Form990
Department of the TreasuryInternal Revenue Service
Return of Organization Exempt From Income Tax
Under section 501(c), 527, or 4947(a)(1) of the Internal Revenue Code (except private foundations)
MediumBullet Do not enter social security numbers on this form as it may be made public.
MediumBullet Go to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2020
Open to Public Inspection
A For the 2020 calendar year, or tax year beginning 07-01-2020 , and ending 06-30-2021
BCheck if applicable:
CName of organization
Yale University
 
 
Doing business as
 
 
Number and street (or P.O. box if mail is not delivered to street address)
PO Box 208239
 
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
New Haven, CT065208239
D Employer identification number

06-0646973
E Telephone number

G Gross receipts $ 19,435,166,891
F Name and address of principal officer:
Peter Salovey
PO Box 208229
New Haven,CT065208229
I
Tax-exempt status: (   ) LeftBullet (insert no.) or
J
Website:MediumBullet
www.yale.edu
H(a)
Is this a group return for
subordinates?
H(b)
Are all subordinates
included?
If "No," attach a list. (see instructions)
H(c)
Group exemption number MediumBullet  
K Form of organization:  
L Year of formation: 1701
M State of legal domicile: CT
Part I
Summary
Activities & Governance 1 Briefly describe the organization’s mission or most significant activities: TO IMPROVE THE WORLD THROUGH RESEARCH, SCHOLARSHIP, EDUCATION, PRESERVATION, AND PRACTICE.
2 Check this box MediumBullet
3 Number of voting members of the governing body (Part VI, line 1a) ........ 3 18
4 Number of independent voting members of the governing body (Part VI, line 1b) ..... 4 15
5 Total number of individuals employed in calendar year 2020 (Part V, line 2a) ...... 5 30,053
6 Total number of volunteers (estimate if necessary) ............. 6 23,300
7a Total unrelated business revenue from Part VIII, column (C), line 12 ........ 7a 29,559,345
b Net unrelated business taxable income from Form 990-T, line 39 ......... 7b 0
Revenues Prior Year Current Year
8 Contributions and grants (Part VIII, line 1h) ......... 1,356,612,031 1,680,260,285
9 Program service revenue (Part VIII, line 2g) ......... 2,105,693,924 2,255,893,666
10 Investment income (Part VIII, column (A), lines 3, 4, and 7d ) .... 2,097,617,550 3,649,243,829
11 Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 10c, and 11e) 35,253,640 31,102,238
12 Total revenue—add lines 8 through 11 (must equal Part VIII, column (A), line 12) 5,595,177,145 7,616,500,018
Expenses; 13 Grants and similar amounts paid (Part IX, column (A), lines 1–3 )... 550,939,949 555,564,723
14 Benefits paid to or for members (Part IX, column (A), line 4).....   0
15 Salaries, other compensation, employee benefits (Part IX, column (A), lines 5–10) 2,576,317,361 2,712,256,219
16a Professional fundraising fees (Part IX, column (A), line 11e) .....   0
b Total fundraising expenses (Part IX, column (D), line 25) MediumBullet66,481,144    
17 Other expenses (Part IX, column (A), lines 11a–11d, 11f–24e).... 1,454,079,522 1,388,238,142
18 Total expenses. Add lines 13–17 (must equal Part IX, column (A), line 25) 4,581,336,832 4,656,059,084
19 Revenue less expenses. Subtract line 18 from line 12....... 1,013,840,313 2,960,440,934
Net Assets or Fund Balances; Beginning of Current Year End of Year
20 Total assets (Part X, line 16)............. 44,198,683,391 56,104,600,801
21 Total liabilities (Part X, line 26)............. 13,203,983,383 12,673,517,306
22 Net assets or fund balances. Subtract line 21 from line 20..... 30,994,700,008 43,431,083,495
Part II
Signature Block
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than officer) is based on all information of which preparer has any knowledge.
Sign Here
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Signature of officer Date
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Type or print name and title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's signature
Date
PTIN
Firm's name MediumBullet

Firm's EIN MediumBullet
Firm's address MediumBullet



Phone no.
May the IRS discuss this return with the preparer shown above? (see instructions) ..........
For Paperwork Reduction Act Notice, see the separate instructions.
Cat. No. 11282Y Form 990 (2020)
Form 990 (2020)
Page 2
Part III
Statement of Program Service Accomplishments
Check if Schedule O contains a response or note to any line in this Part III..............
1
Briefly describe the organization’s mission: SEE SCHEDULE O
2
Did the organization undertake any significant program services during the year which were not listed on
the prior Form 990 or 990-EZ? .....................
If "Yes," describe these new services on Schedule O.
3
Did the organization cease conducting, or make significant changes in how it conducts, any program
services? ...........................
If "Yes," describe these changes on Schedule O.
4
Describe the organization’s program service accomplishments for each of its three largest program services, as measured by expenses. Section 501(c)(3) and 501(c)(4) organizations are required to report the amount of grants and allocations to others, the total expenses, and revenue, if any, for each program service reported.
4a (Code:   ) (Expenses $ 1,935,045,645 including grants of $ 51,821,374 ) (Revenue $ 2,009,049,229 )
Instruction: The program service costs include salaries, fringe benefits, and supplies of teaching approximately 12,000 students including 4,664 undergraduates, 3,092 graduate students and 4,265 professional school students. A faculty of more than 4,900 teach and administer programs across a range of disciplines in the sciences and engineering, the social sciences, the humanities, and the various learned professions. More than 80 majors are available in the undergraduate college and more than 35 different degree programs are offered by the university. In addition to the graduate school of arts and sciences, the university has professional schools in the disciplines of architecture, art, divinity, drama, engineering and applied science, the environment, law, management, medicine, music, nursing, and public health.
4b (Code:   ) (Expenses $ 764,760,894 including grants of $ 405,727,157 ) (Revenue $ 42,149,465 )
Student financial aid and services: Yale college admits students for their academic and personal promise without regard to their ability to pay. Yale is committed to an admissions policy that does not consider a student's ability to pay, and a financial aid policy that meets the full need of all students with no loans required. These two principles: need-blind admissions and need-based financial aid, ensure that a Yale education is affordable for everyone, regardless of family background, citizenship, or immigration status. With this policy, Yale strives to create a learning environment accessible to the most talented students from around the world and that incorporates the widest possible range of student backgrounds. In FY2021, 2,649 or 57% of undergraduates received need-based scholarships or grants from Yale sources of $57,249 on average. All of Yale's graduate and professional schools provide financial aid to their students based on their individual policies and procedures. This category of expenditures also includes: the operation of dining halls that provided 628,545 meals to students, faculty and staff; maintenance of dormitories housing 1,800 undergraduates and 707 graduate and professional school students; operation and maintenance of athletic facilities for the 35 intercollegiate sports, over 20 intramural sports, and approximately 50 club sports teams offered at Yale. Also included are physical education instruction, parking facilities, laundry facilities, student centers, and other facilities and programs (including extracurricular activities and student health services) that provide support, services, and academic/cultural enrichment to the University's students.
4c (Code:   ) (Expenses $ 668,191,803 including grants of $ 85,442,402 ) (Revenue $ 131,390,013 )
Research: The University engages in extensive research in medicine, science, engineering, the arts, social sciences, and humanities. The University's research activities are aimed at the advancement of knowledge as well as training students in the research process. As integral parts of a unified, innovative, and accessible student-centered research University, Yale's labs and classrooms are turning out groundbreaking medical and scientific discoveries and the next generation of innovators in many areas of research excellence. The University's outstanding facilities devoted to research are comprised of myriad laboratories, centers, libraries, collections and institutes that focus on research in geology, chemistry, biology, engineering and applied science, anthropology, paleontology, psychology, molecular and structural biology, nuclear structure, child development, social policy, biospheric studies and numerous biomedical sciences, to name but a few.
(Code:   ) (Expenses $ 736,352,266 including grants of $ 12,573,790 ) (Revenue $ 72,220,280 )
OTHER PROGRAM SERVICES INCLUDE ACADEMIC SUPPORT, PUBLIC SERVICE, AND OTHER INSTITUTIONAL SUPPORT.
4d Other program services (Describe in Schedule O.)
(Expenses $ 736,352,266 including grants of $ 12,573,790 ) (Revenue $ 72,220,280 )
4e Total program service expensesMediumBullet4,104,350,608
Form 990 (2020)
Form 990 (2020)
Page 3
Part IV
Checklist of Required Schedules
Yes
No
1
Is the organization described in section 501(c)(3) or 4947(a)(1) (other than a private foundation)? If "Yes," complete Schedule AClick to see attachment.....................
1
Yes
 
2
Is the organization required to complete Schedule B, Schedule of Contributors (see instructions)? Click to see attachment...
2
Yes
 
3
Did the organization engage in direct or indirect political campaign activities on behalf of or in opposition to candidates for public office? If "Yes," complete Schedule C, Part I.............
3
 
No
4
Section 501(c)(3) organizations. Did the organization engage in lobbying activities, or have a section 501(h) election in effect during the tax year? If "Yes," complete Schedule C, Part IIClick to see attachment.........
4
Yes
 
5
Is the organization a section 501(c)(4), 501(c)(5), or 501(c)(6) organization that receives membership dues, assessments, or similar amounts as defined in Revenue Procedure 98-19? If "Yes," complete Schedule C, Part III..
5
 
 
6
Did the organization maintain any donor advised funds or any similar funds or accounts for which donors have the right to provide advice on the distribution or investment of amounts in such funds or accounts? If "Yes," complete Schedule D, Part IClick to see attachment.........................
6
Yes
 
7
Did the organization receive or hold a conservation easement, including easements to preserve open space,
the environment, historic land areas, or historic structures? If "Yes," complete Schedule D, Part II....
7
 
No
8
Did the organization maintain collections of works of art, historical treasures, or other similar assets? If "Yes,"
complete Schedule D, Part IIIClick to see attachment..............
8
Yes
 
9
Did the organization report an amount in Part X, line 21 for escrow or custodial account liability; serve as a custodian for amounts not listed in Part X; or provide credit counseling, debt management, credit repair, or debt negotiation services? If "Yes," complete Schedule D, Part IVClick to see attachment..............
9
Yes
 
10
Did the organization, directly or through a related organization, hold assets in temporarily restricted endowments, permanent endowments, or quasi endowments? If "Yes," complete Schedule D, Part VClick to see attachment......
10
Yes
 
11
If the organization’s answer to any of the following questions is "Yes," then complete Schedule D, Parts VI, VII, VIII, IX, or X as applicable.
a
Did the organization report an amount for land, buildings, and equipment in Part X, line 10? If "Yes," complete
Schedule D, Part VI. Click to see attachment...................
11a
Yes
 
b
Did the organization report an amount for investments—other securities in Part X, line 12 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part VIIClick to see attachment.......
11b
Yes
 
c
Did the organization report an amount for investments—program related in Part X, line 13 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part VIII.......
11c
 
No
d
Did the organization report an amount for other assets in Part X, line 15 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part IX............
11d
 
No
e
Did the organization report an amount for other liabilities in Part X, line 25? If "Yes," complete Schedule D, Part XClick to see attachment
11e
Yes
 
f
Did the organization’s separate or consolidated financial statements for the tax year include a footnote that addresses the organization’s liability for uncertain tax positions under FIN 48 (ASC 740)? If "Yes," complete Schedule D, Part X
11f
 
No
12a
Did the organization obtain separate, independent audited financial statements for the tax year? If "Yes," complete
Schedule D, Parts XI and XII......................
12a
 
No
b
Was the organization included in consolidated, independent audited financial statements for the tax year? If "Yes," and if the organization answered "No" to line 12a, then completing Schedule D, Parts XI and XII is optional Click to see attachment
12b
Yes
 
13
Is the organization a school described in section 170(b)(1)(A)(ii)? If "Yes," complete Schedule EClick to see attachment
13
Yes
 
14a
Did the organization maintain an office, employees, or agents outside of the United States? .....
14a
Yes
 
b
Did the organization have aggregate revenues or expenses of more than $10,000 from grantmaking, fundraising, business, investment, and program service activities outside the United States, or aggregate foreign investments valued at $100,000 or more? If "Yes," complete Schedule F, Parts I and IV.........Click to see attachment
14b
Yes
 
15
Did the organization report on Part IX, column (A), line 3, more than $5,000 of grants or other assistance to or for any foreign organization? If “Yes,” complete Schedule F, Parts II and IV.....Click to see attachment
15
Yes
 
16
Did the organization report on Part IX, column (A), line 3, more than $5,000 of aggregate grants or other assistance to or for foreign individuals? If “Yes,” complete Schedule F, Parts III and IV...Click to see attachment
16
Yes
 
17
Did the organization report a total of more than $15,000 of expenses for professional fundraising services on Part IX, column (A), lines 6 and 11e? If "Yes," complete Schedule G, Part I(see instructions) ....
17
 
No
18
Did the organization report more than $15,000 total of fundraising event gross income and contributions on Part VIII, lines 1c and 8a? If "Yes," complete Schedule G, Part II............
18
 
No
19
Did the organization report more than $15,000 of gross income from gaming activities on Part VIII, line 9a? If "Yes," complete Schedule G, Part III...................
19
 
No
20a
Did the organization operate one or more hospital facilities? If "Yes," complete Schedule H....
20a
 
No
b
If "Yes" to line 20a, did the organization attach a copy of its audited financial statements to this return?
20b
 
 
21
Did the organization report more than $5,000 of grants or other assistance to any domestic organization or domestic government on Part IX, column (A), line 1? If “Yes,” complete Schedule I, Parts I and II.....Click to see attachment
21
Yes
 
Form 990 (2020)
Form 990 (2020)
Page 4
Part IV
Checklist of Required Schedules (continued)
Yes
No
22
Did the organization report more than $5,000 of grants or other assistance to or for domestic individuals on Part IX, column (A), line 2? If “Yes,” complete Schedule I, Parts I and III........Click to see attachment
22
Yes
 
23
Did the organization answer "Yes" to Part VII, Section A, line 3, 4, or 5 about compensation of the organization’s current and former officers, directors, trustees, key employees, and highest compensated employees? If "Yes," complete Schedule J....................... Click to see attachment
23
Yes
 
24a
Did the organization have a tax-exempt bond issue with an outstanding principal amount of more than $100,000 as of the last day of the year, that was issued after December 31, 2002? If “Yes,” answer lines 24b through 24d and complete Schedule K. If “No,” go to line 25a...............Click to see list of attachments
24a
Yes
 
b
Did the organization invest any proceeds of tax-exempt bonds beyond a temporary period exception?...
24b
 
No
c
Did the organization maintain an escrow account other than a refunding escrow at any time during the year
to defease any tax-exempt bonds? ...............
24c
 
No
d
Did the organization act as an "on behalf of" issuer for bonds outstanding at any time during the year?...
24d
 
No
25a
Section 501(c)(3), 501(c)(4), and 501(c)(29) organizations. Did the organization engage in an excess benefit transaction with a disqualified person during the year? If "Yes," complete Schedule L, Part I ....
25a
 
No
b
Is the organization aware that it engaged in an excess benefit transaction with a disqualified person in a prior year, and that the transaction has not been reported on any of the organization’s prior Forms 990 or 990-EZ? If "Yes," complete Schedule L, Part I.......................
25b
 
No
26
Did the organization report any amount on Part X, line 5 or 22 for receivables from or payables to any current or former officer, director, trustee, key employee, creator or founder, substantial contributor, or 35% controlled entity or family member of any of these persons? If "Yes," complete Schedule L, Part IIClick to see attachment...........
26
Yes
 
27
Did the organization provide a grant or other assistance to any current or former officer, director, trustee, key employee, creator or founder, substantial contributor, or employee thereof, a grant selection committee member, or to a 35% controlled entity (including an employee thereof) or family member of any of these persons?
If "Yes," complete
Schedule L, Part IIIClick to see attachment.........................
27
Yes
 
28
Was the organization a party to a business transaction with one of the following parties (see Schedule L, Part IV instructions for applicable filing thresholds, conditions, and exceptions):
a
A current or former officer, director, trustee, key employee, creator or founder, or substantial contributor? If "Yes," complete Schedule L, Part IV......................
28a
 
No
b
A family member of any individual described in line 28a? If "Yes," complete Schedule L, Part IV.....Click to see attachment
28b
Yes
 
c
A 35% controlled entity of one or more individuals and/or organizations described in lines 28a or 28b? If "Yes," complete Schedule L, Part IV..................... Click to see attachment
28c
Yes
 
29
Did the organization receive more than $25,000 in non-cash contributions? If "Yes," complete Schedule M..Click to see attachment
29
Yes
 
30
Did the organization receive contributions of art, historical treasures, or other similar assets, or qualified conservation contributions? If "Yes," complete Schedule M .................Click to see attachment
30
Yes
 
31
Did the organization liquidate, terminate, or dissolve and cease operations? If "Yes," complete Schedule N, Part I
31
 
No
32
Did the organization sell, exchange, dispose of, or transfer more than 25% of its net assets? If "Yes," complete Schedule N, Part II........................
32
 
No
33
Did the organization own 100% of an entity disregarded as separate from the organization under Regulations sections 301.7701-2 and 301.7701-3? If "Yes," complete Schedule R, Part I............Click to see attachment
33
Yes
 
34
Was the organization related to any tax-exempt or taxable entity? If "Yes," complete Schedule R, Part II, III, or IV, and Part V, line 1.........................Click to see attachment
34
Yes
 
35a
Did the organization have a controlled entity within the meaning of section 512(b)(13)?
35a
Yes
 
b
If ‘Yes’ to line 35a, did the organization receive any payment from or engage in any transaction with a controlled entity within the meaning of section 512(b)(13)? If "Yes," complete Schedule R, Part V, line 2 ...Click to see attachment
35b
Yes
 
36
Section 501(c)(3) organizations. Did the organization make any transfers to an exempt non-charitable related organization? If "Yes," complete Schedule R, Part V, line 2.............
36
 
No
37
Did the organization conduct more than 5% of its activities through an entity that is not a related organization and that is treated as a partnership for federal income tax purposes? If "Yes," complete Schedule R, Part VI
37
 
No
38
Did the organization complete Schedule O and provide explanations in Schedule O for Part VI, lines 11b and 19? Note. All Form 990 filers are required to complete Schedule O. ............
38
Yes
 
Part V
Statements Regarding Other IRS Filings and Tax Compliance
Check if Schedule O contains a response or note to any line in this Part V...........
Yes
No
1a
Enter the number reported in Box 3 of Form 1096. Enter -0- if not applicable ..
1a
27,110
b
Enter the number of Forms W-2G included in line 1a. Enter -0- if not applicable .
1b
0
c
Did the organization comply with backup withholding rules for reportable payments to vendors and reportable gaming (gambling) winnings to prize winners? ..................
1c
Yes
 
Form 990 (2020)
Form 990 (2020)
Page 5
Part V
Statements Regarding Other IRS Filings and Tax Compliance (continued)
2a
Enter the number of employees reported on Form W-3, Transmittal of Wage and
Tax Statements, filed for the calendar year ending with or within the year covered by this return ..................
2a
30,053
b
If at least one is reported on line 2a, did the organization file all required federal employment tax returns?
Note. If the sum of lines 1a and 2a is greater than 250, you may be required to e-file (see instructions)
2b
Yes
 
3a
Did the organization have unrelated business gross income of $1,000 or more during the year?...
3a
Yes
 
b
If “Yes,” has it filed a Form 990-T for this year? If “No” to line 3b, provide an explanation in Schedule O...
3b
Yes
 
4a
At any time during the calendar year, did the organization have an interest in, or a signature or other authority over, a financial account in a foreign country (such as a bank account, securities account, or other financial account)? ..
4a
Yes
 
b
If "Yes," enter the name of the foreign country: MediumBulletHK , IN , EI , JE , LU , MP , NL , SN , SP , SZ , UK , BR , CA , CJ , CH , UC , ET
See instructions for filing requirements for FinCEN Form 114, Report of Foreign Bank and Financial Accounts (FBAR).
5a
Was the organization a party to a prohibited tax shelter transaction at any time during the tax year? ..
5a
 
No
b
Did any taxable party notify the organization that it was or is a party to a prohibited tax shelter transaction?
5b
 
No
c
If "Yes," to line 5a or 5b, did the organization file Form 8886-T? ............
5c
 
 
6a
Does the organization have annual gross receipts that are normally greater than $100,000, and did the organization solicit any contributions that were not tax deductible as charitable contributions? ...
6a
 
No
b
If "Yes," did the organization include with every solicitation an express statement that such contributions or gifts were not tax deductible? ......................
6b
 
 
7
Organizations that may receive deductible contributions under section 170(c).
a
Did the organization receive a payment in excess of $75 made partly as a contribution and partly for goods and services provided to the payor? ....................
7a
Yes
 
b
If "Yes," did the organization notify the donor of the value of the goods or services provided? .....
7b
Yes
 
c
Did the organization sell, exchange, or otherwise dispose of tangible personal property for which it was required to file Form 8282? .........................
7c
 
No
d
If "Yes," indicate the number of Forms 8282 filed during the year ....
7d
 
e
Did the organization receive any funds, directly or indirectly, to pay premiums on a personal benefit contract?
7e
 
No
f
Did the organization, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ..
7f
 
No
g
If the organization received a contribution of qualified intellectual property, did the organization file Form 8899 as required? ......................
7g
 
 
h
If the organization received a contribution of cars, boats, airplanes, or other vehicles, did the organization file a Form 1098-C? ..........................
7h
Yes
 
8
Sponsoring organizations maintaining donor advised funds. Did a donor advised fund maintained by the sponsoring organization have excess business holdings at any time during the year? ........
8
 
No
9
Sponsoring organizations maintaining donor advised funds.
a
Did the sponsoring organization make any taxable distributions under section 4966?........
9a
 
No
b
Did the sponsoring organization make a distribution to a donor, donor advisor, or related person?...
9b
 
No
10
Section 501(c)(7) organizations. Enter:
a
Initiation fees and capital contributions included on Part VIII, line 12 ...
10a
 
b
Gross receipts, included on Form 990, Part VIII, line 12, for public use of club facilities
10b
 
11
Section 501(c)(12) organizations. Enter:
a
Gross income from members or shareholders .........
11a
 
b
Gross income from other sources (Do not net amounts due or paid to other sources against amounts due or received from them.) ..........
11b
 
12a
Section 4947(a)(1) non-exempt charitable trusts. Is the organization filing Form 990 in lieu of Form 1041?
12a
 
 
b
If "Yes," enter the amount of tax-exempt interest received or accrued during the year.
12b
 
13
Section 501(c)(29) qualified nonprofit health insurance issuers.
a
Is the organization licensed to issue qualified health plans in more than one state? .........
Note. See the instructions for additional information the organization must report on Schedule O.
13a
 
 
b
Enter the amount of reserves the organization is required to maintain by the states in which the organization is licensed to issue qualified health plans ....
13b
 
c
Enter the amount of reserves on hand ............
13c
 
14a
Did the organization receive any payments for indoor tanning services during the tax year?.....
14a
 
No
b
If "Yes," has it filed a Form 720 to report these payments? If "No," provide an explanation in Schedule O..
14b
 
 
15
Is the organization subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or excess parachute payment(s) during the year? ....................
If "Yes," see instructions and file Form 4720, Schedule N.
15
Yes
 
16
Is the organization an educational institution subject to the section 4968 excise tax on net investment income? ..
If "Yes," complete Form 4720, Schedule O.
16
Yes
 
Form 990 (2020)
Form 990 (2020)
Page 6
Part VI
Governance, Management, and Disclosure For each "Yes" response to lines 2 through 7b below, and for a "No" response to lines 8a, 8b, or 10b below, describe the circumstances, processes, or changes in Schedule O. See instructions.
Check if Schedule O contains a response or note to any line in this Part VI..............
Section A. Governing Body and Management
Yes
No
1a
Enter the number of voting members of the governing body at the end of the tax year
1a
18
If there are material differences in voting rights among members of the governing body, or if the governing body delegated broad authority to an executive committee or similar committee, explain in Schedule O.
b
Enter the number of voting members included in line 1a, above, who are independent
1b
15
2
Did any officer, director, trustee, or key employee have a family relationship or a business relationship with any other officer, director, trustee, or key employee? .................
2
Yes
 
3
Did the organization delegate control over management duties customarily performed by or under the direct supervision of officers, directors or trustees, or key employees to a management company or other person? .
3
 
No
4
Did the organization make any significant changes to its governing documents since the prior Form 990 was filed? .
4
 
No
5
Did the organization become aware during the year of a significant diversion of the organization’s assets? .
5
Yes
 
6
Did the organization have members or stockholders? ................
6
 
No
7a
Did the organization have members, stockholders, or other persons who had the power to elect or appoint one or more members of the governing body? ....................
7a
Yes
 
b
Are any governance decisions of the organization reserved to (or subject to approval by) members, stockholders, or persons other than the governing body? ...................
7b
 
No
8
Did the organization contemporaneously document the meetings held or written actions undertaken during the year by the following:
a
The governing body? .......................
8a
Yes
 
b
Each committee with authority to act on behalf of the governing body? ............
8b
Yes
 
9
Is there any officer, director, trustee, or key employee listed in Part VII, Section A, who cannot be reached at the organization’s mailing address? If "Yes," provide the names and addresses in Schedule O.......
9
 
No
Section B. Policies (This Section B requests information about policies not required by the Internal Revenue Code.)
Yes
No
10a
Did the organization have local chapters, branches, or affiliates? ............
10a
 
No
b
If "Yes," did the organization have written policies and procedures governing the activities of such chapters, affiliates, and branches to ensure their operations are consistent with the organization's exempt purposes?
10b
 
 
11a
Has the organization provided a complete copy of this Form 990 to all members of its governing body before filing the form? ............................
11a
Yes
 
b
Describe in Schedule O the process, if any, used by the organization to review this Form 990. .....
12a
Did the organization have a written conflict of interest policy? If "No," go to line 13.......
12a
Yes
 
b
Were officers, directors, or trustees, and key employees required to disclose annually interests that could give rise to conflicts? ..........................
12b
Yes
 
c
Did the organization regularly and consistently monitor and enforce compliance with the policy? If "Yes," describe in Schedule O how this was done...................
12c
Yes
 
13
Did the organization have a written whistleblower policy? ...............
13
Yes
 
14
Did the organization have a written document retention and destruction policy? .........
14
Yes
 
15
Did the process for determining compensation of the following persons include a review and approval by independent persons, comparability data, and contemporaneous substantiation of the deliberation and decision?
a
The organization’s CEO, Executive Director, or top management official ...........
15a
Yes
 
b
Other officers or key employees of the organization ................
15b
Yes
 
If "Yes" to line 15a or 15b, describe the process in Schedule O (see instructions).
16a
Did the organization invest in, contribute assets to, or participate in a joint venture or similar arrangement with a taxable entity during the year? ......................
16a
Yes
 
b
If "Yes," did the organization follow a written policy or procedure requiring the organization to evaluate its participation in joint venture arrangements under applicable federal tax law, and take steps to safeguard the organization’s exempt status with respect to such arrangements? ............
16b
Yes
 
Section C. Disclosure
17
List the states with which a copy of this Form 990 is required to be filedMediumBullet
18
Section 6104 requires an organization to make its Form 1023 (or 1024-A if applicable), 990, and 990-T (501(c)(3)s only) available for public inspection. Indicate how you made these available. Check all that apply.
19
Describe in Schedule O whether (and if so, how) the organization made its governing documents, conflict of interest policy, and financial statements available to the public during the tax year.
20
State the name, address, and telephone number of the person who possesses the organization's books and records:
MediumBulletStephen C Murphy VP For Finance and CFOPO Box 208239   New Haven,CT065208239 (203) 436-4488
Form 990 (2020)
Form 990 (2020)
Page 7
Part VII
Compensation of Officers, Directors,Trustees, Key Employees, Highest Compensated Employees, and Independent Contractors
Check if Schedule O contains a response or note to any line in this Part VII..............
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees
1a Complete this table for all persons required to be listed. Report compensation for the calendar year ending with or within the organization’s tax year.
RoundBullet List all of the organization’s current officers, directors, trustees (whether individuals or organizations), regardless of amount
of compensation. Enter -0- in columns (D), (E), and (F) if no compensation was paid.

RoundBullet List all of the organization’s current key employees, if any. See instructions for definition of "key employee."
RoundBullet List the organization’s five current highest compensated employees (other than an officer, director, trustee or key employee)
who received reportable compensation (Box 5 of Form W-2 and/or Box 7 of Form 1099-MISC) of more than $100,000 from the
organization and any related organizations.

RoundBullet List all of the organization’s former officers, key employees, or highest compensated employees who received more than $100,000
of reportable compensation from the organization and any related organizations.

RoundBullet List all of the organization’s former directors or trustees that received, in the capacity as a former director or trustee of the
organization, more than $10,000 of reportable compensation from the organization and any related organizations.

See instructions for the order in which to list the persons above.
Check this box if neither the organization nor any related organization compensated any current officer, director, or trustee.
(A)
Name and title 		(B)
Average hours per week (list any hours for related organizations below dotted line) 		(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee) 		(D)
Reportable compensation from the organization (W-2/1099-MISC) 		(E)
Reportable compensation from related organizations (W-2/1099-MISC) 		(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; OfficerInd; Key Employee; Highest compensated employee; FormerOfcrDirectorTrusteeInd;
(1) Peter Salovey
 
Trustee & President
 50.0
.................
2.2 		X   X       1,845,366 0 271,119
(2) Ann Miura-Ko
 
Trustee
 5.0
.................
0.0 		X           0 0 0
(3) Annette Thomas
 
Trustee
 5.0
.................
0.0 		X           0 0 0
(4) Carlos R Moreno
 
Trustee
 5.0
.................
0.0 		X           0 0 0
(5) Catharine B Hill
 
Trustee
 5.0
.................
0.0 		X           0 0 0
(6) Charles W Goodyear IV
 
Trustee
 5.0
.................
0.0 		X           0 0 0
(7) David Sze
 
Trustee
 5.0
.................
0.0 		X           0 0 0
(8) E John Rice Jr
 
Trustee
 5.0
.................
0.0 		X           0 0 0
(9) Edward Miner Ned Lamont Jr
 
Trustee (ex-officio)
 0.0
.................
0.0 		X           0 0 0
(10) Eve H Rice
 
Trustee
 5.0
.................
0.5 		X           0 0 0
(11) Gina M Raimondo
 
Trustee (through 3/2/21)
 5.0
.................
0.0 		X           0 0 0
(12) Joshua Bekenstein
 
Trustee
 5.0
.................
0.0 		X           0 0 0
(13) Joshua L Steiner
 
Trustee
 5.0
.................
0.0 		X           0 0 0
(14) Kathleen E Walsh
 
Trustee
 5.0
.................
0.0 		X           0 0 0
(15) Lei Zhang
 
Trustee
 5.0
.................
0.0 		X           0 0 0
(16) Michael J Cavanagh
 
Trustee
 5.0
.................
0.0 		X           0 0 0
(17) Michael Warren
 
Trustee
 5.0
.................
0.0 		X           0 0 0
Form 990 (2020)
Form 990 (2020)
Page 8
Part VII
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees (continued)
(A)
Name and title 		(B)
Average hours per week (list any hours for related organizations below dotted line) 		(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee) 		(D)
Reportable compensation from the organization (W-2/1099-MISC) 		(E)
Reportable compensation from related organizations (W-2/1099-MISC) 		(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; OfficerInd; Key Employee; Highest compensated employee; FormerOfcrDirectorTrusteeInd;
(18) Susan Bysiewicz
 
Trustee (ex-officio)
 0.0
.......................0.0 		X           0 0 0
(19) William E Kennard
 
Trustee
 5.0
.......................0.0 		X           0 0 0
(20) Alexander E Dreier
 
Sr VP for Institutional Affairs
 50.0
.......................0.0 		    X       773,032 0 67,951
(21) Donna Cable
 
Interim VP for HR (effective 1/1/21)
 50.0
.......................0.0 		    X       268,010 0 64,933
(22) Jack F Callahan Jr
 
Sr VP for Operations
 50.0
.......................0.0 		    X       742,666 0 70,945
(23) Janet E Lindner
 
VP for HR & Administration (through 12/31/20)
 50.0
.......................0.0 		    X       464,319 0 45,260
(24) Joan E O'Neill
 
VP for Alumni Affairs & Development
 50.0
.......................1.2 		    X       631,019 0 62,884
(25) John H Bollier
 
VP for Facilities & Campus Development
 50.0
.......................1.0 		    X       471,717 0 53,298
(26) Kimberly M Goff-Crews
 
Secretary & VP for University Life
 50.0
.......................1.0 		    X       461,671 0 42,908
(27) Nathaniel Nickerson
 
VP for Communications
 50.0
.......................0.5 		    X       491,449 0 35,386
(28) Pericles Lewis
 
VP for Global Strategy
 50.0
.......................0.2 		    X       473,772 0 78,887
(29) Scott A Strobel
 
Provost
 50.0
.......................0.0 		    X       732,801 0 54,363
(30) Stephen C Murphy
 
VP for Finance & CFO
 50.0
.......................4.6 		    X       499,359 0 76,312
(31) David F Swensen
 
Chief Investment Officer
 50.0
.......................2.6 		      X     4,444,002 0 518,691
(32) Nancy J Brown
 
Dean, School of Medicine (effective 2/1/20)
 50.0
.......................0.0 		      X     954,225 0 53,170
(33) Robert J Alpern
 
Dean, School of Medicine (through 1/31/20)
 50.0
.......................0.0 		      X     999,370 0 33,465
(34) Arnar Geirsson
 
Professor of Surgery (Cardiac)
 50.0
.......................0.0 		        X   1,480,985 0 61,702
(35) Charles C Matouk
 
Chief, Neurovascular Surgery
 50.0
.......................0.0 		        X   1,488,799 0 62,332
(36) Dean J Takahashi
 
Former Sr Director, Investments
 50.0
.......................0.0 		        X   2,233,134 0 48,616
(37) Murat Gunel
 
Chair, Neurosurgery
 50.0
.......................0.0 		        X   1,483,270 0 76,373
(38) Timothy R Sullivan
 
Senior Director of Private Equity
 50.0
.......................0.0 		        X   1,531,236 0 641,241
(39) Benjamin Polak
 
Former Provost
 50.0
.......................0.0 		          X 730,000 0 32,835
1b Sub-Total................MediumBullet
c Total from continuation sheets to Part VII, Section A....MediumBullet
d Total (add lines 1b and 1c)...........MediumBullet 23,200,202 0 2,452,671
2
Total number of individuals (including but not limited to those listed above) who received more than $100,000 of reportable compensation from the organization MediumBullet4,598
Yes
No
3
Did the organization list any former officer, director or trustee, key employee, or highest compensated employee on line 1a? If "Yes," complete Schedule J for such individual ..............
3
Yes
 
4
For any individual listed on line 1a, is the sum of reportable compensation and other compensation from the organization and related organizations greater than $150,000? If "Yes," complete Schedule J for such
individual...........................
4
Yes
 
5
Did any person listed on line 1a receive or accrue compensation from any unrelated organization or individual for services rendered to the organization? If "Yes," complete Schedule J for such person ........
5
 
No
Section B. Independent Contractors
1
Complete this table for your five highest compensated independent contractors that received more than $100,000 of compensation from the organization. Report compensation for the calendar year ending with or within the organization’s tax year.
(A)
Name and business address 		(B)
Description of services 		(C)
Compensation
DIMEO CONSTRUCTION COMPANY

75 CHAPMAN STREET
PROVIDENCE,RI02905 		CONSTRUCTION & RELATED SERVICES 98,034,189
SKANSKA USA BUILDING INC

389 INTERPACE PARKWAY 5TH FLOOR
PARSIPPANY,NJ07054 		CONSTRUCTION & RELATED SERVICES 46,634,190
HHLR Advisors Ltd

190 Elgin Avenue
George Town,Grand CaymanKY19008
CJ 		Investment Management 45,979,099
Shawmut Woodworking & Supply Inc

560 Harrison Avenue
Boston,MA02118 		construction & related services 38,242,556
THE WHITING-TURNER CONTRACTING COMPANY

300 EAST JOPPA ROAD
BALTIMORE,MD21286 		CONSTRUCTION & RELATED SERVICES 23,058,118
2
Total number of independent contractors (including but not limited to those listed above) who received more than $100,000 of compensation from the organization MediumBullet336
Form 990 (2020)
Form 990 (2020)
Page 9
Part VIII
Statement of Revenue
Check if Schedule O contains a response or note to any line in this Part VIII.............
(A)
Total revenue 		(B)
Related or
exempt
function
revenue 		(C)
Unrelated
business
revenue 		(D)
Revenue
excluded from
tax under sections
512 - 514
Contributions, Gifts, GrantAmt and OtherAmt Similar Amounts 1a Federated campaigns..1a 131,262
b Membership dues..1b 0
c Fundraising events..1c 0
d Related organizations1d 130,989
e Government grants (contributions)1e 650,610,267
f All other contributions, gifts, grants, and similar amounts not included above1f 1,029,387,767
g Noncash contributions included in lines 1a - 1f:$ 1g 212,670,268
h Total. Add lines 1a-1f.......MediumBullet 1,680,260,285
Program Service RevenueAmt Business Code
2a Medical services 541900 1,250,087,157 1,249,339,411 747,746  
b Student Income 611310 650,330,851 650,330,851    
c Contract income Gov & Non-Gov't 541700 142,866,642 142,866,642    
d Auxiliary Services 611710 157,741,020 157,741,020    
e Publication income 511130 19,780,511 19,756,823 23,688  
f All other program service revenue. 35,087,485 34,774,240 313,245 0
g Total. Add lines 2a–2f .....MediumBullet 2,255,893,666
OtherAmtRevenueAmt 3 Investment income (including dividends, interest, and othersimilar amounts) ......MediumBullet 61,143,382   -68,587,138 129,730,520
4 Income from investment of tax-exempt bond proceedsMediumBullet        
5 Royalties...........MediumBullet 14,136,434     14,136,434
(ii) Personal (i) Real
6a Gross rents 0 17,260,913 6a
b Less: rental expenses 0 15,338,178 6b
c Rental income or (loss) 0 1,922,735 6c
d Net rental income or (loss).......MediumBullet 1,922,735     1,922,735
(ii) Other (i) Securities
7a Gross amount from sales of assets other than inventory 2,843,594,298 12,547,834,844 7a
b Less: cost or other basis and sales expenses 1,297,301,106 10,506,027,589 7b
c Gain or (loss) 1,546,293,192 2,041,807,255 7c
d Net gain or (loss).........MediumBullet 3,588,100,447   96,345,651 3,491,754,796
8a Gross income from fundraising events (not including $ 0of contributions reported on line 1c). See Part IV, line 18 ....
8a 0
b Less: direct expenses ... 8b 0
c Net income or (loss) from fundraising events..MediumBullet      
9a Gross income from gaming activities.
See Part IV, line 19 ...
9a 0
b Less: direct expenses ... 9b 0
c Net income or (loss) from gaming activities..MediumBullet        
10a Gross sales of inventory, less
returns and allowances ..
10a 0
b Less: cost of goods sold .. 10b 0
c Net income or (loss) from sales of inventory..MediumBullet        
Business Code Miscellaneous Revenue
11a Utilities 221000 12,745,934     12,745,934
b Parking 812930 2,297,135   716,153 1,580,982
c            
d All other revenue .... 0 0 0 0
e Total. Add lines 11a–11d ...... MediumBullet 15,043,069
12 Total revenue. See instructions.....MediumBullet 7,616,500,018 2,254,808,987 29,559,345 3,651,871,401
Form 990 (2020)
Form 990 (2020)
Page 10
Part IX
Statement of Functional Expenses
Section 501(c)(3) and 501(c)(4) organizations must complete all columns. All other organizations must complete column (A).Check if Schedule O contains a response or note to any line in this Part IX..............
Do not include amounts reported on lines 6b,
7b, 8b, 9b, and 10b of Part VIII. 		(A)
Total expenses 		(B)
Program service expenses 		(C)
Management and general expenses 		(D)
Fundraising
expenses
1 Grants and other assistance to domestic organizations and domestic governments. See Part IV, line 21 .... 77,032,364 77,032,364
2 Grants and other assistance to domestic individuals. See Part IV, line 22 ........... 467,247,790 467,247,790
3 Grants and other assistance to foreign organizations, foreign governments, and foreign individuals. See Part IV, lines 15 and 16. ............. 11,284,569 11,284,569
4 Benefits paid to or for members ....... 0 0
5 Compensation of current officers, directors, trustees, and key employees ........... 15,467,060 2,261,733 12,454,130 751,197
6 Compensation not included above, to disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B) ......... 17,105,581 13,815,321 3,037,400 252,860
7 Other salaries and wages........ 1,940,232,742 1,755,986,576 148,006,726 36,239,440
8 Pension plan accruals and contributions (include section 401(k) and 403(b) employer contributions) .... 198,169,789 172,602,876 21,224,860 4,342,053
9 Other employee benefits ....... 422,960,965 365,857,785 47,843,422 9,259,758
10 Payroll taxes ........... 118,320,082 102,604,794 13,114,596 2,600,692
11 Fees for services (non-employees):        
a Management ...... 0 0 0 0
b Legal ......... 11,617,249 921,723 10,692,501 3,025
c Accounting ........... 272,664 51,364 219,243 2,057
d Lobbying ........... 96,773 73,600 23,173 0
e Professional fundraising services. See Part IV, line 17 0 0
f Investment management fees ...... 86,968,318 0 86,968,318 0
g Other (If line 11g amount exceeds 10% of line 25, column (A) amount, list line 11g expenses on Schedule O) 309,455,652 262,365,428 45,602,824 1,487,400
12 Advertising and promotion .... 5,254,241 3,353,561 1,011,238 889,442
13 Office expenses ....... 30,304,110 28,120,124 0 2,183,986
14 Information technology ...... 38,114,190 36,757,600 770,023 586,567
15 Royalties .. 3,212,360 3,212,360 0 0
16 Occupancy ........... 97,784,261 94,133,827 3,032,943 617,491
17 Travel ............ 4,916,791 4,562,327 321,103 33,361
18 Payments of travel or entertainment expenses for any federal, state, or local public officials . 0 0 0 0
19 Conferences, conventions, and meetings .... 8,322,159 6,428,847 619,339 1,273,973
20 Interest ........... 81,631,274 76,637,934 4,125,391 867,949
21 Payments to affiliates ....... 0 0 0 0
22 Depreciation, depletion, and amortization .. 309,809,918 291,481,991 14,925,752 3,402,175
23 Insurance ... 63,016,545 58,177,333 4,838,917 295
24 Other expenses. Itemize expenses not covered above (List miscellaneous expenses in line 24e. If line 24e amount exceeds 10% of line 25, column (A) amount, list line 24e expenses on Schedule O.)
a Supplies - Medical, Research, Other 141,812,348 133,148,969 8,475,382 187,997
b Collections 39,542,674 38,263,642 1,279,032 0
c Subsidies & Community Support 33,095,496 15,855,630 16,252,079 987,787
d Building Materials & Equipment 24,756,085 22,387,288 2,306,892 61,905
e All other expenses 98,255,034 59,723,252 38,082,048 449,734
25 Total functional expenses. Add lines 1 through 24e 4,656,059,084 4,104,350,608 485,227,332 66,481,144
26 Joint costs. Complete this line only if the organization reported in column (B) joint costs from a combined educational campaign and fundraising solicitation. Check here MediumBullet if following SOP 98-2 (ASC 958-720).        
Form 990 (2020)
Form 990 (2020)
Page 11
Part X
Balance Sheet
Check if Schedule O contains a response or note to any line in this Part IX..............
(A)
Beginning of year 		(B)
End of year
Assets 1 Cash–non-interest-bearing ........ 0 1 0
2 Savings and temporary cash investments ......... 1,008,688,942 2 770,030,620
3 Pledges and grants receivable, net ...... 989,754,766 3 1,319,084,465
4 Accounts receivable, net ............. 233,996,749 4 275,771,932
5 Loans and other receivables from any current or former officer, director, trustee, key employee, creator or founder, substantial contributor, or 35% controlled entity or family member of any of these persons .......
42,243 5 203,256
6 Loans and other receivables from other disqualified persons (as defined under section 4958(f)(1)), and persons described in section 4958(c)(3)(B) ...
0 6 0
7 Notes and loans receivable, net ........... 128,293,610 7 120,508,782
8 Inventories for sale or use ............ 13,893,854 8 14,816,425
9 Prepaid expenses and deferred charges ...... 27,642,789 9 31,213,494
10a Land, buildings, and equipment: cost or other basis. Complete Part VI of Schedule D 10a 9,341,708,388
b Less: accumulated depreciation 10b 3,700,572,931 5,538,926,550 10c 5,641,135,457
11 Investments—publicly traded securities . 7,103,400,174 11 8,212,043,991
12 Investments—other securities. See Part IV, line 11 ..... 28,671,364,625 12 39,189,520,463
13 Investments—program-related. See Part IV, line 11 .. 37,842,656 13 41,556,661
14 Intangible assets ............... 0 14 0
15 Other assets. See Part IV, line 11 ........... 444,836,433 15 488,715,255
16 Total assets. Add lines 1 through 15 (must equal line 33)... 44,198,683,391 16 56,104,600,801
Liabilities 17 Accounts payable and accrued expenses ..... 584,136,135 17 801,818,729
18 Grants payable ... 3,951,815 18 4,816,298
19 Deferred revenue ......... 171,862,518 19 160,257,516
20 Tax-exempt bond liabilities ......... 3,081,157,786 20 3,051,287,604
21 Escrow or custodial account liability. Complete Part IV of Schedule D 3,273,916 21 2,534,107
22 Loans and other payables to any current or former officer, director, trustee, key employee, creator or founder, substantial contributor, or 35% controlled entity or family member of any of these persons .........
0 22 0
23 Secured mortgages and notes payable to unrelated third parties .. 0 23 0
24 Unsecured notes and loans payable to unrelated third parties .. 2,124,402,173 24 2,117,635,852
25 Other liabilities (including federal income tax, payables to related third parties, and other liabilities not included on lines 17 - 24). Complete Part X of Schedule D 7,235,199,040 25 6,535,167,200
26 Total liabilities. Add lines 17 through 25.. 13,203,983,383 26 12,673,517,306
Net Assets or Fund Balance Organizations that follow FASB ASC 958, check here MediumBullet and complete lines 27, 28, 32, and 33.
27 Net assets without donor restrictions .......... 3,877,614,486 27 7,120,087,911
28 Net assets with donor restrictions ........... 27,117,085,522 28 36,310,995,584
Organizations that do not follow FASB ASC 958, check here MediumBullet and complete lines 29 through 33.
29 Capital stock or trust principal, or current funds .....   29  
30 Paid-in or capital surplus, or land, building or equipment fund ...   30  
31 Retained earnings, endowment, accumulated income, or other funds   31  
32 Total net assets or fund balances ........... 30,994,700,008 32 43,431,083,495
33 Total liabilities and net assets/fund balances ........ 44,198,683,391 33 56,104,600,801
Form 990 (2020)
Form 990 (2020)
Page 12
Part XI
Reconcilliation of Net Assets
Check if Schedule O contains a response or note to any line in this Part XI..............
1
Total revenue (must equal Part VIII, column (A), line 12) ............
1
7,616,500,018
2
Total expenses (must equal Part IX, column (A), line 25) ............
2
4,656,059,084
3
Revenue less expenses. Subtract line 2 from line 1 ..............
3
2,960,440,934
4
Net assets or fund balances at beginning of year (must equal Part X, line 32, column (A)) ..
4
30,994,700,008
5
Net unrealized gains (losses) on investments ...............
5
8,809,249,695
6
Donated services and use of facilities .................
6
 
7
Investment expenses .....................
7
 
8
Prior period adjustments .....................
8
 
9
Other changes in net assets or fund balances (explain in Schedule O) ........
9
666,692,858
10
Net assets or fund balances at end of year. Combine lines 3 through 9 (must equal Part X, line 32, column (B))
10
43,431,083,495
Part XII
Financial Statements and Reporting
Check if Schedule O contains a response or note to any line in this Part XII.............
Yes
No
1
Accounting method used to prepare the Form 990:  
If the organization changed its method of accounting from a prior year or checked "Other," explain in
Schedule O.
2a
Were the organization’s financial statements compiled or reviewed by an independent accountant?
2a
 
No
If ‘Yes,’ check a box below to indicate whether the financial statements for the year were compiled or reviewed on a separate basis, consolidated basis, or both:
b
Were the organization’s financial statements audited by an independent accountant?
2b
Yes
 
If ‘Yes,’ check a box below to indicate whether the financial statements for the year were audited on a separate basis, consolidated basis, or both:
c
If "Yes," to line 2a or 2b, does the organization have a committee that assumes responsibility for oversight of the audit, review, or compilation of its financial statements and selection of an independent accountant?
2c
Yes
 
If the organization changed either its oversight process or selection process during the tax year, explain in Schedule O.
3a
As a result of a federal award, was the organization required to undergo an audit or audits as set forth in the Single Audit Act and OMB Circular A-133?
3a
Yes
 
b
If "Yes," did the organization undergo the required audit or audits? If the organization did not undergo the required audit or audits, explain why in Schedule O and describe any steps taken to undergo such audits.
3b
Yes
 
Form 990 (2020)
Form 990 (2020)
Additional Data


Software ID: 20011424
Software Version: 2020v4.0
Form 990, Special Condition Description:
Special Condition Description
SCHEDULE A
(Form 990 or 990EZ)

Department of the Treasury
Internal Revenue Service
Public Charity Status and Public Support
Complete if the organization is a section 501(c)(3) organization or a section 4947(a)(1) nonexempt charitable trust.
right arrow Attach to Form 990 or Form 990-EZ.
right arrow Go to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2020
Open to Public
Inspection
Name of the organization
Yale University
 
Employer identification number

06-0646973
Part I
Reason for Public Charity Status (All organizations must complete this part.) See instructions.
The organization is not a private foundation because it is: (For lines 1 through 12, check only one box.)
1
2
3
4
5
6
7
8
9
10
11
12
a
b
c
d
e
f
Enter the number of supported organizations ...............................  
g
Provide the following information about the supported organization(s).
(i) Name of supported organization (ii) EIN (iii) Type of organization (described on lines 1- 10 above (see instructions)) (iv) Is the organization listed in your governing document? (v) Amount of monetary support (see instructions) (vi) Amount of other support (see instructions)
Yes No
Total
 
   
For Paperwork Reduction Act Notice, see the Instructions for
Form 990 or 990-EZ.
Cat. No. 11285F
Schedule A (Form 990 or 990-EZ) 2020

Schedule A (Form 990 or 990-EZ) 2020
Page 2
Part II
Support Schedule for Organizations Described in Sections 170(b)(1)(A)(iv) and 170(b)(1)(A)(vi)
(Complete only if you checked the box on line 5, 7, or 8 of Part I or if the organization failed to qualify under Part III. If the organization failed to qualify under the tests listed below, please complete Part III.)
Section A. Public Support
Calendar year (or fiscal year beginning in) right arrow (a) 2016 (b) 2017 (c) 2018 (d) 2019 (e) 2020 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grant.") .. 1,080,694,163 1,024,899,090 1,312,238,680 1,356,612,031 1,680,260,285 6,454,704,249
2 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf.... 0 0 0 0 0 0
3 The value of services or facilities furnished by a governmental unit to the organization without charge.. 0 0 0 0 0 0
4 Total. Add lines 1 through 3 1,080,694,163 1,024,899,090 1,312,238,680 1,356,612,031 1,680,260,285 6,454,704,249
5 The portion of total contributions by each person (other than a governmental unit or publicly supported organization) included on line 1 that exceeds 2% of the amount shown on line 11, column (f).. 344,334,549
6 Public support. Subtract line 5 from line 4. 6,110,369,700
Section B. Total Support
Calendar year (or fiscal year beginning in) right arrow (a) 2016 (b) 2017 (c) 2018 (d) 2019 (e) 2020 (f) Total
7 Amounts from line 4.. 1,080,694,163 1,024,899,090 1,312,238,680 1,356,612,031 1,680,260,285 6,454,704,249
8 Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources... 470,037,204 465,383,886 525,116,810 433,859,691 161,127,867 2,055,525,458
9 Net income from unrelated business activities, whether or not the business is regularly carried on.. 0 0 0 0 0 0
10 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part VI.).. 0 0 0 0 0 0
11 Total support. Add lines 7 through 10 8,510,229,707
12
12
10,235,898,714
13
First 5 years. If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a section 501(c)(3) organization, check this box and stop here........................................right arrow
Section C. Computation of Public Support Percentage
14
14
71.80 %
15
15
68.85 %
16a
b
17a
b
18
Private foundation. If the organization did not check a box on line 13, 16a, 16b, 17a, or 17b, check this box and see
instructions ..................................................... right arrow
Schedule A (Form 990 or 990-EZ) 2020

Schedule A (Form 990 or 990-EZ) 2020
Page 3
Part III
Support Schedule for Organizations Described in Section 509(a)(2)
(Complete only if you checked the box on line 10 of Part I or if the organization failed to qualify under Part II. If the organization fails to qualify under the tests listed below, please complete Part II.)
Section A. Public Support
Calendar year (or fiscal year beginning in) right arrow (a) 2016 (b) 2017 (c) 2018 (d) 2019 (e) 2020 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") .            
2 Gross receipts from admissions, merchandise sold or services performed, or facilities furnished in any activity that is related to the organization's tax-exempt purpose            
3 Gross receipts from activities that are not an unrelated trade or business under section 513 .....            
4 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf...            
5 The value of services or facilities furnished by a governmental unit to the organization without charge            
6 Total. Add lines 1 through 5            
7a Amounts included on lines 1, 2, and 3 received from disqualified persons            
b Amounts included on lines 2 and 3 received from other than disqualified persons that exceed the greater of $5,000 or 1% of the amount on line 13 for the year.            
c Add lines 7a and 7b..            
8 Public support. (Subtract line 7c from line 6.)  
Section B. Total Support
Calendar year (or fiscal year beginning in) right arrow (a) 2016 (b) 2017 (c) 2018 (d) 2019 (e) 2020 (f) Total
9 Amounts from line 6...            
10a Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources..            
b Unrelated business taxable income (less section 511 taxes) from businesses acquired after June 30, 1975.            
c Add lines 10a and 10b.            
11 Net income from unrelated business activities not included in line 10b, whether or not the business is regularly carried on.            
12 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part VI.) ..            
13 Total support. (Add lines 9, 10c, 11, and 12.)..            
14
Section C. Computation of Public Support Percentage
15
15
 
16
16
 
Section D. Computation of Investment Income Percentage
17
17
 
18
18
 
19a
b
20
Schedule A (Form 990 or 990-EZ) 2020

Schedule A (Form 990 or 990-EZ) 2020
Page 4
Part IV
Supporting Organizations
(Complete only if you checked a box on line 12 of Part I. If you checked box 12a, of Part I, complete Sections A and B. If you checked box 12b, of Part I, complete Sections A and C. If you checked box 12c, of Part I, complete Sections A, D, and E. If you checked box12d, of Part I, complete Sections A and D, and complete Part V.)
Section A. All Supporting Organizations
Yes
No
1
Are all of the organization’s supported organizations listed by name in the organization’s governing documents?
If "No," describe in Part VI how the supported organizations are designated. If designated by class or purpose,
describe the designation. If historic and continuing relationship, explain.
1
 
 
2
Did the organization have any supported organization that does not have an IRS determination of status under section 509(a)(1) or (2)? If "Yes," explain in Part VI how the organization determined that the supported organization was described in section 509(a)(1) or (2).
2
 
 
3a
Did the organization have a supported organization described in section 501(c)(4), (5), or (6)? If "Yes," answer lines 3b and 3c below.
3a
 
 
b
Did the organization confirm that each supported organization qualified under section 501(c)(4), (5), or (6) and satisfied the public support tests under section 509(a)(2)? If "Yes," describe in Part VI when and how the organization made the determination.
3b
 
 
c
Did the organization ensure that all support to such organizations was used exclusively for section 170(c)(2)(B) purposes? If "Yes," explain in Part VI what controls the organization put in place to ensure such use.
3c
 
 
4a
Was any supported organization not organized in the United States ("foreign supported organization")? If “Yes” and if you checked box 12a or 12b in Part I, answer lines 4b and 4c below.
4a
 
 
b
Did the organization have ultimate control and discretion in deciding whether to make grants to the foreign supported organization? If “Yes,” describe in Part VI how the organization had such control and discretion despite being controlled or supervised by or in connection with its supported organizations.
4b
 
 
c
Did the organization support any foreign supported organization that does not have an IRS determination under sections 501(c)(3) and 509(a)(1) or (2)? If “Yes,” explain in Part VI what controls the organization used to ensure that all support to the foreign supported organization was used exclusively for section 170(c)(2)(B) purposes.
4c
 
 
5a
Did the organization add, substitute, or remove any supported organizations during the tax year? If “Yes,” answer lines 5b and 5c below (if applicable). Also, provide detail in Part VI, including (i) the names and EIN numbers of the supported organizations added, substituted, or removed; (ii) the reasons for each such action; (iii) the authority under the organization's organizing document authorizing such action; and (iv) how the action was accomplished (such as by amendment to the organizing document).
5a
 
 
b
Type I or Type II only. Was any added or substituted supported organization part of a class already designated in the organization's organizing document?
5b
 
 
c
Substitutions only. Was the substitution the result of an event beyond the organization's control?
5c
 
 
6
Did the organization provide support (whether in the form of grants or the provision of services or facilities) to anyone other than (i) its supported organizations, (ii) individuals that are part of the charitable class benefited by one or more of its supported organizations, or (iii) other supporting organizations that also support or benefit one or more of the filing organization’s supported organizations? If “Yes,” provide detail in Part VI.
6
 
 
7
Did the organization provide a grant, loan, compensation, or other similar payment to a substantial contributor (defined in section 4958(c)(3)(C)), a family member of a substantial contributor, or a 35% controlled entity with regard to a substantial contributor? If “Yes,” complete Part I of Schedule L (Form 990 or 990-EZ) .
7
 
 
8
Did the organization make a loan to a disqualified person (as defined in section 4958) not described in line 7? If “Yes,” complete Part I of Schedule L (Form 990 or 990-EZ).
8
 
 
9a
Was the organization controlled directly or indirectly at any time during the tax year by one or more disqualified persons, as defined in section 4946 (other than foundation managers and organizations described in section 509(a)(1) or (2))? If “Yes,” provide detail in Part VI.
9a
 
 
b
Did one or more disqualified persons (as defined in line 9a) hold a controlling interest in any entity in which the supporting organization had an interest? If “Yes,” provide detail in Part VI.
9b
 
 
c
Did a disqualified person (as defined in line 9a) have an ownership interest in, or derive any personal benefit from, assets in which the supporting organization also had an interest? If “Yes,” provide detail in Part VI.
9c
 
 
10a
Was the organization subject to the excess business holdings rules of section 4943 because of section 4943(f) (regarding certain Type II supporting organizations, and all Type III non-functionally integrated supporting organizations)? If “Yes,” answer line 10b below.
10a
 
 
b
Did the organization have any excess business holdings in the tax year? (Use Schedule C, Form 4720, to determine whether the organization had excess business holdings).
10b
 
 
Schedule A (Form 990 or 990-EZ) 2020

Schedule A (Form 990 or 990-EZ) 2020
Page 5
Part IV
Supporting Organizations (continued)
Yes
No
11
Has the organization accepted a gift or contribution from any of the following persons?
a
A person who directly or indirectly controls, either alone or together with persons described in lines 11b and 11c below, the governing body of a supported organization?
11a
 
 
b
A family member of a person described in 11a above?
11b
 
 
c
A 35% controlled entity of a person described in line 11a or 11b above? If “Yes” to 11a, 11b, or 11c, provide detail in Part VI.
11c
 
 
Section B. Type I Supporting Organizations
Yes
No
1
Did the officers, directors, trustees, or membership of one or more supported organizations have the power to regularly appoint or elect at least a majority of the organization’s directors or trustees at all times during the tax year? If “No,” describe in Part VI how the supported organization(s) effectively operated, supervised, or controlled the organization’s activities. If the organization had more than one supported organization, describe how the powers to appoint and/or remove directors or trustees were allocated among the supported organizations and what conditions or restrictions, if any, applied to such powers during the tax year.
1
 
 
2
Did the organization operate for the benefit of any supported organization other than the supported organization(s) that operated, supervised, or controlled the supporting organization? If “Yes,” explain in Part VI how providing such benefit carried out the purposes of the supported organization(s) that operated, supervised or controlled the supporting organization.
2
 
 
Section C. Type II Supporting Organizations
Yes
No
1
Were a majority of the organization’s directors or trustees during the tax year also a majority of the directors or trustees of each of the organization’s supported organization(s)? If “No,” describe in Part VI how control or management of the supporting organization was vested in the same persons that controlled or managed the supported organization(s).
1
 
 
Section D. All Type III Supporting Organizations
Yes
No
1
Did the organization provide to each of its supported organizations, by the last day of the fifth month of the organization’s tax year, (i) a written notice describing the type and amount of support provided during the prior tax year, (ii) a copy of the Form 990 that was most recently filed as of the date of notification, and (iii) copies of the organization’s governing documents in effect on the date of notification, to the extent not previously provided?
1
 
 
2
Were any of the organization’s officers, directors, or trustees either (i) appointed or elected by the supported organization(s) or (ii) serving on the governing body of a supported organization? If "No," explain in Part VI how the organization maintained a close and continuous working relationship with the supported organization(s).
2
 
 
3
By reason of the relationship described in line 2 above, did the organization’s supported organizations have a significant voice in the organization’s investment policies and in directing the use of the organization’s income or assets at all times during the tax year? If "Yes," describe in Part VI the role the organization’s supported organizations played in this regard.
3
 
 
Section E. Type III Functionally-Integrated Supporting Organizations
1
Check the box next to the method that the organization used to satisfy the Integral Part Test during the year (see instructions):
a
b
c
2
Activities Test. Answer lines 2a and 2b below.
Yes
No
a
Did substantially all of the organization’s activities during the tax year directly further the exempt purposes of the supported organization(s) to which the organization was responsive? If "Yes," then in Part VI identify those supported organizations and explain how these activities directly furthered their exempt purposes, how the organization was responsive to those supported organizations, and how the organization determined that these activities constituted substantially all of its activities.
2a
 
 
b
Did the activities described in line 2a, above constitute activities that, but for the organization’s involvement, one or more of the organization’s supported organization(s) would have been engaged in? If "Yes," explain in Part VI the reasons for the organization’s position that its supported organization(s) would have engaged in these activities but for the organization’s involvement.
2b
 
 
3
Parent of Supported Organizations. Answer lines 3a and 3b below.
a
Did the organization have the power to regularly appoint or elect a majority of the officers, directors, or trustees of each of the supported organizations?If "Yes" or "No", provide details in Part VI.
3a
 
 
b
Did the organization exercise a substantial degree of direction over the policies, programs and activities of each of its supported organizations? If "Yes," describe in Part VI. the role played by the organization in this regard.
3b
 
 
Schedule A (Form 990 or 990-EZ) 2020

Schedule A (Form 990 or 990-EZ) 2020
Page 6
Part V
Type III Non-Functionally Integrated 509(a)(3) Supporting Organizations
1
Section A - Adjusted Net Income (A) Prior Year (B) Current Year
(optional)
1 Net short-term capital gain 1    
2 Recoveries of prior-year distributions 2    
3 Other gross income (see instructions) 3    
4 Add lines 1 through 3 4    
5 Depreciation and depletion 5    
6 Portion of operating expenses paid or incurred for production or collection of gross income or for management, conservation, or maintenance of property held for production of income (see instructions) 6    
7 Other expenses (see instructions) 7    
8 Adjusted Net Income (subtract lines 5, 6 and 7 from line 4) 8    
Section B - Minimum Asset Amount (A) Prior Year (B) Current Year
(optional)
1 Aggregate fair market value of all non-exempt-use assets (see instructions for short tax year or assets held for part of year): 1
a Average monthly value of securities 1a    
b Average monthly cash balances 1b    
c Fair market value of other non-exempt-use assets 1c    
d Total (add lines 1a, 1b, and 1c) 1d    
e Discount claimed for blockage or other factors
(explain in detail in Part VI):  
2 Acquisition indebtedness applicable to non-exempt use assets 2    
3 Subtract line 2 from line 1d 3    
4 Cash deemed held for exempt use. Enter 0.015 of line 3 (for greater amount, see instructions). 4    
5 Net value of non-exempt-use assets (subtract line 4 from line 3) 5    
6 Multiply line 5 by 0.035 6    
7 Recoveries of prior-year distributions 7    
8 Minimum Asset Amount (add line 7 to line 6) 8    
Section C - Distributable Amount Current Year
1 Adjusted net income for prior year (from Section A, line 8, Column A) 1  
2 Enter 85% of line 1 2  
3 Minimum asset amount for prior year (from Section B, line 8, Column A) 3  
4 Enter greater of line 2 or line 3 4  
5 Income tax imposed in prior year 5  
6 Distributable Amount. Subtract line 5 from line 4, unless subject to emergency temporary reduction (see instructions) 6  
7
Schedule A (Form 990 or 990-EZ) 2020

Schedule A (Form 990 or 990-EZ) 2020
Page 7
Part V
Type III Non-Functionally Integrated 509(a)(3) Supporting Organizations(continued)
Section D - Distributions Current Year
1 Amounts paid to supported organizations to accomplish exempt purposes 1  
2 Amounts paid to perform activity that directly furthers exempt purposes of supported organizations, in
excess of income from activity 		2  
3 Administrative expenses paid to accomplish exempt purposes of supported organizations 3  
4 Amounts paid to acquire exempt-use assets 4  
5 Qualified set-aside amounts (prior IRS approval required - provide details in Part VI) 5  
6 Other distributions (describe in Part VI). See instructions 6  
7Total annual distributions. Add lines 1 through 6. 7  
8 Distributions to attentive supported organizations to which the organization is responsive (provide
details in Part VI). See instructions 		8  
9 Distributable amount for 2020 from Section C, line 6 9  
10 Line 8 amount divided by Line 9 amount 10  
Section E - Distribution Allocations (see instructions) (i)
Excess Distributions 		(ii)
Underdistributions
Pre-2020 		(iii)
Distributable
Amount for 2020
1 Distributable amount for 2020 from Section C, line 6  
2 Underdistributions, if any, for years prior to 2019 (reasonable cause required-- explain in Part VI).
See instructions.		  
3 Excess distributions carryover, if any, to 2020:
a From 2015.......  
b From 2016.......  
c From 2017.......  
d From 2018.......  
e From 2019.......  
fTotal of lines 3a through e  
g Applied to underdistributions of prior years  
h Applied to 2020 distributable amount  
i Carryover from 2015 not applied (see
instructions) 		 
j Remainder. Subtract lines 3g, 3h, and 3i from line 3f.  
4Distributions for 2020 from Section D, line 7:
$  
a Applied to underdistributions of prior years  
b Applied to 2020 distributable amount  
c Remainder. Subtract lines 4a and 4b from line 4.  
5 Remaining underdistributions for years prior to
2020, if any. Subtract lines 3g and 4a from line 2.
If the amount is greater than zero, explain in Part VI.
See instructions. 		 
6 Remaining underdistributions for 2020. Subtract
lines 3h and 4b from line 1. If the amount is greater
than zero, explain in Part VI. See instructions. 		 
7 Excess distributions carryover to 2021. Add lines
3j and 4c. 		 
8 Breakdown of line 7:
a Excess from 2016.....  
b Excess from 2017.....  
c Excess from 2018.....  
d Excess from 2019.....  
e Excess from 2020.....  
Schedule A (Form 990 or 990-EZ) (2020)

Schedule A (Form 990 or 990-EZ) 2020
Page 8
Part VI
Supplemental Information. Provide the explanations required by Part II, line 10; Part II, line 17a or 17b; Part III, line 12; Part IV, Section A, lines 1, 2, 3b, 3c, 4b, 4c, 5a, 6, 9a, 9b, 9c, 11a, 11b, and 11c; Part IV, Section B, lines 1 and 2; Part IV, Section C, line 1; Part IV, Section D, lines 2 and 3; Part IV, Section E, lines 1c, 2a, 2b, 3a and 3b; Part V, line 1; Part V, Section B, line 1e; Part V Section D, lines 5, 6, and 8; and Part V, Section E, lines 2, 5, and 6. Also complete this part for any additional information. (See instructions).
Facts And Circumstances Test
 
Return Reference Explanation
Schedule A (Form 990 or 990-EZ) 2020


Additional Data


Software ID: 20011424
Software Version: 2020v4.0
Schedule B
(Form 990, 990-EZ,
or 990-PF)
Department of the Treasury
Internal Revenue Service
Schedule of Contributors

Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
Arrow Bullet Go to www.irs.gov/Form990 for the latest information.
OMB No. 1545-0047
2020
Name of the organization
Yale University
 
Employer identification number

06-0646973
Organization type (check one):
Filers of:
Section:
Form 990 or 990-EZ






Form 990-PF




Check if your organization is covered by the General Rule or a Special Rule.  
Note: Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
General Rule
Special Rules
......... Arrow Bullet $  
Caution: An organization that isn't covered by the General Rule and/or the Special Rules doesn't file Schedule B (Form 990,
990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its Form 990-EZ
or on its Form 990PF, Part I, line 2, to certify that it doesn't meet the filing requirements of Schedule B (Form 990,
990-EZ, or 990-PF).
For Paperwork Reduction Act Notice, see the Instructions
for Form 990, 990-EZ, or 990-PF.
Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2020)
Schedule B (Form 990, 990-EZ, or 990-PF) (2020) Page 2
Name of organization
Yale University
  		Employer identification number
06-0646973
Part I
Contributors
Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
RESTRICTED
 
 
 
 
  ,    

$ RESTRICTED


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 
 

$  


(Complete Part II for noncash contributions.)
Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
Page 3
Name of organization
Yale University
  		Employer identification number

06-0646973
Part II
Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
(a)
No. from Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(See instructions) 		(d)
Date received
 
$    
(a)
No. from Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(See instructions) 		(d)
Date received
 
$    
(a)
No. from Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(See instructions) 		(d)
Date received
 
$    
(a)
No. from Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(See instructions) 		(d)
Date received
 
$    
(a)
No. from Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(See instructions) 		(d)
Date received
 
$    
(a)
No. from Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(See instructions) 		(d)
Date received
 
$    
Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
Page 4
Name of organization
Yale University
  		Employer identification number

06-0646973
Part III
Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
Use duplicate copies of Part III if additional space is needed.
(a)
No. from Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
(a)
No. from Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
(a)
No. from Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
(a)
No. from Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
Additional Data


Software ID: 20011424
Software Version: 2020v4.0
SCHEDULE C
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Political Campaign and Lobbying Activities

For Organizations Exempt From Income Tax Under section 501(c) and section 527

SchCMd Bullet Complete if the organization is described below. SchCMd Bullet Attach to Form 990 or Form 990-EZ.
SchCMd BulletGo to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2020
Open to Public
Inspection
If the organization answered "Yes" on Form 990, Part IV, Line 3, or Form 990-EZ, Part V, line 46 (Political Campaign Activities), then
Round Bullet Section 501(c)(3) organizations: Complete Parts I-A and B. Do not complete Part I-C.
Round Bullet Section 501(c) (other than section 501(c)(3)) organizations: Complete Parts I-A and C below. Do not complete Part I-B.
Round Bullet Section 527 organizations: Complete Part I-A only.
If the organization answered "Yes" on Form 990, Part IV, Line 4, or Form 990-EZ, Part VI, line 47 (Lobbying Activities), then
Round Bullet Section 501(c)(3) organizations that have filed Form 5768 (election under section 501(h)): Complete Part II-A. Do not complete Part II-B.
Round Bullet Section 501(c)(3) organizations that have NOT filed Form 5768 (election under section 501(h)): Complete Part II-B. Do not complete Part II-A.
If the organization answered "Yes" on Form 990, Part IV, Line 5 (Proxy Tax) (see separate instructions) or Form 990-EZ, Part V, line 35c (Proxy Tax) (see separate instructions), then
Round Bullet Section 501(c)(4), (5), or (6) organizations: Complete Part III.
Name of the organization
Yale University
 
Employer identification number

06-0646973
Part I-A
Complete if the organization is exempt under section 501(c) or is a section 527 organization.

1
Provide a description of the organization’s direct and indirect political campaign activities in Part IV (see instructions for definition of “political campaign activities")

2
Political campaign activity expenditures (see instructions) ....................................................................SchCMd Bullet
$  
3
Volunteer hours for political campaign activities (see instructions) ..................................................................
 

Part I-B
Complete if the organization is exempt under section 501(c)(3).
1
Enter the amount of any excise tax incurred by the organization under section 4955 ................................SchCMd Bullet
$  
2
Enter the amount of any excise tax incurred by organization managers under section 4955 .......................SchCMd Bullet
$  
3
If the organization incurred a section 4955 tax, did it file Form 4720 for this year? .........................................
4a
Was a correction made? ......................................................................................................................
b
If "Yes," describe in Part IV.
Part I-C
Complete if the organization is exempt under section 501(c), except section 501(c)(3).
1
Enter the amount directly expended by the filing organization for section 527 exempt function activities ..... SchCMd Bullet
$  
2
Enter the amount of the filing organization's funds contributed to other organizations for section 527 exempt function activities ............................................................................................................................SchCMd Bullet

$  
3
Total exempt function expenditures. Add lines 1 and 2. Enter here and on Form 1120-POL, line 17b...........SchCMd Bullet

$  
4
Did the filing organization file Form 1120-POL for this year? ...................................................................
5
Enter the names, addresses and employer identification number (EIN) of all section 527 political organizations to which the filing
organization made payments. For each organization listed, enter the amount paid from the filing organization’s funds. Also enter the amount of political contributions received that were promptly and directly delivered to a separate political organization, such as a separate segregated fund or a political action committee (PAC). If additional space is needed, provide information in Part IV.
(a) Name (b) Address (c) EIN (d) Amount paid from filing organization's funds. If none, enter -0-. (e) Amount of political contributions received and promptly and directly delivered to a separate political organization. If none, enter -0-.
1
2
3
4
5
6
For Paperwork Reduction Act Notice, see the instructions for Form 990 or 990-EZ.
Cat. No. 50084S
Schedule C (Form 990 or 990-EZ) 2020

Schedule C (Form 990 or 990-EZ) 2020
Page 2
Part II-A
Complete if the organization is exempt under section 501(c)(3) and filed Form 5768 (election under section 501(h)).
A Check SchCMd Bulletexpenses, and share of excess lobbying expenditures).Click to see attachment
B Check SchCMd Bullet
Limits on Lobbying Expenditures
(The term "expenditures" means amounts paid or incurred.) 		(a) Filing
organization's
totals 		(b) Affiliated group totals
1a Total lobbying expenditures to influence public opinion (grass roots lobbying) ...................... 6,200 6,200
b Total lobbying expenditures to influence a legislative body (direct lobbying) ........................ 550,282 550,282
c Total lobbying expenditures (add lines 1a and 1b) ............................................................ 556,482 556,482
d Other exempt purpose expenditures ............................................................................... 4,448,272,963 4,550,652,059
e Total exempt purpose expenditures (add lines 1c and 1d) .................................................. 4,448,829,445 4,551,208,541
f Lobbying nontaxable amount. Enter the amount from the following table in both
columns.		 1,000,000 1,000,000
If the amount on line 1e, column (a) or (b) is:The lobbying nontaxable amount is:
Not over $500,00020% of the amount on line 1e.
Over $500,000 but not over $1,000,000$100,000 plus 15% of the excess over $500,000.
Over $1,000,000 but not over $1,500,000$175,000 plus 10% of the excess over $1,000,000.
Over $1,500,000 but not over $17,000,000$225,000 plus 5% of the excess over $1,500,000.
Over $17,000,000$1,000,000.
g Grassroots nontaxable amount (enter 25% of line 1f) ................................................. 250,000 250,000
h Subtract line 1g from line 1a. If zero or less, enter -0-. ................................................ 0 0
i Subtract line 1f from line 1c. If zero or less, enter -0-. ................................................ 0 0
j If there is an amount other than zero on either line 1h or line 1i, did the organization file Form 4720 reporting
section 4911 tax for this year? ...................................................................................................................

4-Year Averaging Period Under Section 501(h)
(Some organizations that made a section 501(h) election do not have to complete all of the five
columns below. See the separate instructions for lines 2a through 2f.)
Lobbying Expenditures During 4-Year Averaging Period
Calendar year (or fiscal year
beginning in) 		(a) 2017 (b) 2018 (c) 2019 (d) 2020 (e) Total
2a Lobbying nontaxable amount 1,000,000 1,000,000 1,000,000 1,000,000 4,000,000
b Lobbying ceiling amount
(150% of line 2a, column(e)) 		6,000,000
c Total lobbying expenditures 568,736 607,452 532,467 556,482 2,265,137
d Grassroots nontaxable amount 250,000 250,000 250,000 250,000 1,000,000
e Grassroots ceiling amount
(150% of line 2d, column (e))		 1,500,000
f Grassroots lobbying expenditures 13,471 6,699 7,726 6,200 34,096
Schedule C (Form 990 or 990-EZ) 2020


Schedule C (Form 990 or 990-EZ) 2020
Page 3
Part II-B
Complete if the organization is exempt under section 501(c)(3) and has NOT filed Form 5768 (election under section 501(h)).
For each "Yes" response on lines 1a through 1i below, provide in Part IV a detailed description of the lobbying activity.
(a)
Yes|No
(b)
Amount
1
During the year, did the filing organization attempt to influence foreign, national, state or local legislation, including any attempt to influence public opinion on a legislative matter or referendum, through the use of:
a
Volunteers? ...........................................................................................................
 
 
b
Paid staff or management (include compensation in expenses reported on lines 1c through 1i)? ........
 
 
c
Media advertisements? ...................................................................................................
 
 
 
d
Mailings to members, legislators, or the public? .............................................................................
 
 
 
e
Publications, or published or broadcast statements? ...........................................................
 
 
 
f
Grants to other organizations for lobbying purposes? ..........................................................
 
 
 
g
Direct contact with legislators, their staffs, government officials, or a legislative body? .......................
 
 
 
h
Rallies, demonstrations, seminars, conventions, speeches, lectures, or any similar means? ..................
 
 
 
i
Other activities? ...................................................................................................................
 
 
 
j
Total. Add lines 1c through 1i ....................................................................................................
 
2a
Did the activities in line 1 cause the organization to be not described in section 501(c)(3)? .....
 
 
b
If "Yes," enter the amount of any tax incurred under section 4912 ...........................................
 
c
If "Yes," enter the amount of any tax incurred by organization managers under section 4912 ...................
 
d
If the filing organization incurred a section 4912 tax, did it file Form 4720 for this year? ........................
 
 
Part III-A
Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6).
Yes
No
1
Were substantially all (90% or more) dues received nondeductible by members? ...............................................
1
 
 
2
Did the organization make only in-house lobbying expenditures of $2,000 or less? ............................................
2
 
 
3
Did the organization agree to carry over lobbying and political expenditures from the prior year? .................................
3
 
 
Part III-B
Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6) and if either (a) BOTH Part III-A, lines 1 and 2, are answered "No" OR (b) Part III-A, line 3, is answered “Yes."
1
Dues, assessments and similar amounts from members ......................................................................
1
 
2
Section 162(e) nondeductible lobbying and political expenditures (do not include amounts of political expenses for which the section 527(f) tax was paid).
a
Current year .............................................................................................................................
2a
 
b
Carryover from last year ............................................................................................................
2b
 
c
Total ...........................................................................................................................................
2c
 
3
Aggregate amount reported in section 6033(e)(1)(A) notices of nondeductible section 162(e) dues .
3
 
4
If notices were sent and the amount on line 2c exceeds the amount on line 3, what portion of the excess does the organization agree to carryover to the reasonable estimate of nondeductible lobbying and political expenditure next year? ......................................................................................................................
4
 
5
Taxable amount of lobbying and political expenditures (see instructions) .........................................
5
 
Part IV
Supplemental Information
Provide the descriptions required for Part l-A, line 1; Part l-B, line 4; Part l-C, line 5; Part II-A (affiliated group list); Part II-A, lines 1 and 2 (see instructions), and Part ll-B, line 1. Also, complete this part for any additional information.
Return Reference Explanation
Schedule C (Form 990 or 990EZ) 2020


Additional Data


Software ID: 20011424
Software Version: 2020v4.0

SCHEDULE D
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Financial Statements
SchDMd Bullet Complete if the organization answered "Yes," on Form 990,
Part IV, line 6, 7, 8, 9, 10, 11a, 11b, 11c, 11d, 11e, 11f, 12a, or 12b.
SchDMd Bullet Attach to Form 990.
SchDMd Bullet Go to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2020
Open to Public Inspection
Name of the organization
Yale University
 
Employer identification number

06-0646973
Part I
Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts. Complete if the organization answered "Yes" on Form 990, Part IV, line 6.
(a) Donor advised funds (b) Funds and other accounts
1 Total number at end of year ......... 8 9
2 Aggregate value of contributions to (during year) 10,000,000 15,500,000
3 Aggregate value of grants from (during year) 5,962,000 3,255,577
4 Aggregate value at end of year ........ 218,410,623 149,809,600
5
Did the organization inform all donors and donor advisors in writing that the assets held in donor advised funds are the organization’s property, subject to the organization’s exclusive legal control? ............
6
Did the organization inform all grantees, donors, and donor advisors in writing that grant funds can be used only for charitable purposes and not for the benefit of the donor or donor advisor, or for any other purpose conferring impermissible private benefit? ...................................
Part II
Conservation Easements.
Complete if the organization answered "Yes" on Form 990, Part IV, line 7.
1
Purpose(s) of conservation easements held by the organization (check all that apply).
2
Complete lines 2a through 2d if the organization held a qualified conservation contribution in the form of a conservation easement on the last day of the tax year.
Held at the End of the Year
a Total number of conservation easements ...................... 2a  
b Total acreage restricted by conservation easements .................... 2b  
c Number of conservation easements on a certified historic structure included in (a) ..... 2c  
d Number of conservation easements included in (c) acquired after 7/25/06, and not on a historic structure listed in the National Register ... 2d  
3
Number of conservation easements modified, transferred, released, extinguished, or terminated by the organization during the
tax year SchDMd Bullet  
4
Number of states where property subject to conservation easement is located SchDMd Bullet  
5
Does the organization have a written policy regarding the periodic monitoring, inspection, handling of violations, and enforcement of the conservation easements it holds? ............
6
Staff and volunteer hours devoted to monitoring, inspecting, handling of violations, and enforcing conservation easements during the year
SchDMd Bullet  
7
Amount of expenses incurred in monitoring, inspecting, handling of violations, and enforcing conservation easements during the year
SchDMd Bullet $  
8
Does each conservation easement reported on line 2(d) above satisfy the requirements of section 170(h)(4)(B)(i) and section 170(h)(4)(B)(ii)? .............................
9
In Part XIII, describe how the organization reports conservation easements in its revenue and expense statement, and
balance sheet, and include, if applicable, the text of the footnote to the organization’s financial statements that describes
the organization’s accounting for conservation easements.
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets.
Complete if the organization answered "Yes" on Form 990, Part IV, line 8.
1a
If the organization elected, as permitted under FASB ASC 958, not to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide, in Part XIII, the text of the footnote to its financial statements that describes these items.
b
If the organization elected, as permitted under FASB ASC 958, to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide the following amounts relating to these items:
(i)
Revenue included on Form 990, Part VIII, line 1 .........................SchDMd Bullet $  
(ii)
Assets included in Form 990, Part X ...............................SchDMd Bullet $  
2
If the organization received or held works of art, historical treasures, or other similar assets for financial gain, provide the
following amounts required to be reported under FASB ASC 958 relating to these items:
a
Revenue included on Form 990, Part VIII, line 1 ..........................SchDMd Bullet $  
b
Assets included in Form 990, Part X ...............................SchDMd Bullet $  
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 52283D
Schedule D (Form 990) 2020

Schedule D (Form 990) 2020
Page 2
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets (continued)
3
Using the organization’s acquisition, accession, and other records, check any of the following that are a significant use of its collection items (check all that apply):
a
d
b
e
 
c
4
Provide a description of the organization’s collections and explain how they further the organization’s exempt purpose in
Part XIII.
5
During the year, did the organization solicit or receive donations of art, historical treasures or other similar
assets to be sold to raise funds rather than to be maintained as part of the organization’s collection?...
Part IV
Escrow and Custodial Arrangements. Complete if the organization answered "Yes" on Form 990, Part IV, line 9, or reported an amount on Form 990, Part X, line 21.
1a
Is the organization an agent, trustee, custodian or other intermediary for contributions or other assets not
included on Form 990, Part X? ....................................
b If "Yes," explain the arrangement in Part XIII and complete the following table: Amount
c Beginning balance ............................. 1c  
d Additions during the year ............................ 1d  
e Distributions during the year .......................... 1e  
f Ending balance ................................ 1f  
2a
Did the organization include an amount on Form 990, Part X, line 21, for escrow or custodial account liability? ...
b
If "Yes," explain the arrangement in Part XIII. Check here if the explanation has been provided in Part XIII ....
Part V
Endowment Funds.
Complete if the organization answered "Yes" on Form 990, Part IV, line 10.
(a) Current year (b) Prior year (c) Two years back (d) Three years back (e) Four years back
1a Beginning of year balance .... 31,244,272,067 30,358,036,252 29,509,378,000 27,441,050,000 25,657,499,000
b Contributions ... 636,119,000 331,706,000 381,186,000 138,040,000 204,249,000
c Net investment earnings, gains, and losses 12,052,824,000 1,931,965,000 1,629,992,000 3,277,910,000 2,747,729,000
d Grants or scholarships ... 194,279,342 194,735,352 186,492,442 188,747,483 188,164,318
e Other expenditures for facilities
and programs ... 		1,284,375,555 1,088,897,099 886,059,903 1,072,306,403 896,528,695
f Administrative expenses .... 97,611,852 93,802,734 89,967,403 86,568,114 83,733,987
g End of year balance ...... 42,356,948,318 31,244,272,067 30,358,036,252 29,509,378,000 27,441,050,000
2
Provide the estimated percentage of the current year end balance (line 1g, column (a)) held as:
a
Board designated or quasi-endowment SchDMd Bullet17.3 %
b
Permanent endowment SchDMd Bullet12.35 %
c
Term endowment SchDMd Bullet70.35 %
The percentages on lines 2a, 2b, and 2c should equal 100%.
3a
Are there endowment funds not in the possession of the organization that are held and administered for the
organization by:

Yes
No
(i) Unrelated organizations .......................
3a(i)
Yes
 
(ii) Related organizations .......................
3a(ii)
Yes
 
b
If "Yes" on 3a(ii), are the related organizations listed as required on Schedule R? .........
3b
Yes
 
4
Describe in Part XIII the intended uses of the organization's endowment funds.
Part VI
Land, Buildings, and Equipment.
Complete if the organization answered "Yes" on Form 990, Part IV, line 11a. See Form 990, Part X, line 10.
Description of property (a) Cost or other basis
(investment) 		(b) Cost or other basis (other) (c) Accumulated depreciation (d) Book value
1a Land .....   137,584,628 137,584,628
b Buildings .... 65,127,905 8,562,697,678 3,270,248,965 5,357,576,618
c Leasehold improvements   30,186,987 14,367,613 15,819,374
d Equipment ....   546,111,190 415,956,353 130,154,837
e Other .....        
Total. Add lines 1a through 1e. (Column (d) must equal Form 990, Part X, column (B), line 10(c).)..SchDMdBullet 5,641,135,457
Schedule D (Form 990) 2020

Schedule D (Form 990) 2020
Page 3
Part VII
Investments - Other Securities.
Complete if the organization answered "Yes" on Form 990, Part IV, line 11b. See Form 990, Part X, line 12.
(a) Description of security or category
(including name of security)		 (b) Book value (c) Method of valuation:
Cost or end-of-year market value
(1) Financial derivatives.........    
(2) Closely-held equity interests........    
(3) Other
(A) Fixed income		 64,653 F

(B) Common Stock		 6,198,129 F

(C) Equity Investments		 38,877,849,680 F

(D) Other Investments		 305,408,001 F
(E)
(F)
(G)
(H)
(I)
Total. (Column (b) must equal Form 990, Part X, col. (B) line 12.)Small Bullet 39,189,520,463
Part VIII
Investments - Program Related. Complete if the organization answered 'Yes' on Form 990, Part IV, line 11c. See Form 990, Part X, line 13.
(a) Description of investment (b) Book value (c) Method of valuation:
Cost or end-of-year market value
(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
(10)
Total. (Column (b) must equal Form 990, Part X, col.(B) line 13.)Small Bullet  
Part IX
Other Assets.
Complete if the organization answered 'Yes' on Form 990, Part IV, line 11d. See Form 990, Part X, line 15.
(a) Description (b) Book value
(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
(10)
Total. (Column (b) must equal Form 990, Part X, col.(B) line 15.)...........Small Bullet  
Part X
Other Liabilities.
Complete if the organization answered 'Yes' on Form 990, Part IV, line 11e or 11f. See Form 990, Part X, line 25.
1.(a) Description of liability (b) Book value
(1) Federal income taxes  
Total. (Column (b) must equal Form 990, Part X, col.(B) line 25.)Small Bullet 6,535,167,200
2. Liability for uncertain tax positions. In Part XIII, provide the text of the footnote to the organization's financial statements that reports the organization's liability for uncertain tax positions under FIN 48 (ASC 740). Check here if the text of the footnote has been provided in Part XIII
Schedule D (Form 990) 2020

Schedule D (Form 990) 2020
Page 4
Part XI Reconciliation of Revenue per Audited Financial Statements With Revenue per Return. Complete if the organization answered 'Yes' on Form 990, Part IV, line 12a.
1 Total revenue, gains, and other support per audited financial statements ....... 1 16,761,574,421
2 Amounts included on line 1 but not on Form 990, Part VIII, line 12:
a Net unrealized gains (losses) on investments .... 2a 8,809,249,695
b Donated services and use of facilities ......... 2b  
c Recoveries of prior year grants ........... 2c  
d Other (Describe in Part XIII.) ............ 2d 446,745,711
e Add lines 2a through 2d ..................... 2e 9,255,995,406
3 Subtract line 2e from line 1.................. 3 7,505,579,015
4 Amounts included on Form 990, Part VIII, line 12, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b . 4a 134,366,293
b Other (Describe in Part XIII.) ........... 4b -23,445,290
c Add lines 4a and 4b.................... 4c 110,921,003
5 Total revenue. Add lines 3 and 4c. (This must equal Form 990, Part I, line 12.) ...... 5 7,616,500,018
Part XII Reconciliation of Expenses per Audited Financial Statements With Expenses per Return. Complete if the organization answered 'Yes' on Form 990, Part IV, line 12a.
1 Total expenses and losses per audited financial statements ........... 1 4,201,542,490
2 Amounts included on line 1 but not on Form 990, Part IX, line 25:
a Donated services and use of facilities ......... 2a  
b Prior year adjustments ............ 2b  
c Other losses ................ 2c  
d Other (Describe in Part XIII.) ............ 2d 34,208,814
e Add lines 2a through 2d.................... 2e 34,208,814
3 Subtract line 2e from line 1................... 3 4,167,333,676
4 Amounts included on Form 990, Part IX, line 25, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b .. 4a 134,366,293
b Other (Describe in Part XIII.) ............ 4b 354,359,115
c Add lines 4a and 4b..................... 4c 488,725,408
5 Total expenses. Add lines 3 and 4c. (This must equal Form 990, Part I, line 18.) ...... 5 4,656,059,084
Part XIII
Supplemental Information
Provide the descriptions required for Part II, lines 3, 5, and 9; Part III, lines 1a and 4; Part lV, lines 1b and 2b; Part V, line 4; Part X, line 2; Part XI, lines 2d and 4b; and Part XII, lines 2d and 4b. Also complete this part to provide any additional information.
Return Reference Explanation
Schedule D, Part V ENDOWMENT FUNDS ENDOWMENT FUNDS INCLUDE THE VALUE OF THE ENDOWMENT AND UNEXPENDED ENDOWMENT INCOME AT JUNE 30, 2021.
Schedule D, Part X, Line 2 LIABILITY FOR UNCERTAIN TAX POSITIONS THE UNIVERSITY WAS NOT REQUIRED TO INCLUDE A FIN 48 (ASC 740), ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES, FOOTNOTE IN ITS FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED JUNE 30, 2021.
Schedule D, Part III, Line 1a Collections of art - financial statement footnote Yale University Financial Statements - Collections Footnote: Collections at Yale include works of art, literary works, historical treasures, and artifacts that are maintained in the University's museums and libraries. These collections are protected and preserved for public exhibition, education, research, and the furtherance of public service. Collections are not capitalized; purchases of collection items are recorded as expenses in the University's consolidated statement of activities in the period in which the items are acquired.
Schedule D, Part III, Line 4 Collections of art - description of collections Yale University collections are an integral part of teaching and learning across the university and include the Yale University Art Gallery, the Yale Center for British Art, the Peabody Museum of Natural History, and the Morris Steinert Collection of Musical Instruments. All the collections are open to the public. Due to ongoing COVID-19 restrictions and for the health and safety of visitors and staff, many of the organization's museums and galleries were temporarily closed to the public. Many locations enhanced its offerings of online resources, including digital collections, virtual tours, and online exhibits. The Yale University Art Gallery: The Yale University Art Gallery, founded in 1832, is the oldest university art museum in America. The museum collects, preserves, studies, and presents art in all media, from all regions of the globe and across time. The museum's exceptional collection - numbering nearly 300,000 objects - is the core of its identity. The collection includes Ancient art, Asian art, African art, Indo-Pacific art, American paintings and sculpture, American Decorative Arts, prints and drawings, photographs, numismatics, works of European and American masters from virtually every period, and a rich collection of modern and contemporary art. The Art Gallery's vision is activating the power of art to inspire and to create a more inclusive world. Today, it is a center for teaching, learning, and scholarship and is a preeminent cultural asset for Yale University, the wider academic community and the public. The museum is open to all, free of charge, and is committed to engaging audiences through thoughtful, creative, and relevant exhibitions, programs, and publications. The Yale Center for British Art: The Yale Center for British Art is a public art museum and research institute for the study of British art and culture. The Yale Center for British Art, which opened in 1977, houses the largest and most comprehensive collection of British art outside the United Kingdom. The collection of paintings, sculpture, photographs, prints, drawings, rare books, and manuscripts present the story of British art and culture, and its global contexts, from the fifteenth century to today. The Center offers a year-round schedule of exhibitions and programs, including talks and lectures, conferences, films, concerts, and performances. The Yale Center for British Art oversees an active research program through which it promotes and fosters the scholarship of all aspects of British art and material culture. Academic resources of the center include the Reference Library and Photograph Archives, conservation laboratories, a study room for examining works on paper as well as rare books and manuscripts from the collection, and an online catalogue of the collections. Over 100,000 records from the paintings and sculpture, prints and drawings, rare books and manuscripts, reference library, and institutional archives collections are searchable online, along with nearly all of the Center's historic frames. The Center is free and open to all. Peabody Museum: The Yale Peabody Museum of Natural History, founded in 1866, is one of the oldest and largest university-based natural history museums with worldwide acclaim for its dinosaur skeletons, mammal displays, and natural history collections. The Peabody Museum houses more than 14 million specimens and artifacts representing more than 4 billion years of geological, biological, and human history. The Yale Peabody Museum's collections, a major component of research and teaching at the Museum and across Yale, are used in undergraduate and graduate courses and research, as well as in public programs and exhibitions. The curators and staff contribute new knowledge and make it available to the public and to specialized audiences. A major renovation began in 2020 that will reinvent the Peabody for the 21st century and beyond. New and updated galleries and collection spaces will further establish the Yale Peabody Museum as a home for cutting-edge research, extraordinary education, and breathtaking exhibitions. Though the museum is closed for renovation, its website provides digital resources, educational tools, and interesting curiosities of the Peabody Museum, with much of the collection digitized. The Peabody's mission is to serve the University by advancing the understanding of earth's history through geological, biological, and anthropological research, and by communicating the results of this research to the widest possible audience through publication, exhibition, and educational programs. Fundamental to this mission is stewardship of the Museum's rich collections, which provide a remarkable record of the history of the earth, its life, and its cultures. Conservation, augmentation and use of these collections become increasingly urgent as modern threats to the diversity of life and culture continue to intensify. The Yale Peabody Museum Office of Student Programs supports Yale student participation in the activities of the Museum across all of its departments and divisions. The Museum's collections are available to legitimate researchers at established institutions for scholarly use. The Museum will offer free admission once its galleries reopen in 2024, following the museum's first major renovation in nearly a century. Morris Steinert Collection of Musical Instruments: Established in 1900, the Morris Steinert Collection of Musical Instruments today comprises more than one thousand objects including instruments, instrument accessories, and more. The Collection focuses on Western European and North American art-music traditions, yet its holdings from musical cultures all over the world are continually growing. It is committed to fostering an understanding and appreciation of musical instruments from all cultures and periods. One of the foremost institutions of its kind, the Collection acquires, preserves, and exhibits musical instruments from antiquity to the present, and showcases restored examples in demonstration and live performances. The Morris Steinert Collection of Musical Instruments also serves as a laboratory for historical, artistic, and innovative exploration and education in the arts and sciences. It is a renowned study and research collection for scholars, musicians, and instrument makers, and a world-class museum that engages the public in the fascinating history of musical instruments through exhibits, publications, concerts, and outreach initiatives. Yale University Library: In addition to its museums, the Yale University Library advances teaching, research, learning, and practice through staff expertise, diverse collections, inclusive programs and services, and welcoming spaces. The collection of approximately 15 million print and electronic volumes in more than a dozen libraries and locations, including Sterling Memorial, Beinecke, and Bass libraries, Marx Science and Social Science Library, as well as many other school and departmental libraries. Resources for teaching and research range from thousands of licensed e-sources to special collections in forms as varied as ancient papyri, early printed books, rare film and music recordings, photographs, and a growing body of born digital materials. In building the magnificent collections over the last three centuries, Yale made a stewardship commitment to help preserve and disseminate human knowledge. The Library also has a responsibility to bring digital resources to the Yale community and to address the challenges of digital preservation.
Schedule D, Part IV, Line 2b Explanation of escrow agreement THE AMOUNT REPORTED ON FORM 990, PART X, LINE 21, ESCROW ACCOUNT LIABILITY, CONSISTS OF SECURITY DEPOSITS RELATED TO LEASE AGREEMENTS AND OTHER DEPOSITS.
Schedule D, Part V, Line 4 Intended uses of endowment funds Spending from the endowment in FY21 represents 33% of total operating revenue and is the largest source of revenue for Yale. This important source of revenue supports faculty salaries, student scholarships, and other expenses. Endowment distributions to the operating budget have increased at annualized rates of 4.7% and 6.9% over the past 10 years and 20 years, respectively, which is well in excess of inflation. In 2021, endowment investment returns allocated to operating activities increased by 5% to $1.5 billion. The Endowment spending policy, which allocates Endowment earnings to operations, balances the competing objectives of (1) supporting today's scholars with annual spending distributions and (2) maintaining that support for generations to come. The spending policy manages the trade-off between these two objectives by using a long-term spending rate target combined with a smoothing rule, which adjusts spending in any given year gradually in response to changes in Endowment market value. The endowment contains thousands of funds established for specific, legally restricted purposes; only 24% of spending from the endowment is unrestricted and available for general purposes. An additional 25% is specified to support teaching and research, with 19% directed towards facilities and operations and 18% towards financial aid. The remaining endowment funds are designated to support various departments or programs. The endowment provides the largest source of support for the academic programs of the university. The majority of endowment spending is allocated across multiple purposes, including financial aid and professorships, based on donor restrictions or internal designations by the university. Endowment distributions support, among other priorities, the university's commitment to offering international need-blind admissions and covering the full financial need of all undergraduate students: Yale is one of a small handful of colleges and universities in the United States that meet that standard.
Schedule D, Part XI, Line 2(d) Other revenues in audited financial statements not in form 990 Tuition Discounts which were netted with student income on the audited financial statements - -XXX-XX-XXXX Non-Yale eliminations - XXX-XX-XXXX Change in funding status of defined benefit plans - XXX-XX-XXXX Actuarial adjustment for split-interest liability - -4593966 Non-controlling interest - -XXX-XX-XXXX -
Schedule D, Part XI, Line 4(b) Other revenues in form 990 not in audited financial statements Expenses on the audited financial statements that are reclassified for form 990 purposes and reported on Part VIII, Lines 6B, 7B, 8B, and 9B pursuant to form instructions - -23445290
Schedule D, Part XII, Line 2(d) Other expenses in audited financial statements not in form 990 Expenses on the audited financial statements that are reclassified for form 990 purposes and reported on Part VIII, Lines 6B, 7B, and 9B pursuant to form instructions - 23445290 Non-Yale eliminations - 10763524
Schedule D, Part XII, Line 4(b) Other expenses in form 990 not in audited financial statements Tuition discounts which were netted with student income on the audited financial statements - XXX-XX-XXXX
Schedule D (Form 990) 2020


Additional Data


Software ID: 20011424
Software Version: 2020v4.0




SCHEDULE E(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Schools

Right pointing arrow large image Complete if the organization answered "Yes" on Form 990,
Part IV, line 13, or Form 990-EZ, Part VI, line 48.
Right pointing arrow large image Attach to Form 990 or Form 990-EZ.
Right pointing arrow large image Go to www.irs.gov/Form990EZ for the latest information.
OMB No. 1545-0047 2020Open to Public Inspection
Name of the organization
Yale University
 
Employer identification number

06-0646973
Part I
YES
NO
1
Does the organization have a racially nondiscriminatory policy toward students by statement in its charter, bylaws,
other governing instrument, or in a resolution of its governing body? . . . . . . . . . . . . . . . . . .
1
Yes
 
2
Does the organization include a statement of its racially nondiscriminatory policy toward students in all its
brochures, catalogues, and other written communications with the public dealing with student admissions,
programs, and scholarships? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
2
Yes
 
3
Has the organization publicized its racially nondiscriminatory policy on its primary publicly accessible Internet homepage at
all times during its taxable year in a manner reasonably expected to be noticed by visitors to the homepage, or through
newspaper or broadcast media during the period of solicitation for students, or during the registration period if it has no
solicitation program, in a way that makes the policy known to all parts of the general community it serves? If "Yes," please
describe. If "No," please explain. If you need more space use Part II. . . . . . . . . . . . . . . . . . .
3
 
No
 
4
Does the organization maintain the following?
a
Records indicating the racial composition of the student body, faculty, and administrative staff? . . . . . . . . .
4a
Yes
 
b
Records documenting that scholarships and other financial assistance are awarded on a racially nondiscriminatory
basis? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
4b
Yes
 
c
Copies of all catalogues, brochures, announcements, and other written communications to the public dealing
with student admissions, programs, and scholarships? . . . . . . . . . . . . . . . . . . . . . . .
4c
Yes
 
d
Copies of all material used by the organization or on its behalf to solicit contributions? . . . . . . . . . . . .
4d
Yes
 
If you answered "No" to any of the above, please explain. If you need more space, use Part II.
 
5
Does the organization discriminate by race in any way with respect to:
a
Students' rights or privileges? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
5a
 
No
b
Admissions policies? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
5b
 
No
c
Employment of faculty or administrative staff? . . . . . . . . . . . . . . . . . . . . . . . . .
5c
 
No
d
Scholarships or other financial assistance? . . . . . . . . . . . . . . . . . . . . . . . . . .
5d
 
No
e
Educational policies? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
5e
 
No
f
Use of facilities? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
5f
 
No
g
Athletic programs? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
5g
 
No
h
Other extracurricular activities? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
5h
 
No
If you answered "Yes" to any of the above, please explain. If you need more space, use Part II.
 
6a
Does the organization receive any financial aid or assistance from a governmental agency? . . . . . . . . . .
6a
Yes
 
b
Has the organization's right to such aid ever been revoked or suspended? . . . . . . . . . . . . . . . .
6b
 
No
If you answered "Yes" to either line 6a or line 6b, explain on Part II.
7
Does the organization certify that it has complied with the applicable requirements of sections 4.01 through 4.05
of Rev. Proc. 75-50, 1975-2 C.B. 587, covering racial nondiscrimination? If "No," explain on Part II. . . . . . . . .
7
Yes
 
Paperwork Reduction Act Notice, see the Instructions for Form 990 or Form 990-EZ.
Cat. No. 50085D
Schedule E (Form 990 or 990-EZ) (2020)
Schedule E (Form 990 or 990EZ) (2020)
Page 2
Part II
Supplemental Information. Provide the explanations required by Part I, lines 3, 4d, 5h, 6b, and 7, as applicable. Also provide
any other additional information. See instructions.
Return Reference Explanation
Schedule E, Part I, Line 3 RACIALLY NONDISCRIMINATORY POLICY The University meets the criteria established in Section 4.03.2(b) of Rev. Proc. 75-50 through admission and financial aid offices outreach programs. The University's Equal Opportunity Statement is made known to all segments of the general community serviced by the University. It is included in catalogues and brochures dealing with student admissions, programs, and scholarships of the University as well as on its Website which are all available to the general public. Yale University is committed to maintaining a non-discriminatory learning and working environment for students, faculty, and staff, and is committed to preventing and addressing Discrimination, Harassment, and Retaliation, consistent with Connecticut and federal law. Yale University's Equal Opportunity Statement: The University is committed to basing judgments concerning the admission, education, and employment of individuals upon their qualifications and abilities and affirmatively seeks to attract to its faculty, staff, and student body qualified persons of diverse backgrounds. In accordance with this policy and as delineated by federal and Connecticut law, Yale does not discriminate in admissions, educational programs, or employment against any individual on account of that individual's sex, sexual orientation, gender identity or expression, race, color, national or ethnic origin, religion, age, disability, status as a special disabled veteran, veteran of the Vietnam era or other covered veteran. University policy is committed to affirmative action under law in employment of women, minority group members, individuals with disabilities, special disabled veterans, veterans of the Vietnam era, and other covered veterans.
Schedule E, Part I, Line 6(a) FINANCIAL AID OR ASSISTANCE FROM A GOVERNMENT THE UNIVERSITY HAS RECEIVED AND CONTINUES TO RECEIVE STUDENT FINANCIAL AID AND GRANTS FROM GOVERNMENTAL AGENCIES.
Schedule E (Form 990 or 990-EZ) (2020)
Additional Data


Software ID: 20011424
Software Version: 2020v4.0
SCHEDULE F(Form 990)
Department of the Treasury
Internal Revenue Service
Statement of Activities Outside the United States
Right pointing arrow large image Complete if the organization answered "Yes" to Form 990, Part IV, line 14b, 15, or 16.Right pointing arrow large image Attach to Form 990.Right pointing arrow large image Go to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2020
Open to Public Inspection
Name of the organization
Yale University
 
Employer identification number

06-0646973
Part I
General Information on Activities Outside the United States. Complete if the organization answered "Yes" on Form 990, Part IV, line 14b.
1
For grantmakers. Does the organization maintain records to substantiate the amount of its grants and
other assistance, the grantees’ eligibility for the grants or assistance, and the selection criteria used
to award the grants or assistance? . . . . . . . . . . . . . . . . . . . . . . . . .
2
For grantmakers. Describe in Part V the organization’s procedures for monitoring the use of its grants and other assistance outside the United States.
3
Activites per Region. (The following Part I, line 3 table can be duplicated if additional space is needed.)
(a) Region (b) Number of offices in the region (c) Number of employees, agents, and independent contractors in the region (d) Activities conducted in region (by type) (such as, fundraising, program services, investments, grants to recipients located in the region) (e) If activity listed in (d) is a program service, describe specific type of
service(s) in the region		 (f) Total expenditures
for and investments
in the region
Central America and the Caribbean 0 0 Program Services Other Mission Related Activities 9,819
Central America and the Caribbean 0 3 Program Services Research 106,171
Central America and the Caribbean 0 1 Program Services Seminars & Conferences 6,704
Central America and the Caribbean 0 0 Grantmaking   384,672
Central America and the Caribbean 0 0 Investments   6,152,817,384
East Asia and the Pacific 1 10 Program Services Academic Collaboration 293,338
East Asia and the Pacific 0 6 Program Services Instruction 604,104
East Asia and the Pacific 2 29 Program Services Other Mission Related Activities 2,363,097
East Asia and the Pacific 2 22 Program Services Research 512,610
East Asia and the Pacific 0 9 Program Services Seminars & Conferences 5,613
East Asia and the Pacific 0 0 Grantmaking   1,963,236
East Asia and the Pacific 0 0 Investments   4,650,024
Europe (Including Iceland and Greenland) 0 14 Program Services Academic Collaboration 32,450
Europe (Including Iceland and Greenland) 0 6 Program Services Cultural Exchange 11,283
Europe (Including Iceland and Greenland) 0 24 Program Services Instruction 4,163,068
Europe (Including Iceland and Greenland) 0 11 Program Services Other Mission Related Activities 7,301,188
Europe (Including Iceland and Greenland) 0 34 Program Services Research 1,102,235
Europe (Including Iceland and Greenland) 0 37 Program Services Seminars & Conferences 37,687
Europe (Including Iceland and Greenland) 0 2 Program Services Study Abroad & Other Educational Programs 28,230
Europe (Including Iceland and Greenland) 0 0 Grantmaking   2,743,949
Europe (Including Iceland and Greenland) 0 0 Investments   755,722,262
Middle East and North Africa 0 1 Program Services Instruction 143,644
Middle East and North Africa 0 7 Program Services Other Mission Related Activities 15,898
Middle East and North Africa 0 4 Program Services Research 90,436
Middle East and North Africa 0 0 Grantmaking   178,579
North America (Canada & Mexico only) 0 3 Program Services Instruction 620,897
North America (Canada & Mexico only) 0 12 Program Services Other Mission Related Activities 245,635
North America (Canada & Mexico only) 0 9 Program Services Research 105,622
North America (Canada & Mexico only) 0 7 Program Services Seminars & Conferences 5,347
North America (Canada & Mexico only) 0 0 Grantmaking   824,956
North America (Canada & Mexico only) 0 0 Investments   507,706,151
Russia and Neighboring States 0 1 Program Services Instruction 503,610
Russia and Neighboring States 0 6 Program Services Other Mission Related Activities 27,830
Russia and Neighboring States 0 3 Program Services Research 130,851
Russia and Neighboring States 0 0 Grantmaking   1,060,397
South America 0 4 Program Services Other Mission Related Activities 30,253
South America 0 13 Program Services Research 126,198
South America 0 0 Grantmaking   1,052,059
South America 0 0 Investments   3,815,530
South Asia 0 4 Program Services Other Mission Related Activities 13,208
South Asia 0 12 Program Services Research 81,786
South Asia 0 0 Grantmaking   1,553,051
Sub-Saharan Africa 0 3 Program Services Academic Collaboration 149,225
Sub-Saharan Africa 0 3 Program Services Instruction 226,302
Sub-Saharan Africa 0 8 Program Services Other Mission Related Activities 49,170
Sub-Saharan Africa 2 25 Program Services Research 973,097
Sub-Saharan Africa 0 0 Program Services Study Abroad & Other Educational Programs 5,945
Sub-Saharan Africa 0 0 Grantmaking   1,523,670
Sub-Saharan Africa 0 0 Investments   181,013,341
3a Sub-total .... 5 135 6,175,224,761
b Total from continuation sheets to Part I ... 2 198 1,461,907,051
c Totals (add lines 3a and 3b) 7 333 7,637,131,812
For Paperwork Reduction Act Notice, see the Instructions for Form 990.Cat. No. 50082W Schedule F (Form 990) 2020
Schedule F (Form 990) 2020
Page 2
Part II
Grants and Other Assistance to Organizations or Entities Outside the United States. Complete if the organization answered "Yes" on Form 990, Part IV, line 15, for any recipient who received more than $5,000. Part II can be duplicated if additional space is needed.
1 (a) Name of organization (b) IRS code section
and EIN (if applicable)		 (c) Region (d) Purpose of
grant 		(e) Amount of
cash grant 		(f) Manner of
cash
disbursement 		(g) Amount
of noncash
assistance 		(h) Description
of noncash
assistance 		(i) Method of
valuation
(book, FMV,
appraisal, other)
Central America and the Caribbean SUBAWARD - SPONSORED RESEARCH 173,877 WIRE TRANSFER      
Central America and the Caribbean SUBAWARD - SPONSORED RESEARCH 167,041 WIRE TRANSFER      
East Asia and the Pacific SUBAWARD - SPONSORED RESEARCH 90,240 WIRE TRANSFER      
East Asia and the Pacific SUBAWARD - SPONSORED RESEARCH 106,952 WIRE TRANSFER      
East Asia and the Pacific SUBAWARD - SPONSORED RESEARCH 83,717 WIRE TRANSFER      
East Asia and the Pacific SUBAWARD - SPONSORED RESEARCH 89,289 WIRE TRANSFER      
East Asia and the Pacific SUBAWARD - SPONSORED RESEARCH 185,957 WIRE TRANSFER      
East Asia and the Pacific SUBAWARD - SPONSORED RESEARCH 86,990 WIRE TRANSFER      
East Asia and the Pacific SUBAWARD - SPONSORED RESEARCH 13,345 WIRE TRANSFER      
East Asia and the Pacific SUBAWARD - SPONSORED RESEARCH 28,481 WIRE TRANSFER      
East Asia and the Pacific SUBAWARD - SPONSORED RESEARCH 25,737 WIRE TRANSFER      
Europe (Including Iceland and Greenland) SUBAWARD - SPONSORED RESEARCH 52,984 WIRE TRANSFER      
Europe (Including Iceland and Greenland) SUBAWARD - SPONSORED RESEARCH 33,929 WIRE TRANSFER      
Europe (Including Iceland and Greenland) SUBAWARD - SPONSORED RESEARCH 115,813 WIRE TRANSFER      
Europe (Including Iceland and Greenland) SUBAWARD - SPONSORED RESEARCH 60,278 WIRE TRANSFER      
Europe (Including Iceland and Greenland) SUBAWARD - SPONSORED RESEARCH 103,599 WIRE TRANSFER      
Europe (Including Iceland and Greenland) SUBAWARD - SPONSORED RESEARCH 113,047 WIRE TRANSFER      
Europe (Including Iceland and Greenland) SUBAWARD - SPONSORED RESEARCH 15,647 WIRE TRANSFER      
Europe (Including Iceland and Greenland) SUBAWARD - SPONSORED RESEARCH 73,390 WIRE TRANSFER      
Europe (Including Iceland and Greenland) SUBAWARD - SPONSORED RESEARCH 56,134 WIRE TRANSFER      
Europe (Including Iceland and Greenland) SUBAWARD - SPONSORED RESEARCH 176,317 WIRE TRANSFER      
Europe (Including Iceland and Greenland) SUBAWARD - SPONSORED RESEARCH 35,641 WIRE TRANSFER      
Europe (Including Iceland and Greenland) SUBAWARD - SPONSORED RESEARCH 68,470 WIRE TRANSFER      
Europe (Including Iceland and Greenland) SUBAWARD - SPONSORED RESEARCH 126,700 WIRE TRANSFER      
Europe (Including Iceland and Greenland) SUBAWARD - SPONSORED RESEARCH 27,856 WIRE TRANSFER      
Europe (Including Iceland and Greenland) SUBAWARD - SPONSORED RESEARCH 44,964 WIRE TRANSFER      
Europe (Including Iceland and Greenland) SUBAWARD - SPONSORED RESEARCH 23,198 WIRE TRANSFER      
Europe (Including Iceland and Greenland) SUBAWARD - SPONSORED RESEARCH 17,607 WIRE TRANSFER      
Europe (Including Iceland and Greenland) SUBAWARD - SPONSORED RESEARCH 6,765 WIRE TRANSFER      
Europe (Including Iceland and Greenland) SUBAWARD - SPONSORED RESEARCH 87,342 WIRE TRANSFER      
Europe (Including Iceland and Greenland) SUBAWARD - SPONSORED RESEARCH 67,846 WIRE TRANSFER      
Middle East and North Africa SUBAWARD - SPONSORED RESEARCH 9,573 WIRE TRANSFER      
North America (Canada & Mexico only) SUBAWARD - SPONSORED RESEARCH 108,031 WIRE TRANSFER      
North America (Canada & Mexico only) SUBAWARD - SPONSORED RESEARCH 104,993 WIRE TRANSFER      
North America (Canada & Mexico only) SUBAWARD - SPONSORED RESEARCH 37,463 WIRE TRANSFER      
North America (Canada & Mexico only) SUBAWARD - SPONSORED RESEARCH 76,115 WIRE TRANSFER      
North America (Canada & Mexico only) SUBAWARD - SPONSORED RESEARCH 39,247 WIRE TRANSFER      
North America (Canada & Mexico only) SUBAWARD - SPONSORED RESEARCH 45,936 WIRE TRANSFER      
Russia and Neighboring States SUBAWARD - SPONSORED RESEARCH 15,725 WIRE TRANSFER      
Russia and Neighboring States SUBAWARD - SPONSORED RESEARCH 88,399 WIRE TRANSFER      
Russia and Neighboring States SUBAWARD - SPONSORED RESEARCH 449,134 WIRE TRANSFER      
Russia and Neighboring States SUBAWARD - SPONSORED RESEARCH 133,555 WIRE TRANSFER      
Russia and Neighboring States SUBAWARD - SPONSORED RESEARCH 24,800 WIRE TRANSFER      
Russia and Neighboring States SUBAWARD - SPONSORED RESEARCH 71,665 WIRE TRANSFER      
Russia and Neighboring States SUBAWARD - SPONSORED RESEARCH 97,303 WIRE TRANSFER      
Russia and Neighboring States SUBAWARD - SPONSORED RESEARCH 148,775 WIRE TRANSFER      
South America SUBAWARD - SPONSORED RESEARCH 8,826 WIRE TRANSFER      
South America SUBAWARD - SPONSORED RESEARCH 32,581 WIRE TRANSFER      
South America SUBAWARD - SPONSORED RESEARCH 34,247 WIRE TRANSFER      
South America SUBAWARD - SPONSORED RESEARCH 84,262 WIRE TRANSFER      
South America SUBAWARD - SPONSORED RESEARCH 94,297 WIRE TRANSFER      
South America SUBAWARD - SPONSORED RESEARCH 120,971 WIRE TRANSFER      
South America SUBAWARD - SPONSORED RESEARCH 71,479 WIRE TRANSFER      
South America SUBAWARD - SPONSORED RESEARCH 501,807 WIRE TRANSFER      
South America SUBAWARD - SPONSORED RESEARCH 20,000 WIRE TRANSFER      
South Asia SUBAWARD - SPONSORED RESEARCH 10,264 WIRE TRANSFER      
South Asia SUBAWARD - SPONSORED RESEARCH 11,510 WIRE TRANSFER      
South Asia SUBAWARD - SPONSORED RESEARCH 87,405 WIRE TRANSFER      
South Asia SUBAWARD - SPONSORED RESEARCH 726,623 WIRE TRANSFER      
South Asia SUBAWARD - SPONSORED RESEARCH 34,630 WIRE TRANSFER      
South Asia SUBAWARD - SPONSORED RESEARCH 46,127 WIRE TRANSFER      
South Asia SUBAWARD - SPONSORED RESEARCH 253,805 WIRE TRANSFER      
South Asia SUBAWARD - SPONSORED RESEARCH 17,744 WIRE TRANSFER      
Sub-Saharan Africa SUBAWARD - SPONSORED RESEARCH 72,189 WIRE TRANSFER      
Sub-Saharan Africa SUBAWARD - SPONSORED RESEARCH 30,683 WIRE TRANSFER      
Sub-Saharan Africa SUBAWARD - SPONSORED RESEARCH 138,980 WIRE TRANSFER      
Sub-Saharan Africa SUBAWARD - SPONSORED RESEARCH 51,840 WIRE TRANSFER      
Sub-Saharan Africa SUBAWARD - SPONSORED RESEARCH 11,036 WIRE TRANSFER      
Sub-Saharan Africa SUBAWARD - SPONSORED RESEARCH 47,466 WIRE TRANSFER      
Sub-Saharan Africa SUBAWARD - SPONSORED RESEARCH 33,187 WIRE TRANSFER      
Sub-Saharan Africa SUBAWARD - SPONSORED RESEARCH 123,374 WIRE TRANSFER      
Sub-Saharan Africa SUBAWARD - SPONSORED RESEARCH 374,523 WIRE TRANSFER      
Sub-Saharan Africa SUBAWARD - SPONSORED RESEARCH 132,807 WIRE TRANSFER      
Sub-Saharan Africa SUBAWARD - SPONSORED RESEARCH 81,565 WIRE TRANSFER      
Sub-Saharan Africa SUBAWARD - SPONSORED RESEARCH 171,019 WIRE TRANSFER      
2 Enter total number of recipient organizations listed above that are recognized as charities by the foreign country, recognized as tax-exempt by the IRS, or for which the grantee or counsel has provided a section 501(c)(3) equivalency letter .......MediumBullet
42
3 Enter total number of other organizations or entities .......................MediumBullet
33
Schedule F (Form 990) 2020
Schedule F (Form 990) 2020Page 3
Part III
Grants and Other Assistance to Individuals Outside the United States. Complete if the organization answered "Yes" on Form 990, Part IV, line 16.
Part III can be duplicated if additional space is needed.
(a) Type of grant or assistance (b) Region (c) Number of recipients (d) Amount of
cash grant 		(e) Manner of cash
disbursement 		(f) Amount of
noncash
assistance 		(g) Description
of noncash
assistance 		(h) Method of
valuation
(book, FMV,
appraisal, other)
Student stipends and fellowships Central America and the Caribbean 4 25,273 CHECK, ELECTRONIC FUND OR WIRE TRANSFER      
Student stipends and fellowships East Asia and the Pacific 59 649,563 CHECK, ELECTRONIC FUND OR WIRE TRANSFER      
Student stipends and fellowships Europe (Including Iceland and Greenland) 79 1,042,043 CHECK, ELECTRONIC FUND OR WIRE TRANSFER      
Student stipends and fellowships Middle East and North Africa 9 141,850 CHECK, ELECTRONIC FUND OR WIRE TRANSFER      
Student stipends and fellowships North America (Canada & Mexico only) 19 204,984 CHECK, ELECTRONIC FUND OR WIRE TRANSFER      
Student stipends and fellowships Russia and Neighboring States 4 27,723 CHECK, ELECTRONIC FUND OR WIRE TRANSFER      
Student stipends and fellowships South America 5 24,300 CHECK, ELECTRONIC FUND OR WIRE TRANSFER      
Student stipends and fellowships South Asia 16 214,716 CHECK, ELECTRONIC FUND OR WIRE TRANSFER      
Student stipends and fellowships Sub-Saharan Africa 20 157,064 CHECK, ELECTRONIC FUND OR WIRE TRANSFER      
Scholarships Central America and the Caribbean 1 11,250 CHECK, ELECTRONIC FUND OR WIRE TRANSFER      
Scholarships East Asia and the Pacific 44 555,390 CHECK, ELECTRONIC FUND OR WIRE TRANSFER      
Scholarships Europe (Including Iceland and Greenland) 30 332,177 CHECK, ELECTRONIC FUND OR WIRE TRANSFER      
Scholarships Middle East and North Africa 8 17,931 CHECK, ELECTRONIC FUND OR WIRE TRANSFER      
Scholarships North America (Canada & Mexico only) 17 185,300 CHECK, ELECTRONIC FUND OR WIRE TRANSFER      
Scholarships South America 10 58,209 CHECK, ELECTRONIC FUND OR WIRE TRANSFER      
Scholarships South Asia 8 128,568 CHECK, ELECTRONIC FUND OR WIRE TRANSFER      
Scholarships Sub-Saharan Africa 5 86,470 CHECK, ELECTRONIC FUND OR WIRE TRANSFER      
Health Premium awards Central America and the Caribbean 2 2,548 CHECK, ELECTRONIC FUND OR WIRE TRANSFER      
Health Premium awards East Asia and the Pacific 16 47,574 CHECK, ELECTRONIC FUND OR WIRE TRANSFER      
Health Premium awards Europe (Including Iceland and Greenland) 31 59,878 CHECK, ELECTRONIC FUND OR WIRE TRANSFER      
Health Premium awards Middle East and North Africa 2 9,225 CHECK, ELECTRONIC FUND OR WIRE TRANSFER      
Health Premium awards North America (Canada & Mexico only) 5 18,720 CHECK, ELECTRONIC FUND OR WIRE TRANSFER      
Health Premium awards Russia and Neighboring States 1 1,274 CHECK, ELECTRONIC FUND OR WIRE TRANSFER      
Health Premium awards South Asia 9 21,658 CHECK, ELECTRONIC FUND OR WIRE TRANSFER      
Health Premium awards Sub-Saharan Africa 6 11,466 CHECK, ELECTRONIC FUND OR WIRE TRANSFER      
Schedule F (Form 990) 2020
Schedule F (Form 990) 2020
Page 4
Part IV
Foreign Forms
1 Was the organization a U.S. transferor of property to a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 926, Return by a U.S. Transferor of Property to a Foreign Corporation (see Instructions for Form 926). . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
2 Did the organization have an interest in a foreign trust during the tax year? If "Yes," the organization may be required to separately file Form 3520, Annual Return to Report Transactions with Foreign Trusts and Receipt of Certain Foreign Gifts, and/or Form 3520-A, Annual Information Return of Foreign Trust With a U.S. Owner (see Instructions for Forms 3520 and 3520-A; don't file with Form 990). . . . . . . . . . . . . . . . . . . . . . . .
3 Did the organization have an ownership interest in a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 5471, Information Return of U.S. Persons with Respect to Certain Foreign Corporations. (see Instructions for Form 5471). . . . . . . . . . . . . . . . . . . . . . . . . . . .
4 Was the organization a direct or indirect shareholder of a passive foreign investment company or a qualified electing fund during the tax year? If “Yes,” the organization may be required to file Form 8621, Information Return by a Shareholder of a Passive Foreign Investment Company or Qualified Electing Fund. (see Instructions for Form 8621) .
5 Did the organization have an ownership interest in a foreign partnership during the tax year? If "Yes," the organization may be required to file Form 8865, Return of U.S. Persons with Respect to Certain Foreign Partnerships (see Instructions for Form 8865). . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
6 Did the organization have any operations in or related to any boycotting countries during the tax year? If "Yes," the organization may be required to separately file Form 5713, International Boycott Report (see Instructions for Form 5713; don't file with Form 990).. . . . . . . . . . . . . . . . . . . . . . . . . . . .
Schedule F (Form 990) 2020
Schedule F (Form 990) 2020
Page 5
Part V
Supplemental Information
Provide the information required by Part I, line 2 (monitoring of funds); Part I, line 3, column (f) (accounting method; amounts of investments vs. expenditures per region); Part II, line 1 (accounting method); Part III (accounting method); and Part III, column (c) (estimated number of recipients), as applicable. Also complete this part to provide any additional information. See instructions.
ReturnReference Explanation
Schedule F, Part I, Line 2 Procedures for monitoring use of grant funds WITH RESPECT TO SPONSORED PROJECT ACTIVITY SUBCONTRACTED TO OTHER ENTITIES, THE UNIVERSITY'S POLICY AND PROCEDURES FOR MONITORING SUB RECIPIENT AWARDS ("SUBAWARDS") ARE INTENDED TO ESTABLISH APPROPRIATE AND EFFECTIVE MECHANISMS TO PROMOTE COMPLIANCE WITH FEDERAL AND NON-FEDERAL REQUIREMENTS AND CONTRACTUAL ARRANGEMENTS, INCLUDING THE PROPER MONITORING AND STEWARDSHIP OF AWARDED FUNDS. PROPER MONITORING OF A SUBAWARD ENSURES THAT AWARDED FUNDS ARE USED FOR AUTHORIZED PURPOSES, PERFORMANCE GOALS ARE MET AND THE SUB RECIPIENT IS IN COMPLIANCE WITH THE TERMS AND CONDITIONS OF THE SUB RECIPIENT AGREEMENT. SUB RECIPIENT MONITORING PROCEDURES INCLUDE BUT ARE NOT LIMITED TO THE FOLLOWING ACTIVITIES: A FORMAL PRE-QUALIFICATION PROCESS FOR SUB RECIPIENTS, PRE-AWARD AND POST-AWARD MONITORING OF SUB RECIPIENTS TO REVIEW THE FINANCIAL STATUS AND MANAGEMENT CONTROLS, COMPLIANCE CERTIFICATIONS, REVIEW OF COMPLIANCE WITH REGULATIONS RELATIVE TO THE USE OF HUMAN SUBJECTS AND ANIMALS, IDENTIFICATION AND REPORTING OF ANY CONFLICT OF INTEREST WITH A SUB RECIPIENT ENTITY, AND A REVIEW OF PERTINENT OTHER ORGANIZATION INFORMATION. IN ACCORDANCE WITH THESE PROCEDURES, THE UNIVERSITY REVIEWS THE SUB RECIPIENT'S ADMINISTRATION, FINANCIAL STATEMENTS, BILLINGS, SCIENTIFIC PROGRESS, TECHNICAL REPORTS, AND DELIVERABLES OF AN ACTIVE SUBAWARD REGULARLY AND CONDUCTS ON-GOING RISK ASSESSMENTS AS WELL AS MONTHLY QUALITY ASSURANCE REVIEWS ON RANDOMLY SELECTED SUBAWARDS. IN ADDITION TO A MONTHLY DEPARTMENTAL REVIEW, THE UNIVERSITY MONITORS A SUB RECIPIENT'S COMPLIANCE WITH THE TERMS AND CONDITIONS OF THE SUBAWARD ANNUALLY AND UPON CLOSEOUT OF THE SUB RECIPIENT AGREEMENT. IF ANY OF THESE MONITORING PROCEDURES RESULT IN FINDINGS, THE UNIVERSITY WILL TAKE CORRECTIVE ACTION AS NECESSARY. THE PROCEDURES SERVE TO ENSURE THAT THE SUBAWARD FUNDS ARE USED FOR PROPER PURPOSES AND NOT DIVERTED FROM THEIR INTENDED USE.
Schedule F, Part I, Line 3 BREAKOUT OF INVESTMENTS PURSUANT TO THE FORM INSTRUCTIONS, THE FOLLOWING IS A BREAKOUT OF AMOUNTS REPORTED AS INVESTMENTS: CENTRAL AMERICA AND THE CARIBBEAN: INVESTMENTS = $6,095,926,317 EXPENDITURES = $56,891,067 EAST ASIA AND THE PACIFIC: INVESTMENTS = $4,650,024 EXPENDITURES = $0 EUROPE (INCLUDING ICELAND AND GREENLAND): INVESTMENTS = $752,697,717 EXPENDITURES = $3,024,545 NORTH AMERICA (CANADA & MEXICO ONLY): INVESTMENTS = $507,706,151 EXPENDITURES = $0 SOUTH AMERICA: INVESTMENTS = $0 EXPENDITURES = $3,815,530 SUB-SAHARAN AFRICA: INVESTMENTS = $181,013,341 EXPENDITURES = $0
Schedule F, Part II, Line 3 NUMBER OF OTHER ORGANIZATIONS OR ENTITIES THE TOTAL NUMBER REPORTED ON LINE 3 INCLUDES TAX-EXEMPT ORGANIZATIONS AND PUBLIC INSTITUTIONS. MOST OF THE SUBAWARD RECIPIENTS ARE UNIVERSITIES, HOSPITALS, AND RESEARCH INSTITUTIONS.
Schedule F, Part II SUBAWARD A SUBAWARD IS AN AWARD OF FINANCIAL SUPPORT FROM THE UNIVERSITY TO A QUALIFIED THIRD PARTY PRIMARILY TO PERFORM RESEARCH AND OTHER RELATED PROGRAMMATIC EFFORTS UNDER A SPONSORED RESEARCH PROJECT.
Schedule F, Part III COLUMNS (C) AND (D), TOTAL AWARDS THE AMOUNTS REPORTED IN COLUMNS (C) AND (D) REPRESENT AN ESTIMATE OF TOTAL AWARDS FOR THE FISCAL YEAR ENDED JUNE 30, 2021 BASED ON INFORMATION PROVIDED BY THE UNIVERSITY'S UNDERGRADUATE, GRADUATE AND PROFESSIONAL SCHOOLS. SOME STUDENTS RECEIVED MORE THAN ONE AWARD DURING THE FISCAL YEAR ENDED JUNE 30, 2021.
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
Schedule F (Form 990) 2020
Additional Data


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Schedule I
(Form 990)
Department of the Treasury
Internal Revenue Service
Grants and Other Assistance to Organizations,
Governments and Individuals in the United States
Complete if the organization answered "Yes," on Form 990, Part IV, line 21 or 22.
lBullet Attach to Form 990.
lBullet Go to www.irs.gov/Form990 for the latest information.
OMB No. 1545-0047
2020
Open to Public
Inspection
Name of the organization
Yale University
 
Employer identification number
06-0646973
Part I
General Information on Grants and Assistance
1
Does the organization maintain records to substantiate the amount of the grants or assistance, the grantees' eligibility for the grants or assistance, and
the selection criteria used to award the grants or assistance? ........................
2
Describe in Part IV the organization's procedures for monitoring the use of grant funds in the United States.
Part II
Grants and Other Assistance to Domestic Organizations and Domestic Governments. Complete if the organization answered "Yes" on Form 990, Part IV, line 21, for any recipient
that received more than $5,000. Part II can be duplicated if additional space is needed.
(a) Name and address of organization
or government		 (b) EIN (c) IRC section
(if applicable)		 (d) Amount of cash grant (e) Amount of non-cash
assistance		 (f) Method of valuation
(book, FMV, appraisal,
other)		 (g) Description of
noncash assistance		 (h) Purpose of grant
or assistance
(1) ADVENTHEALTH CENTRA CARE
2600 WESTHALL LANE BOX 300
MAITLAND,FL32751 		59-3209688 501(C)(3) 11,508       SEE PART IV
(2) ALAMEDA HEALTH SYSTEM
PO BOX 45730
SAN FRANCISCO,CA941450730 		94-3302015 STATE OF CA 550,561       SEE PART IV
(3) ALBERT EINSTEIN COLLEGE OF MEDICINE
1300 MORRIS PARK AVENUE
BRONX,NY10461 		83-0621846 501(C)(3) 220,908       SEE PART IV
(4) ALLIANCE FOR LIVING INC
154 BROAD STREET
NEW LONDON,CT06320 		06-1245514 501(C)(3) 62,022       SEE PART IV
(5) AMERICAN COLLEGE OF EMERGENCY PHYSICIANS
PO BOX 619911
DALLAS,TX752619911 		38-1888798 501(C)(6) 95,861       SEE PART IV
(6) AMERICAN NATIONAL RED CROSS
431 18TH STREET NW
WASHINGTON,DC200065009 		53-0196605 501(C)(3) 184,912       SEE PART IV
(7) AMERICAN UNIVERSITY
4400 MASSACHSETTS AVE NW
WASHINGTON,DC20016 		53-0196549 501(C)(3) 122,650       SEE PART IV
(8) AMERICAN UNIVERSITY OF BEIRUT
3 DAG HAMMARSKJOLD PLAZA 8TH FLOOR
NEW YORK,NY100172303 		13-5596846 501(C)(3) 16,943       SEE PART IV
(9) APNHA PLACE TO NOURISH YOUR HEALTH
1302 CHAPEL STREET
NEW HAVEN,CT06511 		22-2506184 501(C)(3) 62,683       SEE PART IV
(10) APPLIED RESEARCH ASSOCIATES INC
4300 SAN MATEO BLVD NE SUITE A-220
ALBUQUERQUE,NM87110 		85-0276434   653,797       SEE PART IV
(11) APT FOUNDATION INC
ONE LONG WHARF DRIVE
NEW HAVEN,CT06511 		23-7061218 501(C)(3) 94,627       SEE PART IV
(12) ASSOCIATION OF UNIVERSITIES FOR RESEARCH IN ASTRONOMY INC
1331 PENNSYLVANIA AVENUE NW NO1
WASHINGTON,DC20004 		86-0138043 501(C)(3) 27,570       SUBAWARD - SPONSORED RESEARCH
(13) AUGUSTA UNIVERSITY RESEARCH INSTITUTE INC
1120 15TH STREET
AUGUSTA,GA309124810 		58-1418202 501(C)(3) 38,180       SUBAWARD - SPONSORED RESEARCH
(14) BATTELLE MEMORIAL INSTITUTE
505 KING AVENUE
COLUMBUS,OH43201 		31-4379427 501(C)(3) 123,768       SUBAWARD - SPONSORED RESEARCH
(15) BAYLOR COLLEGE OF MEDICINE
ONE BAYLOR PLAZA
HOUSTON,TX77030 		74-1613878 501(C)(3) 394,977       SUBAWARD - SPONSORED RESEARCH
(16) BAYSTATE MEDICAL CENTER INC
759 CHESTNUT STREET
SPRINGFIELD,MA01199 		04-2790311 501(C)(3) 86,796       SUBAWARD - SPONSORED RESEARCH
(17) BEDFORD VA RESEARCH CORPORATION INC
200 SPRINGS ROAD BLDG 70
BEDFORD,MA01730 		04-3512440 501(C)(3) 25,899       SUBAWARD - SPONSORED RESEARCH
(18) BENAROYA RESEARCH INSTITUTE AT VIRGINIA MASON
1201 NINTH AVENUE
SEATTLE,WA981012796 		91-0653422 501(C)(3) 181,136       SUBAWARD - SPONSORED RESEARCH
(19) BETH ISRAEL DEACONESS MEDICAL CENTER
330 BROOKLINE AVENUE
BOSTON,MA02215 		04-2103881 501(C)(3) 340,627       SUBAWARD - SPONSORED RESEARCH
(20) BHCARE INC
127 WASHINGTON AVENUE
NORTH HAVEN,CT06473 		22-2598799 501(C)(3) 2,900       SUBAWARD - SPONSORED RESEARCH
(21) BIOXCEL THERAPEUTICS INC
555 LONG WHARF DRIVE
NEW HAVEN,CT06511 		82-1386754   49,940       SUBAWARD - SPONSORED RESEARCH
(22) BOSTON CHILDREN'S HOSPITAL
300 LONGWOOD AVENUE
BOSTON,MA02115 		04-2774441 501(C)(3) 581,360       SUBAWARD - SPONSORED RESEARCH
(23) BOSTON MEDICAL CENTER
ONE BOSTON MEDICAL CENTER PL
BOSTON,MA02118 		04-3314093 501(C)(3) 97,230       SUBAWARD - SPONSORED RESEARCH
(24) BRENTWOOD BIOMEDICAL RESEARCH INSTITUTE INC
PO BOX 25027
LOS ANGELES,CA90025 		95-4183712 501(C)(3) 142,786       SUBAWARD - SPONSORED RESEARCH
(25) BRIDGES HEALTHCARE INC
949 BRIDGEPORT AVENUE
MILFORD,CT06460 		06-0867978 501(C)(3) 364,245       SUBAWARD - SPONSORED RESEARCH
(26) BROOKHAVEN SCIENCE ASSOCIATES LLC
20 BROOKHAVEN AVENUE BLDG 4000
UPTON,NY119735000 		11-3403915 U.S. GOVT 20,000       SUBAWARD - SPONSORED RESEARCH
(27) BROWN UNIVERSITY
69 BROWN STREET
PROVIDENCE,RI02912 		05-0258809 501(C)(3) 708,021       SUBAWARD - SPONSORED RESEARCH
(28) C4 INNOVATIONS LLC
117 KENDRICK STREET SUITE 300
NEEDHAM,MA02494 		87-0763049   345,403       SUBAWARD - SPONSORED RESEARCH
(29) CARNEGIE MELLON UNIVERSITY
5000 FORBES AVENUE
PITTSBURGH,PA15213 		25-0969449 501(C)(3) 206,259       SUBAWARD - SPONSORED RESEARCH
(30) CASE WESTERN RESERVE UNIVERSITY
10900 EUCLID AVENUE
CLEVELAND,OH44106 		34-1018992 501(C)(3) 112,520       SUBAWARD - SPONSORED RESEARCH
(31) CEDARS-SINAI MEDICAL CENTER
6500 WILSHIRE SUITE 1150
LOS ANGELES,CA90048 		95-1644600 501(C)(3) 219,004       SUBAWARD - SPONSORED RESEARCH
(32) CENTER FOR EDUCATIONAL IMPROVEMENT INC
402 COUNCIL DRIVE NE
VIENNA,VA22180 		46-4355307 501(C)(3) 261,365       SUBAWARD - SPONSORED RESEARCH
(33) CHILDREN'S HOSPITAL LOS ANGELES
4650 SUNSET BOULEVARD
LOS ANGELES,CA90027 		95-1690977 501(C)(3) 43,868       SUBAWARD - SPONSORED RESEARCH
(34) CITY OF NEW HAVEN
54 MEADOW STREET
NEW HAVEN,CT06519 		06-6001876 CITY-NEW HAVEN 420,065       SUBAWARD - SPONSORED RESEARCH
(35) COLORADO STATE UNIVERSITY
601 SOUTH HOWES STREET
FORT COLLINS,CO805232002 		84-6000545 STATE OF CO 182,494       SUBAWARD - SPONSORED RESEARCH
(36) COMMUNITY HEALTH CENTER INC
635 MAIN STREET
MIDDLETOWN,CT06457 		06-0897105 501(C)(3) 65,347       SUBAWARD - SPONSORED RESEARCH
(37) CONNECTICUT CHILDREN'S MEDICAL CENTER
282 WASHINGTON STREET
HARTFORD,CT06106 		06-0646755 501(C)(3) 30,628       SUBAWARD - SPONSORED RESEARCH
(38) CONNECTICUT COMMUNITY FOR ADDICTION RECOVERY INC
75 CHARTER OAK AVENUE
HARTFORD,CT06106 		06-1584908 501(C)(3) 126,636       SUBAWARD - SPONSORED RESEARCH
(39) CORNELL UNIVERSITY
341 PINE TREE ROAD
ITHACA,NY14850 		15-0532082 501(C)(3) 30,392       SUBAWARD - SPONSORED RESEARCH
(40) DARTMOUTH-HITCHCOCK CLINIC
ONE MEDICAL CENTER DRIVE
LEBANON,NH03756 		22-2519596 501(C)(3) 191,323       SUBAWARD - SPONSORED RESEARCH
(41) DUKE UNIVERSITY
324 BLACKWELL STREET
DURHAM,NC27701 		56-0532129 501(C)(3) 1,832,634       SUBAWARD - SPONSORED RESEARCH
(42) EAST CAROLINA UNIVERSITY
2200 S CHARLES BLVD
GREENVILLE,NC278584353 		56-6000403 STATE OF NC 23,736       SUBAWARD - SPONSORED RESEARCH
(43) EDTOGETHER INC
416 COMMONWEALTH AVENUE NO 202
BOSTON,MA02215 		81-2550548 501(C)(3) 24,400       SUBAWARD - SPONSORED RESEARCH
(44) EMORY UNIVERSITY
1599 CLIFTON ROAD
ATLANTA,GA30322 		58-0566256 501(C)(3) 540,702       SUBAWARD - SPONSORED RESEARCH
(45) ENVIRONMENTAL GRANTMAKERS ASSOCIATION
475 RIVERSIDE DRIVE
NEW YORK,NY10115 		20-8817646 501(C)(3) 26,945       SUBAWARD - SPONSORED RESEARCH
(46) FAIR HAVEN COMMUNITY HEALTH CLINIC INC
374 GRAND AVENUE
NEW HAVEN,CT06513 		06-0883545 501(C)(3) 255,427       SUBAWARD - SPONSORED RESEARCH
(47) FLORIDA DEPARTMENT OF HEALTH
6101 LAKE ELLENOR DRIVE
ORLANDO,FL32809 		59-3502843 STATE OF FL 25,429       SUBAWARD - SPONSORED RESEARCH
(48) FOUNDATION FOR ATLANTA VETERANS EDUCATION AND RESEARCH INC
1670 CLAIRMONT ROAD 151F
DECATUR,GA30033 		58-1857346 501(C)(3) 67,616       SUBAWARD - SPONSORED RESEARCH
(49) FOX CHASE CANCER CENTER FOUNDATION
333 COTTMAN AVENUE
PHILADELPHIA,PA19111 		23-2003072 501(C)(3) 170,194       SUBAWARD - SPONSORED RESEARCH
(50) FRED HUTCHINSON CANCER RESEARCH CENTER
1100 FAIRVIEW AVENUE NORTH
SEATTLE,WA981091024 		23-7156071 501(C)(3) 261,802       SUBAWARD - SPONSORED RESEARCH
(51) GEORGETOWN UNIVERSITY
37TH AND O STREETS NW
WASHINGTON,DC20057 		53-0196603 501(C)(3) 190,697       SUBAWARD - SPONSORED RESEARCH
(52) GEORGIA STATE UNIVERSITY RESEARCH FOUNDATION INC
PO BOX 3999
ATLANTA,GA303023999 		58-1845423 501(C)(3) 35,672       SUBAWARD - SPONSORED RESEARCH
(53) GEORGIA TECH RESEARCH CORPORATION
PO BOX 100117
ATLANTA,GA30384 		58-0603146 501(C)(3) 5,723       SUBAWARD - SPONSORED RESEARCH
(54) GREATER LOS ANGELES VETERANS RESEARCH AND EDUCATION FOUNDATION
PO BOX 25027
LOS ANGELES,CA90025 		83-2316783 501(C)(3) 28,293       SUBAWARD - SPONSORED RESEARCH
(55) GRIFFIN HOSPITAL
130 DIVISION STREET
DERBY,CT06418 		06-0647014 501(C)(3) 300,068       SUBAWARD - SPONSORED RESEARCH
(56) H LEE MOFFITT CANCER CENTER AND RESEARCH INSTITUTE HOSPITAL INC
12902 MAGNOLIA DRIVE
TAMPA,FL33612 		59-3238634 501(C)(3) 170,522       SUBAWARD - SPONSORED RESEARCH
(57) HARTFORD HOSPITAL
80 SEYMOUR STREET
HARTFORD,CT061025037 		06-0646668 501(C)(3) 511,302       SUBAWARD - SPONSORED RESEARCH
(58) HASKINS LABORATORIES INC
300 GEORGE STREET
NEW HAVEN,CT06511 		13-1628174 501(C)(3) 45,608       SUBAWARD - SPONSORED RESEARCH
(59) HEALTH RESEARCH INC
150 BROADWAY NO 560
MENANDS,NY12204 		14-1402155 501(C)(3) 160,073       SUBAWARD - SPONSORED RESEARCH
(60) HENNEPIN HEALTHCARE RESEARCH INSTITUTE
701 PARK AVENUE
MINNEAPOLIS,MN55415 		41-1677920 501(C)(3) 357,831       SUBAWARD - SPONSORED RESEARCH
(61) HENRY FORD HEALTH SYSTEM
ONE FORD PLACE
DETROIT,MI48202 		38-1357020 501(C)(3) 192,370       SUBAWARD - SPONSORED RESEARCH
(62) HENRY M JACKSON FOUNDATION FOR THE ADVANCEMENT OF MILITARY MEDICINE INC
6720A ROCKLEDGE DRIVE SUITE 100
BETHESDA,MD20817 		52-1317896 501(C)(3) 98,625       SUBAWARD - SPONSORED RESEARCH
(63) ICAHN SCHOOL OF MEDICINE AT MOUNT SINAI
ONE GUSTAVE L LEVY PLACE
NEW YORK,NY10029 		13-6171197 501(C)(3) 388,776       SUBAWARD - SPONSORED RESEARCH
(64) INNOVATIONS FOR POVERTY ACTION
1440 G STREET NW
WASHINGTON,DC20005 		06-1660068 501(C)(3) 1,691,411       SUBAWARD - SPONSORED RESEARCH
(65) INOVA HEALTHCARE SERVICES
8095 INNOVATION PARK DRIVE
FAIRFAX,VA22031 		54-0620889 501(C)(3) 9,450       SUBAWARD - SPONSORED RESEARCH
(66) INSTITUTE FOR CLINICAL RESEARCH INC
PO BOX 29545
WASHINGTON,DC20017 		52-1336656 501(C)(3) 93,235       SUBAWARD - SPONSORED RESEARCH
(67) INSTITUTE FOR COMMUNITY RESEARCH INC
TWO HARTFORD SQUARE WEST SUITE 100
HARTFORD,CT061065128 		06-0653116 501(C)(3) 13,981       SUBAWARD - SPONSORED RESEARCH
(68) INSTITUTE FOR MEDICAL RESEARCH INC
508 FULTON STREET
DURHAM,NC27705 		56-1655431 501(C)(3) 29,331       SUBAWARD - SPONSORED RESEARCH
(69) INTER COMMUNITY INC
800 CONNECTICUT BLVD 4TH FLOOR
EAST HARTFORD,CT06108 		06-0954809 501(C)(3) 66,320       SUBAWARD - SPONSORED RESEARCH
(70) JACKSON HEALTH SYSTEM
1500 NW 12TH AVENUE SUITE 803E
MIAMI,FL33136 		59-1713947 501(C)(3) 49,514       SUBAWARD - SPONSORED RESEARCH
(71) JEEON LLC
155 CLAREMONT AVENUE
NEW YORK,NY10027 		47-2575616   37,500       SUBAWARD - SPONSORED RESEARCH
(72) JOHNS HOPKINS UNIVERSITY
3910 KESWICK ROAD
BALTIMORE,MD21211 		52-0595110 501(C)(3) 1,721,174       SUBAWARD - SPONSORED RESEARCH
(73) JOSLIN DIABETES CENTER INC
ONE JOSLIN PLACE
BOSTON,MA022155306 		04-2203836 501(C)(3) 169,307       SUBAWARD - SPONSORED RESEARCH
(74) KAISER FOUNDATION HOSPITALS
1800 HARRISON STREET 16TH FLOOR
OAKLAND,CA946123433 		94-1105628 501(C)(3) 167,192       SUBAWARD - SPONSORED RESEARCH
(75) KIDANGO INC
44000 OLD WARM SPRINGS BLVD
FREMONT,CA94538 		94-2581686 501(C)(3) 84,967       SUBAWARD - SPONSORED RESEARCH
(76) L2 DIAGNOSTICS LLC
PO BOX 8175
NEW HAVEN,CT065300175 		06-1509946   552,722       SUBAWARD - SPONSORED RESEARCH
(77) LAWRENCE LIVERMORE NATIONAL LABORATORY
7000 EAST AVENUE
LIVERMORE,CA94550 		20-5624386 U.S. GOVT 21,928       SUBAWARD - SPONSORED RESEARCH
(78) LEHIGH UNIVERSITY
306 SOUTH NEW STREET SUITE 451
BETHLEHEM,PA18015 		24-0795445 501(C)(3) 128,819       SUBAWARD - SPONSORED RESEARCH
(79) LIBERTY COMMUNITY SERVICES
129 CHURCH STREET MEZZANINE
NEW HAVEN,CT06510 		22-2849124 501(C)(3) 172,733       SUBAWARD - SPONSORED RESEARCH
(80) LOUISIANA STATE UNIVERSITY HEALTH SCIENCES CENTER NEW ORLEANS
433 BOLIVAR STREET
NEW ORLEANS,LA701127021 		72-6087770 STATE OF LA 43,638       SUBAWARD - SPONSORED RESEARCH
(81) MAINEHEALTH
22 BRAMHALL STREET
PORTLAND,ME04102 		01-0238552 501(C)(3) 300,410       SUBAWARD - SPONSORED RESEARCH
(82) MASSACHUSETTS GENERAL HOSPITAL
55 FRUIT STREET
BOSTON,MA02114 		04-2697983 501(C)(3) 1,186,575       SUBAWARD - SPONSORED RESEARCH
(83) MASSACHUSETTS INSTITUTE OF TECHNOLOGY
77 MASSACHUSETTS AVENUE
CAMBRIDGE,MA02139 		04-2103594 501(C)(3) 538,106       SUBAWARD - SPONSORED RESEARCH
(84) MAYO CLINIC
200 FIRST STREET SW
ROCHESTER,MN55905 		41-6011702 501(C)(3) 1,502,202       SUBAWARD - SPONSORED RESEARCH
(85) MEDICAL UNIVERSITY OF SOUTH CAROLINA
1 SOUTH PARK CIRCLE
CHARLESTON,SC29407 		57-6000722 STATE OF SC 1,010,879       SUBAWARD - SPONSORED RESEARCH
(86) MEDSTAR HEALTH RESEARCH INSTITUTE INC
108 IRVING STREET NW
WASHINGTON,DC20010 		52-6056274 501(C)(3) 54,815       SUBAWARD - SPONSORED RESEARCH
(87) MEHARRY MEDICAL COLLEGE
1005 DR D B TODD JR BLVD
NASHVILLE,TN37208 		62-0488046 501(C)(3) 32,851       SUBAWARD - SPONSORED RESEARCH
(88) MIAMI UNIVERSITY
501 HIGH STREET 107 ROUDEBUSH
OXFORD,OH45056 		31-6402089 501(C)(3) 19,924       SUBAWARD - SPONSORED RESEARCH
(89) MICHIGAN STATE UNIVERSITY
426 AUDITORIUM ROAD
EAST LANSING,MI48824 		38-6005984 STATE OF MI 327,028       SUBAWARD - SPONSORED RESEARCH
(90) MIDWESTERN CONNECTICUT COUNCIL ON ALCOHOLISM INC
38 OLD RIDGEBURY ROAD
DANBURY,CT06810 		06-0890278 501(C)(3) 75,000       SUBAWARD - SPONSORED RESEARCH
(91) MIRAGEN THERAPEUTICS INC
6200 LOOKOUT ROAD SUITE 100
BOULDER,CO80301 		20-4362468   83,337       SUBAWARD - SPONSORED RESEARCH
(92) MONTANA STATE UNIVERSITY
PO BOX 172470
BOZEMAN,MT597172470 		81-6010045 STATE OF MT 294,435       SUBAWARD - SPONSORED RESEARCH
(93) MONTANA TECHNOLOGICAL UNIVERSITY
1300 WEST PARK STREET
BUTTE,MT59701 		81-6001654 STATE OF MT 8,945       SUBAWARD - SPONSORED RESEARCH
(94) MONUMENT HEALTH RAPID CITY HOSPITAL INC
PO BOX 3450
RAPID CITY,SD57709 		46-0319070 501(C)(3) 425,117       SUBAWARD - SPONSORED RESEARCH
(95) NARROWS INSTITUTE FOR BIOMEDICAL RESEARCH INC
800 POLY PLACE
BROOKLYN,NY11209 		11-3059470 501(C)(3) 188,862       SUBAWARD - SPONSORED RESEARCH
(96) NATIONAL ASSOCIATION OF STATE EMS OFFICIALS
201 PARK WASHINGTON COURT
FALLS CHURCH,VA22046 		83-0257548 501(C)(3) 106,178       SUBAWARD - SPONSORED RESEARCH
(97) NATIONAL CENTER FOR HEALTH RESEARCH INC
1001 CONNECTICUT AVENUE SUITE 1100
WASHINGTON,DC20036 		52-2169212 501(C)(3) 14,426       SUBAWARD - SPONSORED RESEARCH
(98) NATIONAL WORKFORCE REGISTRY ALLIANCE INC
PO BOX 58190
WASHINGTON,DC200378190 		27-1073451 501(C)(3) 25,000       SUBAWARD - SPONSORED RESEARCH
(99) NEW ENGLAND DISCOVERY PARTNERS LLC
23 BUSINESS PARK DRIVE
BRANFORD,CT06405 		46-1034747   57,762       SUBAWARD - SPONSORED RESEARCH
(100) NEW HANOVER REGIONAL MEDICAL CENTER
2511 DELANEY AVENUE
WILMINGTON,NC28403 		56-0887181 501(C)(3) 7,750       SUBAWARD - SPONSORED RESEARCH
(101) NEW YORK PRESBYTERIAN BROOKLYN METHODIST
506 SIXTH STREET
BROOKLYN,NY11215 		11-1631796 501(C)(3) 8,500       SUBAWARD - SPONSORED RESEARCH
(102) NEW YORK UNIVERSITY
PO BOX 5167
NEW YORK,NY10087 		13-5562308 501(C)(3) 558,762       SUBAWARD - SPONSORED RESEARCH
(103) NORTH CAROLINA STATE UNIVERSITY
CAMPUS BOX 7214
RALEIGH,NC276957214 		56-6000756 STATE OF NC 187,674       SUBAWARD - SPONSORED RESEARCH
(104) NORTHEASTERN UNIVERSITY
360 HUNTINGTON AVENUE
BOSTON,MA02115 		04-1679980 501(C)(3) 377,455       SUBAWARD - SPONSORED RESEARCH
(105) NORTHERN CALIFORNIA INSTITUTE FOR RESEARCH AND EDUCATION INC
4150 CLEMENT STREET
SAN FRANCISCO,CA94121 		94-3084159 501(C)(3) 60,289       SUBAWARD - SPONSORED RESEARCH
(106) NORTHWESTERN UNIVERSITY
633 CLARK STREET
EVANSTON,IL60208 		36-2167817 501(C)(3) 1,152,648       SUBAWARD - SPONSORED RESEARCH
(107) NOVA SOUTHEASTERN UNIVERSITY INC
3301 COLLEGE AVENUE
FORT LAUDERDALE,FL33314 		59-1083502 501(C)(3) 41,300       SUBAWARD - SPONSORED RESEARCH
(108) OCEAN STATE RESEARCH INSTITUTE INC
830 CHALKSTONE AVENUE
PROVIDENCE,RI02908 		05-0440574 501(C)(3) 17,968       SUBAWARD - SPONSORED RESEARCH
(109) OREGON HEALTH & SCIENCE UNIVERSITY
PO BOX 3004
PORTLAND,OR972083003 		93-1176109 STATE OF OR 28,341       SUBAWARD - SPONSORED RESEARCH
(110) OREGON STATE UNIVERSITY
312 KERR ADMINISTRATION BLDG
CORVALLIS,OR97331 		61-1730890 STATE OF OR 135,829       SUBAWARD - SPONSORED RESEARCH
(111) PACIFIC INSTITUTE FOR RESEARCH AND EVALUATION
11720 BELTSVILLE DRIVE SUITE 900
BELTSVILLE,MD20705 		94-2243283 501(C)(3) 41,522       SUBAWARD - SPONSORED RESEARCH
(112) PALO ALTO VETERANS INSTITUTE FOR RESEARCH
3801 MIRANDA AVENUE
PALO ALTO,CA943040038 		77-0207331 501(C)(3) 57,231       SUBAWARD - SPONSORED RESEARCH
(113) PATH
PO BOX 900922
SEATTLE,WA98109 		91-1157127 501(C)(3) 151,131       SUBAWARD - SPONSORED RESEARCH
(114) PENNSYLVANIA STATE UNIVERSITY
201 OLD MAIN
UNIVERSITY PARK,PA16802 		24-6000376 STATE OF PA 450,370       SUBAWARD - SPONSORED RESEARCH
(115) PORTLAND STATE UNIVERSITY
PO BOX 751
PORTLAND,OR972070751 		48-1278529 STATE OF OR 38,756       SUBAWARD - SPONSORED RESEARCH
(116) PORTLAND VA RESEARCH FOUNDATION
PO BOX 19832
PORTLAND,OR972800832 		94-3090170 501(C)(3) 104,719       SUBAWARD - SPONSORED RESEARCH
(117) PRESBYTERIAN HEALTHCARE SERVICES
PO BOX 27728
ALBUQUERQUE,NM87125 		85-0105601 501(C)(3) 106,885       SUBAWARD - SPONSORED RESEARCH
(118) PRESIDENT AND FELLOWS OF HARVARD COLLEGE
1033 MASSACHUSETTS AVENUE
CAMBRIDGE,MA02138 		04-2103580 501(C)(3) 2,244,077       SUBAWARD - SPONSORED RESEARCH
(119) PRISMA HEALTH - UPSTATE
605 GROVE ROAD
GREENVILLE,SC29605 		81-1723202 501(C)(3) 462,861       SUBAWARD - SPONSORED RESEARCH
(120) PROJECT ACCESS OF NEW HAVEN INC
PO BOX 9293
NEW HAVEN,CT06533 		26-4379967 501(C)(3) 8,298       SUBAWARD - SPONSORED RESEARCH
(121) PROPAGENIX INC
9605 MEDICAL CENTER DRIVE SUITE 325
ROCKVILLE,MD20850 		46-2913183   21,190       SUBAWARD - SPONSORED RESEARCH
(122) PURDUE UNIVERSITY
2550 NORTHWESTERN AVE SUITE 1100
WEST LAFAYETTE,IN47906 		35-6002041 501(C)(3) 8,008       SUBAWARD - SPONSORED RESEARCH
(123) REGENTS OF THE UNIVERSITY MICHIGAN
G395 WOLVERINE TOWER LOW RISE
ANN ARBOR,MI481091279 		38-6006309 501(C)(3) 477,516       SUBAWARD - SPONSORED RESEARCH
(124) REGENTS OF THE UNIVERSITY OF COLORADO
PO BOX 910238
DENVER,CO802910238 		84-6000555 501(C)(3) 262,707       SUBAWARD - SPONSORED RESEARCH
(125) REGENTS OF THE UNIVERSITY OF MINNESOTA
2221 UNIVERSITY AVENUE SUITE 111
MINNEAPOLIS,MN55414 		41-6007513 STATE of MN 350,734       SUBAWARD - SPONSORED RESEARCH
(126) RENSSELAER POLYTECHNIC INSTITUTE
110 EIGHTH STREET
TROY,NY121803590 		14-1340095 501(C)(3) 66,085       SUBAWARD - SPONSORED RESEARCH
(127) RESEARCH FOUNDATION FOR MENTAL HYGIENE INC
150 BROADWAY NO 301
MENANDS,NY12204 		14-1410842 501(C)(3) 987,985       SUBAWARD - SPONSORED RESEARCH
(128) RESEARCH FOUNDATION OF THE CITY UNIVERSITY OF NEW YORK
230 WEST 41ST STREET
NEW YORK,NY10036 		13-1988190 501(C)(3) 22,348       SUBAWARD - SPONSORED RESEARCH
(129) RESEARCH TRIANGLE INSTITUTE
PO BOX 900002
RALEIGH,NC276759000 		56-0686338 501(C)(3) 239,988       SUBAWARD - SPONSORED RESEARCH
(130) RHODE ISLAND HOSPITAL
167 POINT STREET
PROVIDENCE,RI02903 		05-0258954 501(C)(3) 440,277       SUBAWARD - SPONSORED RESEARCH
(131) RICE UNIVERSITY
PO BOX 1893
HOUSTON,TX772511892 		74-1109620 501(C)(3) 213,450       SUBAWARD - SPONSORED RESEARCH
(132) ROSALIND FRANKLIN UNIVERSITY OF MEDICINE AND SCIENCE
3333 GREEN BAY ROAD
NORTH CHICAGO,IL60064 		36-2181973 501(C)(3) 13,464       SUBAWARD - SPONSORED RESEARCH
(133) RUSH UNIVERSITY MEDICAL CENTER
1700 W VAN BUREN STREET SUITE 277
CHICAGO,IL60612 		36-2174823 501(C)(3) 86,714       SUBAWARD - SPONSORED RESEARCH
(134) RUTGERS THE STATE UNIVERSITY
33 KNIGHTSBRIDGE ROAD
PISCATAWAY,NJ08854 		22-6001086 STATE OF NJ 62,622       SUBAWARD - SPONSORED RESEARCH
(135) SCHOOL-BASED HEALTH ALLIANCE
1010 VERMONT AVENUE NW SUITE 816
WASHINGTON,DC20005 		54-1752058 501(C)(3) 117,814       SUBAWARD - SPONSORED RESEARCH
(136) SCIENCE COMMUNICATION LAB INC
600 16TH STREET
SAN FRANCISCO,CA94143 		47-2404616 501(C)(3) 122,310       SUBAWARD - SPONSORED RESEARCH
(137) SEATTLE CHILDREN'S HOSPITAL
PO BOX 24728
SEATTLE,WA981240728 		91-0564748 501(C)(3) 792,714       SUBAWARD - SPONSORED RESEARCH
(138) SENTARA HOSPITALS
600 GRESHAM DRIVE
NORFOLK,VA23507 		54-1547408 501(C)(3) 11,550       SUBAWARD - SPONSORED RESEARCH
(139) SIEMENS MEDICAL SOLUTIONS USA INC
810 INNOVATION DRIVE
KNOXVILLE,TN37932 		22-2417778   57,994       SUBAWARD - SPONSORED RESEARCH
(140) SLOAN KETTERING INSTITUE FOR CANCER RESEARCH
PO BOX 27084
NEW YORK,NY10087 		13-1624182 501(C)(3) 500,260       SUBAWARD - SPONSORED RESEARCH
(141) SOUTHERN CONNECTICUT STATE UNIVERSITY
501 CRESCENT STREET
NEW HAVEN,CT06515 		06-1363115 STATE OF CT 45,361       SUBAWARD - SPONSORED RESEARCH
(142) ST JUDE CHILDREN'S RESEARCH HOSPITAL INC
PO BOX 1000
MEMPHIS,TN381480949 		62-0646012 501(C)(3) 146,127       SUBAWARD - SPONSORED RESEARCH
(143) STANFORD UNIVERSITY
PO BOX 44253
SAN FRANCISCO,CA941444253 		94-1156365 501(C)(3) 783,153       SUBAWARD - SPONSORED RESEARCH
(144) STANLEY STREET TREATMENT & RESOURCES INC
386 STANLEY STREET
FALL RIVER,MA02720 		04-2604426 501(C)(3) 21,283       SUBAWARD - SPONSORED RESEARCH
(145) STATE OF CONNECTICUT
410 CAPITOL AVENUE
HARTFORD,CT061340308 		06-6000798 STATE OF CT 155,192       SUBAWARD - SPONSORED RESEARCH
(146) TAMPA GENERAL HOSPITAL
PO BOX 1289
TAMPA,FL33601 		59-3458145 501(C)(3) 94,074       SUBAWARD - SPONSORED RESEARCH
(147) TEMPLE UNIVERSITY
1316 W ONTARIO STREET
PHILADELPHIA,PA19140 		23-1365971 501(C)(3) 367,087       SUBAWARD - SPONSORED RESEARCH
(148) TEXAS A&M ENGINEERING EXPERIMENT STATION
400 HARVEY MITCHELL PKWY
COLLEGE STATION,TX778454375 		74-1974733 STATE OF TX 68,322       SUBAWARD - SPONSORED RESEARCH
(149) TEXAS CHRISTIAN UNIVERSITY
TCU BOX 297011
FORT WORTH,TX76129 		75-0827465 501(C)(3) 184,914       SUBAWARD - SPONSORED RESEARCH
(150) TEXAS STATE UNIVERSITY
601 UNIVERSITY DRIVE
SAN MARCOS,TX78666 		74-6002248 STATE OF TX 30,435       SUBAWARD - SPONSORED RESEARCH
(151) THE BOARD OF TRUSTEES OF THE UNIVERSITY OF ILLINOIS
28395 NETWORK PLACE
CHICAGO,IL606731283 		37-6000511 501(C)(3) 76,167       SUBAWARD - SPONSORED RESEARCH
(152) THE BRIGHAM AND WOMEN'S HOSPITAL INC
PO BOX 3887
BOSTON,MA022413887 		04-2312909 501(C)(3) 1,148,177       SUBAWARD - SPONSORED RESEARCH
(153) THE BROAD INSTITUTE INC
415 MAIN STREET
CAMBRIDGE,MA02142 		26-3428781 501(C)(3) 609,238       SUBAWARD - SPONSORED RESEARCH
(154) THE BRONX VETERANS MEDICAL RESEARCH FOUNDATION INC
130 W KINGSBRIDGE ROAD
BRONX,NY10468 		13-3699250 501(C)(3) 142,844       SUBAWARD - SPONSORED RESEARCH
(155) THE CDM GROUP INC
7500 OLD GEORGETOWN ROAD SUITE 900
BETHESDA,MD20814 		52-1506410   81,085       SUBAWARD - SPONSORED RESEARCH
(156) THE CHILDREN'S HOSPITAL OF PHILADELPHIA
3401 CIVIC CENTER BOULEVARD
PHILADELPHIA,PA191781457 		23-1352166 501(C)(3) 9,020       SUBAWARD - SPONSORED RESEARCH
(157) THE CLEVELAND CLINIC FOUNDATION
9500 EUCLID AVENUE
CLEVELAND,OH441950001 		34-0714585 501(C)(3) 127,823       SUBAWARD - SPONSORED RESEARCH
(158) THE FEINSTEIN INSTITUTE FOR MEDICAL RESEARCH
972 BRUSH HOLLOW ROAD 5TH FLOOR
WESTBURY,NY11590 		11-2673595 501(C)(3) 341,145       SUBAWARD - SPONSORED RESEARCH
(159) THE GEORGE WASHINGTON UNIVERSITY
45155 RESEARCH PLACE
ASHBURN,VA201474198 		53-0196584 501(C)(3) 124,224       SUBAWARD - SPONSORED RESEARCH
(160) THE HOWARD UNIVERSITY
525 BRYANT STREET NW
WASHINGTON,DC20059 		53-0204707 501(C)(3) 17,133       SUBAWARD - SPONSORED RESEARCH
(161) THE JACKSON LABORATORY
610 MAIN STREET
BAR HARBOR,ME046091500 		01-0211513 501(C)(3) 179,198       SUBAWARD - SPONSORED RESEARCH
(162) THE JOHN B PIERCE LABORATORY INC
290 CONGRESS AVENUE
NEW HAVEN,CT06519 		06-0646780 501(C)(3) 171,332       SUBAWARD - SPONSORED RESEARCH
(163) THE LOWELL GENERAL HOSPITAL
295 VARNUM AVUENUE
LOWELL,MA01854 		04-2103590 501(C)(3) 17,354       SUBAWARD - SPONSORED RESEARCH
(164) THE MASSACHUSETTS GREEN HIGH PERFORMANCE COMPUTING CENTER INC
100 BIGELOW STREET
HOLYOKE,MA01040 		27-3014805 501(C)(3) 33,062       SUBAWARD - SPONSORED RESEARCH
(165) THE MCLEAN HOSPITAL CORPORATION
399 REVOLUTION DRIVE NO 645
SOMERVILLE,MA021451446 		04-2697981 501(C)(3) 808,698       SUBAWARD - SPONSORED RESEARCH
(166) THE MIRIAM HOSPITAL
167 POINT STREET
PROVIDENCE,RI029034771 		05-0258905 501(C)(3) 16,025       SUBAWARD - SPONSORED RESEARCH
(167) THE NATURE OF CITIES
415 E 52ND STREET
NEW YORK,NY10022 		46-1668772 501(C)(3) 27,016       SUBAWARD - SPONSORED RESEARCH
(168) THE REGENTS OF THE UNIVERSITY OF CALIFORNIA SAN FRANCISCO
1855 FOLSOM STREET
SAN FRANCISCO,CA94143 		94-6036493 501(C)(3) 573,069       SUBAWARD - SPONSORED RESEARCH
(169) THE RESEARCH FOUNDATION FOR THE STATE UNIVERSITY OF NEW YORK
PO BOX 9
ALBANY,NY12201 		14-1368361 501(C)(3) 1,463,287       SUBAWARD - SPONSORED RESEARCH
(170) THE SALK INSTITUTE FOR BIOLOGICAL STUDIES
10010 N TORREY PINES ROAD
LA JOLLA,CA92037 		95-2160097 501(C)(3) 823,635       SUBAWARD - SPONSORED RESEARCH
(171) THE SCRIPPS RESEARCH INSTITUTE
10551 NORTH TORREY PINES ROAD
LA JOLLA,CA92037 		33-0435954 501(C)(3) 77,123       SUBAWARD - SPONSORED RESEARCH
(172) THE STAMFORD HOSPITAL
PO BOX 9317
STAMFORD,CT06904 		06-0646917 501(C)(3) 8,289       SUBAWARD - SPONSORED RESEARCH
(173) THE TRANSLATIONAL GENOMICS RESEARCH INSTITUTE
445 NORTH FIFTH STREET SUITE 600
PHOENIX,AZ85004 		75-3065445 501(C)(3) 326,818       SUBAWARD - SPONSORED RESEARCH
(174) THE TRUSTEES OF COLUMBIA UNIVERSITY IN THE CITY OF NEW YORK
PO BOX 29789
NEW YORK,NY100277922 		13-5598093 501(C)(3) 1,568,921       SUBAWARD - SPONSORED RESEARCH
(175) THE TRUSTEES OF PRINCETON UNIVERSITY
701 CARNEGIE CENTER SUITE 443
PRINCETON,NJ08540 		21-0634501 501(C)(3) 46,874       SUBAWARD - SPONSORED RESEARCH
(176) THE UNIVERSITY OF ARIZONA
1303 E UNIVERSITY BLVD BOX 3
TUCSON,AZ857160521 		74-2652689 STATE OF AZ 21,643       SUBAWARD - SPONSORED RESEARCH
(177) THE UNIVERSITY OF IOWA
118 S CLINTON STREET
IOWA CITY,IA52242 		42-6004813 STATE OF IA 63,416       SUBAWARD - SPONSORED RESEARCH
(178) THE UNIVERSITY OF OKLAHOMA
PO BOX 26901
OKLAHOMA CITY,OK731260901 		73-6017987 STATE OF OK 124,752       SUBAWARD - SPONSORED RESEARCH
(179) THE UNIVERSITY OF RHODE ISLAND
70 LOWER COLLEGE ROAD
KINGSTON,RI028810811 		05-6000522 501(C)(3) 609,418       SUBAWARD - SPONSORED RESEARCH
(180) THE UNIVERSITY OF SOUTH CAROLINA
1600 HAMPTON STREET
COLUMBIA,SC29208 		57-6001153 STATE OF SC 39,104       SUBAWARD - SPONSORED RESEARCH
(181) THE UNIVERSITY OF TENNESSEE
210 STUDENT SERVICES BUILDING
KNOXVILLE,TN379960225 		62-6001636 STATE OF TN 20,554       SUBAWARD - SPONSORED RESEARCH
(182) THE UNIVERSITY OF TEXAS AT AUSTIN
2500 SPEEDWAY
AUSTIN,TX78712 		74-6000203 STATE OF TX 554,781       SUBAWARD - SPONSORED RESEARCH
(183) THE UNIVERSITY OF TEXAS HEALTH SCIENCE CENTER AT HOUSTON
7000 FANNIN STREET
HOUSTON,TX77030 		74-1761309 STATE OF TX 14,101       SUBAWARD - SPONSORED RESEARCH
(184) THE UNIVERSITY OF TEXAS SOUTHWESTERN MEDICAL CENTER
PO BOX 841765
DALLAS,TX752841765 		75-6002868 STATE OF TX 980,393       SUBAWARD - SPONSORED RESEARCH
(185) THE WISTAR INSTITUTE OF ANATOMY AND BIOLOGY
3601 SPRUCE STREET
PHILADELPHIA,PA19104 		23-6434390 501(C)(3) 54,162       SUBAWARD - SPONSORED RESEARCH
(186) THOMAS JEFFERSON UNIVERSITY
125 S 9TH STREET
PHILADELPHIA,PA19107 		23-1352651 501(C)(3) 6,250       SUBAWARD - SPONSORED RESEARCH
(187) TRIAD NATIONAL SECURITY LLC
PO BOX 1663
LOS ALAMOS,NM875450001 		82-3291283   87,114       SUBAWARD - SPONSORED RESEARCH
(188) TRUSTEES OF BOSTON UNIVERSITY
881 COMMONWEALTH AVENUE
BOSTON,MA022151303 		04-2103547 501(C)(3) 344,019       SUBAWARD - SPONSORED RESEARCH
(189) TRUSTEES OF DARTMOUTH COLLEGE
11 ROPE FERRY ROAD
HANOVER,NH037551404 		02-0222111 501(C)(3) 86,505       SUBAWARD - SPONSORED RESEARCH
(190) TRUSTEES OF THE UNIVERSITY OF PENNSYLVANIA
3451 WALNUT STREET
PHILADELPHIA,PA191046205 		23-1352685 501(C)(3) 1,966,725       SUBAWARD - SPONSORED RESEARCH
(191) TUFTS MEDICAL CENTER INC
800 WASHINGTON STREET
BOSTON,MA02111 		04-3400617 501(C)(3) 88,740       SUBAWARD - SPONSORED RESEARCH
(192) TUFTS UNIVERSITY
169 HOLLAND STREET
SOMERVILLE,MA02144 		04-2103634 501(C)(3) 62,785       SUBAWARD - SPONSORED RESEARCH
(193) UIH AMERICA INC
9230 KIRBY DRIVE SUITE 600
HOUSTON,TX77054 		46-2408342   859,261       SUBAWARD - SPONSORED RESEARCH
(194) UNIVERSITY OF ALABAMA AT BIRMINGHAM
701 20TH STREET S
BIRMINGHAM,AL352940111 		63-6005396 501(C)(3) 408,877       SUBAWARD - SPONSORED RESEARCH
(195) UNIVERSITY OF CALIFORNIA BERKELEY
2195 HEARST AVENUE
BERKELEY,CA947201103 		94-6002123 501(C)(3) 131,362       SUBAWARD - SPONSORED RESEARCH
(196) UNIVERSITY OF CALIFORNIA LOS ANGELES
405 HILGARD AVENUE
LOS ANGELES,CA900959000 		95-6006143 501(C)(3) 814,055       SUBAWARD - SPONSORED RESEARCH
(197) UNIVERSITY OF CALIFORNIA DAVIS
ONE SHIELDS AVENUE
DAVIS,CA95616 		94-6036494 501(C)(3) 760,345       SUBAWARD - SPONSORED RESEARCH
(198) UNIVERSITY OF CALIFORNIA IRVINE
120 THEORY SUITE 200
IRVINE,CA926971050 		95-2226406 501(C)(3) 7,706       SUBAWARD - SPONSORED RESEARCH
(199) UNIVERSITY OF CALIFORNIA RIVERSIDE
900 UNIVERSITY AVENUE
RIVERSIDE,CA92521 		95-6006142 501(C)(3) 11,117       SUBAWARD - SPONSORED RESEARCH
(200) UNIVERSITY OF CALIFORNIA SAN DIEGO
9500 GILMAN DRIVE
LA JOLLA,CA920930009 		95-6006144 501(C)(3) 147,538       SUBAWARD - SPONSORED RESEARCH
(201) UNIVERSITY OF CHICAGO
6054 SOUTH DREXEL AVENUE
CHICAGO,IL60637 		36-2177139 501(C)(3) 819,955       SUBAWARD - SPONSORED RESEARCH
(202) UNIVERSITY OF CINCINNATI
51 GOODMAN DRIVE
CINCINNATI,OH452210641 		31-6000989 STATE OF OH 197,700       SUBAWARD - SPONSORED RESEARCH
(203) UNIVERSITY OF CONNECTICUT
438 WHITNEY AVENUE
STORRS,CT062691133 		06-0772160 STATE OF CT 200,292       SUBAWARD - SPONSORED RESEARCH
(204) UNIVERSITY OF CONNECTICUT HEALTH
263 FARMINGTON AVENUE
FARMINGTON,CT060305335 		52-1725543 STATE OF CT 714,853       SUBAWARD - SPONSORED RESEARCH
(205) UNIVERSITY OF DELAWARE
116 STUDENT SERVICES BLDG
NEWARK,DE19716 		51-6000297 501(C)(3) 25,924       SUBAWARD - SPONSORED RESEARCH
(206) UNIVERSITY OF FLORIDA
PO BOX 113001
GAINESVILLE,FL326113001 		59-6002052 STATE OF FL 305,942       SUBAWARD - SPONSORED RESEARCH
(207) UNIVERSITY OF GEORGIA RESEARCH FOUNDATION INC
310 EAST CAMPUS ROAD
ATHENS,GA30602 		58-1353149 501(C)(3) 464,497       SUBAWARD - SPONSORED RESEARCH
(208) UNIVERSITY OF KENTUCKY RESEARCH FOUNDATION
301 PETERSON SERVICE BUILDING
LEXINGTON,KY40506 		61-6033693 501(C)(3) 195,371       SUBAWARD - SPONSORED RESEARCH
(209) UNIVERSITY OF LOUISVILLE
300 EAST MARKET STREET SUITE 300
LOUISVILLE,KY402021959 		61-1014882 STATE OF KY 22,219       SUBAWARD - SPONSORED RESEARCH
(210) UNIVERSITY OF MARYLAND
30665 STUDENT SERVICES CENTER LANE
PRINCESS ANNE,MD21853 		52-6002033 STATE OF MD 554,067       SUBAWARD - SPONSORED RESEARCH
(211) UNIVERSITY OF MASSACHUSETTS
100 MORRISSEY BLVD
BOSTON,MA021253393 		04-3167352 STATE OF MA 831,208       SUBAWARD - SPONSORED RESEARCH
(212) UNIVERSITY OF MIAMI
PO BOX 248106
CORAL GABLES,FL331242912 		59-0624458 501(C)(3) 387,455       SUBAWARD - SPONSORED RESEARCH
(213) UNIVERSITY OF NEBRASKA
985045 NEBRASKA MEDICAL CENTER
OMAHA,NE681985045 		47-0049123 501(C)(3) 42,093       SUBAWARD - SPONSORED RESEARCH
(214) UNIVERSITY OF NEW MEXICO
1 UNIVERSITY OF NEW MEXICO
ALBUQUERQUE,NM871315041 		85-6000642 STATE OF NM 324,474       SUBAWARD - SPONSORED RESEARCH
(215) UNIVERSITY OF NORTH CAROLINA AT CHAPEL HILL
104 AIRPORT DRIVE
CHAPEL HILL,NC275991270 		56-6001393 501(C)(3) 1,728,629       SUBAWARD - SPONSORED RESEARCH
(216) UNIVERSITY OF NOTRE DAME
836A GRACE HALL
NOTRE DAME,IN465565612 		35-0868188 501(C)(3) 280,944       SUBAWARD - SPONSORED RESEARCH
(217) UNIVERSITY OF OREGON
PO BOX 3237
EUGENE,OR97403 		46-4727800 STATE OF OR 97,820       SUBAWARD - SPONSORED RESEARCH
(218) UNIVERSITY OF PITTSBURGH
500 ROSS STREET
PITTSBURGH,PA152620001 		25-0965591 501(C)(3) 589,545       SUBAWARD - SPONSORED RESEARCH
(219) UNIVERSITY OF PUERTO RICO
PO BOX 365067
SAN JUAN,PR009365067 		66-0433760 PUERTO RICO 285,329       SUBAWARD - SPONSORED RESEARCH
(220) UNIVERSITY OF ROCHESTER
910 GENESSEE STREET SUITE 200
ROCHESTER,NY14611 		16-0743209 501(C)(3) 399,659       SUBAWARD - SPONSORED RESEARCH
(221) UNIVERSITY OF SOUTH FLORIDA
PO BOX 864569
ORLANDO,FL328864568 		59-3102112 STATE OF FL 50,164       SUBAWARD - SPONSORED RESEARCH
(222) UNIVERSITY OF SOUTHERN CALIFORNIA
4676 ADMIRALTY WAY
MARINA DEL REY,CA90292 		95-1642394 501(C)(3) 236,723       SUBAWARD - SPONSORED RESEARCH
(223) UNIVERSITY OF TEXAS MEDICAL BRANCH AT GALVESTON
PO BOX 660120
DALLAS,TX752660120 		74-6000949 STATE OF TX 10,846       SUBAWARD - SPONSORED RESEARCH
(224) UNIVERSITY OF THE VIRGIN ISLANDS
2 JOHN BREWERS BAY
ST THOMAS,VI00802 		66-0432514 501(C)(3) 148,006       SUBAWARD - SPONSORED RESEARCH
(225) UNIVERSITY OF UTAH
201 SOUTH PRESIDENTS CIRCLE 411
SALT LAKE CITY,UT84112 		87-6000525 501(C)(3) 391,105       SUBAWARD - SPONSORED RESEARCH
(226) UNIVERSITY OF VERMONT AND STATE AGRICULTURAL COLLEGE
85 SOUTH PROSPECT STREET
BURLINGTON,VT05405 		03-0179440 501(C)(3) 210,901       SUBAWARD - SPONSORED RESEARCH
(227) UNIVERSITY OF VIRGINIA
PO BOX 400195
CHARLOTTESVILLE,VA229044195 		54-6001796 STATE OF VA 504,123       SUBAWARD - SPONSORED RESEARCH
(228) UNIVERSITY OF WASHINGTON
4300 ROOSEVELT WAY NE BOX 354965
SEATTLE,WA98105 		91-6001537 STATE of WA 833,825       SUBAWARD - SPONSORED RESEARCH
(229) UNIVERSITY OF WISCONSIN SYSTEM
780 REGENT STREET
MADISON,WI53706 		39-1805963 STATE OF WI 91,870       SUBAWARD - SPONSORED RESEARCH
(230) URBAN COMMUNITY ALLIANCE
446A BLAKE STREET
NEW HAVEN,CT06515 		06-1324343 501(C)(3) 219,254       SUBAWARD - SPONSORED RESEARCH
(231) UTAH STATE UNIVERSITY
2400 OLD MAIN HILL
LOGAN,UT84322 		87-6000528 501(C)(3) 14,714       SUBAWARD - SPONSORED RESEARCH
(232) VA CONNECTICUT RESEARCH AND EDUCATION FOUNDATION
950 CAMPBELL AVENUE NO 151
WEST HAVEN,CT06516 		20-2206467 501(C)(3) 411,720       SUBAWARD - SPONSORED RESEARCH
(233) VANDERBILT UNIVERSITY
2301 VANDERBILT PLACE
NASHVILLE,TN372351665 		62-0476822 501(C)(3) 449,361       SUBAWARD - SPONSORED RESEARCH
(234) VANDERBILT UNIVERSITY MEDICAL CENTER
1161 21ST AVENUE SOUTH
NASHVILLE,TN37232 		35-2528741 501(C)(3) 587,264       SUBAWARD - SPONSORED RESEARCH
(235) VETERANS EDUCATION AND RESEARCH ASSOCIATION OF NORTHERN NEW ENGLAND INC
PO BOX 4655
WHITE RIVER JUNCTION,VT05001 		22-3091219 501(C)(3) 181,090       SUBAWARD - SPONSORED RESEARCH
(236) VIRGINIA COMMONWEALTH UNIVERSITY
PO BOX 843039
RICHMOND,VA232843039 		54-6001758 STATE OF VA 13,651       SUBAWARD - SPONSORED RESEARCH
(237) VIRGINIA POLYTECHNIC INSTITUTE AND STATE UNIVERSITY
300 TURNER STREET NW
BLACKSBURG,VA24061 		54-6001805 STATE OF VA 26,479       SUBAWARD - SPONSORED RESEARCH
(238) VIRSCIO INC
4 SCIENCE PARK 4TH FLOOR
NEW HAVEN,CT06511 		04-3682460   96,223       SUBAWARD - SPONSORED RESEARCH
(239) VISAGE IMAGING INC
12625 HIGH BUFF DRIVE SUITE 205
SAN DIEGO,CA92130 		37-1551308   42,214       SUBAWARD - SPONSORED RESEARCH
(240) WAKE FOREST UNIVERSITY HEALTH SCIENCES
MEDICAL CENTER BLVD
WINSTONSALEM,NC27157 		22-3849199 501(C)(3) 106,444       SUBAWARD - SPONSORED RESEARCH
(241) WASHINGTON UNIVERSITY
1 BROOKINGS DRIVE
ST LOUIS,MO63130 		43-0653611 501(C)(3) 553,811       SUBAWARD - SPONSORED RESEARCH
(242) WAYNE STATE UNIVERSITY
PO BOX 02788
DETROIT,MI48202 		38-6028429 501(C)(3) 287,304       SUBAWARD - SPONSORED RESEARCH
(243) WEILL MEDICAL COLLEGE OF CORNELL UNIVERSITY
575 LEXINGTON AVENUE 9TH FLOOR
NEW YORK,NY10022 		13-1623978 501(C)(3) 458,708       SUBAWARD - SPONSORED RESEARCH
(244) WEST HAVEN VAMC
950 CAMPBELL AVENUE
WEST HAVEN,CT06516 		06-1379945 US GOVT 48,097       SUBAWARD - SPONSORED RESEARCH
(245) WEST VIRGINIA UNIVERSITY
ONE WATERFRONT PLACE
MORGANTOWN,WV265066005 		55-6000842 STATE OF WV 163,406       SUBAWARD - SPONSORED RESEARCH
(246) DOROT INC
171 WEST 85TH STREET
NEW YORK,NY10024 		13-3264005 501(C)(3) 50,000       DAF DISTRIBUTION
(247) NEIGHBORHOOD MUSIC SCHOOL INC
100 AUDUBON STREET
NEW HAVEN,CT06510 		06-0662152 501(C)(3) 1,600       DAF DISTRIBUTION
(248) UNITED JEWISH APPEAL FEDERATION OF JEWISH PHILANTHROPIES OF NEW YORK INC
130 EAST 59TH STREET
NEW YORK,NY100221302 		51-0172429 501(C)(3) 50,000       DAF DISTRIBUTION
(249) UNIVERSITY OF CHICAGO
6054 DREXEL AVENUE
CHICAGO,IL60637 		36-2177139 501(C)(3) 100,000       DAF DISTRIBUTION
(250) YES PREP PUBLIC SCHOOLS INC
5455 SOUTH LOOP EAST FREEWAY
HOUSTON,TX77033 		76-0563835 501(C)(3) 200,000       DAF DISTRIBUTION
(251) ACHIEVEMENT FIRST INC
370 JAMES STREET SUITE 404
NEW HAVEN,CT06513 		65-1203744 501(C)(3) 100,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(252) APOSTLE IMMIGRANT SERVICES
81 SALTONSTALL AVENUE
NEW HAVEN,CT06513 		27-1023812 501(C)(3) 7,500       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(253) ARTE INC
26 ATWATER STREET
NEW HAVEN,CT06513 		54-2138181 501(C)(3) 15,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(254) ARTS COUNCIL OF GREATER NEW HAVEN INC
70 AUDUBON STREET
NEW HAVEN,CT06510 		06-6082782 501(C)(3) 22,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(255) AURELIAN HONOR SOCIETY INCORPORATED
206 ELM STREET
NEW HAVEN,CT06511 		06-6071632 501(C)(3) 18,634       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(256) BEREAVEMENT CARE NETWORK INC
PO BOX 8152
NEW HAVEN,CT06530 		46-4410610 501(C)(3) 11,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(257) BETHEL AFRICAN METHODIST EPISCOPAL CHURCH
255 GOEFFE STREET
NEW HAVEN,CT06511 		22-2580617   10,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(258) BEULAH LAND DEVELOPMENT CORP
774 ORCHARD STREET
NEW HAVEN,CT06511 		06-1419774 501(C)(3) 10,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(259) BHCARE INC
127 WASHINGTON AVENUE
NEW HAVEN,CT06473 		22-2598799 501(C)(3) 6,500       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(260) BREAKTHROUGH CHURCH INC
481 SHELTON AVENUE
HAMDEN,CT06517 		46-1273264 501(C)(3) 15,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(261) CALVIN HILL DAY CARE CENTER
150 HIGHLAND STREET
NEW HAVEN,CT06511 		06-0865321 501(C)(3) 25,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(262) CHABAD AT YALE UNIVERSITY INC
36 LYNWOOD PLACE
NEW HAVEN,CT06511 		45-2786550 501(C)(3) 100,637       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(263) CHRIST CHAPEL
220 DIXWELL AVENUE
NEW HAVEN,CT06511 		06-1168169   11,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(264) CHRISTIAN LOVE CENTER CHURCH INC
154 DERBY AVENUE
NEW HAVEN,CT06511 		06-1400060 501(C)(3) 10,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(265) CITYSEED INC
817 GRAND AVENUE NO 101
NEW HAVEN,CT06511 		83-0397621 501(C)(3) 16,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(266) CLIFFORD W BEERS GUIDANCE CLINIC INC
93 EDWARDS STREET
NEW HAVEN,CT06511 		06-0646757 501(C)(3) 220,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(267) COLUMBUS HOUSE INC
586 ELLA T GRASSO BOULEVARD
NEW HAVEN,CT06519 		22-2511873 501(C)(3) 55,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(268) COMMUNITY BONDS INC
19 GRAND AVENUE
NEW HAVEN,CT06513 		81-2912950 501(C)(3) 7,500       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(269) COMMUNITY SOUP KITCHEN INCORPORATED
84 BROADWAY
NEW HAVEN,CT06511 		06-1071804 501(C)(3) 10,110       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(270) COMMUNITY MEDIATION INC
1253 WHITNEY AVENUE
HAMDEN,CT06517 		06-1039800 501(C)(3) 10,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(271) CONCEPTS FOR ADAPTIVE LEARNING
PO BOX 8264
NEW HAVEN,CT06530 		06-1623641 501(C)(3) 10,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(272) CONNECTICUT CENTER FOR NONVIOLENCE
PO BOX 1085
HARTFORD,CT06143 		06-0890808 501(C)(3) 7,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(273) CONSTRUCTION WORKFORCE INITIATIVE 2 INC
547 CENTER STREET
MERIDEN,CT06450 		74-3227736   15,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(274) CPEN-COMMUNITY PLACEMAKING ENGAGEMENT NETWORK
157 CHURCH STREET 19TH FLOOR
NEW HAVEN,CT06510 		83-4416533 501(C)(3) 11,250       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(275) DOMINICAN SISTERS OF PEACE
2320 AIRPORT DRIVE
COLUMBUS,OH43219 		26-3550703 501(C)(3) 6,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(276) DOWNTOWN EVENING SOUP KITCHEN INC
PO BOX 1478
NEW HAVEN,CT06506 		22-2985448 501(C)(3) 34,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(277) DWIGHT HALL AT YALE
PO BOX 209008
NEW HAVEN,CT06509 		06-0653140 501(C)(3) 47,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(278) ECONOMETRIC SOCIETY INC
30 HILLHOUSE AVENUE
NEW HAVEN,CT06511 		32-0402835 501(C)(3) 28,500       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(279) ECONOMIC DEVELOPMENT CORPORATION OF NEW HAVEN
PO BOX 1576
NEW HAVEN,CT06506 		26-1854785 501(C)(3) 7,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(280) FAIR HAVEN COMMUNITY HEALTH CLINIC INC
374 GRAND AVENUE
NEW HAVEN,CT06513 		06-0883545 501(C)(3) 10,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(281) FAITH INSPIRED SERVANTS HELPING OTHERS REACH SERVICES
748 PINE ROCK AVENUE
HAMDEN,CT06514 		27-2114090 501(C)(3) 20,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(282) FAITH POWER DELIVERANCE CENTER
78 PLYMOUTH STREET
NEW HAVEN,CT06511 		74-3178289 501(C)(3) 10,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(283) FAITH TEMPLE REVIVAL CENTER INC
834 DIXWELL AVENUE
HAMDEN,CT06514 		06-1172561 501(C)(3) 10,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(284) FARNAM NEIGHBORHOOD HOUSE INC
162 FILMORE STREET
NEW HAVEN,CT06513 		06-0646633 501(C)(3) 7,500       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(285) FIRST CALVARY BAPTIST CHURCH
605 DIXWELL AVENUE
NEW HAVEN,CT06511 		06-1173497 501(C)(3) 25,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(286) FISH OF GREATER NEW HAVEN INC
P O BOX 8552
NEW HAVEN,CT06531 		23-7090083 501(C)(3) 25,850       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(287) FRIENDS CENTER FOR CHILDREN
225 EAST GRAND AVENUE
NEW HAVEN,CT06513 		57-1203361 501(C)(3) 15,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(288) GATEWAY COMMUNITY COLLEGE FOUNDATION INC
20 CHURCH STREET
NEW HAVEN,CT06510 		22-3135128 501(C)(3) 41,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(289) GRACE BASED FILMS INC
2460 GRAMERCY PARK
LOS ANGELES,CA90018 		84-4720181 501(C)(3) 130,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(290) GREATER MT CARMEL PENTECOSTAL CHURCH
399 GOODRICH STEET
HAMDEN,CT06517 		06-1537595 501(C)(3) 10,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(291) GREATER NEW HAVEN CLERGY ASSOCIATION
312 EASTERN STREET
NEW HAVEN,CT06513 		06-1450663 501(C)(3) 56,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(292) HAVENLY INC
67 HIGH STREET
NEW HAVEN,CT06511 		83-1094860 501(C)(3) 6,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(293) HELPING OUR PEOPLE TO EXCEL INCORPORATED
1423 QUINNIPAC AVENUE
NEW HAVEN,CT06513 		30-0781968 501(C)(3) 15,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(294) HOLY GHOST DELIVERANCE III TABERNACLE
61 ALLING STREET
HAMDEN,CT06517 		42-1536955 501(C)(3) 8,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(295) HOPE FOR NEW HAVEN INC
81 OLIVE STREET
NEW HAVEN,CT06511 		06-1614992 501(C)(3) 18,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(296) ICE THE BEEF
PO BOX 1158
NEW HAVEN,CT06505 		85-2305413 501(C)(3) 11,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(297) INSPIRED COMMUNITIES INC
31 LANDER STREET
NEW HAVEN,CT06511 		84-2633563 501(C)(3) 19,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(298) JESUS CHILDREN BIBLE ACADEMY (JCBA)
PO BOX 276
NEW HAVEN,CT06513 		06-1439302 501(C)(3) 14,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(299) JOSEPH SLIFKA CENTER FOR JEWISH LIFE AT YALE
80 WALL STREET
NEW HAVEN,CT06511 		06-1257354 501(C)(3) 274,415       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(300) KINGDOM INTERNATIONAL ECONOMIC DEVELOPMENT CORP
12 WIND ROAD
EAST HARTFORD,CT06108 		06-1303407 501(C)(3) 25,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(301) LEADERSHIP EDUCATION AND ATHLETICS IN PARTNERSHIP INC
31 JEFFERSON STREET
NEW HAVEN,CT06511 		22-2906547 501(C)(3) 13,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(302) LITERACY VOLUNTEERS OF GREATER NEW HAVEN INC
5 SCIENCE PARK
NEW HAVEN,CT06511 		06-0968986 501(C)(3) 9,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(303) LOAVES AND FISHES NEW HAVEN INC
57 OLIVE STREET
NEW HAVEN,CT06511 		83-3038362 501(C)(3) 25,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(304) MARKET NEW HAVEN INC
157 CHURCH STREET
NEW HAVEN,CT06510 		06-1578847 501(C)(6) 275,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(305) MARRAKECH INC
6 LUNAR DRIVE
WOODBRIDGE,CT06525 		23-7148533 501(C)(3) 6,500       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(306) MT ZION TEMPLE PENTECOSTAL CHURCH INC
28 DICKERMAN STREET
NEW HAVEN,CT06511 		51-0572193 501(C)(3) 10,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(307) NATIONAL VETERANS COUNCIL FOR LEGAL REDRESS INC
245 HIGHLAND STREET
NEW HAVEN,CT06511 		47-1280751 501(C)(3) 15,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(308) NCBW (NATIONAL COALITION OF 100 BLACK WOMEN)-NEW HAVEN METROPOLITAN CHAPTER
INC
239 MCKINLEY AVENUE
NEW HAVEN,CT06515 		81-1309796 501(C)(3) 10,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(309) NEIGHBORHOOD MUSIC SCHOOL INC
100 AUDUBON STREET
NEW HAVEN,CT06510 		06-0662152 501(C)(3) 5,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(310) NEW FLAME CHRISTIAN CHURCH
1375 STATE STREET
NEW HAVEN,CT06511 		06-1207786 501(C)(3) 10,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(311) NEW FREEDOM MISSIONARY BAPTIST CHURCH
280 STARR STREET
NEW HAVEN,CT06511 		06-1369930 501(C)(3) 20,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(312) NEW HAVEN FREE PUBLIC LIBRARY FOUNDATION INCORPORATED
133 ELM STREET
NEW HAVEN,CT06510 		06-1283798 501(C)(3) 39,500       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(313) NEW HAVEN INTERNATIONAL FESTIVAL OF ARTS AND IDEAS INC
195 CHURCH STREET 12TH FLOOR
NEW HAVEN,CT06510 		06-1444222 501(C)(3) 250,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(314) NEW HAVEN PROMISE INC
28 LINCOLN WAY
NEW HAVEN,CT06510 		81-1267064 501(C)(3) 15,569       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(315) NEW HAVEN WORKS INC
205 WHITNEY AVENUE NO 106
NEW HAVEN,CT06511 		46-2662124 501(C)(3) 149,671       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(316) NEW HYTES INC
PO BOX 2928
NEW HAVEN,CT06515 		27-0772846 501(C)(3) 48,100       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(317) NUTS ABOUT HEALTH INC
566 WINTHROP AVENUE
NEW HAVEN,CT06511 		56-2513796 501(C)(3) 10,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(318) POWERHOUSE TEMPLE OF DELIVERANCE
31 SHERRY STREET
NEW HAVEN,CT06511 		06-1405484 501(C)(3) 15,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(319) RISING STAR MINISTRIES INC
155 MORSE STREET
HAMDEN,CT06517 		81-3741032 501(C)(3) 10,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(320) RONALD MCDONALD HOUSE CHARITIES OF CONNECTICUT AND WESTERN MASSACHUSETTS
860 HOWARD AVENUE
NEW HAVEN,CT06519 		04-2971480 501(C)(3) 9,674       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(321) SIGMA OUTREACH EDUCATIONAL DEVELOPMENT INITIATIVE
PO BOX 3741
NEW HAVEN,CT06525 		47-2595796 501(C)(3) 20,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(322) SMF HEALTH CONSULTING LLC
44 CHIFFLAWN ROAD
STRATFORD,CT06614 		80-0387293   9,271       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(323) SQUASH HAVEN INC
70 TOWER PARKWAY
NEW HAVEN,CT06520 		20-5500876 501(C)(3) 89,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(324) SUNRISE CAFE NEW HAVEN INC
57 OLIVE STREET
NEW HAVEN,CT06511 		84-2398786 501(C)(3) 8,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(325) TEACH FOR AMERICA INC
25 BROADWAY 12TH FLOOR
NEW YORK,NY10004 		13-3541913 501(C)(3) 100,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(326) THE CHILDREN'S COMMUNITY PROGRAMS OF CT INC
843 WHALLEY AVENUE
NEW HAVEN,CT06515 		06-1579606 501(C)(3) 20,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(327) THE DIAPER BANK OF CONNECTICUT INC
370 STATE STREET NO B
NORTH HAVEN,CT06473 		20-1179912 501(C)(3) 10,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(328) THE GOVERNOR'S PREVENTION PARTNERSHIP
30 JORDAN LANE
WETHERSFIELD,CT06109 		06-1275193 501(C)(3) 10,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(329) THE LINKS FOUNDATION INCORPORATED
1200 MASSACHUSETTS AVENUE NW
WASHINGTON,DC20005 		52-1170830 501(C)(3) 10,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(330) THE MEETING PLACE WORSHIP CENTER
170 STARR STREET
NEW HAVEN,CT06511 		46-1068107   10,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(331) THE NEW HAVEN CLUB INC
PO BOX 3242
NEW HAVEN,CT06515 		27-0029579 501(C)(3) 10,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(332) THE NEW HAVEN ECOLOGY PROJECT INC
358 SPRINGSIDE AVENUE
NEW HAVEN,CT06515 		22-3171185 501(C)(3) 10,500       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(333) THE NEW HAVEN SYMPHONY ORCHESTRA INC
4 HAMILTON STREET
NEW HAVEN,CT06511 		06-6000592 501(C)(3) 8,500       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(334) THE TOWERS FOUNDATION INC
18 TOWER LANE
NEW HAVEN,CT06519 		06-1331831 501(C)(3) 17,500       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(335) TRINITY TEMPLE CHURCH OF GOD IN CHRIST
285 DIXWELL AVENUE
NEW HAVEN,CT06511 		74-3231209 501(C)(3) 15,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(336) UPON THIS ROCK MINISTRIES
884 GRAND AVENUE
NEW HAVEN,CT06511 		20-8561681 501(C)(3) 20,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(337) URBAN CONCEPTS INC
44 RICHARDSON STREET
BRIDGEPORT,CT06610 		80-0370324 501(C)(3) 15,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(338) URU THE RIGHT TO BE INC
70 AUDUBON STREET 2ND FLOOR
NEW HAVEN,CT06510 		56-2520642 501(C)(3) 20,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(339) VARICK MEMORIAL AME ZION CHURCH
242-246 DIXWELL AVENUE
NEW HAVEN,CT06511 		22-2509000 501(C)(3) 10,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(340) WALK OF FAITH CHURCH OF CHRIST DISCIPLES OF CHRIST
104 FAIRMONT AVENUE
HAMDEN,CT06513 		80-0587314 501(C)(3) 8,000       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(341) WAY OF THE CROSS INTERNATIONAL BIBLE WAY CHURCH INC
530 GEORGE STREET
NEW HAVEN,CT06511 		06-1595337 501(C)(3) 12,750       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(342) WILLIAM F BUCKLEY JR PROGRAM AT YALE INC
234 CHURCH STREET 7TH FLOOR
NEW HAVEN,CT06510 		27-5131268 501(C)(3) 26,456       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(343) YALE-CHINA ASSOCIATION INC
442 TEMPLE STREET BOX 208223
NEW HAVEN,CT06520 		06-0646971 501(C)(3) 13,100       CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT
(344) NEW HAVEN PROMISE INC
28 LINCOLN WAY
NEW HAVEN,CT06510 		81-1267064 501(C)(3) 4,000,000       SCHOLARSHIPS
2
Enter total number of section 501(c)(3) and government organizations listed in the line 1 table ................. Bullet Image
319
3
Enter total number of other organizations listed in the line 1 table ........................ . Bullet Image
20
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50055P
Schedule I (Form 990) 2020

Schedule I (Form 990) 2020
Page 2
Part III
Grants and Other Assistance to Domestic Individuals. Complete if the organization answered "Yes" on Form 990, Part IV, line 22.
Part III can be duplicated if additional space is needed.
(a) Type of grant or assistance (b) Number of
recipients		 (c) Amount of
cash grant		 (d) Amount of
noncash assistance		 (e) Method of valuation (book,
FMV, appraisal, other)		 (f) Description of noncash assistance
(1) STUDENT STIPENDS AND FELLOWSHIPS 8598 94,533,227      
(2) SCHOLARSHIPS 8905   352,983,820 COST TUITION REDUCTION
(3) HEALTH PREMIUM AWARDS 4078   12,780,919 COST HEALTHCARE
(4) PRIZES AND AWARDS 2245 6,949,824      
(4)
(5)
(6)
(7)
Part IV
Supplemental Information. Provide the information required in Part I, line 2; Part III, column (b); and any other additional information.
Return Reference Explanation
Schedule I, Part II SUBAWARD A SUBAWARD IS AN AWARD OF FINANCIAL SUPPORT FROM THE UNIVERSITY TO A QUALIFIED THIRD PARTY PRIMARILY TO PERFORM RESEARCH AND OTHER RELATED PROGRAMMATIC EFFORTS UNDER A SPONSORED RESEARCH PROJECT.
Schedule I, Part III COLUMN B - NUMBER OF RECIPIENTS THE AMOUNTS REPORTED IN PART III REPRESENT AN ESTIMATE OF TOTAL AWARDS FOR THE FISCAL YEAR ENDED JUNE 30, 2021 BASED ON INFORMATION PROVIDED BY THE UNIVERSITY'S UNDERGRADUATE, GRADUATE AND PROFESSIONAL SCHOOLS. SOME STUDENTS RECEIVED MORE THAN ONE AWARD DURING THE FISCAL YEAR ENDED JUNE 30, 2021.
Schedule I, Part II, Line 1 COLUMN H - PURPOSE OF GRANT OR ASSISTANCE SUBAWARDS - SPONSORED RESEARCH
Schedule I, Part I, Line 2 Procedures for monitoring use of grant funds. WITH RESPECT TO SPONSORED PROJECT ACTIVITY SUBCONTRACTED TO OTHER ENTITIES, THE UNIVERSITY'S POLICY AND PROCEDURES FOR MONITORING SUB RECIPIENT AWARDS ("SUBaWARDS") ARE INTENDED TO ESTABLISH APPROPRIATE AND EFFECTIVE MECHANISMS TO PROMOTE COMPLIANCE WITH FEDERAL AND NON-FEDERAL REQUIREMENTS AND CONTRACTUAL ARRANGEMENTS, INCLUDING THE PROPER MONITORING AND STEWARDSHIP OF AWARDED FUNDS. PROPER MONITORING OF A SUBAWARD ENSURES THAT AWARDED FUNDS ARE USED FOR AUTHORIZED PURPOSES, PERFORMANCE GOALS ARE MET AND THE SUB RECIPIENT IS IN COMPLIANCE WITH THE TERMS AND CONDITIONS OF THE SUB RECIPIENT AGREEMENT. SUB RECIPIENT MONITORING PROCEDURES INCLUDE BUT ARE NOT LIMITED TO THE FOLLOWING ACTIVITIES: A FORMAL PRE-QUALIFICATION PROCESS FOR SUB RECIPIENTS, PRE-AWARD AND POST-AWARD MONITORING OF SUB RECIPIENTS TO REVIEW THE FINANCIAL STATUS AND MANAGEMENT CONTROLS, COMPLIANCE CERTIFICATIONS, REVIEW OF COMPLIANCE WITH REGULATIONS RELATIVE TO THE USE OF HUMAN SUBJECTS AND ANIMALS, IDENTIFICATION AND REPORTING OF ANY CONFLICT OF INTEREST WITH A SUB RECIPIENT ENTITY, AND A REVIEW OF PERTINENT OTHER ORGANIZATION INFORMATION. IN ACCORDANCE WITH THESE PROCEDURES, THE UNIVERSITY REVIEWS THE SUB RECIPIENT'S ADMINISTRATION, FINANCIAL STATEMENTS, BILLINGS, SCIENTIFIC PROGRESS, TECHNICAL REPORTS, AND DELIVERABLES OF AN ACTIVE SUBAWARD REGULARLY AND CONDUCTS ON-GOING RISK ASSESSMENTS AS WELL AS MONTHLY QUALITY ASSURANCE REVIEWS ON RANDOMLY SELECTED SUBAWARDS. IN ADDITION TO A MONTHLY DEPARTMENTAL REVIEW, THE UNIVERSITY MONITORS A SUB RECIPIENT'S COMPLIANCE WITH THE TERMS AND CONDITIONS OF THE SUBAWARD ANNUALLY AND UPON CLOSEOUT OF THE SUB RECIPIENT AGREEMENT. IF ANY OF THESE MONITORING PROCEDURES RESULT IN FINDINGS, THE UNIVERSITY WILL TAKE CORRECTIVE ACTION AS NECESSARY. THE PROCEDURES SERVE TO ENSURE THAT THE SUBAWARD FUNDS ARE USED FOR PROPER PURPOSES AND NOT DIVERTED FROM THEIR INTENDED USE.
Schedule I (Form 990) 2020



Additional Data


Software ID: 20011424
Software Version: 2020v4.0


Schedule J
(Form 990)
Department of the Treasury
Internal Revenue Service
Compensation Information
For certain Officers, Directors, Trustees, Key Employees, and Highest
Compensated Employees
Graphic Arrow Complete if the organization answered "Yes" on Form 990, Part IV, line 23.
Graphic Arrow Attach to Form 990.
Graphic Arrow Go to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2020
Open to Public Inspection
Name of the organization
Yale University
 
Employer identification number

06-0646973
Part I
Questions Regarding Compensation
Yes
No
1a
Check the appropiate box(es) if the organization provided any of the following to or for a person listed on Form
990, Part VII, Section A, line 1a. Complete Part III to provide any relevant information regarding these items.
b
If any of the boxes on Line 1a are checked, did the organization follow a written policy regarding payment or reimbursement or provision of all of the expenses described above? If "No," complete Part III to explain .....
1b
Yes
 
2
Did the organization require substantiation prior to reimbursing or allowing expenses incurred by all
directors, trustees, officers, including the CEO/Executive Director, regarding the items checked on Line 1a? ....
2
Yes
 
3
Indicate which, if any, of the following the filing organization used to establish the compensation of the
organization's CEO/Executive Director. Check all that apply. Do not check any boxes for methods
used by a related organization to establish compensation of the CEO/Executive Director, but explain in Part III.
4
During the year, did any person listed on Form 990, Part VII, Section A, line 1a, with respect to the filing organization or a related organization:
a
Receive a severance payment or change-of-control payment? .............
4a
 
No
b
Participate in, or receive payment from, a supplemental nonqualified retirement plan? .........
4b
Yes
 
c
Participate in, or receive payment from, an equity-based compensation arrangement? .........
4c
 
No
If "Yes" to any of lines 4a-c, list the persons and provide the applicable amounts for each item in Part III.
Only 501(c)(3), 501(c)(4), and 501(c)(29) organizations must complete lines 5-9.
5
For persons listed on Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the revenues of:
a
The organization? ....................
5a
 
No
b
Any related organization? .......................
5b
 
No
If "Yes," on line 5a or 5b, describe in Part III.
6
For persons listed on Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the net earnings of:
a
The organization? ..................
6a
 
No
b
Any related organization? ......................
6b
 
No
If "Yes," on line 6a or 6b, describe in Part III.
7
For persons listed on Form 990, Part VII, Section A, line 1a, did the organization provide any nonfixed
payments not described in lines 5 and 6? If "Yes," describe in Part III ............
7
Yes
 
8
Were any amounts reported on Form 990, Part VII, paid or accured pursuant to a contract that was
subject to the initial contract exception described in Regulations section 53.4958-4(a)(3)? If "Yes," describe
in Part III ..........................
8
Yes
 
9
If "Yes" on line 8, did the organization also follow the rebuttable presumption procedure described in Regulations section 53.4958-6(c)? .........................
9
Yes
 
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50053T
Schedule J (Form 990) 2020

Schedule J (Form 990) 2020
Page 2
Part II
Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees. Use duplicate copies if additional space is needed.
For each individual whose compensation must be reported on Schedule J, report compensation from the organization on row (i) and from related organizations, described in the
instructions, on row (ii). Do not list any individuals that are not listed on Form 990, Part VII.
Note. The sum of columns (B)(i)-(iii) for each listed individual must equal the total amount of Form 990, Part VII, Section A, line 1a, applicable column (D) and (E) amounts for that individual.
(A) Name and Title (B) Breakdown of W-2 and/or 1099-MISC compensation (C) Retirement and other deferred compensation (D) Nontaxable
benefits		 (E) Total of columns
(B)(i)-(D) 		(F) Compensation in column (B) reported as deferred on prior Form 990
(i) Base
compensation 		(ii) Bonus & incentive
compensation 		(iii) Other reportable compensation
1Peter Salovey
 
Trustee & President 		(i)

(ii)		 1,312,680
-------------
0 		0
-------------
0 		532,686
-------------
0 		212,183
-------------
0 		58,936
-------------
0 		2,116,485
-------------
0 		180,000
-------------
0
2Alexander E Dreier
 
Sr VP for Institutional Affairs 		(i)

(ii)		 686,504
-------------
0 		0
-------------
0 		86,528
-------------
0 		32,183
-------------
0 		35,768
-------------
0 		840,983
-------------
0 		0
-------------
0
3Jack F Callahan Jr
 
Sr VP for Operations 		(i)

(ii)		 693,009
-------------
0 		0
-------------
0 		49,657
-------------
0 		32,183
-------------
0 		38,762
-------------
0 		813,611
-------------
0 		0
-------------
0
4Scott A Strobel
 
Provost 		(i)

(ii)		 701,152
-------------
0 		0
-------------
0 		31,649
-------------
0 		32,183
-------------
0 		22,180
-------------
0 		787,164
-------------
0 		0
-------------
0
5Joan E O'Neill
 
VP for Alumni Affairs & Development 		(i)

(ii)		 560,559
-------------
0 		0
-------------
0 		70,460
-------------
0 		32,183
-------------
0 		30,701
-------------
0 		693,903
-------------
0 		0
-------------
0
6Stephen C Murphy
 
VP for Finance & CFO 		(i)

(ii)		 479,859
-------------
0 		0
-------------
0 		19,500
-------------
0 		32,183
-------------
0 		44,129
-------------
0 		575,671
-------------
0 		0
-------------
0
7Pericles Lewis
 
VP for Global Strategy 		(i)

(ii)		 454,272
-------------
0 		0
-------------
0 		19,500
-------------
0 		32,183
-------------
0 		46,704
-------------
0 		552,659
-------------
0 		0
-------------
0
8Nathaniel Nickerson
 
VP for Communications 		(i)

(ii)		 447,949
-------------
0 		0
-------------
0 		43,500
-------------
0 		32,183
-------------
0 		3,203
-------------
0 		526,835
-------------
0 		0
-------------
0
9John H Bollier
 
VP for Facilities & Campus Development 		(i)

(ii)		 471,717
-------------
0 		0
-------------
0 		0
-------------
0 		32,183
-------------
0 		21,115
-------------
0 		525,015
-------------
0 		0
-------------
0
10Janet E Lindner
 
VP for HR & Administration (through 12/31/20) 		(i)

(ii)		 444,819
-------------
0 		0
-------------
0 		19,500
-------------
0 		32,183
-------------
0 		13,077
-------------
0 		509,579
-------------
0 		0
-------------
0
11Kimberly M Goff-Crews
 
Secretary & VP for University Life 		(i)

(ii)		 442,171
-------------
0 		0
-------------
0 		19,500
-------------
0 		32,183
-------------
0 		10,725
-------------
0 		504,579
-------------
0 		0
-------------
0
12Donna Cable
 
Interim VP for HR (effective 1/1/21) 		(i)

(ii)		 248,510
-------------
0 		0
-------------
0 		19,500
-------------
0 		32,183
-------------
0 		32,750
-------------
0 		332,943
-------------
0 		0
-------------
0
13David F Swensen
 
Chief Investment Officer 		(i)

(ii)		 870,996
-------------
0 		2,857,100
-------------
0 		715,906
-------------
0 		440,211
-------------
0 		78,480
-------------
0 		4,962,693
-------------
0 		0
-------------
0
14Robert J Alpern
 
Dean, School of Medicine (through 1/31/20) 		(i)

(ii)		 979,870
-------------
0 		0
-------------
0 		19,500
-------------
0 		32,183
-------------
0 		1,282
-------------
0 		1,032,835
-------------
0 		0
-------------
0
15Nancy J Brown
 
Dean, School of Medicine (effective 2/1/20) 		(i)

(ii)		 845,261
-------------
0 		50,000
-------------
0 		58,964
-------------
0 		32,183
-------------
0 		20,987
-------------
0 		1,007,395
-------------
0 		0
-------------
0
16Dean J Takahashi
 
Former Sr Director, Investments 		(i)

(ii)		 173,539
-------------
0 		1,632,275
-------------
0 		427,320
-------------
0 		21,558
-------------
0 		27,058
-------------
0 		2,281,750
-------------
0 		0
-------------
0
17Timothy R Sullivan
 
Senior Director of Private Equity 		(i)

(ii)		 708,869
-------------
0 		802,867
-------------
0 		19,500
-------------
0 		588,016
-------------
0 		53,225
-------------
0 		2,172,477
-------------
0 		460,000
-------------
0
18Murat Gunel
 
Chair, Neurosurgery 		(i)

(ii)		 1,103,770
-------------
0 		360,000
-------------
0 		19,500
-------------
0 		32,183
-------------
0 		44,190
-------------
0 		1,559,643
-------------
0 		0
-------------
0
19Charles C Matouk
 
Chief, Neurovascular Surgery 		(i)

(ii)		 1,488,799
-------------
0 		0
-------------
0 		0
-------------
0 		32,183
-------------
0 		30,149
-------------
0 		1,551,131
-------------
0 		0
-------------
0
20Arnar Geirsson
 
Professor of Surgery (Cardiac) 		(i)

(ii)		 1,040,429
-------------
0 		394,667
-------------
0 		45,889
-------------
0 		32,183
-------------
0 		29,519
-------------
0 		1,542,687
-------------
0 		0
-------------
0
21Benjamin Polak
 
Former Provost 		(i)

(ii)		 710,500
-------------
0 		0
-------------
0 		19,500
-------------
0 		32,183
-------------
0 		652
-------------
0 		762,835
-------------
0 		0
-------------
0
Schedule J (Form 990) 2020

Schedule J (Form 990) 2020
Page 3
Part III
Supplemental Information
Provide the information, explanation, or descriptions required for Part I, lines 1a, 1b, 3, 4a, 4b, 4c, 5a, 5b, 6a, 6b, 7, and 8, and for Part II. Also complete this part for any additional information.
Return Reference Explanation
Schedule J, Part I, Line 1a First-class or charter travel ON OCCASION DURING THE CALENDAR YEAR 2020, THE UNIVERSITY CHARTERED PRIVATE AIRCRAFT WHEN DEEMED NECESSARY FOR THE CONDUCT OF UNIVERSITY BUSINESS, PURSUANT TO A CORPORATION POLICY. One OFFICER TRAVELED ON SUCH FLIGHTS IN 2020 IN ACCORDANCE WITH THE POLICY. UNDER APPLICABLE RULES, AMOUNTS FOR SUCH TRAVEL WERE NOT REPORTED AS TAXABLE COMPENSATION TO THE LISTED INDIVIDUAL.
Schedule J, Part I, Line 1a Tax indemnification and gross-up payments Three OFFICERS and one highly compensated employee RECEIVED TAX GROSS-UP PAYMENTS DURING THE CALENDAR YEAR 2020 FOR CERTAIN LIMITED TAXABLE BENEFITS BASED ON THEIR ESTIMATED RELATED TAX OBLIGATIONS. THESE PAYMENTS WERE TREATED AS TAXABLE COMPENSATION TO THE LISTED INDIVIDUALS.
Schedule J, Part I, Line 1a Housing allowance or residence for personal use AS A CONDITION OF HIS EMPLOYMENT AND FOR THE CONVENIENCE OF THE UNIVERSITY, THE PRESIDENT IS REQUIRED TO LIVE ON CAMPUS IN AN APARTMENT WITHIN THE PRESIDENT'S HOUSE. THE ESTIMATED FAIR MARKET RENTAL VALUE OF THIS HOUSING IS INCLUDED AS A NONTAXABLE BENEFIT IN SCHEDULE J, PART II, COLUMN (D). IN ADDITION, ONE OFFICER RECEIVED A HOUSING ALLOWANCE WHICH WAS TREATED AS TAXABLE COMPENSATION TO THE INDIVIDUAL DURING THE CALENDAR YEAR 2020.
Schedule J, Part I, Line 4b Supplemental nonqualified retirement plan CERTAIN LISTED PERSONS PARTICIPATED IN SUPPLEMENTAL NON-QUALIFIED RETIREMENT PLANS DURING THE CALENDAR YEAR 2020 AS DESCRIBED BELOW: THE UNIVERSITY HAS AGREED TO SUPPLEMENT THE PRESIDENT'S RETIREMENT INCOME BY MAKING AN ANNUAL CONTRIBUTION TO A NON-QUALIFIED DEFERRED COMPENSATION PLAN, SUBJECT TO VESTING CONDITIONS BASED ON CONTINUING SERVICE TO THE UNIVERSITY AND ADJUSTED FOR EARNINGS BASED ON POSITIVE PERFORMANCE OF THE ENDOWMENT. THE CURRENT YEAR ACCRUAL OF COMPENSATION ASSOCIATED WITH THIS PLAN IS INCLUDED IN SCHEDULE J, PART II, COLUMN (C). A PORTION OF THIS BENEFIT VESTED IN 2020 AND IS REFLECTED IN SCHEDULE J, PART II, COLUMN (B)(III). THE UNIVERSITY PREVIOUSLY AGREED TO SUPPLEMENT THE RETIREMENT INCOME FOR one KEY EMPLOYEE IN THE INVESTMENTS OFFICE BY PROVIDING AN ADDITIONAL RETIREMENT BENEFIT EQUAL IN VALUE TO A PERCENTAGE OF SALARY AT VESTING, FOR A TERM OF 20 YEARS, SUBJECT TO VESTING CONDITIONS BASED ON CONTINUING SERVICE TO THE UNIVERSITY. AN ANNUAL ACCRUAL FOR THE ADDITIONAL RETIREMENT BENEFIT IS INCLUDED IN SCHEDULE J, PART II, COLUMN (C). IN ADDITION, THE UNIVERSITY AWARDED BONUSES TO one key EMPLOYEE IN THE INVESTMENTS OFFICE and one highly compensated employee, formerly of the Investments Office, THAT WERE TAXED IN 2020 AND SUBJECT TO DEFERRED PAYMENT WITH ADJUSTMENTS UPWARD OR DOWNWARD DEPENDING ON PERFORMANCE OF THE ENDOWMENT. THESE BONUSES FOR 2020 ARE INCLUDED IN SCHEDULE J, PART II, COLUMN B(III). For both employees, the earnings associated with these previously awarded deferred bonuses paid in 2020 are reflected in Schedule J, Part II, Column (B)(III).
Schedule J, Part I, Line 7 Non-fixed payments THE UNIVERSITY PAID one KEY EMPLOYEE IN THE INVESTMENTS OFFICE and one highly compensated employee, formerly of the investments office, Bonuses AWARDED UNDER A LONG TERM INCENTIVE COMPENSATION PLAN WHICH PROVIDES FOR PAYMENTS WHICH ARE BASED ON QUALITATIVE AND QUANTITATIVE PERFORMANCE FACTORS. THE PAYMENTS ARE REPORTED ON SCHEDULE J, PART II, COLUMN (B)(II). THE UNIVERSITY PAID one HIGHLY COMPENSATED EMPLOYEE a BONUS UNDER A LONG TERM INCENTIVE COMPENSATION PLAN WHICH PROVIDES FOR DEFERRED VESTING CONTINGENT ON THE PERFORMANCE OF FUTURE SERVICES AND MAY CHANGE UPWARD OR DOWNWARD DEPENDING ON PERFORMANCE OF THE ENDOWMENT PRIOR TO VESTING AND PAYMENT. THE CURRENT YEAR PAYMENT THAT WAS AWARDED IN PREVIOUS YEARS IS REPORTED ON SCHEDULE J, PART II, COLUMN (B)(II). THE AMOUNT AWARDED IN THE CURRENT YEAR BUT SUBJECT TO DEFERRED VESTING IS INCLUDED AS DEFERRED COMPENSATION ON SCHEDULE J, PART II, COLUMN (C). THE UNIVERSITY ALSO PAID two HIGHLY COMPENSATED EMPLOYEES ADDITIONAL COMPENSATION PURSUANT TO CLINICAL INCENTIVE PLANS. THE PAYMENTS ARE REPORTED ON SCHEDULE J, PART II, COLUMN (B)(II).
Schedule J, Part I, Line 8 Payments on contract that is subject to the initial contract exception THERE WERE four OFFICERS and one key employee WITH RESPECT TO WHOM AMOUNTS WERE REPORTED IN PART VII WHERE THOSE AMOUNTS WERE PAID OR ACCRUED PURSUANT TO A CONTRACT THAT WAS SUBJECT TO THE INITIAL CONTRACT EXCEPTION DESCRIBED IN REGS. SECTION 53.4958-4(A)(3). THE COMPENSATION WAS ALSO APPROVED PURSUANT TO PROCESSES CONSISTENT WITH THE REBUTTABLE PRESUMPTION PROCEDURE DESCRIBED IN REGS. SECTION 53.4958-6(C).
Schedule J, Part I, Line 1a Benefits provided EACH ONE OF THE BENEFITS THAT WAS CHECKED WAS PROVIDED PURSUANT TO A WRITTEN POLICY.
Schedule J, Part II, Column (D) Nontaxable Benefits IN ADDITION TO THE EMPLOYER COST OF HEALTH, DENTAL AND OTHER NONTAXABLE BENEFITS AVAILABLE ON A NONDISCRIMINATORY BASIS, COLUMN (D) INCLUDES AMOUNTS AWARDED AS SCHOLARSHIP GRANTS TO CHILDREN OF EMPLOYEES UNDER THE UNIVERSITY'S NONDISCRIMINATORY QUALIFIED TUITION REDUCTION PLAN COVERING ALL ELIGIBLE FACULTY AND STAFF WITH SIX OR MORE YEARS OF SERVICE.
Schedule J, Part II, Column (F) COMPENSATION REPORTED IN PRIOR FORM 990 THIS AMOUNT IS ALSO INCLUDED IN COLUMN (E). IT IS, THEREFORE, DOUBLE REPORTED IN PART II AND DOES NOT REPRESENT ADDITIONAL COMPENSATION.
Schedule J (Form 990) 2020

Additional Data


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Schedule K
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Information on Tax-Exempt Bonds
SchKMediumBullet Complete if the organization answered "Yes" to Form 990, Part Ⅵ, line 24a. Provide descriptions,
explanations, and any additional information in Part Ⅵ.
SchKMediumBullet Attach to Form 990.
SchKMediumBulletGo to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2020
Open to Public
Inspection
Name of the organization
Yale University
 
Employer identification number
06-0646973
Part Ⅰ
Bond Issues
(a) Issuer name (b) Issuer EIN (c) CUSIP # (d) Date issued (e) Issue price (f) Description of purpose (g) Defeased (h) On
behalf of
issuer		 (i) Pool
financing
Yes No Yes No Yes No
A STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
  		06-0806186 20774LZC2 01-08-2003 250,000,000 SEE PART VI   X   X   X
B STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
  		06-0806186 20774UU60 02-24-2010 579,984,034 SEE PART VI   X   X   X
C STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
  		06-0806186 20774YPD3 07-02-2013 100,000,000 SEE PART VI   X   X   X
D STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
  		06-0806186 20774YRW9 07-23-2014 250,000,000 SEE PART VI   X   X   X
STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
  		06-0806186 20774YWE3 07-01-2015 300,000,000 SEE PART VI   X   X   X
STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
  		06-0806186 20774YJ99 07-01-2016 399,995,657 SEE PART VI   X   X   X
STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
  		06-0806186 20774YX44 06-07-2017 199,998,620 SEE PART VI   X   X   X
STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
  		06-0806186 20774YX69 06-07-2017 249,989,726 SEE PART VI   X   X   X
STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
  		06-0806186 20774Y3D7 12-22-2017 452,759,255 SEE PART VI   X   X   X
STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
  		06-0806186 20774Y4X2 07-02-2018 79,969,108 See Part VI   X   X   X
Part Ⅱ
Proceeds
A B C D
1 Amount of bonds retired .................. 125,000,000 247,456,317 0 0
2 Amount of bonds legally defeased .............. 0 0 0 0
3 Total proceeds of issue .................. 252,221,323 580,160,339 100,000,000 250,108,651
4 Gross proceeds in reserve funds ............. 0 0 0 0
5 Capitalized interest from proceeds ............. 0 0 0 0
6 Proceeds in refunding escrows ............... 0 0 0 0
7 Issuance costs from proceeds ............... 0 0 0 0
8 Credit enhancement from proceeds ............. 0 0 0 0
9 Working capital expenditures from proceeds ............. 0 0 0 0
10 Capital expenditures from proceeds ............. 252,221,323 490,643,522 0 250,108,651
11 Other spent proceeds ............. 0 89,516,817 100,000,000 0
12 Other unspent proceeds ............. 0 0 0 0
13 Year of substantial completion ............. 2009 2012 2007 2017
Yes No Yes No Yes No Yes No
14 Were the bonds issued as part of a current refunding issue of tax-exempt
bonds (or, if issued prior to 2019, a current refunding issue)? ........ 		  X X   X     X
15 Were the bonds issued as part of an advance refunding issue of taxable
bonds (or, if issued prior to 2019, an advance refunding issue)? ........ 		  X   X   X   X
16 Has the final allocation of proceeds been made? .......... X   X   X   X  
17 Does the organization maintain adequate books and records to support the final allocation of proceeds? .................. X   X   X   X  
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50193E
Schedule K (Form 990) 2020

Schedule K (Form 990) 2020
Page 2
Part Ⅲ
Private Business Use
A B C D
Yes No Yes No Yes No Yes No
1 Was the organization a partner in a partnership, or a member of an LLC, which owned property financed by tax-exempt bonds? .............   X   X   X   X
2 Are there any lease arrangements that may result in private business use of bond-financed property? ............... X     X   X   X
3a Are there any management or service contracts that may result in private business use of bond-financed property? ............. X   X   X   X  
b If "Yes" to line 3a, does the organization routinely engage bond counsel or other outside counsel to review any management or service contracts relating to the financed property?   X   X   X   X
c Are there any research agreements that may result in private business use of bond-financed property? ............. X   X   X   X  
d If "Yes" to line 3c, does the organization routinely engage bond counsel or other outside counsel to review any research agreements relating to the financed property?   X   X   X   X
4 Enter the percentage of financed property used in a private business use by entities other than a section 501(c)(3) organization or a state or local government ....SchKMediumBullet 0.1 % 0 % 0 % 0 %
5 Enter the percentage of financed property used in a private business use as a result of unrelated trade or business activity carried on by your organization, another section 501(c)(3) organization, or a state or local government ......... SchKMediumBullet 0.1 % 0.5 % 0 % 0 %
6 Total of lines 4 and 5 ............. 0.2 % 0.5 % 0 % 0 %
7 Does the bond issue meet the private security or payment test? ...   X   X   X   X
8a Has there been a sale or disposition of any of the bond-financed property to a nongovernmental person other than a 501(c)(3) organization since the bonds were issued?.............   X   X   X   X
b If "Yes" to line 8a, enter the percentage of bond-financed property sold or disposed of. ..        
c If "Yes" to line 8a, was any remedial action taken pursuant to Regulations sections 1.141-12 and 1.145-2? .............                
9 Has the organization established written procedures to ensure that all nonqualified bonds of the issue are remediated in accordance with the requirements under
Regulations sections 1.141-12 and 1.145-2? ........ 		X   X   X   X  
Part Ⅳ
Arbitrage
A B C D
Yes No Yes No Yes No Yes No
1 Has the issuer filed Form 8038-T, Arbitrage Rebate, Yield Reduction and Penalty in Lieu of Arbitrage Rebate? ...   X   X   X   X
2 If "No" to line 1, did the following apply? ....
a Rebate not due yet? .......   X   X   X   X
b Exception to rebate? ........ X     X X     X
c No rebate due? ......... X   X   X   X  
If "Yes" to line 2c, provide in Part Ⅵ the date the rebate
computation was performed ......
3 Is the bond issue a variable rate issue? ..... X   X   X   X  
Schedule K (Form 990) 2020

Schedule K (Form 990) 2020
Page 3
Part Ⅳ
Arbitrage (Continued)
A B C D
Yes No Yes No Yes No Yes No
4a Has the organization or the governmental issuer entered into a qualified hedge with respect to the bond issue?   X   X   X   X
b Name of provider ..........  
  		 
  		 
  		 
 
c Term of hedge .........        
d Was the hedge superintegrated? ......                
e Was the hedge terminated? ........                
5a Were gross proceeds invested in a guaranteed investment contract (GIC)?   X   X   X   X
b Name of provider ..........  
  		 
  		 
  		 
 
c Term of GIC .........        
d Was the regulatory safe harbor for establishing the fair market value of the GIC satisfied? ........                
6 Were any gross proceeds invested beyond an available temporary period?   X   X   X   X
7 Has the organization established written procedures to monitor the requirements of section 148? ... X   X   X   X  
Part Ⅴ
Procedures To Undertake Corrective Action
--------------------------------------------------------------------------------------------------------------- A B C D
Yes No Yes No Yes No Yes No
Has the organization established written procedures to ensure that violations of federal tax requirements are timely identified and corrected through the voluntary closing agreement program if self-remediation is not available under applicable regulations? X   X   X   X  
Part Ⅵ
Supplemental Information. Provide additional information for responses to questions on Schedule K. (See instructions).
Return Reference Explanation
Schedule K, Part II, Line 3 PROCEEDS TOTAL PROCEEDS OF ISSUE REPRESENT THE ISSUE PRICE (PART I, COLUMN (E)) PLUS ANY INVESTMENT EARNINGS.
Schedule K, Part III, Line 3b PRIVATE BUSINESS USE DURING THE 12-MONTH PERIOD USED TO REPORT ON THE BOND ISSUES, THE ORGANIZATION ROUTINELY REVIEWED ANY MANAGEMENT OR SERVICE CONTRACTS RELATING TO THE FINANCED PROPERTY FOR PRIVATE BUSINESS USE, USING EITHER IN-HOUSE COUNSEL, OUTSIDE COUNSEL, OR PROFESSIONAL CONTRACT REVIEWERS TRAINED BY COUNSEL.
Schedule K, Part III, Line 3d PRIVATE BUSINESS USE DURING THE 12-MONTH PERIOD USED TO REPORT ON THE BOND ISSUES, THE ORGANIZATION ROUTINELY REVIEWED RESEARCH AGREEMENTS RELATING TO THE FINANCED PROPERTY FOR PRIVATE BUSINESS USE, USING EITHER IN-HOUSE COUNSEL, OUTSIDE COUNSEL, OR PROFESSIONAL CONTRACT REVIEWERS TRAINED BY COUNSEL.
Schedule K, Part III, Line 4 PRIVATE BUSINESS USE IN CERTAIN CASES, A BOND ISSUE WITH AN ENTRY OF .00% MAY HAVE FINANCED PROPERTY WITH SOME PRIVATE BUSINESS USE. IN EACH OF THESE CASES, THE PRIVATE BUSINESS USE PERCENTAGE OF THE BOND ISSUE WAS LESS THAN 0.05% AS THE AMOUNTS ARE ROUNDED TO THE NEAREST TENTH OF A PERCENTAGE POINT, PURSUANT TO THE INSTRUCTIONS.
Schedule K, Part III, Line 5 PRIVATE BUSINESS USE IN CERTAIN CASES, A BOND ISSUE WITH AN ENTRY OF .00% MAY HAVE FINANCED PROPERTY WITH SOME PRIVATE BUSINESS USE. IN EACH OF THESE CASES, THE PRIVATE BUSINESS USE PERCENTAGE OF THE BOND ISSUE WAS LESS THAN 0.05% AS THE AMOUNTS ARE ROUNDED TO THE NEAREST TENTH OF A PERCENTAGE POINT, PURSUANT TO THE INSTRUCTIONS.
Schedule K, Part III PRIVATE BUSINESS USE, LINES 4-6 CHEFA BONDS ISSUED 02/24/10 (CUSIP# 20774UU60): A PORTION OF THE BOND ISSUE WAS A CURRENT REFUNDING OF A PRE-2003 ISSUE; ONLY THE PRIVATE BUSINESS USE PERTAINING TO THE NEW MONEY PORTION OF THE 02/24/10 ISSUE IS REPORTED.
Schedule K, Part III PRIVATE BUSINESS USE, LINES 4-6 CHEFA BONDS ISSUED 06/07/17 (CUSIP# 20774YX69): A PORTION OF THE BOND ISSUE WAS A CURRENT REFUNDING OF A PRE-2003 ISSUE; ONLY THE PRIVATE BUSINESS USE PERTAINING TO THE PORTION OF THE 06/07/17 ISSUE THAT REFUNDED A POST-2002 ISSUE IS REPORTED.
Schedule K, Part IV, Line 2c ARBITRAGE CALCULATION CHEFA BONDS ISSUED 02/24/10 (CUSIP# 20774UU60): A PORTION OF THE BOND ISSUE RELATING TO THE CONSTRUCTION FUND IS SUBJECT TO REBATE. THE REBATE LIABILITY COMPUTED AT FEBRUARY 24, 2020 WAS NEGATIVE.
Schedule K, Part I, Column (f) DESCRIPTION OF PURPOSE CHEFA BONDS ISSUED 1/8/2003 (CUSIP# 20774LZC2) - TO FINANCE FACILITIES, ADDITIONS, IMPROVEMENTS, AND RENOVATIONS
Schedule K, Part I, Column (f) DESCRIPTION OF PURPOSE CHEFA BONDS ISSUED 2/24/2010 (CUSIP# 20774UU60) - TO FINANCE FACILITIES, ADDITIONS, IMPROVEMENTS, AND RENOVATIONS, AND TO FULLY REDEEM CHEFA SERIES W BONDS ISSUED 4/2002
Schedule K, Part I, Column (f) DESCRIPTION OF PURPOSE CHEFA BONDS ISSUED 7/2/2013 (CUSIP# 20774YPD3) - TO FULLY REDEEM CHEFA SERIES X1 BONDS ISSUED 1/2003
Schedule K, Part I, Column (f) DESCRIPTION OF PURPOSE CHEFA BONDS ISSUED 7/23/2014 (CUSIP# 20774YRW9) - TO FINANCE FACILITIES, ADDITIONS, IMPROVEMENTS, AND RENOVATIONS
Schedule K, Part I, Column (f) DESCRIPTION OF PURPOSE CHEFA BONDS ISSUED 7/1/2015 (CUSIP# 20774YWE3) - TO FULLY REDEEM CHEFA SERIES Y1, Y2, AND Y3 BONDS ISSUED 10/2005
Schedule K, Part I, Column (f) DESCRIPTION OF PURPOSE CHEFA BONDS ISSUED 7/1/2016 (CUSIP# 20774YJ99) - TO FULLY REDEEM CHEFA SERIES Z1 BONDS ISSUED 10/2007
Schedule K, Part I, Column (f) DESCRIPTION OF PURPOSE CHEFA BONDS ISSUED 6/7/2017 (CUSIP# 20774YX44) - TO FULLY REDEEM CHEFA SERIES Z2 AND Z3 BONDS ISSUED 10/2007
Schedule K, Part I, Column (f) DESCRIPTION OF PURPOSE CHEFA BONDS ISSUED 6/7/2017 (CUSIP# 20774YX69) - TO FULLY REDEEM CHEFA SERIES T1 AND X3 BONDS ISSUED 11/1997 AND 1/2003, RESPECTIVELY
Schedule K, Part I, Column (f) DESCRIPTION OF PURPOSE CHEFA BONDS ISSUED 12/22/2017 (CUSIP# 20774Y3D7) - TO FINANCE FACILITIES, ADDITIONS, IMPROVEMENTS, AND RENOVATIONS, AND TO FULLY REDEEM CHEFA SERIES 2010A-2 BONDS ISSUED 2/2010
Schedule K, Part I, Column (f) DESCRIPTION OF PURPOSE CHEFA BONDS ISSUED 07/02/2018 (CUSIP# 20774Y4X2) - TO FULLY REDEEM CHEFA SERIES 2010A-1 BONDS ISSUED 2/2010
Schedule K, Part III Private Business Use, Lines 4-6 CHEFA BONDS ISSUED 07/02/18 (CUSIP# 20774Y4X2): THE BOND ISSUE WAS A CURRENT REFUNDING OF A PRE-2003 ISSUE; NO PRIVATE BUSINESS USE OF THE 07/02/18 ISSUE IS REPORTED.
Schedule K, Part IV, Line 2c ARBITRAGE CALCULATION CHEFA BONDS ISSUED 12/22/17 (CUSIP# 20774Y3D7): A PORTION OF THE BOND ISSUE IS SUBJECT TO REBATE. THE REBATE LIABILITY COMPUTED AT JULY 1, 2018 WAS NEGATIVE.
Schedule K, Part IV, Line 2c ARBITRAGE CALCULATION CHEFA BONDS ISSUED 01/08/03 (CUSIP# 20774LZC2): We are acknowledging that we are aware of the computation requirement even though no funds were subject to rebate. The rebate liability computed at 01/08/2018 resulted in no liability.
Schedule K, Part IV, Line 2c ARBITRAGE CALCULATION CHEFA BONDS ISSUED 07/02/13 (CUSIP# 20774YPD3): We are acknowledging that we are aware of the computation requirement even though no funds were subject to rebate. The rebate liability computed at 07/02/2018 resulted in no liability.
Schedule K, Part IV, Line 2c ARBITRAGE CALCULATION CHEFA BONDS ISSUED 7/23/2014 (CUSIP# 20774YRW9): A PORTION OF THE BOND ISSUE IS SUBJECT TO REBATE. THE REBATE LIABILITY COMPUTED AT JULY 23, 2019 WAS NEGATIVE.
Schedule K, Part IV, Line 2c ARBITRAGE CALCULATION CHEFA BONDS ISSUED 07/01/15 (CUSIP# 20774YWE3): We are acknowledging that we are aware of the computation requirement even though no funds were subject to rebate. The rebate liability computed at 07/01/2020 resulted in no liability.
Schedule K, Part IV, Line 2c COLUMN A Issuer name: STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY The calculation for computing no rebate due was performed on 01/08/2018
Schedule K, Part IV, Line 2c COLUMN B Issuer name: STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY The calculation for computing no rebate due was performed on 02/24/2020
Schedule K, Part IV, Line 2c COLUMN C Issuer name: STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY The calculation for computing no rebate due was performed on 07/02/2018
Schedule K, Part IV, Line 2c COLUMN D Issuer name: STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY The calculation for computing no rebate due was performed on 07/23/2019
Schedule K, Part IV, Line 2c COLUMN A Issuer name: STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY The calculation for computing no rebate due was performed on 07/01/2020
Schedule K, Part IV, Line 2c COLUMN A Issuer name: STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY The calculation for computing no rebate due was performed on 07/01/2018
Schedule K (Form 990) 2020

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Schedule K
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Information on Tax-Exempt Bonds
SchKMediumBullet Complete if the organization answered "Yes" to Form 990, Part Ⅵ, line 24a. Provide descriptions,
explanations, and any additional information in Part Ⅵ.
SchKMediumBullet Attach to Form 990.
SchKMediumBulletGo to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2020
Open to Public
Inspection
Name of the organization
Yale University
 
Employer identification number
06-0646973
Part Ⅰ
Bond Issues
(a) Issuer name (b) Issuer EIN (c) CUSIP # (d) Date issued (e) Issue price (f) Description of purpose (g) Defeased (h) On
behalf of
issuer		 (i) Pool
financing
Yes No Yes No Yes No
A STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
  		06-0806186 20774LZC2 01-08-2003 250,000,000 SEE PART VI   X   X   X
B STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
  		06-0806186 20774UU60 02-24-2010 579,984,034 SEE PART VI   X   X   X
C STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
  		06-0806186 20774YPD3 07-02-2013 100,000,000 SEE PART VI   X   X   X
D STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
  		06-0806186 20774YRW9 07-23-2014 250,000,000 SEE PART VI   X   X   X
STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
  		06-0806186 20774YWE3 07-01-2015 300,000,000 SEE PART VI   X   X   X
STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
  		06-0806186 20774YJ99 07-01-2016 399,995,657 SEE PART VI   X   X   X
STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
  		06-0806186 20774YX44 06-07-2017 199,998,620 SEE PART VI   X   X   X
STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
  		06-0806186 20774YX69 06-07-2017 249,989,726 SEE PART VI   X   X   X
STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
  		06-0806186 20774Y3D7 12-22-2017 452,759,255 SEE PART VI   X   X   X
STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
  		06-0806186 20774Y4X2 07-02-2018 79,969,108 See Part VI   X   X   X
Part Ⅱ
Proceeds
A B C D
1 Amount of bonds retired .................. 125,000,000 247,456,317 0 0
2 Amount of bonds legally defeased .............. 0 0 0 0
3 Total proceeds of issue .................. 252,221,323 580,160,339 100,000,000 250,108,651
4 Gross proceeds in reserve funds ............. 0 0 0 0
5 Capitalized interest from proceeds ............. 0 0 0 0
6 Proceeds in refunding escrows ............... 0 0 0 0
7 Issuance costs from proceeds ............... 0 0 0 0
8 Credit enhancement from proceeds ............. 0 0 0 0
9 Working capital expenditures from proceeds ............. 0 0 0 0
10 Capital expenditures from proceeds ............. 252,221,323 490,643,522 0 250,108,651
11 Other spent proceeds ............. 0 89,516,817 100,000,000 0
12 Other unspent proceeds ............. 0 0 0 0
13 Year of substantial completion ............. 2009 2012 2007 2017
Yes No Yes No Yes No Yes No
14 Were the bonds issued as part of a current refunding issue of tax-exempt
bonds (or, if issued prior to 2019, a current refunding issue)? ........ 		  X X   X     X
15 Were the bonds issued as part of an advance refunding issue of taxable
bonds (or, if issued prior to 2019, an advance refunding issue)? ........ 		  X   X   X   X
16 Has the final allocation of proceeds been made? .......... X   X   X   X  
17 Does the organization maintain adequate books and records to support the final allocation of proceeds? .................. X   X   X   X  
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50193E
Schedule K (Form 990) 2020

Schedule K (Form 990) 2020
Page 2
Part Ⅲ
Private Business Use
A B C D
Yes No Yes No Yes No Yes No
1 Was the organization a partner in a partnership, or a member of an LLC, which owned property financed by tax-exempt bonds? .............   X   X   X   X
2 Are there any lease arrangements that may result in private business use of bond-financed property? ............... X     X   X   X
3a Are there any management or service contracts that may result in private business use of bond-financed property? ............. X   X   X   X  
b If "Yes" to line 3a, does the organization routinely engage bond counsel or other outside counsel to review any management or service contracts relating to the financed property?   X   X   X   X
c Are there any research agreements that may result in private business use of bond-financed property? ............. X   X   X   X  
d If "Yes" to line 3c, does the organization routinely engage bond counsel or other outside counsel to review any research agreements relating to the financed property?   X   X   X   X
4 Enter the percentage of financed property used in a private business use by entities other than a section 501(c)(3) organization or a state or local government ....SchKMediumBullet 0.1 % 0 % 0 % 0 %
5 Enter the percentage of financed property used in a private business use as a result of unrelated trade or business activity carried on by your organization, another section 501(c)(3) organization, or a state or local government ......... SchKMediumBullet 0.1 % 0.5 % 0 % 0 %
6 Total of lines 4 and 5 ............. 0.2 % 0.5 % 0 % 0 %
7 Does the bond issue meet the private security or payment test? ...   X   X   X   X
8a Has there been a sale or disposition of any of the bond-financed property to a nongovernmental person other than a 501(c)(3) organization since the bonds were issued?.............   X   X   X   X
b If "Yes" to line 8a, enter the percentage of bond-financed property sold or disposed of. ..        
c If "Yes" to line 8a, was any remedial action taken pursuant to Regulations sections 1.141-12 and 1.145-2? .............                
9 Has the organization established written procedures to ensure that all nonqualified bonds of the issue are remediated in accordance with the requirements under
Regulations sections 1.141-12 and 1.145-2? ........ 		X   X   X   X  
Part Ⅳ
Arbitrage
A B C D
Yes No Yes No Yes No Yes No
1 Has the issuer filed Form 8038-T, Arbitrage Rebate, Yield Reduction and Penalty in Lieu of Arbitrage Rebate? ...   X   X   X   X
2 If "No" to line 1, did the following apply? ....
a Rebate not due yet? .......   X   X   X   X
b Exception to rebate? ........ X     X X     X
c No rebate due? ......... X   X   X   X  
If "Yes" to line 2c, provide in Part Ⅵ the date the rebate
computation was performed ......
3 Is the bond issue a variable rate issue? ..... X   X   X   X  
Schedule K (Form 990) 2020

Schedule K (Form 990) 2020
Page 3
Part Ⅳ
Arbitrage (Continued)
A B C D
Yes No Yes No Yes No Yes No
4a Has the organization or the governmental issuer entered into a qualified hedge with respect to the bond issue?   X   X   X   X
b Name of provider ..........  
  		 
  		 
  		 
 
c Term of hedge .........        
d Was the hedge superintegrated? ......                
e Was the hedge terminated? ........                
5a Were gross proceeds invested in a guaranteed investment contract (GIC)?   X   X   X   X
b Name of provider ..........  
  		 
  		 
  		 
 
c Term of GIC .........        
d Was the regulatory safe harbor for establishing the fair market value of the GIC satisfied? ........                
6 Were any gross proceeds invested beyond an available temporary period?   X   X   X   X
7 Has the organization established written procedures to monitor the requirements of section 148? ... X   X   X   X  
Part Ⅴ
Procedures To Undertake Corrective Action
--------------------------------------------------------------------------------------------------------------- A B C D
Yes No Yes No Yes No Yes No
Has the organization established written procedures to ensure that violations of federal tax requirements are timely identified and corrected through the voluntary closing agreement program if self-remediation is not available under applicable regulations? X   X   X   X  
Part Ⅵ
Supplemental Information. Provide additional information for responses to questions on Schedule K. (See instructions).
Return Reference Explanation
Schedule K, Part II, Line 3 PROCEEDS TOTAL PROCEEDS OF ISSUE REPRESENT THE ISSUE PRICE (PART I, COLUMN (E)) PLUS ANY INVESTMENT EARNINGS.
Schedule K, Part III, Line 3b PRIVATE BUSINESS USE DURING THE 12-MONTH PERIOD USED TO REPORT ON THE BOND ISSUES, THE ORGANIZATION ROUTINELY REVIEWED ANY MANAGEMENT OR SERVICE CONTRACTS RELATING TO THE FINANCED PROPERTY FOR PRIVATE BUSINESS USE, USING EITHER IN-HOUSE COUNSEL, OUTSIDE COUNSEL, OR PROFESSIONAL CONTRACT REVIEWERS TRAINED BY COUNSEL.
Schedule K, Part III, Line 3d PRIVATE BUSINESS USE DURING THE 12-MONTH PERIOD USED TO REPORT ON THE BOND ISSUES, THE ORGANIZATION ROUTINELY REVIEWED RESEARCH AGREEMENTS RELATING TO THE FINANCED PROPERTY FOR PRIVATE BUSINESS USE, USING EITHER IN-HOUSE COUNSEL, OUTSIDE COUNSEL, OR PROFESSIONAL CONTRACT REVIEWERS TRAINED BY COUNSEL.
Schedule K, Part III, Line 4 PRIVATE BUSINESS USE IN CERTAIN CASES, A BOND ISSUE WITH AN ENTRY OF .00% MAY HAVE FINANCED PROPERTY WITH SOME PRIVATE BUSINESS USE. IN EACH OF THESE CASES, THE PRIVATE BUSINESS USE PERCENTAGE OF THE BOND ISSUE WAS LESS THAN 0.05% AS THE AMOUNTS ARE ROUNDED TO THE NEAREST TENTH OF A PERCENTAGE POINT, PURSUANT TO THE INSTRUCTIONS.
Schedule K, Part III, Line 5 PRIVATE BUSINESS USE IN CERTAIN CASES, A BOND ISSUE WITH AN ENTRY OF .00% MAY HAVE FINANCED PROPERTY WITH SOME PRIVATE BUSINESS USE. IN EACH OF THESE CASES, THE PRIVATE BUSINESS USE PERCENTAGE OF THE BOND ISSUE WAS LESS THAN 0.05% AS THE AMOUNTS ARE ROUNDED TO THE NEAREST TENTH OF A PERCENTAGE POINT, PURSUANT TO THE INSTRUCTIONS.
Schedule K, Part III PRIVATE BUSINESS USE, LINES 4-6 CHEFA BONDS ISSUED 02/24/10 (CUSIP# 20774UU60): A PORTION OF THE BOND ISSUE WAS A CURRENT REFUNDING OF A PRE-2003 ISSUE; ONLY THE PRIVATE BUSINESS USE PERTAINING TO THE NEW MONEY PORTION OF THE 02/24/10 ISSUE IS REPORTED.
Schedule K, Part III PRIVATE BUSINESS USE, LINES 4-6 CHEFA BONDS ISSUED 06/07/17 (CUSIP# 20774YX69): A PORTION OF THE BOND ISSUE WAS A CURRENT REFUNDING OF A PRE-2003 ISSUE; ONLY THE PRIVATE BUSINESS USE PERTAINING TO THE PORTION OF THE 06/07/17 ISSUE THAT REFUNDED A POST-2002 ISSUE IS REPORTED.
Schedule K, Part IV, Line 2c ARBITRAGE CALCULATION CHEFA BONDS ISSUED 02/24/10 (CUSIP# 20774UU60): A PORTION OF THE BOND ISSUE RELATING TO THE CONSTRUCTION FUND IS SUBJECT TO REBATE. THE REBATE LIABILITY COMPUTED AT FEBRUARY 24, 2020 WAS NEGATIVE.
Schedule K, Part I, Column (f) DESCRIPTION OF PURPOSE CHEFA BONDS ISSUED 1/8/2003 (CUSIP# 20774LZC2) - TO FINANCE FACILITIES, ADDITIONS, IMPROVEMENTS, AND RENOVATIONS
Schedule K, Part I, Column (f) DESCRIPTION OF PURPOSE CHEFA BONDS ISSUED 2/24/2010 (CUSIP# 20774UU60) - TO FINANCE FACILITIES, ADDITIONS, IMPROVEMENTS, AND RENOVATIONS, AND TO FULLY REDEEM CHEFA SERIES W BONDS ISSUED 4/2002
Schedule K, Part I, Column (f) DESCRIPTION OF PURPOSE CHEFA BONDS ISSUED 7/2/2013 (CUSIP# 20774YPD3) - TO FULLY REDEEM CHEFA SERIES X1 BONDS ISSUED 1/2003
Schedule K, Part I, Column (f) DESCRIPTION OF PURPOSE CHEFA BONDS ISSUED 7/23/2014 (CUSIP# 20774YRW9) - TO FINANCE FACILITIES, ADDITIONS, IMPROVEMENTS, AND RENOVATIONS
Schedule K, Part I, Column (f) DESCRIPTION OF PURPOSE CHEFA BONDS ISSUED 7/1/2015 (CUSIP# 20774YWE3) - TO FULLY REDEEM CHEFA SERIES Y1, Y2, AND Y3 BONDS ISSUED 10/2005
Schedule K, Part I, Column (f) DESCRIPTION OF PURPOSE CHEFA BONDS ISSUED 7/1/2016 (CUSIP# 20774YJ99) - TO FULLY REDEEM CHEFA SERIES Z1 BONDS ISSUED 10/2007
Schedule K, Part I, Column (f) DESCRIPTION OF PURPOSE CHEFA BONDS ISSUED 6/7/2017 (CUSIP# 20774YX44) - TO FULLY REDEEM CHEFA SERIES Z2 AND Z3 BONDS ISSUED 10/2007
Schedule K, Part I, Column (f) DESCRIPTION OF PURPOSE CHEFA BONDS ISSUED 6/7/2017 (CUSIP# 20774YX69) - TO FULLY REDEEM CHEFA SERIES T1 AND X3 BONDS ISSUED 11/1997 AND 1/2003, RESPECTIVELY
Schedule K, Part I, Column (f) DESCRIPTION OF PURPOSE CHEFA BONDS ISSUED 12/22/2017 (CUSIP# 20774Y3D7) - TO FINANCE FACILITIES, ADDITIONS, IMPROVEMENTS, AND RENOVATIONS, AND TO FULLY REDEEM CHEFA SERIES 2010A-2 BONDS ISSUED 2/2010
Schedule K, Part I, Column (f) DESCRIPTION OF PURPOSE CHEFA BONDS ISSUED 07/02/2018 (CUSIP# 20774Y4X2) - TO FULLY REDEEM CHEFA SERIES 2010A-1 BONDS ISSUED 2/2010
Schedule K, Part III Private Business Use, Lines 4-6 CHEFA BONDS ISSUED 07/02/18 (CUSIP# 20774Y4X2): THE BOND ISSUE WAS A CURRENT REFUNDING OF A PRE-2003 ISSUE; NO PRIVATE BUSINESS USE OF THE 07/02/18 ISSUE IS REPORTED.
Schedule K, Part IV, Line 2c ARBITRAGE CALCULATION CHEFA BONDS ISSUED 12/22/17 (CUSIP# 20774Y3D7): A PORTION OF THE BOND ISSUE IS SUBJECT TO REBATE. THE REBATE LIABILITY COMPUTED AT JULY 1, 2018 WAS NEGATIVE.
Schedule K, Part IV, Line 2c ARBITRAGE CALCULATION CHEFA BONDS ISSUED 01/08/03 (CUSIP# 20774LZC2): We are acknowledging that we are aware of the computation requirement even though no funds were subject to rebate. The rebate liability computed at 01/08/2018 resulted in no liability.
Schedule K, Part IV, Line 2c ARBITRAGE CALCULATION CHEFA BONDS ISSUED 07/02/13 (CUSIP# 20774YPD3): We are acknowledging that we are aware of the computation requirement even though no funds were subject to rebate. The rebate liability computed at 07/02/2018 resulted in no liability.
Schedule K, Part IV, Line 2c ARBITRAGE CALCULATION CHEFA BONDS ISSUED 7/23/2014 (CUSIP# 20774YRW9): A PORTION OF THE BOND ISSUE IS SUBJECT TO REBATE. THE REBATE LIABILITY COMPUTED AT JULY 23, 2019 WAS NEGATIVE.
Schedule K, Part IV, Line 2c ARBITRAGE CALCULATION CHEFA BONDS ISSUED 07/01/15 (CUSIP# 20774YWE3): We are acknowledging that we are aware of the computation requirement even though no funds were subject to rebate. The rebate liability computed at 07/01/2020 resulted in no liability.
Schedule K, Part IV, Line 2c COLUMN A Issuer name: STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY The calculation for computing no rebate due was performed on 01/08/2018
Schedule K, Part IV, Line 2c COLUMN B Issuer name: STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY The calculation for computing no rebate due was performed on 02/24/2020
Schedule K, Part IV, Line 2c COLUMN C Issuer name: STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY The calculation for computing no rebate due was performed on 07/02/2018
Schedule K, Part IV, Line 2c COLUMN D Issuer name: STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY The calculation for computing no rebate due was performed on 07/23/2019
Schedule K, Part IV, Line 2c COLUMN A Issuer name: STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY The calculation for computing no rebate due was performed on 07/01/2020
Schedule K, Part IV, Line 2c COLUMN A Issuer name: STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY The calculation for computing no rebate due was performed on 07/01/2018
Schedule K (Form 990) 2020

Additional Data


Software ID: 20011424
Software Version: 2020v4.0


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Schedule K
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Information on Tax-Exempt Bonds
SchKMediumBullet Complete if the organization answered "Yes" to Form 990, Part Ⅵ, line 24a. Provide descriptions,
explanations, and any additional information in Part Ⅵ.
SchKMediumBullet Attach to Form 990.
SchKMediumBulletGo to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2020
Open to Public
Inspection
Name of the organization
Yale University
 
Employer identification number
06-0646973
Part Ⅰ
Bond Issues
(a) Issuer name (b) Issuer EIN (c) CUSIP # (d) Date issued (e) Issue price (f) Description of purpose (g) Defeased (h) On
behalf of
issuer		 (i) Pool
financing
Yes No Yes No Yes No
A STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
  		06-0806186 20774LZC2 01-08-2003 250,000,000 SEE PART VI   X   X   X
B STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
  		06-0806186 20774UU60 02-24-2010 579,984,034 SEE PART VI   X   X   X
C STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
  		06-0806186 20774YPD3 07-02-2013 100,000,000 SEE PART VI   X   X   X
D STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
  		06-0806186 20774YRW9 07-23-2014 250,000,000 SEE PART VI   X   X   X
STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
  		06-0806186 20774YWE3 07-01-2015 300,000,000 SEE PART VI   X   X   X
STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
  		06-0806186 20774YJ99 07-01-2016 399,995,657 SEE PART VI   X   X   X
STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
  		06-0806186 20774YX44 06-07-2017 199,998,620 SEE PART VI   X   X   X
STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
  		06-0806186 20774YX69 06-07-2017 249,989,726 SEE PART VI   X   X   X
STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
  		06-0806186 20774Y3D7 12-22-2017 452,759,255 SEE PART VI   X   X   X
STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
  		06-0806186 20774Y4X2 07-02-2018 79,969,108 See Part VI   X   X   X
Part Ⅱ
Proceeds
A B C D
1 Amount of bonds retired .................. 125,000,000 247,456,317 0 0
2 Amount of bonds legally defeased .............. 0 0 0 0
3 Total proceeds of issue .................. 252,221,323 580,160,339 100,000,000 250,108,651
4 Gross proceeds in reserve funds ............. 0 0 0 0
5 Capitalized interest from proceeds ............. 0 0 0 0
6 Proceeds in refunding escrows ............... 0 0 0 0
7 Issuance costs from proceeds ............... 0 0 0 0
8 Credit enhancement from proceeds ............. 0 0 0 0
9 Working capital expenditures from proceeds ............. 0 0 0 0
10 Capital expenditures from proceeds ............. 252,221,323 490,643,522 0 250,108,651
11 Other spent proceeds ............. 0 89,516,817 100,000,000 0
12 Other unspent proceeds ............. 0 0 0 0
13 Year of substantial completion ............. 2009 2012 2007 2017
Yes No Yes No Yes No Yes No
14 Were the bonds issued as part of a current refunding issue of tax-exempt
bonds (or, if issued prior to 2019, a current refunding issue)? ........ 		  X X   X     X
15 Were the bonds issued as part of an advance refunding issue of taxable
bonds (or, if issued prior to 2019, an advance refunding issue)? ........ 		  X   X   X   X
16 Has the final allocation of proceeds been made? .......... X   X   X   X  
17 Does the organization maintain adequate books and records to support the final allocation of proceeds? .................. X   X   X   X  
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50193E
Schedule K (Form 990) 2020

Schedule K (Form 990) 2020
Page 2
Part Ⅲ
Private Business Use
A B C D
Yes No Yes No Yes No Yes No
1 Was the organization a partner in a partnership, or a member of an LLC, which owned property financed by tax-exempt bonds? .............   X   X   X   X
2 Are there any lease arrangements that may result in private business use of bond-financed property? ............... X     X   X   X
3a Are there any management or service contracts that may result in private business use of bond-financed property? ............. X   X   X   X  
b If "Yes" to line 3a, does the organization routinely engage bond counsel or other outside counsel to review any management or service contracts relating to the financed property?   X   X   X   X
c Are there any research agreements that may result in private business use of bond-financed property? ............. X   X   X   X  
d If "Yes" to line 3c, does the organization routinely engage bond counsel or other outside counsel to review any research agreements relating to the financed property?   X   X   X   X
4 Enter the percentage of financed property used in a private business use by entities other than a section 501(c)(3) organization or a state or local government ....SchKMediumBullet 0.1 % 0 % 0 % 0 %
5 Enter the percentage of financed property used in a private business use as a result of unrelated trade or business activity carried on by your organization, another section 501(c)(3) organization, or a state or local government ......... SchKMediumBullet 0.1 % 0.5 % 0 % 0 %
6 Total of lines 4 and 5 ............. 0.2 % 0.5 % 0 % 0 %
7 Does the bond issue meet the private security or payment test? ...   X   X   X   X
8a Has there been a sale or disposition of any of the bond-financed property to a nongovernmental person other than a 501(c)(3) organization since the bonds were issued?.............   X   X   X   X
b If "Yes" to line 8a, enter the percentage of bond-financed property sold or disposed of. ..        
c If "Yes" to line 8a, was any remedial action taken pursuant to Regulations sections 1.141-12 and 1.145-2? .............                
9 Has the organization established written procedures to ensure that all nonqualified bonds of the issue are remediated in accordance with the requirements under
Regulations sections 1.141-12 and 1.145-2? ........ 		X   X   X   X  
Part Ⅳ
Arbitrage
A B C D
Yes No Yes No Yes No Yes No
1 Has the issuer filed Form 8038-T, Arbitrage Rebate, Yield Reduction and Penalty in Lieu of Arbitrage Rebate? ...   X   X   X   X
2 If "No" to line 1, did the following apply? ....
a Rebate not due yet? .......   X   X   X   X
b Exception to rebate? ........ X     X X     X
c No rebate due? ......... X   X   X   X  
If "Yes" to line 2c, provide in Part Ⅵ the date the rebate
computation was performed ......
3 Is the bond issue a variable rate issue? ..... X   X   X   X  
Schedule K (Form 990) 2020

Schedule K (Form 990) 2020
Page 3
Part Ⅳ
Arbitrage (Continued)
A B C D
Yes No Yes No Yes No Yes No
4a Has the organization or the governmental issuer entered into a qualified hedge with respect to the bond issue?   X   X   X   X
b Name of provider ..........  
  		 
  		 
  		 
 
c Term of hedge .........        
d Was the hedge superintegrated? ......                
e Was the hedge terminated? ........                
5a Were gross proceeds invested in a guaranteed investment contract (GIC)?   X   X   X   X
b Name of provider ..........  
  		 
  		 
  		 
 
c Term of GIC .........        
d Was the regulatory safe harbor for establishing the fair market value of the GIC satisfied? ........                
6 Were any gross proceeds invested beyond an available temporary period?   X   X   X   X
7 Has the organization established written procedures to monitor the requirements of section 148? ... X   X   X   X  
Part Ⅴ
Procedures To Undertake Corrective Action
--------------------------------------------------------------------------------------------------------------- A B C D
Yes No Yes No Yes No Yes No
Has the organization established written procedures to ensure that violations of federal tax requirements are timely identified and corrected through the voluntary closing agreement program if self-remediation is not available under applicable regulations? X   X   X   X  
Part Ⅵ
Supplemental Information. Provide additional information for responses to questions on Schedule K. (See instructions).
Return Reference Explanation
Schedule K, Part II, Line 3 PROCEEDS TOTAL PROCEEDS OF ISSUE REPRESENT THE ISSUE PRICE (PART I, COLUMN (E)) PLUS ANY INVESTMENT EARNINGS.
Schedule K, Part III, Line 3b PRIVATE BUSINESS USE DURING THE 12-MONTH PERIOD USED TO REPORT ON THE BOND ISSUES, THE ORGANIZATION ROUTINELY REVIEWED ANY MANAGEMENT OR SERVICE CONTRACTS RELATING TO THE FINANCED PROPERTY FOR PRIVATE BUSINESS USE, USING EITHER IN-HOUSE COUNSEL, OUTSIDE COUNSEL, OR PROFESSIONAL CONTRACT REVIEWERS TRAINED BY COUNSEL.
Schedule K, Part III, Line 3d PRIVATE BUSINESS USE DURING THE 12-MONTH PERIOD USED TO REPORT ON THE BOND ISSUES, THE ORGANIZATION ROUTINELY REVIEWED RESEARCH AGREEMENTS RELATING TO THE FINANCED PROPERTY FOR PRIVATE BUSINESS USE, USING EITHER IN-HOUSE COUNSEL, OUTSIDE COUNSEL, OR PROFESSIONAL CONTRACT REVIEWERS TRAINED BY COUNSEL.
Schedule K, Part III, Line 4 PRIVATE BUSINESS USE IN CERTAIN CASES, A BOND ISSUE WITH AN ENTRY OF .00% MAY HAVE FINANCED PROPERTY WITH SOME PRIVATE BUSINESS USE. IN EACH OF THESE CASES, THE PRIVATE BUSINESS USE PERCENTAGE OF THE BOND ISSUE WAS LESS THAN 0.05% AS THE AMOUNTS ARE ROUNDED TO THE NEAREST TENTH OF A PERCENTAGE POINT, PURSUANT TO THE INSTRUCTIONS.
Schedule K, Part III, Line 5 PRIVATE BUSINESS USE IN CERTAIN CASES, A BOND ISSUE WITH AN ENTRY OF .00% MAY HAVE FINANCED PROPERTY WITH SOME PRIVATE BUSINESS USE. IN EACH OF THESE CASES, THE PRIVATE BUSINESS USE PERCENTAGE OF THE BOND ISSUE WAS LESS THAN 0.05% AS THE AMOUNTS ARE ROUNDED TO THE NEAREST TENTH OF A PERCENTAGE POINT, PURSUANT TO THE INSTRUCTIONS.
Schedule K, Part III PRIVATE BUSINESS USE, LINES 4-6 CHEFA BONDS ISSUED 02/24/10 (CUSIP# 20774UU60): A PORTION OF THE BOND ISSUE WAS A CURRENT REFUNDING OF A PRE-2003 ISSUE; ONLY THE PRIVATE BUSINESS USE PERTAINING TO THE NEW MONEY PORTION OF THE 02/24/10 ISSUE IS REPORTED.
Schedule K, Part III PRIVATE BUSINESS USE, LINES 4-6 CHEFA BONDS ISSUED 06/07/17 (CUSIP# 20774YX69): A PORTION OF THE BOND ISSUE WAS A CURRENT REFUNDING OF A PRE-2003 ISSUE; ONLY THE PRIVATE BUSINESS USE PERTAINING TO THE PORTION OF THE 06/07/17 ISSUE THAT REFUNDED A POST-2002 ISSUE IS REPORTED.
Schedule K, Part IV, Line 2c ARBITRAGE CALCULATION CHEFA BONDS ISSUED 02/24/10 (CUSIP# 20774UU60): A PORTION OF THE BOND ISSUE RELATING TO THE CONSTRUCTION FUND IS SUBJECT TO REBATE. THE REBATE LIABILITY COMPUTED AT FEBRUARY 24, 2020 WAS NEGATIVE.
Schedule K, Part I, Column (f) DESCRIPTION OF PURPOSE CHEFA BONDS ISSUED 1/8/2003 (CUSIP# 20774LZC2) - TO FINANCE FACILITIES, ADDITIONS, IMPROVEMENTS, AND RENOVATIONS
Schedule K, Part I, Column (f) DESCRIPTION OF PURPOSE CHEFA BONDS ISSUED 2/24/2010 (CUSIP# 20774UU60) - TO FINANCE FACILITIES, ADDITIONS, IMPROVEMENTS, AND RENOVATIONS, AND TO FULLY REDEEM CHEFA SERIES W BONDS ISSUED 4/2002
Schedule K, Part I, Column (f) DESCRIPTION OF PURPOSE CHEFA BONDS ISSUED 7/2/2013 (CUSIP# 20774YPD3) - TO FULLY REDEEM CHEFA SERIES X1 BONDS ISSUED 1/2003
Schedule K, Part I, Column (f) DESCRIPTION OF PURPOSE CHEFA BONDS ISSUED 7/23/2014 (CUSIP# 20774YRW9) - TO FINANCE FACILITIES, ADDITIONS, IMPROVEMENTS, AND RENOVATIONS
Schedule K, Part I, Column (f) DESCRIPTION OF PURPOSE CHEFA BONDS ISSUED 7/1/2015 (CUSIP# 20774YWE3) - TO FULLY REDEEM CHEFA SERIES Y1, Y2, AND Y3 BONDS ISSUED 10/2005
Schedule K, Part I, Column (f) DESCRIPTION OF PURPOSE CHEFA BONDS ISSUED 7/1/2016 (CUSIP# 20774YJ99) - TO FULLY REDEEM CHEFA SERIES Z1 BONDS ISSUED 10/2007
Schedule K, Part I, Column (f) DESCRIPTION OF PURPOSE CHEFA BONDS ISSUED 6/7/2017 (CUSIP# 20774YX44) - TO FULLY REDEEM CHEFA SERIES Z2 AND Z3 BONDS ISSUED 10/2007
Schedule K, Part I, Column (f) DESCRIPTION OF PURPOSE CHEFA BONDS ISSUED 6/7/2017 (CUSIP# 20774YX69) - TO FULLY REDEEM CHEFA SERIES T1 AND X3 BONDS ISSUED 11/1997 AND 1/2003, RESPECTIVELY
Schedule K, Part I, Column (f) DESCRIPTION OF PURPOSE CHEFA BONDS ISSUED 12/22/2017 (CUSIP# 20774Y3D7) - TO FINANCE FACILITIES, ADDITIONS, IMPROVEMENTS, AND RENOVATIONS, AND TO FULLY REDEEM CHEFA SERIES 2010A-2 BONDS ISSUED 2/2010
Schedule K, Part I, Column (f) DESCRIPTION OF PURPOSE CHEFA BONDS ISSUED 07/02/2018 (CUSIP# 20774Y4X2) - TO FULLY REDEEM CHEFA SERIES 2010A-1 BONDS ISSUED 2/2010
Schedule K, Part III Private Business Use, Lines 4-6 CHEFA BONDS ISSUED 07/02/18 (CUSIP# 20774Y4X2): THE BOND ISSUE WAS A CURRENT REFUNDING OF A PRE-2003 ISSUE; NO PRIVATE BUSINESS USE OF THE 07/02/18 ISSUE IS REPORTED.
Schedule K, Part IV, Line 2c ARBITRAGE CALCULATION CHEFA BONDS ISSUED 12/22/17 (CUSIP# 20774Y3D7): A PORTION OF THE BOND ISSUE IS SUBJECT TO REBATE. THE REBATE LIABILITY COMPUTED AT JULY 1, 2018 WAS NEGATIVE.
Schedule K, Part IV, Line 2c ARBITRAGE CALCULATION CHEFA BONDS ISSUED 01/08/03 (CUSIP# 20774LZC2): We are acknowledging that we are aware of the computation requirement even though no funds were subject to rebate. The rebate liability computed at 01/08/2018 resulted in no liability.
Schedule K, Part IV, Line 2c ARBITRAGE CALCULATION CHEFA BONDS ISSUED 07/02/13 (CUSIP# 20774YPD3): We are acknowledging that we are aware of the computation requirement even though no funds were subject to rebate. The rebate liability computed at 07/02/2018 resulted in no liability.
Schedule K, Part IV, Line 2c ARBITRAGE CALCULATION CHEFA BONDS ISSUED 7/23/2014 (CUSIP# 20774YRW9): A PORTION OF THE BOND ISSUE IS SUBJECT TO REBATE. THE REBATE LIABILITY COMPUTED AT JULY 23, 2019 WAS NEGATIVE.
Schedule K, Part IV, Line 2c ARBITRAGE CALCULATION CHEFA BONDS ISSUED 07/01/15 (CUSIP# 20774YWE3): We are acknowledging that we are aware of the computation requirement even though no funds were subject to rebate. The rebate liability computed at 07/01/2020 resulted in no liability.
Schedule K, Part IV, Line 2c COLUMN A Issuer name: STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY The calculation for computing no rebate due was performed on 01/08/2018
Schedule K, Part IV, Line 2c COLUMN B Issuer name: STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY The calculation for computing no rebate due was performed on 02/24/2020
Schedule K, Part IV, Line 2c COLUMN C Issuer name: STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY The calculation for computing no rebate due was performed on 07/02/2018
Schedule K, Part IV, Line 2c COLUMN D Issuer name: STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY The calculation for computing no rebate due was performed on 07/23/2019
Schedule K, Part IV, Line 2c COLUMN A Issuer name: STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY The calculation for computing no rebate due was performed on 07/01/2020
Schedule K, Part IV, Line 2c COLUMN A Issuer name: STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY The calculation for computing no rebate due was performed on 07/01/2018
Schedule K (Form 990) 2020

Additional Data


Software ID: 20011424
Software Version: 2020v4.0

Schedule L
(Form 990 or 990-EZ)
Department of the Treasury
Internal Revenue Service
Transactions with Interested Persons
MediumBullet Complete if the organization answered "Yes" on Form 990, Part IV, lines 25a, 25b, 26, 27, 28a, 28b, or 28c, or Form 990-EZ, Part V, line 38a or 40b.
MediumBullet Attach to Form 990 or Form 990-EZ.
MediumBulletGo to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2020
Open to Public Inspection
Name of the organization
Yale University
 
Employer identification number

06-0646973
Part I
Excess Benefit Transactions (section 501(c)(3), section 501(c)(4), and section 501(c)(29) organizations only).
Complete if the organization answered "Yes" on Form 990, Part IV, line 25a or 25b, or Form 990-EZ, Part V, line 40b.
1(a) Name of disqualified person (b) Relationship between disqualified person and organization (c) Description of transaction (d) Corrected?
Yes No
2
Enter the amount of tax incurred by the organization managers or disqualified persons during the year under section 4958. ........................... Bullet Image$
 
3
Enter the amount of tax, if any, on line 2, above, reimbursed by the organization ........ Bullet Image$
 

Part II
Loans to and/or From Interested Persons.
Complete if the organization answered "Yes" on Form 990-EZ, Part V, line 38a, or Form 990, Part IV, line 26; or if the organization reported an amount on Form 990, Part X, line 5, 6, or 22
(a) Name of interested person (b) Relationship with organization (c) Purpose of loan (d) Loan to or from the organization? (e) Original principal amount (f) Balance due (g) In default? (h) Approved by board or committee? (i) Written agreement?
To From Yes No Yes No Yes No
(1) SCOTT A STROBEL
  		OFFICER HOUSING   X 100,000 31,589   No   No Yes  
(2) Nancy J Brown
  		Key Employee Housing   X 100,000 71,667   No   No Yes  
(3) Nancy J Brown
  		Key Employee Housing   X 100,000 100,000   No   No Yes  
Total ...............Small Bullet $ 203,256
Part III
Grants or Assistance Benefiting Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 27.
(a) Name of interested person (b) Relationship between interested person and the organization (c) Amount of assistance (d) Type of assistance (e) Purpose of assistance
(1)  
  		  24,750 scholarships See Part V
(2)  
  		  4,300 Fellowship See Part V
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 50056A
Schedule L (Form 990 or 990-EZ) 2020
Schedule L (Form 990 or 990-EZ) 2020
Page 2
Part IV
Business Transactions Involving Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 28a, 28b, or 28c.
(a) Name of interested person (b) Relationship between interested person and the organization (c) Amount of transaction (d) Description of transaction (e) Sharing of organization's revenues?
Yes No
(1) STEFANIE MARKOVITS
  		SPOUSE OF BENJAMIN POLAK, A former OFFICER 196,025 COMPENSATION AND BENEFITS, PROFESSOR OF ENGLISH   No
(2) MARTA MORET
  		SPOUSE OF PETER SALOVEY, AN OFFICER 77,020 COMPENSATION AND BENEFITS, ASSOCIATE   No
(3) PATRICIA PREISIG
  		SPOUSE OF ROBERT ALPERN, A KEY EMPLOYEE 214,589 COMPENSATION AND BENEFITS, PROFESSOR, MEDICINE (NEPHROLOGY) AND CELLULAR AND MOLECULAR PHYSIOLOGY   No
(4) HHLR Advisors Ltd
  		A TRUSTEE OWNS > 35% 29,949,245 MANAGEMENT and incentive FEES PAID IN THE ORDINARY COURSE OF BUSINESS   No
(5) Ricecan Realty LP
  		A trustee and family members own >35% 107,723 Yale received Income distributions from a partnership interest gifted to the university   No
Part V
Supplemental Information
Provide additional information for responses to questions on Schedule L (see instructions).
Return Reference Explanation
Schedule L, Part II, Column (h) LOAN APPROVAL THE LOANs REPORTED ON SCHEDULE L, PART II Were MADE AND APPROVED PURSUANT TO UNIVERSITY COMPENSATION POLICIES.
Schedule L, Part III, Column (e) Purpose of assistance The scholarship grants represent amounts awarded to interested persons under the university's nondiscriminatory qualified tuition reduction plan covering all eligible faculty and staff with six or more years of service. In addition, a grant was awarded to an interested person for a summer research fellowship.
Schedule L (Form 990 or 990-EZ) 2020


Additional Data


Software ID: 20011424
Software Version: 2020v4.0




SCHEDULE M
(Form 990)

Department of the Treasury
Internal Revenue Service
Noncash Contributions
Right pointing arrow large imageComplete if the organizations answered "Yes" on Form 990, Part IV, lines 29 or 30.
Right pointing arrow large image Attach to Form 990.
Right pointing arrow large imageGo to www.irs.gov/Form990 for the latest information.
OMB No. 1545-0047
2020
Open to Public Inspection
Name of the organization
Yale University
 
Employer identification number

06-0646973
Part I
Types of Property
(a)
Check if applicable 		(b)
Number of contributions or items contributed 		(c)
Noncash contribution amounts reported on
Form 990, Part VIII, line 1g 		(d)
Method of determining
noncash contribution amounts
1 Art—Works of art .... X 45 0 Other - NONE
2 Art—Historical treasures .        
3 Art—Fractional interests ..        
4 Books and publications .. X 0 Other
5 Clothing and household
goods ....... 		     
6 Cars and other vehicles ..        
7 Boats and planes .... X 2 0 Other - NONE
8 Intellectual property ...        
9 Securities—Publicly traded . X 1,202 212,403,142 Market value
10 Securities—Closely held stock . X 1 100,000 Other - Sale of Comp. Property
11 Securities—Partnership, LLC,
or trust interests .... 		X 1 830 Other - Sale of Comp. Property
12 Securities—Miscellaneous .. X 1 1 Other - SALE OF COMP. PROPERTY
13 Qualified conservation
contribution—Historic
structures ..... 		       
14 Qualified conservation
contribution—Other ... 		       
15 Real estate—Residential .        
16 Real estate—Commercial ..        
17 Real estate—Other ... X 1 153,845 Other - Sale or appraised values
18 Collectibles ..... X 3 0 Other - NONE
19 Food inventory ...        
20 Drugs and medical supplies . X 1 0 Other - NONE
21 Taxidermy ......        
22 Historical artifacts ....        
23 Scientific specimens ..        
24 Archeological artifacts ...        
25 Other Right pointing arrow large image ( Equipment ) X 1 0 Other - NONE
26 Other Right pointing arrow large image ( MUSICAL INSTRUMENT ) X 6 0 Other - NONE
27 Other Right pointing arrow large image ( royalty interests in literary / musical works, self-created works ) X 8 12,450 Other - APPRAISED VALUES
28 Other Right pointing arrow large image ( )
29
Number of Forms 8283 received by the organization during the tax year for contributions
for which the organization completed Form 8283, Part IV, Donee Acknowledgement
29
52
Yes
No
30a
During the year, did the organization receive by contribution any property reported in Part I, lines 1 through 28, that it must hold for at least three years from the date of the initial contribution, and which isn't required to be used for exempt purposes for the entire holding period? ...................
30a
 
No
b
If "Yes," describe the arrangement in Part II.
31
Does the organization have a gift acceptance policy that requires the review of any nonstandard contributions?
31
Yes
 
32a
Does the organization hire or use third parties or related organizations to solicit, process, or sell noncash
contributions? ..........................
32a
Yes
 
b
If "Yes," describe in Part II.
33
If the organization didn't report an amount in column (c) for a type of property for which column (a) is checked,
describe in Part II.
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 51227J
Schedule M (Form 990) (2020)
Schedule M (Form 990) (2020)
Page 2
Part IISupplemental Information. Provide the information required by Part I, lines 30b, 32b, and 33, and whether the organization is reporting in Part I, column (b), the number of contributions, the number of items received, or a combination of both. Also complete this part for any additional information.
Return Reference Explanation
Schedule M, Part I, Line 32b Third parties used to solicit, process, or sell noncash contributions OCCASIONALLY, THE UNIVERSITY ENGAGES THIRD PARTIES (E.G., REAL ESTATE BROKERS, AUCTION HOUSES, INVESTMENT BROKERS) TO SELL CERTAIN NON-CASH CONTRIBUTIONS.
Schedule M, Part I, Line 33 Noncash contribution amounts not reported PURSUANT TO ACCOUNTING STANDARDS CODIFICATION 958 (ASC 958), THE UNIVERSITY DOES NOT CAPITALIZE ITS COLLECTIONS, INCLUDING WORKS OF ART, LITERARY WORKS, HISTORICAL TREASURES AND ARTIFACTS THAT ARE MAINTAINED IN ITS MUSEUMS AND LIBRARIES. NON-CASH CONTRIBUTIONS OF THIS NATURE ARE, THEREFORE, NOT RECOGNIZED AS REVENUE FOR FINANCIAL STATEMENT PURPOSES. THESE COLLECTIONS ARE PROTECTED AND PRESERVED FOR PUBLIC EXHIBITION, EDUCATION, RESEARCH AND THE FURTHERANCE OF PUBLIC SERVICE. OTHER NON-CASH CONTRIBUTIONS WITH NO READILY ASCERTAINABLE FAIR VALUE OR WHICH ARE DEEMED IMMATERIAL ARE NOT RECOGNIZED AS REVENUE FOR FINANCIAL STATEMENT PURPOSES.
Schedule M, Part I Explanations of reporting method for number of contributions Art - Works of art - AMOUNTS REPRESENT THE NUMBER OF NON-CASH CONTRIBUTIONS RECEIVED AND RECORDED IN THE CENTRAL CONTRIBUTION DATABASE OF THE UNIVERSITY. Books and publications - AMOUNTS REPRESENT THE NUMBER OF NON-CASH CONTRIBUTIONS RECEIVED AND RECORDED IN THE CENTRAL CONTRIBUTION DATABASE OF THE UNIVERSITY. Securities - Publicly traded - AMOUNTS REPRESENT THE NUMBER OF NON-CASH CONTRIBUTIONS RECEIVED AND RECORDED IN THE CENTRAL CONTRIBUTION DATABASE OF THE UNIVERSITY. Securities - Miscellaneous - AMOUNTS REPRESENT THE NUMBER OF NON-CASH CONTRIBUTIONS RECEIVED AND RECORDED IN THE CENTRAL CONTRIBUTION DATABASE OF THE UNIVERSITY. Collectibles - AMOUNTS REPRESENT THE NUMBER OF NON-CASH CONTRIBUTIONS RECEIVED AND RECORDED IN THE CENTRAL CONTRIBUTION DATABASE OF THE UNIVERSITY. Other - Equipment AMOUNTS REPRESENT THE NUMBER OF NON-CASH CONTRIBUTIONS RECEIVED AND RECORDED IN THE CENTRAL CONTRIBUTION DATABASE OF THE UNIVERSITY. Other - MUSICAL INSTRUMENT AMOUNTS REPRESENT THE NUMBER OF NON-CASH CONTRIBUTIONS RECEIVED AND RECORDED IN THE CENTRAL CONTRIBUTION DATABASE OF THE UNIVERSITY. Real estate - Other - AMOUNTS REPRESENT THE NUMBER OF NON-CASH CONTRIBUTIONS RECEIVED AND RECORDED IN THE CENTRAL CONTRIBUTION DATABASE OF THE UNIVERSITY. Securities - Partnership, LLC, or trust interests - AMOUNTS REPRESENT THE NUMBER OF NON-CASH CONTRIBUTIONS RECEIVED AND RECORDED IN THE CENTRAL CONTRIBUTION DATABASE OF THE UNIVERSITY. Securities - Closely held stock - AMOUNTS REPRESENT THE NUMBER OF NON-CASH CONTRIBUTIONS RECEIVED AND RECORDED IN THE CENTRAL CONTRIBUTION DATABASE OF THE UNIVERSITY. Drugs and medical supplies - AMOUNTS REPRESENT THE NUMBER OF NON-CASH CONTRIBUTIONS RECEIVED AND RECORDED IN THE CENTRAL CONTRIBUTION DATABASE OF THE UNIVERSITY. Boats and planes - AMOUNTS REPRESENT THE NUMBER OF NON-CASH CONTRIBUTIONS RECEIVED AND RECORDED IN THE CENTRAL CONTRIBUTION DATABASE OF THE UNIVERSITY. Other - royalty interests in literary / musical works, self-created works AMOUNTS REPRESENT THE NUMBER OF NON-CASH CONTRIBUTIONS RECEIVED AND RECORDED IN THE CENTRAL CONTRIBUTION DATABASE OF THE UNIVERSITY.
Schedule M (Form 990) (2020)

Additional Data


Software ID: 20011424
Software Version: 2020v4.0
SCHEDULE O
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Supplemental Information to Form 990 or 990-EZ

Complete to provide information for responses to specific questions on
Form 990 or 990-EZ or to provide any additional information.
MediumBullet Attach to Form 990 or 990-EZ.
MediumBullet Go to www.irs.gov/Form990 for the latest information.
OMB No. 1545-0047
2020
Open to Public
Inspection
Name of the organization
Yale University
 
Employer identification number

06-0646973
Return Reference Explanation
Form 990, Part I, Line 6 TOTAL NUMBER OF VOLUNTEERS VOLUNTEERS SUPPORT AND BENEFIT THE UNIVERSITY IN A WIDE VARIETY OF ACTIVITIES, PROGRAMS, AND SERVICES. WHILE YALE UNIVERSITY DOES NOT TRACK THE NUMBER OF ITS VOLUNTEERS, THE UNIVERSITY ESTIMATES THAT THE NUMBER OF VOLUNTEERS WAS APPROXIMATELY 23,300 DURING FYE 6/30/21.
Form 990, Part III, Line 1 DESCRIPTION OF ORGANIZATION MISSION YALE IS COMMITTED TO IMPROVING THE WORLD TODAY AND FOR FUTURE GENERATIONS THROUGH OUTSTANDING RESEARCH AND SCHOLARSHIP, EDUCATION, PRESERVATION, AND PRACTICE. YALE EDUCATES ASPIRING LEADERS WORLDWIDE WHO SERVE ALL SECTORS OF SOCIETY. WE CARRY OUT THIS MISSION THROUGH THE FREE EXCHANGE OF IDEAS IN AN ETHICAL, INTERDEPENDENT, AND DIVERSE COMMUNITY OF FACULTY, STAFF, STUDENTS, AND ALUMNI.
Form 990, Part III, Line 4 Covid-19 Impact The events of the past year - an ongoing pandemic, devastating climate events, and widening divides in our society - underscore the urgency of Yale's commitment to world-changing scholarship and education. Since the beginning of the COVID-19 pandemic, Yale has ensured the continuity of its educational and research mission while focusing on the health and well-being of students, faculty, staff, and community members. Notably, net tuition, room and board declined, largely caused by deferrals and leaves of absence by some undergraduates due to the COVID-19 pandemic. The university expects the large majority of these students to matriculate in the subsequent academic years. The pandemic also led to significant reductions in other areas, including conferences and events, theater, athletics, and parking revenues.
Form 990, Part III, Line 4d Description of other program services (Expenses $ 736,352,266 including grants of $ 12,573,790)(Revenue $ 72,220,280) OTHER PROGRAM SERVICES INCLUDE ACADEMIC SUPPORT, PUBLIC SERVICE, AND OTHER INSTITUTIONAL SUPPORT.
Form 990, Part VI, Line 1b NUMBER OF VOTING MEMBERS WHO ARE INDEPENDENT THERE ARE TWO EX-OFFICIO TRUSTEES, THE GOVERNOR OF CONNECTICUT AND THE LIEUTENANT GOVERNOR OF CONNECTICUT. HISTORICALLY, THESE INDIVIDUALS DO NOT PARTICIPATE IN GOVERNANCE ACTIVITIES AT THE UNIVERSITY AND THEY ARE REPORTED AS INDEPENDENT.
Form 990, Part VI, Line 2 Family/business relationships amongst interested persons E. John Rice, Jr. and Michael Warren - Business relationship
Form 990, Part VI, Line 5 Diversion of organization assets The University has a system of internal controls designed to prevent and identify the diversion of its assets. During the fiscal year ended June 30, 2021, the University became aware of an inappropriate diversion of University funds. The fraud involved external parties who obtained unauthorized access to a University employee's network credentials and submitted false vendor payment information. Once the fraud was discovered, Yale acted to terminate the fraudulent payments, which totaled $4,644,098, and recover $1,107,259 of the diverted funds. The University's direct loss was $3,536,839. Of this amount, the University received a $100,000 insurance payment. Yale immediately began investigating the fraud and concluded that no University employees (including officers and key employees), trustees, or other disqualified persons were complicit in the diversion of these funds. Yale referred the fraudulent case to the appropriate law enforcement authorities. During the fiscal year, the University identified three unrelated instances of diversion of its assets by employees (in total < $35,000). Internal investigations were conducted which resulted in discipline or termination of these employees. None of these employees were officers, key employees, trustees, or other disqualified persons. Yale acted to prevent any such future diversions by strengthening its internal controls. The University provided fraud awareness training and adopted enhanced payment, monitoring, and controls procedures, and expanded system access controls.
Form 990, Part VI, Line 7a Members or stockholders electing members of governing body THE GOVERNING BODY INCLUDES SIX ALUMNI TRUSTEES WHO ARE ELECTED BY THE ALUMNI.
Form 990, Part VI, Line 11b Review of form 990 by governing body THE FORM 990 WAS REVIEWED BY SENIOR MANAGEMENT. IN ADDITION, THE UNIVERSITY DISTRIBUTED A DRAFT COPY OF FORM 990 TO THE CORPORATION AUDIT COMMITTEE, COMPRISED OF three MEMBERS OF THE UNIVERSITY'S GOVERNING BODY. MEMBERS OF SENIOR MANAGEMENT MET WITH CERTAIN UNIVERSITY OFFICERS AND THE CORPORATION AUDIT COMMITTEE TO DISCUSS THE DRAFT FORM 990 AND ANSWER ANY QUESTIONS PRIOR TO FILING.
Form 990, Part VI, Line 12c Conflict of interest policy THE YALE UNIVERSITY CONFLICT OF INTEREST POLICY OBLIGATES EACH OFFICER, TRUSTEE, AND KEY EMPLOYEE TO PROMPTLY DISCLOSE ANY ACTUAL OR POTENTIAL CONFLICT OF INTEREST AS DEFINED IN THE POLICY. EACH SUCH PERSON MUST SIGN A STATEMENT ANNUALLY AFFIRMING THAT HE OR SHE HAS RECEIVED A COPY OF THE CONFLICT OF INTEREST POLICY, HAS READ AND UNDERSTANDS THE POLICY, AGREES TO COMPLY WITH THE POLICY, AND UNDERSTANDS THAT THE CORPORATION IS CHARITABLE AND IN ORDER TO MAINTAIN ITS EXEMPTION IT MUST ENGAGE PRIMARILY IN ACTIVITIES WHICH ACCOMPLISH ONE OR MORE OF ITS TAX-EXEMPT PURPOSES. IN CONNECTION WITH ANY ACTUAL OR POSSIBLE CONFLICT OF INTEREST, AN INTERESTED PERSON MUST DISCLOSE THE EXISTENCE OF HIS OR HER FINANCIAL INTEREST AND BE GIVEN THE OPPORTUNITY TO DISCLOSE ALL MATERIAL FACTS TO THE DIRECTOR AND MEMBERS OF THE COMMITTEE WITH GOVERNING BOARD DELEGATED POWERS CONSIDERING THE PROPOSED TRANSACTION OR ARRANGEMENT. AFTER DISCLOSURE OF A POTENTIAL CONFLICT OF INTEREST, THE INTERESTED PERSON IS EXCUSED FROM THE GOVERNING BOARD OR COMMITTEE MEETING WHILE THE DETERMINATION OF A CONFLICT OF INTEREST IS MADE, AND IS RECUSED FROM PARTICIPATING IN ANY VOTE ON THE MATTER.
Form 990, Part VI, Line 15a Process to establish compensation of top management official THE annual PROCESS FOR DETERMINING THE COMPENSATION OF THE PRESIDENT INCLUDED INITIAL REVIEW BY THE COMMITTEE ON COMPENSATION (THE COMPENSATION COMMITTEE) OF THE YALE CORPORATION (YALE UNIVERSITY'S GOVERNING BOARD), A RECOMMENDATION VOTED BY THE COMMITTEE TO THE YALE CORPORATION, AND FULL REVIEW AND VOTE BY THE YALE CORPORATION. BOTH REVIEWS INCLUDED REVIEW OF THE COMPENSATION OF SIMILARLY QUALIFIED INDIVIDUALS IN COMPARABLE POSITIONS AT OTHER UNIVERSITIES, AS COMPILED BY A PROFESSIONAL COMPENSATION CONSULTANT RETAINED BY THE COMPENSATION COMMITTEE FOR THE PURPOSE, AND REVIEW OF INFORMATION ON SUCH COMPARABLE POSITIONS FROM IRS FORMS 990 FOR SIMILAR ORGANIZATIONS; BOTH REVIEWS CONSIDERED SUCH DATA IN LIGHT OF THE PERFORMANCE OF THE PRESIDENT, WHICH WAS REVIEWED BY THE COMPENSATION COMMITTEE AND BY THE YALE CORPORATION. THE PROCEEDINGS OF THE COMPENSATION COMMITTEE AND THE PROCEEDINGS OF THE YALE CORPORATION EACH WERE DOCUMENTED IN MINUTES OF THE RESPECTIVE BODY, CONTEMPORANEOUSLY ADOPTED AND RETAINED IN THE RECORDS OF THE RESPECTIVE BODY, ALONG WITH THE DATA ON COMPARABLE COMPENSATION THAT WAS RELIED UPON.
Form 990, Part VI, Line 15b Process to establish compensation of other employees THE annual PROCESS FOR DETERMINING COMPENSATION OF THE OFFICERS CONSISTED OF REVIEW BY THE COMPENSATION COMMITTEE OF THE RECOMMENDATIONS MADE BY THE PRESIDENT, CONSIDERING THE PERFORMANCE OF EACH OFFICER, AND REVIEW OF DATA ON COMPENSATION OF SIMILARLY QUALIFIED INDIVIDUALS IN COMPARABLE POSITIONS AT SIMILAR ORGANIZATIONS, AS COLLECTED BY A PROFESSIONAL COMPENSATION CONSULTANT THROUGH SURVEYS; THE COMPENSATION COMMITTEE VOTED RECOMMENDATIONS ON COMPENSATION OF SUCH INDIVIDUALS TO THE YALE CORPORATION. THE YALE CORPORATION RECEIVED THE RECOMMENDATIONS OF THE COMPENSATION COMMITTEE, AND DISCUSSED THESE WITH THE PRESIDENT, WHO REVIEWED THE PERFORMANCE OF EACH OFFICER WITH THE YALE CORPORATION, AND ALSO THE COMPARABLE COMPENSATION INFORMATION. THE YALE CORPORATION THEN VOTED ON THE COMPENSATION OF EACH OFFICER. THE PROCEEDINGS OF THE COMPENSATION COMMITTEE AND OF THE CORPORATION EACH WERE DOCUMENTED IN MINUTES CONTEMPORANEOUSLY ADOPTED AND RETAINED IN THE RECORDS OF THE RESPECTIVE BODY, ALONG WITH THE DATA ON COMPARABLE COMPENSATION THAT WAS RELIED UPON. OF THE KEY EMPLOYEES, THE COMPENSATION OF THE prior DEAN, SCHOOL OF MEDICINE WAS RECOMMENDED BY THE PRESIDENT TO THE COMPENSATION COMMITTEE, AND REVIEWED BY THAT COMMITTEE IN CONJUNCTION WITH ITS REVIEW OF THE PERFORMANCE OF THE DEAN AND CONSIDERATION OF DATA ON THE COMPENSATION OF SIMILARLY QUALIFIED INDIVIDUALS IN COMPARABLE POSITIONS AT OTHER INSTITUTIONS COMPILED BY AN INDEPENDENT COMPENSATION CONSULTANT. THE COMPENSATION COMMITTEE VOTED TO APPROVE THE COMPENSATION, AND CONTEMPORANEOUSLY DOCUMENTED ITS PROCEEDINGS IN MINUTES RETAINED IN ITS RECORDS ALONG WITH THE COMPENSATION DATA RELIED UPON. WITH RESPECT TO THE CHIEF INVESTMENT OFFICER, THE COMPENSATION COMMITTEE VOTED TO APPROVE THE COMPENSATION AFTER CONSIDERATION OF THE RECOMMENDATIONS OF THE PRESIDENT AND OF THE FOLLOWING: REVIEW OF THE PERFORMANCE of the Chief Investment Officer, INVESTMENT PERFORMANCE OF THE YALE ENDOWMENT OVER DESIGNATED PERIODS, OTHER PERFORMANCE-RELATED INFORMATION, AND AN ANALYSIS OF THE COMPENSATION OF SIMILARLY QUALIFIED INDIVIDUALS IN COMPARABLE POSITIONS AT TAXABLE AND TAX-EXEMPT ORGANIZATIONS PREPARED BY AN INDEPENDENT COMPENSATION CONSULTANT RETAINED FOR THE PURPOSE. THE COMPENSATION COMMITTEE CONTEMPORANEOUSLY DOCUMENTED ITS PROCEEDINGS IN MINUTES RETAINED IN ITS RECORDS ALONG WITH THE COMPENSATION DATA RELIED UPON. NO MEMBER OF THE YALE CORPORATION WHO HAD A CONFLICT OF INTEREST WITH RESPECT TO A COMPENSATION ARRANGEMENT DESCRIBED ABOVE (I.E., BY VIRTUE OF A FAMILY OR BUSINESS RELATIONSHIP) PARTICIPATED IN THE COMPENSATION COMMITTEE REVIEW OR THE VOTE OF THE YALE CORPORATION WITH RESPECT TO SUCH COMPENSATION ARRANGEMENT.
Form 990, Part VI, Line 19 Required documents available to the public THE UNIVERSITY'S GOVERNING DOCUMENTS, INCLUDING ANY AMENDMENTS, FINANCIAL STATEMENTS AND STANDARDS OF BUSINESS CONDUCT ARE AVAILABLE ON THE UNIVERSITY'S WEBSITE OR UPON REQUEST.
Form 990, Part VII, Section A, Line 1a, Column (B) AVERAGE HOURS PER WEEK THE NUMBER OF HOURS REPORTED FOR EACH LISTED PERSON IS AN ESTIMATE. THE ESTIMATE FOR TRUSTEES INCLUDES MEETING TIME AND PREPARATION, AS WELL AS ATTENDANCE AT CERTAIN OFFICIAL UNIVERSITY FUNCTIONS DURING THE YEAR, BUT DOES NOT INCLUDE TRAVEL TIME OR ATTENDANCE AT OTHER EVENTS AS TRUSTEES. IN MANY CASES, THE ACTUAL AVERAGE HOURS PER WEEK FOR LISTED PERSONS, OTHER THAN TRUSTEES, EXCEEDED 50 HOURS.
Form 990, Part VII, Section A, Line 1a, Column (A) Continuation of titles for each listed person Dean Takahashi: Executive Director, Yale Carbon Containment Lab PETER SALOVEY: PROFESSOR OF PSYCHOLOGY Murat Gunel: Professor of Neurosurgery & Professor of Genetics & of Neuroscience Charles C. Matouk: Associate Professor of Neurosurgery; Director, Neurovascular/Endovascular Fellowship ROBERT J. ALPERN: PROFESSOR OF MEDICINE (NEPHROLOGY) & professor of cellular & molecular physiology Nancy Brown: Professor of Internal Medicine Alexander E. Dreier: General Counsel & Sr Counselor to the President BENJAMIN POLAK: PROFESSOR OF ECONOMICS; PROFESSOR, SCHOOL OF MANAGEMENT SCOTT A. STROBEL: PROFESSOR OF MOLECULAR BIOPHYSICS & BIOCHEMISTRY; PROFESSOR OF CHEMISTRY; HOWARD HUGHES MEDICAL INSTITUTE PROFESSOR PERICLES LEWIS: Vice PROVOST FOR academic initiatives; professor of comparative literature Donna Cable: Associate VP, HR (through 12/31/20)
Form 990, Part VIII, Line 2f Other Program Service Revenue Misc 1 - Total Revenue: 7330742, Related or Exempt Function Revenue: 7017497, Unrelated Business Revenue: 313245, Revenue Excluded from Tax Under Sections 512, 513, or 514: ; Misc 2 - Total Revenue: 7017497, Related or Exempt Function Revenue: 7017497, Unrelated Business Revenue: , Revenue Excluded from Tax Under Sections 512, 513, or 514: ; Misc 3 - Total Revenue: 7017497, Related or Exempt Function Revenue: 7017497, Unrelated Business Revenue: , Revenue Excluded from Tax Under Sections 512, 513, or 514: ; Misc 4 - Total Revenue: 7017497, Related or Exempt Function Revenue: 7017497, Unrelated Business Revenue: , Revenue Excluded from Tax Under Sections 512, 513, or 514: ; Misc 5 - Total Revenue: 6704252, Related or Exempt Function Revenue: 6704252, Unrelated Business Revenue: , Revenue Excluded from Tax Under Sections 512, 513, or 514: ;
Form 990, Part IX, Line 24 UNRELATED BUSINESS INCOME TAX OTHER EXPENSES INCLUDE $973,462 OF STATE UNRELATED BUSINESS INCOME TAX.
Form 990, Part XI, Line 9 Other changes in net assets or fund balances Change in funding status of defined benefit plans - XXX-XX-XXXX; Actuarial adjustments for split interest liability - -4593966;
Schedule F, Part I, Line 2 PROCEDURES FOR MONITORING USE OF GRANT FUNDS WITH RESPECT TO SPONSORED PROJECT ACTIVITY SUBCONTRACTED TO OTHER ENTITIES, THE UNIVERSITY'S POLICY AND PROCEDURES FOR MONITORING SUB RECIPIENT AWARDS ("SUBAWARDS") ARE INTENDED TO ESTABLISH APPROPRIATE AND EFFECTIVE MECHANISMS TO PROMOTE COMPLIANCE WITH FEDERAL AND NON-FEDERAL REQUIREMENTS AND CONTRACTUAL ARRANGEMENTS, INCLUDING THE PROPER MONITORING AND STEWARDSHIP OF AWARDED FUNDS. PROPER MONITORING OF A SUBAWARD ENSURES THAT AWARDED FUNDS ARE USED FOR AUTHORIZED PURPOSES, PERFORMANCE GOALS ARE MET AND THE SUB RECIPIENT IS IN COMPLIANCE WITH THE TERMS AND CONDITIONS OF THE SUB RECIPIENT AGREEMENT. SUB RECIPIENT MONITORING PROCEDURES INCLUDE BUT ARE NOT LIMITED TO THE FOLLOWING ACTIVITIES: A FORMAL PRE-QUALIFICATION PROCESS FOR SUB RECIPIENTS, PRE-AWARD AND POST-AWARD MONITORING OF SUB RECIPIENTS TO REVIEW THE FINANCIAL STATUS AND MANAGEMENT CONTROLS, COMPLIANCE CERTIFICATIONS, REVIEW OF COMPLIANCE WITH REGULATIONS RELATIVE TO THE USE OF HUMAN SUBJECTS AND ANIMALS, IDENTIFICATION AND REPORTING OF ANY CONFLICT OF INTEREST WITH A SUB RECIPIENT ENTITY, AND A REVIEW OF PERTINENT OTHER ORGANIZATION INFORMATION. IN ACCORDANCE WITH THESE PROCEDURES, THE UNIVERSITY REVIEWS THE SUB RECIPIENT'S ADMINISTRATION, FINANCIAL STATEMENTS, BILLINGS, SCIENTIFIC PROGRESS, TECHNICAL REPORTS, AND DELIVERABLES OF AN ACTIVE SUBAWARD REGULARLY AND CONDUCTS ON-GOING RISK ASSESSMENTS AS WELL AS MONTHLY QUALITY ASSURANCE REVIEWS ON RANDOMLY SELECTED SUBAWARDS. IN ADDITION TO A MONTHLY DEPARTMENTAL REVIEW, THE UNIVERSITY MONITORS A SUB RECIPIENT'S COMPLIANCE WITH THE TERMS AND CONDITIONS OF THE SUBAWARD ANNUALLY AND UPON CLOSEOUT OF THE SUB RECIPIENT AGREEMENT. IF ANY OF THESE MONITORING PROCEDURES RESULT IN FINDINGS, THE UNIVERSITY WILL TAKE CORRECTIVE ACTION AS NECESSARY. THE PROCEDURES SERVE TO ENSURE THAT THE SUBAWARD FUNDS ARE USED FOR PROPER PURPOSES AND NOT DIVERTED FROM THEIR INTENDED USE.
FORM 990, PART VII, SECTION B, COLUMN(C) COMPENSATION THE AMOUNT REPORTED REPRESENTS DIRECT CASH PAYMENTS MADE DURING THE CALENDAR YEAR 2020 TO INDEPENDENT CONTRACTORS FOR SERVICES. FOR CONSTRUCTION and related SERVICES, THE FEES REPRESENT THE ENTIRE CONTRACT COST.
Form 990, Schedule B, Part I, Column D Contributors No. 1 through 3 PORTIONS OF THESE CONTRIBUTIONS REPRESENT PLEDGES. IT IS UNKNOWN AT THIS TIME WHETHER THE PLEDGES WILL BE SATISFIED WITH CASH OR NON-CASH PROPERTY.
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 51056K
Schedule O (Form 990 or 990-EZ) 2020


Additional Data


Software ID: 20011424
Software Version: 2020v4.0
SCHEDULE R
(Form 990)
Department of the Treasury
Internal Revenue Service
Related Organizations and Unrelated Partnerships
MediumBulletComplete if the organization answered "Yes" on Form 990, Part IV, line 33, 34, 35b, 36, or 37.
MediumBulletAttach to Form 990.
MediumBullet Go to www.irs.gov/Form990 for instructions and the latest information.

OMB No. 1545-0047
2020
Open to Public Inspection
Name of the organization
Yale University
 
Employer identification number

06-0646973
Part I
Identification of Disregarded Entities. Complete if the organization answered "Yes" on Form 990, Part IV, line 33.
(a)
Name, address, and EIN (if applicable) of disregarded entity


(b)
Primary activity


 		(c)
Legal domicile (state
or foreign country)

 		(d)
Total income


 		(e)
End-of-year assets


 		(f)
Direct controlling
entity
(1) Investment Holdco LLC
C/O Yale University PO Box 208239
New Haven,CT065208239
81-4546058 		Investment DE 223,344,158 7,246,193,370 Yale University
 
(2) Boylston LLC
C/O Yale University PO Box 208239
New Haven,CT065208239
46-3324804 		Investment DE 844,294,766 6,474,625,806 Yale University
 
(3) Fir Co LLC
C/O Yale University PO Box 208239
New Haven,CT065208239
06-0646973 		Investment DE -1,045,884 371,967,954 Yale University
 
(4) WE 150 Munson LLC
C/O Yale University PO Box 208239
New Haven,CT065208239
26-0233373 		Investment DE 0 40,076,483 Yale University
 
(5) Fenix I LLC
C/O Yale University PO Box 208239
New Haven,CT065208239
26-2863129 		Investment DE 0 31,588,764 Yale University
 
(6) Harbor Hills Investments LLC
C/O Yale University PO Box 208239
New Haven,CT065208239
20-0099423 		Investment DE 387,354 20,572,271 Yale University
 
(7) WE 2 Church Street South LLC
C/O Yale University PO Box 208239
New Haven,CT065208239
80-0066065 		Investment CT 0 13,108,912 Yale University
 
(8) Renaissance I LLC
C/O Yale University PO Box 208239
New Haven,CT065208239
26-2863298 		Investment DE 0 13,002,667 Yale University
 
(9) WE 135 College Street LLC
C/O Yale University PO Box 208239
New Haven,CT065208239
30-0893138 		Investment DE 0 8,260,255 Yale University
 
(10) Yale Global Enterprises LLC
C/O Yale University PO Box 208239
New Haven,CT065208239
27-0859961 		Supports Higher Education CT 0 4,548,111 Yale University
 
(11) Alpha 9 LLC
C/O Yale University PO Box 208239
New Haven,CT065208239
27-0982227 		Investment CT 0 3,451,348 Yale University
 
(12) S Property Holding LLC
C/O Yale University PO Box 208239
New Haven,CT065208239
27-3717440 		Investment CT 0 2,725,640 Yale University
 
(13) ESV Holdings LLC
C/O Yale University PO Box 208239
New Haven,CT065208239
20-3980473 		Investment DE 0 2,388,752 Yale University
 
(14) Overlea LLC
C/O Yale University PO Box 208239
New Haven,CT065208239
82-1445515 		Investment DE 0 1,201,239 Yale University
 
(15) Passive Holding LLC
C/O Yale University PO Box 208239
New Haven,CT065208239
22-3783661 		Investment NJ 0 893,610 Yale University
 
(16) Yale SOM Student Investment Fund LLC
C/O Yale University PO Box 208239
New Haven,CT065208239
83-4065716 		Investment DE 6,026 765,555 Yale University
 
(17) Amistad Partners LLC
C/O Yale University PO Box 208239
New Haven,CT065208239
73-1683601 		Investment CT 0 599,975 Yale University
 
(18) Yale Student Investment Fund LLC
C/O Yale University PO Box 208239
New Haven,CT065208239
46-3851735 		Investment DE 4,832 491,608 Yale University
 
(19) Medical Practice Management LLC
C/O Yale University PO Box 208239
New Haven,CT065208239
27-1545102 		Administrative Services CT 61,246 125,802 Yale University
 
(20) 41 North LLC
C/O Yale University PO Box 208239
New Haven,CT065208239
06-1594874 		Investment DE 0 0 Yale University
 
(21) Beta 14 LLC
C/O Yale University PO Box 208239
New Haven,CT065208239
27-0982129 		Investment CT 0 0 Yale University
 
(22) Bluefield Timber LLC
C/O Yale University PO Box 208239
New Haven,CT065208239
02-0520556 		Investment DE 0 0 41 North LLC
 
(23) Endurance LLC
C/O Yale University PO Box 208239
New Haven,CT065208239
06-1606540 		Investment DE 12,140,479 57,925,978 Yale University
 
(24) GSWM Investments LLC
C/O Yale University PO Box 208239
New Haven,CT065208239
27-3717358 		Investment CT 0 0 Yale University
 
(25) Moms Partnership LLC
C/O Yale University PO Box 208239
New Haven,CT065208239
06-0646973 		Supports Wellness Initiatives CT 0 0 Yale University
 
(26) OME Holdings LLC
C/O Yale University PO Box 208239
New Haven,CT065208239
06-0646973 		Investment DE 0 0 Yale University
 
(27) Sardous LLC
C/O Yale University PO Box 208239
New Haven,CT065208239
02-0580383 		Investment DE 0 0 Yale University
 
(28) The UK Friends of Yale University Limited
C/O Yale University PO Box 208239
New Haven,CT065208239
98-0552738 		Accepts charitable contributions UK 501,505 0 Yale University
 
(29) Yale Educational Consulting (Beijing) LLC
C/O Yale University PO Box 208239
New Haven,CT065208239
98-1006940 		Supports Higher Education CH 0 0 Yale Global Enterprises LLC
 
(30) Yale Leadership (Beijing) Educational Consulting Co Ltd
C/O Yale University PO Box 208239
New Haven,CT065208239
98-1200465 		Supports Higher Education CH 0 0 Yale Global Enterprises LLC
 
(31) YD SMA LLC
C/O Yale University PO Box 208239
New Haven,CT065208239
46-3365267 		Investment DE 0 0 Yale University
 
Part II
Identification of Related Tax-Exempt Organizations. Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related tax-exempt organizations during the tax year.
(a)
Name, address, and EIN of related organization


(b)
Primary activity


 		(c)
Legal domicile (state
or foreign country)

 		(d)
Exempt Code section


 		(e)
Public charity status
(if section 501(c)(3))

 		(f)
Direct controlling
entity

 		(g)
Section 512(b)(13) controlled entity?
Yes No
(1)3C Corporation
c/o Yale University PO Box 208239

New Haven,CT065208239
41-2046529 		Investment DC 501(c)(3) Type I Yale University
 
Yes
 
(2)5C Corporation
c/o Yale University PO Box 208239

New Haven,CT065208239
20-0763050 		Investment DC 501(c)(3) Type I Yale University
 
Yes
 
(3)Alumni Fund Association of Yale University
c/o Yale University PO Box 208239

New Haven,CT065208239
06-6078326 		Encourages and solicits contributions to or for Yale University CT 501(c)(3) Type I Yale University
 
Yes
 
(4)Chapel Company
c/o Yale University PO Box 208239

New Haven,CT065208239
06-1532073 		Inactive CT 501(c)(2)   Yale University
 
Yes
 
(5)Charles A Coffin Memorial Fund
c/o Yale University PO Box 208239

New Haven,CT065208239
06-6034841 		Supports higher education CT 501(c)(3) Type III-O Yale University
 
 
No
(6)Edith B Jackson Trust #3
c/o Yale University PO Box 208239

New Haven,CT065208239
84-6150096 		Supports higher education CO 501(c)(3) PF Yale University
 
 
No
(7)FW & Elsie Heyl Science Scholarship Fund
c/o Yale University PO Box 208239

New Haven,CT065208239
38-6194019 		Supports higher education MI 501(c)(3) Type III-O NA
 
 
No
(8)Ford Adelaide D Ten T U W
c/o Yale University PO Box 208239

New Haven,CT065208239
94-6216169 		Supports higher education NC 501(c)(3) PF Yale University
 
 
No
(9)Founding Fathers Papers Inc
c/o Yale University PO Box 208239

New Haven,CT065208239
22-2365602 		Supports and facilitates publications NJ 501(c)(3) Type I NA
 
 
No
(10)Gruber Foundation the
c/o Yale University PO Box 208239

New Haven,CT065208239
45-1540594 		Supports higher education DE 501(c)(3) Type I Yale University
 
Yes
 
(11)Health Benefits Holdings Inc
c/o Yale University PO Box 208239

New Haven,CT065208239
06-1559155 		Investment CT 501(c)(2)   Yale University
 
Yes
 
(12)HR Properties Inc
c/o Yale University PO Box 208239

New Haven,CT065208239
06-1341463 		investment CT 501(c)(2)   Yale University
 
Yes
 
(13)Jonathan Edwards Trust
c/o Yale University PO Box 208239

New Haven,CT065208239
06-6084676 		Supports Higher Education CT 501(c)(3) Type III-FI Yale University
 
 
No
(14)Paul Mellon Centre for Studies in British Art
c/o Yale University PO Box 208239

New Haven,CT065208239
22-3783661 		Promotes and supports study of British art and architecture UK 501(c)(3)   Yale University
 
Yes
 
(15)Preston J Dunn TR UW FBO Yale University
c/o Yale University PO Box 208239

New Haven,CT065208239
06-6366026 		Supports higher education CT 501(c)(3) PF Yale University
 
 
No
(16)Preston J Dunn Tr UW FBO Yale University 1928 Alumni Fund
c/o Yale University PO Box 208239

New Haven,CT065208239
06-6366024 		Supports higher education CT 501(c)(3) PF Yale University
 
 
No
(17)Richard U Light Foundation
c/o Yale University PO Box 208239

New Haven,CT065208239
38-2456949 		Supports education MI 501(c)(3) Type III-O NA
 
 
No
(18)RTA Incorporated
c/o Yale University PO Box 208239

New Haven,CT065208239
06-0768741 		Supports education CT 501(c)(3) Type III-FI NA
 
 
No
(19)Staff Retirement Holdings Inc
c/o Yale University PO Box 208239

New Haven,CT065208239
06-1559156 		Investment CT 501(c)(2)   Yale University
 
Yes
 
(20)Stoeckel E B Residue Trust
c/o Yale University PO Box 208239

New Haven,CT065208239
06-0653108 		Supports artistic programs CT 501(c)(3) Type III-FI Yale University
 
 
No
(21)The Board of Trustees of the Sheffield Scientific School
c/o Yale University PO Box 208239

New Haven,CT065208239
06-6032565 		Promotes the study of the physical, natural and mathematical sciences CT 501(c)(3) Type II Yale University
 
Yes
 
(22)THE CHIEF EXEC LEADERSHIP INST OF THE YALE SCHOOL OF MGMTINC
c/o Yale University PO Box 208239

New Haven,CT065208239
58-2617787 		Provides research and peer-driven edu. programs to businesses DE 501(c)(3) Type I Yale University
 
Yes
 
(23)UW Eugene Higgins Char Trust NMA
c/o Yale University PO Box 208239

New Haven,CT065208239
13-6073358 		Supports education NY 501(c)(3) Type III-O NA
 
 
No
(24)Yale Alumni Association of Cleveland
c/o Yale University PO Box 208239

New Haven,CT065208239
34-1218706 		Supports education OH 501(c)(3) Type III-FI NA
 
 
No
(25)Yale Alumni Publications Inc
c/o Yale University PO Box 208239

New Haven,CT065208239
06-0646970 		Distributes alumni magazine CT 501(c)(3) Type III-FI NA
 
 
No
(26)Yale Alumni Scholarship of Cleveland Inc
c/o Yale University PO Box 208239

New Haven,CT065208239
34-6523145 		Funds scholarships OH 501(c)(3) Type III-FI NA
 
 
No
(27)Yale Club of Central New Jersey
c/o Yale University PO Box 208239

New Haven,CT065208239
22-6048686 		Funds scholarships NJ 501(c)(3) Type III-O NA
 
 
No
(28)Yale Club of Maine
c/o Yale University PO Box 208239

New Haven,CT065208239
01-0516058 		Supports higher education ME 501(c)(3) Type III-O NA
 
 
No
(29)Yale Club of Northwestern Connecticut Inc
c/o Yale University PO Box 208239

New Haven,CT065208239
06-1045553 		Promotes and Supports Activities Between Yale Alumni and Yale University CT 501(c)(3) Type III-O NA
 
 
No
(30)Yale Medical Foundation Inc
c/o Yale University PO Box 208239

New Haven,CT065208239
35-2672947 		To provide outpatient medical care, to conduct research and support educational activities CT 501(c)(3) 10 Yale University
 
Yes
 
(31)Yale Scholarship Fund of Pittsburgh
c/o Yale University PO Box 208239

New Haven,CT065208239
23-7046816 		Funds scholarships PA 501(c)(3) Type III-FI Yale University
 
 
No
(32)Yale University Elizabethan Club Corp
c/o Yale University PO Box 208239

New Haven,CT065208239
06-0332975 		Promotes appreciation of literature among membership and community CT 501(c)(3) Type III-FI Yale University
 
Yes
 
(33)Yale University Press London
c/o Yale University PO Box 208239

New Haven,CT065208239
 Publishes serious works UK 501(c)(3)   Yale University
 
Yes
 
(34)Yale University Retiree Health Benefits Coverage Trust
c/o Yale University PO Box 208239

New Haven,CT065208239
06-6414276 		501(a) Trust that Supports Yale University CT 501(c)(3) Type II Yale University
 
Yes
 
(35)Yale Wisconsin Scholarship Fund
c/o Yale University PO Box 208239

New Haven,CT065208239
39-6065573 		Funds scholarships WI 501(c)(3) Type III-O NA
 
 
No
(36)Yale-New Haven Medical Center Inc
c/o Yale University PO Box 208239

New Haven,CT065208239
23-7440891 		Supports joint programs of Yale-New Haven Hospital and Yale University CT 501(c)(3) Type III-FI NA
 
 
No
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50135Y
Schedule R (Form 990) 2020
Schedule R (Form 990) 2020
Page 2
Part III
Identification of Related Organizations Taxable as a Partnership. Complete if the organization answered "Yes" on Form 990, Part IV, line 34, because it had one or more related organizations treated as a partnership during the tax year.
(a)
Name, address, and EIN of
related organization



 		(b)
Primary activity




 		(c)
Legal
domicile
(state or foreign
country)


 		(d)
Direct controlling
entity



 		(e)
Predominant income(related, unrelated, excluded from tax under sections 512-514)

(f)
Share of total income




 		(g)
Share of end-of-year
assets



 		(h)
Disproprtionate allocations?




 		(i)
Code V-UBI
amount in box 20 of
Schedule K-1
(Form 1065)
 		(j)
General or
managing
partner?



 		(k)
Percentage
ownership
Yes No Yes No
(1) FOURTH CENTURY LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
41-2046537 		Investment DE Yale University
  		Excluded 1,983,990,541 8,556,077,091 Yes   31,417,998   No 99.8 %
(2) FIFTH CENTURY LP

c/o Yale University PO Box 208239
New Haven,CT065208239
20-0763076 		Investment NV Yale University
  		Excluded 574,204,384 3,354,663,209 Yes   12,096,108   No 99.8 %
(3) Wingspan LP

c/o Yale University PO Box 208239
New Haven,CT065208239
98-1541518 		Investment CJ Yale University
  		Excluded 0 1,714,720,873   No     No 82.18 %
(4) CYR HOLDINGS LP

c/o Yale University PO Box 208239
New Haven,CT065208239
26-0788802 		Investment NV Fifth Century LP
  		Excluded -9,453,912 1,203,286,910 Yes   -491,357   No 99.6 %
(5) LONG TERM VALUE FUND LP

c/o Yale University PO Box 208239
New Haven,CT065208239
98-0623624 		Investment CJ LAUREL 2008 LP
  		Excluded 55,260,038 1,181,220,030 Yes       No 98.05 %
(6) Foxway LP

c/o Yale University PO Box 208239
New Haven,CT065208239
46-3794906 		Investment DE Yale University
  		Excluded 212,678,519 1,085,813,610   No     No 97.38 %
(7) CRS MASTER FUND LP

c/o Yale University PO Box 208239
New Haven,CT065208239
45-2658870 		Investment CJ CYR Holdings LP
  		Excluded -14,915,775 1,070,217,366 Yes   -494,929   No 88.87 %
(8) Farallon Capital Institutional Partners II LP

c/o Yale University PO Box 208239
New Haven,CT065208239
94-3106692 		Investment CA Yale University
  		Excluded 27,377,920 1,046,462,238 Yes       No 91.40 %
(9) YHG INVESTMENT LP

c/o Yale University PO Box 208239
New Haven,CT065208239
 Investment CJ HHLR Yali Feeder Ltd
  		Excluded 364,538,165 906,384,182 Yes       No 59.32 %
(10) LAUREL 2008 LP

c/o Yale University PO Box 208239
New Haven,CT065208239
26-1649501 		Investment NV Fifth Century LP
  		Excluded 129,791,052 865,337,823 Yes   9,215,578   No 99.6 %
(11) Yellow Warbler LP

c/o Yale University PO Box 208239
New Haven,CT065208239
26-0342603 		Investment TX Fourth Century LLC
  		Excluded -252,869,882 816,204,255 Yes   -208,670   No 97.04 %
(12) 667 LP

c/o Yale University PO Box 208239
New Haven,CT065208239
06-1609184 		Investment DE BBF I Holdings LP
  		Excluded 100,222,849 771,378,820 Yes   3,865,066   No 79.46 %
(13) YB Institutional LP

c/o Yale University PO Box 208239
New Haven,CT065208239
04-3431530 		Investment DE Yale University
  		Excluded 26,855,132 719,466,081 Yes   -736,203   No 97.8 %
(14) BBF I HOLDINGS LP

c/o Yale University PO Box 208239
New Haven,CT065208239
20-8497574 		Investment NV Fifth Century LP
  		Excluded 100,222,846 564,007,913 Yes   3,865,066   No 99.6 %
(15) HIGH STREET PARTNERS LTD

c/o Yale University PO Box 208239
New Haven,CT065208239
98-1332371 		Investment CJ Fourth Century LLC
  		Excluded 0 448,808,180   No     No 91.33 %
(16) Y2K PARTNERS LP

c/o Yale University PO Box 208239
New Haven,CT065208239
71-1007459 		Investment DE Fourth Century LLC
  		Excluded -56,014,616 355,919,417 Yes       No 99.74 %
(17) Long Meadow LP

c/o Yale University PO Box 208239
New Haven,CT065208239
82-1918656 		Investment DE Yale University
  		Excluded 1,783,528 331,870,406   No     No 90.92 %
(18) Bluebart LP

c/o Yale University PO Box 208239
New Haven,CT065208239
38-3979963 		Investment DE Yale University
  		Excluded -64,303,595 245,777,191 Yes       No 99.37 %
(19) Panco Strategic Real Estate Fund IV LP

c/o Yale University PO Box 208239
New Haven,CT065208239
83-1481792 		Investment DE Yale University
  		Excluded -16,742,222 187,584,546 Yes       No 58.59 %
(20) Voyager One Onshore LP

c/o Yale University PO Box 208239
New Haven,CT065208239
85-4140549 		Investment DE Yale University
  		Excluded 0 180,000,000   No     No 53.18 %
(21) WEN YUAN LTD

c/o Yale University PO Box 208239
New Haven,CT065208239
98-1498670 		Investment CJ Fourth Century LLC
  		Excluded 25,104 169,837,432   No     No 99.71 %
(22) Morris Island Partners LP

c/o Yale University PO Box 208239
New Haven,CT065208239
46-4538290 		Investment DE Fourth Century LLC
  		Excluded -164,901,955 164,361,386   No     No 98.77 %
(23) Strategic Residential Fund II LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
04-3584406 		Investment DE Yale University
  		Excluded -695,610 150,767,093   No     No 95 %
(24) M&H REALTY PARTNERS VI LP

c/o Yale University PO Box 208239
New Haven,CT065208239
57-1182074 		Investment CA Fourth Century LLC
  		Excluded 3,276,603 148,768,381 Yes       No 51.8 %
(25) CYR FUND LP

c/o Yale University PO Box 208239
New Haven,CT065208239
26-0270646 		Investment DE CYR Holdings LP
  		Excluded 5,461,863 114,332,317 Yes   3,572   No 84.98 %
(26) Itiner VI Victrix LP

c/o Yale University PO Box 208239
New Haven,CT065208239
84-2824716 		Investment DE Yale University
  		Excluded 566,858 84,944,350   No     No 100 %
(27) Anaxagoras LP

c/o Yale University PO Box 208239
New Haven,CT065208239
85-4296496 		Investment DE Yale University
  		Excluded 0 75,000,000   No     No 99.6 %
(28) JPF V HOLDINGS LP

c/o Yale University PO Box 208239
New Haven,CT065208239
20-2008388 		Investment NV Fifth Century LP
  		Excluded 0 68,216,108   No     No 99.6 %
(29) Bayroot LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
20-0390410 		Investment DE Fourth Century LLC
  		Excluded 12,140,479 57,925,978   No     No 98.81 %
(30) NIFL HOLDINGS LP

c/o Yale University PO Box 208239
New Haven,CT065208239
20-8973999 		Investment NV Fifth Century LP
  		Excluded 1,670,166 57,866,802   No     No 99.6 %
(31) GLOSTER LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
20-1263980 		Investment DE Fourth Century LLC
  		Excluded 2,848,817 53,589,537   No     No 79.84 %
(32) RAMSGATE VIII LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
20-5259910 		Investment DE Fourth Century LLC
  		Excluded 2,032,291 47,996,776   No     No 79.84 %
(33) The Lyme Forest Fund V TE LP

c/o Yale University PO Box 208239
New Haven,CT065208239
83-2527383 		Investment DE Yale University
  		Unrelated -118,551 45,561,455   No -278,703   No 86.16 %
(34) EASTON 2007 LP

c/o Yale University PO Box 208239
New Haven,CT065208239
26-0627974 		Investment NV Fifth Century LP
  		Excluded 19,899,279 41,257,917 Yes   1,217   No 99.6 %
(35) PEPF IV HOLDINGS LP

c/o Yale University PO Box 208239
New Haven,CT065208239
26-0290250 		Investment NV Fifth Century LP
  		Excluded 260 36,767,877   No     No 99.6 %
(36) CAUTHEN VIII LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
45-2750613 		Investment DE Fourth Century LLC
  		Excluded -229,705 35,400,308 Yes   -29,966   No 79.84 %
(37) OMAHA LP

c/o Yale University PO Box 208239
New Haven,CT065208239
 Investment CA OM Holdings LP
  		Excluded -1,801,005 35,341,636   No     No 98.6 %
(38) Motus Fund Ltd

c/o Yale University PO Box 208239
New Haven,CT065208239
98-1253737 		Investment CJ Yale University
  		Excluded 1,828,466 32,623,451   No   Yes   98.32 %
(39) RAMSGATE XI LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
46-5209548 		Investment DE Fourth Century LLC
  		Excluded 0 32,215,531   No     No 79.84 %
(40) KHP Fund II LP

c/o Yale University PO Box 208239
New Haven,CT065208239
20-5882068 		Investment CA Fourth Century LLC
  		Excluded 14,049,902 31,836,945 Yes   -2,966,678   No 60.63 %
(41) OSCEOLA LP

c/o Yale University PO Box 208239
New Haven,CT065208239
20-2008431 		Investment NV Fifth Century LP
  		Excluded 0 29,750,715   No     No 79.84 %
(42) AEF 6 US HOLDINGS LP

c/o Yale University PO Box 208239
New Haven,CT065208239
26-2867531 		Investment NV Fifth Century LP
  		Excluded -6,170,880 28,929,399   No     No 99.6 %
(43) HERNDON IV LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
47-1698457 		Investment DE Fourth Century LLC
  		Unrelated 469,614 27,191,313 Yes   304,209   No 79.84 %
(44) ECP II HOLDINGS LP

c/o Yale University PO Box 208239
New Haven,CT065208239
26-0151337 		Investment NV Fifth Century LP
  		Excluded -442,747 27,190,688   No     No 99.6 %
(45) JPS HOLDINGS LP

c/o Yale University PO Box 208239
New Haven,CT065208239
20-8909921 		Investment NV Fifth Century LP
  		Excluded 6,587,334 26,868,877   No     No 99.6 %
(46) GREENFIELD LAND PARALLEL PARTNERS I LP

c/o Yale University PO Box 208239
New Haven,CT065208239
20-4411467 		Investment DE Fourth Century LLC
  		Unrelated 4,324 24,251,349 Yes   -5,379   No 98.8 %
(47) Farallon Capital Institutional Partners 25 LP

c/o Yale University PO Box 208239
New Haven,CT065208239
94-3388317 		Investment DE Yale University
  		Unrelated -7,594,442 24,117,383 Yes   -7,349,240   No 87.26 %
(48) NLVF II HOLDINGS LP

c/o Yale University PO Box 208239
New Haven,CT065208239
26-1545222 		Investment NV Fifth Century LP
  		Excluded 27,027,712 23,820,538   No     No 99.6 %
(49) RADFORD LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
45-5470954 		Investment DE Fourth Century LLC
  		Excluded 17,379,308 23,538,807   No     No 79.84 %
(50) RIDGEFIELD IX LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
90-1007364 		Investment DE Fourth Century LLC
  		Excluded 9,729,342 23,058,792   No     No 79.84 %
(51) Typhoon LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
01-0685132 		Investment DE Fourth Century LLC
  		Excluded 3,978,857 22,707,448   No     No 73.02 %
(52) VERNON LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
80-0904292 		Investment DE Fourth Century LLC
  		Excluded 11,911,369 21,502,393 Yes   961,446   No 79.84 %
(53) WHITEHAVEN XI LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
37-1738599 		Investment DE Fourth Century LLC
  		Excluded 101,833 20,190,832   No     No 79.84 %
(54) SP 8 HOLDINGS LP

c/o Yale University PO Box 208239
New Haven,CT065208239
26-0558478 		Investment NV Fifth Century LP
  		Excluded 474,988 19,674,940   No     No 99.6 %
(55) Harbor Hills Development LP

c/o Yale University PO Box 208239
New Haven,CT065208239
16-1453802 		Investment DE Harbor Hills Holdings LP
  		Unrelated 1,049,064 17,965,713 Yes   1,048,621   No 99 %
(56) VEITCH LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
45-0999084 		Investment DE Fourth Century LLC
  		Unrelated -126,205 17,311,592 Yes   -167,698   No 79.84 %
(57) CAUTHEN LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
20-2776143 		Investment DE Fourth Century LLC
  		Excluded -3,638 17,054,744 Yes   113   No 79.84 %
(58) ODE IV LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
61-1724296 		Investment DE Fourth Century LLC
  		Excluded 0 16,176,644   No     No 79.84 %
(59) WYNNWOOD VIII LP

c/o Yale University PO Box 208239
New Haven,CT065208239
26-3294405 		Investment NV Fifth Century LP
  		Unrelated 899,112 15,921,075 Yes   -82,315   No 79.84 %
(60) CORBIN VII LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
47-2456807 		Investment DE Fourth Century LLC
  		Excluded 414,349 15,403,432   No     No 79.84 %
(61) Manaslu Fund III LP

c/o Yale University PO Box 208239
New Haven,CT065208239
98-1556897 		Investment CJ Yale University
  		Excluded -853 14,254,569 Yes       No 52.3 %
(62) SANGAMORE III LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
26-0753284 		Investment DE Fourth Century LLC
  		Excluded -247,903 13,895,984 Yes   13   No 79.84 %
(63) CAUTHEN VII LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
26-3653027 		Investment DE Fourth Century LLC
  		Excluded 1,047,164 13,553,499 Yes   -8,521   No 79.84 %
(64) Merriweather LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
04-3664410 		Investment DE Fourth Century LLC
  		Excluded 20,133,653 13,404,144 Yes       No 98.8 %
(65) TDRC II-A LP

c/o Yale University PO Box 208239
New Haven,CT065208239
20-5025534 		Investment NV Fifth Century LP
  		Excluded 0 13,125,520   No     No 99.6 %
(66) IVP VI HOLDINGS LP

c/o Yale University PO Box 208239
New Haven,CT065208239
20-8699381 		Investment NV Fifth Century LP
  		Excluded 1,264 13,010,143   No     No 99.6 %
(67) BARTON LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
35-2497887 		Investment DE Fourth Century LLC
  		Excluded 493,071 12,781,521   No     No 79.84 %
(68) RAMSGATE LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
20-0419757 		Investment DE Fourth Century LLC
  		Excluded 0 12,755,146   No     No 79.84 %
(69) CLEVELAND LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
90-0743297 		Investment DE Fourth Century LLC
  		Excluded 916,690 12,677,871   No     No 79.84 %
(70) CAUTHEN VI LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
20-8202030 		Investment DE Fourth Century LLC
  		Unrelated 1,380,433 12,580,234 Yes   -895,325   No 79.84 %
(71) HERNDON LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
37-1659934 		Investment DE Fourth Century LLC
  		Excluded 0 11,643,897   No     No 79.84 %
(72) MACOMB XI LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
80-0958889 		Investment DE Fourth Century LLC
  		Unrelated 17,158,809 11,612,168 Yes   12,299,821   No 79.84 %
(73) FILLMORE LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
45-3783115 		Investment DE Fourth Century LLC
  		Excluded 2,086,308 11,484,832   No     No 79.84 %
(74) QUINN LP

c/o Yale University PO Box 208239
New Haven,CT065208239
26-3879664 		Investment NV Fifth Century LP
  		Excluded 18,125,832 11,243,219   No     No 79.84 %
(75) CALVERT VI LP

c/o Yale University PO Box 208239
New Haven,CT065208239
26-1603346 		Investment NV Fifth Century LP
  		Unrelated 114,287 10,977,564 Yes   -503,892   No 79.84 %
(76) WYNNWOOD II LP

c/o Yale University PO Box 208239
New Haven,CT065208239
20-5548320 		Investment NV Fifth Century LP
  		Unrelated 971,977 10,487,447 Yes   -116,566   No 79.84 %
(77) POE LP

c/o Yale University PO Box 208239
New Haven,CT065208239
26-2765485 		Investment NV Fifth Century LP
  		Excluded 1,022,033 10,441,406 Yes   280,723   No 79.84 %
(78) WHITEHAVEN X LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
27-5205346 		Investment DE Fourth Century LLC
  		Excluded 1,171,699 10,417,856   No     No 79.84 %
(79) JBG Investment Fund IV LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
01-0815265 		Investment DE Fourth Century LLC
  		Unrelated -380,927 10,150,371 Yes   -397,525   No 59.88 %
(80) DENT VI LP

c/o Yale University PO Box 208239
New Haven,CT065208239
26-2867610 		Investment NV Fifth Century LP
  		Excluded -1,851,118 9,719,420   No     No 79.84 %
(81) YADKIN IV LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
46-1569715 		Investment DE Fourth Century LLC
  		Excluded 357,498 9,692,385 Yes   38   No 79.84 %
(82) ABINGDON LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
61-1707283 		Investment DE Fourth Century LLC
  		Excluded 23,550,533 9,609,742 Yes   -82,394   No 79.84 %
(83) KENWOOD 2014 LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
46-5704870 		Investment DE Fourth Century LLC
  		Excluded 8,751,123 9,494,977 Yes   409,535   No 79.84 %
(84) ARLINGTON LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
38-3909979 		Investment DE Fourth Century LLC
  		Excluded 0 9,100,093   No     No 79.84 %
(85) RIDGEFIELD VIII LP

c/o Yale University PO Box 208239
New Haven,CT065208239
26-1603389 		Investment NV Fifth Century LP
  		Unrelated 163,974 8,961,909 Yes   116,560   No 79.84 %
(86) Harbor Hills Holdings LP

c/o Yale University PO Box 208239
New Haven,CT065208239
02-0729602 		Investment DE Yale University
  		Unrelated 776,879 8,806,132 Yes   776,436   No 100 %
(87) BARTON-A LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
61-1732894 		Investment DE Fourth Century LLC
  		Excluded 3,965,561 8,560,628   No     No 79.84 %
(88) IRIS 2009 LP

c/o Yale University PO Box 208239
New Haven,CT065208239
26-4100777 		Investment NV Fifth Century LP
  		Excluded -234,184 8,526,080   No     No 99.6 %
(89) SP II HOLDINGS LP

c/o Yale University PO Box 208239
New Haven,CT065208239
26-0697863 		Investment NV Fifth Century LP
  		Excluded 0 8,509,226   No     No 99.6 %
(90) CAUTHEN IX LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
46-5376519 		Investment DE Fourth Century LLC
  		Unrelated 7,677 8,082,997 Yes   162,423   No 79.84 %
(91) YUMA LP

c/o Yale University PO Box 208239
New Haven,CT065208239
26-1584783 		Investment NV Fifth Century LP
  		Excluded 53 7,869,570   No     No 79.84 %
(92) KENWOOD 2014-A LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
46-5722301 		Investment DE Fourth Century LLC
  		Excluded 13,310,659 7,862,860 Yes   -113,194   No 79.84 %
(93) WINDOM LP

c/o Yale University PO Box 208239
New Haven,CT065208239
26-1768804 		Investment NV Fifth Century LP
  		Unrelated 2,309,146 7,834,472 Yes   1,666,936   No 79.84 %
(94) Luxiver LP

c/o Yale University PO Box 208239
New Haven,CT065208239
45-1504333 		Investment DE Yale University
  		Excluded -6,484,822 7,785,110   No -551,986   No 99.53 %
(95) CALVERT LP

c/o Yale University PO Box 208239
New Haven,CT065208239
20-3960036 		Investment NV Fifth Century LP
  		Unrelated -399,804 7,367,976 Yes   -1,483,556   No 79.84 %
(96) FIF IV (CFA) HOLDINGS LP

c/o Yale University PO Box 208239
New Haven,CT065208239
20-4764198 		Investment NV Fifth Century LP
  		Excluded -1,830,145 7,170,610 Yes   -312,909   No 99.6 %
(97) ODE LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
37-1567347 		Investment DE Fourth Century LLC
  		Excluded 0 6,994,902   No     No 79.84 %
(98) Sail NH LP

c/o Yale University PO Box 208239
New Haven,CT065208239
84-4561633 		Investment DE Yale University
  		Excluded 0 6,874,810 Yes       No 88.65 %
(99) GLOSTER III LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
20-8833953 		Investment DE Fourth Century LLC
  		Excluded 0 6,070,747   No     No 79.84 %
(100) LORTON LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
45-4238865 		Investment DE Fourth Century LLC
  		Excluded 45,190,437 6,049,180 Yes   -17,910   No 79.84 %
(101) KENWOOD LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
38-3863347 		Investment DE Fourth Century LLC
  		Excluded 3,690,592 5,846,304   No     No 79.84 %
(102) ALAMANCE VI LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
20-8558864 		Investment DE Fourth Century LLC
  		Excluded -108,458 5,728,788   No     No 79.84 %
(103) HUIDIKOPER LP

c/o Yale University PO Box 208239
New Haven,CT065208239
26-4196504 		Investment NV Fifth Century LP
  		Excluded -156,434 5,695,443   No     No 79.84 %
(104) WESTPATH LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
20-2297672 		Investment DE Fourth Century LLC
  		Excluded 3,382 5,375,898   No     No 79.84 %
(105) RAMSGATE X LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
27-3616177 		Investment DE Fourth Century LLC
  		Excluded 3,082,315 5,104,037   No     No 79.84 %
(106) RCP II HOLDINGS LP

c/o Yale University PO Box 208239
New Haven,CT065208239
26-0444200 		Investment NV Fifth Century LP
  		Excluded -5,885,933 5,050,995   No     No 99.6 %
(107) ALDERBROOK LP

c/o Yale University PO Box 208239
New Haven,CT065208239
20-2939768 		Investment NV Fifth Century LP
  		Excluded -390,298 5,010,351 Yes   -30,344   No 79.84 %
(108) RAMSGATE IX LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
20-8833887 		Investment DE Fourth Century LLC
  		Excluded 1,106,803 4,817,876   No     No 79.84 %
(109) SEDGWICK LP

c/o Yale University PO Box 208239
New Haven,CT065208239
26-0483594 		Investment NV Fifth Century LP
  		Excluded -4,718,182 4,048,896   No     No 79.84 %
(110) MEP IV HOLDINGS LP

c/o Yale University PO Box 208239
New Haven,CT065208239
26-0646713 		Investment NV Fifth Century LP
  		Excluded 1,462,146 3,821,724   No     No 99.6 %
(111) HEVP HOLDINGS LP

c/o Yale University PO Box 208239
New Haven,CT065208239
20-4982016 		Investment NV Fifth Century LP
  		Excluded 5,883,965 3,771,113   No     No 99.6 %
(112) TILDEN III LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
46-2024260 		Investment DE Fourth Century LLC
  		Excluded 117 3,658,236   No     No 79.84 %
(113) GOLDSBORO LP

c/o Yale University PO Box 208239
New Haven,CT065208239
20-1996058 		Investment NV Fifth Century LP
  		Excluded 76 3,656,880   No     No 79.84 %
(114) BE III HOLDINGS LP

c/o Yale University PO Box 208239
New Haven,CT065208239
20-5495967 		Investment NV Fifth Century LP
  		Excluded 0 3,626,910   No     No 99.6 %
(115) ANACONDA LP

c/o Yale University PO Box 208239
New Haven,CT065208239
98-0596408 		Investment CA Fifth Century LP
  		Excluded -324,016 3,545,121   No     No 98.8 %
(116) YADKIN LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
20-2707395 		Investment DE Fourth Century LLC
  		Excluded -58,702 3,499,782 Yes   746   No 79.84 %
(117) JBG Investment Fund III LP

c/o Yale University PO Box 208239
New Haven,CT065208239
52-2384738 		Investment DE Fourth Century LLC
  		Excluded 100,138,636 3,407,309 Yes   17,533   No 57.03 %
(118) CORBIN LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
20-1263962 		Investment DE Fourth Century LLC
  		Unrelated 481,100 3,380,784 Yes   -410,207   No 79.84 %
(119) Freshet Wind Energy LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
33-1200160 		Investment DE FWEB LLC
  		Excluded 617,451 3,375,048   No     No 79.84 %
(120) SCOTT LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
27-3616316 		Investment DE Fourth Century LLC
  		Excluded 1,915,515 2,950,647 Yes   12,235   No 79.84 %
(121) WILSON LP

c/o Yale University PO Box 208239
New Haven,CT065208239
20-2232279 		Investment NV Fifth Century LP
  		Excluded 65 2,665,289   No     No 79.84 %
(122) BOF HOLDINGS LP

c/o Yale University PO Box 208239
New Haven,CT065208239
20-5923569 		Investment NV Fifth Century LP
  		Excluded 5,300 2,604,893   No     No 99.6 %
(123) ALAMANCE VII LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
45-2046522 		Investment DE Fourth Century LLC
  		Excluded 5,134,757 2,344,180   No     No 79.84 %
(124) MACOMB VIII LP

c/o Yale University PO Box 208239
New Haven,CT065208239
20-5681131 		Investment NV Fifth Century LP
  		Excluded 64,249 2,266,064 Yes   13   No 79.84 %
(125) RCP HOLDINGS LP

c/o Yale University PO Box 208239
New Haven,CT065208239
20-2008465 		Investment NV Fifth Century LP
  		Excluded -2,318,639 2,024,056   No     No 99.6 %
(126) LORTON-A LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
45-4239136 		Investment DE Fourth Century LLC
  		Excluded 4,285,388 1,923,302   No     No 79.84 %
(127) WOODWAY LP

c/o Yale University PO Box 208239
New Haven,CT065208239
26-1206761 		Investment NV Fifth Century LP
  		Excluded 454,231 1,905,333   No     No 79.84 %
(128) RAMSGATE IX A LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
26-1797786 		Investment DE Fourth Century LLC
  		Excluded 402,473 1,751,957   No     No 79.84 %
(129) KCF HOLDINGS LP

c/o Yale University PO Box 208239
New Haven,CT065208239
20-8861865 		Investment NV Fifth Century LP
  		Excluded 447,762 1,643,001   No     No 99.6 %
(130) Kilimanjaro Fund LP

c/o Yale University PO Box 208239
New Haven,CT065208239
98-1288980 		Investment CJ Yale University
  		Excluded 107,722 1,583,603 Yes       No 79.79 %
(131) CHANDLER LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
32-0438514 		Investment DE Fourth Century LLC
  		Excluded 1,185,572 1,536,419 Yes   -30,964   No 79.84 %
(132) MEP IX LP

c/o Yale University PO Box 208239
New Haven,CT065208239
75-2537935 		Investment DE Fourth Century LLC
  		Excluded 13,737 1,487,044 Yes       No 99.8 %
(133) TILDEN II LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
27-4210952 		Investment DE Fourth Century LLC
  		Excluded 1,103,768 1,351,615   No     No 79.84 %
(134) IVA II HOLDINGS LP

c/o Yale University PO Box 208239
New Haven,CT065208239
20-2652041 		Investment NV Fifth Century LP
  		Excluded -4,038,689 1,287,459   No     No 99.6 %
(135) FESSENDEN LP

c/o Yale University PO Box 208239
New Haven,CT065208239
26-2270383 		Investment NV Fifth Century LP
  		Excluded 2,400,575 1,214,913   No     No 79.84 %
(136) College Street Innovation Fund LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
36-4773553 		Investment CT Yale University
  		Excluded -111,600 1,039,682 Yes       No 54.64 %
(137) FRC II HOLDINGS LP

c/o Yale University PO Box 208239
New Haven,CT065208239
26-1670120 		Investment NV Fifth Century LP
  		Excluded 303,952,006 879,891   No     No 99.6 %
(138) NEWINGTON LP

c/o Yale University PO Box 208239
New Haven,CT065208239
20-0763113 		Investment NV Fifth Century LP
  		Excluded 0 824,246   No     No 79.84 %
(139) EDMUNDS LP

c/o Yale University PO Box 208239
New Haven,CT065208239
20-4257832 		Investment NV Fifth Century LP
  		Excluded -769,370 621,211   No     No 79.84 %
(140) VOLTA IV LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
27-0914710 		Investment DE Fourth Century LLC
  		Unrelated 683,190 359,456 Yes   1,119,444   No 79.84 %
(141) Luxiver Nawab LP

c/o Yale University PO Box 208239
New Haven,CT065208239
45-3117734 		Investment DE Yale University
  		Excluded 0 343,764   No     No 100 %
(142) 4620 Associates LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
13-4036667 		Investment DE Yale University
  		Excluded 117,405 295,588   No     No 83.99 %
(143) ORDWAY LP

c/o Yale University PO Box 208239
New Haven,CT065208239
20-5189347 		Investment NV Fifth Century LP
  		Excluded 1,594 130,262   No     No 79.84 %
(144) YADKIN III LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
26-2477930 		Investment DE Fourth Century LLC
  		Excluded -2,712 76,559   No     No 79.84 %
(145) TILDEN LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
20-8558781 		Investment DE Fourth Century LLC
  		Excluded 0 38,965   No     No 79.84 %
(146) WELBORN LP

c/o Yale University PO Box 208239
New Haven,CT065208239
20-1212127 		Investment NV Fifth Century LP
  		Excluded 9 9,543   No     No 79.84 %
(147) AEF 5 US HOLDINGS LP

c/o Yale University PO Box 208239
New Haven,CT065208239
20-4076676 		Investment NV Fifth Century LP
  		Excluded -1,993,212 0   No     No 99.6 %
(148) CHICAGO LP

c/o Yale University PO Box 208239
New Haven,CT065208239
95-0602525 		Investment CA Fifth Century LP
  		Excluded 3,678 0   No     No 98.8 %
(149) CRANBROOK LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
20-3115503 		Investment DE Fourth Century LLC
  		Excluded -128,581 0   No     No 79.84 %
(150) DENT A LP

c/o Yale University PO Box 208239
New Haven,CT065208239
20-8725065 		Investment NV Fifth Century LP
  		Excluded 787,000 0   No     No 79.84 %
(151) DENT LP

c/o Yale University PO Box 208239
New Haven,CT065208239
20-4202230 		Investment NV Fifth Century LP
  		Excluded -1,101,069 0   No     No 79.84 %
(152) FULTON LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
26-0165041 		Investment DE Fourth Century LLC
  		Excluded -49,219,678 0   No     No 79.84 %
(153) HAWTHORNE III LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
26-0854590 		Investment DE Fourth Century LLC
  		Excluded 1,427,425 0   No     No 79.84 %
(154) High Street Partners Ltd

c/o Yale University PO Box 208239
New Haven,CT065208239
98-1332371 		Investment CJ Yale University
  		Excluded 29,211,025 0   No     No 92.9 %
(155) KTOWN LP

c/o Yale University PO Box 208239
New Haven,CT065208239
27-4278453 		Investment DE Fourth Century LLC
  		Excluded 6,595,096 0 Yes       No 47.1 %
(156) LCPF V HOLDINGS LP

c/o Yale University PO Box 208239
New Haven,CT065208239
20-2776532 		Investment NV Fifth Century LP
  		Excluded -6,479,786 0   No     No 99.6 %
(157) Roseland Property Partners LP

c/o Yale University PO Box 208239
New Haven,CT065208239
22-3283867 		Investment NJ Yale University
  		Excluded -9,842 0   No     No 60 %
(158) SANGAMORE II LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
20-2672293 		Investment DE Fourth Century LLC
  		Excluded 4,895,846 0 Yes   -2,877   No 79.84 %
(159) VOLTA LP

c/o Yale University PO Box 208239
New Haven,CT065208239
20-3738749 		Investment NV Fifth Century LP
  		Excluded -349,108 0   No     No 79.84 %
(160) Wen Yuan Ltd

c/o Yale University PO Box 208239
New Haven,CT065208239
98-1498670 		Investment CJ Yale University
  		Excluded 42,399,075 0   No     No 99.81 %
(161) Starfar I Partners LP

c/o Yale University PO Box 208239
New Haven,CT065208239
94-3205101 		Investment DE Yale University
  		Unrelated -55,008 -2,513   No -57,810   No 60.83 %
(162) GARFIELD LP

c/o Yale University PO Box 208239
New Haven,CT065208239
20-4592367 		Investment NV Fifth Century LP
  		Excluded 335,699 -48,648   No     No 79.84 %
(163) KLINGLE LP

c/o Yale University PO Box 208239
New Haven,CT065208239
20-4592461 		Investment NV Fifth Century LP
  		Excluded 863 -202,504   No     No 79.84 %
(164) OGDEN LP

c/o Yale University PO Box 208239
New Haven,CT065208239
20-1212114 		Investment NV Fifth Century LP
  		Excluded 162 -363,135   No     No 79.84 %
(165) WYNNWOOD LP

c/o Yale University PO Box 208239
New Haven,CT065208239
20-1363230 		Investment NV Fifth Century LP
  		Excluded 21,542 -916,696 Yes   -22,832   No 79.84 %
(166) AVON LP

c/o Yale University PO Box 208239
New Haven,CT065208239
20-4056103 		Investment NV Fifth Century LP
  		Excluded 9,755,329 -2,358,074 Yes   -6,214   No 79.84 %
(167) UHLE LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
27-3981909 		Investment DE Fourth Century LLC
  		Excluded 2,359,269 -2,492,356 Yes   -113   No 79.84 %
(168) OM HOLDINGS LP

c/o Yale University PO Box 208239
New Haven,CT065208239
20-5073267 		Investment NV Fifth Century LP
  		Excluded -1,035,754 -3,667,981   No     No 99.6 %
(169) HEVP II HOLDINGS LP

c/o Yale University PO Box 208239
New Haven,CT065208239
26-1828824 		Investment NV Fifth Century LP
  		Excluded -380,935 -7,729,163   No     No 99.6 %
(170) WHITEHAVEN LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
26-3915778 		Investment DE Fourth Century LLC
  		Excluded 640,951 -8,643,843   No     No 79.84 %
(171) Harbor Hills Country Club LP

c/o Yale University PO Box 208239
New Haven,CT065208239
16-1453797 		Investment DE Harbor Hills Holdings LP
  		Unrelated -272,185 -9,159,582   No -272,185   No 99 %
(172) BCVF 2007 HOLDINGS LP

c/o Yale University PO Box 208239
New Haven,CT065208239
20-5965183 		Investment NV Fifth Century LP
  		Excluded -411,250 -11,903,789   No     No 99.6 %
Part IV
Identification of Related Organizations Taxable as a Corporation or Trust. Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related organizations treated as a corporation or trust during the tax year.
(a)
Name, address, and EIN of
related organization
 		(b)
Primary activity
 		(c)
Legal
domicile
(state or foreign
country)
 		(d)
Direct controlling
entity
 		(e)
Type of entity
(C corp, S corp,
or trust) 		(f)
Share of total income
 		(g)
Share of end-of-year
assets
 		(h)
Percentage
ownership
 		(i)
Section 512(b)(13) controlled entity?
Yes No
(1) New FYI Ltd

c/o Yale University PO Box 208239
New Haven,CT065208239
 Investment CJ Wingspan LP
  		C Corporation 230,991,959 1,417,607,945 82.18 % Yes  
(2) HHLR Yali Feeder Ltd

c/o Yale University PO Box 208239
New Haven,CT065208239
 Investment CJ Fourth Century LLC
  		C Corporation 356,642,735 865,907,227 99.8 % Yes  
(3) The Caeruleus Fund

c/o Yale University PO Box 208239
New Haven,CT065208239
 Investment CJ Fourth Century LLC
  		C Corporation 103,232,802 489,158,440 99.8 % Yes  
(4) Fourth Century Trust

c/o Yale University PO Box 208239
New Haven,CT065208239
20-6699631 		Investment CT Yale University
  		Trust 58,591,173 228,605,698 100 % Yes  
(5) PWEB LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
27-3304430 		Investment DE Fourth Century LLC
  		C Corporation 10,222,300 113,957,554 99.8 % Yes  
(6) LTR Focus Fund

c/o Yale University PO Box 208239
New Haven,CT065208239
 Investment MP Yale University
  		C Corporation 12,543,828 78,652,887 100 % Yes  
(7) YB Cayman Ltd

c/o Yale University PO Box 208239
New Haven,CT065208239
 Investment CJ YB Institutional LP
  		C Corporation 1,268,894 48,872,188 97.8 % Yes  
(8) NW UK REGIONAL II (NO 1) LP

c/o Yale University PO Box 208239
New Haven,CT065208239
98-1208249 		Investment UK Fourth Century LLC
  		C Corporation 157,735 17,917,577 99.8 % Yes  
(9) Yale University Hong Kong Trust

c/o Yale University PO Box 208239
New Haven,CT065208239
 Accepts charitable contributions HK Yale University
  		Trust 130,989 10,035,250 100 % Yes  
(10) 3313148 Nova Scotia Limited

c/o Yale University PO Box 208239
New Haven,CT065208239
 Investment CA OM Holdings LP
  		C Corporation 1,160,822 6,159,068 98.6 % Yes  
(11) FWEB LLC

c/o Yale University PO Box 208239
New Haven,CT065208239
27-3304506 		Investment DE Fourth Century LLC
  		C Corporation 617,451 3,244,356 99.8 % Yes  
(12) Connecticut Boola Inc

c/o Yale University PO Box 208239
New Haven,CT065208239
06-0798544 		Investment CT Yale University
  		C Corporation 8,518,814 969,079 100 % Yes  
(13) Harbor Hills Country Club Inc

c/o Yale University PO Box 208239
New Haven,CT065208239
16-1452585 		Investment DE Harbor Hills Holdings LP
  		C Corporation 6,278 32,960 100 % Yes  
(14) CRS Fund Ltd

c/o Yale University PO Box 208239
New Haven,CT065208239
90-0314487 		Investment CJ CYR Holdings LP
  		C Corporation 582 3,286 99.6 % Yes  
(15) Harbor Hills Sales Inc

c/o Yale University PO Box 208239
New Haven,CT065208239
59-3343340 		Investment FL Harbor Hills Holdings LP
  		C Corporation 0 1,000 100 % Yes  
(16) The Caeruleus Fund

c/o Yale University PO Box 208239
New Haven,CT065208239
 Investment CJ Yale University
  		C Corporation 0 0 100 % Yes  
(17) Drama Productions Inc

c/o Yale University PO Box 208239
New Haven,CT065208239
06-0851103 		Performing Arts CT Yale University
  		C Corporation 0 0 100 % Yes  
(18) LP Value Ltd

c/o Yale University PO Box 208239
New Haven,CT065208239
 Investment VQ Yale University
  		C Corporation 0 0 95.17 % Yes  
(19) NCH Investors Fund (YU) Corp

c/o Yale University PO Box 208239
New Haven,CT065208239
 Investment CJ Fourth Century LLC
  		C Corporation -1,499,289 0 99.8 % Yes  
(20) Charitable Pooled Income Funds (3)

c/o Yale University PO Box 208239
New Haven,CT065208239
 Investment CT Various
  		Trust         No
(21) Charitable Remainder Trusts (41)

c/o Yale University PO Box 208239
New Haven,CT065208239
 Investment CT Yale University
  		Trust         No
Schedule R (Form 990) 2020
Schedule R (Form 990) 2020
Page 3
Part V
Transactions With Related Organizations. Complete if the organization answered "Yes" on Form 990, Part IV, line 34, 35b, or 36.
Note. Complete line 1 if any entity is listed in Parts II, III, or IV of this schedule.
Yes
No
1 During the tax year, did the orgranization engage in any of the following transactions with one or more related organizations listed in Parts II-IV?
a Receipt of (i) interest, (ii) annuities, (iii) royalties, or (iv) rent from a controlled entity .....................
1a
 
No
b Gift, grant, or capital contribution to related organization(s) ............................
1b
Yes
 
c Gift, grant, or capital contribution from related organization(s) ............................
1c
Yes
 
d Loans or loan guarantees to or for related organization(s) ............................
1d
 
No
e Loans or loan guarantees by related organization(s) ............................
1e
 
No
f Dividends from related organization(s) ............................
1f
 
No
g Sale of assets to related organization(s) ............................
1g
Yes
 
h Purchase of assets from related organization(s) ............................
1h
Yes
 
i Exchange of assets with related organization(s) ............................
1i
 
No
j Lease of facilities, equipment, or other assets to related organization(s) .......................
1j
 
No
k Lease of facilities, equipment, or other assets from related organization(s) ......................
1k
 
No
l Performance of services or membership or fundraising solicitations for related organization(s) .....................
1l
Yes
 
m Performance of services or membership or fundraising solicitations by related organization(s) .................
1m
 
No
n Sharing of facilities, equipment, mailing lists, or other assets with related organization(s) ...................
1n
 
No
o Sharing of paid employees with related organization(s) ............................
1o
 
No
p Reimbursement paid to related organization(s) for expenses ............................
1p
Yes
 
q Reimbursement paid by related organization(s) for expenses ............................
1q
Yes
 
r Other transfer of cash or property to related organization(s) ............................
1r
Yes
 
s Other transfer of cash or property from related organization(s) ............................
1s
Yes
 
2
If the answer to any of the above is "Yes," see the instructions for information on who must complete this line, including covered relationships and transaction thresholds.
(a)
Name of related organization 		(b)
Transaction
type (a-s) 		(c)
Amount involved 		(d)
Method of determining amount involved
(1) 3C Corporation

 B 2,056,800 CASH VALUE
(2) 3C Corporation

 S 28,058,556 CASH VALUE
(3) 4620 Associates

 S 67,868 CASH VALUE
(4) 5C Corporation

 B 270,898 CASH VALUE
(5) 5C Corporation

 S 4,327,776 CASH VALUE
(6) Anaxagoras LP

 B 75,000,000 CASH VALUE
(7) Bluebart LP

 S 110,000,000 CASH VALUE
(8) Caeruleus Fund

 S 91,153,922 CASH VALUE
(9) Farallon Capital Institutional Partners 25 LP

 B 292,182 CASH VALUE
(10) Farallon Capital Institutional Partners 25 LP

 S 2,370,578 CASH VALUE
(11) Farallon Capital Institutional Partners II LP

 B 82,565,082 CASH VALUE
(12) Farallon Capital Institutional Partners II LP

 S 3,997,180 CASH VALUE
(13) Fifth Century LP

 B 67,856,117 CASH VALUE
(14) Fifth Century LP

 S 1,103,592,412 CASH VALUE
(15) Fourth Century LLC

 B 1,026,343,422 CASH VALUE
(16) Fourth Century LLC

 S 2,843,141,476 CASH VALUE
(17) Fourth Century Trust

 S 60,425,874 CASH VALUE
(18) Harbor Hills Holdings LP

 S 1,100,000 CASH VALUE
(19) High Street Partners Ltd

 B 112,000,000 CASH VALUE
(20) Itiner VI Victrix LP

 B 45,591,084 CASH VALUE
(21) LP Value Ltd

 S 1,982,982 CASH VALUE
(22) LTR Focus Fund

 S 1,082,009 CASH VALUE
(23) Manaslu Fund III LP

 S 4,696,263 CASH VALUE
(24) Motus Fund Ltd

 S 20,227,590 CASH VALUE
(25) Panco Strategic Real Estate Fund IV LP

 S 3,222,222 CASH VALUE
(26) Panco Strategic Real Estate Fund IV LP

 B 76,388,889 CASH VALUE
(27) Paul Mellon Centre for Studies in British Art

 B 6,915,518 CASH VALUE
(28) Sail NH LP

 B 7,049,291 CASH VALUE
(29) Staff Retirement Holdings Inc

 S 58,721 CASH VALUE
(30) Strategic Residential Fund II LLC

 S 1,330,000 CASH VALUE
(31) The Board of Trustees of The Sheffield Scientific School

 S 20,848,172 CASH VALUE
(32) The Chief Executive Leadership Institute of the Yale School of Management I
nc
 S 545,718 CASH VALUE
(33) The Lyme Forest Fund V TE LP

 S 2,496,170 CASH VALUE
(34) The Lyme Forest Fund V TE LP

 B 6,150,000 CASH VALUE
(35) Voyager One Onshore LP

 B 180,000,000 CASH VALUE
(36) Wen Yuan Ltd

 B 40,000,000 CASH VALUE
(37) Wingspan LP

 S 50,000,000 CASH VALUE
(38) Yale University Elizabethan Club Corp

 R 714,314 CASH VALUE
(39) Yale University Hong Kong Trust

 C 130,989 CASH VALUE
(40) Yale University Press London

 Q 68,463 CASH VALUE
(41) Yale University Press London

 B 80,000 CASH VALUE
(42) Yale University Press London

 L 240,174 CASH VALUE
(43) Yale University Press London

 H 784,619 CASH VALUE
(44) Yale University Press London

 G 1,038,370 CASH VALUE
(45) Yale University Press London

 R 2,643,164 CASH VALUE
(46) Yale University Press London

 S 3,928,753 CASH VALUE
(47) Yale University Retiree Health Benefits Coverage Trust

 Q 25,813,349 CASH VALUE
(48) Yale University Retiree Health Benefits Coverage Trust

 B 67,194,000 CASH VALUE
(49) YB Institutional Limited Partnership

 S 50,000,000 CASH VALUE
Schedule R (Form 990) 2020
Schedule R (Form 990) 2020
Page 4
Part VI
Unrelated Organizations Taxable as a Partnership. Complete if the organization answered "Yes" on Form 990, Part IV, line 37.
Provide the following information for each entity taxed as a partnership through which the organization conducted more than five percent of its activities (measured by total assets or gross revenue) that was not a related organization. See instructions regarding exclusion for certain investment partnerships.
(a)
Name, address, and EIN of entity 		(b)
Primary activity 		(c)
Legal domicile
(state or foreign
country) 		(d)
Predominant income (related, unrelated, excluded from tax under sections 512-514)

(e)
Are all partners
section
501(c)(3)
organizations? 		(f)
Share of total income




 		(g)
Share of
end-of-year
assets 		(h)
Disproprtionate allocations? 		(i)
Code V-UBI
amount in box 20
of Schedule K-1
(Form 1065) 		(j)
General or
managing
partner? 		(k)
Percentage
ownership
Yes No Yes No Yes No






























Schedule R (Form 990) 2020
Schedule R (Form 990) 2020
Page 5
Part VII
Supplemental Information
Provide additional information for responses to questions on Schedule R. See instructions.
Return Reference Explanation
SCHEDULE R, PARTS I-V: NAME, ADDRESS AND EIN: THE FORM 990, SCHEDULE R, LISTS THE NAME OF EACH ENTITY AS OF THE DATE OF THE FORM 990 FILING.
Schedule R, Part III, Column (h) DISPROPORTIONATE ALLOCATIONS INDICATED IN COLUMN (H) OF PART III GENERALLY RELATE TO I.) A GENERAL PARTNER'S TYPICAL CARRIED INTEREST WITH RESPECT TO PRIVATE FUND INVESTMENTS OR II.) ALLOCATIONS AMONG 501(C)(3) ORGANIZATIONS THAT ARE PARTNERS OR MEMBERS IN AN INVESTMENT ENTITY.
Schedule R, Part IV CHARITABLE REMAINDER TRUSTS AS OF JUNE 30, 2021, YALE UNIVERSITY HELD A GREATER THAN 50% BENEFICIAL INTEREST IN 41 CHARITABLE REMAINDER TRUSTS (CRTS). THE UNIVERSITY WAS THE TRUSTEE OF 35 OF THESE CRTS, OF WHICH 33 WERE DOMICILED IN CONNECTICUT, ONE IN PENNSYLVANIA AND ONE IN MASSACHUSETTS.
Schedule R, Part V, Line 2 TRANSFERS THIS SCHEDULE REFLECTS ALL TRANSFERS BY YALE UNIVERSITY TO CORPORATIONS, PARTNERSHIPS, OR OTHER ENTITIES CONTROLLED BY YALE AS DEFINED IN IRC SECTION 512(B)(13) AND RELATED TAX-EXEMPT ORGANIZATIONS NOT DESCRIBED IN IRC SECTION 501(C)(3). IN SOME INSTANCES, THESE ENTITIES MADE FURTHER TRANSFERS TO OTHER ENTITIES CONTROLLED BY THEM OR YALE UNIVERSITY. IN ADDITION, THIS SCHEDULE REFLECTS ALL TRANSFERS TO YALE UNIVERSITY BY CORPORATIONS, PARTNERSHIPS, OR OTHER ENTITIES CONTROLLED BY YALE AS DEFINED IN IRC SECTION 512(B)(13) AND RELATED TAX-EXEMPT ORGANIZATIONS NOT DESCRIBED IN IRC SECTION 501(C)(3). IN SOME INSTANCES, THESE ENTITIES RECEIVED TRANSFERS FROM OTHER ENTITIES CONTROLLED BY THEM OR YALE UNIVERSITY.
Schedule R, Part III, Column (g) End-of-Year-Assets Beginning with the FYE 6/30/21, the IRS requires partnerships to report partner capital accounts on a tax basis using the tax basis method. This change is reflected in the end-of-year asset value.
Schedule R (Form 990) 2020

Additional Data


Software ID: 20011424
Software Version: 2020v4.0






TY 2020 AffiliatedGroupSchedule
Name:
Yale University
EIN:
06-0646973
Software ID:
20011424
Software Version:
2020v4.0
Affiliated Group Business Name:
Yale University
Address. Either US or Foreign Type:
PO Box 208239
New Haven, CT065208239    
EIN:
06-0646973
Electing Organization Checkbox:
Total Grassroots Lobbying:
6,200
Total Direct Lobbying:
550,282
Total Lobbying Expenditures:
556,482
Other Exempt Purpose Expenditures:
4,448,272,963
Total Exempt Purpose Expenditures:
4,448,829,445
Lobbying Nontaxable Amount:
1,000,000
Grassroots Nontaxable Amount:
250,000
Tot Lobbying Grassroot Minus Non Tx:
0
Tot Lobby Expend Mns Lobbying Non Tx:
0
Share Of Excess Lobbying:
0
Affiliated Group Business Name:
3C CORPORATION
Address. Either US or Foreign Type:
PO BOX 208239
NEW HAVEN, CT06520    
EIN:
41-2046529
Electing Organization Checkbox:
Total Grassroots Lobbying:
0
Total Direct Lobbying:
0
Total Lobbying Expenditures:
0
Other Exempt Purpose Expenditures:
0
Total Exempt Purpose Expenditures:
0
Lobbying Nontaxable Amount:
0
Grassroots Nontaxable Amount:
0
Tot Lobbying Grassroot Minus Non Tx:
0
Tot Lobby Expend Mns Lobbying Non Tx:
0
Share Of Excess Lobbying:
0
Affiliated Group Business Name:
5C CORPORATION
Address. Either US or Foreign Type:
PO BOX 208239
NEW HAVEN, CT06520    
EIN:
20-0763050
Electing Organization Checkbox:
Total Grassroots Lobbying:
0
Total Direct Lobbying:
0
Total Lobbying Expenditures:
0
Other Exempt Purpose Expenditures:
0
Total Exempt Purpose Expenditures:
0
Lobbying Nontaxable Amount:
0
Grassroots Nontaxable Amount:
0
Tot Lobbying Grassroot Minus Non Tx:
0
Tot Lobby Expend Mns Lobbying Non Tx:
0
Share Of Excess Lobbying:
0
Affiliated Group Business Name:
ALUMNI FUND ASSOCIATION OF YALE UNIVERSITY
Address. Either US or Foreign Type:
157 CHURCH STREET
NEW HAVEN, CT06510    
EIN:
06-6078326
Electing Organization Checkbox:
Total Grassroots Lobbying:
0
Total Direct Lobbying:
0
Total Lobbying Expenditures:
0
Other Exempt Purpose Expenditures:
0
Total Exempt Purpose Expenditures:
0
Lobbying Nontaxable Amount:
0
Grassroots Nontaxable Amount:
0
Tot Lobbying Grassroot Minus Non Tx:
0
Tot Lobby Expend Mns Lobbying Non Tx:
0
Share Of Excess Lobbying:
0
Affiliated Group Business Name:
THE BOARD OF TRUSTEES OF THE SHEFFIELD SCIENTIFIC SCHOOL
Address. Either US or Foreign Type:
PO BOX 208239
NEW HAVEN, CT06520    
EIN:
06-6032565
Electing Organization Checkbox:
Total Grassroots Lobbying:
0
Total Direct Lobbying:
0
Total Lobbying Expenditures:
0
Other Exempt Purpose Expenditures:
22,415,139
Total Exempt Purpose Expenditures:
22,415,139
Lobbying Nontaxable Amount:
1,000,000
Grassroots Nontaxable Amount:
250,000
Tot Lobbying Grassroot Minus Non Tx:
0
Tot Lobby Expend Mns Lobbying Non Tx:
0
Share Of Excess Lobbying:
0
Affiliated Group Business Name:
THE CHIEF EXECUTIVE LEADERSHIP INSTITUTE OF THE YALE SCHOOL OF MANAGEMENT I
NC
Address. Either US or Foreign Type:
101 CONSTITUTION AVENUE SUITE 825 E
AST
WASHINGTON, DC20001    
EIN:
58-2617787
Electing Organization Checkbox:
Total Grassroots Lobbying:
0
Total Direct Lobbying:
0
Total Lobbying Expenditures:
0
Other Exempt Purpose Expenditures:
1,035,604
Total Exempt Purpose Expenditures:
1,035,604
Lobbying Nontaxable Amount:
178,560
Grassroots Nontaxable Amount:
44,640
Tot Lobbying Grassroot Minus Non Tx:
0
Tot Lobby Expend Mns Lobbying Non Tx:
0
Share Of Excess Lobbying:
0
Affiliated Group Business Name:
THE NEW CLINICAL PROGRAM DEVELOPMENT CORPORATION
Address. Either US or Foreign Type:
789 HOWARD AVENUE
NEW HAVEN, CT06519    
EIN:
06-1565494
Electing Organization Checkbox:
Total Grassroots Lobbying:
0
Total Direct Lobbying:
0
Total Lobbying Expenditures:
0
Other Exempt Purpose Expenditures:
40,000,000
Total Exempt Purpose Expenditures:
40,000,000
Lobbying Nontaxable Amount:
1,000,000
Grassroots Nontaxable Amount:
250,000
Tot Lobbying Grassroot Minus Non Tx:
0
Tot Lobby Expend Mns Lobbying Non Tx:
0
Share Of Excess Lobbying:
0
Affiliated Group Business Name:
YALE UNIVERSITY RETIREE HEALTH BENEFITS COVERAGE TRUST
Address. Either US or Foreign Type:
PO BOX 208239
NEW HAVEN, CT06520    
EIN:
06-6414276
Electing Organization Checkbox:
Total Grassroots Lobbying:
0
Total Direct Lobbying:
0
Total Lobbying Expenditures:
0
Other Exempt Purpose Expenditures:
31,650,546
Total Exempt Purpose Expenditures:
31,650,546
Lobbying Nontaxable Amount:
1,000,000
Grassroots Nontaxable Amount:
250,000
Tot Lobbying Grassroot Minus Non Tx:
0
Tot Lobby Expend Mns Lobbying Non Tx:
0
Share Of Excess Lobbying:
0
Affiliated Group Business Name:
YALE NEW HAVEN MEDICAL CENTER INC
Address. Either US or Foreign Type:
20 YORK STREET
NEW HAVEN, CT06510    
EIN:
23-7440891
Electing Organization Checkbox:
Total Grassroots Lobbying:
0
Total Direct Lobbying:
0
Total Lobbying Expenditures:
0
Other Exempt Purpose Expenditures:
1,961,607
Total Exempt Purpose Expenditures:
1,961,607
Lobbying Nontaxable Amount:
248,080
Grassroots Nontaxable Amount:
62,020
Tot Lobbying Grassroot Minus Non Tx:
0
Tot Lobby Expend Mns Lobbying Non Tx:
0
Share Of Excess Lobbying:
0
Affiliated Group Business Name:
THE GRUBER FOUNDATION
Address. Either US or Foreign Type:
PO BOX 208239
NEW HAVEN, CT06520    
EIN:
45-1540594
Electing Organization Checkbox:
Total Grassroots Lobbying:
0
Total Direct Lobbying:
0
Total Lobbying Expenditures:
0
Other Exempt Purpose Expenditures:
5,316,200
Total Exempt Purpose Expenditures:
5,316,200
Lobbying Nontaxable Amount:
415,810
Grassroots Nontaxable Amount:
103,953
Tot Lobbying Grassroot Minus Non Tx:
0
Tot Lobby Expend Mns Lobbying Non Tx:
0
Share Of Excess Lobbying:
0
Affiliated Group Business Name:
Yale Medical Foundation Inc
Address. Either US or Foreign Type:
2 Whitney Ave 6th Floor
New Haven, CT06510    
EIN:
35-2672947
Electing Organization Checkbox:
Total Grassroots Lobbying:
0
Total Direct Lobbying:
0
Total Lobbying Expenditures:
0
Other Exempt Purpose Expenditures:
0
Total Exempt Purpose Expenditures:
0
Lobbying Nontaxable Amount:
0
Grassroots Nontaxable Amount:
0
Tot Lobbying Grassroot Minus Non Tx:
0
Tot Lobby Expend Mns Lobbying Non Tx:
0
Share Of Excess Lobbying:
0