Form990-PF


Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0047
2021
Open to Public Inspection
For calendar year 2021, or tax year beginning 01-01-2021 , and ending 12-31-2021
Name of foundation
SUSAN AND ELIHU ROSE FOUNDATION INC
 
Number and street (or P.O. box number if mail is not delivered to street address)777 THIRD AVENUE 6TH FLOOR
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
NEW YORK, NY100171307
A Employer identification number

13-3484181
B Telephone number (see instructions)

(212) 210-6666
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$6,987,406J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet.............
3 Interest on savings and temporary cash investments 83 83  
4 Dividends and interest from securities... 79,973 81,153  
5a Gross rents............   46,642  
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 2,743,055
b Gross sales price for all assets on line 6a 3,558,451
7 Capital gain net income (from Part IV, line 2)... 2,643,513
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 0 1,162  
12 Total. Add lines 1 through 11........ 2,823,111 2,772,553  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 0 0   0
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule)......... Click to see attachment 3,118 0   3,118
b Accounting fees (attach schedule)....... Click to see attachment 16,900 0   16,900
c Other professional fees (attach schedule).... Click to see attachment 55,187 57,587   0
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment 15,643 653   0
19 Depreciation (attach schedule) and depletion...   2,006  
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 4,517 60,776   552
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 95,365 121,022   20,570
25 Contributions, gifts, grants paid....... 1,617,128 1,617,128
26 Total expenses and disbursements. Add lines 24 and 25 1,712,493 121,022   1,637,698
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 1,110,618
b Net investment income (if negative, enter -0-) 2,651,531
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2021)
Form 990-PF (2021)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing.............      
2 Savings and temporary cash investments......... 889,949 1,202,227 1,202,227
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)....... 2,378,223 Click to see attachment3,519,261 4,384,950
c Investments—corporate bonds (attach schedule)....... 200,392 Click to see attachment200,392 196,280
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 1,003,566 Click to see attachment660,868 1,203,949
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 4,472,130 5,582,748 6,987,406
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)......... 0 0
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions........... 4,472,130 5,582,748
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........    
27 Paid-in or capital surplus, or land, bldg., and equipment fund    
28 Retained earnings, accumulated income, endowment, or other funds    
29 Total net assets or fund balances (see instructions)..... 4,472,130 5,582,748
30 Total liabilities and net assets/fund balances (see instructions). 4,472,130 5,582,748
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
4,472,130
2
Enter amount from Part I, line 27a .....................
2
1,110,618
3
Other increases not included in line 2 (itemize) bullet
3
0
4
Add lines 1, 2, and 3 ..........................
4
5,582,748
5
Decreases not included in line 2 (itemize) bullet
5
0
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
5,582,748
Form 990-PF (2021)
Form 990-PF (2021)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a PUBLICLY TRADED SECURITIES P    
b FARALLON CAPITAL INSTITUTIONAL PARTNERS LP P    
c MILLENIUM INTERNATIONAL LTD P    
d CAPITAL GAINS DIVIDENDS P    
e
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 3,557,766   2,608,438 949,328
b       -99,542
c       1,793,042
d 685     685
e
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       949,328
b       -99,542
c       1,793,042
d       685
e
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 2,643,513
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Form 990-PF (2021)
Form 990-PF (2021)
Page 4
Part V
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b All other domestic foundations enter 1.39% (0.0139) of line 27b. Exempt foreign organizations enter 4% (0.04) of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 36,856
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 36,856
6 Credits/Payments:
a 2021 estimated tax payments and 2020 overpayment credited to 2021 6a 71,842
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c 45,000
d Backup withholding erroneously withheld ........... 6d 0
7 Total credits and payments. Add lines 6a through 6d.............. 7 116,842
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. Click to see attachment 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 79,986
11 Enter the amount of line 10 to be: Credited to 2022 estimated taxBullet79,986 RefundedBullet 11 0
Part VI-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?.........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XIV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletDE, NY
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2021 or the taxable year beginning in 2021? See the instructions for Part XIII.
    If "Yes," complete Part XIII .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 5
    Part VI-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletNONE
    14
    The books are in care ofbulletMICHAEL SCHINDLER Telephone no.bullet (212) 210-6666

    Located atbullet777 THIRD AVENUE 6TH FLOORNEW YORKNY ZIP+4bullet100171307
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2021, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VI-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person? ...........
    1a(1)
     
    No
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person? ..............................
    1a(2)
     
    No
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? ...........
    1a(3)
    Yes
     
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? ............
    1a(4)
     
    No
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)? ......................
    1a(5)
     
    No
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.) ...............
    1a(6)
     
    No
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ..........
    1b
     
    No
    c
    ........bullet
    d
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2021? .............
    1d
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2021, did the foundation have any undistributed income (lines 6d
    and 6e, Part XII) for tax year(s) beginning before 2021?....................
    2a
     
    No
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year? ..............................
    3a
     
    No
    b
    If "Yes," did it have excess business holdings in 2021 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2021.) .....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2021? ..
    4b
     
    No
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 6
    Part VI-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? ..........
    5a(1)
     
    No
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive? ....................
    5a(2)
     
    No
    (3) Provide a grant to an individual for travel, study, or other similar purposes? .............
    5a(3)
     
    No
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions ........................
    5a(4)
     
    No
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals? .............
    5a(5)
     
    No
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ........
    5b
     
     
    c
    .........bullet
    d
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant? .................
    5d
     
     
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract? .............................
    6a
     
    No
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    7a
     
    No
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? .....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .........................
    8
     
    No
    Part VII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    ELIHU ROSE PRESIDENT/SECRETARY/DIRECTOR
    2.00     		0 0 0
    777 THIRD AVENUE 6TH FLOOR
    NEW YORK,NY100171307
    SUSAN W ROSE TREASURER/DIRECTOR
    2.00     		0 0 0
    777 THIRD AVENUE 6TH FLOOR
    NEW YORK,NY100171307
    AMY ROSE DIRECTOR
    2.00     		0 0 0
    777 THIRD AVENUE 6TH FLOOR
    NEW YORK,NY100171307
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 7
    Part VII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part VIII-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part VIII-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 8
    Part IX
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    5,674,985
    b
    Average of monthly cash balances.......................
    1b
    802,456
    c
    Fair market value of all other assets (see instructions)................
    1c
    891,117
    d
    Total (add lines 1a, b, and c).........................
    1d
    7,368,558
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    7,368,558
    4
    Cash deemed held for charitable activities. Enter 1.5% (0.015) of line 3 (for greater amount, see
    instructions) .............................
    4
    110,528
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. .......
    5
    7,258,030
    6
    Minimum investment return. Enter 5% (0.05) of line 5................
    6
    362,902
    Part X
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part IX, line 6..................
    1
    362,902
    2a
    Tax on investment income for 2021 from Part V, line 5.......
    2a
    36,856
    b
    Income tax for 2021. (This does not include the tax from Part V.) ...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    36,856
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    326,046
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    326,046
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XII, line 1 ...
    7
    326,046
    Part XI
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
     
    b
    Program-related investments—total from Part VIII-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part XII, line 4.
    4
     
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 9
    Part XII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2020     		(c)
    2020     		(d)
    2021
    1 Distributable amount for 2021 from Part X, line 7 326,046
    2 Undistributed income, if any, as of the end of 2021:
    a Enter amount for 2020 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2021:
    a From 2016...... 4,331,931
    b From 2017...... 4,426,701
    c From 2018...... 5,209,155
    d From 2019...... 1,731,535
    e From 2020...... 1,354,983
    f Total of lines 3a through e ........ 17,054,305
    4Qualifying distributions for 2021 from Part
    XI, line 4: bullet$ 1,637,698
    a Applied to 2020, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2021 distributable amount..... 326,046
    e Remaining amount distributed out of corpus 1,311,652
    5 Excess distributions carryover applied to 2021. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 18,365,957
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2021. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2022 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2016 not
    applied on line 5 or line 7 (see instructions) ...     		4,331,931
    9 Excess distributions carryover to 2022.
    Subtract lines 7 and 8 from line 6a ......     		14,034,026
    10 Analysis of line 9:
    a Excess from 2017.... 4,426,701
    b Excess from 2018.... 5,209,155
    c Excess from 2019.... 1,731,535
    d Excess from 2020.... 1,354,983
    e Excess from 2021.... 1,311,652
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 10
    Part XIII
    Private Operating Foundations (see instructions and Part VI-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2021, enter the date of the ruling ....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2021 (b) 2020 (c) 2019 (d) 2018
             
    b 85% (0.85) of line 2a .........          
    c Qualifying distributions from Part XI,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part IX, line 6 for each year listed ..     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XIV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    ELIHU ROSE
    SUSAN W ROSE
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 11
    Part XIV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    122 EAST 66TH STREET FOUNDATION
    122 E 66TH ST
    NEW YORK,NY10065     		N/A PC GENERAL OPERATING SUPPORT 1,000
    92ND STREET Y
    1395 LEXINGTON AVENUE
    NEW YORK,NY10128     		N/A PC GENERAL OPERATING SUPPORT 2,500
    AMERICAN COMPOSERS ORCHESTRA
    494 EIGHTH AVENUE SUITE 503
    NEW YORK,NY10001     		N/A PC GENERAL OPERATING SUPPORT 4,395
    AMERICAN FRIENDS OF KESHET EILON
    25 TRINITY PASS RD
    POUND RIDGE,NY10576     		N/A PC GENERAL OPERATING SUPPORT 500
    AMERICAN LUNG ASSOCIATION
    55 W WACKER DR SUITE 1150
    CHICAGO,IL60601     		N/A PC GENERAL OPERATING SUPPORT 150
    AMERICAN MUSEUM OF NATURAL HISTORY
    CENTRAL PARK WEST AT 79TH STREET
    NEW YORK,NY10024     		N/A PC GENERAL OPERATING SUPPORT 2,000
    BUSINESS EXECUTIVES FOR NATIONAL SECURITY
    1030 15TH ST NW STE 200 E
    WASHINGTON,DC20005     		N/A PC GENERAL OPERATING SUPPORT 25,000
    CAMBRIDGE IN AMERICA
    PO BOX 9123 JAF BLG
    NEW YORK,NY10087     		N/A PC GENERAL OPERATING SUPPORT 3,500
    CARAMOOR CENTER FOR MUSIC & THE ARTS INC
    149 GIRDLE RIDGE RD
    KATONAH,NY10536     		N/A PC GENERAL OPERATING SUPPORT 2,000
    CARNEGIE HALL CORPORATION
    881 SEVENTH AVE
    NEW YORK,NY10019     		N/A PC GENERAL OPERATING SUPPORT 2,500
    CARNEGIE HALL
    881 SEVENTH AVE
    NEW YORK,NY10019     		N/A PC GENERAL OPERATING SUPPORT 201,000
    CENTRAL SYNAGOGUE
    123 E 55TH ST
    NEW YORK,NY10022     		N/A PC GENERAL OPERATING SUPPORT 25,000
    CHINA INSTITUTE
    40 RECTOR STREET SECOND FLOOR
    NEW YORK,NY10006     		N/A PC GENERAL OPERATING SUPPORT 5,500
    CLOSE ENCOUNTERS WITH MUSIC
    PO BOX 130
    SPENCERTOWN,NY12165     		N/A PC GENERAL OPERATING SUPPORT 1,000
    COUNCIL ON FOREIGN RELATIONS
    58 EAST 68TH STREET
    NEW YORK,NY10065     		N/A PC GENERAL OPERATING SUPPORT 4,500
    FEDERAL HALL
    26 WALL ST
    NEW YORK,NY10005     		N/A PC GENERAL OPERATING SUPPORT 2,500
    FOOT STEPS INC
    PO BOX 20833
    WINSTONSALEM,NC27127     		N/A PC GENERAL OPERATING SUPPORT 5,000
    FOUNDATION FOR ITALIAN ART AND CULTURE
    112 E 71ST ST 1B
    NEW YORK,NY10021     		N/A PC GENERAL OPERATING SUPPORT 1,000
    FRENCH HERITAGE SOCIETY INC
    14 E 60TH STREET SUITE 605
    NEW YORK,NY10022     		N/A PC GENERAL OPERATING SUPPORT 2,700
    FRIENDS OF THE UPPER EAST SIDE HISTORIC DISTRICTS
    966 LEXINGTON AVENUE 3E
    NEW YORK,NY10021     		N/A PC GENERAL OPERATING SUPPORT 1,553
    GREENWICH YMCA
    50 EAST PUTNAM AVENUE
    GREENWICH,NY06830     		N/A PC GENERAL OPERATING SUPPORT 1,010
    GUGGENHEIM MUSEUM
    1071 5TH AVE
    NEW YORK,NY10128     		N/A PC GENERAL OPERATING SUPPORT 600
    HARMONY PROGRAM
    1700 BROADWAY 39TH FLOOR
    NEW YORK,NY10019     		N/A PC GENERAL OPERATING SUPPORT 500
    HASTY PUDDING INSTITUTE OF 1770
    PO BOX 381940
    CAMBRIDGE,MA02238     		N/A PC GENERAL OPERATING SUPPORT 10,000
    HOSPITAL FOR SPECIAL SURGERY
    535 E 70TH ST
    NEW YORK,NY10021     		N/A PC GENERAL OPERATING SUPPORT 17,120
    HOSPITAL FOR SPECIAL SURGERY
    535 E 70TH ST
    NEW YORK,NY10021     		N/A PC RIVER BUILDING EXPANSION CONSTRUCTION 25,000
    HOSPITAL FOR SPECIAL SURGERY
    535 E 70TH ST
    NEW YORK,NY10021     		N/A PC SUSAN W. ROSE AND JONATHAN T. DELAND CHAIR FOR RESEARCH IN FOOT AND ANKLE SURGERY 140,000
    INSTITUTE FOR JEWISH SPIRTIALITY
    121 WEST 27TH STREET SUITE 404
    NEW YORK,NY10001     		N/A PC GENERAL OPERATING SUPPORT 1,195
    KATONAH MUSEUM OF ART
    134 JAY ST
    KATONAH,NY10536     		N/A PC GENERAL OPERATING SUPPORT 1,030
    KEYS TO THE CITY
    16 EAST MAIN STREET
    MOORESTOWN,NJ08057     		N/A PC GENERAL OPERATING SUPPORT 1,040
    LIBRARY OF AMERICA
    14 E 60TH ST
    NEW YORK,NY10022     		N/A PC ENDOWMENT FUND 100,000
    LINCOLN CENTER THEATER
    150 W 65TH STREET
    NEW YORK,NY10023     		N/A PC GENERAL OPERATING SUPPORT 15,000
    MABEL MERCER FOUNDATION
    630 9TH AVENUE SUITE 402
    NEW YORK,NY10036     		N/A PC GENERAL OPERATING SUPPORT 2,500
    MASTERVOICES INC (FORMERLY THE COLLEGIATE CHORALE)
    1441 BROADWAY SUITE 3024
    NEW YORK,NY10018     		N/A PC GENERAL OPERATING SUPPORT 1,030
    METROPOLITAN OPERA
    LINCOLN CENTER
    NEW YORK,NY10023     		N/A PC GENERAL OPERATING SUPPORT 11,500
    MOUNT SINAI HEALTH SYSTEMS
    555 W 57TH ST
    NEW YORK,NY10019     		N/A PC GENERAL OPERATING SUPPORT 2,530
    MUSEUM OF MODERN ART
    11 WEST 53RD STREET
    NEW YORK,NY10019     		N/A PC GENERAL OPERATING SUPPORT 1,500
    MUSEUM OF THE CITY OF NEW YORK
    1220 FIFTH AVENUE
    NEW YORK,NY10029     		N/A PC GENERAL OPERATING SUPPORT 5,000
    NATIONAL MUSEUM OF AMERICAN HISTORY
    1300 CONSTITUTION AVE NW
    WASHINGTON,DC20560     		N/A PC GENERAL OPERATING SUPPORT 10,000
    NATIONAL SAWDUST
    80 N 6TH ST
    BROOKLYN,NY11249     		N/A PC GENERAL OPERATING SUPPORT 1,000
    NEW YORK CITY CENTER
    131 W 55TH ST
    NEW YORK,NY10019     		N/A PC GENERAL OPERATING SUPPORT 3,500
    NEW YORK PHILHARMONIC
    10 LINCOLN CENTER PLAZA
    NEW YORK,NY10023     		N/A PC DAVID GEFFEN RENOVATION CAMPAIGN 200,000
    NEW YORK PHILHARMONIC
    10 LINCOLN CENTER PLAZA
    NEW YORK,NY10023     		N/A PC GENERAL OPERATING SUPPORT 200,000
    NEW YORK PUBLIC RADIO DBA WNYC RADIO WQXR AND NJ PUBLIC RADIO
    160 VARICK STREET
    NEW YORK,NY10013     		N/A PC GENERAL OPERATING SUPPORT 1,200
    NEW YORK UNIVERSITY
    70 WASHINGTON SQUARE SOUTH
    NEW YORK,NY10012     		N/A PC GENERAL OPERATING SUPPORT 10,000
    ORCHESTRA OF ST LUKES
    330 W 42ND ST 9TH FL
    NEW YORK,NY10036     		N/A PC GENERAL OPERATING SUPPORT 1,000
    PARK AVENUE ARMORY
    643 PARK AVE
    NEW YORK,NY10065     		N/A PC GENERAL OPERATING SUPPORT 55,000
    SAMUEL WAXMAN CANCER RESEARCH FDN
    30 OAKLEY AVE
    MT VERNON,NY10550     		N/A PC GENERAL OPERATING SUPPORT 7,000
    SEVENTH REGIMENT ARMORY
    643 PARK AVENUE
    NEW YORK,NY10065     		N/A PC GENERAL OPERATING SUPPORT 105,000
    SMITH COLLEGE
    1 CHAPIN WAY
    NORTHAMPTON,MA01063     		N/A PC GENERAL OPERATING SUPPORT 1,875
    THE CARNEGIE HALL CORPORATION
    881 7TH AVE
    NEW YORK,NY10019     		N/A PC GENERAL OPERATING SUPPORT 25,000
    THE DOE FUND
    345 E 102ND ST 305
    NEW YORK,NY10029     		N/A PC GENERAL OPERATING SUPPORT 1,000
    THE FRICK COLLECTION
    1 EAST 70TH STREET
    NEW YORK,NY10021     		N/A PC GENERAL OPERATING SUPPORT 1,500
    THE JUILLIARD SCHOOL
    60 LINCOLN CENTER PLAZA
    NEW YORK,NY10023     		N/A PC GENERAL OPERATING SUPPORT 1,500
    THE JUILLIARD SCHOOL
    60 LINCOLN CENTER PLAZA
    NEW YORK,NY10023     		N/A PC NUCLEUS FUND 50,000
    THE JUILLIARD SCHOOL
    60 LINCOLN CENTER PLAZA
    NEW YORK,NY10023     		N/A PC GRADUATE FELLOWSHIP FUND 200,000
    THE KNIGHTS
    1275 PROSPECT AVENUE
    BROOKLYN,NY11218     		N/A PC GENERAL OPERATING SUPPORT 4,000
    THE KNIGHTS
    1275 PROSPECT AVENUE
    BROOKLYN,NY11218     		N/A PC 2020 FUND: EYE ON THE FUTURE 25,000
    THE MORGAN LIBRARY
    225 MADISON AVE
    NEW YORK,NY10016     		N/A PC GENERAL OPERATING SUPPORT 1,000
    THE NEW SCHOOL
    66 WEST 12TH STREET
    NEW YORK,NY10011     		N/A PC GENERAL OPERATING SUPPORT 500
    THE NEW YORK CITY BALLET
    20 LINCOLN CENTER PLAZA
    NEW YORK,NY10023     		N/A PC GENERAL OPERATING SUPPORT 1,000
    THE NEW YORK FESTIVAL OF SONG
    ONE PENN PLAZA 6108
    NEW YORK,NY10019     		N/A PC GENERAL OPERATING SUPPORT 1,500
    THE SANTA FE OPERA
    301 OPERA DR
    SANTA FE,NM87506     		N/A PC THE LORD OF CRIES 50,000
    THE SING SING PRISON MUSEUM
    127 MAIN ST
    OSSINING,NY10562     		N/A PC GENERAL OPERATING SUPPORT 10,000
    WEB DUBOIS MUSEUM FOUNDATION
    777 3RD AVE FL 6
    NEW YORK,NY10017     		N/A PC GENERAL OPERATING SUPPORT 5,000
    WEILL CORNELL MEDICAL COLLEGE
    418 E 71ST ST 21
    NEW YORK,NY10021     		N/A PC GENERAL OPERATING SUPPORT 10,000
    WNYC RADIO
    160 VARICK STREET
    NEW YORK,NY10013     		N/A PC GENERAL OPERATING SUPPORT 1,200
    YALE UNIVERSITY
    PO BOX 208241
    NEW HAVEN,CT06520     		N/A PC GENERAL OPERATING SUPPORT 2,500
    YOUNG CONCERT ARTISTS
    1776 BROADWAY STE 1500
    NEW YORK,NY10019     		N/A PC GENERAL OPERATING SUPPORT 1,000
    Total .................................bullet 3a 1,617,128
    bApproved for future payment
    HOSPITAL FOR SPECIAL SURGERY
    535 E 70TH ST
    NEW YORK,NY10021     		N/A PC RIVER BUILDING CONSTRUCTION 75,000
    METROPOLITAN OPERA
    LINCOLN CENTER
    NEW YORK,NY10023     		N/A PC PRODUCTION MACHINERY SYSTEMS 10,000
    NEW YORK PHILHARMONIC
    10 LINCOLN CENTER PLAZA
    NEW YORK,NY10023     		N/A PC DAVID GEFFEN RENOVATION CAMPAIGN 800,000
    THE JUILLIARD SCHOOL
    60 LINCOLN CENTER PLAZA
    NEW YORK,NY10023     		N/A PC NUCLEUS FUND 50,000
    THE KNIGHTS
    1275 PROSPECT AVENUE
    BROOKLYN,NY11218     		N/A PC 2020 FUND: EYE ON THE FUTURE 50,000
    Total .................................bullet 3b 985,000
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 12
    Part XV-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments ....          
    3 Interest on savings and temporary cash
    investments ...........     		    14 83  
    4 Dividends and interest from securities ....          
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income .....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 2,743,055  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e) .. 0 2,823,111 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    2,823,111
    (See worksheet in line 13 instructions to verify calculations.)
    Part XV-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XV-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 13
    Part XVI
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2021)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2021 AccountingFeesSchedule
    Name:
    SUSAN AND ELIHU ROSE FOUNDATION INC
    EIN:
    13-3484181
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ACCOUNTING AND RETURN PREPARATION FEES 16,900 0   16,900

    TY 2021 InvestmentsCorpBondsSchedule
    Name:
    SUSAN AND ELIHU ROSE FOUNDATION INC
    EIN:
    13-3484181
    Name of Bond End of Year Book Value End of Year Fair Market Value
    CITI 9.1% WORST OF CONTINGENT DAILY CALL (17328YEV2) 200000 UNITS 200,392 196,280

    TY 2021 InvestmentsCorpStockSchedule
    Name:
    SUSAN AND ELIHU ROSE FOUNDATION INC
    EIN:
    13-3484181
    Name of Stock End of Year Book Value End of Year Fair Market Value
    10X GENOMICS INC CL A (TXG) 6 SHARES 551 893
    ABBOTT LABORATORIES (ABT) 91 SHARES 7,609 12,806
    ACCENTURE PLC IRELAND CL A (ACN) 34 SHARES 5,406 14,094
    ACTIVISION BLIZZARD INC (ATVI) 2525 SHARES 208,576 167,987
    ADOBE INC (ADBE) 43 SHARES 7,106 24,382
    AGILON HEALTH INC (AGL) 36 SHARES 951 971
    AIRBNB INC CL A (ABNB) 51 SHARES 7,641 8,490
    ALCON INC (ALC) 51 SHARES 3,037 4,442
    ALIGN TECHNOLOGY (ALGN) 7 SHARES 670 4,600
    ALLEGION PUB LTD CO (ALLE) 24 SHARES 3,238 3,179
    ALNYLAM PHARMACEUTICALS INC (ALNY) 2 SHARES 265 339
    ALPHABET INC CL A (GOOGL) 5 SHARES 3,878 14,485
    ALPHABET INC CL C (GOOG) 63 SHARES 87,462 182,296
    AMAZON COM INC (AMZN) 9 SHARES 28,296 30,009
    AMERICAN EXPRESS CO (AXP) 15 SHARES 2,541 2,454
    AMERICAN TOWER CORP (AMT) 10 SHARES 2,549 2,925
    AMERIPRISE FINCL INC (AMP) 18 SHARES 1,720 5,430
    AMGEN INC (AMGN) 20 SHARES 4,311 4,499
    ANSYS INC (ANSS) 23 SHARES 6,657 9,226
    APPLE INC (AAPL) 270 SHARES 38,970 47,944
    ASPEN TECHNOLOGY INC (AZPN) 19 SHARES 2,721 2,892
    AT&T INC (T) 106 SHARES 2,610 2,608
    AUTODESK INC DELAWARE (ADSK) 31 SHARES 5,803 8,716
    BENTLEY SYS INC COM CL B (BSY) 51 SHARES 3,252 2,465
    BERKLEY W R CORP (WRB) 46 SHARES 3,465 3,790
    BEST BUY CO (BBY) 1700 SHARES 194,129 172,720
    BILL COM HLDGS INC (BILL) 9 SHARES 2,488 2,242
    BIONTECH SE ADR (BNTX) 8 SHARES 1,943 2,062
    BLACKROCK INC (BLK) 4 SHARES 3,562 3,662
    BLACKSTONE INC (BX) 29 SHARES 3,053 3,752
    BLOCK INC CL A (SQ) 19 SHARES 1,558 3,069
    BOEING CO (BA) 12 SHARES 2,790 2,416
    BRIGHT HORIZONS FAMILY SOLUT (BFAM) 20 SHARES 3,048 2,518
    BROOKFIELD ASSET MGNT CL A LTD (BAM) 68 SHARES 2,260 4,106
    CAPITAL ONE FINANCIAL CORP (COF) 40 SHARES 3,103 5,804
    CARMAX INC (KMX) 5 SHARES 456 651
    CARVANA CO CL A (CVNA) 7 SHARES 646 1,622
    CAUSEWAY INTL VALUE INSTL (CIVIX) 1398.032 SHARES 24,800 24,312
    CDW CORPORATION (CDW) 23 SHARES 4,019 4,710
    CHARLES RIVER LABS INTL INC (CRL) 16 SHARES 6,124 6,028
    CHARLES SCHWAB NEW (SCHW) 9 SHARES 334 757
    CHARTER COMMUNICATIONS INC (CHTR) 3 SHARES 1,628 1,956
    CHEMED CORPORATION (CHE) 5 SHARES 2,397 2,645
    CHENIERE ENERGY INC (LNG) 25 SHARES 2,231 2,536
    CHEWY INC CL A (CHWY) 8 SHARES 419 472
    CHUBB LTD (CB) 18 SHARES 2,158 3,480
    CINCINNATI FINANCIAL OHIO (CINF) 34 SHARES 2,299 3,874
    CLOUDFLARE INC CL A (NET) 37 SHARES 2,647 4,866
    COCA COLA CO (KO) 2400 SHARES 116,586 142,104
    COINBASE GLOBAL INC CL A (COIN) 6 SHARES 1,628 1,514
    COMMERCE BANCSHARES (CBSH) 34 SHARES 1,966 2,337
    CONSTELLATION BRANDS INC CL A (STZ) 748 SHARES 170,493 187,726
    COOPER CO INC NEW (COO) 10 SHARES 4,091 4,189
    COPART INC (CPRT) 27 SHARES 2,610 4,094
    CORTEVA INC (CTVA) 115 SHARES 3,089 5,437
    COSTAR GROUP INC (CSGP) 13 SHARES 1,104 1,027
    COSTCO WHOLESALE CORP NEW (COST) 1 SHARES 305 568
    COTERRA ENERGY INC (CTRA) 171 SHARES 3,325 3,249
    CROWN CASTLE INTL CORP (CCI) 25 SHARES 4,098 5,219
    CRYOPORT INC (CYRX) 15 SHARES 912 888
    CULLEN FROST BANKERS INC (CFR) 27 SHARES 2,168 3,404
    DANAHER CORPORATION (DHR) 34 SHARES 5,635 11,188
    DATADOG INC CL A (DDOG) 18 SHARES 1,778 3,206
    DEERE & CO (DE) 5 SHARES 1,819 1,714
    DEVON ENERGY CORP NEW (DVN) 29 SHARES 816 1,277
    DEXCOM INC (DXCM) 2 SHARES 761 1,074
    DIAGEO PLC SPON ADR NEW (DEO) 320 SHARES 50,723 70,445
    DICKS SPORTING GOODS INC (DKS) 300 SHARES 31,077 34,497
    DOCUSIGN INC (DOCU) 1 SHARES 153 152
    DOMINOS PIZZA INC (DPZ) 110 SHARES 43,715 62,076
    DOORDASH INC CL A (DASH) 25 SHARES 4,646 3,723
    DOXIMITY INC CL A (DOCS) 7 SHARES 461 351
    DUCK CREEK TECHNOLOGIES INC (DCT) 46 SHARES 1,979 1,385
    EAST WEST BANCORP (EWBC) 27 SHARES 972 2,124
    ECOLAB INC (ECL) 20 SHARES 4,475 4,692
    ELANCO ANIMAL HEALTH INC (ELAN) 196 SHARES 5,208 5,562
    EQUIFAX INC (EFX) 16 SHARES 3,941 4,685
    EQUITY LIFESTYLE PROPERTIES (ELS) 27 SHARES 1,700 2,367
    ETSY INC COM (ETSY) 2 SHARES 442 438
    EXPONENT INC (EXPO) 20 SHARES 1,807 2,335
    FAIR ISAAC & CO INC (FICO) 4 SHARES 2,075 1,735
    FASTLY INC CL A (FSLY) 9 SHARES 820 319
    FORD MOTOR CO NEW (F) 141 SHARES 1,976 2,929
    GARTNER INC (IT) 22 SHARES 1,932 7,355
    GENL DYNAMICS CORP (GD) 17 SHARES 2,509 3,544
    GINKGO BIOWORKS HOLDS INC CL A (DNA) 21 SHARES 270 175
    GOLDMAN SACHS GRP INC (GS) 6 SHARES 2,270 2,295
    GOODRX HLDGS INC COM CL A (GDRX) 12 SHARES 472 392
    GRAB HOLDINGS LTD CL A (GRAB) 58 SHARES 502 414
    GUARDANT HEALTH INC (GH) 7 SHARES 657 700
    HILTON WORLDWIDE HLDGS INC (HLT) 8 SHARES 660 1,248
    HONEYWELL INTL INC (HON) 20 SHARES 4,631 4,170
    HOVNANIAN ENTERPRISES INC CL A (HOV) 15 SHARES 1,465 1,909
    HOWARD HUGHES CORP (HHC) 33 SHARES 3,116 3,359
    IDEXX LABS (IDXX) 2 SHARES 1,003 1,317
    ILLUMINA INC (ILMN) 11 SHARES 3,677 4,185
    INTERACTIVE BROKERS GROUP CL A (IBKR) 43 SHARES 2,776 3,415
    INTUIT INC (INTU) 6 SHARES 1,711 3,859
    INTUITIVE SURGICAL INC (ISRG) 17 SHARES 4,499 6,108
    ISHARES CORE MSCI EMERGING (IEMG) 120 SHARES 7,658 7,183
    ISHARES US BASIC MATERIALS ETF(1.47%) IYM 15 1,932 2,103
    JACK HENRY & ASSOC INC (JKHY) 13 SHARES 2,175 2,171
    JOHNSON & JOHNSON (JNJ) 15 SHARES 2,520 2,566
    JOHNSON CTLS INTL PLC (JCI) 77 SHARES 2,432 6,261
    JPMORGAN CHASE & CO (JPM) 16 SHARES 2,484 2,534
    KELLOGG CO (K) 2575 SHARES 162,459 165,882
    KKR & CO INC CL A (KKR) 12 SHARES 384 894
    LENNAR CORPORATION (LEN) 52 SHARES 3,159 6,040
    LENNOX INTL INC (LII) 10 SHARES 3,369 3,244
    LIBERTY BROADBAND CORP S-C (LBRDK) 3 SHARES 486 483
    LINDE PLC (LIN) 3 SHARES 618 1,037
    LPL FINL HLDGS INC COM (LPLA) 22 SHARES 3,031 3,522
    LULULEMON ATHLETICA INC (LULU) 3 SHARES 1,165 1,174
    MARTIN MARIETTA MATERIALS (MLM) 13 SHARES 2,554 5,727
    MASTERCARD INC CL A (MA) 41 SHARES 8,934 14,732
    MC DONALDS CORP (MCD) 320 SHARES 48,737 85,782
    MEDTRONIC PLC SHS (MDT) 39 SHARES 3,616 4,035
    MERCADOLIBRE INC (MELI) 2 SHARES 2,359 2,697
    MERCK & CO INC NEW COM (MRK) 35 SHARES 2,563 2,682
    META PLATFORMS INC CL A (FB) 572 SHARES 159,356 192,392
    MICHELIN COMPAGNIE GENERALE DE (MGDDY) 136 SHARES 3,225 4,459
    MICROCHIP TECHNOLOGY INC (MCHP) 72 SHARES 3,435 6,268
    MICROSOFT CORP (MSFT) 384 SHARES 63,412 129,147
    MIRAE EMERG MKTS GRT CONSMR I (MICGX) 409.381 SHARES 8,067 6,751
    MITSUBISHI UFJ FINCL GRP ADS (MUFG) 380 SHARES 1,568 2,075
    MODERNA INC (MRNA) 2 SHARES 124 508
    MONGODB INC CL A (MDB) 3 SHARES 702 1,588
    MSCI INC COM (MSCI) 14 SHARES 5,367 8,578
    MSIF INTL OPPORTUNITY PTF I (MIOIX) 478.682 SHARES 20,341 18,401
    NESTLE SPON ADR REP REG SHR (NSRGY) 900 SHARES 71,119 126,333
    NETFLIX INC (NFLX) 14 SHARES 7,469 8,434
    NIKE INC B (NKE) 52 SHARES 4,968 8,667
    NORDSON CP (NDSN) 17 SHARES 3,750 4,340
    NVIDIA CORPORATION (NVDA) 22 SHARES 3,436 6,470
    OKTA, INC CL A (OKTA) 12 SHARES 2,744 2,690
    PALO ALTO NETWORKS INC (PANW) 5 SHARES 1,999 2,784
    PARKER HANNIFIN CORP (PH) 25 SHARES 5,675 7,953
    PAYPAL HLDGS INC COM (PYPL) 57 SHARES 7,054 10,749
    PEPSICO INC NC (PEP) 1150 SHARES 153,537 199,767
    PHILLIPS 66 COM (PSX) 33 SHARES 2,570 2,391
    PINTEREST INC CL A (PINS) 31 SHARES 2,189 1,127
    PNC FINL SVCS GP (PNC) 25 SHARES 2,874 5,013
    POOL CORP (POOL) 11 SHARES 5,157 6,226
    PROCTER & GAMBLE (PG) 876 SHARES 112,596 143,296
    PROGRESSIVE CORP OHIO (PGR) 5 SHARES 394 513
    QUALCOMM INC (QCOM) 1227 SHARES 154,501 224,381
    R P M INC (RPM) 40 SHARES 2,932 4,040
    RALPH LAUREN CORP CL A (RL) 1875 SHARES 214,705 222,863
    RAYTHEON TECHNOLOGIES CORP (RTX) 23 SHARES 1,976 1,979
    REALTY INCOME CORP (O) 30 SHARES 2,070 2,148
    RIVIAN AUTOMOTIVE INC CL A (RIVN) 5 SHARES 533 518
    ROBLOX CORP CL A (RBLX) 41 SHARES 3,280 4,230
    ROLLINS INC (ROL) 57 SHARES 2,028 1,950
    ROPER TECHNOLOGIES, INC. (ROP) 2 SHARES 787 984
    ROYALTY PHARMA PLC SHS CLASS A (RPRX) 135 SHARES 5,744 5,380
    S&P GLOBAL INC COM (SPGI) 2 SHARES 652 944
    SALESFORCE.COM,INC. (CRM) 56 SHARES 10,975 14,231
    SEA LIMITED ADR (SE) 5 SHARES 1,197 1,119
    SERVICENOW INC (NOW) 14 SHARES 3,740 9,088
    SHOPIFY INC (SHOP) 4 SHARES 2,995 5,510
    SIMON PPTY GROUP INC (SPG) 15 SHARES 1,937 2,397
    SITEONE LANDSCAPE SUPPLY INC (SITE) 24 SHARES 4,133 5,815
    SNAP INC. CL A (SNAP) 66 SHARES 1,758 3,104
    SNOWFLAKE INC CL A (SNOW) 17 SHARES 4,574 5,759
    SONOS INC (SONO) 2075 SHARES 65,943 61,835
    SONY GROUP CORPORATION ADR (SONY) 55 SHARES 3,593 6,952
    SPOTIFY TECHNOLOGY SA (SPOT) 6 SHARES 1,193 1,404
    STARBUCKS CORP WASHINGTON (SBUX) 472 SHARES 47,753 55,210
    SUN COMMUNITIES INC (SUI) 12 SHARES 1,673 2,520
    TAIWAN SMCNDCTR MFG CO LTD ADR (TSM) 13 SHARES 1,504 1,564
    TARGET CORPORATION (TGT) 654 SHARES 102,382 151,362
    TELEDYNE TECH INC (TDY) 4 SHARES 1,731 1,748
    TERADYNE INC (TER) 34 SHARES 4,305 5,560
    THE SCOTTS MIRACLE-GRO COMPANY (SMG) 32 SHARES 5,767 5,152
    THOR INDUSTRIES INC (THO) 34 SHARES 3,691 3,528
    TJX COS INC NEW (TJX) 14 SHARES 966 1,063
    TRADE DESK INC CLASS A (TTD) 32 SHARES 1,649 2,932
    TRANSDIGM GROUP INC (TDG) 5 SHARES 2,156 3,181
    TWILIO INC CL A (TWLO) 13 SHARES 3,626 3,423
    TWITTER INC (TWTR) 147 SHARES 5,212 6,353
    TYSON FOODS INC CL A (TSN) 42 SHARES 2,607 3,661
    UNITED PARCEL SER INC CL-B (UPS) 1035 SHARES 176,926 221,842
    UNITEDHEALTH GP INC (UNH) 22 SHARES 7,453 11,047
    UNITY SOFTWARE INC (U) 21 SHARES 2,258 3,003
    VANGUARD FTSE DEVELOPED MKTS E (VEA) 759 SHARES 39,487 38,755
    VEEVA SYS INC CL A (VEEV) 8 SHARES 1,748 2,044
    VISA INC CL A (V) 869 SHARES 177,210 188,321
    WALGREENS BOOTS ALLIANCE INC (WBA) 35 SHARES 2,258 1,826
    WALMART INC (WMT) 1543 SHARES 170,259 223,257
    WALT DISNEY CO HLDG CO (DIS) 11 SHARES 1,952 1,704
    WAYFAIR INC (W) 8 SHARES 1,747 1,520
    WELLS FARGO & CO NEW (WFC) 42 SHARES 1,952 2,015
    WILLIAMS SONOMA (WSM) 915 SHARES 108,228 154,754
    XYLEM INC COM (XYL) 41 SHARES 2,732 4,917
    ZEBRA TECH CL-A (ZBRA) 12 SHARES 6,375 7,142
    ZILLOW GROUP INC CL C CAP STK (Z) 21 SHARES 1,686 1,341
    ZOETIS INC CLASS-A (ZTS) 46 SHARES 3,644 11,225
    ZOOM VIDEO COMMUNICATIONS-A (ZM) 11 SHARES 2,434 2,023

    TY 2021 InvestmentsOtherSchedule2
    Name:
    SUSAN AND ELIHU ROSE FOUNDATION INC
    EIN:
    13-3484181
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    FARALLON CAPITAL INSTITUTIONAL PARTNERS, LP AT COST 299,967 224,665
    FLEXSHARES GLOBAL UPSTREAM NAT (GUNR) 51 SHARES AT COST 1,965 2,014
    GOODHUE RESIDENTIAL COMPANY AT COST 0 92,117
    ISHARES CORE TOTAL BOND ETF (IUSB) 174 SHARES AT COST 9,509 9,210
    ISHARES CORE U.S. AGGREGATE (AGG) 31 SHARES AT COST 3,678 3,536
    LORD ABBETT FLT RT F (LFRFX) 2437.102 SHARES AT COST 20,354 20,472
    LORD ABBETT INFL FOCUSED F (LIFFX) 1399.079 SHARES AT COST 17,318 17,544
    LORD ABBETT SHT DURATION INC F(48.00%) (LDLFX) 1009.795 SHARES AT COST 4,251 4,191
    LORD ABBETT SHT DURATION INC F(52.00%) (LDLFX) 1093.944 SHARES AT COST 4,605 4,540
    PIMCO MORTGAGE OPP & BD I2 (PMZPX) 1934.379 SHARES AT COST 21,256 20,911
    REAL ESTATE - 20 EAST 35TH STREET AT COST 272,183 799,000
    SPDR BLACKSTONE SENIOR LOAN (SRLN) 126 SHARES AT COST 5,782 5,749

    TY 2021 LegalFeesSchedule
    Name:
    SUSAN AND ELIHU ROSE FOUNDATION INC
    EIN:
    13-3484181
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    GENERAL AND ADMINISTRATIVE LEGAL FEES 3,118 0   3,118


    TY 2021 OtherExpensesSchedule
    Name:
    SUSAN AND ELIHU ROSE FOUNDATION INC
    EIN:
    13-3484181
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ADR FEES, AGENT CUSTODIAN FEES AND OTHER STOCK FEES 1,962 1,962   0
    FILING FEES 552 0   552
    OTHER INVESTMENT EXPENSES THRU SCHEDULE K-1'S 0 351   0
    RENTAL PROPERTY INSURANCE 0 1,102   0
    RENTAL PROPERTY MAINTENANCE CHARGES 0 56,547   0
    RENTAL PROPERTY MISCELLANEOUS EXPENSES 0 814   0
    OTHER PROGRAMMATIC EXPENSES 2,003 0   0


    TY 2021 OtherIncomeSchedule2
    Name:
    SUSAN AND ELIHU ROSE FOUNDATION INC
    EIN:
    13-3484181
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    OTHER INCOME (LOSS) THRU SCHEDULE K-1'S   -5,001  
    ORDINARY BUSINESS INCOME THRU SCHEDULE K-1'S   6,163  


    TY 2021 OtherProfessionalFeesSchedule
    Name:
    SUSAN AND ELIHU ROSE FOUNDATION INC
    EIN:
    13-3484181
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    MANAGEMENT FEES THRU RENTAL PROPERTY 0 2,400   0
    INVESTMENT ADVISORY FEES 23,001 23,001   0
    INVESTMENT MANAGEMENT FEES 32,186 32,186   0


    TY 2021 TaxesSchedule
    Name:
    SUSAN AND ELIHU ROSE FOUNDATION INC
    EIN:
    13-3484181
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FEDERAL EXCISE TAX 15,000 0   0
    FOREIGN TAXES WITHHELD 643 643   0
    FOREIGN TAXES WITHHELD THRU SCHEDULE K-1'S 0 10   0