes No Yes No
14 Were the bonds issued as part of a current refunding issue of tax-exempt
bonds (or, if issued prior to 2019, a current refunding issue)? ........
X   X   X   X  
15 Were the bonds issued as part of an advance refunding issue of taxable
bonds (or, if issued prior to 2019, an advance refunding issue)? ........
  X   X   X X  
16 Has the final allocation of proceeds been made? .......... X   X   X   X  
17 Does the organization maintain adequate books and records to support the final allocation of proceeds? .................. X   X   X   X  
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50193E
Schedule K (Form 990) 2020

Schedule K (Form 990) 2020
Page 2
Part
Private Business Use
A B C D
Yes No Yes No Yes No Yes No
1 Was the organization a partner in a partnership, or a member of an LLC, which owned property financed by tax-exempt bonds? .............   X   X       X
2 Are there any lease arrangements that may result in private business use of bond-financed property? ............... X   X       X  
3a Are there any management or service contracts that may result in private business use of bond-financed property? ............. X   X       X  
b If "Yes" to line 3a, does the organization routinely engage bond counsel or other outside counsel to review any management or service contracts relating to the financed property? X   X       X  
c Are there any research agreements that may result in private business use of bond-financed property? ............. X   X       X  
d If "Yes" to line 3c, does the organization routinely engage bond counsel or other outside counsel to review any research agreements relating to the financed property? X   X       X  
4 Enter the percentage of financed property used in a private business use by entities other than a section 501(c)(3) organization or a state or local government ....SchKMediumBullet 0.05 % 0 %   0.16 %
5 Enter the percentage of financed property used in a private business use as a result of unrelated trade or business activity carried on by your organization, another section 501(c)(3) organization, or a state or local government ......... SchKMediumBullet 0.01 % 0 %   0.03 %
6 Total of lines 4 and 5 ............. 0 % 0 % 0 % 0.19 %
7 Does the bond issue meet the private security or payment test? ...   X   X       X
8a Has there been a sale or disposition of any of the bond-financed property to a nongovernmental person other than a 501(c)(3) organization since the bonds were issued?............. X     X     X  
b If "Yes" to line 8a, enter the percentage of bond-financed property sold or disposed of. .. 0.28 %     17.6 %
c If "Yes" to line 8a, was any remedial action taken pursuant to Regulations sections 1.141-12 and 1.145-2? ............. X           X  
9 Has the organization established written procedures to ensure that all nonqualified bonds of the issue are remediated in accordance with the requirements under
Regulations sections 1.141-12 and 1.145-2? ........
X   X   X   X  
Part
Arbitrage
A B C D
Yes No Yes No Yes No Yes No
1 Has the issuer filed Form 8038-T, Arbitrage Rebate, Yield Reduction and Penalty in Lieu of Arbitrage Rebate? ...   X   X   X   X
2 If "No" to line 1, did the following apply? ....
a Rebate not due yet? .......   X   X   X   X
b Exception to rebate? ........ X   X   X     X
c No rebate due? .........   X   X   X X  
If "Yes" to line 2c, provide in Part the date the rebate
computation was performed ......
3 Is the bond issue a variable rate issue? ..... X   X   X     X
Schedule K (Form 990) 2020

Schedule K (Form 990) 2020
Page 3
Part
Arbitrage (Continued)
A B C D
Yes No Yes No Yes No Yes No
4a Has the organization or the governmental issuer entered into a qualified hedge with respect to the bond issue?   X   X   X   X
b Name of provider ..........  
 
 
 
 
 
 
 
c Term of hedge .........        
d Was the hedge superintegrated? ......                
e Was the hedge terminated? ........                
5a Were gross proceeds invested in a guaranteed investment contract (GIC)?   X   X   X   X
b Name of provider ..........  
 
 
 
 
 
 
 
c Term of GIC .........        
d Was the regulatory safe harbor for establishing the fair market value of the GIC satisfied? ........                
6 Were any gross proceeds invested beyond an available temporary period?   X   X   X   X
7 Has the organization established written procedures to monitor the requirements of section 148? ... X   X   X   X  
Part
Procedures To Undertake Corrective Action
--------------------------------------------------------------------------------------------------------------- A B C D
Yes No Yes No Yes No Yes No
Has the organization established written procedures to ensure that violations of federal tax requirements are timely identified and corrected through the voluntary closing agreement program if self-remediation is not available under applicable regulations? X   X   X   X  
Part
Supplemental Information. Provide additional information for responses to questions on Schedule K. (See instructions).
Return Reference Explanation
Schedule K, Part I BOND ISSUES: COLUMNS A AND B, GENERAL NOTE: THE MASSACHUSETTS HEALTH AND EDUCATIONAL FACILITIES AUTHORITY (EIN: 04-2456011) WAS THE ORIGINAL ISSUER OF THE FOLLOWING ISSUES LISTED ON THIS SCHEDULE: SERIES R 1-5, SERIES R 6, SERIES R 7, AND SERIES 2010A. IT WAS MERGED INTO THE MASSACHUSETTS DEVELOPMENT FINANCE AGENCY (EIN: 04-3431814) ON OCTOBER 1, 2010.
Schedule K, Part II, Line 3 PROCEEDS: GENERAL NOTE: THE DIFFERENCE BETWEEN AMOUNTS REPORTED IN LINE 3 OF PART II AND IN COLUMN E OF PART I REPRESENTS INVESTMENT EARNINGS, EXCEPT IN THE CASE OF COMMERCIAL PAPER ISSUES (SERIES EE) FOR WHICH LINE 3 OF PART II REPRESENTS THE BALANCE OUTSTANDING ON JUNE 30 AND COLUMN E OF PART I REPRESENTS THE FULL AUTHORIZED AMOUNT OF THE COMMERCIAL PAPER PROGRAM
Schedule K, Part III PRIVATE BUSINESS USE: COLUMNS A-C (SERIES R1-5, R6, AND R7): THESE BONDS WERE ISSUED SOLELY TO REFUND PRE-JANUARY 1, 2003 ISSUES AND ARE NOT SUBJECT TO PART III REPORTING.
Schedule K, Part IV, Line 2c ARBITRAGE: COLUMN D (SERIES 2010A): THE REBATE COMPUTATION WAS PERFORMED IN AUGUST 2014 AS OF JUNE 30, 2014. NO REBATE WAS DUE. COLUMN A (SERIES 2016A): THE REBATE COMPUTATION WAS PERFORMED IN MAY 2021 AS OF JUNE 30, 2021. NO REBATE WAS DUE.
Schedule K, Part I, Column (f) DESCRIPTION OF PURPOSE ROW A (SERIES R 1-5), COLUMN F: SERIES R, TRANCHE 1-5 WAS ISSUED TO REFUND PORTIONS OF THE FOLLOWING BOND ISSUES WHICH WERE ISSUED ON THE FOLLOWING DATES: SERIES A (7/1/72), SERIES B (7/1/73), SERIES C (4/7/76), SERIES D (6/23/77), SERIES I (5/7/85), SERIES M (2/6/91),SERIES N (9/1/91), SERIES P (6/13/95), SERIES Q-1 (8/29/96), SERIES Q-2 (9/2/97), SERIES Q-3 (9/15/98), SERIES Z (10/1/00), AND SERIES AA (10/4/01). ROW B (SERIES R 6), COLUMN F: SERIES R, TRANCHE 6 WAS ISSUED TO REFUND PORTIONS OF THE FOLLOWING BOND ISSUES WHICH WERE ISSUED ON THE FOLLOWING DATES: SERIES P (6/13/95), SERIES Z (10/1/00), AND SERIES AA (10/4/01). ROW C (SERIES R 7), COLUMN F: SERIES R, TRANCHE 7 WAS ISSUED TO REFUND PORTIONS OF THE FOLLOWING BOND ISSUES WHICH WERE ISSUED ON THE FOLLOWING DATES: SERIES P (6/13/95), SERIES Z (10/1/00), AND SERIES AA (10/4/01). ROW D (SERIES 2010A), COLUMN F: SERIES 2010A WAS ISSUED TO REFUND TAX-EXEMPT COMMERCIAL PAPER ISSUED ON 3/9/06, 12/21/07 AND 7/22/09; TO REFUND PORTIONS OF SERIES Z, ISSUED 11/9/00, AND SERIES FF, ISSUED 7/24/02 AND PAY RELATED COSTS; AND TO FINANCE THE FOLLOWING CAPITAL EXPENDITURES OF THE UNIVERSITY: (I) CONSTRUCTION OF A BUILDING AND RELATED RENOVATIONS AND UTILITY INFRASTRUCTURE UPGRADES AT HARVARD LAW SCHOOL, 1585 MASSACHUSETTS AVE, CAMBRIDGE; (II) A RENOVATION OF BUILDING SPACE AND A BOILER REPLACEMENT AND ANCILLARY SYSTEM UPGRADE IN THE BLACKSTONE PLANT, 46 BLACKSTONE STREET, CAMBRIDGE; (III) A RETROFIT OF EXISTING HVAC SYSTEMS FOR LARSEN HALL, 14 APPIAN WAY, CAMBRIDGE; (IV) MAINTENANCE AND TOWER RESTORATION AT LOWELL HOUSE, 10 HOLYOKE PLACE, CAMBRIDGE; (V) RENOVATION OF ADMINISTRATIVE OFFICE AND CLASSROOM SPACE IN PIERCE HALL, 25 OXFORD STREET, CAMBRIDGE; AND (VI) RENOVATION, RECONSTRUCTION, AND EXPANSION OF HARVARD UNIVERSITY ART MUSEUMS, 32 QUINCY STREET, CAMBRIDGE. ROW A (SERIES 2016A), COLUMN F: SERIES 2016A WAS ISSUED TO ADVANCE REFUND SERIES 2008B, ISSUED 6/10/08; AND ADVANCE REFUND PORTIONS OF THE FOLLOWING BOND ISSUES WHICH WERE ISSUED ON THE FOLLOWING DATES: SERIES 2009A (1/7/09), SERIES 2010A (1/20/10), AND 2010B (11/17/10). ROW B (SERIES 2020A), COLUMN F: SERIES 2020A WAS ISSUED TO REFUND TAX-EXEMPT COMMERCIAL PAPER ISSUED ON 12/11/18, 12/19/18, 1/9/19 AND 11/19/19 FOR THE FOLLOWING CAPITAL EXPENDITURES OF THE UNIVERSITY: (I) CONSTRUCTION OF A SCIENCE AND ENGINEERING BUILDING LOCATED AT 150 WESTERN AVE, ALLSTON; (II) RENOVATION OF LOWELL HOUSE, LOCATED AT 10 HOLYOKE PL, CAMBRIDGE (III) RENOVATION OF SMITH CAMPUS CENTER, LOCATED AT 75 MT AUBURN ST, CAMBRIDGE, (IV) RENOVATION OF THE ARTHUR M SACKLER BUILDING, LOCATED AT 485 BROADWAY, CAMBRIDGE, (V) RENOVATION OF SOLDIERS FIELD PARK HOUSING COMPLEX, BUILDING 3, LOCATED AT 111 WESTERN AVE, ALLSTON
Schedule K, Part IV, Line 2c COLUMN D Issuer name: MASSACHUSETTS DEVELOPMENT FINANCE AGENCY The calculation for computing no rebate due was performed on 08/01/2014
Schedule K, Part IV, Line 2c COLUMN A Issuer name: Massachusetts Development Finance Agency The calculation for computing no rebate due was performed on 06/30/2021
Schedule K (Form 990) 2020

Additional Data


Software ID: 20011424
Software Version: 2020v4.0

Schedule L
(Form 990 or 990-EZ)
Department of the Treasury
Internal Revenue Service
Transactions with Interested Persons
MediumBullet Complete if the organization answered "Yes" on Form 990, Part IV, lines 25a, 25b, 26, 27, 28a, 28b, or 28c, or Form 990-EZ, Part V, line 38a or 40b.
MediumBullet Attach to Form 990 or Form 990-EZ.
MediumBulletGo to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2020
Open to Public Inspection
Name of the organization
President and Fellows of Harvard College
 
Employer identification number

04-2103580
Part I
Excess Benefit Transactions (section 501(c)(3), section 501(c)(4), and section 501(c)(29) organizations only).
Complete if the organization answered "Yes" on Form 990, Part IV, line 25a or 25b, or Form 990-EZ, Part V, line 40b.
1(a) Name of disqualified person (b) Relationship between disqualified person and organization (c) Description of transaction (d) Corrected?
Yes No
2
Enter the amount of tax incurred by the organization managers or disqualified persons during the year under section 4958. ........................... Bullet Image$
 
3
Enter the amount of tax, if any, on line 2, above, reimbursed by the organization ........ Bullet Image$
 

Part II
Loans to and/or From Interested Persons.
Complete if the organization answered "Yes" on Form 990-EZ, Part V, line 38a, or Form 990, Part IV, line 26; or if the organization reported an amount on Form 990, Part X, line 5, 6, or 22
(a) Name of interested person (b) Relationship with organization (c) Purpose of loan (d) Loan to or from the organization? (e) Original principal amount (f) Balance due (g) In default? (h) Approved by board or committee? (i) Written agreement?
To From Yes No Yes No Yes No
(1) DREW GILPIN FAUST
 
FORMER PRESIDENT CONSTRUCTION OF HOME   X 1,000,000 883,000   No Yes   Yes  
(2) MICHAEL D SMITH
 
FORMER KEY EMPLOYEE PURCHASE OF HOME   X 1,000,000 864,000   No Yes   Yes  
(3) CLAUDINE GAY
 
KEY EMPLOYEE PURCHASE OF HOME   X 350,000 241,000   No Yes   Yes  
(4) NITIN NOHRIA
 
KEY EMPLOYEE DEPENDENT'S EDUCATION   X 67,000 48,000   No Yes   Yes  
Total ...............Small Bullet $ 2,036,000
Part III
Grants or Assistance Benefiting Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 27.
(a) Name of interested person (b) Relationship between interested person and the organization (c) Amount of assistance (d) Type of assistance (e) Purpose of assistance
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 50056A
Schedule L (Form 990 or 990-EZ) 2020
Schedule L (Form 990 or 990-EZ) 2020
Page 2
Part IV
Business Transactions Involving Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 28a, 28b, or 28c.
(a) Name of interested person (b) Relationship between interested person and the organization (c) Amount of transaction (d) Description of transaction (e) Sharing of organization's revenues?
Yes No
(1) DR AMY EDMONDSON
 
FAMILY MEMBER OF GEORGE DALEY, KEY EMPLOYEE 572,332 EMPLOYMENT COMPENSATION   No
(2) BHARAT ANAND
 
FAMILY MEMBER OF NITIN NOHRIA, KEY EMPLOYEE 556,362 EMPLOYMENT COMPENSATION   No
(3) DR SOHEYLA GHARIB
 
FAMILY MEMBER OF WILLIAM F. LEE, FELLOW 398,764 EMPLOYMENT COMPENSATION   No
(4) RICHARD T LEE
 
FAMILY MEMBER OF WILLIAM F. LEE, FELLOW 343,855 EMPLOYMENT COMPENSATION   No
(5) CATHERINE LEE SMITH
 
FAMILY MEMBER OF WILLIAM F. LEE, FELLOW 274,812 EMPLOYMENT COMPENSATION   No
Part V
Supplemental Information
Provide additional information for responses to questions on Schedule L (see instructions).
Return Reference Explanation
Schedule L (Form 990 or 990-EZ) 2020


Additional Data


Software ID: 20011424
Software Version: 2020v4.0




SCHEDULE M
(Form 990)


Department of the Treasury
Internal Revenue Service
Noncash Contributions
Right pointing arrow large imageComplete if the organizations answered "Yes" on Form 990, Part IV, lines 29 or 30.
Right pointing arrow large image Attach to Form 990.
Right pointing arrow large imageGo to www.irs.gov/Form990 for the latest information.
OMB No. 1545-0047
2020
Open to Public Inspection
Name of the organization
President and Fellows of Harvard College
 
Employer identification number

04-2103580
Part I
Types of Property
(a)
Check if applicable
(b)
Number of contributions or items contributed
(c)
Noncash contribution amounts reported on
Form 990, Part VIII, line 1g
(d)
Method of determining
noncash contribution amounts
1 Art—Works of art .... X 26 0 NONE
2 Art—Historical treasures .        
3 Art—Fractional interests ..        
4 Books and publications .. X   Other
5 Clothing and household
goods .......
X   Other
6 Cars and other vehicles ..        
7 Boats and planes ....        
8 Intellectual property ...        
9 Securities—Publicly traded . X 1,082 109,658,720 Market value
10 Securities—Closely held stock .        
11 Securities—Partnership, LLC,
or trust interests ....
X 2 7,891,772 Other - APPRAISED VALUE/FMV
12 Securities—Miscellaneous .. X 3 1,885,500 Other - APPRAISED VALUE/FMV
13 Qualified conservation
contribution—Historic
structures .....
       
14 Qualified conservation
contribution—Other ...
       
15 Real estate—Residential .        
16 Real estate—Commercial ..        
17 Real estate—Other ...        
18 Collectibles ..... X 4   Other
19 Food inventory ...        
20 Drugs and medical supplies . X 3   Other
21 Taxidermy ......        
22 Historical artifacts ....        
23 Scientific specimens ..        
24 Archeological artifacts ...        
25 Other Right pointing arrow large image ( ARCHIVAL ) X 4   Other
26 Other Right pointing arrow large image ( SPORTS EQUIPMENT ) X 28   Other
27 Other Right pointing arrow large image ( AV TECHNOLOGY ) X 14   Other
28 Other Right pointing arrow large image ( SUBSCRIPTION ) X 1   Other
29
Number of Forms 8283 received by the organization during the tax year for contributions
for which the organization completed Form 8283, Part IV, Donee Acknowledgement
29
13
Yes
No
30a
During the year, did the organization receive by contribution any property reported in Part I, lines 1 through 28, that it must hold for at least three years from the date of the initial contribution, and which isn't required to be used for exempt purposes for the entire holding period? ...................
30a
 
No
b
If "Yes," describe the arrangement in Part II.
31
Does the organization have a gift acceptance policy that requires the review of any nonstandard contributions?
31
Yes
 
32a
Does the organization hire or use third parties or related organizations to solicit, process, or sell noncash
contributions? ..........................
32a
Yes
 
b
If "Yes," describe in Part II.
33
If the organization didn't report an amount in column (c) for a type of property for which column (a) is checked,
describe in Part II.
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 51227J
Schedule M (Form 990) (2020)
Schedule M (Form 990) (2020)
Page 2
Part IISupplemental Information. Provide the information required by Part I, lines 30b, 32b, and 33, and whether the organization is reporting in Part I, column (b), the number of contributions, the number of items received, or a combination of both. Also complete this part for any additional information.
Return Reference Explanation
Schedule M, Part I COLUMN (B): THE UNIVERSITY IS REPORTING THE NUMBER OF CONTRIBUTIONS RECEIVED.
Schedule M, Part I, Line 33 EXPLANATION OF REVENUES NOT REPORTED SFAS 116 PROVIDES THAT CONTRIBUTIONS OF WORKS OF ART, HISTORICAL TREASURES, AND SIMILAR ASSETS NEED NOT BE RECOGNIZED AS REVENUES AND CAPITALIZED IF THE DONATED ITEMS ARE ADDED TO COLLECTIONS THAT ARE HELD FOR PUBLIC EXHIBITION, EDUCATION, OR RESEARCH IN FURTHERANCE OF PUBLIC SERVICE RATHER THAN FINANCIAL GAIN. THE UNIVERSITY DOES NOT REPORT REVENUES FOR GIFTS-IN-KIND INTENDED FOR DISPLAY OR IMMATERIAL AMOUNTS. THE FOLLOWING IS THE TEXT OF THE FOOTNOTE DESCRIBING COLLECTIONS FROM THE UNIVERSITY'S FINANCIAL STATEMENTS: "THE UNIVERSITY'S VAST ARRAY OF MUSEUMS AND LIBRARIES CONTAINS PRICELESS WORKS OF ART, HISTORICAL TREASURES, LITERARY WORKS, AND ARTIFACTS. THESE COLLECTIONS ARE PROTECTED AND PRESERVED FOR PUBLIC EXHIBITION, EDUCATION, RESEARCH, AND THE FURTHERANCE OF PUBLIC SERVICE. THEY ARE NEITHER DISPOSED OF FOR FINANCIAL GAIN NOR ENCUMBERED IN ANY MANNER. ACCORDINGLY, SUCH COLLECTIONS ARE NOT RECORDED FOR FINANCIAL STATEMENT PURPOSES." NOT ALL GIFTS ARE ART GIVEN WITH THE INTENTION OF BEING DISPLAYED. THERE MAY BE INSTANCES WHERE A GIFT OF ART IS MADE WITH THE PURPOSE OF BEING SOLD AND THE PROCEEDS BENEFITING A SPECIFIC PURPOSE OR UNIT AT THE UNIVERSITY. IN SUCH CASES, THE SALE PROCEEDS WOULD BE RECORDED AS GIFT REVENUE AT THE TIME OF SALE.
Schedule M, Part I, Line 33 OTHER NONCASH CONTRIBUTIONS: CERTAIN NONCASH CONTRIBUTIONS LISTED IN PART I HAVE NOT REPORTED AN AMOUNT IN PART I, COLUMN (C). NO AMOUNT IS REPORTED FOR THESE CONTRIBUTIONS EITHER BECAUSE THEY ARE INTENDED FOR DISPLAY, AS DISCUSSED ABOVE, OR BECAUSE THE VALUE OF THE NONCASH CONTRIBUTION IS IMMATERIAL.
Schedule M, Part I, Line 32b Third parties used to solicit, process, or sell noncash contributions THIRD PARTIES, SUCH AS AUCTION HOUSES OR BROKERS, MAY BE USED TO SELL NON-CASH CONTRIBUTIONS TO THE UNIVERSITY, BUT NOT TO PROCESS OR SOLICIT ANY CONTRIBUTIONS TO THE UNVIERSITY, EXCEPT AS DISCLOSED ON SCHEDULE G, PART I.
Schedule M (Form 990) (2020)

Additional Data


Software ID: 20011424
Software Version: 2020v4.0
SCHEDULE O
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Supplemental Information to Form 990 or 990-EZ

Complete to provide information for responses to specific questions on
Form 990 or 990-EZ or to provide any additional information.
MediumBullet Attach to Form 990 or 990-EZ.
MediumBullet Go to www.irs.gov/Form990 for the latest information.
OMB No. 1545-0047
2020
Open to Public
Inspection
Name of the organization
President and Fellows of Harvard College
 
Employer identification number

04-2103580
Return Reference Explanation
Form 990, Part I, Line 5 TOTAL NUMBER OF INDIVIDUALS EMPLOYED: AS REQUIRED BY THE FORM 990 INSTRUCTIONS, THE NUMBER REPORTED ON PART I, LINE 5 REPRESENTS THE TOTAL NUMBER OF FORMS W-2 PRODUCED BY THE UNIVERSITY DURING CALENDAR YEAR 2020. THIS INCLUDES PAYMENTS FOR WORK STUDY AND CERTAIN TEACHING FELLOWS, AS WELL AS SHORT-TERM EMPLOYMENT. THE TOTAL HEAD COUNT FOR FACULTY AND STAFF AS REPORTED ON THE HARVARD UNIVERSITY FACT BOOK FOR OCTOBER 30, 2020 WAS 19,178.
Form 990, Part I, Line 6 VOLUNTEERS: HARVARD IS FORTUNATE TO BENEFIT FROM THE SERVICES OF VOLUNTEERS ACROSS ITS NUMEROUS SCHOOLS, DEPARTMENTS, AND PROGRAMS. WHILE HARVARD DOES NOT FORMALLY TRACK OR ELSEWHERE REPORT THE NUMBER OF ITS VOLUNTEERS, THE UNIVERSITY ESTIMATES THAT THIS FIGURE EXCEEDS 10,000.
Form 990, Part VI, Line 7b Decisions requiring approval by members or stockholders CERTAIN ACTIONS OF THE HARVARD CORPORATION, SUCH AS THE ELECTION OF NEW CORPORATION MEMBERS, THE CONFERRAL OF DEGREES, AND AMENDMENTS TO THE UNIVERSITY STATUTES, ARE SUBJECT TO THE CONSENT OF THE UNIVERSITY'S BOARD OF OVERSEERS.
Form 990, Part VI, Line 11b Review of form 990 by governing body THE FORM 990 WAS REVIEWED BY THE UNIVERSITY'S TAX RETURN REVIEW COMMITTEES, COMPRISING SENIOR FINANCE STAFF, AND INTERNAL AND EXTERNAL COUNSEL. THE FORM 990 WAS ALSO REVIEWED BY THE UNIVERSITY'S JOINT COMMITTEE ON INSPECTION, CONSISTING OF MEMBERS OF THE HARVARD CORPORATION AND THE BOARD OF OVERSEERS. THE FINAL FORM 990 WAS PROVIDED TO THE ENTIRE HARVARD CORPORATION BEFORE IT WAS FILED.
Form 990, Part VI, Line 12c Conflict of interest policy ANNUALLY, THE UNIVERSITY'S OFFICE OF THE GENERAL COUNSEL DISTRIBUTES A COPY OF THE HARVARD UNIVERSITY POLICY ON CONFLICTS OF INTEREST AND COMMITMENT FOR SENIOR OFFICERS AND SENIOR ADMINISTRATORS, AND AN ANNUAL DISCLOSURE FORM, TO THE INDIVIDUALS SUBJECT TO THE POLICY. THE COMPLETED FORMS ARE REVIEWED BY THE OFFICE OF THE GENERAL COUNSEL. A PARALLEL PROCESS IS CARRIED OUT ANNUALLY BY THE OFFICE OF THE GOVERNING BOARDS FOR THE UNIVERSITY'S GOVERNING BODY. THE COMPLETED DISCLOSURE FORMS OF MEMBERS OF THE GOVERNING BODY ARE REVIEWED BY BOTH THE OFFICE OF THE GENERAL COUNSEL AND THE SECRETARY OF THE UNIVERSITY.
Form 990, Part VI, Line 15a Process to establish compensation of top management official THE FOLLOWING IS A DESCRIPTION OF THE ANNUAL COMPENSATION REVIEW PROCESS (CROSS-REFERENCE SCHEDULE J, PART I, LINE 3). THE MOST RECENT REVIEW CONDUCTED PRIOR TO THE CLOSE OF FISCAL YEAR 2021 OCCURRED IN JULY 2020. THE OFFICE OF HUMAN RESOURCES INITIATES AN ANNUAL REVIEW PROCESS TIMED SO THAT A FINAL REVIEW CAN BE CONDUCTED BY THE HARVARD CORPORATION DURING ITS JULY MEETING. ALL INTERNAL REVIEWS AND NEW SALARY RECOMMENDATIONS ARE CONDUCTED IN ADVANCE OF THE CORPORATION MEETING, GENERALLY INCLUDING RECOMMENDATION BY THE PRESIDENT OF COMPENSATION OTHER THAN THE PRESIDENT'S OWN. THE PROVOST AND THE EXECUTIVE VICE PRESIDENT ADDITIONALLY PROVIDE RECOMMENDATIONS ON THOSE INDIVIDUALS FOR WHOM THEY HAVE ORGANIZATIONAL RESPONSIBILITY, SUBJECT TO THE APPROVAL OF THE PRESIDENT. DURING THE MEETING, THE CORPORATION, WHICH IN FULL SERVES AS THE COMPENSATION COMMITTEE, REVIEWS EACH OF THE PRESIDENT'S PROPOSALS FOR FINAL APPROVAL. THE PRESIDENT DOES NOT PARTICIPATE IN THE DELIBERATIONS OR THE VOTE ON THE PRESIDENT'S OWN COMPENSATION. ALL VOTES ARE MEMORIALIZED IN MINUTES AND PRESERVED, TOGETHER WITH ALL BACKGROUND DATA AND MATERIALS PROVIDED BY THE OFFICE OF HUMAN RESOURCES. THIS ANNUAL REVIEW PROCESS INCLUDES THE COMPILATION OF APPROPRIATE COMPARABILITY COMPENSATION DATA FOR EACH POSITION INCLUDED IN THE REVIEW. THE COMPENSATION COMMITTEE OBTAINS AND RELIES UPON APPROPRIATE COMPENSATION MARKET SURVEY DATA AND ANALYSIS IN EACH CASE PRIOR TO MAKING ITS DETERMINATION. FOR THIS PURPOSE, THE PRINCIPAL SOURCE OF SUCH DATA IS AN ANNUAL REPORT PROVIDED BY AN OUTSIDE CONSULTANT. ADDITIONAL COMPARABILITY DATA FOR REVIEW OF THE PRESIDENT'S COMPENSATION HAS BEEN DRAWN FROM A SECOND EXTERNAL SOURCE THAT IS COMPILED ANNUALLY AND FROM PUBLICLY AVAILABLE FORM 990 INFORMATION. THE INDIVIDUALS TO WHOM THE PROCESS IS APPLIED ARE THE FOLLOWING: 1. THE OFFICERS OF THE UNIVERSITY, INCLUDING THE PRESIDENT, PROVOST, SECRETARY, EXECUTIVE VICE PRESIDENT, AND ALL VICE PRESIDENTS; 2. THE DEANS OF THE FACULTIES, INCLUDING KEY EMPLOYEES; 3. CERTAIN OTHER SENIOR UNIVERSITY PERSONNEL.
Form 990, Part VI, Line 15b Process to establish compensation of other employees THE ANNUAL COMPENSATION REVIEW PROCESS DESCRIBED ABOVE APPLIES TO OTHER OFFICERS AND KEY EMPLOYEES.
Form 990, Part VI, Line 19 Required documents available to the public HARVARD UNIVERSITY MAKES ITS ANNUAL FINANCIAL STATEMENTS AVAILABLE ON ITS WEBSITE. HARVARD'S CONFLICT OF INTEREST POLICY FOR SENIOR OFFICERS AND SENIOR ADMINISTRATORS IS AVAILABLE ON HARVARD'S INTRANET, ACCESSIBLE TO MEMBERS OF THE HARVARD COMMUNITY. HARVARD'S PUBLIC CHARTER IS AVAILABLE UPON REQUEST.
Form 990, Part VII, Section A, Line 1a, Column (B) AVERAGE HOURS PER WEEK: THE UNIVERSITY DOES NOT TRACK HOURS WORKED BY TRUSTEES, OFFICERS, KEY EMPLOYEES, AND HIGHEST COMPENSATED EMPLOYEES. THE AVERAGE HOURS WORKED REPORTED ON PART VII, COLUMN (B) ARE ESTIMATES, WITH 60 HOURS PER WEEK AS AN APPROXIMATION FOR FULL-TIME EMPLOYMENT. THE HOURS PER WEEK DEVOTED TO RELATED ORGANIZATIONS REPRESENTS AN ESTIMATE OF TIME THE INDIVIDUAL SPENDS IN HIS/HER CAPACITY AS A MEMBER OF THE BOARD OF DIRECTORS AND/OR AS AN EMPLOYEE OF HARVARD AFFILIATES.
Form 990, Part VII, Section A, Line 1a, Column (A) TITLE DREW FAUST WAS PRESIDENT UNTIL JUNE 30, 2018 AND THEN BEGAN HER NEW ROLE AS UNIVERSITY PROFESSOR. JEFFREY FLIER WAS DEAN OF HARVARD MEDICAL SCHOOL UNTIL JULY 2016 AND THEN RETURNED TO HIS ROLE AS FACULTY OF MEDICINE. BARBARA MCNEIL WAS ACTING DEAN OF HARVARD MEDICAL SCHOOL FROM AUGUST 2016 UNTIL DECEMBER 2016 AND THEN RETURNED TO HER ROLE AS FACULTY OF MEDICINE. MICHAEL SMITH WAS DEAN OF FACULTY OF ARTS AND SCIENCES UNTIL AUGUST 14, 2018 AND THEN RETURNED TO HIS ROLE AS FACULTY OF ARTS AND SCIENCES.
Form 990, Part VIII, Line 2f Other Program Service Revenue ALL OTHER PROGRAM SERVICE REVENUE - Total Revenue: XXX-XX-XXXX, Related or Exempt Function Revenue: 92383653, Unrelated Business Revenue: 6359206, Revenue Excluded from Tax Under Sections 512, 513, or 514: 15837784;
Form 990, Part XI, Line 9 Other changes in net assets or fund balances CHANGE IN RETIREMENT OBLIGATIONS - XXX-XX-XXXX; OTHER CHANGES IN SPLIT INTEREST AGREEMENTS - -XXX-XX-XXXX; TRANSFERS TO/FROM AFFILIATE ORGANIZATIONS - 50097673; OTHER CHANGE IN NET ASSETS - 70910084;
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 51056K
Schedule O (Form 990 or 990-EZ) 2020


Additional Data


Software ID: 20011424
Software Version: 2020v4.0
SCHEDULE R
(Form 990)

Department of the Treasury
Internal Revenue Service
Related Organizations and Unrelated Partnerships
MediumBulletComplete if the organization answered "Yes" on Form 990, Part IV, line 33, 34, 35b, 36, or 37.
MediumBulletAttach to Form 990.
MediumBullet Go to www.irs.gov/Form990 for instructions and the latest information.

OMB No. 1545-0047
2020
Open to Public Inspection
Name of the organization
President and Fellows of Harvard College
 
Employer identification number

04-2103580
Part I
Identification of Disregarded Entities. Complete if the organization answered "Yes" on Form 990, Part IV, line 33.
(a)
Name, address, and EIN (if applicable) of disregarded entity


(b)
Primary activity


(c)
Legal domicile (state
or foreign country)

(d)
Total income


(e)
End-of-year assets


(f)
Direct controlling
entity

(1) BEAU GESTE XXV LLC
HRES 1350 MASS AVE
CAMBRIDGE,MA02138
20-2138990
REAL ESTATE MA 4,118,301 67,799,461 PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
(2) DG EQUITY PARTICIPANTS II LLC
131 SOUTH DEARBORN ST 32 FL
CHICAGO,IL60603
98-1167777
INVESTMENTS DE 0 0 DG PARTICIPANTS LTD
 
(3) HARVARD 219 WESTERN LLC
 
 
REAL ESTATE MA 505,197 10,007 PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
(4) HARVARD ALLSTON LAND COMPANY
 
 
DEVELOPMENT MANAGEMENT MA 0 0 PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
(5) HARVARD INTERNATIONAL LLC
1350 MASS AVE STE 980
CAMBRIDGE,MA02138
30-0459737
INTERNATIONAL SUPPORT MA 0 0 PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
(6) HARVARD UNIVERSITY BEACON YARDS LLC
1033 MASS AVE 3RD FL
CAMBRIDGE,MA02138
03-0517218
REAL ESTATE MA 450,000 78,939,403 PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
(7) HUH BROKERAGE SERVICES LLC
 
 
REAL ESTATE MA 321,950 46,979 PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
Part II
Identification of Related Tax-Exempt Organizations. Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related tax-exempt organizations during the tax year.
(a)
Name, address, and EIN of related organization


(b)
Primary activity


(c)
Legal domicile (state
or foreign country)

(d)
Exempt Code section


(e)
Public charity status
(if section 501(c)(3))

(f)
Direct controlling
entity

(g)
Section 512(b)(13) controlled entity?
Yes No
(1)AFRICA ACADEMY FOR PUBLIC HEALTH
 
 
RESEARCH TZ     PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
Yes
 
(2)AMERICAN REPERTORY THEATRE COMPANY INC
64 BRATTLE ST

CAMBRIDGE,MA02138
04-2665867
PERFORMING ARTS MA 501(c)(3) 10 PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
Yes
 
(3)ASSOCIACAO DAVID ROCKEFELLER CENTER DE UNIVERSIDADE DE HARVARD
 
 
EDUCATION BR     PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
Yes
 
(4)BLUE MARBLE HOLDINGS CORP
600 ATLANTIC AVENUE

BOSTON,MA02210
23-7014581
INVESTMENT MANAGEMENT MA 501(c)(3) Type I PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
Yes
 
(5)BOTSWANA-HARVARD AIDS INSTITUTE
 
 
RESEARCH BC     PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
Yes
 
(6)CENTRE RECHERCHE EUROPEEN DE LA HBS
 
 
RESEARCH SUPPORT FR     PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
Yes
 
(7)DEMETER HOLDINGS CORPORATION
600 ATLANTIC AVENUE

BOSTON,MA02210
04-3044742
INVESTMENT MANAGEMENT MA 501(c)(3) Type I PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
Yes
 
(8)DOYUKAI FUND FOR HARVARD INC
79 JFK STREET

CAMBRIDGE,MA02138
04-3478889
RESEARCH SUPPORT MA 501(c)(3) Type I PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
Yes
 
(9)DUBAI HARVARD FOUNDATION FOR MEDICAL RESEARCH INC
401 PARK DR

BOSTON,MA02215
52-2446955
EDUCATION AND RESEARCH MA 501(c)(3) Type I PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
Yes
 
(10)EDX INC
141 PORTLAND ST 9TH FL

CAMBRIDGE,MA02139
46-0807740
EDUCATION MA 501(c)(3) Type I NA
 
 
No
(11)ENDOWMENT FOR RESEARCH IN HUMAN BIOLOGY INC
745 BOYLSTON ST 7TH FL

BOSTON,MA02116
04-2702030
RESEARCH MA 501(c)(3) Type III-O PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
Yes
 
(12)FUNDACION CENTRO DE INVESTIGACION DE LA ESCUELA DE ADMIN DE EMPRESA
 
 
RESEARCH SUPPORT AR     PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
Yes
 
(13)FUNDACION DRCLAS CHILE
 
 
FACULTY AND STUDENT ACTIVITIES CI     PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
Yes
 
(14)GIOVANNI ARMENISE-HARVARD FOUNDATION FOR SCIENTIFIC RESEARCH INC
HMS DEAN OF FAC OF MED

BOSTON,MA02115
04-3293162
RESEARCH SUPPORT MA 501(c)(3) Type I PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
Yes
 
(15)HANSJORG WYSS INST FOR BIOLOGICALLY INSPIRED ENGINEERING AT HARVARD UNIV IN
C3 BLACKFAN CIRCLE 5TH FL CLSB

BOSTON,MA02115
30-0773387
RESEARCH MA 501(c)(3) Type I PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
Yes
 
(16)HARVARD BUSINESS SCHOOL INTERACTIVE INC
SOLDIERS FIELD RD

BOSTON,MA02163
04-3395140
EXECUTIVE EDUCATION MA 501(c)(3) Type I PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
Yes
 
(17)HARVARD BUSINESS SCHOOL PUBLISHING CORP
20 GUEST ST STE 700

BRIGHTON,MA02135
04-3177990
PUBLISHING MA 501(c)(3) Type I PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
Yes
 
(18)HARVARD DEDICATED ENERGY LIMITED
1033 MASS AVE 3RD FL

CAMBRIDGE,MA02138
03-0425512
ELECTRICITY PURCHASING MA 501(c)(3) Type I PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
Yes
 
(19)HARVARD GLOBAL RESEARCH AND SUPPORT SERVICES INC
114 MOUNT AUBURN ST 5TH FL

CAMBRIDGE,MA02138
45-4535664
GLOBAL SUPPORT MA 501(c)(3) Type I PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
Yes
 
(20)HARVARD GLOBAL RESEARCH AND SUPPORT SERVICES INC - TUNISIA
 
 
RESEARCH TS     HARVARD GLOBAL RESEARCH AND SUPPORT SERVICES INC
 
Yes
 
(21)HARVARD GLOBAL RESEARCH SUPPORT CENTRE INDIA
PIRAMAL TOWER 7TH FL 703 PENINSULA
CORPORATE PARK LOWER PAREL
MUMBAI,MAHARASHTRA400013
IN
RESEARCH IN     HARVARD GLOBAL RESEARCH AND SUPPORT SERVICES INC
 
Yes
 
(22)HARVARD GLOBAL RESEARCH SUPPORT CENTRE ISRAEL LTD
 
 
RESEARCH IS     HARVARD GLOBAL RESEARCH AND SUPPORT SERVICES INC
 
Yes
 
(23)HARVARD GLOBAL RESEARCH SUPPORT CENTRE SOUTH AFRICA NPC
 
 
RESEARCH SF     HARVARD GLOBAL RESEARCH AND SUPPORT SERVICES INC
 
Yes
 
(24)HARVARD GLOBAL UK
 
 
RESEARCH UK     HARVARD GLOBAL RESEARCH AND SUPPORT SERVICES INC
 
Yes
 
(25)HARVARD MAGAZINE INC
7 WARE ST

CAMBRIDGE,MA02138
04-6112308
PUBLISHING MA 501(c)(3) Type III-FI PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
Yes
 
(26)HARVARD MANAGEMENT COMPANY INC
600 ATLANTIC AVENUE

BOSTON,MA02210
23-7361259
INVESTMENT MANAGEMENT MA 501(c)(3) Type I PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
Yes
 
(27)HARVARD MANAGEMENT PRIVATE EQUITY CORPORATION
600 ATLANTIC AVENUE

BOSTON,MA02210
04-3070522
INVESTMENT MANAGEMENT MA 501(c)(3) Type I PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
Yes
 
(28)HARVARD MEDICAL CENTER
25 SHATTUCK ST

BOSTON,MA02115
04-2213292
MEDICAL EDUCATION MA 501(c)(3) Type I NA
 
 
No
(29)HARVARD NEURODISCOVERY CENTER INC
25 SHATTUCK ST

BOSTON,MA02115
31-1745145
RESEARCH SUPPORT MA 501(c)(3) Type I PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
Yes
 
(30)HARVARD PRIVATE CAPITAL REALTY INC
600 ATLANTIC AVENUE

BOSTON,MA02210
22-3138409
INVESTMENT MANAGEMENT MA 501(c)(3) Type I PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
Yes
 
(31)HARVARD REAL ESTATE - ALLSTON INC
1033 MASS AVE 3RD FL

CAMBRIDGE,MA02138
04-3373410
TITLE HOLDING COMPANY MA 501(c)(25)   PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
Yes
 
(32)HARVARD REAL ESTATE INC
1033 MASS AVE 3RD FL

CAMBRIDGE,MA02138
04-2649303
REAL ESTATE BROKERAGE MA 501(c)(3) Type I PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
Yes
 
(33)HARVARD-YENCHING INSTITUTE
VANSERG HALL 25 FRANCIS AVE

CAMBRIDGE,MA02138
04-2062394
EDUCATION MA 501(c)(3) Type I NA
 
 
No
(34)ION INC
1350 MASS AVE

CAMBRIDGE,MA02138
22-3032677
RESEARCH MA 501(c)(3) Type I PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
Yes
 
(35)LONGWOOD MEDICAL ENERGY COLLABORATIVE INC
375 LONGWOOD AVE

BOSTON,MA02115
04-3476764
ENERGY SERVICES MA 501(c)(3) Type I NA
 
 
No
(36)MASSACHUSETTS GREEN HIGH PERFORMANCE COMPUTING CENTER INC
100 BIGELOW ST

HOLYOKE,MA01040
27-3014805
RESEARCH MA 501(c)(3) Type I NA
 
 
No
(37)MGHPCC HOLYOKE INC
100 BIGELOW ST

HOLYOKE,MA01040
45-2257442
RESEARCH MA 501(c)(3) Type I NA
 
 
No
(38)PHEMUS CORPORATION
600 ATLANTIC AVENUE

BOSTON,MA02210
04-2997367
INVESTMENT MANAGEMENT MA 501(c)(3) Type I PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
Yes
 
(39)RED TOP INC
MURR CTR 65 NORTH HARVARD ST

BOSTON,MA02163
51-0189788
ATHLETICS CT 501(c)(3) Type I PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
Yes
 
(40)SHIPPING VENTURE CORPORATION
600 ATLANTIC AVENUE

BOSTON,MA02210
04-3263656
INVESTMENT MANAGEMENT MA 501(c)(3) Type I PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
Yes
 
(41)STUDENT CLUBS OF HBS INC
SOLDIERS FIELD RD

BOSTON,MA02163
57-1152691
STUDENT SUPPORT MA 501(c)(3) Type I PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
Yes
 
(42)STUDENT ORGANIZATIONS AND JOURNALS OF HARVARD LAW SCHOOL INC
1585 MASSACHUSETTS AVE

CAMBRIDGE,MA02138
84-3118937
STUDENT SUPPORT MA 501(c)(3) Type I PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
Yes
 
(43)THE CARL J SHAPIRO INSTITUTE FOR EDUCATION AND RESEARCH AT HARVARD
330 BROOKLINE AVE

BOSTON,MA02215
04-3326928
MEDICAL EDUCATION AND RESEARCH MA 501(c)(3) Type I NA
 
 
No
(44)THE RESEARCH COLLECTIONS AND PRESERVATION CONSORTIUM
701 CARNEGIE CENTER STE 445

PRINCETON,NJ08540
22-3751732
LIBRARY DEPOSITORY NJ 501(c)(3) Type I PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
Yes
 
(45)TRUSTEES FOR HARVARD UNIVERSITY
1033 MASS AVE 3RD FL

CAMBRIDGE,MA02138
53-0199180
EDUCATION DC 501(c)(3) Type II PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
Yes
 
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50135Y
Schedule R (Form 990) 2020
Schedule R (Form 990) 2020
Page 2
Part III
Identification of Related Organizations Taxable as a Partnership. Complete if the organization answered "Yes" on Form 990, Part IV, line 34, because it had one or more related organizations treated as a partnership during the tax year.
(a)
Name, address, and EIN of
related organization



(b)
Primary activity




(c)
Legal
domicile
(state or foreign
country)


(d)
Direct controlling
entity



(e)
Predominant income(related, unrelated, excluded from tax under sections 512-514)

(f)
Share of total income




(g)
Share of end-of-year
assets



(h)
Disproprtionate allocations?




(i)
Code V-UBI
amount in box 20 of
Schedule K-1
(Form 1065)
(j)
General or
managing
partner?



(k)
Percentage
ownership


Yes No Yes No
(1) 144 FULTON MMEE JV LLC

C/O CROWN ACQUISITIONS INC
667 MADISON AVENUE 12TH FLOOR
NEW YORK,NY10065
47-4542524
INVESTMENTS DE CAR II HOLDINGS I LLC (CROWN ATLANTIC RETAIL II LLC)
 
Excluded -772,584 26,416,410   No 0   No 75.74 %
(2) 170 BROADWAY LLC

C/O CROWN ACQUISITIONS INC
667 MADISON AVENUE 12TH FLOOR
NEW YORK,NY10065
46-4145333
INVESTMENTS DE CROWN ATLANTIC RETAIL I LLC (CROWN ATLANTIC RETAIL LLC)
 
Excluded -224,148 51,789,206   No 0   No 75.74 %
(3) 522 FULTON REALTY LLC

C/O CROWN ACQUISITIONS INC
667 MADISON AVENUE 12TH FLOOR
NEW YORK,NY10065
13-4215034
INVESTMENTS DE CA 522 INVESTOR LLC (CROWN ATLANTIC RETAIL II LLC)
 
Excluded 580,139 26,645,945   No 0   No 75.74 %
(4) 947 LINCOLN ROAD LLC

C/O CROWN ACQUISITIONS INC
667 MADISON AVENUE 12TH FLOOR
NEW YORK,NY10065
46-5244987
INVESTMENTS DE CROWN ATLANTIC RETAIL I LLC (CROWN ATLANTIC RETAIL LLC)
 
Excluded -722,853 27,888,524   No 0   No 75.74 %
(5) AMERRA AGRI OPPORTUNITY FUND LP

55 WEST 46TH ST
STE 2801
NEW YORK,NY10036
27-3310646
INVESTMENTS DE HARVARD MANAGEMENT PRIVATE EQUITY CORPORATION
 
Excluded -1,209,239 84,315,353   No 63,122   No 99.23 %
(6) APOLLO THUNDER PARTNERS LP

ONE MANHATTANVILLE ROAD SUITE 201
PURCHASE,NY10577
36-4827348
INVESTMENTS DE HARVARD MANAGEMENT PRIVATE EQUITY CORPORATION
 
Excluded 2,498,238 112,886,942   No -106,939   No 97.56 %
(7) AQUILINE ARMOUR CO-INVEST II LP

C/O AQUILINE CAPITAL PARTNERS
535 MADISON AVE 24TH FL
NEW YORK,NY10022
82-3864734
INVESTMENTS CJ HARVARD MANAGEMENT PRIVATE EQUITY CORPORATION
 
Excluded 0 17,527,774   No 0   No 76.5 %
(8) ASSOCIATED FUNDS SPV LP

292 IVY STREET
3RD FLOOR
SAN FRANCISCO,CA94102
84-2851486
INVESTMENTS DE HARVARD MANAGEMENT PRIVATE EQUITY CORPORATION
 
Excluded 0 20,136,960   No 0   No 50.12 %
(9) ATLANTIC CT HOLDINGS LLC

4343 VON KARMAN AVE SUITE 200
NEWPORT BEACH,CA92660
46-2501216
INVESTMENTS DE ATLANTIC WESTERN INDUSTRIAL LLC (ATLANTIC US REAL ESTATE LLC)
 
Excluded -6,095 247,002   No 0   No 70.82 %
(10) ATLANTIC P3 LIFE SCIENCES HOLDINGS LLC

4380 LAJOLLA VILLAGE DRIVE
SUITE 230
SAN DIEGO,CA92122
47-2638594
INVESTMENTS DE ATLANTIC WLS LLC (ATLANTIC US REAL ESTATE LLC)
 
Excluded 377,178,626 66,735,442   No 0   No 94.49 %
(11) ATLANTIC REGENT HOLDINGS LLC

11990 SAN VICENTE BOULEVARD
SUITE 200
LOS ANGELES,CA90049
47-2097418
INVESTMENTS DE ATLANTIC WSWO LLC (ATLANTIC US REAL ESTATE LLC)
 
Excluded 2,347,896 70,864,116   No 0   No 93.59 %
(12) ATLANTIC SCIOTO HOLDINGS LLC

230 PARK AVENUE 12TH FLOOR
NEW YORK,NY10169
47-1979711
INVESTMENTS DE ATLANTIC DEBT INVESTOR LLC (ATLANTIC US REAL ESTATE LLC)
 
Excluded -7,566,212 13,711,474   No 0   No 94.32 %
(13) ATLANTIC TORONTO LP

600 ATLANTIC AVENUE
BOSTON,MA02210
35-2384789
INVESTMENTS DE HARVARD PRIVATE CAPITAL REALTY INC
 
Excluded 0 27,529   No 0   No 99.99 %
(14) ATLANTIC US REAL ESTATE LLC

C/O BAIN CAPITAL REAL ESTATE LP
200 CLARENDON ST 41ST FLOOR
BOSTON,MA02116
82-4033944
INVESTMENTS DE HARVARD PRIVATE CAPITAL REALTY INC
 
Excluded 426,844,432 2,132,572,813   No -2,811,451   No 94.68 %
(15) BAIN CAPITAL REAL ESTATE FUND II-A LP

C/O BAIN CAPITAL RE
200 CLARENDON ST 41ST FLOOR
BOSTON,MA02116
85-1331196
INVESTMENTS DE HARVARD PRIVATE CAPITAL REALTY INC
 
Excluded 0 137,172   No 0   No 52.83 %
(16) BAINBRIDGE CC URBANA APARTMENTS LLC

12765 WEST FOREST HILL BLVD
SUITE 1307
WELLINGTON,FL33414
80-0910794
INVESTMENTS DE BLUE ATLANTIC URBANA LLC
 
Excluded 0 20,421,111   No 0   No 83.51 %
(17) BCC CAMBRIDGE NEW FINANCING SOLUTION (REVOLVERS) LP

MAPLES FIDUCIARY SERVICES DE INC
4001 KENNETT PIKE SUITE 302
WILMINGTON,DE19807
84-2105056
INVESTMENTS DE LUXCO LENDING FUND II SARL
 
Excluded 5,135,138 21,747,211   No 0   No 100 %
(18) BCC CAMBRIDGE NEW FINANCING SOLUTION (TL) LP

MAPLES FIDUCIARY SERVICES DE INC
4001 KENNETT PIKE SUITE 302
WILMINGTON,DE19807
84-2105177
INVESTMENTS DE LUXCO LENDING FUND II SARL
 
Excluded 31,776,821 102,047,146   No 0   No 100 %
(19) BLC FIC FIDC-NP

 
 
INVESTMENTS BR BLC MASTER FUND LP
 
Excluded 7,340,259 30,870,552   No 0   No 52.97 %
(20) BLC MASTER FUND LP

PO BOX 309 UGLAND HOUSE
GEORGE TOWN,GRAND CAYMANKY11104
CJ
98-1251228
INVESTMENTS CJ BLC FUND B LP
 
Excluded 695,330 31,999,772   No 0   No 56.93 %
(21) BLUE ATLANTIC ACQUISITION GROUP II LLC

353 NORTH CLARK STREET SUITE 730
CHICAGO,IL60654
90-0909419
INVESTMENTS DE ATLANTIC STUDENT HOUSING LLC (BLUE ATLANTIC ACQUISITION GROUP LLC)
 
Excluded 17,980,354 64,183,161   No 0   No 92.79 %
(22) BLUE ATLANTIC ACQUISITION GROUP LLC

353 NORTH CLARK STREET SUITE 730
CHICAGO,IL60654
27-4668306
INVESTMENTS DE ATLANTIC STUDENT HOUSING LLC (ATLANTIC US REAL ESTATE LLC)
 
Excluded -6,105,680 0   No 0   No 92.79 %
(23) BPC APPVIEWX HOLDINGS LLC

330 RAILROAD AVENUE STE 201
GREENWICH,CT06830
84-2210183
INVESTMENTS DE HARVARD MANAGEMENT PRIVATE EQUITY CORPORATION
 
Excluded 26,301 7,460,941   No 0   No 74.78 %
(24) BRAMSHILL TACTICAL FIXED INCOME MASTER FUND LTD

 
 
INVESTMENTS CJ BRAMSHILL TACTICAL FIXED INCOME FUND LTD
 
Excluded 20,632,919 434,008,067   No 0   No 63.47 %
(25) BRIGHTLIGHT CAPITAL PARTNERS LP

15 MYRTLE AVENUE 1A
WESTPORT,CT06880
45-2604596
INVESTMENTS DE HARVARD MANAGEMENT PRIVATE EQUITY CORPORATION
 
Excluded 16,051,674 162,829,143   No 0   No 62.35 %
(26) CA ATLANTIC URBAN LV LLC

C/O CROWN ACQUISITIONS INC
667 MADISON AVENUE 12TH FLOOR
NEW YORK,NY10065
81-5215845
INVESTMENTS DE ATLANTIC URBAN LV INVESTMENT LLC (ATLANTIC US REAL ESTATE LLC)
 
Excluded -246,581 8,930,291   No 0   No 94.68 %
(27) CA USQUARE LLC

C/O CROWN ACQUISITIONS INC
667 MADISON AVENUE 12TH FLOOR
NEW YORK,NY10065
47-3889463
INVESTMENTS DE ATLANTIC USQUARE LLC (ATLANTIC US REAL ESTATE LLC)
 
Excluded -9,619,151 33,848,185   No 0   No 85.21 %
(28) CCC INVESTORS HOLDINGS II LP

C/O CRRF GP II LLC GENERAL PARTNER
2310 WASHINGTON STREET
NEWTON LOWER FALLS,MA02462
47-2033623
INVESTMENTS DE ATLANTIC CRI II LLC
 
Excluded 3,661,103 290,326   No 0   No 100 %
(29) CERBERUS MA PARTNERS LP

190 ELGIN AVENUE
GERORGE TOWN,GRAND CAYMANKY19005
CJ
36-4762301
INVESTMENTS CJ HARVARD PRIVATE CAPITAL REALTY INC
 
Excluded 0 18,870,315   No 0   No 52.2 %
(30) CERTARES HOLDINGS (OPTIONAL) LLC

350 MADISON AVENUE
8TH FLOOR
NEW YORK,NY10017
82-5362658
INVESTMENTS DE HARVARD MANAGEMENT PRIVATE EQUITY CORPORATION
 
Excluded 98,842 70,204,235   No 0   No 60 %
(31) CH OCEANSIDE LLC

C/O CROWN ACQUISITIONS INC
667 MADISON AVENUE 12TH FLOOR
NEW YORK,NY10065
46-2568911
INVESTMENTS DE CROWN ATLANTIC 2756 LONG BEACH ROAD LLC (CROWN ATLANTIC RETAIL II LLC)
 
Excluded 3,291,603 0   No 0   No 75.74 %
(32) COGNATE INVESTMENTS LP

PO BOX 96503 PMB 42078
WASHINGTON,DC20090
85-3709667
INVESTMENTS DE HARVARD MANAGEMENT PRIVATE EQUITY CORPORATION
 
Excluded 0 6,285,935   No 0   No 62.34 %
(33) CORAL SENIOR HOUSING II LLC

1275 PENNSYLVANIA AVENUE NORTH WEST
2ND FLOOR
WASHINGTON,DC20004
32-0410036
INVESTMENTS DE CORAL LIVING II LLC (ATLANTIC US REAL ESTATE LLC)
 
Excluded 15,697,646 33,681,775   No 0   No 94.21 %
(34) CORAL SENIOR HOUSING III LLC

1275 PENNSYLVANIA AVENUE NORTH WEST
2ND FLOOR
WASHINGTON,DC20004
38-3931197
INVESTMENTS DE CORAL LIVING III LLC (ATLANTIC US REAL ESTATE LLC)
 
Excluded 1,215,576 95,305,316   No 0   No 94.21 %
(35) CORAL SENIOR HOUSING IV LLC

1275 PENNSYLVANIA AVENUE NORTH WEST
2ND FLOOR
WASHINGTON,DC20004
81-4574488
INVESTMENTS DE CORAL LIVING III LLC (ATLANTIC US REAL ESTATE LLC)
 
Excluded -256,753 89,284,532   No 0   No 94.21 %
(36) CROWN 144 FULTON LLC

C/O CROWN ACQUISITIONS INC
667 MADISON AVENUE 12TH FLOOR
NEW YORK,NY10065
47-3233984
INVESTMENTS DE 144 FULTON MMEE JV LLC
 
Excluded -741,928 24,286,843   No 0   No 72.74 %
(37) CROWN ATLANTIC INTL OLIVE LLC

C/O CROWN ACQUISITIONS INC
667 MADISON AVENUE 12TH FLOOR
NEW YORK,NY10065
47-1830643
INVESTMENTS DE CROWN ATLANTIC RETAIL I LLC (CROWN ATLANTIC RETAIL LLC)
 
Excluded 725,817 9,769,776   No 0   No 77.85 %
(38) CROWN ATLANTIC RETAIL II LLC

C/O CROWN ACQUISITIONS INC
667 MADISON AVENUE 12TH FLOOR
NEW YORK,NY10065
36-4806500
INVESTMENTS DE ATLANTIC URBAN RETAIL INC
 
Excluded -1,729,795 56,269,096   No 0   No 84.16 %
(39) CROWN ATLANTIC RETAIL LLC

C/O CROWN ACQUISITIONS INC
667 MADISON AVENUE 12TH FLOOR
NEW YORK,NY10065
46-1605646
INVESTMENTS DE ATLANTIC URBAN RETAIL INC
 
Excluded -296,249 52,589,134   No 0   No 84.16 %
(40) CROWN ICS 5TH ACQUISITIONS LLC

C/O CROWN ACQUISITIONS INC
667 MADISON AVENUE 12TH FLOOR
NEW YORK,NY10065
47-1827246
INVESTMENTS DE ATLANTIC URBAN RETAIL INC
 
Excluded 114,576 23,547,596   No 0   No 57.35 %
(41) CROWN SRP LLC

C/O CROWN ACQUISITIONS INC
667 MADISON AVENUE 12TH FLOOR
NEW YORK,NY10065
47-2106149
INVESTMENTS DE ATLANTIC URBAN RETAIL INC
 
Excluded -40,159 1,569,834   No 0   No 75.74 %
(42) CVI CHVF LP

1601 UTICA AVENUE SOUTH
SUITE 1000
ST LOUIS PARK,MN55416
80-0941373
INVESTMENTS DE HARVARD MANAGEMENT PRIVATE EQUITY CORPORATION
 
Excluded 0 12,808,814   No 0   No 91.21 %
(43) CVI CHVF LUX SECURITIES SARL

1601 UTICA AVENUE SOUTH
SUITE 1000
ST LOUIS PARK,MN55416
98-1120470
INVESTMENTS LU CVI CHVF LUX MASTER SARL
 
Excluded 469,484 1,549,116   No 0   No 91.21 %
(44) CVI CHVF MASTER FUND I LP

1601 UTICA AVENUE SOUTH
SUITE 1000
ST LOUIS PARK,MN55416
80-0941608
INVESTMENTS DE CVI CHVF LP
 
Excluded -2,861 2,805   No 0   No 91.21 %
(45) CVI CHVF MASTER FUND II LP

1601 UTICA AVENUE SOUTH
SUITE 1000
ST LOUIS PARK,MN55416
32-0415499
INVESTMENTS DE CVI CHVF LP
 
Excluded 662,954 3,961,193   No 0   No 91.21 %
(46) DOUGLASBAY CAPITAL III FUND (CO-INVESTMENT ACCOUNT NO 1) LP

 
 
INVESTMENTS CJ HARVARD MANAGEMENT PRIVATE EQUITY CORPORATION
 
Excluded 345,677 66,526,859   No 0   No 80.22 %
(47) EAE ATLANTIC LLC

C/O AE REAL ESTATE HOLDINGS LLC
1065 AVENUE OF THE AMERICAS
NEW YORK,NY10024
36-4743445
INVESTMENTS DE ATLANTIC WFH INVESTOR LLC (ATLANTIC US REAL ESTATE LLC)
 
Excluded -2,270,335 168,205,118   No 0   No 86.06 %
(48) ELLIPSIS PARTNERS LLC

600 ATLANTIC AVENUE
BOSTON,MA02210
83-3308875
INVESTMENTS DE HARVARD MANAGEMENT PRIVATE EQUITY CORPORATION
 
Excluded -4,142,347 197,069,211   No 0   No 99.97 %
(49) EPIRIS FUND II CO-INVESTMENT (A) LP

 
 
98-1455895
INVESTMENTS JE HARVARD MANAGEMENT PRIVATE EQUITY CORPORATION
 
Excluded 0 14,435,263   No 0   No 66.67 %
(50) EPIRIS FUND II CO-INVESTMENT (C) LP

 
 
98-1485534
INVESTMENTS JE HARVARD MANAGEMENT PRIVATE EQUITY CORPORATION
 
Excluded 0 17,480,647   No 0   No 56.03 %
(51) EVOLUTION CREDIT PARTNERS FINANCE I-E LP

28 STATE STREET 23RD FLOOR
BOSTON,MA02109
84-4015063
INVESTMENTS DE HARVARD MANAGEMENT PRIVATE EQUITY CORPORATION
 
Excluded 405,256 1,454,213   No 0   No 100 %
(52) EVOLUTION CREDIT PARTNERS I LP

125 HIGH STREET HIGH STREET TOWER
26TH FLOOR
BOSTON,MA02110
INVESTMENTS DE EVOLUTION CREDIT PARTNERS I (CAYMAN) LP
 
Excluded 16,416,663 321,296,143   No 0   No 86.27 %
(53) GBE INVESTMENTS LP

MAPLES CORPORATE SERVICES LTD
PO BOX 309 UGLAND HOUSE
GEORGE TOWN,GRAND CAYMAN  
CJ
INVESTMENTS CJ BLUE MARBLE HOLDINGS CORP
 
Excluded -9,120,639 19,221,655   No 0   No 98.9 %
(54) GERRITY ATLANTIC RETAIL PARTNERS LLC

973 LOMAS SANTA FE DRIVE
SOLANA BEACH,CA92075
27-4257497
INVESTMENTS DE ATLANTIC RETAIL WEST LLC (ATLANTIC US REAL ESTATE LLC)
 
Excluded -556,313 -64,771,974   No 0   No 93.05 %
(55) HAMPDEN INSURANCE PARTNERS I LP

C/O MOURANT OZANNES CORP SVCS LTD
94 SOLARIS AVENUE PO BOX 1348
CAMANA BAY,GRAND CAYMANKY11108
CJ
INVESTMENTS CJ HARVARD MANAGEMENT PRIVATE EQUITY CORPORATION
 
Excluded 371 45,782,805   No 0   No 99 %
(56) HARVARD COMMINGLED ACCOUNT

HMC INC 600 ATLANTIC AVE
BOSTON,MA02210
04-3344621
INVESTMENTS MA PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
Excluded 784,769,396 0   No 0 Yes   90.64 %
(57) HARVARD GLOBAL SERVICES INDIA LLP

ZEE SQUAREMG ROADVILE PARLE EAST
OPP BANK OF BARODA
MUMBAI,MUMBAI400057
IN
RESEARCH IN HARVARD GLOBAL RESEARCH AND SUPPORT SERVICES INC
 
Excluded 233,882 92,400   No 0   No 99.99 %
(58) HB INSTITUTIONAL LIMITED PARTNERSHIP

10 ST JAMES AVE STE 1700
BOSTON,MA02116
04-3425685
INVESTMENTS MA HARVARD MANAGEMENT PRIVATE EQUITY CORPORATION
 
Excluded 8,660,461 876,770,377   No -370,574   No 97.15 %
(59) HLS SPV LLC

1345 AVENUE OF THE AMERICAS
42ND FLOOR
NEW YORK,NY10105
47-2205984
INVESTMENTS DE HARVARD MANAGEMENT PRIVATE EQUITY CORPORATION
 
Excluded 2,486,240 28,998,218   No 0   No 99.9 %
(60) HMC JUWEEL HOLDINGS LP

MAPLES CORPORATE SERVICES LTD
PO BOX 309 UGLAND HOUSE
GEORGE TOWN,GRAND CAYMANKY11104
CJ
98-1196430
INVESTMENTS CJ HMC JUWEEL INVESTORS LP
 
Excluded -4,973,362 28,606,971   No 0   No 100 %
(61) INDY BLUE EQUITY LLC

C/O US REALTY ADVISORS LLC
1370 AVE OF THE AMERICAS
NEW YORK,NY10019
45-3668839
INVESTMENTS DE INDY BLUE MANAGER LLC (TETRIS PROPERTY LP)
 
Excluded 909,240 121,484,971   No 0   No 93.73 %
(62) INTERNET ECONOMY HOLDINGS III LLC

PO BOX 171305
SALT LAKE CITY,UT84117
83-2567678
INVESTMENTS DE HARVARD MANAGEMENT PRIVATE EQUITY CORPORATION
 
Excluded 0 6,474,246   No 0   No 99.23 %
(63) INTERNET ECONOMY HOLDINGS LLC

PO BOX 171305
SALT LAKE CITY,UT84117
82-1208714
INVESTMENTS DE HARVARD MANAGEMENT PRIVATE EQUITY CORPORATION
 
Excluded 0 41,950,232   No 0   No 79.57 %
(64) IRON POINT CO-INVESTMENT I LLC

201 MAIN STREET SUITE 2300
FORT WORTH,TX76102
45-4748900
INVESTMENTS DE ATLANTIC T5 HOLDINGS LLC (ATLANTIC US REAL ESTATE LLC)
 
Excluded -76,660 26,704,230   No 0   No 75.74 %
(65) ISLAND C-III ATLANTIC HOLDINGS LLC

300 N MAIN STREET SUITE 402
GREENVILLE,SC29601
47-1180960
INVESTMENTS DE ATLANTIC C-III LLC
 
Unrelated -607,831 5,256,085   No -821,045   No 100 %
(66) ISLAND NYC RECOVERY FUND I LP

6031 CONNECTION DRIVE SUITE 200
IRVING,TX75039
85-0517715
INVESTMENTS DE HARVARD MANAGEMENT PRIVATE EQUITY CORPORATION
 
Excluded 275 -66,640   No 0   No 67.26 %
(67) JC SILOS FUNDO DE INVESTIMENTO EM DIREITOS CREDITORIOS NAO-PADRONIZADO

 
 
INVESTMENTS BR BLC FIC FIDC-NP
 
Excluded 4,473,059 1,862,982   No 0   No 52.66 %
(68) JUS BG I - MASTER LP

3500 S DUPONT HIGHWAY
DOVER,DE19901
46-2781217
INVESTMENTS DE JUS BG I - FEEDER LP
 
Excluded -541,194 1,237,197   No 0   No 100 %
(69) L-A SATURN ACQUISITION LP

C/O MAPLES FIDUCIARY SERVICES INC
WILMINGTON,DE19807
30-0825127
INVESTMENTS DE ATLANTIC US REAL ESTATE LLC
 
Excluded 57,979,941 41,216,511   No 0   No 58.67 %
(70) LMA RESEARCH COMPLEX PRIMARY CONDOMINIUM ASSOCIATION LLC

181 A LONGWOOD AVENUE
BOSTON,MA02116
00-1330896
REAL ESTATE MA PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
Excluded -357 784,810   No 0   No 64.2 %
(71) LONGFELLOW ATLANTIC HOLDINGS LLC

260 FRANKLIN STREET SUITE 1920
BOSTON,MA02110
80-0965922
INVESTMENTS DE ATLANTIC SCIENCE LLC (ATLANTIC US REAL ESTATE LLC)
 
Excluded 57,097,381 1,268,193   No 0   No 93.73 %
(72) LUBERT-ADLERLARAMAR URBAN NEIGHBORHOOD CAPITAL FUND LP

3284 NORTHSIDE PARKWAY NW
SUITE 570
ATLANTA,GA30327
61-1804548
INVESTMENTS DE ATLANTIC FUND HOLDINGS LLC
 
Excluded -660,799 33,098,705   No 0   No 50 %
(73) MAP INSTITUTIONAL LLC 800 SERIES

3801 PGA BOULEVARD SUITE 500
PALM BEACH GARDENS,FL33410
85-3060397
INVESTMENTS DE HARVARD PRIVATE CAPITAL REALTY INC
 
Excluded 6,804,017 205,783,557   No 0   No 100 %
(74) MAP INSTITUTIONAL LLC 801 SERIES

3801 PGA BOULEVARD SUITE 500
PALM BEACH GARDENS,FL33410
86-3083283
INVESTMENTS DE HARVARD PRIVATE CAPITAL REALTY INC
 
Excluded 377,866 51,452,661   No 0   No 100 %
(75) MCR HOSPITALITY FUND II REIT HOLDINGS LLC

1503 LBJ FREEWAY
SUITE 300
DALLAS,TX75234
85-2503745
INVESTMENTS DE MCR HOSPITALITY FUND II LP
 
Excluded 0 0   No 0   No 61.27 %
(76) MCR HOSPITALITY FUND II LP

1503 LBJ FREEWAY
SUITE 300
DALLAS,TX75234
85-0869659
INVESTMENTS DE HARVARD MANAGEMENT PRIVATE EQUITY CORPORATION
 
Excluded 0 5,444,369   No 0   No 61.27 %
(77) MCR OPPORTUNITY FUND I REIT HOLDINGS LLC

1503 LBJ FREEWAY
SUITE 300
DALLAS,TX75234
85-2064624
INVESTMENTS DE MCR OPPORTUNITY FUND I LP
 
Excluded 0 0   No 0   No 66.12 %
(78) MCR OPPORTUNITY FUND I LP

1503 LBJ FREEWAY
SUITE 300
DALLAS,TX75234
85-1650579
INVESTMENTS DE HARVARD MANAGEMENT PRIVATE EQUITY CORPORATION
 
Excluded 0 25,732,364   No 0   No 66.12 %
(79) MCRB LLC

1503 LBJ FREEWAY SUITE 300
DALLAS,TX75234
46-1235435
INVESTMENTS DE SAPPHIRE HOSPITALITY LLC (ATLANTIC US REAL ESTATE LLC)
 
Excluded -23,703 0   No 0   No 70.81 %
(80) MCRS LLC

1503 LBJ FREEWAY SUITE 300
DALLAS,TX75234
27-3637201
INVESTMENTS MD SAPPHIRE HOSPITALITY LLC (ATLANTIC US REAL ESTATE LLC)
 
Excluded 5,879 0   No 0   No 81.33 %
(81) MDH ATLANTIC HOLDINGS LLC

3715 NORTHSIDE PARKWAY NW
BUILDING 400
ATLANTA,GA30327
46-5214306
INVESTMENTS DE ATLANTIC SOUTHEAST INDUSTRIAL LLC (ATLANTIC US REAL ESTATE LLC)
 
Excluded 0 0   No 0   No 92.77 %
(82) MOUNTAIN CAPITAL PARTNERS NPI LP

811 LOUISIANA STREET SUITE 2550
HOUSTON,TX77002
81-0788984
INVESTMENTS DE HARVARD MANAGEMENT PRIVATE EQUITY CORPORATION
 
Excluded 101,652 198,702,074   No 0   No 73.97 %
(83) OAK-MOSSER LLC

220 MONTGOMERY STREET 20TH FLOOR
SAN FRANCISCO,CA94104
81-3349445
INVESTMENTS DE ATLANTIC OAK LLC (ATLANTIC US REAL ESTATE LLC)
 
Excluded 4,275,418 5,956,849   No 0   No 88.05 %
(84) OMNI BRIDGEWAY (FUND 4) HPCR LP

437 MADISON AVENUE 19TH FLOOR
NEW YORK,NY10022
83-2788960
INVESTMENTS DE HARVARD PRIVATE CAPITAL REALTY INC
 
Unrelated -508,539 20,298,893   No -508,539   No 99.8 %
(85) OR OPPORTUNISTIC I (H) LP

399 PARK AVENUE
38TH FLOOR
NEW YORK,NY10022
85-2734604
INVESTMENTS DE HARVARD MANAGEMENT PRIVATE EQUITY CORPORATION
 
Excluded 0 7,214,150   No 0   No 99.5 %
(86) PREMIER A-1 ST LOUIS HOLDINGS LLC

3519 FEE FEE RD 221
BRIDGETON,MO63044
81-4162579
INVESTMENTS DE PSI ATLANTIC HOLDINGS III LLC
 
Excluded -1,624,224 30,266,165   No 0   No 92.49 %
(87) PSI ATLANTIC HOLDINGS III LLC

530 OAK COURT DRIVE SUITE 185
MEMPHIS,TN38117
81-0780333
INVESTMENTS DE ATLANTIC SELF STORAGE LLC (ATLANTIC US REAL ESTATE LLC)
 
Excluded -1,475,463 32,120,153   No 0   No 93.42 %
(88) QTH FUND LLC

1140 AVENUE OF AMERICAS 9TH FL
NEW YORK,NY10036
84-3958423
INVESTMENTS DE HARVARD MANAGEMENT PRIVATE EQUITY CORPORATION
 
Excluded 6,509,896 133,944,028   No -73,833   No 98.69 %
(89) QUEENS VENTURES LLC

C/O AE REAL ESTATE HOLDINGS LLC
1065 AVENUE OF THE AMERICAS
NEW YORK,NY10024
80-0963664
INVESTMENTS DE EAE ATLANTIC II INC
 
Excluded -4,322,534 285,979,282   No 0   No 82.41 %
(90) REALTERM EUROPE LOGISTICS FUND SCSP

 
 
98-1515046
INVESTMENTS LU HARVARD MANAGEMENT PRIVATE EQUITY CORPORATION
 
Excluded 102,070 25,532,657   No 0   No 53 %
(91) RECOGNIZE PARTNERS CHEETAH LP

27 HOSPITAL ROAD
GEORGE TOWN,GRAND CAYMANKY19008
CJ
98-1564111
INVESTMENTS CJ HARVARD MANAGEMENT PRIVATE EQUITY CORPORATION
 
Excluded 0 48,769,884   No 0   No 50 %
(92) RELF FRANCE SPE 1 SCI

 
 
98-1582479
INVESTMENTS FR RELF FRANCE HOLDINGS SAS
 
Excluded 0 827   No 0   No 52.99 %
(93) RELF FRANCE SPE 2 SCI

 
 
98-1582379
INVESTMENTS FR RELF FRANCE HOLDINGS SAS
 
Excluded 0 830   No 0   No 52.99 %
(94) S GROWTH PARTNERS LP

245 FIFTH AVENUE
SUITE 1102
NEW YORK,NY10016
85-3940206
INVESTMENTS DE HARVARD MANAGEMENT PRIVATE EQUITY CORPORATION
 
Excluded 0 5,040,263   No 0   No 52.63 %
(95) TDC ATLANTIC HOLDINGS LLC

5130 SOUTH ALSTON AVENUE SUITE 210
DURHAM,NC27713
47-5340743
INVESTMENTS DE ATLANTIC SE OFFICE LLC (ATLANTIC US REAL ESTATE LLC)
 
Excluded -24,626 -1,090,235   No 0   No 90.32 %
(96) TETRIS PROPERTY LP

C/O US REALTY ADVISORS LLC
1370 AVE OF THE AMERICAS
NEW YORK,NY10019
46-1625319
INVESTMENTS DE USRA ATLANTIC NET LEASE CAPITAL CORP
 
Excluded 1,118,548 34,966,114   No 0   No 93.73 %
(97) TPRV CAPITAL MASTER FUND LP

 
 
INVESTMENTS CJ TPRV CAPITAL FUND LTD
 
Excluded -15,864,079 780,264,816   No 0   No 54.19 %
(98) TRITON FUND II NO 2 LP

 
 
98-0634601
INVESTMENTS JE HARVARD MANAGEMENT PRIVATE EQUITY CORPORATION
 
Excluded 1,691 79,557   No 0   No 100 %
(99) UNICORN ENTERPRISE SELECT FUND LP

 
 
98-1584035
INVESTMENTS CJ HARVARD MANAGEMENT PRIVATE EQUITY CORPORATION
 
Excluded 0 11,711,414   No 0   No 90.91 %
(100) USRA ATLANTIC CAPITAL INVESTOR LLC

C/O US REALTY ADVISORS LLC
1370 AVE OF THE AMERICAS
NEW YORK,NY10019
82-3726933
INVESTMENTS DE ATLANTIC NET LEASE INVESTOR LLC (ATLANTIC US REAL ESTATE LLC)
 
Excluded 1,739,931 0   No 0   No 79.13 %
(101) USRA ATLANTIC CAPITAL PARTNERS LLC

C/O US REALTY ADVISORS LLC
1370 AVE OF THE AMERICAS
NEW YORK,NY10019
45-2686195
INVESTMENTS DE ATLANTIC NET LEASE INVESTOR LLC (ATLANTIC US REAL ESTATE LLC)
 
Excluded 4,084,842 39,254,930   No 0   No 94.68 %
(102) WBH KIRBY HILL CO-INVESTMENT LLC

7121 FAIRWAY DRIVE SUITE 410
PALM BEACH GARDENS,FL33418
14-1933484
INVESTMENTS DE HARVARD PRIVATE CAPITAL REALTY INC
 
Excluded 0 -1,520,546   No 0   No 100 %
(103) WEST70 MASTER FUND LP

 
 
INVESTMENTS CJ WEST70 OFFSHORE FUND LTD
 
Excluded 0 88,999,088   No 0   No 99.3 %
(104) XILOS DAKOTA SEPARATE LIMITED PARTNERSHIP

 
 
98-1293611
INVESTMENTS JE HARVARD MANAGEMENT PRIVATE EQUITY CORPORATION
 
Excluded -195 17,588,148   No 0   No 59.06 %
Part IV
Identification of Related Organizations Taxable as a Corporation or Trust. Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related organizations treated as a corporation or trust during the tax year.
(a)
Name, address, and EIN of
related organization
(b)
Primary activity
(c)
Legal
domicile
(state or foreign
country)
(d)
Direct controlling
entity
(e)
Type of entity
(C corp, S corp,
or trust)
(f)
Share of total income
(g)
Share of end-of-year
assets
(h)
Percentage
ownership
(i)
Section 512(b)(13) controlled entity?
Yes No
(1) 365 CHURCH STREET LIMITED PARTNERSHIP

4711 YONGE STREET SUITE 1400
TORONTO,ONM2N7E4
CA
INVESTMENTS CA ATLANTIC TORONTO HOLDINGS INC
 
C Corporation 438,394 726,582 50 % Yes  
(2) ADELAIDE-PETER DEVELOPMENTS

4711 YONGE STREET SUITE 1400
TORONTO,ONM2N7E4
CA
98-0684328
INVESTMENTS CA ATLANTIC TORONTO HOLDINGS INC
 
C Corporation 0 109,655 50 % Yes  
(3) AGRICOLA E INVERSIONES PAMPA ALEGRE SA

AVENIDA SANTA MARIA 6350
PISO 3
VITACURA,SANTIAGO  
CI
INVESTMENTS CI INVERSIONES TRES CUMBRES LTDA
 
C Corporation 0 0 100 % Yes  
(4) AGRICOLA EL CARDONAL LIMITADA

LO FONTECILLA NO 2014 SUITE 834
LAS CONDES,SANTIAGO  
CI
98-1204153
INVESTMENTS CI CLAG (CHILE) SPA
 
C Corporation 0 0 100 % Yes  
(5) AGRICOLA FUNDO BUCALEMU LIMITADA

DEL INCA 4446 OFFICE 1007
LAS CONDES,SANTIAGO  
CI
98-0639220
INVESTMENTS CI CLAG (CHILE) SPA
 
C Corporation 0 0 100 % Yes  
(6) AGROFLORESTAL VERDE SUL SA

RODOVIA RS-473 KM 22
RINCAO SO SALSO
DISTRICT MATARAZZO PEDRO OSORIO,RIO GRANDE DO SUL96360000
BR
INVESTMENTS BR CATTLEYA LLC
 
C Corporation -5,113,279 0 100 % Yes  
(7) AQUILA INC

C/O WALKERS SPV LTD PO BOX 908GT
87 MARY ST
GEORGE TOWN,GRAND CAYMAN  
CJ
98-0532782
INVESTMENTS CJ HARVARD MANAGEMENT PRIVATE EQUITY CORPORATION
 
C Corporation 104,203 151,747 100 % Yes  
(8) AR LEGACY REIT INC

11990 SAN VICENTE BOULEVARD
SUITE 200
LOS ANGELES,CA90049
81-5332102
INVESTMENTS DE ATLANTIC REGENT HOLDINGS LLC
 
C Corporation 3,599,982 38,216,205 93.59 % Yes  
(9) ARA INC

C/O WALKERS SPV LTD PO BOX 908GT
87 MARY ST
GEORGE TOWN,GRAND CAYMAN  
CJ
98-0543813
INVESTMENTS CJ HARVARD MANAGEMENT PRIVATE EQUITY CORPORATION
 
C Corporation -260,941 887,888 100 % Yes  
(10) ASH R ONE LLC

230 PARK AVENUE 12TH FLOOR
NEW YORK,NY10169
30-0949766
INVESTMENTS DE ATLANTIC SCIOTO HOLDINGS LLC
 
C Corporation -91,120 0 94.32 % Yes  
(11) ATLANTIC AVENUE REALTY LTD

C/O MAPLES AND CALDER
PO BOX 309 UGLAND HOUSE
GEORGE TOWN,GRAND CAYMANKY11104
CJ
98-0533323
INVESTMENTS CJ HARVARD PRIVATE CAPITAL REALTY INC
 
C Corporation 29,624 44,759 100 % Yes  
(12) ATLANTIC DV HOLDINGS LTD

C/O MAPLES AND CALDER
PO BOX 309 UGLAND HOUSE
GEORGE TOWN,GRAND CAYMANKY11104
CJ
98-1196247
INVESTMENTS CJ ATLANTIC INTERNATIONAL REAL ESTATE LLC
 
C Corporation 7,581,798 49,015,595 100 % Yes  
(13) ATLANTIC EUROPE INVESTMENTS GP LIMITED

 
 
INVESTMENTS UK HARVARD PRIVATE CAPITAL REALTY INC
 
C Corporation -9,012 0 100 % Yes  
(14) ATLANTIC EUROPE INVESTMENTS LP

 
 
98-0670648
INVESTMENTS UK HARVARD PRIVATE CAPITAL REALTY INC
 
C Corporation 872,804 26,771,817 100 % Yes  
(15) ATLANTIC GARNET FUNDING LTD

 
 
98-1493892
INVESTMENTS CJ HARVARD MANAGEMENT PRIVATE EQUITY CORPORATION
 
C Corporation 820,582 11,910,370 100 % Yes  
(16) ATLANTIC KING BLOCKER LIMITED

 
 
98-1461264
INVESTMENTS MP HARVARD MANAGEMENT PRIVATE EQUITY CORPORATION
 
C Corporation 4,943,729 42,362,792 100 % Yes  
(17) ATLANTIC P3 PROGRAM REIT INC

4380 LAJOLLA VILLAGE DRIVE
SUITE 230
SAN DIEGO,CA92122
47-2704934
INVESTMENTS DE ATLANTIC P3 LIFE SCIENCE HOLDINGS LLC
 
C Corporation 416,888,450 0 94.49 % Yes  
(18) ATLANTIC P3 TRS LLC

4380 LAJOLLA VILLAGE DRIVE
SUITE 230
SAN DIEGO,CA92122
81-1202899
INVESTMENTS DE ATLANTIC P3 PROGRAM REIT INC
 
C Corporation -254,146 0 94.49 % Yes  
(19) ATLANTIC REGENT REIT INC

11990 SAN VICENTE BOULEVARD
SUITE 200
LOS ANGELES,CA90049
32-0464661
INVESTMENTS DE ATLANTIC REGENT HOLDINGS LLC
 
C Corporation -1,575,099 7,531,640 93.59 % Yes  
(20) ATLANTIC TORONTO 365 CHURCH STREET GENERAL PARTNER INC

1066 WEST HASTINGS ST
SUITE 2600
VANCOUVER,BCV6E3X1
CA
INVESTMENTS CA ATLANTIC TORONTO HOLDINGS INC
 
C Corporation 0 7 99.99 % Yes  
(21) ATLANTIC TORONTO A-P GENERAL PARTNER INC

1066 WEST HASTINGS ST
SUITE 2600
VANCOUVER,BCV6E3X1
CA
98-0668180
INVESTMENTS CA ATLANTIC TORONTO HOLDINGS INC
 
C Corporation 0 1 99.99 % Yes  
(22) ATLANTIC TORONTO GRENVILLE GENERAL PARTNER INC

1066 WEST HASTINGS ST
SUITE 2600
VANCOUVER,BCV6E3X1
CA
INVESTMENTS CA ATLANTIC TORONTO HOLDINGS INC
 
C Corporation 0 6 99.99 % Yes  
(23) ATLANTIC TORONTO HOLDINGS INC

1066 WEST HASTINGS ST
SUITE 2600
VANCOUVER,BCV6E3X1
CA
98-0668178
INVESTMENTS CA ATLANTIC TORONTO LP
 
C Corporation 0 1,452,497 99.99 % Yes  
(24) ATLANTIC URBAN RETAIL INC

C/O BAIN CAPITAL REAL ESTATE LP
200 CLARENDON ST 41ST FLOOR
BOSTON,MA02116
32-6261983
INVESTMENTS DE ATLANTIC URBAN RETAIL HOLDINGS LLC (ATLANTIC US REAL ESTATE LLC)
 
C Corporation -1,831,567 18,922,155 94.68 % Yes  
(25) BAIN CAPITAL SPECIAL SITUATIONS EUROPE (A) LP

 
 
98-1422541
INVESTMENTS CJ HARVARD MANAGEMENT PRIVATE EQUITY CORPORATION
 
C Corporation 8,919,878 84,527,640 95.42 % Yes  
(26) BAINBRIDGE CC URBANA APARTMENTS REIT INC

12765 WEST FOREST HILL BLVD
SUITE 1307
WELLINGTON,FL33414
47-1171921
INVESTMENTS DE BAINBRIDGE CC URBANA APARTMENTS LLC
 
C Corporation -1,021,779 37,068,457 83.51 % Yes  
(27) BCC CAMBRIDGE (CAYMAN GP LOANS) LP

 
 
98-1495663
INVESTMENTS CJ LUXCO LENDING FUND II SARL
 
C Corporation 177,127 1,111,479 100 % Yes  
(28) BCC CAMBRIDGE (CAYMAN GP REVOLVERS) LP

 
 
98-1495639
INVESTMENTS CJ LUXCO LENDING FUND II SARL
 
C Corporation 7,367 126,743 100 % Yes  
(29) BLACK KITE PTY LTD

 
 
INVESTMENTS AS BLUE MARBLE HOLDINGS CORP
 
C Corporation 0 0 100 % Yes  
(30) BLACK KITE TRUST

 
 
98-6063158
INVESTMENTS AS SWT LP
 
C Corporation 2,349,787 50,095,435 100 % Yes  
(31) BLC FUND B LP

PO BOX 309 UGLAND HOUSE
GEORGE TOWN,GRAND CAYMANKY11104
CJ
98-1251361
INVESTMENTS CJ ITAY LLC
 
C Corporation -9,387,063 32,163,226 71.26 % Yes  
(32) BLC II FUND B LP

 
 
98-1386349
INVESTMENTS CJ HARVARD MANAGEMENT PRIVATE EQUITY CORPORATION
 
C Corporation -11,977,717 57,362,496 52.85 % Yes  
(33) BLUE ATLANTIC INVESTORS II INC

353 NORTH CLARK STREET SUITE 730
CHICAGO,IL60654
46-1452116
INVESTMENTS DE BLUE ATLANTIC ACQUISITION GROUP II LLC
 
C Corporation 22,307,798 129,002,156 92.79 % Yes  
(34) BLUE ATLANTIC INVESTORS INC

353 NORTH CLARK STREET SUITE 730
CHICAGO,IL60654
45-1022813
INVESTMENTS MD BLUE ATLANTIC ACQUISITION GROUP LLC
 
C Corporation 907 0 92.6 % Yes  
(35) BLUE ATLANTIC SHUTTLE II LLC

353 NORTH CLARK STREET SUITE 730
CHICAGO,IL60654
36-4851337
INVESTMENTS DE BLUE ATLANTIC INVESTORS II INC
 
C Corporation 2,768 73,613 92.79 % Yes  
(36) BOMAREA SRL

C/O MAPLES CORPORATE SERVICES LTD
PO BOX 309 UGLAND HOUSE
  GRAND CAYMANKY11109
CJ
INVESTMENTS PE LAPACHO LTD
 
C Corporation 0 0 100 % Yes  
(37) BRAMSHILL TACTICAL FIXED INCOME FUND LTD

 
 
INVESTMENTS CJ HARVARD MANAGEMENT PRIVATE EQUITY CORPORATION
 
C Corporation 19,438,617 324,208,038 79.88 % Yes  
(38) BRODIAEA INC

444 HIGUERA STREET SUITE 202
SAN LUIS OBISPO,CA93401
90-0862085
INVESTMENTS DE BELLUM LLC
 
C Corporation 0 53,305,355 100 % Yes  
(39) CALEDONIA CONCENTRATED FUND LP

650 MADISON AVE 24TH FLOOR
NEW YORK,NY10022
98-1422273
INVESTMENTS CJ HARVARD MANAGEMENT PRIVATE EQUITY CORPORATION
 
C Corporation 144,981,769 473,127,587 100 % Yes  
(40) CANTUTA LTD

C/O MAPLES CORPORATE SERVICES LTD
PO BOX 309 UGLAND HOUSE
  GRAND CAYMANKY11104
CJ
INVESTMENTS CJ PHEMUS CORPORATION
 
C Corporation 0 0 100 % Yes  
(41) CARACARA LTD

 
 
98-1098610
INVESTMENTS CJ SOBRALIA LTD
 
C Corporation 0 0 100 % Yes  
(42) CC VII HOLDINGS LLC

 
 
98-1361217
INVESTMENTS MP HARVARD MANAGEMENT PRIVATE EQUITY CORPORATION
 
C Corporation 1,578,759 86,142,436 52.66 % Yes  
(43) CENTRO HARVARD DAVID ROCKEFELLER PARA ESTUDIOS LATINOAMERICANOS AC

 
 
FACULTY AND STUDENT ACTIVITIES MX PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
C Corporation -592 13,210 100 % Yes  
(44) CHARITABLE LEAD TRUSTS (50)

 
 
CHARITABLE TRUST MA PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
Trust     0 % Yes  
(45) CHARITABLE REMAINDER TRUSTS (793)

 
 
CHARITABLE TRUST MA PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
Trust     0 % Yes  
(46) CLAG (CHILE) SPA

LO FONTECILLA 201 OFFICE 834
LAS CONDES,SANTIAGO  
CI
98-0650099
INVESTMENTS CI CLAG LLC
 
C Corporation 0 0 100 % Yes  
(47) COMPOSITION CAPITAL EUROPE FUND CV

 
 
98-0459793
INVESTMENTS NL HARVARD PRIVATE CAPITAL REALTY INC
 
C Corporation 0 0 58.25 % Yes  
(48) COMPOSITION CAPITAL EUROPE II FEEDER CV

 
 
98-0569903
INVESTMENTS NL HARVARD PRIVATE CAPITAL REALTY INC
 
C Corporation 0 0 71.75 % Yes  
(49) COPAYAPU SPA

2939 AVENIDA ISIDORA GOYENECHEA
11TH FL
LAS CONDES,SANTIAGO  
CI
98-1112517
INVESTMENTS CI PALPANA LLC
 
C Corporation -1,519,914 179,715 100 % Yes  
(50) CSH PROGRAM REIT II INC

1275 PENNSYLVANIA AVENUE NORTH WEST
2ND FLOOR
WASHINGTON,DC20004
30-0783361
INVESTMENTS DE CSH SENIOR HOUSING II LLC
 
C Corporation 15,903,235 43,799,909 94.21 % Yes  
(51) CSH PROGRAM REIT III INC

1275 PENNSYLVANIA AVENUE NORTH WEST
2ND FLOOR
WASHINGTON,DC20004
47-0981643
INVESTMENTS DE CSH SENIOR HOUSING III LLC
 
C Corporation 938,837 179,272,475 94.21 % Yes  
(52) CSH PROGRAM REIT IV INC

1275 PENNSYLVANIA AVENUE NORTH WEST
2ND FLOOR
WASHINGTON,DC20004
81-4646057
INVESTMENTS DE CORAL SENIOR HOUSING IV LLC
 
C Corporation -7,665,522 202,829,543 94.21 % Yes  
(53) CSH TRS HOLDING III LLC

1275 PENNSYLVANIA AVENUE NORTH WEST
2ND FLOOR
WASHINGTON,DC20004
32-0410113
INVESTMENTS DE CSH PROGRAM REIT II INC
 
C Corporation -744,801 308,178 94.21 % Yes  
(54) CSH TRS HOLDING IV LLC

1275 PENNSYLVANIA AVENUE NORTH WEST
2ND FLOOR
WASHINGTON,DC20004
35-2508708
INVESTMENTS DE CSH PROGRAM REIT III INC
 
C Corporation -8,460,958 1,265,138 94.21 % Yes  
(55) CSH TRS HOLDING V LLC

1275 PENNSYLVANIA AVENUE NORTH WEST
2ND FLOOR
WASHINGTON,DC20004
81-5203398
INVESTMENTS DE CSH PROGRAM REIT IV INC
 
C Corporation -1,478,542 1,357,224 94.21 % Yes  
(56) CVI CHVF LUX FINANCE SARL

 
 
98-1120658
INVESTMENTS LU CVI CHVF LUX MASTER SARL
 
C Corporation 136,815 26,847 91.21 % Yes  
(57) CVI CHVF LUX MASTER SARL

 
 
98-1120305
INVESTMENTS LU CVI CHVF LUX SUB HOLDINGS SARL
 
C Corporation 1,035,159 4,562,509 91.21 % Yes  
(58) DAIRY FARMS PARTNERSHIP

 
 
98-0594944
INVESTMENTS NZ DF1 LTD
 
C Corporation 1,391,168 60,248,704 100 % Yes  
(59) DELPHINIUM SAC

C/O MAPLES CORPORATE SERVICES LTD
PO BOX 309 UGLAND HOUSE
  GRAND CAYMANKY11104
CJ
INVESTMENTS PE ICHU LTD
 
C Corporation 0 0 100 % Yes  
(60) DG PARTICIPANTS LTD

C/O MAPLES CORP SVCS PO BOX 309
UGLAND HOUSE
GEORGE TOWN,GRAND CAYMANKY11104
CJ
98-1167777
INVESTMENTS CJ PRESIDENT & FELLOWS OF HARVARD COLLEGE
 
C Corporation 0 0 100 % Yes  
(61) EAE ATLANTIC II INC

C/O AE REAL ESTATE HOLDINGS LLC
1065 AVENUE OF THE AMERICAS
NEW YORK,NY10018
80-0954229
INVESTMENTS DE EAE ATLANTIC LLC
 
C Corporation -6,223,001 71,570,403 86.06 % Yes  
(62) EAE ATLANTIC III INC

C/O AE REAL ESTATE HOLDINGS LLC
1065 AVENUE OF THE AMERICAS
NEW YORK,NY10018
30-0835462
INVESTMENTS DE EAE ATLANTIC LLC
 
C Corporation -5,824,771 208,936,105 86.06 % Yes  
(63) EAE ATLANTIC IV INC

C/O AE REAL ESTATE HOLDINGS LLC
1065 AVENUE OF THE AMERICAS
NEW YORK,NY10018
36-4797540
INVESTMENTS DE EAE ATLANTIC LLC
 
C Corporation -6,262,613 113,534,234 86.06 % Yes  
(64) EAE ATLANTIC TRS LLC

C/O AE REAL ESTATE HOLDINGS LLC
1065 AVENUE OF THE AMERICAS
NEW YORK,NY10018
38-3978612
INVESTMENTS DE EAE ATLANTIC IV INC
 
C Corporation 11,002 62,066 86.06 % Yes  
(65) EASTERN ROSELLA TRUST

 
 
98-1131698
INVESTMENTS AS GREEN ROSELLA TRUST
 
C Corporation 22 0 100 % Yes  
(66) ECO CEBACO SA

 
 
INVESTMENTS PM NICATECA INC
 
C Corporation -80,061 27,244,233 100 % Yes  
(67) ECUADOR TIMBER LP

 
 
98-0458318
INVESTMENTS CJ PHEMUS CORPORATION
 
C Corporation 520,051 0 80 % Yes  
(68) EL MARIA SA

 
 
INVESTMENTS NU NICARAO LTD
 
C Corporation -1,908 546,130 100 % Yes  
(69) EMERALD CATASTROPHE FUND LTD

 
 
98-1194784
INVESTMENTS BD HARVARD MANAGEMENT PRIVATE EQUITY CORPORATION
 
C Corporation 1,876,827 15,900,973 98.98 % Yes  
(70) EMPRESA ECOLOGICA DEL ORINOCO SAS

 
 
INVESTMENTS CO TOUCANET SA
 
C Corporation 0 0 100 % Yes  
(71) EMPRESAS VERDES ARGENTINA SA

 
 
INVESTMENTS AR PINO LLC
 
C Corporation -3,382,737 44,663,695 100 % Yes  
(72) ESTANCIA CELINA SA

 
 
INVESTMENTS AR LAS MISIONES SA
 
C Corporation -219,755 6,454,550 100 % Yes  
(73) EVOLUTION CREDIT PARTNERS I (CAYMAN) LP

125 HIGH STREET HIGH STREET TOWER
26TH FLOOR
BOSTON,MA02110
98-1418348
INVESTMENTS CJ HARVARD MANAGEMENT PRIVATE EQUITY CORPORATION
 
C Corporation 15,724,590 109,331,573 86.27 % Yes  
(74) EVOLUTION CREDIT PARTNERS I SLP LLC

 
 
98-1427934
INVESTMENTS CJ HARVARD MANAGEMENT PRIVATE EQUITY CORPORATION
 
C Corporation 0 0 100 % Yes  
(75) EXPORTADORA CLAG CHILE SPA

DEL INCA 4446 OFFICE 1007
LAS CONDES,SANTIAGO  
CI
INVESTMENTS CI CLAG (CHILE) SPA
 
C Corporation 0 0 100 % Yes  
(76) FLAMENCO SPA

2939 AVENIDA ISIDORA GOYENECHEA
11TH FL
LAS CONDES,SANTIAGO  
CI
98-1120387
INVESTMENTS CI COPAYAPU SPA
 
C Corporation -150,843 19,764 100 % Yes  
(77) FLORESTAS DO SUL AGROFLORESTAL LTDA

AV CARLOS GOMES 1200 SALA 502
AUXILIADORA
CENTRO,RIO GRANDE DO SUL90480001
BR
98-0493906
INVESTMENTS BR CATTLEYA LLC
 
C Corporation -15,218,156 4,419,998 100 % Yes  
(78) FORESTAL BOSQUEPALM CIA LTDA

 
 
INVESTMENTS EC ECUADOR TIMBER LP
 
C Corporation 887,901 0 79.8 % Yes  
(79) FORESTAL FORESVERGAL CIA LTDA

 
 
INVESTMENTS EC ECUADOR TIMBER LP
 
C Corporation 1,317,592 0 79.8 % Yes  
(80) FORTALEZA AGROINDUSTRIAL LTDA

FAZENDA FORTALEZA
S/N - ZONA RURAL
SANTA FILOMENA,PIAUICEP64945
BR
INVESTMENTS BR INSOLO AGROINDUSTRIAL SA
 
C Corporation 0 0 100 % Yes  
(81) FRANCOLIN

PO BOX 309 UGLAND HOUSE
  GRAND CAYMANKY11104
CJ
98-1006384
INVESTMENTS CJ SHIPPING VENTURE CORPORATION
 
C Corporation 0 0 100 % Yes  
(82) FRIENDS OF HARVARD HONG KONG TRUST

114 MOUNT AUBURN ST 5TH FL
CAMBRIDGE,MA02138
47-7237666
TRUST FOR CONTRIBUTIONS HK HARVARD GLOBAL RESEARCH AND SUPPORT SERVICES INC
 
Trust 4,604,822 302 100 % Yes  
(83) FRIENDS OF HARVARD UNIVERSITY

 
 
TRUST FOR CONTRIBUTIONS UK HARVARD GLOBAL RESEARCH AND SUPPORT SERVICES INC
 
Trust 1,339,684 425,874 100 % Yes  
(84) GALILEIA AGROINDUSTRIAL LTDA

FAZENDA GALILEIA
S/N - ZONA RURAL-BAIXAI
GRANDE DO RIBEIRO,PIAUI  
BR
INVESTMENTS BR INSOLO AGROINDUSTRIAL SA
 
C Corporation 0 0 100 % Yes  
(85) GATEWAY REAL ESTATE FUND III - TE LP

 
 
98-0669480
INVESTMENTS CJ HARVARD PRIVATE CAPITAL REALTY INC
 
C Corporation 565,859 32,714,439 64.93 % Yes  
(86) GAVEA INVESTMENT FUND II B LP

100 KING STREET WEST
SUITE NO 6000
TORONTO,ONTARIOM5X1E2
CA
98-0537951
INVESTMENTS CA HARVARD MANAGEMENT PRIVATE EQUITY CORPORATION
 
C Corporation 523,000 836,000 100 % Yes  
(87) GAVEA JUS BRAZILIAN GOVERNMENT LIABILITIES FUND II-B LP

PO BOX 309 UGLAND HOUSE
GEORGE TOWN,GRAND CAYMANKY11104
CJ
98-0702067
INVESTMENTS CJ ITAY LLC
 
C Corporation -95,765 0 58.63 % Yes  
(88) GBE DEVELOPMENT I LTD

MAPLES CORPORATE SERVICES LTD
PO BOX 309 UGLAND HOUSE
GEORGE TOWN,GRAND CAYMAN  
CJ
INVESTMENTS CJ GBE INVESTMENTS LIMITED
 
C Corporation 0 114,141 98.9 % Yes  
(89) GBE DEVELOPMENT II LTD

MAPLES CORPORATE SERVICES LTD
PO BOX 309 UGLAND HOUSE
GEORGE TOWN,GRAND CAYMAN  
CJ
INVESTMENTS CJ GBE INVESTMENTS LIMITED
 
C Corporation -54,052 0 98.9 % Yes  
(90) GBE DEVELOPMENT III LTD

MAPLES CORPORATE SERVICES LTD
PO BOX 309 UGLAND HOUSE
GEORGE TOWN,GRAND CAYMAN  
CJ
INVESTMENTS CJ GBE INVESTMENTS LIMITED
 
C Corporation 0 4,417 98.9 % Yes  
(91) GBE DEVELOPMENT IV LTD

MAPLES CORPORATE SERVICES LTD
PO BOX 309 UGLAND HOUSE
GEORGE TOWN,GRAND CAYMAN  
CJ
INVESTMENTS CJ GBE INVESTMENTS LIMITED
 
C Corporation 0 63,463 98.9 % Yes  
(92) GBE DEVELOPMENT V LTD

MAPLES CORPORATE SERVICES LTD
PO BOX 309 UGLAND HOUSE
GEORGE TOWN,GRAND CAYMAN  
CJ
INVESTMENTS CJ GBE INVESTMENTS LIMITED
 
C Corporation -1,903,165 1,563,288 98.9 % Yes  
(93) GBE DEVELOPMENT VI LTD

UGLAND HOUSE SOUTH CHURCH STREET
PO BOX 309
GEORGE TOWN,GRAND CAYMANKY11104
CJ
INVESTMENTS CJ GBE INVESTMENTS LIMITED
 
C Corporation 0 0 98.9 % Yes  
(94) GBE FAZENDAS LTDA

AV DAS AMERICAS 700 BL 5
SALAS 123 A 128
BARRA DA TIJUCA,RIO DE JANEIRO  
BR
INVESTMENTS BR GBE PROPERTIES II LTD
 
C Corporation 0 0 98.9 % Yes  
(95) GBE HOLDINGS LTD

MAPLES CORPORATE SERVICES LTD
PO BOX 309 UGLAND HOUSE
GEORGE TOWN,GRAND CAYMANKY11104
CJ
INVESTMENTS CJ GBE INVESTMENTS LIMITED
 
C Corporation 134,124 1,826 98.9 % Yes  
(96) GBE INVESTMENTS LIMITED

MAPLES CORPORATE SERVICES LTD
PO BOX 309 UGLAND HOUSE
GEORGE TOWN,GRAND CAYMAN  
CJ
INVESTMENTS CJ GBE INVESTMENTS LP
 
C Corporation -9,097,686 13,451,764 98.9 % Yes  
(97) GBE PARTICIPACOES IMOBILIARIAS LTDA

AVE OF AMERICAS NO 700 BUILDING 05
OFFICES 123 A 128 PART
  RIO DE JANEIROCEP22640100
BR
INVESTMENTS BR REPRESA PROPERTIES LTD
 
C Corporation 0 0 98.9 % Yes  
(98) GBE PROJETOS AGRICOLAS II LTDA

AV DAS AMERICAS 700 BL 5
SALAS 123 A 128
BARRA DA TIJUCA,RIO DE JANEIRO  
BR
INVESTMENTS BR GBE DEVELOPMENT II LTD
 
C Corporation -54,057 1,862 98.9 % Yes  
(99) GBE PROPERTIES I LTD

MAPLES CORPORATE SERVICES LTD
PO BOX 309 UGLAND HOUSE
GEORGE TOWN,GRAND CAYMAN  
CJ
INVESTMENTS CJ GBE INVESTMENTS LIMITED
 
C Corporation -504,427 965,247 98.9 % Yes  
(100) GBE PROPERTIES II LTD

MAPLES CORPORATE SERVICES LTD
PO BOX 309 UGLAND HOUSE
GEORGE TOWN,GRAND CAYMAN  
CJ
INVESTMENTS CJ GBE INVESTMENTS LIMITED
 
C Corporation -3,759,629 35,197 98.9 % Yes  
(101) GBE PROPERTIES III LTD

MAPLES CORPORATE SERVICES LTD
PO BOX 309 UGLAND HOUSE
GEORGE TOWN,GRAND CAYMAN  
CJ
INVESTMENTS CJ GBE INVESTMENTS LIMITED
 
C Corporation -97,446 186,468 98.9 % Yes  
(102) GBE PROPERTIES V LTD

MAPLES CORPORATE SERVICES LTD
PO BOX 309 UGLAND HOUSE
GEORGE TOWN,GRAND CAYMAN  
CJ
INVESTMENTS CJ GBE INVESTMENTS LIMITED
 
C Corporation 0 1,119,906 98.9 % Yes  
(103) GBE PROPERTIES VI LTD

UGLAND HOUSE SOUTH CHURCH STREET
PO BOX 309
GEORGE TOWN,GRAND CAYMANKY11104
CJ
INVESTMENTS CJ GBE INVESTMENTS LIMITED
 
C Corporation 0 1,097 98.9 % Yes  
(104) GBE PROPERTIES VII LTD

 
 
INVESTMENTS CJ GBE INVESTMENTS LIMITED
 
C Corporation 0 0 98.9 % Yes  
(105) GBE PROPRIEDADES E EMPREENDIMENTOS IMOBILIARIOS BAHIA LTDA

AV DAS AMERICAS 700 BLOCO 5
SALAS 123 A 128
BARRA DA TIJUCA,RIO DE JANEIRO  
BR
INVESTMENTS BR TERRACAL PROPRIEDADES LTDA
 
C Corporation -5,469 2,849,431 98.9 % Yes  
(106) GBE PROPRIEDADES E EMPREENDIMENTOS IMOBILIARIOS GUADALUPE LTDA

AV DAS AMERICAS 700 BLOCO 5
SALAS 123 A 128
BARRA DA TIJUCA,RIO DE JANEIRO  
BR
INVESTMENTS BR TERRACAL PROPRIEDADES LTDA
 
C Corporation -182 3,954,888 98.9 % Yes  
(107) GBE PROPRIEDADES E EMPREENDIMENTOS IMOBILIARIOS MARANHAO LTDA

AVE OF AMERICAS NO 700 BUILDING 05
OFFICES 123
  RIO DE JANEIROCEP22640100
BR
INVESTMENTS BR GBE PROPRIEDADES HOLDINGS MARANHAO LTDA
 
C Corporation 0 0 98.9 % Yes  
(108) GBE PROPRIEDADES E EMPREENDIMENTOS IMOBILIARIOS MINAS GERAIS LTDA

AV DAS AMERICAS 700 BLOCO 5
SALAS 123 A 128
BARRA DA TIJUCA,RIO DE JANEIRO  
BR
INVESTMENTS BR TERRACAL PROPRIEDADES LTDA
 
C Corporation -1,860,544 1,087,662 98.9 % Yes  
(109) GBE PROPRIEDADES E EMPREENDIMENTOS IMOBILIARIOS PIAUI LTDA

AV DAS AMERICAS 700 BLOCO 5
SALAS 123 A 128
BARRA DA TIJUCA,RIO DE JANEIRO  
BR
INVESTMENTS BR TERRACAL PROPRIEDADES LTDA
 
C Corporation -13,114 3,143,870 98.9 % Yes  
(110) GBE PROPRIEDADES HOLDINGS BAHIA LTDA

AVE OF AMERICAS NO 700 BUILDING 05
OFFICES 123
  RIO DE JANEIROCEP22640100
BR
INVESTMENTS BR GBE PROPERTIES III LTD
 
C Corporation 0 0 98.9 % Yes  
(111) GBE PROPRIEDADES HOLDINGS GUADALUPE LTDA

AVE OF AMERICAS NO 700 BUILDING 05
OFFICES 123
  RIO DE JANEIROCEP22640100
BR
INVESTMENTS BR REPRESA PROPERTIES LTD
 
C Corporation 0 0 98.9 % Yes  
(112) GBE PROPRIEDADES HOLDINGS MARANHAO LTDA

AVE OF AMERICAS NO 700 BUILDING 05
OFFICES 123
  RIO DE JANEIROCEP22640100
BR
INVESTMENTS BR GBE PROPERTIES VII LTD
 
C Corporation 0 0 98.9 % Yes  
(113) GBE PROPRIEDADES HOLDINGS TOCANTINS LTDA

AVE OF AMERICAS NO 700 BUILDING 05
OFFICE 124
  RIO DE JANEIROCEP22640100
BR
INVESTMENTS BR GBE PROPERTIES IV LTD
 
C Corporation -646 25,744 98.9 % Yes  
(114) GBE PROPRIEDADES PARTICIPACOES PIAUI LTDA

AVE OF AMERICAS NO 700 BUILDING 05
OFFICES 123
  RIO DE JANEIROCEP22640100
BR
INVESTMENTS BR GBE PROPERTIES I LTD
 
C Corporation 0 0 98.9 % Yes  
(115) GERRITY ATLANTIC RETAIL PARTNERS INC

973 LOMAS SANTA FE DRIVE
SOLANA BEACH,CA92075
27-4802513
INVESTMENTS DE GERRITY ATLANTIC RETAIL PARTNERS LLC
 
C Corporation -1,147,453 65,135,971 93.05 % Yes  
(116) GERRITY RETAIL FUND 2 INC

973 LOMAS SANTA FE DRIVE
SOLANA BEACH,CA92075
46-4417545
INVESTMENTS DE GERRITY ATLANTIC RETAIL PARTNERS LLC
 
C Corporation -29,392,382 593,797,104 93.05 % Yes  
(117) GRANARY NORMANDIEN (PROPRIETARY) LIMITED

 
 
98-0610461
INVESTMENTS SF DEMETER HOLDINGS CORPORATION
 
C Corporation 0 0 100 % Yes  
(118) GREEN ROSELLA TRUST

 
 
98-1126908
INVESTMENTS AS ROSELLA LTD
 
C Corporation -1,601,088 66,550,750 100 % Yes  
(119) GREENGOLD EUROPEAN CAPITAL SA

 
 
INVESTMENTS LU BELLFLOWER LLC
 
C Corporation -21,762 0 100 % Yes  
(120) GREENGOLD VALUE FORESTS LITHUANIA UAB

 
 
98-1117259
INVESTMENTS LH GREENGOLD EUROPEAN CAPITAL SA
 
C Corporation 0 0 100 % Yes  
(121) GUANARE AARL

 
 
98-0641951
INVESTMENTS UY PHEMUS CORPORATION
 
C Corporation 34,674 65,603,711 100 % Yes  
(122) GUANARE SA

 
 
INVESTMENTS UY PHEMUS CORPORATION
 
C Corporation 7,919,952 164,269,686 100 % Yes  
(123) HARBOUR OFFSHORE FUND IV LP

 
 
98-1414548
INVESTMENTS CJ HARVARD MANAGEMENT PRIVATE EQUITY CORPORATION
 
C Corporation 63,075,019 130,603,963 56.74 % Yes  
(124) HARBOUR OFFSHORE FUND V LP

 
 
98-1538699
INVESTMENTS CJ HARVARD MANAGEMENT PRIVATE EQUITY CORPORATION
 
C Corporation -3,259,153 5,167,035 62.05 % Yes  
(125) HARSPRING CAPITAL OFFSHORE LTD

 
 
INVESTMENTS CJ HARVARD MANAGEMENT PRIVATE EQUITY CORPORATION
 
C Corporation 40,295,004 190,267,519 97 % Yes  
(126) HARVARD ARASTIRMA VE EGITIM MERKEZI ISTANBUL LIMITED SIRKETI

 
 
RESEARCH SUPPORT/EVENT SUPPORT TU HARVARD INTERNATIONAL LLC
 
C Corporation 38,837 191,218 100 % Yes  
(127) HARVARD BUSINESS SCHOOL PUBLISHING ASIA PACIFIC LTD

 
 
SALES SUPPORT SN HARVARD BUSINESS SCHOOL PUBLISHING CORP
 
C Corporation 1,501,263 926,383 100 % Yes  
(128) HARVARD BUSINESS SCHOOL PUBLISHING AUSTRALIA PTY LTD

C/O PWC ONE INTERNATIONAL TOWERS
WATERMANS QUAY,BARANGAROONSW2000
AS
SALES SUPPORT AS HARVARD BUSINESS SCHOOL PUBLISHING CORP
 
C Corporation 568,249 331,628 100 % Yes  
(129) HARVARD BUSINESS SCHOOL PUBLISHING DE MEXICO SA DE CV

 
 
SALES SUPPORT MX HARVARD BUSINESS SCHOOL PUBLISHING CORP
 
C Corporation 731,126 340,240 99.99 % Yes  
(130) HARVARD BUSINESS SCHOOL PUBLISHING EUROPE LTD

 
 
SALES SUPPORT UK HARVARD BUSINESS SCHOOL PUBLISHING CORP
 
C Corporation 5,798,885 2,928,987 100 % Yes  
(131) HARVARD BUSINESS SCHOOL PUBLISHING FRANCE SAS

 
 
SALES SUPPORT FR HARVARD BUSINESS SCHOOL PUBLISHING CORP
 
C Corporation 1,345,368 1,067,514 100 % Yes  
(132) HARVARD BUSINESS SCHOOL PUBLISHING INDIA PRIVATE LTD

 
 
PUBLISHING SUPPORT IN HARVARD BUSINESS SCHOOL PUBLISHING CORP
 
C Corporation 2,897,736 1,436,643 99.99 % Yes  
(133) HARVARD CENTER SHANGHAI CO LTD

 
 
RESEARCH SUPPORT/LOGISTICAL SUPPORT FOR EVENTS CH HARVARD INTERNATIONAL LLC
 
C Corporation -76,994 6,598,542 100 % Yes  
(134) HARVARD UNIVERSITY PRESS LTD

 
 
BOOK DISTRIBUTION UK PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
C Corporation 5,268,308 2,035,770 69.86 % Yes  
(135) HB CAYMAN LIMITED

PO BOX 309 GT
  GRAND CAYMANBWICJ
CJ
INVESTMENTS CJ HB INSTITUTIONAL LP
 
C Corporation 2,234,799 114,158,625 97.15 % Yes  
(136) HIP BERMUDA REINSURANCE I LIMITED

 
 
INVESTMENTS BD HAMPDEN INSURANCE PARTNERS I LP
 
C Corporation 434,846 28,675,904 93 % Yes  
(137) HITE CARBON OFFSET LTD

 
 
INVESTMENTS CJ HARVARD MANAGEMENT PRIVATE EQUITY CORPORATION
 
C Corporation 12,454,529 238,401,271 94.36 % Yes  
(138) HITE HEDGE OFFSHORE LTD

 
 
INVESTMENTS CJ HARVARD MANAGEMENT PRIVATE EQUITY CORPORATION
 
C Corporation 23,773,612 202,280,671 71.01 % Yes  
(139) HMC BEEFEATER INC

1209 ORANGE STREET
WILMINGTON,DE19801
82-0888543
INVESTMENTS DE HARVARD MANAGEMENT PRIVATE EQUITY CORPORATION
 
C Corporation 431,218 7,636,046 100 % Yes  
(140) HMC JUWEEL INVESTORS LP

MAPLES CORPORATE SERVICES LTD
PO BOX 309 UGLAND HOUSE
GEORGE TOWN,GRAND CAYMANKY11104
CJ
98-1196788
INVESTMENTS CJ HARVARD MANAGEMENT PRIVATE EQUITY CORPORATION
 
C Corporation 0 22,520,388 100 % Yes  
(141) HUNTER PATTON LTD

C/O MAPLES CORP SVCS PO BOX 309
UGLAND HOUSE
GEORGE TOWN,GRAND CAYMANKY11104
CJ
98-1395917
INVESTMENTS CJ PRESIDENT & FELLOWS OF HARVARD COLLEGE
 
C Corporation 0 0 100 % Yes  
(142) ICHU LTD

C/O MAPLES CORPORATE SERVICES LTD
PO BOX 309 UGLAND HOUSE
  GRAND CAYMANKY11104
CJ
INVESTMENTS CJ CANTUTA LTD
 
C Corporation 0 0 100 % Yes  
(143) INSOLO AGROINDUSTRIAL SA

 
 
INVESTMENTS BR INVESTIMENTOS E PARTICIPACOES AGRICOLAS LTDA
 
C Corporation 0 0 100 % Yes  
(144) INSOLO NORTE AGROINDUSTRIAL SA

 
 
INVESTMENTS BR INVESTIMENTOS E PARTICIPACOES AGRICOLAS LTDA
 
C Corporation 0 0 100 % Yes  
(145) INVERSIONES CATIVAL SA

 
 
INVESTMENTS NU NICARAO LTD
 
C Corporation -1,954 208,008 100 % Yes  
(146) INVERSIONES HEFEI SAC

AV PARDO Y ALIAGA 695 DPTO 11 URB
CHACARILLA SANTA CRUZ
SAN ISIDORO,LIMA  
PE
98-1111292
INVESTMENTS PE MASDEVALLIA LTD
 
C Corporation 0 0 100 % Yes  
(147) INVERSIONES LEFKADA SAC

AV PARDO Y ALIAGA 695 DPTO 11 URB
CHACARILLA SANTA CRUZ
SAN ISIDORO,LIMA  
PE
98-1110859
INVESTMENTS PE SOBRALIA LTD
 
C Corporation 0 0 100 % Yes  
(148) INVERSIONES MOSQUETA SAC

AV PARDO Y ALIAGA 695 DPTO 11 URB
CHACARILLA SANTA CRUZ
SAN ISIDORO,LIMA  
PE
98-1110734
INVESTMENTS PE MASDEVALLIA LTD
 
C Corporation 0 0 100 % Yes  
(149) INVERSIONES PIRONA SAC

AV PARDO Y ALIAGA 695 DPTO 11 URB
CHACARILLA SANTA CRUZ
SAN ISIDORO,LIMA  
PE
98-1111636
INVESTMENTS PE STELIS LTD
 
C Corporation 0 0 100 % Yes  
(150) INVERSIONES SANTA RITA SA

 
 
INVESTMENTS NU NICARAO LTD
 
C Corporation -2,246 1,723,014 100 % Yes  
(151) INVERSIONES TRES CUMBRES LTDA

AVENIDA VITACURA N 5093
OFICINA 601
VITACURA,SANTIAGO  
CI
98-0446986
INVESTMENTS CI PHEMUS CORPORATION
 
C Corporation -1,989 5,853,961 100 % Yes  
(152) IPE AGROINDUSTRIAL LTDA

FAZENDA IPE
S/N - ZONA RURAL-BAIXA
GRANDE DO RIBEIRO,PIAUI  
BR
INVESTMENTS BR INSOLO AGROINDUSTRIAL SA
 
C Corporation 0 0 100 % Yes  
(153) JADE RETAIL INC

C/O MAPLES AND CALDER
PO BOX 309 UGLAND HOUSE
  GRAND CAYMANKY11104
CJ
98-1401548
INVESTMENTS CJ PEARL RETAIL LLC (ATLANTIC US REAL ESTATE LLC)
 
C Corporation 0 0 94.68 % Yes  
(154) JUS BG I - FEEDER LP

PO BOX 309 UGLAND HOUSE
GEORGE TOWN,GRAND CAYMANKY11104
CJ
98-1018586
INVESTMENTS CJ ITAY LLC
 
C Corporation -382,694 1,198,668 100 % Yes  
(155) KEPOS INSTITUTIONAL OPPORTUNITIES FUND LTD

 
 
INVESTMENTS CJ HARVARD MANAGEMENT PRIVATE EQUITY CORPORATION
 
C Corporation -176,001 5,838,618 100 % Yes  
(156) LA JACARANDA SA

 
 
INVESTMENTS NU NICARAO LTD
 
C Corporation -1,965 61,528 100 % Yes  
(157) LA MORA SA

 
 
INVESTMENTS NU NICARAO LTD
 
C Corporation -4,818 609,450 100 % Yes  
(158) LA ZARZA SA

 
 
INVESTMENTS NU NICARAO LTD
 
C Corporation -4,717 2,819,587 100 % Yes  
(159) LAPACHO LTD

C/O MAPLES CORPORATE SERVICES LTD
PO BOX 309 UGLAND HOUSE
  GRAND CAYMANKY11109
CJ
98-1550090
INVESTMENTS CJ ACHIOTE LLC
 
C Corporation 0 0 100 % Yes  
(160) LAS ACACIAS SA

 
 
INVESTMENTS NU NICARAO LTD
 
C Corporation -1,908 44,755 100 % Yes  
(161) LAS MISIONES SA

 
 
INVESTMENTS AR BT2 CO LLC
 
C Corporation -1,431,284 32,468,883 100 % Yes  
(162) LCM GLOBAL ALTERNATIVE RETURNS FEEDER FUND LP

 
 
98-1529383
INVESTMENTS JE HARVARD MANAGEMENT PRIVATE EQUITY CORPORATION
 
C Corporation 337,619 15,897,917 68.7 % Yes  
(163) LIFETIME CENTRECOURT GRENVILLE LIMITED PARTNERSHIP

22 ST CLAIR AVENUE EAST
SUITE 1010
TORONTO,ONM4T2S3
CA
98-0684331
INVESTMENTS CA ATLANTIC TORONTO HOLDINGS INC
 
C Corporation 439,259 616,260 50 % Yes  
(164) LONGFELLOW ATLANTIC REIT II INC

260 FRANKLIN STREET SUITE 1520
BOSTON,MA02110
81-2156530
INVESTMENTS DE LONGFELLOW ATLANTIC HOLDINGS LLC
 
C Corporation -10,891 43,975,148 93.73 % Yes  
(165) LONGFELLOW ATLANTIC REIT INC

260 FRANKLIN STREET SUITE 1520
BOSTON,MA02110
46-4628691
INVESTMENTS DE LONGFELLOW ATLANTIC HOLDINGS LLC
 
C Corporation 33,919,352 950,401 93.73 % Yes  
(166) LONGFELLOW ATLANTIC TRS LLC

260 FRANKLIN STREET SUITE 1520
BOSTON,MA02110
37-1791658
INVESTMENTS DE LONGFELLOW ATLANTIC REIT INC
 
C Corporation 21,144 0 93.73 % Yes  
(167) LONGTERM FOREST PARTNERS CIA LTDA

 
 
INVESTMENTS EC ECUADOR TIMBER LP
 
C Corporation 1,453,522 0 79.8 % Yes  
(168) LOS ARRAYANES SA

 
 
INVESTMENTS NU NICARAO LTD
 
C Corporation -4,376 977 100 % Yes  
(169) LOS LAURELES SA

 
 
INVESTMENTS NU NICARAO LTD
 
C Corporation -3,291 354,527 100 % Yes  
(170) LUXCO LENDING FUND II SARL

 
 
INVESTMENTS LU HARVARD MANAGEMENT PRIVATE EQUITY CORPORATION
 
C Corporation -13,553,758 101,288,390 100 % Yes  
(171) MAGUARI LTD

 
 
98-1097957
INVESTMENTS CJ MASDEVALLIA LTD
 
C Corporation 0 0 100 % Yes  
(172) MASDEVALLIA LTD

 
 
98-1083311
INVESTMENTS CJ PHEMUS CORPORATION
 
C Corporation 0 0 100 % Yes  
(173) MCR HOSPITALITY FUND II REIT LLC

1503 LBJ FREEWAY
SUITE 300
DALLAS,TX75234
85-2455985
INVESTMENTS DE MCR HOSPITALITY FUND II LP
 
C Corporation 0 0 61.27 % Yes  
(174) MCR HOSPITALITY FUND II TRS LLC

1503 LBJ FREEWAY
SUITE 300
DALLAS,TX75234
85-2526788
INVESTMENTS DE MCR HOSPITALITY FUND II LP
 
C Corporation 0 0 61.27 % Yes  
(175) MCR OPPORTUNITY FUND I REIT LLC

1503 LBJ FREEWAY
SUITE 300
DALLAS,TX75234
85-2050139
INVESTMENTS DE MCR OPPORTUNITY FUND I LP
 
C Corporation 0 0 66.12 % Yes  
(176) MCR OPPORTUNITY FUND I TRS LLC

1503 LBJ FREEWAY
SUITE 300
DALLAS,TX75234
85-2094881
INVESTMENTS DE MCR OPPORTUNITY FUND I LP
 
C Corporation 0 0 66.12 % Yes  
(177) MCRB REAL ESTATE INVESTMENT TRUST INC

1503 LBJ FREEWAY SUITE 300
DALLAS,TX75234
46-1195422
INVESTMENTS DE MCRB LLC
 
C Corporation 0 0 70.81 % Yes  
(178) MCRB TENANT HOLDCO LLC

1503 LBJ FREEWAY SUITE 300
DALLAS,TX75234
46-1195591
INVESTMENTS DE MCRB REAL ESTATE INVESTMENT TRUST INC
 
C Corporation 0 0 70.81 % Yes  
(179) MIRABILIS SA

CALLE LAS BEGONIAS NO 475
DPTO 702
SAN ISIDORO,LIMA  
PE
INVESTMENTS PE PARFEN SA
 
C Corporation 0 18,042 99.99 % Yes  
(180) NAZARE AGROINDUSTRIAL LTDA

FAZENDA NAZARE
S/N - ZONA RURAL-SANTA
FILOMENA,PIAUI  
BR
INVESTMENTS BR INSOLO AGROINDUSTRIAL SA
 
C Corporation 0 0 100 % Yes  
(181) NICARAO I LTD

 
 
98-0643167
INVESTMENTS CJ NICARAO LTD
 
C Corporation 0 584,363 100 % Yes  
(182) NICARAO II LTD

 
 
98-0643169
INVESTMENTS CJ NICARAO LTD
 
C Corporation 0 584,363 100 % Yes  
(183) NICARAO LTD

MAPLES CORPORATE SERVICES LTD
PO BOX 309 UGLAND HOUSE
  GRAND CAYMANKY11104
CJ
98-0643164
INVESTMENTS CJ NICATECA INC
 
C Corporation 0 28,049,444 100 % Yes  
(184) NICATECA INC

C/O WALKERS SPV LTD WALKER HOUSE
87 MARY STREET
GEORGE TOWN,GRAND CAYMANKY11104
CJ
98-0520487
INVESTMENTS CJ PHEMUS CORPORATION
 
C Corporation -126,212 7,912,574 100 % Yes  
(185) NICATECA SA

 
 
INVESTMENTS NU NICARAO LTD
 
C Corporation -6,289 1,824,017 100 % Yes  
(186) NOMINA (NO 1253) LIMITED

 
 
INVESTMENTS UK HAMPDEN INSURANCE PARTNERS I LP
 
C Corporation -1,467,430 77,598,477 93 % Yes  
(187) NORTHERN ROSELLA TRUST

 
 
98-6081350
INVESTMENTS AS GREEN ROSELLA TRUST
 
C Corporation 128,302 1 100 % Yes  
(188) OAK-MOSSER REIT INC

220 MONTGOMERY STREET 20TH FLOOR
SAN FRANCISCO,CA94104
81-3362816
INVESTMENTS DE OAK-MOSSER LLC
 
C Corporation 5,669,794 4,526,926 88.05 % Yes  
(189) OPERA SA

 
 
INVESTMENTS NU NICARAO LTD
 
C Corporation -198,385 18,631,653 100 % Yes  
(190) PAG ASIA ALPHA FEEDER LIMITED

PO BOX 472 2ND FLOOR HARBOR PLACE
103 S CHURCH ST
GEORGE TOWN,GRAND CAYMANKY11106
CJ
INVESTMENTS CJ HARVARD MANAGEMENT PRIVATE EQUITY CORPORATION
 
C Corporation -67,184 800,726 55.69 % Yes  
(191) PARFEN SRL

 
 
INVESTMENTS UY AZARA LLC
 
C Corporation -538,050 37,843,604 100 % Yes  
(192) PEARL RETAIL INC

C/O MAPLES AND CALDER
PO BOX 309 UGLAND HOUSE
GEORGE TOWN,GRAND CAYMANKY11104
CJ
98-1048757
INVESTMENTS CJ PEARL RETAIL LLC (ATLANTIC US REAL ESTATE LLC)
 
C Corporation 0 387,649,442 94.68 % Yes  
(193) PINARES AARL

 
 
98-0641950
INVESTMENTS UY PHEMUS CORPORATION
 
C Corporation -7,257 16,301,518 100 % Yes  
(194) POOLED INCOME FUNDS (3)

 
 
CHARITABLE TRUST MA PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
Trust     0 % Yes  
(195) POTRERO INSTITUTIONAL FUND LTD

 
 
98-1544994
INVESTMENTS CJ HARVARD MANAGEMENT PRIVATE EQUITY CORPORATION
 
C Corporation 33,907,006 151,362,940 100 % Yes  
(196) PREMIER A-1 SERVICES LLC

3519 FEE FEE RD 221
BRIDGETON,MO63044
82-1435302
INVESTMENTS DE PREMIER A-1 ST LOUIS HOLDINGS LLC
 
C Corporation -206 29,257 92.49 % Yes  
(197) PSI ATLANTIC SERVICES LLC

530 OAK COURT DRIVE SUITE 185
MEMPHIS,TN38117
82-1423777
INVESTMENTS DE PSI ATLANTIC HOLDINGS III LLC
 
C Corporation 16,685 58,424 93.42 % Yes  
(198) PULAR SPA

C/O ANINAT SCHWENCKE CIA AV
LOS CONQUISTADORES 1700 PISO 16
  SANTIAGO  
CI
INVESTMENTS CI COPAYAPU SPA
 
C Corporation -196,422 17,423 100 % Yes  
(199) RELF INVESTMENTS COOPERATIEF UA

 
 
98-1510059
INVESTMENTS NL REALTERM EUROPE LOGISTICS FUND SCSP
 
C Corporation -4,680,789 62,068,549 53 % Yes  
(200) RELF NETHERLANDS SPE 2 BV

 
 
98-1572531
INVESTMENTS NL RELF INVESTMENTS COOPERATIEF UA
 
C Corporation 0 0 53 % Yes  
(201) REPRESA PROPERTIES LTD

UGLAND HOUSE SOUTH CHURCH STREET
PO BOX 309
GEORGE TOWN,GRAND CAYMANKY11104
CJ
INVESTMENTS CJ GBE INVESTMENTS LIMITED
 
C Corporation -4,546,802 8,791,460 98.9 % Yes  
(202) RETIREMENT PLAN TRUST FOR EMPLOYEES OF HARVARD UNIVERSITY

1033 MASS AVE 3RD FL
CAMBRIDGE,MA02138
04-2636388
INVESTMENTS MA NA
 
Trust 0 1,036,497,157 100 % Yes  
(203) RIO MIRA PARTICIPACOES LTDA

AV DAS AMERICAS 700 BLOCO 5
SALAS 123 A 128
BARRA DA TIJUCA,RIO DE JANEIRO  
BR
INVESTMENTS BR TERRACAL PROPRIEDADES LTDA
 
C Corporation -3,358,735 55,770 98.9 % Yes  
(204) ROSELLA HOLD TC PTY LTD

 
 
98-1126654
INVESTMENTS AS ROSELLA LTD
 
C Corporation 0 0 100 % Yes  
(205) ROSELLA LTD

 
 
98-1120479
INVESTMENTS CJ BLUE MARBLE HOLDINGS CORP
 
C Corporation 3,197,506 38,562,685 100 % Yes  
(206) ROSELLA SUB TC PTY LTD

 
 
98-1126678
INVESTMENTS AS ROSELLA HOLD TC PTY LTD
 
C Corporation 0 0 100 % Yes  
(207) SOBRALIA LTD

 
 
98-1084076
INVESTMENTS CJ PHEMUS CORPORATION
 
C Corporation 0 0 100 % Yes  
(208) SOCIEDAD EXPLOTADORA AGRICOLA SPA

AVE ISIDORA GOYENECHEA NO 2939
11TH FLOOR
LAS CONDES,SANTIAGO  
CI
98-0632838
INVESTMENTS CI CLAG (CHILE) SPA
 
C Corporation 0 0 100 % Yes  
(209) SORA LTD

 
 
98-1098256
INVESTMENTS CJ STELIS LTD
 
C Corporation 0 0 100 % Yes  
(210) STAR ASIA JAPAN SPECIAL SITUATIONS IV BLOCKER LP

125 GAITHER DRIVE SUITE L
MOUNT LAUREL,NJ08054
INVESTMENTS CJ HARVARD MANAGEMENT PRIVATE EQUITY CORPORATION
 
C Corporation 0 29,920,407 100 % Yes  
(211) STELIS LTD

 
 
98-1083800
INVESTMENTS CJ PHEMUS CORPORATION
 
C Corporation 0 0 100 % Yes  
(212) SUSTAINABLE TEAK PARTCIPACOES LTDA

AV CASTELO BRANCO 272
ROOM 3 SAO MIGUEL
CACERES,MATO GROSSO78200000
BR
98-0639215
INVESTMENTS BR BRAZIL TEAK LLC
 
C Corporation 3,589,357 144,651,857 100 % Yes  
(213) TACORA SPA

C/O ANINAT SCHWENCKE CIA AV
LOS CONQUISTADORES 1700 PISO 16
  SANTIAGO  
CI
INVESTMENTS CI COPAYAPU SPA
 
C Corporation -333,787 42,666 100 % Yes  
(214) TAGUA SPA

2939 AVENIDA ISIDORA GOYENECHEA
11TH FL
LAS CONDES,SANTIAGO  
CI
98-1120143
INVESTMENTS CI COPAYAPU SPA
 
C Corporation -156,040 17,429 100 % Yes  
(215) TDCA REIT INC

5130 SOUTH ALSTON AVENUE SUITE 210
DURHAM,NC27713
47-5575876
INVESTMENTS DE TDC ATLANTIC HOLDINGS LLC
 
C Corporation -573,990 12,700,079 90.32 % Yes  
(216) TERENA SA

 
 
INVESTMENTS UY PHEMUS CORPORATION
 
C Corporation -101,567 57,993,412 100 % Yes  
(217) TERRACAL ALIMENTOS E BIOENERGIA - UNIDADE BAHIA LTDA

AV DAS AMERICAS 700 BL 5
SALAS 123 A 128
BARRA DA TIJUCA,RIO DE JANEIRO  
BR
INVESTMENTS BR TERRACAL ALIMENTOS E BIOENERGIA LTDA
 
C Corporation -24,041 165,295 98.9 % Yes  
(218) TERRACAL ALIMENTOS E BIOENERGIA - UNIDADE MARANHAO LTDA

FAZENDA SANTO ANONIO DA MANGA
S/N ZONA RURAL
  MARANHAO  
BR
INVESTMENTS BR TERRACAL ALIMENTOS E BIOENERGIA LTDA
 
C Corporation -4,860 17,571 98.9 % Yes  
(219) TERRACAL ALIMENTOS E BIOENERGIA - UNIDADE MINAS GERAIS LTDA

FAZENDA FLEXAS S/N
ZONA RURAL
SAO ROMAO,MINAS GERAISCEP39290000
BR
INVESTMENTS BR TERRACAL ALIMENTOS E BIOENERGIA LTDA
 
C Corporation -1,017,514 0 98.9 % Yes  
(220) TERRACAL ALIMENTOS E BIOENERGIA - UNIDADE PIAUI LTDA

RUA ALVARO MENDES N 2346 SALA C
CENTRO NORTE
  TERESINA-PL  
BR
INVESTMENTS BR TERRACAL ALIMENTOS E BIOENERGIA LTDA
 
C Corporation -411,948 1,862,063 98.9 % Yes  
(221) TERRACAL ALIMENTOS E BIOENERGIA LTDA

AV DAS AMERICAS 700 BL 5
SALAS 123 A NORTE
BARRA DA TIJUCA,RIO DE JANEIRO  
BR
INVESTMENTS BR GBE DEVELOPMENT V LTD
 
C Corporation -2,062,726 2,478,452 98.9 % Yes  
(222) TERRACAL PARTICIPACOES LTDA

AV DAS AMERICAS 700 BLOCO 5
SALAS 123 A 128
BARRA DA TIJUCA,RIO DE JANEIRO  
BR
INVESTMENTS BR REPRESA PROPERTIES LTD
 
C Corporation -247 2,229 98.9 % Yes  
(223) TERRACAL PROPRIEDADES LTDA

AV DAS AMERICAS 700 BLOCO 5
SALAS 123 A 128
BARRA DA TIJUCA,RIO DE JANEIRO  
BR
INVESTMENTS BR REPRESA PROPERTIES LTD
 
C Corporation -5,732,124 11,038,243 98.9 % Yes  
(224) TINAMOU

PO BOX 309 UGLAND HOUSE
  GRAND CAYMANKY11104
CJ
98-1014421
INVESTMENTS CJ FRANCOLIN
 
C Corporation 0 0 100 % Yes  
(225) TOTORA LTD

C/O MAPLES CORPORATE SERVICES LTD
PO BOX 309 UGLAND HOUSE
  GRAND CAYMANKY11104
CJ
INVESTMENTS CJ ICHU LTD
 
C Corporation 0 0 100 % Yes  
(226) TOUCANET SA

 
 
INVESTMENTS PM PHEMUS CORPORATION
 
C Corporation 0 0 100 % Yes  
(227) TPRV CAPITAL FUND LTD

 
 
INVESTMENTS CJ HARVARD MANAGEMENT PRIVATE EQUITY CORPORATION
 
C Corporation -16,436,745 221,179,755 56.62 % Yes  
(228) TUNUYAN SA

 
 
INVESTMENTS NU NICARAO LTD
 
C Corporation -27,492 4,314,163 100 % Yes  
(229) UNITECA AGROFLORESTAL SA

AVE GOVERNADOR PONCE DE ARRUDA
10545
  MATO GROSSO78110971
BR
INVESTMENTS BR SUSTAINABLE TEAK PARTCIPACOES LTDA
 
C Corporation -36,814 9,442,760 90.56 % Yes  
(230) USRA ATLANTIC NET LEASE CAPITAL CORP

C/O US REALTY ADVISORS LLC
1370 AVE OF THE AMERICAS
NEW YORK,NY10019
45-2732642
INVESTMENTS DE USRA ATLANTIC CAPITAL PARTNERS LLC
 
C Corporation 4,660,145 95,461,232 94.68 % Yes  
(231) VISTA VERDE AGROINDUSTRIAL LTDA

RODOVIA TRANSCERRADO KM 120
ZONA RURAL
PALIMEIRA DO PIAUI,PIAUI  
BR
INVESTMENTS BR INSOLO AGROINDUSTRIAL SA
 
C Corporation 0 0 100 % Yes  
(232) VOLEON COMPOSITION INTERNATIONAL FUND LTD

190 ELGIN AVENUE
GEORGE TOWN,GRAND CAYMANKY19005
CJ
INVESTMENTS CJ HARVARD MANAGEMENT PRIVATE EQUITY CORPORATION
 
C Corporation -22,179,698 204,289,473 67.18 % Yes  
(233) WAQANKI LTD

C/O MAPLES CORPORATE SERVICES LTD
PO BOX 309 UGLAND HOUSE
  GRAND CAYMANKY11109
CJ
98-1550319
INVESTMENTS CJ LAPACHO LTD
 
C Corporation 0 0 100 % Yes  
(234) WEST70 OFFSHORE FUND LTD

 
 
INVESTMENTS CJ HARVARD MANAGEMENT PRIVATE EQUITY CORPORATION
 
C Corporation -35,005,094 118,775,176 100 % Yes  
(235) WESTERN ROSELLA TRUST

 
 
98-1126861
INVESTMENTS AS GREEN ROSELLA TRUST
 
C Corporation -8,635,875 73,105,600 100 % Yes  
(236) WOOD VILLAGE SUB III GARP LLC

973 LOMAS SANTA FE DRIVE
SOLANA BEACH,CA92075
90-0906261
INVESTMENTS DE GERRITY ATLANTIC RETAIL PARTNERS INC
 
C Corporation 0 0 93.05 % Yes  
(237) WOOD VILLAGE SUB IV GARP LLC

973 LOMAS SANTA FE DRIVE
SOLANA BEACH,CA92075
35-2459520
INVESTMENTS DE GERRITY ATLANTIC RETAIL PARTNERS INC
 
C Corporation 0 0 93.05 % Yes  
Schedule R (Form 990) 2020
Schedule R (Form 990) 2020
Page 3
Part V
Transactions With Related Organizations. Complete if the organization answered "Yes" on Form 990, Part IV, line 34, 35b, or 36.
Note. Complete line 1 if any entity is listed in Parts II, III, or IV of this schedule.
Yes
No
1 During the tax year, did the orgranization engage in any of the following transactions with one or more related organizations listed in Parts II-IV?
a Receipt of (i) interest, (ii) annuities, (iii) royalties, or (iv) rent from a controlled entity .....................
1a
Yes
 
b Gift, grant, or capital contribution to related organization(s) ............................
1b
Yes
 
c Gift, grant, or capital contribution from related organization(s) ............................
1c
Yes
 
d Loans or loan guarantees to or for related organization(s) ............................
1d
Yes
 
e Loans or loan guarantees by related organization(s) ............................
1e
 
No
f Dividends from related organization(s) ............................
1f
 
No
g Sale of assets to related organization(s) ............................
1g
 
No
h Purchase of assets from related organization(s) ............................
1h
Yes
 
i Exchange of assets with related organization(s) ............................
1i
 
No
j Lease of facilities, equipment, or other assets to related organization(s) .......................
1j
Yes
 
k Lease of facilities, equipment, or other assets from related organization(s) ......................
1k
 
No
l Performance of services or membership or fundraising solicitations for related organization(s) .....................
1l
Yes
 
m Performance of services or membership or fundraising solicitations by related organization(s) .................
1m
Yes
 
n Sharing of facilities, equipment, mailing lists, or other assets with related organization(s) ...................
1n
Yes
 
o Sharing of paid employees with related organization(s) ............................
1o
Yes
 
p Reimbursement paid to related organization(s) for expenses ............................
1p
Yes
 
q Reimbursement paid by related organization(s) for expenses ............................
1q
Yes
 
r Other transfer of cash or property to related organization(s) ............................
1r
Yes
 
s Other transfer of cash or property from related organization(s) ............................
1s
Yes
 
2
If the answer to any of the above is "Yes," see the instructions for information on who must complete this line, including covered relationships and transaction thresholds.
(a)
Name of related organization
(b)
Transaction
type (a-s)
(c)
Amount involved
(d)
Method of determining amount involved
(1) AFRICA ACADEMY FOR PUBLIC HEALTH

R 325,412 CASH
(2) AMERICAN REPERTORY THEATRE COMPANY INC

B 6,472,949 CASH
(3) AMERICAN REPERTORY THEATRE COMPANY INC

D 4,806,035 CASH
(4) AMERICAN REPERTORY THEATRE COMPANY INC

J 697,000 CASH
(5) AMERICAN REPERTORY THEATRE COMPANY INC

L 555,247 COST
(6) AMERICAN REPERTORY THEATRE COMPANY INC

M 548,602 CASH
(7) AMERICAN REPERTORY THEATRE COMPANY INC

N 215,000 CASH
(8) ASSOCIACAO DAVID ROCKEFELLER CENTER DE UNIVERSIDADE DE HARVARD

R 650,000 CASH
(9) BLUE MARBLE HOLDING CORP

R 5,096,851 CASH
(10) BLUE MARBLE HOLDING CORP

S 27,209,748 CASH
(11) BOTSWANA-HARVARD AIDS INSTITUTE

R 4,380,085 CASH
(12) CENTRE RECHERCHE EUROPEEN DE LA HBS

B 1,985,499 CASH
(13) CENTRO HARVARD-D ROCKEFELLAR PARA ESTUDIOS LATINAMERICANOS AC

R 179,000 CASH
(14) DEMETER HOLDINGS CORP

S 18,308,549 CASH
(15) DUBAI HARVARD FOUNDATION FOR MEDICAL RESEARCH INC

C 1,978,821 CASH
(16) DUBAI HARVARD FOUNDATION FOR MEDICAL RESEARCH INC

N 197,069 COST
(17) FRIENDS OF HARVARD HONG KONG TRUST

S 4,604,880 CASH
(18) FUNDACION CENTRO DE INVESTIGACION DE LA ESCUELA DE ADMIN DE EMPRESA

B 1,063,600 CASH
(19) FUNDACION DRCLAS CHILE

R 500,000 CASH
(20) GIOVANNI ARMENISE-HARVARD FOUNDATION FOR SCIENTIFIC RESEARCH INC

C 400,000 CASH
(21) GIOVANNI ARMENISE-HARVARD FOUNDATION FOR SCIENTIFIC RESEARCH INC

O 370,226 COST
(22) HANSJORG WYSS INSTITUTE FOR BIOLOGICALLY INSPIRED ENGINEERING

A 162,734 CASH
(23) HANSJORG WYSS INSTITUTE FOR BIOLOGICALLY INSPIRED ENGINEERING

B 146,222 CASH
(24) HANSJORG WYSS INSTITUTE FOR BIOLOGICALLY INSPIRED ENGINEERING

L 1,977,968 COST
(25) HANSJORG WYSS INSTITUTE FOR BIOLOGICALLY INSPIRED ENGINEERING

M 313,424 COST
(26) HANSJORG WYSS INSTITUTE FOR BIOLOGICALLY INSPIRED ENGINEERING

Q 2,255,482 COST
(27) HANSJORG WYSS INSTITUTE FOR BIOLOGICALLY INSPIRED ENGINEERING

S 1,559,447 CASH
(28) HARVARD ARASTIRMA VE EGITIM MERKEZI ISTANBUL LIMITED SIRKETI

M 751,521 COST
(29) HARVARD CENTER SHANGHAI CO LTD

M 2,594,747 COST
(30) HARVARD COMMINGLED ACCOUNT

S 900,000,000 CASH
(31) HARVARD DEDICATED ENERGY LIMITED

D 275,269 CASH
(32) HARVARD DEDICATED ENERGY LIMITED

H 13,557,079 COST
(33) HARVARD GLOBAL RESEARCH SUPPORT SERVICES INC

P 4,949,026 COST
(34) HARVARD MAGAZINE INC

A 135,384 COST
(35) HARVARD MAGAZINE INC

R 1,463,161 CASH
(36) HARVARD MANAGEMENT COMPANY

R 150,315,354 CASH
(37) HARVARD MANAGEMENT PRIVATE EQUITY CORP

R 8,961,544,936 CASH
(38) HARVARD MANAGEMENT PRIVATE EQUITY CORP

S 8,785,266,618 CASH
(39) HARVARD NEURODISCOVERY CENTER INC

O 1,088,272 CASH
(40) HARVARD NEURODISCOVERY CENTER INC

O 148,183 COST
(41) HARVARD PRIVATE CAPITAL REALTY INC

R 275,739,373 CASH
(42) HARVARD PRIVATE CAPITAL REALTY INC

S 1,286,782,647 CASH
(43) HARVARD REAL ESTATE - ALLSTON INC

D 49,754,211 CASH
(44) HARVARD REAL ESTATE - ALLSTON INC

R 462,938 CASH
(45) HARVARD UNIVERSITY PRESS LTD

D 1,919,636 CASH
(46) HARVARD UNIVERSITY PRESS LTD

G 3,474,785 COST
(47) HARVARD UNIVERSITY PRESS LTD

L 100,000 COST
(48) HARVARD UNIVERSITY PRESS LTD

P 253,164 COST
(49) HARVARD UNIVERSITY PRESS LTD

S 3,725,000 CASH
(50) HARVARD-YENCHING INSTITUTE

R 1,565,000 CASH
(51) PHEMUS CORP

R 127,851,579 CASH
(52) PHEMUS CORP

S 2,161,069,188 CASH
(53) RED TOP INC

D 255,911 CASH
(54) STUDENT ORGANIZATIONS AND JOURNALS OF HARVARD LAW SCHOOL INC

B 980,919 CASH
(55) TRUSTEES FOR HARVARD UNIVERSITY

S 9,852,227 COST
(56) TRUSTEES FOR HARVARD UNIVERSITY

L 12,941,837 COST
Schedule R (Form 990) 2020
Schedule R (Form 990) 2020
Page 4
Part VI
Unrelated Organizations Taxable as a Partnership. Complete if the organization answered "Yes" on Form 990, Part IV, line 37.
Provide the following information for each entity taxed as a partnership through which the organization conducted more than five percent of its activities (measured by total assets or gross revenue) that was not a related organization. See instructions regarding exclusion for certain investment partnerships.
(a)
Name, address, and EIN of entity
(b)
Primary activity
(c)
Legal domicile
(state or foreign
country)
(d)
Predominant income (related, unrelated, excluded from tax under sections 512-514)

(e)
Are all partners
section
501(c)(3)
organizations?
(f)
Share of total income




(g)
Share of
end-of-year
assets
(h)
Disproprtionate allocations?
(i)
Code V-UBI
amount in box 20
of Schedule K-1
(Form 1065)
(j)
General or
managing
partner?
(k)
Percentage
ownership


Yes No Yes No Yes No






























Schedule R (Form 990) 2020
Schedule R (Form 990) 2020
Page 5
Part VII
Supplemental Information
Provide additional information for responses to questions on Schedule R. See instructions.
Return Reference Explanation
Schedule R, Part IV IDENTIFICATION OF RELATED ORGANIZATIONS TAXABLE AS A TRUST: SPLIT INTEREST TRUSTS: THE TRUSTS LISTED ARE DOMICILED IN MASSACHUSETTS, NEW YORK, AND WASHINGTON, D.C.
Schedule R (Form 990) 2020

Additional Data


Software ID: 20011424
Software Version: 2020v4.0