Form990
Click to see attachment
Department of the TreasuryInternal Revenue Service
Return of Organization Exempt From Income Tax
Under section 501(c), 527, or 4947(a)(1) of the Internal Revenue Code (except private foundations)
MediumBullet Do not enter social security numbers on this form as it may be made public.
MediumBullet Go to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2020
Open to Public Inspection
A For the 2020 calendar year, or tax year beginning 07-01-2020 , and ending 06-30-2021
BCheck if applicable:
CName of organization
Brown University
 
% CHARLENE SWEENEY
Doing business as
 
 
Number and street (or P.O. box if mail is not delivered to street address)
Controllers Office Box J
 
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
Providence, RI02912
D Employer identification number

05-0258809
E Telephone number

G Gross receipts $ 3,070,670,173
F Name and address of principal officer:
CHRISTINA PAXSON
BOX J BROWN UNIVERSITY
PROVIDENCE,RI02912
I
Tax-exempt status: (   ) LeftBullet (insert no.) or
J
Website:MediumBullet
http://www.brown.edu
H(a)
Is this a group return for
subordinates?
H(b)
Are all subordinates
included?
If "No," attach a list. (see instructions)
H(c)
Group exemption number MediumBullet  
K Form of organization:  
L Year of formation: 1764
M State of legal domicile: RI
Part I
Summary
Activities & Governance 1 Briefly describe the organization’s mission or most significant activities: SEE SCHEDULE O
2 Check this box MediumBullet
3 Number of voting members of the governing body (Part VI, line 1a) ........ 3 54
4 Number of independent voting members of the governing body (Part VI, line 1b) ..... 4 52
5 Total number of individuals employed in calendar year 2020 (Part V, line 2a) ...... 5 11,378
6 Total number of volunteers (estimate if necessary) ............. 6 57,593
7a Total unrelated business revenue from Part VIII, column (C), line 12 ........ 7a 1,272,654
b Net unrelated business taxable income from Form 990-T, line 39 ......... 7b 0
Revenues Prior Year Current Year
8 Contributions and grants (Part VIII, line 1h) ......... 444,957,133 545,189,061
9 Program service revenue (Part VIII, line 2g) ......... 734,574,547 650,772,368
10 Investment income (Part VIII, column (A), lines 3, 4, and 7d ) .... 301,915,575 971,780,780
11 Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 10c, and 11e) 1,393,015 633,212
12 Total revenue—add lines 8 through 11 (must equal Part VIII, column (A), line 12) 1,482,840,270 2,168,375,421
Expenses; 13 Grants and similar amounts paid (Part IX, column (A), lines 1–3 )... 340,001,363 359,341,928
14 Benefits paid to or for members (Part IX, column (A), line 4)..... 0 0
15 Salaries, other compensation, employee benefits (Part IX, column (A), lines 5–10) 500,881,404 536,116,215
16a Professional fundraising fees (Part IX, column (A), line 11e) ..... 0 0
b Total fundraising expenses (Part IX, column (D), line 25) MediumBullet28,425,992    
17 Other expenses (Part IX, column (A), lines 11a–11d, 11f–24e).... 355,916,394 367,928,650
18 Total expenses. Add lines 13–17 (must equal Part IX, column (A), line 25) 1,196,799,161 1,263,386,793
19 Revenue less expenses. Subtract line 18 from line 12....... 286,041,109 904,988,628
Net Assets or Fund Balances; Beginning of Current Year End of Year
20 Total assets (Part X, line 16)............. 6,878,444,251 9,768,989,460
21 Total liabilities (Part X, line 26)............. 1,415,355,995 1,978,971,784
22 Net assets or fund balances. Subtract line 21 from line 20..... 5,463,088,256 7,790,017,676
Part II
Signature Block
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than officer) is based on all information of which preparer has any knowledge.
Sign Here
JumboBullet
Signature of officer Date
JumboBullet
Type or print name and title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's signature
Date
PTIN
Firm's name MediumBullet

Firm's EIN MediumBullet
Firm's address MediumBullet



Phone no.
May the IRS discuss this return with the preparer shown above? (see instructions) ..........
For Paperwork Reduction Act Notice, see the separate instructions.
Cat. No. 11282Y Form 990 (2020)
Form 990 (2020)
Page 2
Part III
Statement of Program Service Accomplishments
Check if Schedule O contains a response or note to any line in this Part III..............
1
Briefly describe the organization’s mission: SEE SCHEDULE O
2
Did the organization undertake any significant program services during the year which were not listed on
the prior Form 990 or 990-EZ? .....................
If "Yes," describe these new services on Schedule O.
3
Did the organization cease conducting, or make significant changes in how it conducts, any program
services? ...........................
If "Yes," describe these changes on Schedule O.
4
Describe the organization’s program service accomplishments for each of its three largest program services, as measured by expenses. Section 501(c)(3) and 501(c)(4) organizations are required to report the amount of grants and allocations to others, the total expenses, and revenue, if any, for each program service reported.
4a (Code:   ) (Expenses $ 658,782,164 including grants of $ 35,665,225 ) (Revenue $ 553,350,332 )
INSTRUCTION/ENROLLMENT. (SEE SCHEDULE O)
4b (Code:   ) (Expenses $ 321,892,069 including grants of $ 323,676,703 ) (Revenue $   )
STUDENT AID, FELLOWSHIPS AND SCHOLARSHIPS. (SEE SCHEDULE O)
4c (Code:   ) (Expenses $ 69,395,045 including grants of $   ) (Revenue $ 58,289,027 )
AUXILIARY SERVICES / ACTIVITIES INCLUDES THE OPERATION OF THE DORMITORIES, DINING SERVICES, HEALTH SERVICES, THE BOOKSTORE, ETC. THESE SERVICES ACCOMMODATE STUDENTS, FACULTY AND STAFF BY SUPPORTING ACADEMIC & CULTURAL ENRICHMENT.
4d Other program services (Describe in Schedule O.)
(Expenses $ 46,589,162 including grants of $   ) (Revenue $ 39,133,009 )
4e Total program service expensesMediumBullet1,096,658,440
Form 990 (2020)
Form 990 (2020)
Page 3
Part IV
Checklist of Required Schedules
Yes
No
1
Is the organization described in section 501(c)(3) or 4947(a)(1) (other than a private foundation)? If "Yes," complete Schedule AClick to see attachment.....................
1
Yes
 
2
Is the organization required to complete Schedule B, Schedule of Contributors (see instructions)? Click to see attachment...
2
Yes
 
3
Did the organization engage in direct or indirect political campaign activities on behalf of or in opposition to candidates for public office? If "Yes," complete Schedule C, Part IClick to see attachment.............
3
 
No
4
Section 501(c)(3) organizations. Did the organization engage in lobbying activities, or have a section 501(h) election in effect during the tax year? If "Yes," complete Schedule C, Part IIClick to see attachment.........
4
Yes
 
5
Is the organization a section 501(c)(4), 501(c)(5), or 501(c)(6) organization that receives membership dues, assessments, or similar amounts as defined in Revenue Procedure 98-19? If "Yes," complete Schedule C, Part IIIClick to see attachment..
5
 
No
6
Did the organization maintain any donor advised funds or any similar funds or accounts for which donors have the right to provide advice on the distribution or investment of amounts in such funds or accounts? If "Yes," complete Schedule D, Part IClick to see attachment.........................
6
Yes
 
7
Did the organization receive or hold a conservation easement, including easements to preserve open space,
the environment, historic land areas, or historic structures? If "Yes," complete Schedule D, Part IIClick to see attachment....
7
 
No
8
Did the organization maintain collections of works of art, historical treasures, or other similar assets? If "Yes,"
complete Schedule D, Part IIIClick to see attachment..............
8
Yes
 
9
Did the organization report an amount in Part X, line 21 for escrow or custodial account liability; serve as a custodian for amounts not listed in Part X; or provide credit counseling, debt management, credit repair, or debt negotiation services? If "Yes," complete Schedule D, Part IVClick to see attachment..............
9
Yes
 
10
Did the organization, directly or through a related organization, hold assets in temporarily restricted endowments, permanent endowments, or quasi endowments? If "Yes," complete Schedule D, Part VClick to see attachment......
10
Yes
 
11
If the organization’s answer to any of the following questions is "Yes," then complete Schedule D, Parts VI, VII, VIII, IX, or X as applicable.
a
Did the organization report an amount for land, buildings, and equipment in Part X, line 10? If "Yes," complete
Schedule D, Part VI. Click to see attachment...................
11a
Yes
 
b
Did the organization report an amount for investments—other securities in Part X, line 12 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part VIIClick to see attachment.......
11b
Yes
 
c
Did the organization report an amount for investments—program related in Part X, line 13 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part VIIIClick to see attachment.......
11c
 
No
d
Did the organization report an amount for other assets in Part X, line 15 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part IXClick to see attachment............
11d
 
No
e
Did the organization report an amount for other liabilities in Part X, line 25? If "Yes," complete Schedule D, Part XClick to see attachment
11e
Yes
 
f
Did the organization’s separate or consolidated financial statements for the tax year include a footnote that addresses the organization’s liability for uncertain tax positions under FIN 48 (ASC 740)? If "Yes," complete Schedule D, Part XClick to see attachment
11f
Yes
 
12a
Did the organization obtain separate, independent audited financial statements for the tax year? If "Yes," complete
Schedule D, Parts XI and XIIClick to see attachment......................
12a
 
No
b
Was the organization included in consolidated, independent audited financial statements for the tax year? If "Yes," and if the organization answered "No" to line 12a, then completing Schedule D, Parts XI and XII is optional Click to see attachment
12b
Yes
 
13
Is the organization a school described in section 170(b)(1)(A)(ii)? If "Yes," complete Schedule EClick to see attachment
13
Yes
 
14a
Did the organization maintain an office, employees, or agents outside of the United States? .....
14a
Yes
 
b
Did the organization have aggregate revenues or expenses of more than $10,000 from grantmaking, fundraising, business, investment, and program service activities outside the United States, or aggregate foreign investments valued at $100,000 or more? If "Yes," complete Schedule F, Parts I and IV.........Click to see attachment
14b
Yes
 
15
Did the organization report on Part IX, column (A), line 3, more than $5,000 of grants or other assistance to or for any foreign organization? If “Yes,” complete Schedule F, Parts II and IV.....Click to see attachment
15
Yes
 
16
Did the organization report on Part IX, column (A), line 3, more than $5,000 of aggregate grants or other assistance to or for foreign individuals? If “Yes,” complete Schedule F, Parts III and IV...Click to see attachment
16
 
No
17
Did the organization report a total of more than $15,000 of expenses for professional fundraising services on Part IX, column (A), lines 6 and 11e? If "Yes," complete Schedule G, Part I(see instructions) ....
17
 
No
18
Did the organization report more than $15,000 total of fundraising event gross income and contributions on Part VIII, lines 1c and 8a? If "Yes," complete Schedule G, Part II............
18
 
No
19
Did the organization report more than $15,000 of gross income from gaming activities on Part VIII, line 9a? If "Yes," complete Schedule G, Part III...................
19
 
No
20a
Did the organization operate one or more hospital facilities? If "Yes," complete Schedule H....
20a
 
No
b
If "Yes" to line 20a, did the organization attach a copy of its audited financial statements to this return?
20b
 
 
21
Did the organization report more than $5,000 of grants or other assistance to any domestic organization or domestic government on Part IX, column (A), line 1? If “Yes,” complete Schedule I, Parts I and II.....Click to see attachment
21
Yes
 
Form 990 (2020)
Form 990 (2020)
Page 4
Part IV
Checklist of Required Schedules (continued)
Yes
No
22
Did the organization report more than $5,000 of grants or other assistance to or for domestic individuals on Part IX, column (A), line 2? If “Yes,” complete Schedule I, Parts I and III........Click to see attachment
22
Yes
 
23
Did the organization answer "Yes" to Part VII, Section A, line 3, 4, or 5 about compensation of the organization’s current and former officers, directors, trustees, key employees, and highest compensated employees? If "Yes," complete Schedule J....................... Click to see attachment
23
Yes
 
24a
Did the organization have a tax-exempt bond issue with an outstanding principal amount of more than $100,000 as of the last day of the year, that was issued after December 31, 2002? If “Yes,” answer lines 24b through 24d and complete Schedule K. If “No,” go to line 25a...............Click to see list of attachments
24a
Yes
 
b
Did the organization invest any proceeds of tax-exempt bonds beyond a temporary period exception?...
24b
 
No
c
Did the organization maintain an escrow account other than a refunding escrow at any time during the year
to defease any tax-exempt bonds? ...............
24c
 
No
d
Did the organization act as an "on behalf of" issuer for bonds outstanding at any time during the year?...
24d
 
No
25a
Section 501(c)(3), 501(c)(4), and 501(c)(29) organizations. Did the organization engage in an excess benefit transaction with a disqualified person during the year? If "Yes," complete Schedule L, Part I .... Click to see attachment
25a
 
No
b
Is the organization aware that it engaged in an excess benefit transaction with a disqualified person in a prior year, and that the transaction has not been reported on any of the organization’s prior Forms 990 or 990-EZ? If "Yes," complete Schedule L, Part I.......................Click to see attachment
25b
 
No
26
Did the organization report any amount on Part X, line 5 or 22 for receivables from or payables to any current or former officer, director, trustee, key employee, creator or founder, substantial contributor, or 35% controlled entity or family member of any of these persons? If "Yes," complete Schedule L, Part IIClick to see attachment...........
26
Yes
 
27
Did the organization provide a grant or other assistance to any current or former officer, director, trustee, key employee, creator or founder, substantial contributor, or employee thereof, a grant selection committee member, or to a 35% controlled entity (including an employee thereof) or family member of any of these persons?
If "Yes," complete
Schedule L, Part IIIClick to see attachment.........................
27
 
No
28
Was the organization a party to a business transaction with one of the following parties (see Schedule L, Part IV instructions for applicable filing thresholds, conditions, and exceptions):
a
A current or former officer, director, trustee, key employee, creator or founder, or substantial contributor? If "Yes," complete Schedule L, Part IV......................Click to see attachment
28a
 
No
b
A family member of any individual described in line 28a? If "Yes," complete Schedule L, Part IV.....Click to see attachment
28b
Yes
 
c
A 35% controlled entity of one or more individuals and/or organizations described in lines 28a or 28b? If "Yes," complete Schedule L, Part IV..................... Click to see attachment
28c
 
No
29
Did the organization receive more than $25,000 in non-cash contributions? If "Yes," complete Schedule M..Click to see attachment
29
Yes
 
30
Did the organization receive contributions of art, historical treasures, or other similar assets, or qualified conservation contributions? If "Yes," complete Schedule M .................Click to see attachment
30
Yes
 
31
Did the organization liquidate, terminate, or dissolve and cease operations? If "Yes," complete Schedule N, Part I
31
 
No
32
Did the organization sell, exchange, dispose of, or transfer more than 25% of its net assets? If "Yes," complete Schedule N, Part II........................
32
 
No
33
Did the organization own 100% of an entity disregarded as separate from the organization under Regulations sections 301.7701-2 and 301.7701-3? If "Yes," complete Schedule R, Part I............Click to see attachment
33
Yes
 
34
Was the organization related to any tax-exempt or taxable entity? If "Yes," complete Schedule R, Part II, III, or IV, and Part V, line 1.........................Click to see attachment
34
Yes
 
35a
Did the organization have a controlled entity within the meaning of section 512(b)(13)?
35a
Yes
 
b
If ‘Yes’ to line 35a, did the organization receive any payment from or engage in any transaction with a controlled entity within the meaning of section 512(b)(13)? If "Yes," complete Schedule R, Part V, line 2 ...Click to see attachment
35b
Yes
 
36
Section 501(c)(3) organizations. Did the organization make any transfers to an exempt non-charitable related organization? If "Yes," complete Schedule R, Part V, line 2............. Click to see attachment
36
 
No
37
Did the organization conduct more than 5% of its activities through an entity that is not a related organization and that is treated as a partnership for federal income tax purposes? If "Yes," complete Schedule R, Part VIClick to see attachment
37
 
No
38
Did the organization complete Schedule O and provide explanations in Schedule O for Part VI, lines 11b and 19? Note. All Form 990 filers are required to complete Schedule O. ............
38
Yes
 
Part V
Statements Regarding Other IRS Filings and Tax Compliance
Check if Schedule O contains a response or note to any line in this Part V...........
Yes
No
1a
Enter the number reported in Box 3 of Form 1096. Enter -0- if not applicable ..
1a
1,528
b
Enter the number of Forms W-2G included in line 1a. Enter -0- if not applicable .
1b
0
c
Did the organization comply with backup withholding rules for reportable payments to vendors and reportable gaming (gambling) winnings to prize winners? ..................
1c
Yes
 
Form 990 (2020)
Form 990 (2020)
Page 5
Part V
Statements Regarding Other IRS Filings and Tax Compliance (continued)
2a
Enter the number of employees reported on Form W-3, Transmittal of Wage and
Tax Statements, filed for the calendar year ending with or within the year covered by this return ..................
2a
11,378
b
If at least one is reported on line 2a, did the organization file all required federal employment tax returns?
Note. If the sum of lines 1a and 2a is greater than 250, you may be required to e-file (see instructions)
2b
Yes
 
3a
Did the organization have unrelated business gross income of $1,000 or more during the year?...
3a
Yes
 
b
If “Yes,” has it filed a Form 990-T for this year? If “No” to line 3b, provide an explanation in Schedule O...
3b
Yes
 
4a
At any time during the calendar year, did the organization have an interest in, or a signature or other authority over, a financial account in a foreign country (such as a bank account, securities account, or other financial account)? ..
4a
Yes
 
b
If "Yes," enter the name of the foreign country: MediumBullet
See instructions for filing requirements for FinCEN Form 114, Report of Foreign Bank and Financial Accounts (FBAR).
5a
Was the organization a party to a prohibited tax shelter transaction at any time during the tax year? ..
5a
 
No
b
Did any taxable party notify the organization that it was or is a party to a prohibited tax shelter transaction?
5b
 
No
c
If "Yes," to line 5a or 5b, did the organization file Form 8886-T? ............
5c
 
 
6a
Does the organization have annual gross receipts that are normally greater than $100,000, and did the organization solicit any contributions that were not tax deductible as charitable contributions? ...
6a
 
No
b
If "Yes," did the organization include with every solicitation an express statement that such contributions or gifts were not tax deductible? ......................
6b
 
 
7
Organizations that may receive deductible contributions under section 170(c).
a
Did the organization receive a payment in excess of $75 made partly as a contribution and partly for goods and services provided to the payor? ....................
7a
Yes
 
b
If "Yes," did the organization notify the donor of the value of the goods or services provided? .....
7b
Yes
 
c
Did the organization sell, exchange, or otherwise dispose of tangible personal property for which it was required to file Form 8282? .........................
7c
 
No
d
If "Yes," indicate the number of Forms 8282 filed during the year ....
7d
 
e
Did the organization receive any funds, directly or indirectly, to pay premiums on a personal benefit contract?
7e
 
No
f
Did the organization, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ..
7f
 
No
g
If the organization received a contribution of qualified intellectual property, did the organization file Form 8899 as required? ......................
7g
 
 
h
If the organization received a contribution of cars, boats, airplanes, or other vehicles, did the organization file a Form 1098-C? ..........................
7h
 
 
8
Sponsoring organizations maintaining donor advised funds. Did a donor advised fund maintained by the sponsoring organization have excess business holdings at any time during the year? ........
8
 
No
9
Sponsoring organizations maintaining donor advised funds.
a
Did the sponsoring organization make any taxable distributions under section 4966?........
9a
 
No
b
Did the sponsoring organization make a distribution to a donor, donor advisor, or related person?...
9b
 
No
10
Section 501(c)(7) organizations. Enter:
a
Initiation fees and capital contributions included on Part VIII, line 12 ...
10a
 
b
Gross receipts, included on Form 990, Part VIII, line 12, for public use of club facilities
10b
 
11
Section 501(c)(12) organizations. Enter:
a
Gross income from members or shareholders .........
11a
 
b
Gross income from other sources (Do not net amounts due or paid to other sources against amounts due or received from them.) ..........
11b
 
12a
Section 4947(a)(1) non-exempt charitable trusts. Is the organization filing Form 990 in lieu of Form 1041?
12a
 
 
b
If "Yes," enter the amount of tax-exempt interest received or accrued during the year.
12b
 
13
Section 501(c)(29) qualified nonprofit health insurance issuers.
a
Is the organization licensed to issue qualified health plans in more than one state? .........
Note. See the instructions for additional information the organization must report on Schedule O.
13a
 
 
b
Enter the amount of reserves the organization is required to maintain by the states in which the organization is licensed to issue qualified health plans ....
13b
 
c
Enter the amount of reserves on hand ............
13c
 
14a
Did the organization receive any payments for indoor tanning services during the tax year?.....
14a
 
No
b
If "Yes," has it filed a Form 720 to report these payments? If "No," provide an explanation in Schedule O..
14b
 
 
15
Is the organization subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or excess parachute payment(s) during the year? ....................
If "Yes," see instructions and file Form 4720, Schedule N.
15
Yes
 
16
Is the organization an educational institution subject to the section 4968 excise tax on net investment income? ..
If "Yes," complete Form 4720, Schedule O.
16
 
No
Form 990 (2020)
Form 990 (2020)
Page 6
Part VI
Governance, Management, and Disclosure For each "Yes" response to lines 2 through 7b below, and for a "No" response to lines 8a, 8b, or 10b below, describe the circumstances, processes, or changes in Schedule O. See instructions.
Check if Schedule O contains a response or note to any line in this Part VI..............
Section A. Governing Body and Management
Yes
No
1a
Enter the number of voting members of the governing body at the end of the tax year
1a
54
If there are material differences in voting rights among members of the governing body, or if the governing body delegated broad authority to an executive committee or similar committee, explain in Schedule O.
b
Enter the number of voting members included in line 1a, above, who are independent
1b
52
2
Did any officer, director, trustee, or key employee have a family relationship or a business relationship with any other officer, director, trustee, or key employee? .................
2
Yes
 
3
Did the organization delegate control over management duties customarily performed by or under the direct supervision of officers, directors or trustees, or key employees to a management company or other person? .
3
 
No
4
Did the organization make any significant changes to its governing documents since the prior Form 990 was filed? .
4
 
No
5
Did the organization become aware during the year of a significant diversion of the organization’s assets? .
5
 
No
6
Did the organization have members or stockholders? ................
6
 
No
7a
Did the organization have members, stockholders, or other persons who had the power to elect or appoint one or more members of the governing body? ....................
7a
 
No
b
Are any governance decisions of the organization reserved to (or subject to approval by) members, stockholders, or persons other than the governing body? ...................
7b
 
No
8
Did the organization contemporaneously document the meetings held or written actions undertaken during the year by the following:
a
The governing body? .......................
8a
Yes
 
b
Each committee with authority to act on behalf of the governing body? ............
8b
Yes
 
9
Is there any officer, director, trustee, or key employee listed in Part VII, Section A, who cannot be reached at the organization’s mailing address? If "Yes," provide the names and addresses in Schedule O.......
9
 
No
Section B. Policies (This Section B requests information about policies not required by the Internal Revenue Code.)
Yes
No
10a
Did the organization have local chapters, branches, or affiliates? ............
10a
 
No
b
If "Yes," did the organization have written policies and procedures governing the activities of such chapters, affiliates, and branches to ensure their operations are consistent with the organization's exempt purposes?
10b
 
 
11a
Has the organization provided a complete copy of this Form 990 to all members of its governing body before filing the form? ............................
11a
Yes
 
b
Describe in Schedule O the process, if any, used by the organization to review this Form 990. .....
12a
Did the organization have a written conflict of interest policy? If "No," go to line 13.......
12a
Yes
 
b
Were officers, directors, or trustees, and key employees required to disclose annually interests that could give rise to conflicts? ..........................
12b
Yes
 
c
Did the organization regularly and consistently monitor and enforce compliance with the policy? If "Yes," describe in Schedule O how this was done...................
12c
Yes
 
13
Did the organization have a written whistleblower policy? ...............
13
Yes
 
14
Did the organization have a written document retention and destruction policy? .........
14
Yes
 
15
Did the process for determining compensation of the following persons include a review and approval by independent persons, comparability data, and contemporaneous substantiation of the deliberation and decision?
a
The organization’s CEO, Executive Director, or top management official ...........
15a
Yes
 
b
Other officers or key employees of the organization ................
15b
Yes
 
If "Yes" to line 15a or 15b, describe the process in Schedule O (see instructions).
16a
Did the organization invest in, contribute assets to, or participate in a joint venture or similar arrangement with a taxable entity during the year? ......................
16a
 
No
b
If "Yes," did the organization follow a written policy or procedure requiring the organization to evaluate its participation in joint venture arrangements under applicable federal tax law, and take steps to safeguard the organization’s exempt status with respect to such arrangements? ............
16b
 
 
Section C. Disclosure
17
List the states with which a copy of this Form 990 is required to be filedMediumBullet
CA , IN , MA , OK
18
Section 6104 requires an organization to make its Form 1023 (or 1024-A if applicable), 990, and 990-T (501(c)(3)s only) available for public inspection. Indicate how you made these available. Check all that apply.
19
Describe in Schedule O whether (and if so, how) the organization made its governing documents, conflict of interest policy, and financial statements available to the public during the tax year.
20
State the name, address, and telephone number of the person who possesses the organization's books and records:
MediumBulletCHARLENE SWEENEYBROWN UNIVERSITY BOX J   PROVIDENCE,RI02912 (401) 863-5220
Form 990 (2020)
Form 990 (2020)
Page 7
Part VII
Compensation of Officers, Directors,Trustees, Key Employees, Highest Compensated Employees, and Independent Contractors
Check if Schedule O contains a response or note to any line in this Part VII..............
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees
1a Complete this table for all persons required to be listed. Report compensation for the calendar year ending with or within the organization’s tax year.
RoundBullet List all of the organization’s current officers, directors, trustees (whether individuals or organizations), regardless of amount
of compensation. Enter -0- in columns (D), (E), and (F) if no compensation was paid.

RoundBullet List all of the organization’s current key employees, if any. See instructions for definition of "key employee."
RoundBullet List the organization’s five current highest compensated employees (other than an officer, director, trustee or key employee)
who received reportable compensation (Box 5 of Form W-2 and/or Box 7 of Form 1099-MISC) of more than $100,000 from the
organization and any related organizations.

RoundBullet List all of the organization’s former officers, key employees, or highest compensated employees who received more than $100,000
of reportable compensation from the organization and any related organizations.

RoundBullet List all of the organization’s former directors or trustees that received, in the capacity as a former director or trustee of the
organization, more than $10,000 of reportable compensation from the organization and any related organizations.

See instructions for the order in which to list the persons above.
Check this box if neither the organization nor any related organization compensated any current officer, director, or trustee.
(A)
Name and title 		(B)
Average hours per week (list any hours for related organizations below dotted line) 		(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee) 		(D)
Reportable compensation from the organization (W-2/1099-MISC) 		(E)
Reportable compensation from related organizations (W-2/1099-MISC) 		(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; OfficerInd; Key Employee; Highest compensated employee; FormerOfcrDirectorTrusteeInd;
(1) JANE DIETZE......................................................................
VP & Chief Investment Officer
 40.0
.................
0.0 		      X     2,156,736 0 489,525
(2) CHRISTINA PAXSON......................................................................
PRESIDENT/FELLOW
 40.0
.................
1.2 		X   X       1,023,349 0 288,453
(3) BARBARA CHERNOW......................................................................
EXEC VP OF FIN AND ADMIN
 40.0
.................
1.7 		      X     1,281,455 0 26,109
(4) JOSEPH DOWLING......................................................................
CEO of Investment Office
 40.0
.................
0.0 		      X     1,171,308 0 50,067
(5) Joshua T Kennedy......................................................................
MANAGING DIRECTOR
 40.0
.................
0.0 		        X   926,413 0 47,823
(6) RICHARD LOCKE......................................................................
PROVOST
 40.0
.................
1.2 		      X     874,575 0 70,547
(7) JACK ELIAS......................................................................
SR VP FOR HEALTH AFFAIRS
 40.0
.................
0.0 		      X     890,434 0 42,398
(8) PETER LEVINE......................................................................
MANAGING DIRECTOR
 40.0
.................
0.0 		        X   840,265 0 44,926
(9) SERGIO GONZALEZ......................................................................
SVP FOR ADVANCEMENT
 40.0
.................
0.5 		      X     715,812 0 47,567
(10) LOUIS RICE......................................................................
CHAIR OF MEDICINE
 40.0
.................
0.0 		        X   695,740 0 43,363
(11) ERICA NOURJIAN......................................................................
HEAD OF OPERATIONS-INVESTMENTS
 40.0
.................
0.0 		        X   687,734 0 46,561
(12) WILLIAM CIOFFI......................................................................
PROFESSOR OF MEDICAL SCIENCE
 40.0
.................
0.0 		        X   600,000 0 48,599
(13) KEVIN MCLAUGHLIN......................................................................
DEAN OF THE FACULTY
 40.0
.................
0.0 		      X     393,662 0 72,952
(14) JILL PIPHER......................................................................
VP OF RESEARCH
 40.0
.................
0.5 		      X     359,517 0 34,632
(15) MICHAEL GUGLIELMO......................................................................
VP FOR FACILITIES MGMT
 40.0
.................
0.0 		      X     315,981 0 67,933
(16) MICHAEL WHITE......................................................................
VICE PRESIDENT FOR FIN & CFO
 40.0
.................
0.0 		      X     369,161 0 7,169
(17) DAVID SAVITZ......................................................................
PROFESSOR OF EPIDEMIOLOGY
 40.0
.................
0.0 		          X 324,897 0 31,054
Form 990 (2020)
Form 990 (2020)
Page 8
Part VII
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees (continued)
(A)
Name and title 		(B)
Average hours per week (list any hours for related organizations below dotted line) 		(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee) 		(D)
Reportable compensation from the organization (W-2/1099-MISC) 		(E)
Reportable compensation from related organizations (W-2/1099-MISC) 		(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; OfficerInd; Key Employee; Highest compensated employee; FormerOfcrDirectorTrusteeInd;
(18) VICKI COLVIN........................................................................
PROFESSOR OF CHEMISTRY
 40.0
.......................0.0 		          X 277,262 0 35,102
(19) JOSEPH S CALHOUN........................................................................
VP FOR FIN & CFO
 40.0
.......................0.0 		          X 180,303 0 0
(20) PAMELA REEVES........................................................................
Senior Fellow/Trustee
 2.0
.......................0.0 		X           42,137 0 1,464
(21) SAMUEL M MENCOFF........................................................................
CHANCELLOR/TRUSTEE
 2.0
.......................0.0 		X   X       0 0 0
(22) ALISON S RESSLER........................................................................
VICE CHANCELLOR/TRUSTEE
 2.0
.......................0.0 		X   X       0 0 0
(23) RICHARD A FRIEDMAN........................................................................
SECRETARY/FELLOW
 2.0
.......................0.0 		X   X       0 0 0
(24) THERESIA GOUW........................................................................
TREASURER/TRUSTEE
 2.0
.......................0.0 		X   X       0 0 0
(25) SANGEETA N BHATIA........................................................................
FELLOW
 2.0
.......................0.0 		X           0 0 0
(26) LAURA GELLER........................................................................
FELLOW
 2.0
.......................0.0 		X           0 0 0
(27) JIM YONG KIM........................................................................
FELLOW
 2.0
.......................0.0 		X           0 0 0
(28) BRIAN T MOYNIHAN........................................................................
FELLOW
 2.0
.......................0.0 		X           0 0 0
(29) JONATHAN M NELSON........................................................................
FELLOW
 2.0
.......................0.0 		X           0 0 0
(30) THOMAS J TISCH........................................................................
FELLOW
 2.0
.......................0.0 		X           0 0 0
(31) JEROME C VASCELLARO........................................................................
FELLOW
 2.0
.......................0.0 		X           0 0 0
(32) PETER S VOSS........................................................................
FELLOW
 2.0
.......................0.0 		X           0 0 0
(33) MARIA T ZUBER........................................................................
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(34) JOHN C ATWATER........................................................................
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(35) BERNADETTE AULESTIA........................................................................
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(36) PREETHA BASAVIAH........................................................................
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(37) BRIAN A BENJAMIN........................................................................
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(38) AMANDA BOSTON........................................................................
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(39) ORLANDO BRAVO........................................................................
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(40) KATE BURTON........................................................................
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(41) A RICHARD CAPUTO JR........................................................................
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(42) GUOQING CHEN........................................................................
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(43) BRICKSON E DIAMOND........................................................................
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(44) JOSEPH E EDELMAN........................................................................
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(45) JOHN B EHRENKRANZ........................................................................
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(46) JILL FURMAN........................................................................
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(47) CHARLES H GIANCARLO........................................................................
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(48) OLIVER HAARMANN........................................................................
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(49) LIBBY A HEIMARK........................................................................
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(50) GALEN V HENDERSON........................................................................
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(51) JEFFREY F HINES........................................................................
FELLOW
 2.0
.......................0.0 		X           0 0 0
(52) MITCHELL R JULIS........................................................................
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(53) PABLO G LEGORRETA........................................................................
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(54) FRAYDA B LINDEMANN........................................................................
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(55) JENNIFER B MOSES........................................................................
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(56) PERRI A PELTZ........................................................................
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(57) BARRY ROSENSTEIN........................................................................
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(58) PABLO J SALAME........................................................................
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(59) SARA LEPPO SAVAGE........................................................................
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(60) ZACHARY J SCHREIBER........................................................................
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(61) MATTHEW I SIROVICH........................................................................
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(62) PRESTON C TISDALE........................................................................
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(63) DONNA MCGRAW WEISS........................................................................
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(64) NANCY G ZIMMERMAN........................................................................
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(65) JOAN WERNIG SORENSON........................................................................
FELLOW
 2.0
.......................0.0 		X           0 0 0
(66) Marcia Dunn........................................................................
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(67) Robert P Goodman........................................................................
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(68) Alan G Hassenfeld........................................................................
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(69) Earl E Hunt II........................................................................
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(70) Divya Mehta........................................................................
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(71) Joelle A Murchison........................................................................
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(72) Greg Penner........................................................................
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
1b Sub-Total................MediumBullet
c Total from continuation sheets to Part VII, Section A....MediumBullet
d Total (add lines 1b and 1c)...........MediumBullet 14,126,741 0 1,496,244
2
Total number of individuals (including but not limited to those listed above) who received more than $100,000 of reportable compensation from the organization MediumBullet1,146
Yes
No
3
Did the organization list any former officer, director or trustee, key employee, or highest compensated employee on line 1a? If "Yes," complete Schedule J for such individual ..............
3
Yes
 
4
For any individual listed on line 1a, is the sum of reportable compensation and other compensation from the organization and related organizations greater than $150,000? If "Yes," complete Schedule J for such
individual...........................
4
Yes
 
5
Did any person listed on line 1a receive or accrue compensation from any unrelated organization or individual for services rendered to the organization? If "Yes," complete Schedule J for such person ........
5
 
No
Section B. Independent Contractors
1
Complete this table for your five highest compensated independent contractors that received more than $100,000 of compensation from the organization. Report compensation for the calendar year ending with or within the organization’s tax year.
(A)
Name and business address 		(B)
Description of services 		(C)
Compensation
SHAWMUT DESIGN CONSTRUCTION,
3 DAVOL SQUARE SUITE A275
PROVIDENCE,RI02903 		Construction 71,426,651
VERILY LIFE SCIENCES LLC,
269 E GRAND AVE SOUTH
SAN FRANCISCO,CA94080 		HEALTH SERVICES 25,436,050
COMPASS GROUP USA INC BON APPETI,
1 ORCHARD RD
ARMONK,NY10504 		FOOD SERVICES 4,933,265
PARISEAULT BUILDERS INC,
25 SHARPRE DR
CRANSTON,RI02920 		CONSTRUCTION 4,626,012
REX Architecture PC,
100 Reade Street
NEW YORK,NY10013 		ARCHITECTURAL SVCS 3,790,400
2
Total number of independent contractors (including but not limited to those listed above) who received more than $100,000 of compensation from the organization MediumBullet447
Form 990 (2020)
Form 990 (2020)
Page 9
Part VIII
Statement of Revenue
Check if Schedule O contains a response or note to any line in this Part VIII.............
(A)
Total revenue 		(B)
Related or
exempt
function
revenue 		(C)
Unrelated
business
revenue 		(D)
Revenue
excluded from
tax under sections
512 - 514
Contributions, Gifts, GrantAmt and OtherAmt Similar Amounts 1a Federated campaigns..1a 123,218
b Membership dues..1b  
c Fundraising events..1c  
d Related organizations1d  
e Government grants (contributions)1e 236,052,504
f All other contributions, gifts, grants, and similar amounts not included above1f 309,013,339
g Noncash contributions included in lines 1a - 1f:$ 1g 50,875,566
h Total. Add lines 1a-1f.......MediumBullet 545,189,061
Program Service RevenueAmt Business Code
2a TUITION & FEES 611310 553,350,332 553,350,332    
b RESIDENCE 721310 26,805,588 26,805,588    
c DINING HALLS 722514 15,511,685 15,511,685    
d BOOKSTORE 451211 5,371,169 5,363,636 7,533  
e HEALTH SERVICES 620000 10,600,585 10,600,585    
f All other program service revenue. 39,133,009 39,051,341 81,668  
g Total. Add lines 2a–2f .....MediumBullet 650,772,368
OtherAmtRevenueAmt 3 Investment income (including dividends, interest, and othersimilar amounts) ......MediumBullet 25,479,110   1,183,453 24,295,657
4 Income from investment of tax-exempt bond proceedsMediumBullet 0      
5 Royalties...........MediumBullet 633,212     633,212
(ii) Personal (i) Real
6a Gross rents     6a
b Less: rental expenses     6b
c Rental income or (loss) 0 0 6c
d Net rental income or (loss).......MediumBullet 0      
(ii) Other (i) Securities
7a Gross amount from sales of assets other than inventory 2,033,662 1,846,562,760 7a
b Less: cost or other basis and sales expenses 1,463,610 900,831,142 7b
c Gain or (loss) 570,052 945,731,618 7c
d Net gain or (loss).........MediumBullet 946,301,670     946,301,670
8a Gross income from fundraising events (not including $   of contributions reported on line 1c). See Part IV, line 18 ....
8a 0
b Less: direct expenses ... 8b 0
c Net income or (loss) from fundraising events..MediumBullet 0    
9a Gross income from gaming activities.
See Part IV, line 19 ...
9a 0
b Less: direct expenses ... 9b 0
c Net income or (loss) from gaming activities..MediumBullet 0      
10a Gross sales of inventory, less
returns and allowances ..
10a 0
b Less: cost of goods sold .. 10b 0
c Net income or (loss) from sales of inventory..MediumBullet 0      
Business Code Miscellaneous Revenue
11a            
b            
c            
d All other revenue ....        
e Total. Add lines 11a–11d ...... MediumBullet 0
12 Total revenue. See instructions.....MediumBullet 2,168,375,421 650,683,167 1,272,654 971,230,539
Form 990 (2020)
Form 990 (2020)
Page 10
Part IX
Statement of Functional Expenses
Section 501(c)(3) and 501(c)(4) organizations must complete all columns. All other organizations must complete column (A).Check if Schedule O contains a response or note to any line in this Part IX..............
Do not include amounts reported on lines 6b,
7b, 8b, 9b, and 10b of Part VIII. 		(A)
Total expenses 		(B)
Program service expenses 		(C)
Management and general expenses 		(D)
Fundraising
expenses
1 Grants and other assistance to domestic organizations and domestic governments. See Part IV, line 21 .... 35,665,225 35,665,225
2 Grants and other assistance to domestic individuals. See Part IV, line 22 ........... 321,892,071 321,892,071
3 Grants and other assistance to foreign organizations, foreign governments, and foreign individuals. See Part IV, lines 15 and 16. ............. 1,784,632 1,784,632
4 Benefits paid to or for members ....... 0  
5 Compensation of current officers, directors, trustees, and key employees ........... 6,675,359 1,721,379 3,974,809 979,171
6 Compensation not included above, to disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B) ......... 715,202 715,202    
7 Other salaries and wages........ 421,132,841 352,382,538 49,643,265 19,107,038
8 Pension plan accruals and contributions (include section 401(k) and 403(b) employer contributions) .... 22,082,876 17,532,561 3,519,689 1,030,626
9 Other employee benefits ....... 55,634,283 39,872,935 12,191,474 3,569,874
10 Payroll taxes ........... 29,875,654 23,719,588 4,761,745 1,394,321
11 Fees for services (non-employees):        
a Management ...... 0      
b Legal ......... 6,666,023 140,176 6,525,847  
c Accounting ........... 502,500   502,500  
d Lobbying ........... 0      
e Professional fundraising services. See Part IV, line 17 0  
f Investment management fees ...... 2,406,401 2,211,183 195,218  
g Other (If line 11g amount exceeds 10% of line 25, column (A) amount, list line 11g expenses on Schedule O) 84,754,903 42,299,150 41,666,580 789,173
12 Advertising and promotion .... 1,715,574 1,529,235 53,735 132,604
13 Office expenses ....... 44,245,333 39,482,425 4,307,126 455,782
14 Information technology ...... 21,687,856 19,494,100 1,721,224 472,532
15 Royalties .. 0      
16 Occupancy ........... 49,771,673 47,504,621 1,931,813 335,239
17 Travel ............ 6,489,055 6,142,757 287,625 58,673
18 Payments of travel or entertainment expenses for any federal, state, or local public officials . 0      
19 Conferences, conventions, and meetings .... 589,103 563,501 16,979 8,623
20 Interest ........... 33,454,463 33,454,463    
21 Payments to affiliates ....... 0      
22 Depreciation, depletion, and amortization .. 88,502,629 88,502,629    
23 Insurance ... 18,991,503 17,737,195 1,254,308  
24 Other expenses. Itemize expenses not covered above (List miscellaneous expenses in line 24e. If line 24e amount exceeds 10% of line 25, column (A) amount, list line 24e expenses on Schedule O.)
a DUES AND MEMBERSHIPS 2,404,537 1,176,099 1,205,597 22,841
b PURCHASED GOODS 11,364,561 11,364,561    
c GRADUATE SUPPLEMENT 2,813,151 2,813,151    
d CHANGE IN SWAP LIABILITY -16,466,426 -16,466,426    
e All other expenses 8,035,811 3,423,489 4,542,827 69,495
25 Total functional expenses. Add lines 1 through 24e 1,263,386,793 1,096,658,440 138,302,361 28,425,992
26 Joint costs. Complete this line only if the organization reported in column (B) joint costs from a combined educational campaign and fundraising solicitation. Check here MediumBullet if following SOP 98-2 (ASC 958-720).        
Form 990 (2020)
Form 990 (2020)
Page 11
Part X
Balance Sheet
Check if Schedule O contains a response or note to any line in this Part IX..............
(A)
Beginning of year 		(B)
End of year
Assets 1 Cash–non-interest-bearing ........ 452,767,002 1 724,875,970
2 Savings and temporary cash investments ......... 97,569,751 2 239,871,609
3 Pledges and grants receivable, net ...... 310,931,985 3 350,723,575
4 Accounts receivable, net ............. 19,420,415 4 18,755,312
5 Loans and other receivables from any current or former officer, director, trustee, key employee, creator or founder, substantial contributor, or 35% controlled entity or family member of any of these persons .......
0 5 200,000
6 Loans and other receivables from other disqualified persons (as defined under section 4958(f)(1)), and persons described in section 4958(c)(3)(B) ...
0 6 0
7 Notes and loans receivable, net ........... 19,666,365 7 14,803,214
8 Inventories for sale or use ............ 4,917,283 8 4,562,445
9 Prepaid expenses and deferred charges ...... 4,976,632 9 9,487,493
10a Land, buildings, and equipment: cost or other basis. Complete Part VI of Schedule D 10a 2,576,604,520
b Less: accumulated depreciation 10b 1,282,097,843 1,260,178,049 10c 1,294,506,677
11 Investments—publicly traded securities . 522,630,758 11 701,118,377
12 Investments—other securities. See Part IV, line 11 ..... 4,180,923,289 12 6,307,346,868
13 Investments—program-related. See Part IV, line 11 .. 0 13 0
14 Intangible assets ............... 0 14 0
15 Other assets. See Part IV, line 11 ........... 4,462,722 15 102,737,920
16 Total assets. Add lines 1 through 15 (must equal line 33)... 6,878,444,251 16 9,768,989,460
Liabilities 17 Accounts payable and accrued expenses ..... 86,898,826 17 120,157,493
18 Grants payable ... 0 18 0
19 Deferred revenue ......... 49,752,624 19 95,820,649
20 Tax-exempt bond liabilities ......... 693,945,000 20 640,893,632
21 Escrow or custodial account liability. Complete Part IV of Schedule D 4,659,912 21 4,001,831
22 Loans and other payables to any current or former officer, director, trustee, key employee, creator or founder, substantial contributor, or 35% controlled entity or family member of any of these persons .........
0 22 0
23 Secured mortgages and notes payable to unrelated third parties .. 0 23 0
24 Unsecured notes and loans payable to unrelated third parties .. 376,000,308 24 813,907,111
25 Other liabilities (including federal income tax, payables to related third parties, and other liabilities not included on lines 17 - 24). Complete Part X of Schedule D 204,099,325 25 304,191,068
26 Total liabilities. Add lines 17 through 25.. 1,415,355,995 26 1,978,971,784
Net Assets or Fund Balance Organizations that follow FASB ASC 958, check here MediumBullet and complete lines 27, 28, 32, and 33.
27 Net assets without donor restrictions .......... 1,136,515,720 27 1,560,268,039
28 Net assets with donor restrictions ........... 4,326,572,536 28 6,229,749,637
Organizations that do not follow FASB ASC 958, check here MediumBullet and complete lines 29 through 33.
29 Capital stock or trust principal, or current funds .....   29  
30 Paid-in or capital surplus, or land, building or equipment fund ...   30  
31 Retained earnings, endowment, accumulated income, or other funds   31  
32 Total net assets or fund balances ........... 5,463,088,256 32 7,790,017,676
33 Total liabilities and net assets/fund balances ........ 6,878,444,251 33 9,768,989,460
Form 990 (2020)
Form 990 (2020)
Page 12
Part XI
Reconcilliation of Net Assets
Check if Schedule O contains a response or note to any line in this Part XI..............
1
Total revenue (must equal Part VIII, column (A), line 12) ............
1
2,168,375,421
2
Total expenses (must equal Part IX, column (A), line 25) ............
2
1,263,386,793
3
Revenue less expenses. Subtract line 2 from line 1 ..............
3
904,988,628
4
Net assets or fund balances at beginning of year (must equal Part X, line 32, column (A)) ..
4
5,463,088,256
5
Net unrealized gains (losses) on investments ...............
5
1,383,707,129
6
Donated services and use of facilities .................
6
 
7
Investment expenses .....................
7
 
8
Prior period adjustments .....................
8
 
9
Other changes in net assets or fund balances (explain in Schedule O) ........
9
38,233,663
10
Net assets or fund balances at end of year. Combine lines 3 through 9 (must equal Part X, line 32, column (B))
10
7,790,017,676
Part XII
Financial Statements and Reporting
Check if Schedule O contains a response or note to any line in this Part XII.............
Yes
No
1
Accounting method used to prepare the Form 990:  
If the organization changed its method of accounting from a prior year or checked "Other," explain in
Schedule O.
2a
Were the organization’s financial statements compiled or reviewed by an independent accountant?
2a
 
No
If ‘Yes,’ check a box below to indicate whether the financial statements for the year were compiled or reviewed on a separate basis, consolidated basis, or both:
b
Were the organization’s financial statements audited by an independent accountant?
2b
Yes
 
If ‘Yes,’ check a box below to indicate whether the financial statements for the year were audited on a separate basis, consolidated basis, or both:
c
If "Yes," to line 2a or 2b, does the organization have a committee that assumes responsibility for oversight of the audit, review, or compilation of its financial statements and selection of an independent accountant?
2c
Yes
 
If the organization changed either its oversight process or selection process during the tax year, explain in Schedule O.
3a
As a result of a federal award, was the organization required to undergo an audit or audits as set forth in the Single Audit Act and OMB Circular A-133?
3a
Yes
 
b
If "Yes," did the organization undergo the required audit or audits? If the organization did not undergo the required audit or audits, explain why in Schedule O and describe any steps taken to undergo such audits.
3b
Yes
 
Form 990 (2020)
Form 990 (2020)
Additional Data


Software ID:  
Software Version:  
Form 990, Special Condition Description:
Special Condition Description
SCHEDULE A
(Form 990 or 990EZ)

Department of the Treasury
Internal Revenue Service
Public Charity Status and Public Support
Complete if the organization is a section 501(c)(3) organization or a section 4947(a)(1) nonexempt charitable trust.
right arrow Attach to Form 990 or Form 990-EZ.
right arrow Go to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2020
Open to Public
Inspection
Name of the organization
Brown University
 
Employer identification number

05-0258809
Part I
Reason for Public Charity Status (All organizations must complete this part.) See instructions.
The organization is not a private foundation because it is: (For lines 1 through 12, check only one box.)
1
2
3
4
5
6
7
8
9
10
11
12
a
b
c
d
e
f
Enter the number of supported organizations ...............................  
g
Provide the following information about the supported organization(s).
(i) Name of supported organization (ii) EIN (iii) Type of organization (described on lines 1- 10 above (see instructions)) (iv) Is the organization listed in your governing document? (v) Amount of monetary support (see instructions) (vi) Amount of other support (see instructions)
Yes No
Total
 
   
For Paperwork Reduction Act Notice, see the Instructions for
Form 990 or 990-EZ.
Cat. No. 11285F
Schedule A (Form 990 or 990-EZ) 2020

Schedule A (Form 990 or 990-EZ) 2020
Page 2
Part II
Support Schedule for Organizations Described in Sections 170(b)(1)(A)(iv) and 170(b)(1)(A)(vi)
(Complete only if you checked the box on line 5, 7, or 8 of Part I or if the organization failed to qualify under Part III. If the organization failed to qualify under the tests listed below, please complete Part III.)
Section A. Public Support
Calendar year (or fiscal year beginning in) right arrow (a) 2016 (b) 2017 (c) 2018 (d) 2019 (e) 2020 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grant.") .. 386,783,988 474,642,932 495,032,643 444,957,133 545,189,061 2,346,605,757
2 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf....           0
3 The value of services or facilities furnished by a governmental unit to the organization without charge..           0
4 Total. Add lines 1 through 3 386,783,988 474,642,932 495,032,643 444,957,133 545,189,061 2,346,605,757
5 The portion of total contributions by each person (other than a governmental unit or publicly supported organization) included on line 1 that exceeds 2% of the amount shown on line 11, column (f).. 0
6 Public support. Subtract line 5 from line 4. 2,346,605,757
Section B. Total Support
Calendar year (or fiscal year beginning in) right arrow (a) 2016 (b) 2017 (c) 2018 (d) 2019 (e) 2020 (f) Total
7 Amounts from line 4.. 386,783,988 474,642,932 495,032,643 444,957,133 545,189,061 2,346,605,757
8 Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources... 59,229,087 53,102,257 17,356,553 20,343,940 24,928,869 174,960,706
9 Net income from unrelated business activities, whether or not the business is regularly carried on..       690,331 0 690,331
10 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part VI.)..           0
11 Total support. Add lines 7 through 10 2,522,256,794
12
12
3,412,273,042
13
First 5 years. If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a section 501(c)(3) organization, check this box and stop here........................................right arrow
Section C. Computation of Public Support Percentage
14
14
93.036 %
15
15
92.103 %
16a
b
17a
b
18
Private foundation. If the organization did not check a box on line 13, 16a, 16b, 17a, or 17b, check this box and see
instructions ..................................................... right arrow
Schedule A (Form 990 or 990-EZ) 2020

Schedule A (Form 990 or 990-EZ) 2020
Page 3
Part III
Support Schedule for Organizations Described in Section 509(a)(2)
(Complete only if you checked the box on line 10 of Part I or if the organization failed to qualify under Part II. If the organization fails to qualify under the tests listed below, please complete Part II.)
Section A. Public Support
Calendar year (or fiscal year beginning in) right arrow (a) 2016 (b) 2017 (c) 2018 (d) 2019 (e) 2020 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") .            
2 Gross receipts from admissions, merchandise sold or services performed, or facilities furnished in any activity that is related to the organization's tax-exempt purpose            
3 Gross receipts from activities that are not an unrelated trade or business under section 513 .....            
4 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf...            
5 The value of services or facilities furnished by a governmental unit to the organization without charge            
6 Total. Add lines 1 through 5            
7a Amounts included on lines 1, 2, and 3 received from disqualified persons            
b Amounts included on lines 2 and 3 received from other than disqualified persons that exceed the greater of $5,000 or 1% of the amount on line 13 for the year.            
c Add lines 7a and 7b..            
8 Public support. (Subtract line 7c from line 6.)  
Section B. Total Support
Calendar year (or fiscal year beginning in) right arrow (a) 2016 (b) 2017 (c) 2018 (d) 2019 (e) 2020 (f) Total
9 Amounts from line 6...            
10a Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources..            
b Unrelated business taxable income (less section 511 taxes) from businesses acquired after June 30, 1975.            
c Add lines 10a and 10b.            
11 Net income from unrelated business activities not included in line 10b, whether or not the business is regularly carried on.            
12 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part VI.) ..            
13 Total support. (Add lines 9, 10c, 11, and 12.)..            
14
Section C. Computation of Public Support Percentage
15
15
 
16
16
 
Section D. Computation of Investment Income Percentage
17
17
 
18
18
 
19a
b
20
Schedule A (Form 990 or 990-EZ) 2020

Schedule A (Form 990 or 990-EZ) 2020
Page 4
Part IV
Supporting Organizations
(Complete only if you checked a box on line 12 of Part I. If you checked box 12a, of Part I, complete Sections A and B. If you checked box 12b, of Part I, complete Sections A and C. If you checked box 12c, of Part I, complete Sections A, D, and E. If you checked box12d, of Part I, complete Sections A and D, and complete Part V.)
Section A. All Supporting Organizations
Yes
No
1
Are all of the organization’s supported organizations listed by name in the organization’s governing documents?
If "No," describe in Part VI how the supported organizations are designated. If designated by class or purpose,
describe the designation. If historic and continuing relationship, explain.
1
 
 
2
Did the organization have any supported organization that does not have an IRS determination of status under section 509(a)(1) or (2)? If "Yes," explain in Part VI how the organization determined that the supported organization was described in section 509(a)(1) or (2).
2
 
 
3a
Did the organization have a supported organization described in section 501(c)(4), (5), or (6)? If "Yes," answer lines 3b and 3c below.
3a
 
 
b
Did the organization confirm that each supported organization qualified under section 501(c)(4), (5), or (6) and satisfied the public support tests under section 509(a)(2)? If "Yes," describe in Part VI when and how the organization made the determination.
3b
 
 
c
Did the organization ensure that all support to such organizations was used exclusively for section 170(c)(2)(B) purposes? If "Yes," explain in Part VI what controls the organization put in place to ensure such use.
3c
 
 
4a
Was any supported organization not organized in the United States ("foreign supported organization")? If “Yes” and if you checked box 12a or 12b in Part I, answer lines 4b and 4c below.
4a
 
 
b
Did the organization have ultimate control and discretion in deciding whether to make grants to the foreign supported organization? If “Yes,” describe in Part VI how the organization had such control and discretion despite being controlled or supervised by or in connection with its supported organizations.
4b
 
 
c
Did the organization support any foreign supported organization that does not have an IRS determination under sections 501(c)(3) and 509(a)(1) or (2)? If “Yes,” explain in Part VI what controls the organization used to ensure that all support to the foreign supported organization was used exclusively for section 170(c)(2)(B) purposes.
4c
 
 
5a
Did the organization add, substitute, or remove any supported organizations during the tax year? If “Yes,” answer lines 5b and 5c below (if applicable). Also, provide detail in Part VI, including (i) the names and EIN numbers of the supported organizations added, substituted, or removed; (ii) the reasons for each such action; (iii) the authority under the organization's organizing document authorizing such action; and (iv) how the action was accomplished (such as by amendment to the organizing document).
5a
 
 
b
Type I or Type II only. Was any added or substituted supported organization part of a class already designated in the organization's organizing document?
5b
 
 
c
Substitutions only. Was the substitution the result of an event beyond the organization's control?
5c
 
 
6
Did the organization provide support (whether in the form of grants or the provision of services or facilities) to anyone other than (i) its supported organizations, (ii) individuals that are part of the charitable class benefited by one or more of its supported organizations, or (iii) other supporting organizations that also support or benefit one or more of the filing organization’s supported organizations? If “Yes,” provide detail in Part VI.
6
 
 
7
Did the organization provide a grant, loan, compensation, or other similar payment to a substantial contributor (defined in section 4958(c)(3)(C)), a family member of a substantial contributor, or a 35% controlled entity with regard to a substantial contributor? If “Yes,” complete Part I of Schedule L (Form 990 or 990-EZ) .
7
 
 
8
Did the organization make a loan to a disqualified person (as defined in section 4958) not described in line 7? If “Yes,” complete Part I of Schedule L (Form 990 or 990-EZ).
8
 
 
9a
Was the organization controlled directly or indirectly at any time during the tax year by one or more disqualified persons, as defined in section 4946 (other than foundation managers and organizations described in section 509(a)(1) or (2))? If “Yes,” provide detail in Part VI.
9a
 
 
b
Did one or more disqualified persons (as defined in line 9a) hold a controlling interest in any entity in which the supporting organization had an interest? If “Yes,” provide detail in Part VI.
9b
 
 
c
Did a disqualified person (as defined in line 9a) have an ownership interest in, or derive any personal benefit from, assets in which the supporting organization also had an interest? If “Yes,” provide detail in Part VI.
9c
 
 
10a
Was the organization subject to the excess business holdings rules of section 4943 because of section 4943(f) (regarding certain Type II supporting organizations, and all Type III non-functionally integrated supporting organizations)? If “Yes,” answer line 10b below.
10a
 
 
b
Did the organization have any excess business holdings in the tax year? (Use Schedule C, Form 4720, to determine whether the organization had excess business holdings).
10b
 
 
Schedule A (Form 990 or 990-EZ) 2020

Schedule A (Form 990 or 990-EZ) 2020
Page 5
Part IV
Supporting Organizations (continued)
Yes
No
11
Has the organization accepted a gift or contribution from any of the following persons?
a
A person who directly or indirectly controls, either alone or together with persons described in lines 11b and 11c below, the governing body of a supported organization?
11a
 
 
b
A family member of a person described in 11a above?
11b
 
 
c
A 35% controlled entity of a person described in line 11a or 11b above? If “Yes” to 11a, 11b, or 11c, provide detail in Part VI.
11c
 
 
Section B. Type I Supporting Organizations
Yes
No
1
Did the officers, directors, trustees, or membership of one or more supported organizations have the power to regularly appoint or elect at least a majority of the organization’s directors or trustees at all times during the tax year? If “No,” describe in Part VI how the supported organization(s) effectively operated, supervised, or controlled the organization’s activities. If the organization had more than one supported organization, describe how the powers to appoint and/or remove directors or trustees were allocated among the supported organizations and what conditions or restrictions, if any, applied to such powers during the tax year.
1
 
 
2
Did the organization operate for the benefit of any supported organization other than the supported organization(s) that operated, supervised, or controlled the supporting organization? If “Yes,” explain in Part VI how providing such benefit carried out the purposes of the supported organization(s) that operated, supervised or controlled the supporting organization.
2
 
 
Section C. Type II Supporting Organizations
Yes
No
1
Were a majority of the organization’s directors or trustees during the tax year also a majority of the directors or trustees of each of the organization’s supported organization(s)? If “No,” describe in Part VI how control or management of the supporting organization was vested in the same persons that controlled or managed the supported organization(s).
1
 
 
Section D. All Type III Supporting Organizations
Yes
No
1
Did the organization provide to each of its supported organizations, by the last day of the fifth month of the organization’s tax year, (i) a written notice describing the type and amount of support provided during the prior tax year, (ii) a copy of the Form 990 that was most recently filed as of the date of notification, and (iii) copies of the organization’s governing documents in effect on the date of notification, to the extent not previously provided?
1
 
 
2
Were any of the organization’s officers, directors, or trustees either (i) appointed or elected by the supported organization(s) or (ii) serving on the governing body of a supported organization? If "No," explain in Part VI how the organization maintained a close and continuous working relationship with the supported organization(s).
2
 
 
3
By reason of the relationship described in line 2 above, did the organization’s supported organizations have a significant voice in the organization’s investment policies and in directing the use of the organization’s income or assets at all times during the tax year? If "Yes," describe in Part VI the role the organization’s supported organizations played in this regard.
3
 
 
Section E. Type III Functionally-Integrated Supporting Organizations
1
Check the box next to the method that the organization used to satisfy the Integral Part Test during the year (see instructions):
a
b
c
2
Activities Test. Answer lines 2a and 2b below.
Yes
No
a
Did substantially all of the organization’s activities during the tax year directly further the exempt purposes of the supported organization(s) to which the organization was responsive? If "Yes," then in Part VI identify those supported organizations and explain how these activities directly furthered their exempt purposes, how the organization was responsive to those supported organizations, and how the organization determined that these activities constituted substantially all of its activities.
2a
 
 
b
Did the activities described in line 2a, above constitute activities that, but for the organization’s involvement, one or more of the organization’s supported organization(s) would have been engaged in? If "Yes," explain in Part VI the reasons for the organization’s position that its supported organization(s) would have engaged in these activities but for the organization’s involvement.
2b
 
 
3
Parent of Supported Organizations. Answer lines 3a and 3b below.
a
Did the organization have the power to regularly appoint or elect a majority of the officers, directors, or trustees of each of the supported organizations?If "Yes" or "No", provide details in Part VI.
3a
 
 
b
Did the organization exercise a substantial degree of direction over the policies, programs and activities of each of its supported organizations? If "Yes," describe in Part VI. the role played by the organization in this regard.
3b
 
 
Schedule A (Form 990 or 990-EZ) 2020

Schedule A (Form 990 or 990-EZ) 2020
Page 6
Part V
Type III Non-Functionally Integrated 509(a)(3) Supporting Organizations
1
Section A - Adjusted Net Income (A) Prior Year (B) Current Year
(optional)
1 Net short-term capital gain 1    
2 Recoveries of prior-year distributions 2    
3 Other gross income (see instructions) 3    
4 Add lines 1 through 3 4    
5 Depreciation and depletion 5    
6 Portion of operating expenses paid or incurred for production or collection of gross income or for management, conservation, or maintenance of property held for production of income (see instructions) 6    
7 Other expenses (see instructions) 7    
8 Adjusted Net Income (subtract lines 5, 6 and 7 from line 4) 8    
Section B - Minimum Asset Amount (A) Prior Year (B) Current Year
(optional)
1 Aggregate fair market value of all non-exempt-use assets (see instructions for short tax year or assets held for part of year): 1
a Average monthly value of securities 1a    
b Average monthly cash balances 1b    
c Fair market value of other non-exempt-use assets 1c    
d Total (add lines 1a, 1b, and 1c) 1d    
e Discount claimed for blockage or other factors
(explain in detail in Part VI):  
2 Acquisition indebtedness applicable to non-exempt use assets 2    
3 Subtract line 2 from line 1d 3    
4 Cash deemed held for exempt use. Enter 0.015 of line 3 (for greater amount, see instructions). 4    
5 Net value of non-exempt-use assets (subtract line 4 from line 3) 5    
6 Multiply line 5 by 0.035 6    
7 Recoveries of prior-year distributions 7    
8 Minimum Asset Amount (add line 7 to line 6) 8    
Section C - Distributable Amount Current Year
1 Adjusted net income for prior year (from Section A, line 8, Column A) 1  
2 Enter 85% of line 1 2  
3 Minimum asset amount for prior year (from Section B, line 8, Column A) 3  
4 Enter greater of line 2 or line 3 4  
5 Income tax imposed in prior year 5  
6 Distributable Amount. Subtract line 5 from line 4, unless subject to emergency temporary reduction (see instructions) 6  
7
Schedule A (Form 990 or 990-EZ) 2020

Schedule A (Form 990 or 990-EZ) 2020
Page 7
Part V
Type III Non-Functionally Integrated 509(a)(3) Supporting Organizations(continued)
Section D - Distributions Current Year
1 Amounts paid to supported organizations to accomplish exempt purposes 1  
2 Amounts paid to perform activity that directly furthers exempt purposes of supported organizations, in
excess of income from activity 		2  
3 Administrative expenses paid to accomplish exempt purposes of supported organizations 3  
4 Amounts paid to acquire exempt-use assets 4  
5 Qualified set-aside amounts (prior IRS approval required - provide details in Part VI) 5  
6 Other distributions (describe in Part VI). See instructions 6  
7Total annual distributions. Add lines 1 through 6. 7  
8 Distributions to attentive supported organizations to which the organization is responsive (provide
details in Part VI). See instructions 		8  
9 Distributable amount for 2020 from Section C, line 6 9  
10 Line 8 amount divided by Line 9 amount 10  
Section E - Distribution Allocations (see instructions) (i)
Excess Distributions 		(ii)
Underdistributions
Pre-2020 		(iii)
Distributable
Amount for 2020
1 Distributable amount for 2020 from Section C, line 6  
2 Underdistributions, if any, for years prior to 2019 (reasonable cause required-- explain in Part VI).
See instructions.		  
3 Excess distributions carryover, if any, to 2020:
a From 2015.......  
b From 2016.......  
c From 2017.......  
d From 2018.......  
e From 2019.......  
fTotal of lines 3a through e  
g Applied to underdistributions of prior years  
h Applied to 2020 distributable amount  
i Carryover from 2015 not applied (see
instructions) 		 
j Remainder. Subtract lines 3g, 3h, and 3i from line 3f.  
4Distributions for 2020 from Section D, line 7:
$  
a Applied to underdistributions of prior years  
b Applied to 2020 distributable amount  
c Remainder. Subtract lines 4a and 4b from line 4.  
5 Remaining underdistributions for years prior to
2020, if any. Subtract lines 3g and 4a from line 2.
If the amount is greater than zero, explain in Part VI.
See instructions. 		 
6 Remaining underdistributions for 2020. Subtract
lines 3h and 4b from line 1. If the amount is greater
than zero, explain in Part VI. See instructions. 		 
7 Excess distributions carryover to 2021. Add lines
3j and 4c. 		 
8 Breakdown of line 7:
a Excess from 2016.....  
b Excess from 2017.....  
c Excess from 2018.....  
d Excess from 2019.....  
e Excess from 2020.....  
Schedule A (Form 990 or 990-EZ) (2020)

Schedule A (Form 990 or 990-EZ) 2020
Page 8
Part VI
Supplemental Information. Provide the explanations required by Part II, line 10; Part II, line 17a or 17b; Part III, line 12; Part IV, Section A, lines 1, 2, 3b, 3c, 4b, 4c, 5a, 6, 9a, 9b, 9c, 11a, 11b, and 11c; Part IV, Section B, lines 1 and 2; Part IV, Section C, line 1; Part IV, Section D, lines 2 and 3; Part IV, Section E, lines 1c, 2a, 2b, 3a and 3b; Part V, line 1; Part V, Section B, line 1e; Part V Section D, lines 5, 6, and 8; and Part V, Section E, lines 2, 5, and 6. Also complete this part for any additional information. (See instructions).
Facts And Circumstances Test
 
Return Reference Explanation
Schedule A (Form 990 or 990-EZ) 2020


Additional Data


Software ID:  
Software Version:  
Schedule B
(Form 990, 990-EZ,
or 990-PF)
Department of the Treasury
Internal Revenue Service
Schedule of Contributors

Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
Arrow Bullet Go to www.irs.gov/Form990 for the latest information.
OMB No. 1545-0047
2020
Name of the organization
Brown University
 
Employer identification number

05-0258809
Organization type (check one):
Filers of:
Section:
Form 990 or 990-EZ






Form 990-PF




Check if your organization is covered by the General Rule or a Special Rule.  
Note: Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
General Rule
Special Rules
......... Arrow Bullet $  
Caution: An organization that isn't covered by the General Rule and/or the Special Rules doesn't file Schedule B (Form 990,
990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its Form 990-EZ
or on its Form 990PF, Part I, line 2, to certify that it doesn't meet the filing requirements of Schedule B (Form 990,
990-EZ, or 990-PF).
For Paperwork Reduction Act Notice, see the Instructions
for Form 990, 990-EZ, or 990-PF.
Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2020)
Schedule B (Form 990, 990-EZ, or 990-PF) (2020) Page 2
Name of organization
Brown University
  		Employer identification number
05-0258809
Part I
Contributors
Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
RESTRICTED
 
 
 
 
  ,    

$ RESTRICTED


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 
 

$  


(Complete Part II for noncash contributions.)
Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
Page 3
Name of organization
Brown University
  		Employer identification number

05-0258809
Part II
Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
(a)
No. from Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(See instructions) 		(d)
Date received
 
$    
(a)
No. from Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(See instructions) 		(d)
Date received
 
$    
(a)
No. from Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(See instructions) 		(d)
Date received
 
$    
(a)
No. from Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(See instructions) 		(d)
Date received
 
$    
(a)
No. from Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(See instructions) 		(d)
Date received
 
$    
(a)
No. from Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(See instructions) 		(d)
Date received
 
$    
Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
Page 4
Name of organization
Brown University
  		Employer identification number

05-0258809
Part III
Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
Use duplicate copies of Part III if additional space is needed.
(a)
No. from Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
(a)
No. from Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
(a)
No. from Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
(a)
No. from Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
Additional Data


Software ID:  
Software Version:  
SCHEDULE C
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Political Campaign and Lobbying Activities

For Organizations Exempt From Income Tax Under section 501(c) and section 527

SchCMd Bullet Complete if the organization is described below. SchCMd Bullet Attach to Form 990 or Form 990-EZ.
SchCMd BulletGo to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2020
Open to Public
Inspection
If the organization answered "Yes" on Form 990, Part IV, Line 3, or Form 990-EZ, Part V, line 46 (Political Campaign Activities), then
Round Bullet Section 501(c)(3) organizations: Complete Parts I-A and B. Do not complete Part I-C.
Round Bullet Section 501(c) (other than section 501(c)(3)) organizations: Complete Parts I-A and C below. Do not complete Part I-B.
Round Bullet Section 527 organizations: Complete Part I-A only.
If the organization answered "Yes" on Form 990, Part IV, Line 4, or Form 990-EZ, Part VI, line 47 (Lobbying Activities), then
Round Bullet Section 501(c)(3) organizations that have filed Form 5768 (election under section 501(h)): Complete Part II-A. Do not complete Part II-B.
Round Bullet Section 501(c)(3) organizations that have NOT filed Form 5768 (election under section 501(h)): Complete Part II-B. Do not complete Part II-A.
If the organization answered "Yes" on Form 990, Part IV, Line 5 (Proxy Tax) (see separate instructions) or Form 990-EZ, Part V, line 35c (Proxy Tax) (see separate instructions), then
Round Bullet Section 501(c)(4), (5), or (6) organizations: Complete Part III.
Name of the organization
Brown University
 
Employer identification number

05-0258809
Part I-A
Complete if the organization is exempt under section 501(c) or is a section 527 organization.

1
Provide a description of the organization’s direct and indirect political campaign activities in Part IV (see instructions for definition of “political campaign activities")

2
Political campaign activity expenditures (see instructions) ....................................................................SchCMd Bullet
$  
3
Volunteer hours for political campaign activities (see instructions) ..................................................................
 

Part I-B
Complete if the organization is exempt under section 501(c)(3).
1
Enter the amount of any excise tax incurred by the organization under section 4955 ................................SchCMd Bullet
$  
2
Enter the amount of any excise tax incurred by organization managers under section 4955 .......................SchCMd Bullet
$  
3
If the organization incurred a section 4955 tax, did it file Form 4720 for this year? .........................................
4a
Was a correction made? ......................................................................................................................
b
If "Yes," describe in Part IV.
Part I-C
Complete if the organization is exempt under section 501(c), except section 501(c)(3).
1
Enter the amount directly expended by the filing organization for section 527 exempt function activities ..... SchCMd Bullet
$  
2
Enter the amount of the filing organization's funds contributed to other organizations for section 527 exempt function activities ............................................................................................................................SchCMd Bullet

$  
3
Total exempt function expenditures. Add lines 1 and 2. Enter here and on Form 1120-POL, line 17b...........SchCMd Bullet

$  
4
Did the filing organization file Form 1120-POL for this year? ...................................................................
5
Enter the names, addresses and employer identification number (EIN) of all section 527 political organizations to which the filing
organization made payments. For each organization listed, enter the amount paid from the filing organization’s funds. Also enter the amount of political contributions received that were promptly and directly delivered to a separate political organization, such as a separate segregated fund or a political action committee (PAC). If additional space is needed, provide information in Part IV.
(a) Name (b) Address (c) EIN (d) Amount paid from filing organization's funds. If none, enter -0-. (e) Amount of political contributions received and promptly and directly delivered to a separate political organization. If none, enter -0-.
1
2
3
4
5
6
For Paperwork Reduction Act Notice, see the instructions for Form 990 or 990-EZ.
Cat. No. 50084S
Schedule C (Form 990 or 990-EZ) 2020

Schedule C (Form 990 or 990-EZ) 2020
Page 2
Part II-A
Complete if the organization is exempt under section 501(c)(3) and filed Form 5768 (election under section 501(h)).
A Check SchCMd Bulletexpenses, and share of excess lobbying expenditures).
B Check SchCMd Bullet
Limits on Lobbying Expenditures
(The term "expenditures" means amounts paid or incurred.) 		(a) Filing
organization's
totals 		(b) Affiliated group totals
1a Total lobbying expenditures to influence public opinion (grass roots lobbying) ......................    
b Total lobbying expenditures to influence a legislative body (direct lobbying) ........................    
c Total lobbying expenditures (add lines 1a and 1b) ............................................................    
d Other exempt purpose expenditures ...............................................................................    
e Total exempt purpose expenditures (add lines 1c and 1d) ..................................................    
f Lobbying nontaxable amount. Enter the amount from the following table in both
columns.		    
If the amount on line 1e, column (a) or (b) is:The lobbying nontaxable amount is:
Not over $500,00020% of the amount on line 1e.
Over $500,000 but not over $1,000,000$100,000 plus 15% of the excess over $500,000.
Over $1,000,000 but not over $1,500,000$175,000 plus 10% of the excess over $1,000,000.
Over $1,500,000 but not over $17,000,000$225,000 plus 5% of the excess over $1,500,000.
Over $17,000,000$1,000,000.
g Grassroots nontaxable amount (enter 25% of line 1f) .................................................    
h Subtract line 1g from line 1a. If zero or less, enter -0-. ................................................    
i Subtract line 1f from line 1c. If zero or less, enter -0-. ................................................    
j If there is an amount other than zero on either line 1h or line 1i, did the organization file Form 4720 reporting
section 4911 tax for this year? ...................................................................................................................

4-Year Averaging Period Under Section 501(h)
(Some organizations that made a section 501(h) election do not have to complete all of the five
columns below. See the separate instructions for lines 2a through 2f.)
Lobbying Expenditures During 4-Year Averaging Period
Calendar year (or fiscal year
beginning in) 		(a) 2017 (b) 2018 (c) 2019 (d) 2020 (e) Total
2a Lobbying nontaxable amount          
b Lobbying ceiling amount
(150% of line 2a, column(e)) 		 
c Total lobbying expenditures          
d Grassroots nontaxable amount          
e Grassroots ceiling amount
(150% of line 2d, column (e))		  
f Grassroots lobbying expenditures          
Schedule C (Form 990 or 990-EZ) 2020


Schedule C (Form 990 or 990-EZ) 2020
Page 3
Part II-B
Complete if the organization is exempt under section 501(c)(3) and has NOT filed Form 5768 (election under section 501(h)).
For each "Yes" response on lines 1a through 1i below, provide in Part IV a detailed description of the lobbying activity.
(a)
Yes|No
(b)
Amount
1
During the year, did the filing organization attempt to influence foreign, national, state or local legislation, including any attempt to influence public opinion on a legislative matter or referendum, through the use of:
a
Volunteers? ...........................................................................................................
 
No
b
Paid staff or management (include compensation in expenses reported on lines 1c through 1i)? ........
Yes
 
c
Media advertisements? ...................................................................................................
 
No
 
d
Mailings to members, legislators, or the public? .............................................................................
 
No
 
e
Publications, or published or broadcast statements? ...........................................................
 
No
 
f
Grants to other organizations for lobbying purposes? ..........................................................
 
No
 
g
Direct contact with legislators, their staffs, government officials, or a legislative body? .......................
Yes
 
120,000
h
Rallies, demonstrations, seminars, conventions, speeches, lectures, or any similar means? ..................
 
No
 
i
Other activities? ...................................................................................................................
Yes
 
17,000
j
Total. Add lines 1c through 1i ....................................................................................................
137,000
2a
Did the activities in line 1 cause the organization to be not described in section 501(c)(3)? .....
 
No
b
If "Yes," enter the amount of any tax incurred under section 4912 ...........................................
 
c
If "Yes," enter the amount of any tax incurred by organization managers under section 4912 ...................
 
d
If the filing organization incurred a section 4912 tax, did it file Form 4720 for this year? ........................
 
 
Part III-A
Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6).
Yes
No
1
Were substantially all (90% or more) dues received nondeductible by members? ...............................................
1
 
 
2
Did the organization make only in-house lobbying expenditures of $2,000 or less? ............................................
2
 
 
3
Did the organization agree to carry over lobbying and political expenditures from the prior year? .................................
3
 
 
Part III-B
Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6) and if either (a) BOTH Part III-A, lines 1 and 2, are answered "No" OR (b) Part III-A, line 3, is answered “Yes."
1
Dues, assessments and similar amounts from members ......................................................................
1
 
2
Section 162(e) nondeductible lobbying and political expenditures (do not include amounts of political expenses for which the section 527(f) tax was paid).
a
Current year .............................................................................................................................
2a
 
b
Carryover from last year ............................................................................................................
2b
 
c
Total ...........................................................................................................................................
2c
 
3
Aggregate amount reported in section 6033(e)(1)(A) notices of nondeductible section 162(e) dues .
3
 
4
If notices were sent and the amount on line 2c exceeds the amount on line 3, what portion of the excess does the organization agree to carryover to the reasonable estimate of nondeductible lobbying and political expenditure next year? ......................................................................................................................
4
 
5
Taxable amount of lobbying and political expenditures (see instructions) .........................................
5
 
Part IV
Supplemental Information
Provide the descriptions required for Part l-A, line 1; Part l-B, line 4; Part l-C, line 5; Part II-A (affiliated group list); Part II-A, lines 1 and 2 (see instructions), and Part ll-B, line 1. Also, complete this part for any additional information.
Return Reference Explanation
SCHEDULE C, PART II-B, LINE 1B & 1G CERTAIN MEMBERS OF THE UNIVERSITY'S STAFF DEVOTED A PORTION OF THEIR TIME TO PROMOTE OUR MISSION BY WORKING WITH STATE AND FEDERAL GOVERNMENT ENTITIES TO ADVOCATE FOR LEGISLATION AND POLICY INITIATIVES THAT SUPPORT HIGHER EDUCATION AND THE UNIVERSITY'S RESEARCH AGENDA.
SCHEDULE C, PART II-B, LINE 1i AMOUNTS REPORTED ON THIS LINE RELATE TO MEMBERSHIP DUES PAID TO ORGANIZATIONS WHO LOBBY ON BEHALF OF THEIR MEMBERS(INCLUDING BROWN UNIVERSITY).
Schedule C (Form 990 or 990EZ) 2020


Additional Data


Software ID:  
Software Version:  

SCHEDULE D
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Financial Statements
SchDMd Bullet Complete if the organization answered "Yes," on Form 990,
Part IV, line 6, 7, 8, 9, 10, 11a, 11b, 11c, 11d, 11e, 11f, 12a, or 12b.
SchDMd Bullet Attach to Form 990.
SchDMd Bullet Go to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2020
Open to Public Inspection
Name of the organization
Brown University
 
Employer identification number

05-0258809
Part I
Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts. Complete if the organization answered "Yes" on Form 990, Part IV, line 6.
(a) Donor advised funds (b) Funds and other accounts
1 Total number at end of year ......... 2  
2 Aggregate value of contributions to (during year)    
3 Aggregate value of grants from (during year)    
4 Aggregate value at end of year ........ 2,041,920  
5
Did the organization inform all donors and donor advisors in writing that the assets held in donor advised funds are the organization’s property, subject to the organization’s exclusive legal control? ............
6
Did the organization inform all grantees, donors, and donor advisors in writing that grant funds can be used only for charitable purposes and not for the benefit of the donor or donor advisor, or for any other purpose conferring impermissible private benefit? ...................................
Part II
Conservation Easements.
Complete if the organization answered "Yes" on Form 990, Part IV, line 7.
1
Purpose(s) of conservation easements held by the organization (check all that apply).
2
Complete lines 2a through 2d if the organization held a qualified conservation contribution in the form of a conservation easement on the last day of the tax year.
Held at the End of the Year
a Total number of conservation easements ...................... 2a  
b Total acreage restricted by conservation easements .................... 2b  
c Number of conservation easements on a certified historic structure included in (a) ..... 2c  
d Number of conservation easements included in (c) acquired after 7/25/06, and not on a historic structure listed in the National Register ... 2d  
3
Number of conservation easements modified, transferred, released, extinguished, or terminated by the organization during the
tax year SchDMd Bullet  
4
Number of states where property subject to conservation easement is located SchDMd Bullet  
5
Does the organization have a written policy regarding the periodic monitoring, inspection, handling of violations, and enforcement of the conservation easements it holds? ............
6
Staff and volunteer hours devoted to monitoring, inspecting, handling of violations, and enforcing conservation easements during the year
SchDMd Bullet  
7
Amount of expenses incurred in monitoring, inspecting, handling of violations, and enforcing conservation easements during the year
SchDMd Bullet $  
8
Does each conservation easement reported on line 2(d) above satisfy the requirements of section 170(h)(4)(B)(i) and section 170(h)(4)(B)(ii)? .............................
9
In Part XIII, describe how the organization reports conservation easements in its revenue and expense statement, and
balance sheet, and include, if applicable, the text of the footnote to the organization’s financial statements that describes
the organization’s accounting for conservation easements.
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets.
Complete if the organization answered "Yes" on Form 990, Part IV, line 8.
1a
If the organization elected, as permitted under FASB ASC 958, not to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide, in Part XIII, the text of the footnote to its financial statements that describes these items.
b
If the organization elected, as permitted under FASB ASC 958, to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide the following amounts relating to these items:
(i)
Revenue included on Form 990, Part VIII, line 1 .........................SchDMd Bullet $  
(ii)
Assets included in Form 990, Part X ...............................SchDMd Bullet $  
2
If the organization received or held works of art, historical treasures, or other similar assets for financial gain, provide the
following amounts required to be reported under FASB ASC 958 relating to these items:
a
Revenue included on Form 990, Part VIII, line 1 ..........................SchDMd Bullet $  
b
Assets included in Form 990, Part X ...............................SchDMd Bullet $  
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 52283D
Schedule D (Form 990) 2020

Schedule D (Form 990) 2020
Page 2
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets (continued)
3
Using the organization’s acquisition, accession, and other records, check any of the following that are a significant use of its collection items (check all that apply):
a
d
b
e
Education
c
4
Provide a description of the organization’s collections and explain how they further the organization’s exempt purpose in
Part XIII.
5
During the year, did the organization solicit or receive donations of art, historical treasures or other similar
assets to be sold to raise funds rather than to be maintained as part of the organization’s collection?...
Part IV
Escrow and Custodial Arrangements. Complete if the organization answered "Yes" on Form 990, Part IV, line 9, or reported an amount on Form 990, Part X, line 21.
1a
Is the organization an agent, trustee, custodian or other intermediary for contributions or other assets not
included on Form 990, Part X? ....................................
b If "Yes," explain the arrangement in Part XIII and complete the following table: Amount
c Beginning balance ............................. 1c  
d Additions during the year ............................ 1d  
e Distributions during the year .......................... 1e  
f Ending balance ................................ 1f  
2a
Did the organization include an amount on Form 990, Part X, line 21, for escrow or custodial account liability? ...
b
If "Yes," explain the arrangement in Part XIII. Check here if the explanation has been provided in Part XIII ....
Part V
Endowment Funds.
Complete if the organization answered "Yes" on Form 990, Part IV, line 10.
(a) Current year (b) Prior year (c) Two years back (d) Three years back (e) Four years back
1a Beginning of year balance .... 4,358,253,647 3,958,782,529 3,587,173,706 3,230,076,865 2,948,970,720
b Contributions ... 116,510,775 105,504,992 98,564,147 99,020,628 62,717,847
c Net investment earnings, gains, and losses 2,218,476,088 459,912,527 433,173,443 415,898,924 390,185,026
d Grants or scholarships ... 41,537,202 38,764,935 38,608,971 37,987,703 41,496,214
e Other expenditures for facilities
and programs ... 		139,821,963 120,497,071 114,571,217 112,965,217 122,703,273
f Administrative expenses .... 19,253,347 6,684,395 6,948,579 6,869,791 7,597,241
g End of year balance ...... 6,492,627,998 4,358,253,647 3,958,782,529 3,587,173,706 3,230,076,865
2
Provide the estimated percentage of the current year end balance (line 1g, column (a)) held as:
a
Board designated or quasi-endowment SchDMd Bullet16.000 %
b
Permanent endowment SchDMd Bullet27.000 %
c
Term endowment SchDMd Bullet57.000 %
The percentages on lines 2a, 2b, and 2c should equal 100%.
3a
Are there endowment funds not in the possession of the organization that are held and administered for the
organization by:

Yes
No
(i) Unrelated organizations .......................
3a(i)
 
No
(ii) Related organizations .......................
3a(ii)
 
No
b
If "Yes" on 3a(ii), are the related organizations listed as required on Schedule R? .........
3b
 
 
4
Describe in Part XIII the intended uses of the organization's endowment funds.
Part VI
Land, Buildings, and Equipment.
Complete if the organization answered "Yes" on Form 990, Part IV, line 11a. See Form 990, Part X, line 10.
Description of property (a) Cost or other basis
(investment) 		(b) Cost or other basis (other) (c) Accumulated depreciation (d) Book value
1a Land .....   93,322,909 93,322,909
b Buildings ....   2,106,392,253 1,085,773,680 1,020,618,573
c Leasehold improvements        
d Equipment ....   83,047,333 64,237,513 18,809,820
e Other .....   293,842,025 132,086,650 161,755,375
Total. Add lines 1a through 1e. (Column (d) must equal Form 990, Part X, column (B), line 10(c).)..SchDMdBullet 1,294,506,677
Schedule D (Form 990) 2020

Schedule D (Form 990) 2020
Page 3
Part VII
Investments - Other Securities.
Complete if the organization answered "Yes" on Form 990, Part IV, line 11b. See Form 990, Part X, line 12.
(a) Description of security or category
(including name of security)		 (b) Book value (c) Method of valuation:
Cost or end-of-year market value
(1) Financial derivatives.........    
(2) Closely-held equity interests........    
(3) Other
(A) COMMON STOCK		 1,248,024,635 F

(B) FIXED INCOME		 281,239,145 F

(C) HEDGED STRATEGIES		 1,553,623,479 F

(D) PRIVATE EQUITY		 2,863,718,204 F

(E) REAL ASSETS		 360,741,405 F
(F)
(G)
(H)
(I)
Total. (Column (b) must equal Form 990, Part X, col. (B) line 12.)Small Bullet 6,307,346,868
Part VIII
Investments - Program Related. Complete if the organization answered 'Yes' on Form 990, Part IV, line 11c. See Form 990, Part X, line 13.
(a) Description of investment (b) Book value (c) Method of valuation:
Cost or end-of-year market value
(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
(10)
Total. (Column (b) must equal Form 990, Part X, col.(B) line 13.)Small Bullet  
Part IX
Other Assets.
Complete if the organization answered 'Yes' on Form 990, Part IV, line 11d. See Form 990, Part X, line 15.
(a) Description (b) Book value
(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
(10)
Total. (Column (b) must equal Form 990, Part X, col.(B) line 15.)...........Small Bullet  
Part X
Other Liabilities.
Complete if the organization answered 'Yes' on Form 990, Part IV, line 11e or 11f. See Form 990, Part X, line 25.
1.(a) Description of liability (b) Book value
(1) Federal income taxes 0
(9)
Total. (Column (b) must equal Form 990, Part X, col.(B) line 25.)Small Bullet 304,191,068
2. Liability for uncertain tax positions. In Part XIII, provide the text of the footnote to the organization's financial statements that reports the organization's liability for uncertain tax positions under FIN 48 (ASC 740). Check here if the text of the footnote has been provided in Part XIII
Schedule D (Form 990) 2020

Schedule D (Form 990) 2020
Page 4
Part XI Reconciliation of Revenue per Audited Financial Statements With Revenue per Return. Complete if the organization answered 'Yes' on Form 990, Part IV, line 12a.
1 Total revenue, gains, and other support per audited financial statements ....... 1  
2 Amounts included on line 1 but not on Form 990, Part VIII, line 12:
a Net unrealized gains (losses) on investments .... 2a  
b Donated services and use of facilities ......... 2b  
c Recoveries of prior year grants ........... 2c  
d Other (Describe in Part XIII.) ............ 2d  
e Add lines 2a through 2d ..................... 2e  
3 Subtract line 2e from line 1.................. 3  
4 Amounts included on Form 990, Part VIII, line 12, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b . 4a  
b Other (Describe in Part XIII.) ........... 4b  
c Add lines 4a and 4b.................... 4c  
5 Total revenue. Add lines 3 and 4c. (This must equal Form 990, Part I, line 12.) ...... 5  
Part XII Reconciliation of Expenses per Audited Financial Statements With Expenses per Return. Complete if the organization answered 'Yes' on Form 990, Part IV, line 12a.
1 Total expenses and losses per audited financial statements ........... 1  
2 Amounts included on line 1 but not on Form 990, Part IX, line 25:
a Donated services and use of facilities ......... 2a  
b Prior year adjustments ............ 2b  
c Other losses ................ 2c  
d Other (Describe in Part XIII.) ............ 2d  
e Add lines 2a through 2d.................... 2e  
3 Subtract line 2e from line 1................... 3  
4 Amounts included on Form 990, Part IX, line 25, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b .. 4a  
b Other (Describe in Part XIII.) ............ 4b  
c Add lines 4a and 4b..................... 4c  
5 Total expenses. Add lines 3 and 4c. (This must equal Form 990, Part I, line 18.) ...... 5  
Part XIII
Supplemental Information
Provide the descriptions required for Part II, lines 3, 5, and 9; Part III, lines 1a and 4; Part lV, lines 1b and 2b; Part V, line 4; Part X, line 2; Part XI, lines 2d and 4b; and Part XII, lines 2d and 4b. Also complete this part to provide any additional information.
Return Reference Explanation
SCHEDULE D, PART III, LINE 1a THE UNIVERSITY'S COLLECTIONS INCLUDE WORKS OF ART, HISTORICAL TREASURES, AND ARTIFACTS THAT ARE MAINTAINED IN THE UNIVERSITY'S LIBRARIES AND MUSEUMS. THESE COLLECTIONS ARE PROTECTED AND PRESERVED FOR EDUCATION AND RESEARCH PURPOSES. THE COLLECTIONS ARE NOT RECOGNIZED AS ASSETS IN THE FINANCIAL STATEMENTS OF THE UNIVERSITY. SCHEDULE D, PART III, LINE 4 THE JOHN CARTER BROWN LIBRARY CONTAINS AN INTERNATIONALLY RENOWNED, CONSTANTLY GROWING COLLECTION OF PRIMARY HISTORICAL SOURCES PERTAINING TO THE AMERICAS, BOTH NORTH AND SOUTH, BEFORE CA. 1825. THE JOHN CARTER BROWN LIBRARY COLLECTION OF 50,000 RARE BOOKS (PRINTED BEFORE CA. 1825), MANUSCRIPTS, AND 16,000 REFERENCE BOOKS AND SECONDARY SOURCES (PRINTED AFTER CA. 1825) IS DISTINGUISHED IN MANY SUBJECT AREAS. MOST WELL-KNOWN, PERHAPS, ARE THE LIBRARY'S EXTENSIVE HOLDINGS IN THE LITERATURE OF EUROPEAN EXPLORATION AND TRAVEL IN THE WESTERN HEMISPHERE, FROM THE FIRST LATIN EDITION OF THE COLUMBUS LETTER OF 1493, THROUGH NEARLY ALL OF THE CONTEMPORARY NARRATIVES OF SPANISH, PORTUGUESE, FRENCH, DUTCH, AND ENGLISH DISCOVERY, EXPLORATION, AND SETTLEMENT. THE HOLDINGS OF THE LIBRARY ARE AVAILABLE TO SCHOLARS ENGAGED IN PRODUCTIVE RESEARCH FOR WHOM ACCESS TO THE COLLECTION IS ESSENTIAL FOR THE ADVANCEMENT OF THEIR WORK. THE BROWN UNIVERSITY LIBRARY, IN SUPPORT OF THE UNIVERSITY'S EDUCATIONAL AND RESEARCH MISSION, IS THE LOCAL REPOSITORY FOR AND THE PRINCIPAL GATEWAY TO CURRENT INFORMATION AND THE SCHOLARLY RECORD. THE BROWN UNIVERSITY LIBRARY IS COMPRISED OF THE JOHN D. ROCKEFELLER, JR. LIBRARY; THE SCIENCES LIBRARY; THE ORWIG MUSIC LIBRARY; THE JOHN HAY LIBRARY; AND THE ANNMARY BROWN MEMORIAL. THE JOHN D. ROCKEFELLER, JR. LIBRARY IS THE PRIMARY TEACHING AND RESEARCH LIBRARY FOR THE HUMANITIES, SOCIAL SCIENCES, AND FINE ARTS. THE SCIENCES LIBRARY HOLDS MATERIALS THAT SUPPORT STUDY AND RESEARCH IN THE FIELDS OF MEDICINE, PSYCHOLOGY, NEURAL SCIENCE, ENVIRONMENTAL SCIENCE, BIOLOGY, CHEMISTRY, GEOLOGY, PHYSICS, ENGINEERING, COMPUTER SCIENCE, AND PURE AND APPLIED MATHEMATICS, AND PROVIDES A WIDE RANGE OF SERVICES TO THE STAFF, STUDENTS AND FACULTY. THE ORWIG MUSIC LIBRARY HOUSES THE GENERAL MUSIC COLLECTION ON CAMPUS: MUSIC BOOKS, SCORES, PERIODICALS, SOUND RECORDINGS, VIDEO RECORDINGS, AND MICROFORMS. THE COLLECTION SUPPORTS THE CURRICULUM OF THE MUSIC DEPARTMENT AND PROVIDES MATERIAL FOR GENERAL USE BY THE BROWN COMMUNITY. THE JOHN HAY LIBRARY HOUSES DIVERSE COLLECTIONS SPANNING MANY SUBJECTS AND TIME PERIODS, WITH PARTICULARLY STRONG COLLECTIONS IN AMERICAN LITERATURE AND HISTORY, POPULAR CULTURE, MILITARY HISTORY AND ICONOGRAPHY, HISTORY OF SCIENCE AND THE ART AND HISTORY OF THE BOOK. THE ANNMARY BROWN MEMORIAL HOUSES EXHIBITS OF EUROPEAN AND AMERICAN PAINTINGS FROM THE 17TH THROUGH THE 20TH CENTURIES, THE CYRIL AND HARRIET MAZANSKY BRITISH SWORD COLLECTION, AS WELL AS PERSONAL MEMENTOS OF ITS FOUNDER, GENERAL RUSH C. HAWKINS, AND THE BROWN FAMILY. THE MEMORIAL IS UTILIZED AS A RESOURCE FOR STUDENTS STUDYING EUROPEAN AND AMERICAN ART BETWEEN THE 17TH AND 20TH CENTURY. THE UNIVERSITY'S ART SLIDE LIBRARY HOUSES SLIDES AND PHOTOGRAPHS REPRESENTING ART AND ART-RELATED SUBJECTS, INCLUDING ARCHITECTURE AND ARCHAEOLOGY. STUDENTS WHO ARE WRITING PAPERS OR CREATING PROJECTS ON ART-RELATED TOPICS CAN MAKE RESEARCH CONSULTATIONS BY APPOINTMENT. THE ART SLIDE LIBRARY ALSO PROVIDES SCANNING SERVICES FOR FACULTY WHO NEED DIGITAL IMAGES OF VISUAL CULTURE FOR TEACHING. THE HAFFENREFFER MUSEUM OF ANTHROPOLOGY IS A UNIVERSITY TEACHING MUSEUM WITH COLLECTIONS OF ETHNOGRAPHIC AND ARCHAEOLOGICAL ARTIFACTS AND ACTIVE PUBLIC EXHIBITIONS AND EDUCATION PROGRAMS. A CENTRAL FEATURE OF THE MUSEUM'S MISSION IS TO INSTRUCT STUDENTS AT ALL LEVELS IN COURSES AS WELL AS THROUGH ACTIVITIES ENHANCING THE VALUE OF ITS COLLECTIONS BY RESPONSIBLE, CAREFUL FIELD-DOCUMENTED COLLECTING. SCHEDULE D, PART IV, LINE 2B THE UNIVERSITY ACTS AS THE FISCAL AGENT FOR FUNDS RELATED TO UNIVERSITY AFFILIATED PROGRAMS. THE UNIVERSITY DOES NOT OWN THE FUNDS ASSOCIATED WITH THESE PROGRAMS. SCHEDULE D, PART V, LINE 4 THE UNIVERSITY'S ENDOWMENT INCOME HELPS FINANCE VITAL ACTIVITIES, INCLUDING UNDERGRADUATE STUDENT SCHOLARSHIPS, PROFESSORSHIPS, GRADUATE STUDENT FELLOWSHIPS, LIBRARY ACQUISITIONS, THE DIVISION OF BIOLOGY AND MEDICINE, ACADEMIC PROGRAMS, VARSITY SPORTS, AND BUILDING MAINTENANCE. SCHEDULE D, PART X, LINE 2 THE UNIVERSITY IS A NOT-FOR-PROFIT ORGANIZATION AS DESCRIBED IN SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE, AS AMENDED, AND IS GENERALLY EXEMPT FROM INCOME TAXES. THE UNIVERSITY ASSESSES UNCERTAIN TAX POSITIONS AND DETERMINED THAT THERE ARE NO SUCH POSITIONS THAT HAVE A MATERIAL EFFECT ON THE FINANCIAL STATEMENTS.
Schedule D (Form 990) 2020


Additional Data


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SCHEDULE E(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Schools

Right pointing arrow large image Complete if the organization answered "Yes" on Form 990,
Part IV, line 13, or Form 990-EZ, Part VI, line 48.
Right pointing arrow large image Attach to Form 990 or Form 990-EZ.
Right pointing arrow large image Go to www.irs.gov/Form990EZ for the latest information.
OMB No. 1545-0047 2020Open to Public Inspection
Name of the organization
Brown University
 
Employer identification number

05-0258809
Part I
YES
NO
1
Does the organization have a racially nondiscriminatory policy toward students by statement in its charter, bylaws,
other governing instrument, or in a resolution of its governing body? . . . . . . . . . . . . . . . . . .
1
Yes
 
2
Does the organization include a statement of its racially nondiscriminatory policy toward students in all its
brochures, catalogues, and other written communications with the public dealing with student admissions,
programs, and scholarships? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
2
Yes
 
3
Has the organization publicized its racially nondiscriminatory policy on its primary publicly accessible Internet homepage at
all times during its taxable year in a manner reasonably expected to be noticed by visitors to the homepage, or through
newspaper or broadcast media during the period of solicitation for students, or during the registration period if it has no
solicitation program, in a way that makes the policy known to all parts of the general community it serves? If "Yes," please
describe. If "No," please explain. If you need more space use Part II. . . . . . . . . . . . . . . . . . .
3
 
No
 
4
Does the organization maintain the following?
a
Records indicating the racial composition of the student body, faculty, and administrative staff? . . . . . . . . .
4a
Yes
 
b
Records documenting that scholarships and other financial assistance are awarded on a racially nondiscriminatory
basis? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
4b
Yes
 
c
Copies of all catalogues, brochures, announcements, and other written communications to the public dealing
with student admissions, programs, and scholarships? . . . . . . . . . . . . . . . . . . . . . . .
4c
Yes
 
d
Copies of all material used by the organization or on its behalf to solicit contributions? . . . . . . . . . . . .
4d
Yes
 
If you answered "No" to any of the above, please explain. If you need more space, use Part II.
 
5
Does the organization discriminate by race in any way with respect to:
a
Students' rights or privileges? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
5a
 
No
b
Admissions policies? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
5b
 
No
c
Employment of faculty or administrative staff? . . . . . . . . . . . . . . . . . . . . . . . . .
5c
 
No
d
Scholarships or other financial assistance? . . . . . . . . . . . . . . . . . . . . . . . . . .
5d
 
No
e
Educational policies? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
5e
 
No
f
Use of facilities? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
5f
 
No
g
Athletic programs? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
5g
 
No
h
Other extracurricular activities? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
5h
 
No
If you answered "Yes" to any of the above, please explain. If you need more space, use Part II.
 
6a
Does the organization receive any financial aid or assistance from a governmental agency? . . . . . . . . . .
6a
Yes
 
b
Has the organization's right to such aid ever been revoked or suspended? . . . . . . . . . . . . . . . .
6b
 
No
If you answered "Yes" to either line 6a or line 6b, explain on Part II.
7
Does the organization certify that it has complied with the applicable requirements of sections 4.01 through 4.05
of Rev. Proc. 75-50, 1975-2 C.B. 587, covering racial nondiscrimination? If "No," explain on Part II. . . . . . . . .
7
Yes
 
Paperwork Reduction Act Notice, see the Instructions for Form 990 or Form 990-EZ.
Cat. No. 50085D
Schedule E (Form 990 or 990-EZ) (2020)
Schedule E (Form 990 or 990EZ) (2020)
Page 2
Part II
Supplemental Information. Provide the explanations required by Part I, lines 3, 4d, 5h, 6b, and 7, as applicable. Also provide
any other additional information. See instructions.
Return Reference Explanation
RACIALLY NONDISCRIMINATORY POLICY PART I, LINE 3 THE UNIVERSITY'S POLICY ON NON-DISCRIMINATION IS MADE AVAILABLE ON ITS WEBSITE. THE UNIVERSITY DOES NOT DISCRIMATE ON THE BASIS OF SEX, RACE, COLOR, RELIGION, DISABILITY, STATUS AS A VETERAN, NATIONAL OR ETHNIC ORIGIN, SEXUAL ORIENTATION, GENDER IDENTITY OR GENDER EXPRESSION, IN THE ADMINSTATION OF ITS EDUCATION POLICIES, ADMISSIONS POLICIES, SCHOLARSHIP AND LOAN PROGRAMS, OR OTHER SCHOOL-ADMINISTERED PROGRAMS. In addition, the University satisfies the publicity requirement of Section 4.03 of Rev. Proc. 1975-50 because the University customarily draws a substantial percentage of its students nationwide and worldwide and follows a racially nondiscriminatory policy as to students. GOVERNMENT FINANCIAL AID PART I, LINE 6 THE UNIVERSITY RECEIVED FUNDS FROM VARIOUS GOVERNMENTAL AGENCIES FOR THE PURPOSE OF PROVIDING FINANCIAL ASSISTANCE TO QUALIFIED RECIPIENTS AND TO SUPPORT SPONSORED RESEARCH.
Schedule E (Form 990 or 990-EZ) (2020)
Additional Data


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SCHEDULE F(Form 990)
Department of the Treasury
Internal Revenue Service
Statement of Activities Outside the United States
Right pointing arrow large image Complete if the organization answered "Yes" to Form 990, Part IV, line 14b, 15, or 16.Right pointing arrow large image Attach to Form 990.Right pointing arrow large image Go to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2020
Open to Public Inspection
Name of the organization
Brown University
 
Employer identification number

05-0258809
Part I
General Information on Activities Outside the United States. Complete if the organization answered "Yes" on Form 990, Part IV, line 14b.
1
For grantmakers. Does the organization maintain records to substantiate the amount of its grants and
other assistance, the grantees’ eligibility for the grants or assistance, and the selection criteria used
to award the grants or assistance? . . . . . . . . . . . . . . . . . . . . . . . . .
2
For grantmakers. Describe in Part V the organization’s procedures for monitoring the use of its grants and other assistance outside the United States.
3
Activites per Region. (The following Part I, line 3 table can be duplicated if additional space is needed.)
(a) Region (b) Number of offices in the region (c) Number of employees, agents, and independent contractors in the region (d) Activities conducted in region (by type) (such as, fundraising, program services, investments, grants to recipients located in the region) (e) If activity listed in (d) is a program service, describe specific type of
service(s) in the region		 (f) Total expenditures
for and investments
in the region
Central America and the Caribbean   4 Program Services Research /Study Abroad 8,191
North America   6 Program Services Research /Study Abroad 4,072
Sub-Saharan Africa   7 Program Services Research /Study Abroad 11,914
South Asia   5 Program Services Research /Study Abroad 3,126
South America   8 Program Services Research /Study Abroad 15,647
Europe (Including Iceland and Greenland)   21 Program Services Research /Study Abroad 14,142
Russia and the Newly Independent States   1 Program Services Research /Study Abroad 1,099
Middle East and North Africa   4 Program Services Research /Study Abroad 12,497
East Asia and the Pacific   14 Program Services Research /Study Abroad 8,459
Sub-Saharan Africa     Grantmaking   1,074,351
East Asia and the Pacific     Grantmaking   435,948
Europe (Including Iceland and Greenland)     Grantmaking   84,131
North America     Grantmaking   51,478
South Asia     Grantmaking   138,724
Central America and the Caribbean     Investments   3,639,154,837
Europe (Including Iceland and Greenland)     Investments   183,314,932
Sub-Saharan Africa     Investments   81,052,471
3a Sub-total ....   70 3,905,386,019
b Total from continuation sheets to Part I ...      
c Totals (add lines 3a and 3b)   70 3,905,386,019
For Paperwork Reduction Act Notice, see the Instructions for Form 990.Cat. No. 50082W Schedule F (Form 990) 2020
Schedule F (Form 990) 2020
Page 2
Part II
Grants and Other Assistance to Organizations or Entities Outside the United States. Complete if the organization answered "Yes" on Form 990, Part IV, line 15, for any recipient who received more than $5,000. Part II can be duplicated if additional space is needed.
1 (a) Name of organization (b) IRS code section
and EIN (if applicable)		 (c) Region (d) Purpose of
grant 		(e) Amount of
cash grant 		(f) Manner of
cash
disbursement 		(g) Amount
of noncash
assistance 		(h) Description
of noncash
assistance 		(i) Method of
valuation
(book, FMV,
appraisal, other)
East Asia and the Pacific SUBCONTRACT GRANT AWARD 261,342       FMV
South Asia SUBCONTRACT GRANT AWARD 114,166       FMV
Europe (Including Iceland and Greenland) SUBCONTRACT GRANT AWARD 23,056       FMV
North America SUBCONTRACT GRANT AWARD 28,487       FMV
Sub-Saharan Africa SUBCONTRACT GRANT AWARD 184,573       FMV
East Asia and the Pacific SUBCONTRACT GRANT AWARD 107,790       FMV
Europe (Including Iceland and Greenland) SUBCONTRACT GRANT AWARD 61,075       FMV
East Asia and the Pacific SUBCONTRACT GRANT AWARD 66,816       FMV
North America SUBCONTRACT GRANT AWARD 22,991       FMV
Sub-Saharan Africa SUBCONTRACT GRANT AWARD 245,224       FMV
Sub-Saharan Africa SUBCONTRACT GRANT AWARD 76,036       FMV
Sub-Saharan Africa SUBCONTRACT GRANT AWARD 434,956       FMV
South Asia SUBCONTRACT GRANT AWARD 24,558       FMV
Sub-Saharan Africa SUBCONTRACT GRANT AWARD 133,562       FMV
             
             
2 Enter total number of recipient organizations listed above that are recognized as charities by the foreign country, recognized as tax-exempt by the IRS, or for which the grantee or counsel has provided a section 501(c)(3) equivalency letter .......MediumBullet
14
3 Enter total number of other organizations or entities .......................MediumBullet
 
Schedule F (Form 990) 2020
Schedule F (Form 990) 2020Page 3
Part III
Grants and Other Assistance to Individuals Outside the United States. Complete if the organization answered "Yes" on Form 990, Part IV, line 16.
Part III can be duplicated if additional space is needed.
(a) Type of grant or assistance (b) Region (c) Number of recipients (d) Amount of
cash grant 		(e) Manner of cash
disbursement 		(f) Amount of
noncash
assistance 		(g) Description
of noncash
assistance 		(h) Method of
valuation
(book, FMV,
appraisal, other)
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
Schedule F (Form 990) 2020
Schedule F (Form 990) 2020
Page 4
Part IV
Foreign Forms
1 Was the organization a U.S. transferor of property to a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 926, Return by a U.S. Transferor of Property to a Foreign Corporation (see Instructions for Form 926). . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
2 Did the organization have an interest in a foreign trust during the tax year? If "Yes," the organization may be required to separately file Form 3520, Annual Return to Report Transactions with Foreign Trusts and Receipt of Certain Foreign Gifts, and/or Form 3520-A, Annual Information Return of Foreign Trust With a U.S. Owner (see Instructions for Forms 3520 and 3520-A; don't file with Form 990). . . . . . . . . . . . . . . . . . . . . . . .
3 Did the organization have an ownership interest in a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 5471, Information Return of U.S. Persons with Respect to Certain Foreign Corporations. (see Instructions for Form 5471). . . . . . . . . . . . . . . . . . . . . . . . . . . .
4 Was the organization a direct or indirect shareholder of a passive foreign investment company or a qualified electing fund during the tax year? If “Yes,” the organization may be required to file Form 8621, Information Return by a Shareholder of a Passive Foreign Investment Company or Qualified Electing Fund. (see Instructions for Form 8621) .
5 Did the organization have an ownership interest in a foreign partnership during the tax year? If "Yes," the organization may be required to file Form 8865, Return of U.S. Persons with Respect to Certain Foreign Partnerships (see Instructions for Form 8865). . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
6 Did the organization have any operations in or related to any boycotting countries during the tax year? If "Yes," the organization may be required to separately file Form 5713, International Boycott Report (see Instructions for Form 5713; don't file with Form 990).. . . . . . . . . . . . . . . . . . . . . . . . . . . .
Schedule F (Form 990) 2020
Schedule F (Form 990) 2020
Page 5
Part V
Supplemental Information
Provide the information required by Part I, line 2 (monitoring of funds); Part I, line 3, column (f) (accounting method; amounts of investments vs. expenditures per region); Part II, line 1 (accounting method); Part III (accounting method); and Part III, column (c) (estimated number of recipients), as applicable. Also complete this part to provide any additional information. See instructions.
ReturnReference Explanation
PART I, LINE 3, COLUMN F THE ORGANIZATION REVIEWS ALL FOREIGN WIRE INFORMATION, INTERNATIONAL TRAVEL EXPENSES, AND FOREIGN EXPENDITURES, BASED ON THE CAPABILITIES OF ITS ACCOUNTING SYSTEMS, TO DETERMINE THE AMOUNTS REPORTED ON SCHEDULE F.
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
Schedule F (Form 990) 2020
Additional Data


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Schedule I
(Form 990)
Department of the Treasury
Internal Revenue Service
Grants and Other Assistance to Organizations,
Governments and Individuals in the United States
Complete if the organization answered "Yes," on Form 990, Part IV, line 21 or 22.
lBullet Attach to Form 990.
lBullet Go to www.irs.gov/Form990 for the latest information.
OMB No. 1545-0047
2020
Open to Public
Inspection
Name of the organization
Brown University
 
Employer identification number
05-0258809
Part I
General Information on Grants and Assistance
1
Does the organization maintain records to substantiate the amount of the grants or assistance, the grantees' eligibility for the grants or assistance, and
the selection criteria used to award the grants or assistance? ........................
2
Describe in Part IV the organization's procedures for monitoring the use of grant funds in the United States.
Part II
Grants and Other Assistance to Domestic Organizations and Domestic Governments. Complete if the organization answered "Yes" on Form 990, Part IV, line 21, for any recipient
that received more than $5,000. Part II can be duplicated if additional space is needed.
(a) Name and address of organization
or government		 (b) EIN (c) IRC section
(if applicable)		 (d) Amount of cash grant (e) Amount of non-cash
assistance		 (f) Method of valuation
(book, FMV, appraisal,
other)		 (g) Description of
noncash assistance		 (h) Purpose of grant
or assistance
(1) AdCare Educational Institute Inc
5 Northampton St
Worcester,MA01605 		04-2418109 501(C)(3) 75,000   FMV   Subcontract Grant Award
(2) American Correctional Association
206 Nt Washington St
Suite 200
Alexandria,VA22314 		13-1977456 501(C)(3) 23,907   FMV   Subcontract Grant Award
(3) Ann & Robert H Lurie Children's Hospital of Chica
225 E Chicago Ave
PR Dept Box 282
Chicago,IL60611 		36-3357006 501(C)(3) 122,562   FMV   Subcontract Grant Award
(4) Auburn University
208 M White Smith Hall
Auburn,AL36849 		63-6000724 501(C)(3) 16,965   FMV   Subcontract Grant Award
(5) Babson College
PO BOX 57310
BABSON PARK,MA02457 		04-2103544 501(C)(3) 14,147   FMV   Subcontract Grant Award
(6) Bailit Health Purchasing LLC
56 Pickering St 3
Needham,MA02492 		04-3340991   175,329   FMV   Subcontract Grant Award
(7) Beth Israel Deaconess Medical Center - Research Fi
Research Finance BR-109
2nd Floor Room 261 330
Boston,MA02215 		04-2103881 501(C)(3) 21,771   FMV   Subcontract Grant Award
(8) Binghamton University
4400 Vestal Pkwy E
Binghamton,NY13902 		15-0532275 501(C)(3) 79,649   FMV   Subcontract Grant Award
(9) Blood Center of Wisconsin
628 North 19th Street
Milwaukee,WI53201 		39-0807235 501(C)(3) 62,816   FMV   Subcontract Grant Award
(10) Board of Trustees of the University of Illinois
506 S WRIGHT STREET
URBANA,IL61801 		37-6000511 501(C)(3) 66,801   FMV   Subcontract Grant Award
(11) Boston Medical Center Corporation
88 East Newton Street
Boston,MA02118 		04-3314093 501(C)(3) 177,099   FMV   Subcontract Grant Award
(12) Bradley Hospital
167 Point Street
Box 42 Coro East Suite 1A Room
Providence,RI02903 		05-0258806 501(C)(3) 43,687   FMV   Subcontract Grant Award
(13) Brandeis University
415 South Street MS 110
Waltham,MA02453 		04-2103552 501(C)(3) 14,504   FMV   Subcontract Grant Award
(14) Brigham & Women's Hospital Inc The
75 Francis Street
Boston,MA02115 		04-2921338 501(C)(3) 446,927   FMV   Subcontract Grant Award
(15) Broad Institute Inc The
345 Blackstone Blvd
Cambridge,MA02142 		26-3428781 501(C)(3) 169,989   FMV   Subcontract Grant Award
(16) Butler Hospital
1200 East CA Blvd
MC 234-6
Providence,RI02906 		05-0258812 501(C)(3) 918,312   FMV   Subcontract Grant Award
(17) California Institute of Technology
5000 Forbes Ave
Warner Hall 6
Pasadena,CA91125 		95-1643307 501(C)(3) 128,474   FMV   Subcontract Grant Award
(18) Cambridge Public Health Commission
10900 EUCLID AVENUE
Cambridge,MA02139 		04-3320571 501(C)(3) 142,394   FMV   Subcontract Grant Award
(19) Carnegie Mellon University
304 Warriner
Pittsburgh,PA15213 		25-0969449 501(C)(3) 107,684   FMV   Subcontract Grant Award
(20) Case Western Reserve University
3401 Civic Center Blvd
Cleveland,OH44106 		34-1018992 501(C)(3) 133,958   FMV   Subcontract Grant Award
(21) Center for Science in the Public Interest
3333 Burnet Avenue
Washington,DC20005 		23-7122879 501(C)(3) 6,260   FMV   Subcontract Grant Award
(22) Central Michigan University
G-08 Sikes Hall Box 345307
MT Pleasant,MI48859 		38-6004447 501(C)(3) 388,179   FMV   Subcontract Grant Award
(23) Children's Hospital of Philadelphia The
1052 PARK AVENUE
Philadelphia,PA19104 		23-1352166 501(C)(3) 87,884   FMV   Subcontract Grant Award
(24) Cincinnati Children's Hospital Medical Center
CSHL Banbury Center
18 Banbury Lane
Cincinnati,OH45229 		31-0833936 501(C)(3) 211,258   FMV   Subcontract Grant Award
(25) Clemson University
500 Fifth Ave North
Clemson,SC29634 		57-6000254 501(C)(3) 37,566   FMV   Subcontract Grant Award
(26) CODAC Inc
PO Box 412846
CRANSTON,RI02910 		05-0414696   297,209   FMV   Subcontract Grant Award
(27) Cold Spring Harbor Laboratory
7 Lebanon Street
Lloyd Harbor,NY11743 		11-2013303 501(C)(3) 70,122   FMV   Subcontract Grant Award
(28) Consorcio Investigacion Sobre VIH SIDA TB CISIDAT
311 Danielson Pike
Seattle,WA98109 		91-1663695 501(C)(3) 49,156   FMV   Subcontract Grant Award
(29) Dartmouth College Office of Sponsored Projects
324 Blackwell Street
Hanover,NH03755 		02-0222111 501(C)(3) 583,806   FMV   Subcontract Grant Award
(30) Department of Elementary and Secondary Education
One Kendall Square
Scituate,RI02857 		05-6000522 GOVT 182,580   FMV   Subcontract Grant Award
(31) Drexel University
1762 Clifton Road
Philadelphia,PA19104 		23-1352630 501(C)(3) 118,636   FMV   Subcontract Grant Award
(32) Duke University
1340 Boylston Street
Durham,NC27701 		56-0532129 501(C)(3) 429,411   FMV   Subcontract Grant Award
(33) Einblick Analytics Inc
777 Glades Road
Cambridge,MA02139 		84-3282276   508,742   FMV   Subcontract Grant Award
(34) Emory University - Office of Sponsored Programs Co
601 E ROLLINS STREET
Atlanta,GA30322 		58-0566256 501(C)(3) 57,059   FMV   Subcontract Grant Award
(35) EP Bradley HospitalLifespan
11200 SW 8th St
East Providence,RI02915 		05-0258806 501(C)(3) 261,140   FMV   Subcontract Grant Award
(36) Fenway Community Health Center Inc
600 W College Ave
Boston,MA02115 		04-2510564 501(C)(3) 136,856   FMV   Subcontract Grant Award
(37) Florida Atlantic University
333 COTTMAN AVENUE
Boca Raton,FL33431 		65-0385507 501(C)(3) 64,889   FMV   Subcontract Grant Award
(38) Florida Hospital
1100 Fairview Avenue
N J6-330 P O Box 19024
ORLANDO,FL32803 		59-0724459 501(C)(3) 171,481   FMV   Subcontract Grant Award
(39) Florida International University -
100 N Academy Ave
MC 22-01
Miami,FL33199 		65-0177616 501(C)(3) 137,017   FMV   Subcontract Grant Award
(40) Florida State University The
37th and O streets NW
Tallahassee,FL32306 		59-1961248 501(C)(3) 45,112   FMV   Subcontract Grant Award
(41) Fox Chase Cancer Center
760 Spring Street
Philadelphia,PA19111 		23-6296135 501(C)(3) 47,994   FMV   Subcontract Grant Award
(42) Fred Hutchinson Cancer Research Center
417 MAIN ST
Seattle,WA981091024 		23-7156071 501(C)(3) 48,540   FMV   Subcontract Grant Award
(43) Geisinger Clinic
1 Griffin Brook Drive
Suite 101
Danville,PA17822 		23-6291113 501(C)(3) 64,379   FMV   Subcontract Grant Award
(44) Georgia Tech Research Corporation
1033 Massachusetts Ave
Atlanta,GA30308 		58-6002023 501(C)(3) 46,744   FMV   Subcontract Grant Award
(45) Gloucester Marine Genomics Institute
401 PARK DRIVE
GLOUCESTER,MA01930 		46-3020006   110,084   FMV   Subcontract Grant Award
(46) Greater Lawrence Family Health Center Inc
101 HUNTINGTON AVE
Methuen,MA01844 		04-2708824 501(C)(3) 5,386   FMV   Subcontract Grant Award
(47) Harmony Technology Services Inc
1200 Centre Street
Kerens,TX75144 		45-4338716   45,997   FMV   Subcontract Grant Award
(48) Harvard Pilgrim Health Care
ONE GUSTAVE L LEVEY PLACE
BOSTON,MA02215 		04-2452600 501(C)(3) 50,148   FMV   Subcontract Grant Award
(49) Harvard University
400 E 7TH STREET
Cambridge,MA02138 		04-2103580 501(C)(3) 324,303   FMV   Subcontract Grant Award
(50) HealthPartners Institute
4100 MONUMENT CORNER DRIVE
BOSTON,MA02199 		04-3230035 501(C)(3) 85,127   FMV   Subcontract Grant Award
(51) Hebrew Rehabilitation Center
3910 Keswick Road
Boston,MA02131 		04-2104298 501(C)(3) 1,301,813   FMV   Subcontract Grant Award
(52) Howard Brown Health Center
11100 Johns Hopkins Road
Chicago,IL60613 		36-2894128 501(C)(3) 13,343   FMV   Subcontract Grant Award
(53) Indiana University
1800 HARRISON STREET
BLOOMINGTON,IN47405 		35-6001673 501(C)(3) 149,486   FMV   Subcontract Grant Award
(54) Insight Therapeutics LLC
455 Toll Gate Road
Norfolk,VA23510 		54-1828694   1,471,177   FMV   Subcontract Grant Award
(55) Intel Federal LLC
3901 Rainbow Blvd
Mailstop 1039
FAIRFAX,VA22030 		26-2071828   137,535   FMV   Subcontract Grant Award
(56) Johns Hopkins University
28 Memorial Drive West
Baltimore,MD21211 		52-0595110 501(C)(3) 929,858   FMV   Subcontract Grant Award
(57) Justice System Partners
1124 W Carson St
Bldg N-14
South Easton,MA02375 		46-5733688 501(C)(3) 65,000   FMV   Subcontract Grant Award
(58) Kaiser Foundation Hospitals Center for Health Re
55 Fruit Street
OAKLAND,CA94612 		94-1105628 501(C)(3) 273,097   FMV   Subcontract Grant Award
(59) Kent County Memorial Hospital
77 Massachusetts Ave
Warwick,RI02886 		05-0258896 501(C)(3) 99,776   FMV   Subcontract Grant Award
(60) KUMC Research Institute Inc
535 Chestnut Road
Kansas City,KS66160 		48-1108830   5,920   FMV   Subcontract Grant Award
(61) Lehigh University
255 ELM STREET
Bethlehem,PA18015 		24-0795445 501(C)(3) 113,710   FMV   Subcontract Grant Award
(62) Los Angeles LGBT Center
241 MANSFIELD ROAD
Los Angeles,CA90078 		95-3567895 501(C)(3) 32,693   FMV   Subcontract Grant Award
(63) Louisiana State University Health Sciences Center
164 Summit Avenue
Torrance,CA90502 		95-2138184 501(C)(3) 295,781   FMV   Subcontract Grant Award
(64) Massachusetts General Hospital
830 Westview Dr SW
Boston,MA02114 		04-1564655 501(C)(3) 487,789   FMV   Subcontract Grant Award
(65) Massachusetts Institute of Technology - Cashier's
75 Greenmanville Ave
PO Box 6000
Cambridge,MA02139 		04-2103594 501(C)(3) 326,678   FMV   Subcontract Grant Award
(66) Michigan State University
550 1st avernue
East Lansing,MI48824 		38-6005984 GOVT 270,085   FMV   Subcontract Grant Award
(67) Micro-Leads Inc
4150 CLEMENT STREET
SOMERVILLE,MA02144 		47-1785621   1,071,026   FMV   Subcontract Grant Award
(68) Microtissues Inc
633 Clark Street
SHARON,MA02067 		27-0255723   40,761   FMV   Subcontract Grant Award
(69) Miriam Hospital
830 Chalkstone Avenue
Providence,RI02906 		05-0258905 501(C)(3) 683,471   FMV   Subcontract Grant Award
(70) Miriam Hospital - Lifespan Office of Research Admi
3675 MARKET STREET
Providence,RI02903 		05-0258905 501(C)(3) 261,876   FMV   Subcontract Grant Award
(71) Morehouse College
1121 SW Salmon Street
Atlanta,GA30314 		58-0566205 501(C)(3) 16,675   FMV   Subcontract Grant Award
(72) Mystic Seaport Museum Inc
11720 Beltsville Drive
Mystic,CT06335 		06-0653120 501(C)(3) 66,378   FMV   Subcontract Grant Award
(73) Narragansett Creamery
3801 Miranda Ave
PROVIDENCE,RI02909 		05-0509863   62,500   FMV   Subcontract Grant Award
(74) New York University School of Medicine
110 TECHNOLOGY CENTER
New York,NY10016 		37-1592643 501(C)(3) 621,958   FMV   Subcontract Grant Award
(75) New York University
1600 SW 4th Ave
Suit 730
New York,NY10087 		13-5562308 501(C)(3) 191,395   FMV   Subcontract Grant Award
(76) Northern California Institute for Research and Edu
P O Box 67
San Francisco,CA94121 		94-3084159 501(C)(3) 32,645   FMV   Subcontract Grant Award
(77) Northwestern University
626 Broad Street
Evanston,IL60208 		36-2167817 501(C)(3) 91,398   FMV   Subcontract Grant Award
(78) Ocean State Research Institute
P O Box 40112
Providence,RI02908 		15-0440574 501(C)(3) 280,918   FMV   Subcontract Grant Award
(79) Ohio State University The
100 South Street
COLUMBUS,OH43210 		31-6025986 GOVT 45,444   FMV   Subcontract Grant Award
(80) Oncoceutics Inc
155 SOUTH GRANT ST
Philadelphia,PA19104 		80-0416804   306,015   FMV   Subcontract Grant Award
(81) Oregon Health & Science University
1776 MAIN STREET
Portland,OR97205 		23-7083114 501(C)(3) 361,469   FMV   Subcontract Grant Award
(82) Pacific Institute For Research & Evaluation
10 MOULTON STREET
Beltsville,MD20705 		94-2243283 501(C)(3) 36,412   FMV   Subcontract Grant Award
(83) Palo Alto Veterans Institute for Research
210 Sprigg Ln
Palo Alto,CA94304 		77-0207331 501(C)(3) 6,707   FMV   Subcontract Grant Award
(84) Pennsylvania State University
141 Innovation
UNIVERISTY PARK,PA16802 		24-6000376 501(C)(3) 39,396   FMV   Subcontract Grant Award
(85) Portland State University
5151 State University
Dr ADM No 514
Portland,OR97201 		93-0619733 501(C)(3) 324,812   FMV   Subcontract Grant Award
(86) President & Trustees of Williams College
3333 California St
Williamstown,MA01267 		04-2104847 501(C)(3) 15,561   FMV   Subcontract Grant Award
(87) Progreso Latino Inc
500 S State Street
Central Falls,RI02863 		05-0380608 501(C)(3) 180,216   FMV   Subcontract Grant Award
(88) Providence Children's Museum
110 8TH STREET
Providence,RI02903 		05-0370944 501(C)(3) 7,045   FMV   Subcontract Grant Award
(89) Purdue University
PO Box 9
WEST LAFAYETTE,IN47907 		35-6002041 501(C)(3) 68,739   FMV   Subcontract Grant Award
(90) RAND Corporation The
230 W 41st Street
SANTA MONICA,CA90407 		95-1958142 501(C)(3) 29,301   FMV   Subcontract Grant Award
(91) Raytheon Company
655 Broad Street
CAMBRIDGE,MA02138 		04-1760395   12,793   FMV   Subcontract Grant Award
(92) Regents of the University of California Irvine Th
50 Holden Street
Suit 300
Irvine,CA92697 		95-2226406 501(C)(3) 140,887   FMV   Subcontract Grant Award
(93) Regents of the University of California Los Angele
2 College St
Los Angeles,CA90032 		95-4044252 501(C)(3) 36,330   FMV   Subcontract Grant Award
(94) Regents of the University of California The - San
PO Box 12194
San Francisco,CA94143 		94-6036493 501(C)(3) 5,500   FMV   Subcontract Grant Award
(95) Regents Of The University Of Michigan
57 US Highway 1
Ann Arbor,MI48109 		38-6006309 501(C)(3) 546,022   FMV   Subcontract Grant Award
(96) Regents of University of California
3700 West Pine Mall
Sponsored Programs Fusz Memo
Oakland,CA94607 		94-3067788 501(C)(3) 127,814   FMV   Subcontract Grant Award
(97) Rensselaer Polytechnic Institute
100 Capitola Drive
Suit 106
TROY,NY12180 		14-1340095 501(C)(3) 135,480   FMV   Subcontract Grant Award
(98) Research Foundation for State University of New Yo
10 Elm Street
Albany,NY12201 		14-1368361 501(C)(3) 107,732   FMV   Subcontract Grant Award
(99) Research Foundation of CUNY
350 Spelman Lane SW
New York,NY10036 		13-1988190 501(C)(3) 131,270   FMV   Subcontract Grant Award
(100) Rhode Island Free Clinic Inc
3145 Porter Drive
Providence,RI02907 		05-0501276 501(C)(3) 119,926   FMV   Subcontract Grant Award
(101) Rhode Island Hospital
200 Metro Center Blvd
Providence,RI02903 		05-0258954 501(C)(3) 1,643,107   FMV   Subcontract Grant Award
(102) Rhode Island Quality Institute
615 West 131st Street
Providence,RI02908 		75-3059336 501(C)(3) 420,373   FMV   Subcontract Grant Award
(103) Rhode Island School of Design
881 Commonwealth Ave
4th floor
Providence,RI02903 		05-0258956 501(C)(3) 70,354   FMV   Subcontract Grant Award
(104) RTI International
701 CARNEGIE CNTR
Rsrch Tr Park,NC27709 		56-0686338 501(C)(3) 92,843   FMV   Subcontract Grant Award
(105) Rutgers The State University of New Jersey - 33 K
136 Harrison Avenue
Posner Hall 2nd Floor
New Brunswick,NJ08901 		22-6001086 501(C)(3) 166,408   FMV   Subcontract Grant Award
(106) Saint Louis University
4600 Silver Hill Road
6H149
St Louis,MO63108 		43-0654872 501(C)(3) 68,396   FMV   Subcontract Grant Award
(107) ScitoVation LLC
3090 CENTER GREEN DRIVE
Durham,NC27713 		81-0850114   104,355   FMV   Subcontract Grant Award
(108) Smith College
302 Buchtel Common Office
Northampton
Northampton,MA01063 		04-1843040 501(C)(3) 32,816   FMV   Subcontract Grant Award
(109) Spelman College
1530 3rd Ave
South AB-1230
Atlanta,GA30314 		58-0566243 501(C)(3) 119,441   FMV   Subcontract Grant Award
(110) Stanford University
Grants and Contracts
Accoounting AB990 1720 Secon
Palo Alto,CA94304 		94-1156365 501(C)(3) 206,540   FMV   Subcontract Grant Award
(111) Substance Use and Mental Health Leadership Council
PO Box 41867
Sponsored Projects Contracting Se
Warwick,RI02886 		05-0422193 501(C)(3) 33,337   FMV   Subcontract Grant Award
(112) Temple University
4301 West Markham St
Slot 545 - Grants Account
Philadelphia,PA19122 		23-1365971 501(C)(3) 376,713   FMV   Subcontract Grant Award
(113) Texas A&M
9500 Gilman Drive
College station,TX77840 		74-2245072 501(C)(3) 286,608   FMV   Subcontract Grant Award
(114) The Trustees of Columbia University - Sponsored Pr
5801 S ELLIS AVE
New York,NY10027 		13-5598093 501(C)(3) 173,834   FMV   Subcontract Grant Award
(115) Trustees of Boston University
PO Box 210222
Boston,MA02215 		04-2103547 501(C)(3) 362,353   FMV   Subcontract Grant Award
(116) Trustees of Princeton University
219 Grinter Hall
PRINCETON,NJ08540 		21-0634501 501(C)(3) 22,442   FMV   Subcontract Grant Award
(117) Tufts University School of Medicine
2444 Dole Street
Bachman Hall 105
Boston,MA02111 		04-2103634 501(C)(3) 23,204   FMV   Subcontract Grant Award
(118) US Government Census Bureau
4302 University Drive
Washington,DC20233 		53-0204537 501(C)(3) 1,747,500   FMV   Subcontract Grant Award
(119) University Corporation for Atmospheric Research (U
PO Box 4550
BOULDER,CO80301 		84-0412668 501(C)(3) 53,673   FMV   Subcontract Grant Award
(120) University of Akron
1000 Hilltop Circle
Akron,OH44325 		34-6002924 501(C)(3) 20,022   FMV   Subcontract Grant Award
(121) University of Alabama at Birmingham
100 Morrissey Blvd
Birmingham,AL35294 		63-6005369 501(C)(3) 500,654   FMV   Subcontract Grant Award
(122) University of Arizona The
1300 SOUTH 2ND STREET
Tucson,AZ85717 		74-2652689 501(C)(3) 312,067   FMV   Subcontract Grant Award
(123) University of Arkansas for Medical Sciences
2500 North State St
Little Rock,AR722057199 		71-6046242 501(C)(3) 29,677   FMV   Subcontract Grant Award
(124) University of California - Berkely Sponsored Proje
P O Box 807012
Berkeley,CA947201103 		94-3067788 501(C)(3) 70,793   FMV   Subcontract Grant Award
(125) University of California San Diego - MC 0009
51 COLLEGE ROAD
La Jolla,CA92093 		95-6006144 501(C)(3) 446,997   FMV   Subcontract Grant Award
(126) University of Chicago
9201 University City Blvd
Reese Building Floo
Chicago,IL60637 		36-2177139 501(C)(3) 40,086   FMV   Subcontract Grant Award
(127) University Of Cincinnati
104 Airport Drive
Cincinnati,OH45221 		31-6000989 501(C)(3) 18,520   FMV   Subcontract Grant Award
(128) University of Colorado Denver
3451 Walnut Street
Denver,CO80291 		84-6000555 501(C)(3) 31,363   FMV   Subcontract Grant Award
(129) University of Connecticut Health Center
116 Atwood Street
Farmington,CT06030 		52-1725543 501(C)(3) 36,752   FMV   Subcontract Grant Award
(130) University of Delaware
910 Genesee Street
Newark,DE19716 		51-6000297 501(C)(3) 24,752   FMV   Subcontract Grant Award
(131) University Of Florida
PO Box 84900
Gainesville,FL32611 		59-6002052 501(C)(3) 412,042   FMV   Subcontract Grant Award
(132) University of Hawaii
635 Downey Way VPD 214
Honolulu,HI96822 		99-0085260 501(C)(3) 23,640   FMV   Subcontract Grant Award
(133) University of Houston
1331 Circle Park Drive
Houston,TX77204 		74-6001399 501(C)(3) 141,906   FMV   Subcontract Grant Award
(134) University Of Iowa The
101 E 27th Street 5
Iowa,IA52244 		42-0796760 501(C)(3) 8,851   FMV   Subcontract Grant Award
(135) University of Maryland Baltimore County
PO Box 301418
Baltimore,MD21250 		52-6002033 501(C)(3) 108,070   FMV   Subcontract Grant Award
(136) University of Massachusetts
332 South 1400 East
Boston,MA02125 		04-3167352 501(C)(3) 374,934   FMV   Subcontract Grant Award
(137) University Of Massachusetts - Lowell
4300 Roosevelt Way NE
Lowell,MA01854 		04-3167352 501(C)(3) 119,164   FMV   Subcontract Grant Award
(138) University of Massachusetts Medical School
2301 Vanderbilt Place
Worcester,MA01655 		04-3167352 501(C)(3) 159,489   FMV   Subcontract Grant Award
(139) University of Miami
Dept 1236
P O Box 121236
Coral Gables,FL33124 		59-0624458 501(C)(3) 109,005   FMV   Subcontract Grant Award
(140) University of Michigan Division Of Research Admin
800 Irving Avenue
Ann Arbor,MI48109 		38-6006309 501(C)(3) 12,295   FMV   Subcontract Grant Award
(141) University Of Minnesota - Office of Sponsored Proj
902 Prices Fork Road
Suite 4000
MINNEAPOLIS,MN55454 		41-6007513 501(C)(3) 90,850   FMV   Subcontract Grant Award
(142) University of Mississippi Medical Center The
PO Box 7201
Jackson,MS39216 		64-6008520 501(C)(3) 242,471   FMV   Subcontract Grant Award
(143) University of Missouri-Columbia AR
5057 Woodward Ave
13th Floor Suite 13001
Kansas City,MO641807012 		43-6003859 501(C)(3) 27,796   FMV   Subcontract Grant Award
(144) University of New Hampshire
1600 Research Boulevard
DURHAM,NH03824 		02-6000937 501(C)(3) 23,439   FMV   Subcontract Grant Award
(145) University Of North Carolina - Charlotte Cashier's
1377 R Street NW
Suite 200 Research Department
Charlotte,NC282230001 		56-0791228 501(C)(3) 19,501   FMV   Subcontract Grant Award
(146) University of North Carolina at Chapel Hill
6100 Main St
Chapel Hill,NC27599 		56-6001393 501(C)(3) 1,153,020   FMV   Subcontract Grant Award
(147) University Of Pennsylvania
100 Institute Road
Philadelphia,PA19104 		23-1352685 501(C)(3) 595,689   FMV   Subcontract Grant Award
(148) University Of Pittsburgh
116 Atwood Street
Pittsburgh,PA15260 		25-0965591 501(C)(3) 409,342   FMV   Subcontract Grant Award
(149) University Of Rhode Island
167 Point Street
Box 42 Coro East Suite 1A Room
Kingston,RI02881 		05-6000522 501(C)(3) 928,845   FMV   Subcontract Grant Award
(150) University of Rochester
910 Genesee Street
Rochester,NY14611 		16-0743209 501(C)(3) 757,364   FMV   Subcontract Grant Award
(151) University of South Carolina
PO Box 84900
Columbia,SC29208 		57-6001153 501(C)(3) 68,354   FMV   Subcontract Grant Award
(152) University of Southern California
635 Downey Way
VPD 214
Los Angeles,CA90089 		95-1642394 501(C)(3) 39,221   FMV   Subcontract Grant Award
(153) University Of Tennessee
1300 SOUTH 2ND STREET
Knoxville,TN37916 		62-6001636 501(C)(3) 48,820   FMV   Subcontract Grant Award
(154) University of Texas at Austin
101 E 27th Street 5
Austin,TX78712 		74-6000203 501(C)(3) 11,568   FMV   Subcontract Grant Award
(155) University of Utah
332 South
1400 East
Salt Lake City,UT84211 		87-6000525 501(C)(3) 84,959   FMV   Subcontract Grant Award
(156) University Of Washington - Grant & Contract Accoun
4300 Roosevelt Way NE
Seattle,WA98915 		91-6001537 501(C)(3) 143,259   FMV   Subcontract Grant Award
(157) Urban Institute
2100 M Street NW
Washington,DC20037 		52-0880375 501(C)(3) 44,166   FMV   Subcontract Grant Award
(158) Vanderbilt University
2301 Vanderbilt Place
Nashville,TN37240 		62-0476822 501(C)(3) 51,155   FMV   Subcontract Grant Award
(159) Vanderbilt University Medical Center
Dept 1236 P O Box 121236
Dallas,TX753121236 		35-2528741 501(C)(3) 51,222   FMV   Subcontract Grant Award
(160) Veterans Health Research Institute of CNY Inc
800 Irving Avenue
Syracuse,NY13210 		16-1365231   21,129   FMV   Subcontract Grant Award
(161) Virginia Polytechnic Institute and State Universit
902 Prices Fork Road
Suite 4000
Blackburg,VA24061 		54-0721690 501(C)(3) 245,658   FMV   Subcontract Grant Award
(162) Wake Forest University
PO Box 7201
Winston Salem,NC27109 		56-0532138 501(C)(3) 137,527   FMV   Subcontract Grant Award
(163) Wake Forest University Health Sciences
1834 Wake Forest Rd
Winston Salem,NC27109 		56-0532138 501(C)(3) 68,080   FMV   Subcontract Grant Award
(164) Wayne State University
5057 Woodward Avenue
13th Floor Suite 13001
Detroit,MI48202 		38-6028429 501(C)(3) 13,530   FMV   Subcontract Grant Award
(165) Whitman-Walker Health
1377 R Street NW
Suite 200 Research Department
Washington,DC20009 		52-1122122 501(C)(3) 10,806   FMV   Subcontract Grant Award
(166) William Marsh Rice University
6100 Main Street
Houston,TX77005 		74-1109620 501(C)(3) 217,862   FMV   Subcontract Grant Award
(167) Women & Infants Hospital Of Rhode Island
101 Dudley Street
Providence,RI02905 		05-0258937 501(C)(3) 299,019   FMV   Subcontract Grant Award
(168) Worcester Polytechnic Institute
100 Institute Road
Worcester,MA01609 		04-2121659 501(C)(3) 90,349   FMV   Subcontract Grant Award
(169) Yale University
PO Box 208239
New Haven,CT06520 		06-0646973 501(C)(3) 944,396   FMV   Subcontract Grant Award
2
Enter total number of section 501(c)(3) and government organizations listed in the line 1 table ................. Bullet Image
154
3
Enter total number of other organizations listed in the line 1 table ........................ . Bullet Image
15
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50055P
Schedule I (Form 990) 2020

Schedule I (Form 990) 2020
Page 2
Part III
Grants and Other Assistance to Domestic Individuals. Complete if the organization answered "Yes" on Form 990, Part IV, line 22.
Part III can be duplicated if additional space is needed.
(a) Type of grant or assistance (b) Number of
recipients		 (c) Amount of
cash grant		 (d) Amount of
noncash assistance		 (e) Method of valuation (book,
FMV, appraisal, other)		 (f) Description of noncash assistance
(1) UNDERGRADUATE SCHOLARSHIPS/FELLOWSHIPS/STIPENDS 2941 145,936,174      
(2) GRADUATE SCHOLARSHIPS/FELLOWSHIPS/STIPENDS 2127 164,272,712      
(3) MEDICAL SCHOOL SCHOLARSHIPS/FELLOWSHIPS/STIPENDS 430 11,683,185      
(3)
(4)
(5)
(6)
(7)
Part IV
Supplemental Information. Provide the information required in Part I, line 2; Part III, column (b); and any other additional information.
Return Reference Explanation
Schedule I, Part I, Line 2 GRANT FUNDS ARE MANAGED IN ACCORDANCE WITH BOTH THE SPONSOR AND UNIVERSITY RULES AND REGULATIONS. EXPENDITURES ARE REVIEWED ON A PRE AND POST AUDIT BASIS TO ENSURE THAT THE COSTS INCURRED AND CHARGED TO A PARTICULAR GRANT IN COMPLIANCE WITH BOTH THE SPONSOR AND UNIVERSITY POLICIES. SCHEDULE I, PART III THE CASH GRANTS ARE REFLECTED ON STUDENTS' ACCOUNTS.
Schedule I (Form 990) 2020



Additional Data


Software ID:  
Software Version:  


Schedule J
(Form 990)
Department of the Treasury
Internal Revenue Service
Compensation Information
For certain Officers, Directors, Trustees, Key Employees, and Highest
Compensated Employees
Graphic Arrow Complete if the organization answered "Yes" on Form 990, Part IV, line 23.
Graphic Arrow Attach to Form 990.
Graphic Arrow Go to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2020
Open to Public Inspection
Name of the organization
Brown University
 
Employer identification number

05-0258809
Part I
Questions Regarding Compensation
Yes
No
1a
Check the appropiate box(es) if the organization provided any of the following to or for a person listed on Form
990, Part VII, Section A, line 1a. Complete Part III to provide any relevant information regarding these items.
b
If any of the boxes on Line 1a are checked, did the organization follow a written policy regarding payment or reimbursement or provision of all of the expenses described above? If "No," complete Part III to explain .....
1b
 
No
2
Did the organization require substantiation prior to reimbursing or allowing expenses incurred by all
directors, trustees, officers, including the CEO/Executive Director, regarding the items checked on Line 1a? ....
2
Yes
 
3
Indicate which, if any, of the following the filing organization used to establish the compensation of the
organization's CEO/Executive Director. Check all that apply. Do not check any boxes for methods
used by a related organization to establish compensation of the CEO/Executive Director, but explain in Part III.
4
During the year, did any person listed on Form 990, Part VII, Section A, line 1a, with respect to the filing organization or a related organization:
a
Receive a severance payment or change-of-control payment? .............
4a
Yes
 
b
Participate in, or receive payment from, a supplemental nonqualified retirement plan? .........
4b
Yes
 
c
Participate in, or receive payment from, an equity-based compensation arrangement? .........
4c
 
No
If "Yes" to any of lines 4a-c, list the persons and provide the applicable amounts for each item in Part III.
Only 501(c)(3), 501(c)(4), and 501(c)(29) organizations must complete lines 5-9.
5
For persons listed on Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the revenues of:
a
The organization? ....................
5a
 
No
b
Any related organization? .......................
5b
 
No
If "Yes," on line 5a or 5b, describe in Part III.
6
For persons listed on Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the net earnings of:
a
The organization? ..................
6a
 
No
b
Any related organization? ......................
6b
 
No
If "Yes," on line 6a or 6b, describe in Part III.
7
For persons listed on Form 990, Part VII, Section A, line 1a, did the organization provide any nonfixed
payments not described in lines 5 and 6? If "Yes," describe in Part III ............
7
Yes
 
8
Were any amounts reported on Form 990, Part VII, paid or accured pursuant to a contract that was
subject to the initial contract exception described in Regulations section 53.4958-4(a)(3)? If "Yes," describe
in Part III ..........................
8
 
No
9
If "Yes" on line 8, did the organization also follow the rebuttable presumption procedure described in Regulations section 53.4958-6(c)? .........................
9
 
 
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50053T
Schedule J (Form 990) 2020

Schedule J (Form 990) 2020
Page 2
Part II
Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees. Use duplicate copies if additional space is needed.
For each individual whose compensation must be reported on Schedule J, report compensation from the organization on row (i) and from related organizations, described in the
instructions, on row (ii). Do not list any individuals that are not listed on Form 990, Part VII.
Note. The sum of columns (B)(i)-(iii) for each listed individual must equal the total amount of Form 990, Part VII, Section A, line 1a, applicable column (D) and (E) amounts for that individual.
(A) Name and Title (B) Breakdown of W-2 and/or 1099-MISC compensation (C) Retirement and other deferred compensation (D) Nontaxable
benefits		 (E) Total of columns
(B)(i)-(D) 		(F) Compensation in column (B) reported as deferred on prior Form 990
(i) Base
compensation 		(ii) Bonus & incentive
compensation 		(iii) Other reportable compensation
1BARBARA CHERNOW
EXEC VP OF FIN AND ADMIN 		(i)

(ii)		 627,305
-------------
0 		0
-------------
0 		654,150
-------------
0 		22,800
-------------
0 		3,309
-------------
0 		1,307,564
-------------
0 		383,495
-------------
0
2WILLIAM CIOFFI
PROFESSOR OF MEDICAL SCIENCE 		(i)

(ii)		 600,000
-------------
0 		0
-------------
0 		0
-------------
0 		28,500
-------------
0 		20,099
-------------
0 		648,599
-------------
0 		0
-------------
0
3VICKI COLVIN
PROFESSOR OF CHEMISTRY 		(i)

(ii)		 276,143
-------------
0 		0
-------------
0 		1,119
-------------
0 		16,622
-------------
0 		18,480
-------------
0 		312,364
-------------
0 		0
-------------
0
4JANE DIETZE
VP & Chief Investment Officer 		(i)

(ii)		 532,429
-------------
0 		1,223,000
-------------
0 		401,307
-------------
0 		456,122
-------------
0 		33,403
-------------
0 		2,646,261
-------------
0 		0
-------------
0
5JOSEPH DOWLING
CEO of Investment Office 		(i)

(ii)		 589,710
-------------
0 		561,381
-------------
0 		20,217
-------------
0 		22,800
-------------
0 		27,267
-------------
0 		1,221,375
-------------
0 		0
-------------
0
6JACK ELIAS
SR VP FOR HEALTH AFFAIRS 		(i)

(ii)		 872,474
-------------
0 		0
-------------
0 		17,960
-------------
0 		22,800
-------------
0 		19,598
-------------
0 		932,832
-------------
0 		0
-------------
0
7SERGIO GONZALEZ
SVP FOR ADVANCEMENT 		(i)

(ii)		 626,954
-------------
0 		0
-------------
0 		88,858
-------------
0 		22,800
-------------
0 		24,767
-------------
0 		763,379
-------------
0 		0
-------------
0
8MICHAEL GUGLIELMO
VP FOR FACILITIES MGMT 		(i)

(ii)		 315,981
-------------
0 		0
-------------
0 		0
-------------
0 		27,381
-------------
0 		40,552
-------------
0 		383,914
-------------
0 		0
-------------
0
9Joshua T Kennedy
MANAGING DIRECTOR 		(i)

(ii)		 343,700
-------------
0 		582,713
-------------
0 		0
-------------
0 		22,800
-------------
0 		25,023
-------------
0 		974,236
-------------
0 		0
-------------
0
10PETER LEVINE
MANAGING DIRECTOR 		(i)

(ii)		 289,765
-------------
0 		550,500
-------------
0 		0
-------------
0 		20,000
-------------
0 		24,926
-------------
0 		885,191
-------------
0 		0
-------------
0
11KEVIN MCLAUGHLIN
DEAN OF THE FACULTY 		(i)

(ii)		 393,662
-------------
0 		0
-------------
0 		0
-------------
0 		34,200
-------------
0 		38,752
-------------
0 		466,614
-------------
0 		0
-------------
0
12ERICA NOURJIAN
HEAD OF OPERATIONS-INVESTMENTS 		(i)

(ii)		 312,734
-------------
0 		375,000
-------------
0 		0
-------------
0 		21,538
-------------
0 		25,023
-------------
0 		734,295
-------------
0 		0
-------------
0
13CHRISTINA PAXSON
PRESIDENT/FELLOW 		(i)

(ii)		 954,349
-------------
0 		0
-------------
0 		69,000
-------------
0 		222,800
-------------
0 		65,653
-------------
0 		1,311,802
-------------
0 		0
-------------
0
14JILL PIPHER
VP OF RESEARCH 		(i)

(ii)		 357,452
-------------
0 		0
-------------
0 		2,065
-------------
0 		34,200
-------------
0 		432
-------------
0 		394,149
-------------
0 		0
-------------
0
15LOUIS RICE
CHAIR OF MEDICINE 		(i)

(ii)		 673,696
-------------
0 		0
-------------
0 		22,044
-------------
0 		22,800
-------------
0 		20,563
-------------
0 		739,103
-------------
0 		0
-------------
0
16DAVID SAVITZ
PROFESSOR OF EPIDEMIOLOGY 		(i)

(ii)		 301,094
-------------
0 		0
-------------
0 		23,803
-------------
0 		22,131
-------------
0 		8,923
-------------
0 		355,951
-------------
0 		0
-------------
0
17MICHAEL WHITE
VICE PRESIDENT FOR FIN & CFO 		(i)

(ii)		 368,611
-------------
0 		0
-------------
0 		550
-------------
0 		5,948
-------------
0 		1,221
-------------
0 		376,330
-------------
0 		0
-------------
0
18RICHARD LOCKE
PROVOST 		(i)

(ii)		 649,907
-------------
0 		0
-------------
0 		224,668
-------------
0 		22,800
-------------
0 		47,747
-------------
0 		945,122
-------------
0 		0
-------------
0
19JOSEPH S CALHOUN
VP FOR FIN & CFO 		(i)

(ii)		 0
-------------
0 		0
-------------
0 		180,303
-------------
0 		0
-------------
0 		0
-------------
0 		180,303
-------------
0 		0
-------------
0
Schedule J (Form 990) 2020

Schedule J (Form 990) 2020
Page 3
Part III
Supplemental Information
Provide the information, explanation, or descriptions required for Part I, lines 1a, 1b, 3, 4a, 4b, 4c, 5a, 5b, 6a, 6b, 7, and 8, and for Part II. Also complete this part for any additional information.
Return Reference Explanation
Schedule J, Part I, Line 1a RESIDENCE FOR PERSONAL USE WAS PROVIDED TO THE FOLLOWING INDIVIDUALS: PRESIDENT - AS A CONDITION OF EMPLOYMENT AND FOR THE CONVENIENCE OF THE EMPLOYER, THE PRESIDENT IS REQUIRED TO LIVE IN UNIVERSITY HOUSING. THEREFORE, NONE OF THE BENEFIT WAS TREATED AS TAXABLE COMPENSATION. PROVOST - AS A CONDITION OF EMPLOYMENT AND FOR THE CONVENIENCE OF THE EMPLOYER, THE PROVOST WAS REQUIRED TO LIVE IN UNIVERSITY HOUSING. THEREFORE, NONE OF THE BENEFIT WAS TREATED AS TAXABLE COMPENSATION. THE EXECUTIVE VP OF FINANCE AND ADMIN RECEIVED A GROSS-UP PAYMENT IN 2020, WHICH IS REPORTED AS TAXABLE COMPENSATION IN SCHEDULE J, PART II, COLUMN B(III). THE PRESIDENT'S HOUSEHOLD SERVICES ASSISTANT PROVIDES SOME PERSONAL SERVICES FOR THE PRESIDENT. THE PRESIDENT REIMBURSES THE UNIVERSITY BY CHECK FOR THESE SERVICES. SCHEDULE J, PART I, LINE 1B IN LIEU OF A STANDARDIZED WRITTEN POLICY, SENIOR OFFICERS WERE ISSUED AN ADDENDUM TO THEIR COMPENSATION LETTER APPROVED BY THE CHANCELLOR, OUTLINING THE TREATMENT OF THE HOUSING ITEM LISTED IN PART I, LINE 1A. SCHEDULE J, PART I, LINE 4A IN CONNECTION WITH HIS DEPARTURE FROM THE CHIEF FINANCIAL OFFICER POSITION, THE FORMER CFO RECEIVED CERTAIN PAYMENTS WHICH ARE INCLUDED IN SCHEDULE J, PART II, COLUMN (B)(III).
SCHEDULE J, PART I, LINE 4B TERMS & CONDITIONS OF SUPPLEMENTAL RETIREMENT PLAN AND PAYMENT FOR 2020: EFFECTIVE JULY 1, 2017, THE UNIVERSITY ENTERED INTO A NEW DEFERRED COMPENSATION AGREEMENT. UNDER THE NEW PLAN THE ORGANIZATION WILL DEPOSIT $200,000 TO THE PRESIDENT'S DEFERRED COMPENSATION ACCOUNT EACH JUNE 30TH THROUGH JUNE 30, 2022. SUCH AMOUNTS WILL VEST OVER THE COURSE OF THE AGREEMENT SO LONG AS THE PRESIDENT REMAINS CONTINUOUSLY EMPLOYED BY THE UNIVERSITY THROUGH EACH VESTING DATE. NO AMOUNTS WERE PAID UNDER THIS PLAN IN CALENDAR YEAR 2020. AS PART OF HER EMPLOYMENT AGREEMENT, BARBARA CHERNOW PARTICIPATES IN A DEFERRED COMPENSATION ARRANGEMENT. PURSUANT TO THE TERMS OF THE ARRANGEMENT, MS. CHERNOW WILL RECEIVE A PAYMENT OF 75% OF HER ANNUAL PAY IN JULY 2020, PROVIDED SHE REMAINS EMPLOYED AT THE UNIVERSITY THROUGH THAT DATE. $540,028 WAS PAID TO MS. CHERNOW IN JULY 2020, WHICH IS REPORTED IN SCHEDULE J, PART II, COLUMN B(III). As part of her amended employment agreement, effective July 1, 2020 Ms. Chernow participates in an additional deferred compensation arrangement. Pursuant to the terms of the arrangement, Ms. Chernow is credited 15% of her base compensation on a monthly basis beginning July 1, 2020 and ending June 30, 2025. Amounts credited to the account become vested immediately and are included in Schedule J, Part II, Column B (III). Effective Jan. 1, 2020, Jane Dietze participates in a deferred compensation arrangement. Under the arrangement, $2 million will accrue a return equivalent to the endowment return. 20% of the original balance plus earnings will vest each year on January 1 provided she remains employed by the University on such dates. $400,000 vested on January 1, 2020 and is reported in Schedule J, Part II, Column B(iii) SCHEDULE J, PART I, LINE 7 THE UNIVERSITY OFFERS INCENTIVE COMPENSATION TO SENIOR PROFESSIONALS IN THE INVESTMENT OFFICE BASED UPON THE UNIVERSITY'S INVESTMENT PERFORMANCE AND OTHER QUALITATIVE FACTORS.
Schedule J (Form 990) 2020

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Schedule K
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Information on Tax-Exempt Bonds
SchKMediumBullet Complete if the organization answered "Yes" to Form 990, Part Ⅵ, line 24a. Provide descriptions,
explanations, and any additional information in Part Ⅵ.
SchKMediumBullet Attach to Form 990.
SchKMediumBulletGo to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2020
Open to Public
Inspection
Name of the organization
Brown University
 
Employer identification number
05-0258809
Part Ⅰ
Bond Issues
(a) Issuer name (b) Issuer EIN (c) CUSIP # (d) Date issued (e) Issue price (f) Description of purpose (g) Defeased (h) On
behalf of
issuer		 (i) Pool
financing
Yes No Yes No Yes No
A RI H&E CORP SERIES 2003A & 2003B
  		52-1300173 762243CA9 11-13-2003 91,425,000 FINANCE CAPITAL PROJECTS   X   X   X
B RI H&E BLD CORP SERIES 2005A
  		52-1300173 762243MY6 10-04-2005 85,500,000 FINANCE CAPITAL PROJECTS   X   X   X
C RI H&E CORP SERIES 2011
  		52-1300173 762197GR6 08-24-2011 80,629,956 CURRENT REFUNDING 2001 BONDS   X   X   X
D RI H&E CORP SERIES 2012
  		52-1300173 762197KD2 07-19-2012 149,807,220 FIN.CAP. PROJECTS/REFUND COM.PAPER   X   X   X
RI H&E CORP SERIES 2019
  		52-1300173 762197A76 07-18-2019 54,560,000 FIN.CAP.PJT/REFUND 2019 BOND   X   X   X
RI H&E CORP SERIES 2013
  		52-1300173 762197PX3 12-04-2013 150,950,167 FIN.CAP.PJT./REFUND 2003A BOND/REF   X   X   X
RI H&E CORP SERIES 2015
  		52-1300173 000000000 10-21-2015 45,000,000 FIN.CAP.PJT./REFUND 2005 BOND   X   X   X
RI H&E CORP SERIES 2017
  		52-1300173 762197VG3 07-19-2017 160,656,503 FIN.CAP.PJT/REFUND 2007 BOND   X   X   X
Part Ⅱ
Proceeds
A B C D
1 Amount of bonds retired .................. 52,345,000 0 46,849,956 31,567,220
2 Amount of bonds legally defeased .............. 0 0 0 0
3 Total proceeds of issue .................. 91,928,050 87,064,981 80,629,956 149,807,220
4 Gross proceeds in reserve funds ............. 0 0 0 0
5 Capitalized interest from proceeds ............. 0 0 0 0
6 Proceeds in refunding escrows ............... 0 0 0 0
7 Issuance costs from proceeds ............... 590,401 526,642 506,344 794,535
8 Credit enhancement from proceeds ............. 0 0 0 0
9 Working capital expenditures from proceeds ............. 0 0 0 0
10 Capital expenditures from proceeds ............. 91,337,649 86,538,339 0 99,012,685
11 Other spent proceeds ............. 0 0 80,123,612 50,000,000
12 Other unspent proceeds ............. 0 0 0 0
13 Year of substantial completion ............. 2005 2006 2018 2014
Yes No Yes No Yes No Yes No
14 Were the bonds issued as part of a current refunding issue of tax-exempt
bonds (or, if issued prior to 2019, a current refunding issue)? ........ 		  X   X X   X  
15 Were the bonds issued as part of an advance refunding issue of taxable
bonds (or, if issued prior to 2019, an advance refunding issue)? ........ 		  X   X   X   X
16 Has the final allocation of proceeds been made? .......... X   X   X   X  
17 Does the organization maintain adequate books and records to support the final allocation of proceeds? .................. X   X   X   X  
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50193E
Schedule K (Form 990) 2020

Schedule K (Form 990) 2020
Page 2
Part Ⅲ
Private Business Use
A B C D
Yes No Yes No Yes No Yes No
1 Was the organization a partner in a partnership, or a member of an LLC, which owned property financed by tax-exempt bonds? .............   X   X   X   X
2 Are there any lease arrangements that may result in private business use of bond-financed property? ...............   X   X   X   X
3a Are there any management or service contracts that may result in private business use of bond-financed property? .............   X   X   X   X
b If "Yes" to line 3a, does the organization routinely engage bond counsel or other outside counsel to review any management or service contracts relating to the financed property?                
c Are there any research agreements that may result in private business use of bond-financed property? ............. X   X     X X  
d If "Yes" to line 3c, does the organization routinely engage bond counsel or other outside counsel to review any research agreements relating to the financed property? X   X       X  
4 Enter the percentage of financed property used in a private business use by entities other than a section 501(c)(3) organization or a state or local government ....SchKMediumBullet 0.128 % 0.020 % 0 % 0.011 %
5 Enter the percentage of financed property used in a private business use as a result of unrelated trade or business activity carried on by your organization, another section 501(c)(3) organization, or a state or local government ......... SchKMediumBullet 0 % 0 %    
6 Total of lines 4 and 5 ............. 0.128 % 0.020 %   0.011 %
7 Does the bond issue meet the private security or payment test? ...   X   X   X   X
8a Has there been a sale or disposition of any of the bond-financed property to a nongovernmental person other than a 501(c)(3) organization since the bonds were issued?.............   X   X   X   X
b If "Yes" to line 8a, enter the percentage of bond-financed property sold or disposed of. ..        
c If "Yes" to line 8a, was any remedial action taken pursuant to Regulations sections 1.141-12 and 1.145-2? .............   X   X   X   X
9 Has the organization established written procedures to ensure that all nonqualified bonds of the issue are remediated in accordance with the requirements under
Regulations sections 1.141-12 and 1.145-2? ........ 		X   X   X   X  
Part Ⅳ
Arbitrage
A B C D
Yes No Yes No Yes No Yes No
1 Has the issuer filed Form 8038-T, Arbitrage Rebate, Yield Reduction and Penalty in Lieu of Arbitrage Rebate? ...   X   X   X   X
2 If "No" to line 1, did the following apply? ....
a Rebate not due yet? .......             X  
b Exception to rebate? ........ X   X   X   X  
c No rebate due? .........                
If "Yes" to line 2c, provide in Part Ⅵ the date the rebate
computation was performed ......
3 Is the bond issue a variable rate issue? ..... X   X     X   X
Schedule K (Form 990) 2020

Schedule K (Form 990) 2020
Page 3
Part Ⅳ
Arbitrage (Continued)
A B C D
Yes No Yes No Yes No Yes No
4a Has the organization or the governmental issuer entered into a qualified hedge with respect to the bond issue? X   X     X   X
b Name of provider .......... JP MORGAN
  		GOLDMAN SACHS
  		0
  		0
 
c Term of hedge ......... 3530 % 2960 %    
d Was the hedge superintegrated? ......   X   X        
e Was the hedge terminated? ........   X   X   X    
5a Were gross proceeds invested in a guaranteed investment contract (GIC)?   X   X   X   X
b Name of provider .......... 0
  		0
  		0
  		0
 
c Term of GIC .........        
d Was the regulatory safe harbor for establishing the fair market value of the GIC satisfied? ........                
6 Were any gross proceeds invested beyond an available temporary period?   X   X   X   X
7 Has the organization established written procedures to monitor the requirements of section 148? ... X   X   X   X  
Part Ⅴ
Procedures To Undertake Corrective Action
--------------------------------------------------------------------------------------------------------------- A B C D
Yes No Yes No Yes No Yes No
Has the organization established written procedures to ensure that violations of federal tax requirements are timely identified and corrected through the voluntary closing agreement program if self-remediation is not available under applicable regulations? X   X   X   X  
Part Ⅵ
Supplemental Information. Provide additional information for responses to questions on Schedule K. (See instructions).
Return Reference Explanation
SCHEDULE K, PART II, LINE 3, COLUMN A (SERIES 2003) INCLUDES $503,050 OF INVESTMENT EARNINGS. SCHEDULE K, PART II, LINE 3, COLUMN B (SERIES 2005A) INCLUDES $1,564,981 OF INVESTMENT EARNINGS SCHEDULE K, PART II, LINE 3, COLUMN C (SERIES 2009) INCLUDES $3,239 OF INVESTMENT EARNINGS SCHEDULE K, PART II, LINE 3, COLUMN C (SERIES 2015) INCLUDES $16,964 OF INVESTMENT EARNINGS SCHEDULE K, PART II, LINE 3, COLUMN D (SERIES 2017) INCLUDES $1,708,737 OF INVESTMENT EARNINGS SCHEDULE K, PART III, LINE 9 / PART IV, LINE 7 & PART V BROWN UNIVERSITY CONDUCTS AN ANALYSIS OF ACTIVITIES CONDUCTED WITHIN ITS BOND-FINANCED FACILITIES TO DETERMINE IF THERE IS ANY PRIVATE USE.
Schedule K (Form 990) 2020

Additional Data


Software ID:  
Software Version:  


Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

Schedule K
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Information on Tax-Exempt Bonds
SchKMediumBullet Complete if the organization answered "Yes" to Form 990, Part Ⅵ, line 24a. Provide descriptions,
explanations, and any additional information in Part Ⅵ.
SchKMediumBullet Attach to Form 990.
SchKMediumBulletGo to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2020
Open to Public
Inspection
Name of the organization
Brown University
 
Employer identification number
05-0258809
Part Ⅰ
Bond Issues
(a) Issuer name (b) Issuer EIN (c) CUSIP # (d) Date issued (e) Issue price (f) Description of purpose (g) Defeased (h) On
behalf of
issuer		 (i) Pool
financing
Yes No Yes No Yes No
A RI H&E CORP SERIES 2003A & 2003B
  		52-1300173 762243CA9 11-13-2003 91,425,000 FINANCE CAPITAL PROJECTS   X   X   X
B RI H&E BLD CORP SERIES 2005A
  		52-1300173 762243MY6 10-04-2005 85,500,000 FINANCE CAPITAL PROJECTS   X   X   X
C RI H&E CORP SERIES 2011
  		52-1300173 762197GR6 08-24-2011 80,629,956 CURRENT REFUNDING 2001 BONDS   X   X   X
D RI H&E CORP SERIES 2012
  		52-1300173 762197KD2 07-19-2012 149,807,220 FIN.CAP. PROJECTS/REFUND COM.PAPER   X   X   X
RI H&E CORP SERIES 2019
  		52-1300173 762197A76 07-18-2019 54,560,000 FIN.CAP.PJT/REFUND 2019 BOND   X   X   X
RI H&E CORP SERIES 2013
  		52-1300173 762197PX3 12-04-2013 150,950,167 FIN.CAP.PJT./REFUND 2003A BOND/REF   X   X   X
RI H&E CORP SERIES 2015
  		52-1300173 000000000 10-21-2015 45,000,000 FIN.CAP.PJT./REFUND 2005 BOND   X   X   X
RI H&E CORP SERIES 2017
  		52-1300173 762197VG3 07-19-2017 160,656,503 FIN.CAP.PJT/REFUND 2007 BOND   X   X   X
Part Ⅱ
Proceeds
A B C D
1 Amount of bonds retired .................. 52,345,000 0 46,849,956 31,567,220
2 Amount of bonds legally defeased .............. 0 0 0 0
3 Total proceeds of issue .................. 91,928,050 87,064,981 80,629,956 149,807,220
4 Gross proceeds in reserve funds ............. 0 0 0 0
5 Capitalized interest from proceeds ............. 0 0 0 0
6 Proceeds in refunding escrows ............... 0 0 0 0
7 Issuance costs from proceeds ............... 590,401 526,642 506,344 794,535
8 Credit enhancement from proceeds ............. 0 0 0 0
9 Working capital expenditures from proceeds ............. 0 0 0 0
10 Capital expenditures from proceeds ............. 91,337,649 86,538,339 0 99,012,685
11 Other spent proceeds ............. 0 0 80,123,612 50,000,000
12 Other unspent proceeds ............. 0 0 0 0
13 Year of substantial completion ............. 2005 2006 2018 2014
Yes No Yes No Yes No Yes No
14 Were the bonds issued as part of a current refunding issue of tax-exempt
bonds (or, if issued prior to 2019, a current refunding issue)? ........ 		  X   X X   X  
15 Were the bonds issued as part of an advance refunding issue of taxable
bonds (or, if issued prior to 2019, an advance refunding issue)? ........ 		  X   X   X   X
16 Has the final allocation of proceeds been made? .......... X   X   X   X  
17 Does the organization maintain adequate books and records to support the final allocation of proceeds? .................. X   X   X   X  
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50193E
Schedule K (Form 990) 2020

Schedule K (Form 990) 2020
Page 2
Part Ⅲ
Private Business Use
A B C D
Yes No Yes No Yes No Yes No
1 Was the organization a partner in a partnership, or a member of an LLC, which owned property financed by tax-exempt bonds? .............   X   X   X   X
2 Are there any lease arrangements that may result in private business use of bond-financed property? ...............   X   X   X   X
3a Are there any management or service contracts that may result in private business use of bond-financed property? .............   X   X   X   X
b If "Yes" to line 3a, does the organization routinely engage bond counsel or other outside counsel to review any management or service contracts relating to the financed property?                
c Are there any research agreements that may result in private business use of bond-financed property? ............. X   X     X X  
d If "Yes" to line 3c, does the organization routinely engage bond counsel or other outside counsel to review any research agreements relating to the financed property? X   X       X  
4 Enter the percentage of financed property used in a private business use by entities other than a section 501(c)(3) organization or a state or local government ....SchKMediumBullet 0.128 % 0.020 % 0 % 0.011 %
5 Enter the percentage of financed property used in a private business use as a result of unrelated trade or business activity carried on by your organization, another section 501(c)(3) organization, or a state or local government ......... SchKMediumBullet 0 % 0 %    
6 Total of lines 4 and 5 ............. 0.128 % 0.020 %   0.011 %
7 Does the bond issue meet the private security or payment test? ...   X   X   X   X
8a Has there been a sale or disposition of any of the bond-financed property to a nongovernmental person other than a 501(c)(3) organization since the bonds were issued?.............   X   X   X   X
b If "Yes" to line 8a, enter the percentage of bond-financed property sold or disposed of. ..        
c If "Yes" to line 8a, was any remedial action taken pursuant to Regulations sections 1.141-12 and 1.145-2? .............   X   X   X   X
9 Has the organization established written procedures to ensure that all nonqualified bonds of the issue are remediated in accordance with the requirements under
Regulations sections 1.141-12 and 1.145-2? ........ 		X   X   X   X  
Part Ⅳ
Arbitrage
A B C D
Yes No Yes No Yes No Yes No
1 Has the issuer filed Form 8038-T, Arbitrage Rebate, Yield Reduction and Penalty in Lieu of Arbitrage Rebate? ...   X   X   X   X
2 If "No" to line 1, did the following apply? ....
a Rebate not due yet? .......             X  
b Exception to rebate? ........ X   X   X   X  
c No rebate due? .........                
If "Yes" to line 2c, provide in Part Ⅵ the date the rebate
computation was performed ......
3 Is the bond issue a variable rate issue? ..... X   X     X   X
Schedule K (Form 990) 2020

Schedule K (Form 990) 2020
Page 3
Part Ⅳ
Arbitrage (Continued)
A B C D
Yes No Yes No Yes No Yes No
4a Has the organization or the governmental issuer entered into a qualified hedge with respect to the bond issue? X   X     X   X
b Name of provider .......... JP MORGAN
  		GOLDMAN SACHS
  		0
  		0
 
c Term of hedge ......... 3530 % 2960 %    
d Was the hedge superintegrated? ......   X   X        
e Was the hedge terminated? ........   X   X   X    
5a Were gross proceeds invested in a guaranteed investment contract (GIC)?   X   X   X   X
b Name of provider .......... 0
  		0
  		0
  		0
 
c Term of GIC .........        
d Was the regulatory safe harbor for establishing the fair market value of the GIC satisfied? ........                
6 Were any gross proceeds invested beyond an available temporary period?   X   X   X   X
7 Has the organization established written procedures to monitor the requirements of section 148? ... X   X   X   X  
Part Ⅴ
Procedures To Undertake Corrective Action
--------------------------------------------------------------------------------------------------------------- A B C D
Yes No Yes No Yes No Yes No
Has the organization established written procedures to ensure that violations of federal tax requirements are timely identified and corrected through the voluntary closing agreement program if self-remediation is not available under applicable regulations? X   X   X   X  
Part Ⅵ
Supplemental Information. Provide additional information for responses to questions on Schedule K. (See instructions).
Return Reference Explanation
SCHEDULE K, PART II, LINE 3, COLUMN A (SERIES 2003) INCLUDES $503,050 OF INVESTMENT EARNINGS. SCHEDULE K, PART II, LINE 3, COLUMN B (SERIES 2005A) INCLUDES $1,564,981 OF INVESTMENT EARNINGS SCHEDULE K, PART II, LINE 3, COLUMN C (SERIES 2009) INCLUDES $3,239 OF INVESTMENT EARNINGS SCHEDULE K, PART II, LINE 3, COLUMN C (SERIES 2015) INCLUDES $16,964 OF INVESTMENT EARNINGS SCHEDULE K, PART II, LINE 3, COLUMN D (SERIES 2017) INCLUDES $1,708,737 OF INVESTMENT EARNINGS SCHEDULE K, PART III, LINE 9 / PART IV, LINE 7 & PART V BROWN UNIVERSITY CONDUCTS AN ANALYSIS OF ACTIVITIES CONDUCTED WITHIN ITS BOND-FINANCED FACILITIES TO DETERMINE IF THERE IS ANY PRIVATE USE.
Schedule K (Form 990) 2020

Additional Data


Software ID:  
Software Version:  

Schedule L
(Form 990 or 990-EZ)
Department of the Treasury
Internal Revenue Service
Transactions with Interested Persons
MediumBullet Complete if the organization answered "Yes" on Form 990, Part IV, lines 25a, 25b, 26, 27, 28a, 28b, or 28c, or Form 990-EZ, Part V, line 38a or 40b.
MediumBullet Attach to Form 990 or Form 990-EZ.
MediumBulletGo to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2020
Open to Public Inspection
Name of the organization
Brown University
 
Employer identification number

05-0258809
Part I
Excess Benefit Transactions (section 501(c)(3), section 501(c)(4), and section 501(c)(29) organizations only).
Complete if the organization answered "Yes" on Form 990, Part IV, line 25a or 25b, or Form 990-EZ, Part V, line 40b.
1(a) Name of disqualified person (b) Relationship between disqualified person and organization (c) Description of transaction (d) Corrected?
Yes No
2
Enter the amount of tax incurred by the organization managers or disqualified persons during the year under section 4958. ........................... Bullet Image$
 
3
Enter the amount of tax, if any, on line 2, above, reimbursed by the organization ........ Bullet Image$
 

Part II
Loans to and/or From Interested Persons.
Complete if the organization answered "Yes" on Form 990-EZ, Part V, line 38a, or Form 990, Part IV, line 26; or if the organization reported an amount on Form 990, Part X, line 5, 6, or 22
(a) Name of interested person (b) Relationship with organization (c) Purpose of loan (d) Loan to or from the organization? (e) Original principal amount (f) Balance due (g) In default? (h) Approved by board or committee? (i) Written agreement?
To From Yes No Yes No Yes No
(1) RICHARD LOCKE KEY EMPLOYEE PERSONAL   X 300,000 200,000   No Yes   Yes  
Total ...............Small Bullet $ 200,000
Part III
Grants or Assistance Benefiting Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 27.
(a) Name of interested person (b) Relationship between interested person and the organization (c) Amount of assistance (d) Type of assistance (e) Purpose of assistance
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 50056A
Schedule L (Form 990 or 990-EZ) 2020
Schedule L (Form 990 or 990-EZ) 2020
Page 2
Part IV
Business Transactions Involving Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 28a, 28b, or 28c.
(a) Name of interested person (b) Relationship between interested person and the organization (c) Amount of transaction (d) Description of transaction (e) Sharing of organization's revenues?
Yes No
(1) ARTHUR GABINET FAMILY MEMBER OF OFFICER 103,974 SEASONAL EMPLOYMENT   No
Part V
Supplemental Information
Provide additional information for responses to questions on Schedule L (see instructions).
Return Reference Explanation
Schedule L (Form 990 or 990-EZ) 2020


Additional Data


Software ID:  
Software Version:  




SCHEDULE M
(Form 990)

Department of the Treasury
Internal Revenue Service
Noncash Contributions
Right pointing arrow large imageComplete if the organizations answered "Yes" on Form 990, Part IV, lines 29 or 30.
Right pointing arrow large image Attach to Form 990.
Right pointing arrow large imageGo to www.irs.gov/Form990 for the latest information.
OMB No. 1545-0047
2020
Open to Public Inspection
Name of the organization
Brown University
 
Employer identification number

05-0258809
Part I
Types of Property
(a)
Check if applicable 		(b)
Number of contributions or items contributed 		(c)
Noncash contribution amounts reported on
Form 990, Part VIII, line 1g 		(d)
Method of determining
noncash contribution amounts
1 Art—Works of art ....        
2 Art—Historical treasures .        
3 Art—Fractional interests ..        
4 Books and publications .. X 0 FMV
5 Clothing and household
goods ....... 		     
6 Cars and other vehicles ..        
7 Boats and planes ....        
8 Intellectual property ...        
9 Securities—Publicly traded . X 791 50,875,566 FMV
10 Securities—Closely held stock .        
11 Securities—Partnership, LLC,
or trust interests .... 		       
12 Securities—Miscellaneous ..        
13 Qualified conservation
contribution—Historic
structures ..... 		       
14 Qualified conservation
contribution—Other ... 		       
15 Real estate—Residential . X 1 0 FMV
16 Real estate—Commercial ..        
17 Real estate—Other ...        
18 Collectibles .....        
19 Food inventory ...        
20 Drugs and medical supplies .        
21 Taxidermy ......        
22 Historical artifacts ....        
23 Scientific specimens ..        
24 Archeological artifacts ...        
25 Other Right pointing arrow large image ( PHOTOGRAPHS ) X 14 0 FMV
26 Other Right pointing arrow large image ( EVENT EXPENSES ) X 2 0 FMV
27 Other Right pointing arrow large image ( EQUIPMENT ) X 1 0 FMV
28 Other Right pointing arrow large image ( )
29
Number of Forms 8283 received by the organization during the tax year for contributions
for which the organization completed Form 8283, Part IV, Donee Acknowledgement
29
 
Yes
No
30a
During the year, did the organization receive by contribution any property reported in Part I, lines 1 through 28, that it must hold for at least three years from the date of the initial contribution, and which isn't required to be used for exempt purposes for the entire holding period? ...................
30a
 
No
b
If "Yes," describe the arrangement in Part II.
31
Does the organization have a gift acceptance policy that requires the review of any nonstandard contributions?
31
Yes
 
32a
Does the organization hire or use third parties or related organizations to solicit, process, or sell noncash
contributions? ..........................
32a
 
No
b
If "Yes," describe in Part II.
33
If the organization didn't report an amount in column (c) for a type of property for which column (a) is checked,
describe in Part II.
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 51227J
Schedule M (Form 990) (2020)
Schedule M (Form 990) (2020)
Page 2
Part IISupplemental Information. Provide the information required by Part I, lines 30b, 32b, and 33, and whether the organization is reporting in Part I, column (b), the number of contributions, the number of items received, or a combination of both. Also complete this part for any additional information.
Return Reference Explanation
SCHEDULE M, PART I, COLUMN (B) THE UNIVERSITY IS REPORTING THE NUMBER OF CONTRIBUTIONS RECEIVED DURING THE YEAR. SCHEDULE M, PART I, LINE 33 NO REVENUE WAS REPORTED ON FORM 990, PART VIII, LINE 1G BECAUSE THE UNIVERSITY'S COLLECTIONS (WHICH INCLUDE WORKS OF ART, HISTORICAL TREASURES & ARTIFACTS) ARE NOT RECOGNIZED AS ASSETS IN THE FINANCIAL STATEMENTS OF THE UNIVERSITY. THESE COLLECTIONS ARE PROTECTED AND PRESERVED FOR EDUCATION AND RESEARCH PURPOSES.
Schedule M (Form 990) (2020)

Additional Data


Software ID:  
Software Version:  
SCHEDULE O
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Supplemental Information to Form 990 or 990-EZ

Complete to provide information for responses to specific questions on
Form 990 or 990-EZ or to provide any additional information.
MediumBullet Attach to Form 990 or 990-EZ.
MediumBullet Go to www.irs.gov/Form990 for the latest information.
OMB No. 1545-0047
2020
Open to Public
Inspection
Name of the organization
Brown University
 
Employer identification number

05-0258809
Return Reference Explanation
MISSION STATEMENT TO SERVE THE COMMUNITY, THE NATION, AND THE WORLD BY DISCOVERING, COMMUNICATING, AND PRESERVING KNOWLEDGE AND UNDERSTANDING IN A SPIRIT OF FREE INQUIRY, AND BY EDUCATING AND PREPARING STUDENTS TO DISCHARGE THE OFFICES OF LIFE WITH USEFULNESS AND REPUTATION. BROWN ACCOMPLISHES THIS THROUGH A PARTNERSHIP OF STUDENTS & TEACHERS IN A UNIFIED COMMUNITY CALLED A UNIVERSITY COLLEGE.
FORM 990, PART III, LINE 4A INSTRUCTION / ENROLLMENT INCLUDES COST OF SUPPLIES, SALARIES AND BENEFITS ASSOCIATED WITH TEACHING APPROXIMATELY 9,900 STUDENTS (68% UNDERGRADUATE; 26% GRADUATE; 6% MEDICAL). A FACULTY OF APPROXIMATELY 1,500 TEACH AND ADMINISTER PROGRAMS IN A VARIETY OF DISCIPLINES, INCLUDING THE HUMANITIES, LIFE/MEDICAL SCIENCES, PHYSICAL SCIENCES AND SOCIAL SCIENCES. THERE ARE NEARLY 100 PROGRAMS OF STUDY OFFERED BETWEEN UNDERGRADUATE COLLEGE, GRADUATE SCHOOL AND MEDICAL SCHOOL OF THE UNIVERSITY. IN 2021, THE UNIVERSITY AWARDED A TOTAL OF 2,608 BACCALAUREATE DEGREES AND ADVANCED (MASTER, MEDICAL AND DOCTORATE) DEGREES. FORM 990, PART III, LINE 4B STUDENT AID, FELLOWSHIPS & SCHOLARSHIPS BROWN PROVIDES 100 PERCENT OF DEMONSTRATED NEED FOR ALL AIDED UNDERGRADUATE STUDENTS THAT MATRICULATE. THE UNIVERSITY IS NEED-BLIND FOR DOMESTIC STUDENTS (US CITIZENS AND PERMANENT RESIDENTS) AND "NEED-AWARE" FOR INTERNATIONAL AND TRANSFER (BOTH DOMESTIC AND INTERNATIONAL) STUDENTS. INTERNATIONAL AND TRANSFER STUDENTS WHO DO NOT APPLY FOR AID AS PART OF THEIR ADMISSION APPLICATION MAY NOT RECEIVE NEED-BASED SCHOLARSHIPS FROM THE UNIVERSITY. FORTY-FIVE PERCENT OF THE UNDERGRADUATE STUDENT BODY RECEIVES NEED-BASED FINANCIAL AID. THE AVERAGE FINANCIAL-AID PACKAGE FOR THE CLASS OF 2024 WAS $55,240. SINCE THE CLASS OF 2007, ALL DOMESTIC UNDERGRADUATES ADMITTED AS FRESHMEN AT BROWN UNIVERSITY WERE ADMITTED UNDER THE UNIVERSITY'S NEEDS-BLIND ADMISSION POLICY. FORM 990, PART III, LINE 4D OTHER PROGRAM SERVICES (EXPENSES $46,589,162) (REVENUE $39,133,009) THE UNIVERSITY ENGAGES IN RESEARCH IN PHYSICAL SCIENCES, HUMANITIES, LIFE SCIENCES AND SOCIAL SCIENCES. THE UNIVERSITY'S RESEARCH NETWORK FEATURES ADVANCED ACADEMIC INSTITUTES, CENTERS AND FACILITIES THAT MAKE OUR WORLD RENOWNED RESEARCH POSSIBLE. THESE FACILITIES, WHICH ARE MADE AVAILABLE TO FACULTY AND STUDENTS, ENCOURAGE DISCOVERY AND INNOVATION BY PROVIDING STATE OF-THE-ART EQUIPMENT AND RESOURCES.
FORM 990, PART V, LINE 4B FOREIGN ACCOUNTS THE ORGANIZATION HAS AN INTEREST IN OR A SIGNATURE OR OTHER AUTHORITY OVER A FINANCIAL ACCOUNT IN THE FOLLOWING FOREIGN COUNTRIES: 1) ITALY 2) FRANCE
PART VI, SECTION A, LINE 1 THE ADVISORY & EXECUTIVE COMMITTEE SHALL CONSIST OF THE PRESIDENT (CHAIR), THE CHANCELLOR, THE VICE CHANCELLOR, THE SECRETARY, AND THE TREASURER, ALL EX OFFICIO, AND AT LEAST NINE ADDITIONAL MEMBERS OF THE CORPORATION OF WHOM AT LEAST TWO SHALL BE FELLOWS AND THREE TRUSTEES. THE CHAIRS OF THE COMMITTEES ON ACADEMIC AFFAIRS, BUDGET & FINANCE, CAMPUS LIFE, ADVANCEMENT, FACILITIES & CAMPUS PLANNING, AUDIT, MEDICAL SCHOOL AND INVESTMENT SHALL ALWAYS BE AMONG THE MEMBERS OF THE ADVISORY & EXECUTIVE COMMITTEE. THREE FELLOWS AND FOUR TRUSTEES SHALL CONSTITUTE A QUORUM. THE COMMITTEE MAY TRANSACT ANY BUSINESS OF THE CORPORATION EXCEPT THE LOCATION OF BUILDINGS AND THE ELECTION OF TRUSTEES, FELLOWS, AND THE PRESIDENT. IN ADDITION TO THE POWERS OF THE MINOR QUORUM, THE COMMITTEE, BY ACTION OF THE CORPORATION, IS AUTHORIZED TO APPOINT PROFESSORS. THE ACTS OF THE ADVISORY & EXECUTIVE COMMITTEE SHALL BE VALID UNTIL THE NEXT MEETING OF THE CORPORATION, AND NO LONGER UNLESS APPROVED BY THE CORPORATION. PART VI, SECTION A, LINE 2 MARIA ZUBER AND BRIAN MOYNIHAN HAVE A BUSINESS RELATIONSHIP AS BOTH SIT ON THE BOARD OF ANOTHER ORGANIZATION. PART VI, SECTION B, LINE 11 THE RETURN IS PREPARED BY THE UNIVERSITY AND REVIEWED BY THE UNIVERSITY'S TAX CONSULTANTS. A DRAFT VERSION OF THE FORM 990 IS PROVIDED TO THE CONTROLLER, VICE PRESIDENT FOR FINANCE AND CHIEF FINANCIAL OFFICER, EXECUTIVE VICE PRESIDENT FOR FINANCE & ADMINISTRATION, AND THE COMMITTEE ON RISK AND AUDIT FOR REVIEW. CHANGES/COMMENTS ARE SUBMITTED TO MANAGEMENT AND ANY NECESSARY CHANGES ARE MADE PRIOR TO THE FINAL REVIEW AND SIGNING OF THE TAX RETURN BY THE UNIVERSITY'S INDEPENDENT AUDITORS/TAX CONSULTANTS. THE FINAL TAX RETURN IS PROVIDED TO THE BOARD PRIOR TO FILING. PART VI, SECTION B, LINE 12C ALL MEMBERS OF THE BROWN COMMUNITY ARE RESPONSIBLE FOR READING THE UNIVERSITY'S CONFLICT OF INTEREST AND COMMITMENT POLICY (COICP) AND ITS RELATED GUIDELINES AND TO DISCLOSE POTENTIAL OR ACTUAL CONFLICTS AS THEY ARISE TO THEIR SUPERVISOR OR ASSIGNED SENIOR ADMINISTRATOR. FAILURE TO DO SO WILL BE DEEMED A FAILURE TO MEET ONE'S OBLIGATIONS FOR WHICH SANCTIONS, UP TO AND INCLUDING DISMISSAL, MAY BE IMPOSED. RESPONSIBILITY FOR IMPLEMENTING THE UNIVERSITY'S COICP IS AS FOLLOWS - THE CHANCELLOR FOR MEMBERS OF THE CORPORATION AND ITS STANDING COMMITTEES; THE PRESIDENT FOR THE CABINET; AND THE PROVOST FOR OFFICERS OF INSTRUCTION AND RESEARCH. FOR ALL OTHER MEMBERS OF THE BROWN COMMUNITY, RESPONSIBILITY FOR IMPLEMENTING THE UNIVERSITY'S COICP SHALL REST WITH THE SENIOR VICE PRESIDENT FOR CORPORATION AFFAIRS AND GOVERNANCE. ALL CORPORATION MEMBERS, ALL MEMBERS OF THE CORPORATION'S STANDING COMMITTEES, ALL OFFICERS OF INSTRUCTION, ALL SENIOR OFFICERS, AND SELECTED STAFF SHALL ALSO BE RESPONSIBLE FOR SUBMITTING AN ANNUAL DISCLOSURE FORM. IF THERE ARE NO DISCLOSURES WHICH PRESENT A CONFLICT OR APPEAR TO PRESENT A CONFLICT, THE SUPERVISOR SIGNS THE FORM AND FORWARDS IT TO THE ASSIGNED SENIOR ADMINISTRATOR. IF THERE ARE DISCLOSURES WHICH PRESENT A CONFLICT OR APPEAR TO PRESENT A CONFLICT, THE SUPERVISOR IS RESPONSIBLE FOR WORKING WITH THE EMPLOYEE TO DETERMINE WHETHER A MANAGEMENT PLAN IS WARRANTED, SIGNING THE DISCLOSURE FORM TO ACKNOWLEDGE THAT IT HAS RECEIVED SUPERVISORY REVIEW, AND FORWARDING IT TO THE ASSIGNED SENIOR ADMINISTRATOR FOR THAT EMPLOYEE. FORMS THAT DISCLOSE AFFILIATIONS ARE REQUIRED TO RECEIVE SECONDARY REVIEW AND SIGNATURE BY THE ASSIGNED SENIOR ADMINISTRATOR OR, WHEN THE ASSIGNED SENIOR ADMINISTRATOR IS ALSO THE EMPLOYEE'S SUPERVISOR, BY THE ASSIGNED SENIOR ADMINISTRATOR'S SUPERVISOR. SENIOR ADMINISTRATORS, AS ASSIGNED BY THE SENIOR VICE PRESIDENT FOR CORPORATION AFFAIRS AND GOVERNANCE, ARE RESPONSIBLE FOR COLLECTING DISCLOSURE FORMS AND, IF WARRANTED, MANAGEMENT PLANS WITHIN THEIR DIVISIONS AND FORWARDING THEM TO THE OFFICE OF CORPORATION AFFAIRS AND GOVERNANCE. HUMAN RESOURCES SHALL MAINTAIN EMPLOYEES' DISCLOSURE FORMS AND RELATED MANAGEMENT PLANS, AND THE UNIVERSITY AUDITOR SHALL PERIODICALLY MONITOR THE FILE TO ENSURE COMPLIANCE WITH THE DISCLOSURE REQUIREMENTS OF THIS POLICY. THE UNIVERSITY'S INVESTMENT OFFICE ALSO HAS STRICT INVESTMENT POLICIES INTENDED TO MAINTAIN THE HIGHEST ETHICAL AND LEGAL STANDARDS AND AVOID CONFLICTS. ALL MEMBERS OF THE CORPORATION, INCLUDING THE PRESIDENT, DISCLOSE INFORMATION ANNUALLY RELATED TO CONFLICT OF INTEREST AND COMMITMENT. IF THERE IS CONSIDERATION TO HIRE A FIRM THAT COULD POTENTIALLY PRESENT A CONFLICT, THE INVESTMENT OFFICE SEEKS THE ADVICE AND CONSENT OF THE CORPORATION OFFICE AND GENERAL COUNSEL. ALL MEMBERS OF THE INVESTMENT COMMITTEE MUST RECUSE THEMSELVES AND REFRAIN FROM PARTICIPATION IN CONSIDERATION OF ANY INVESTMENT IN WHICH THEY HAVE AN INTEREST. PART VI, SECTION B, LINE 15 THE AUTHORITY TO ESTABLISH AND ADJUST COMPENSATION FOR THE PRESIDENT AND SENIOR STAFF RESTS WITH THE CORPORATION COMMITTEE ON SENIOR ADMINISTRATION. SENIOR STAFF INCLUDES OFFICERS REPORTING TO THE PRESIDENT, THE DEANS AND VICE PRESIDENTS OR THEIR EQUIVALENTS WHO REPORT TO THE PROVOST AND/OR THE EXECUTIVE VICE PRESIDENT FOR FINANCE & ADMINISTRATION, ANY OTHER UNIVERSITY EMPLOYEE WHOSE ANNUAL COMPENSATION IS IN EXCESS OF $250,000, AND OTHERS WHOSE RESPONSIBILITIES MIGHT BE DETERMINED TO REFLECT SIGNIFICANT INFLUENCE OVER THE AFFAIRS OF THE UNIVERSITY. THE COMMITTEE CONDUCTS THEIR REVIEW ANNUALLY AND, AS PART OF THEIR REVIEW PROCESS, USES DATA AND INFORMATION FROM SURVEYS REFLECTING INDUSTRY STANDARDS FOR COMPENSATION, BENEFITS, AND PREREQUISITES OF SENIOR OFFICERS EITHER AT INSTITUTIONS OF HIGHER EDUCATION OR AT COMPARABLE ENTITIES. DOCUMENTATION OF THIS REVIEW, AS WELL AS ANY DECISIONS MADE, ARE PREPARED BEFORE THE NEXT MEETING OF THE COMMITTEE ON SENIOR ADMINISTRATION, OR 60 DAYS AFTER THE FINAL ACTIONS OF THE COMMITTEE TO SET SALARIES, WHICHEVER IS LATER. THE COMMITTEE FORMALLY APPROVES THE DOCUMENTATION WITHIN A REASONABLE TIME AFTER IT IS PREPARED. PART VI, SECTION C, LINE 19 THE UNIVERSITY'S FINANCIAL STATEMENTS, CONFLICT OF INTEREST POLICIES, AND GOVERNING DOCUMENTS (CHARTER AND STATUTES) ARE MADE AVAILABLE TO THE PUBLIC UPON REQUEST AND ON OUR WEBSITE.
FORM 990, PART XI, LINE 9 Actuarial Gain/Loss - Split Interest: $1,722,095 Change in Pension Obligation: $20,856,226 Change in Swap Liability: $16,466,425 Change in ARO Liability: ($811,083) TOTAL: $38,233,663
FORM 990, PART XII, LINE 2B BROWN UNIVERSITY'S FINANCIAL STATEMENTS INCLUDE THE ACCOUNTS OF THE JOHN NICHOLAS BROWN CENTER FOR THE STUDY OF AMERICAN CIVILIZATION AND BROWN FACULTY CLUB. ALL OF WHICH ARE SEPARATE ENTITIES THAT ARE CONSOLIDATED IN THE FINANCIAL STATEMENTS. BROWN UNIVERSITY AND THESE CONSOLIDATED ENTITIES ARE COLLECTIVELY REFERRED TO HEREIN AS THE UNIVERSITY. ALL SIGNIFICANT INTER-ENTITY TRANSACTIONS AND BALANCES HAVE BEEN ELIMINATED IN CONSOLIDATION.
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 51056K
Schedule O (Form 990 or 990-EZ) 2020


Additional Data


Software ID:  
Software Version:  
SCHEDULE R
(Form 990)
Department of the Treasury
Internal Revenue Service
Related Organizations and Unrelated Partnerships
MediumBulletComplete if the organization answered "Yes" on Form 990, Part IV, line 33, 34, 35b, 36, or 37.
MediumBulletAttach to Form 990.
MediumBullet Go to www.irs.gov/Form990 for instructions and the latest information.

OMB No. 1545-0047
2020
Open to Public Inspection
Name of the organization
Brown University
 
Employer identification number

05-0258809
Part I
Identification of Disregarded Entities. Complete if the organization answered "Yes" on Form 990, Part IV, line 33.
(a)
Name, address, and EIN (if applicable) of disregarded entity


(b)
Primary activity


 		(c)
Legal domicile (state
or foreign country)

 		(d)
Total income


 		(e)
End-of-year assets


 		(f)
Direct controlling
entity
(1) BLH Mortgage Purchaser LLC
121 SOUTH MAIN ST 9TH FL
PROVIDENCE,RI02903
47-3262127 		Investments DE   14,760,615 BROWN
 
(2) BLH MORTGAGE HOLDINGS LLC
121 SOUTH MAIN ST 9TH FL
PROVIDENCE,RI02903
47-3252442 		INVESTMENTS DE 0 0 BROWN
 
(3) CAMBER BASE LLC
121 SOUTH MAIN ST 9TH FL
PROVIDEENCE,RI02903
 INVESTMENTS DE 0 0 BROWN
 






Part II
Identification of Related Tax-Exempt Organizations. Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related tax-exempt organizations during the tax year.
(a)
Name, address, and EIN of related organization


(b)
Primary activity


 		(c)
Legal domicile (state
or foreign country)

 		(d)
Exempt Code section


 		(e)
Public charity status
(if section 501(c)(3))

 		(f)
Direct controlling
entity

 		(g)
Section 512(b)(13) controlled entity?
Yes No
(1)Brown University Research Foundation
c/o Brown University Controllers O

Providence,RI02912
05-0390989 		Support Brown RI 501(c)(3) 12A BROWN
 
Yes
 
(2)John Nicholas Brown Center
c/o Brown University Controllers O

Providence,RI02912
22-2506553 		Support Brown RI 501(c)(3) 12A BROWN
 
Yes
 
(3)Brown Faculty Club
One Magee Street

Providence,RI02912
51-0192393 		Support Brown RI 501(c)(7) n/a BROWN
 
Yes
 








For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50135Y
Schedule R (Form 990) 2020
Schedule R (Form 990) 2020
Page 2
Part III
Identification of Related Organizations Taxable as a Partnership. Complete if the organization answered "Yes" on Form 990, Part IV, line 34, because it had one or more related organizations treated as a partnership during the tax year.
(a)
Name, address, and EIN of
related organization



 		(b)
Primary activity




 		(c)
Legal
domicile
(state or foreign
country)


 		(d)
Direct controlling
entity



 		(e)
Predominant income(related, unrelated, excluded from tax under sections 512-514)

(f)
Share of total income




 		(g)
Share of end-of-year
assets



 		(h)
Disproprtionate allocations?




 		(i)
Code V-UBI
amount in box 20 of
Schedule K-1
(Form 1065)
 		(j)
General or
managing
partner?



 		(k)
Percentage
ownership
Yes No Yes No
(1) TS TRANSPORT I

228 PARK AVENUE SOUTH
NEW YORK,NY10017
47-3646646 		INVESTMENTS NY BROWN UNIVERSIT
  		UNRELATED -1,204,900 6,419,743   No -2,092,211   No 76.722 %
(2) MOONBASE 1C

459 HAMILTON AVE
PALO ALTO,CA94301
83-2503615 		INVESTMENTS CA BROWN UNIVERSIT
  		EXCLUDED 0 5,035,046   No 0   No 68.406 %
(3) VSV CO-INVEST II LLC

260 EAST BROWN STREET SUITE 380
BIRMINGHAM,MI48009
84-2292828 		INVESTMENTS MI BROWN UNIVERSIT
  		EXCLUDED 0 10,109,614   No 0   No 100.000 %
(4) EVERGREEN INCOME TRUST LLC

119 SANDUNE COURT GENERAL DELIVERY
SAGAPONACK,NY11962
84-3978720 		INVESTMENTS NY BROWN UNIVERSIT
  		EXCLUDED 50,392 15,845,401   No 0   No 85.043 %
(5) JAMESON AT WOOD QUAY LLC

45 RESEARCH WAY SUITE 100
EAST SETAUKET,NY11733
83-0920121 		INVESTMENTS NY BROWN UNIVERSIT
  		EXCLUDED -1,262,145 88,310,016   No 0   No 90.607 %
(6) ACP PE INVESTMENT LLC

11777 SAN VICENTE BLVD SUITE 650
LOS ANGELES,CA90049
84-3868864 		INVESTMENTS CA BROWN UNIVERSIT
  		EXCLUDED 3,775,632 28,938,505   No 0   No 61.547 %


Part IV
Identification of Related Organizations Taxable as a Corporation or Trust. Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related organizations treated as a corporation or trust during the tax year.
(a)
Name, address, and EIN of
related organization
 		(b)
Primary activity
 		(c)
Legal
domicile
(state or foreign
country)
 		(d)
Direct controlling
entity
 		(e)
Type of entity
(C corp, S corp,
or trust) 		(f)
Share of total income
 		(g)
Share of end-of-year
assets
 		(h)
Percentage
ownership
 		(i)
Section 512(b)(13) controlled entity?
Yes No
(1) CHARITABLE GIFT ANNUITY FUND (2)

 
 
SUPPORT MA NA
  		TRUST          
(2) CHARITABLE REMAINDER ANNUITY TRUST (6)

 
 
SUPPORT MA NA
  		TRUST          
(3) CHARITABLE REMAINDER UNITRUST (70)

 
 
SUPPORT MA NA
  		TRUST          
(4) POOLED INCOME (3)

 
 
SUPPORT MA NA
  		TRUST          
(5) KINGSWAY CAPITAL ICAV

GEORGES COURT 54-62 TOWNSEND ST
DUBLIN   L-1855
EI
INVESTMENTS EI BROWN
  		C CORP 416,831 80,487,752 88.650 % Yes  
(6) BROWN CAYMAN I

121 South Main St 9th Fl
PROVIDENCE,RI02903
98-1182767 		INVESTMENTS CJ BROWN
  		C CORP 0 413,921,367 100.000 % Yes  
(7) Hill Fort Feeder Fund TE Limited

SUITE 1111 SIT BUSINESS CENTRE
CYBERCITY,EBENE72201
MP
INVESTMENTS MP BROWN
  		C CORP 5,552,290 36,657,913 47.260 % Yes  
(8) OSPRAIE COMMODITY INFLATION OFF FUND LP

89 NEXUS WAY
CAMANA BAY   KY1-9009
CJ
INVESTMENTS CJ BROWN
  		C CORP 0 0 0 % Yes  
Schedule R (Form 990) 2020
Schedule R (Form 990) 2020
Page 3
Part V
Transactions With Related Organizations. Complete if the organization answered "Yes" on Form 990, Part IV, line 34, 35b, or 36.
Note. Complete line 1 if any entity is listed in Parts II, III, or IV of this schedule.
Yes
No
1 During the tax year, did the orgranization engage in any of the following transactions with one or more related organizations listed in Parts II-IV?
a Receipt of (i) interest, (ii) annuities, (iii) royalties, or (iv) rent from a controlled entity .....................
1a
 
No
b Gift, grant, or capital contribution to related organization(s) ............................
1b
Yes
 
c Gift, grant, or capital contribution from related organization(s) ............................
1c
 
No
d Loans or loan guarantees to or for related organization(s) ............................
1d
 
No
e Loans or loan guarantees by related organization(s) ............................
1e
 
No
f Dividends from related organization(s) ............................
1f
 
No
g Sale of assets to related organization(s) ............................
1g
 
No
h Purchase of assets from related organization(s) ............................
1h
 
No
i Exchange of assets with related organization(s) ............................
1i
 
No
j Lease of facilities, equipment, or other assets to related organization(s) .......................
1j
 
No
k Lease of facilities, equipment, or other assets from related organization(s) ......................
1k
 
No
l Performance of services or membership or fundraising solicitations for related organization(s) .....................
1l
 
No
m Performance of services or membership or fundraising solicitations by related organization(s) .................
1m
 
No
n Sharing of facilities, equipment, mailing lists, or other assets with related organization(s) ...................
1n
Yes
 
o Sharing of paid employees with related organization(s) ............................
1o
Yes
 
p Reimbursement paid to related organization(s) for expenses ............................
1p
 
No
q Reimbursement paid by related organization(s) for expenses ............................
1q
 
No
r Other transfer of cash or property to related organization(s) ............................
1r
 
No
s Other transfer of cash or property from related organization(s) ............................
1s
Yes
 
2
If the answer to any of the above is "Yes," see the instructions for information on who must complete this line, including covered relationships and transaction thresholds.
(a)
Name of related organization 		(b)
Transaction
type (a-s) 		(c)
Amount involved 		(d)
Method of determining amount involved
(1) ACP PE INVESTMENT LLC

 B 25,359,375 FMV
(2) EVERGREEN INCOME TRUST LLC

 B 17,428,031 FMV
(3) EVERGREEN INCOME TRUST LLC

 S 1,534,925 FMV
(4) MLAF LP

 S 6,095,495 FMV


Schedule R (Form 990) 2020
Schedule R (Form 990) 2020
Page 4
Part VI
Unrelated Organizations Taxable as a Partnership. Complete if the organization answered "Yes" on Form 990, Part IV, line 37.
Provide the following information for each entity taxed as a partnership through which the organization conducted more than five percent of its activities (measured by total assets or gross revenue) that was not a related organization. See instructions regarding exclusion for certain investment partnerships.
(a)
Name, address, and EIN of entity 		(b)
Primary activity 		(c)
Legal domicile
(state or foreign
country) 		(d)
Predominant income (related, unrelated, excluded from tax under sections 512-514)

(e)
Are all partners
section
501(c)(3)
organizations? 		(f)
Share of total income




 		(g)
Share of
end-of-year
assets 		(h)
Disproprtionate allocations? 		(i)
Code V-UBI
amount in box 20
of Schedule K-1
(Form 1065) 		(j)
General or
managing
partner? 		(k)
Percentage
ownership
Yes No Yes No Yes No






























Schedule R (Form 990) 2020
Schedule R (Form 990) 2020
Page 5
Part VII
Supplemental Information
Provide additional information for responses to questions on Schedule R. See instructions.
Return Reference Explanation
SCHEDULE R, PART IV, LINE 1 TRUSTS ARE DOMICILED IN MASSACHUSETTS. SCHEDULE R, PART IV, LINE 3 TRUSTS ARE DOMICILED IN MASSACHUSETTS.
SCHEDULE R, PART V, LINE 1N & 1O FOR BROWN UNIVERSITY RESEARCH FOUNDATION, JOHN NICHOLAS BROWN CENTER, AND THE BROWN FACULTY CLUB - THE EXPENSES FOR THESE RELATED ORGANIZATIONS ARE PAID DIRECTLY BY BROWN UNIVERSITY. THERE IS NO REIMBURSEMENT PAID BY ANY OF THESE RELATED ORGANIZATIONS TO BROWN UNIVERSITY.
Schedule R (Form 990) 2020

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