Form990-PF


Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0047
2021
Open to Public Inspection
For calendar year 2021, or tax year beginning 01-01-2021 , and ending 12-31-2021
Name of foundation
The Anna and John J Sie Foundation
 
Number and street (or P.O. box number if mail is not delivered to street address)3239 E 2nd Ave
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
Denver, CO80206
A Employer identification number

83-6058353
B Telephone number (see instructions)

(303) 468-6060
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$57,191,257J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet.............
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities... 156,331 156,331  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 4,001,691
b Gross sales price for all assets on line 6a  
7 Capital gain net income (from Part IV, line 2)... 4,001,691
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 99,346 99,030  
12 Total. Add lines 1 through 11........ 4,257,368 4,257,052  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 140,384 120   140,264
14 Other employee salaries and wages...... 120,888 0   120,888
15 Pension plans, employee benefits....... 58,117 0   58,117
16a Legal fees (attach schedule)......... Click to see attachment 30,000 0   30,000
b Accounting fees (attach schedule)....... Click to see attachment 5,756 0   5,756
c Other professional fees (attach schedule).... Click to see attachment 75,000 75,000   0
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment 28,000 0   0
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings....... 59 0   59
22 Printing and publications.......... 885 0   885
23 Other expenses (attach schedule)....... Click to see attachment 24,738 7,276   17,462
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 483,827 82,396   373,431
25 Contributions, gifts, grants paid....... 4,918,068 4,918,068
26 Total expenses and disbursements. Add lines 24 and 25 5,401,895 82,396   5,291,499
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -1,144,527
b Net investment income (if negative, enter -0-) 4,174,656
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2021)
Form 990-PF (2021)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing.............      
2 Savings and temporary cash investments......... 3,668,230 4,572,205 4,572,205
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet970,000
Less: allowance for doubtful accounts bullet0 980,000 970,000 970,000
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)....... 8,694,602 Click to see attachment6,981,570 11,616,201
c Investments—corporate bonds (attach schedule).......      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 19,208,579 Click to see attachment18,883,109 28,781,078
14 Land, buildings, and equipment: basis bullet11,248,648
Less: accumulated depreciation (attach schedule) bullet   11,248,648 Click to see attachment11,248,648 11,248,648
15 Other assets (describe bullet) Click to see attachment3,125 Click to see attachment3,125 Click to see attachment3,125
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 43,803,184 42,658,657 57,191,257
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)......... 0 0
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions...........    
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........ 0 0
27 Paid-in or capital surplus, or land, bldg., and equipment fund 0 0
28 Retained earnings, accumulated income, endowment, or other funds 43,803,184 42,658,657
29 Total net assets or fund balances (see instructions)..... 43,803,184 42,658,657
30 Total liabilities and net assets/fund balances (see instructions). 43,803,184 42,658,657
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
43,803,184
2
Enter amount from Part I, line 27a .....................
2
-1,144,527
3
Other increases not included in line 2 (itemize) bullet
3
0
4
Add lines 1, 2, and 3 ..........................
4
42,658,657
5
Decreases not included in line 2 (itemize) bullet
5
0
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
42,658,657
Form 990-PF (2021)
Form 990-PF (2021)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a Capital gains on marketable securities      
b Wellington Trust P    
c Newport Asia P    
d Highclere International P    
e Fortress Credit Opportunities P    
Farallon Capital Institutional Partners P    
CamCap Resources P    
Highfields P    
Maverick P    
Viking P    
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a       597,994
b       1,553,456
c       267,729
d       351,215
e       3,396
      333,162
      -66,665
      -42,314
      223,482
      780,236
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       597,994
b       1,553,456
c       267,729
d       351,215
e       3,396
      333,162
      -66,665
      -42,314
      223,482
      780,236
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 4,001,691
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Form 990-PF (2021)
Form 990-PF (2021)
Page 4
Part V
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b All other domestic foundations enter 1.39% (0.0139) of line 27b. Exempt foreign organizations enter 4% (0.04) of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 58,028
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 58,028
6 Credits/Payments:
a 2021 estimated tax payments and 2020 overpayment credited to 2021 6a 60,719
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c 0
d Backup withholding erroneously withheld ........... 6d 0
7 Total credits and payments. Add lines 6a through 6d.............. 7 60,719
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. Click to see attachment 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 2,691
11 Enter the amount of line 10 to be: Credited to 2022 estimated taxBullet2,691 RefundedBullet 11 0
Part VI-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?.........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XIV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletCO
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2021 or the taxable year beginning in 2021? See the instructions for Part XIII.
    If "Yes," complete Part XIII .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 5
    Part VI-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletMary Beth Wallingford Telephone no.bullet (303) 468-6060

    Located atbullet3239 E 2nd AveDenverCO ZIP+4bullet80206
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2021, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VI-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person? ...........
    1a(1)
     
    No
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person? ..............................
    1a(2)
     
    No
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? ...........
    1a(3)
    Yes
     
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? ............
    1a(4)
    Yes
     
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)? ......................
    1a(5)
     
    No
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.) ...............
    1a(6)
     
    No
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ..........
    1b
     
    No
    c
    ........bullet
    d
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2021? .............
    1d
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2021, did the foundation have any undistributed income (lines 6d
    and 6e, Part XII) for tax year(s) beginning before 2021?....................
    2a
     
    No
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year? ..............................
    3a
     
    No
    b
    If "Yes," did it have excess business holdings in 2021 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2021.) .....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2021? ..
    4b
     
    No
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 6
    Part VI-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? ..........
    5a(1)
     
    No
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive? ....................
    5a(2)
     
    No
    (3) Provide a grant to an individual for travel, study, or other similar purposes? .............
    5a(3)
     
    No
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions ........................
    5a(4)
     
    No
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals? .............
    5a(5)
     
    No
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ........
    5b
     
     
    c
    .........bullet
    d
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant? .................
    5d
     
     
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract? .............................
    6a
     
    No
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    7a
     
    No
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? .....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .........................
    8
     
    No
    Part VII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    Anna M Sie Trustee
    11.00     		0 0 0
    3239 E 2nd Ave
    Denver,CO80206
    John J Sie Trustee
    24.00     		12,000 18,505 0
    3239 E 2nd Ave
    Denver,CO80206
    Michelle S Whitten Executive Director
    20.00     		128,384 13,486 0
    3239 E 2nd Ave
    Denver,CO80206
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 7
    Part VII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    Monticello Associates Investment advisor 75,000
    1800 Larimer St Ste 2100
    Denver,CO80202
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part VIII-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part VIII-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 8
    Part IX
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    41,998,640
    b
    Average of monthly cash balances.......................
    1b
    5,286,895
    c
    Fair market value of all other assets (see instructions)................
    1c
    970,000
    d
    Total (add lines 1a, b, and c).........................
    1d
    48,255,535
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    48,255,535
    4
    Cash deemed held for charitable activities. Enter 1.5% (0.015) of line 3 (for greater amount, see
    instructions) .............................
    4
    723,833
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. .......
    5
    47,531,702
    6
    Minimum investment return. Enter 5% (0.05) of line 5................
    6
    2,376,585
    Part X
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part IX, line 6..................
    1
    2,376,585
    2a
    Tax on investment income for 2021 from Part V, line 5.......
    2a
    58,028
    b
    Income tax for 2021. (This does not include the tax from Part V.) ...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    58,028
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    2,318,557
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    2,318,557
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XII, line 1 ...
    7
    2,318,557
    Part XI
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
     
    b
    Program-related investments—total from Part VIII-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part XII, line 4.
    4
     
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 9
    Part XII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2020     		(c)
    2020     		(d)
    2021
    1 Distributable amount for 2021 from Part X, line 7 2,318,557
    2 Undistributed income, if any, as of the end of 2021:
    a Enter amount for 2020 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2021:
    a From 2016...... 8,966,922
    b From 2017...... 4,202,233
    c From 2018...... 4,312,506
    d From 2019...... 6,451,058
    e From 2020...... 1,193,547
    f Total of lines 3a through e ........ 25,126,266
    4Qualifying distributions for 2021 from Part
    XI, line 4: bullet$ 5,291,499
    a Applied to 2020, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2021 distributable amount..... 2,318,557
    e Remaining amount distributed out of corpus 2,972,942
    5 Excess distributions carryover applied to 2021. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 28,099,208
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2021. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2022 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2016 not
    applied on line 5 or line 7 (see instructions) ...     		8,966,922
    9 Excess distributions carryover to 2022.
    Subtract lines 7 and 8 from line 6a ......     		19,132,286
    10 Analysis of line 9:
    a Excess from 2017.... 4,202,233
    b Excess from 2018.... 4,312,506
    c Excess from 2019.... 6,451,058
    d Excess from 2020.... 1,193,547
    e Excess from 2021.... 2,972,942
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 10
    Part XIII
    Private Operating Foundations (see instructions and Part VI-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2021, enter the date of the ruling ....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2021 (b) 2020 (c) 2019 (d) 2018
             
    b 85% (0.85) of line 2a .........          
    c Qualifying distributions from Part XI,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part IX, line 6 for each year listed ..     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XIV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    Anna M Sie
    John J Sie
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 11
    Part XIV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    Adam's Camp
    56 Inverness Dr E Suite 250
    Englewood,CO80112     		N/A PC The mission of Adams Camp is to realize the potentials and develop the strengths of children and young adults by bringing together families with professionals and volunteers to collaboratively provide customized, intensive therapy, family support, and recreation in a camp environment. 5,000
    Adam's Camp
    56 Inverness Dr E Suite 250
    Englewood,CO80112     		N/A PC The mission of Adams Camp is to realize the potentials and develop the strengths of children and young adults by bringing together families with professionals and volunteers to collaboratively provide customized, intensive therapy, family support, and recreation in a camp environment. 5,000
    Adira Foundation
    6606 West Broad Street Suite 403
    Richmond,VA232301717     		N/A PC To better lives for people with neurodegenerative diseases by collaborating networks of cross-disciplinary care and resources and help ease the burdens faced by individuals living with complex health conditions. 5,000
    Alzheimers Association
    225 N Michigan Ave Suite 1700
    Chicago,IL606017652     		N/A PC For advancement of research on Alzheimer's disease and down syndrome 5,000
    Arc ThriftMetropolitan Assoc for RC
    12345 W Alameda Pkwy Ste 111
    Lakewood,CO80228     		N/A PC Advocating for the rights and full participation of all children and adults with intellectual and developmental disabilities. 10,000
    Cancer League of Colorado
    PO Box 5373
    Englewood,CO801555373     		N/A PC Funds research and service programs in Colorado. 2020 Hope Ball Sponsorship 25,000
    Cancer Support Community
    5614 Connecticut Avenue NW Ste 280
    Washington,DC20015     		N/A PC the Cancer Support Community offers vital support through an array of programs and personalized services for cancer patients, survivors, their families and caregivers. 2,000
    CESASC
    5474 W 76th St
    Los Angeles,CO900453208     		N/A PC Endowment for perpetual scholarship to students of Chinese descent to continue their American College education 2,500
    Children's Hospital Colorado Foundation
    13123 E 16th Ave
    Aurora,CO800457106     		N/A PC Sponsorship benefiting pediatric health care, where for more than a decade children receive specialized care 25,000
    Children's Hospital Colorado Foundation
    13123 E 16th Ave
    Aurora,CO800457106     		N/A PC Sponsorship benefiting pediatric health care, where for more than a decade children receive specialized care 16,197
    Children's Hospital Colorado Foundation
    13123 E 16th Ave
    Aurora,CO800457106     		N/A PC Sponsorship benefiting pediatric health care, where for more than a decade children receive specialized care 170,000
    Colorado Ballet
    1075 Santa Fe Drive
    Denver,CO802043950     		N/A PC Mission is to present superior quality classical ballet and innovative dance through performances, training, and education programs that enhance the cultural life of our community. 10,000
    Craig Hospital Foundation
    3425 S Clarkson St
    Englewood,CO80113     		N/A PC Transforming the lives of patients and their families through spinal cord and brain injury medical research. 50,000
    Denver Academy
    4400 East Iliff Avenue Denver CO
    80222-6019
    Denver,CO80218     		N/A PC Assist future generations of children with learning differences who will need financial aid to attend the school. 2,500
    Denver Art Museum
    100 West 14th Avenue Parkway
    Denver,CO80204     		N/A PC Support to help enrich the Denver community through dynamic cultural exhibitions, exceptional adult and family programs and renowned collections 2,400,000
    Denver Art Museum
    100 West 14th Avenue Parkway
    Denver,CO80204     		N/A PC Support to help enrich the Denver community through dynamic cultural exhibitions, exceptional adult and family programs and renowned collections 46,000
    Denver Art Museum
    100 West 14th Avenue Parkway
    Denver,CO80204     		N/A PC Support to help enrich the Denver community through dynamic cultural exhibitions, exceptional adult and family programs and renowned collections 100,000
    Denver Film Society
    1510 York St 3rd Floor
    Denver,CO80206     		N/A PC The Denver Film Societys mission is to develop opportunities for diverse audiences to discover film through creative thought-provoking experiences. 1,000
    Denver Film Society
    1510 York St 3rd Floor
    Denver,CO80206     		N/A PC The Denver Film Societys mission is to develop opportunities for diverse audiences to discover film through creative thought-provoking experiences. 20,000
    Denver Health and Hospitals Foundation
    655 N Broadway Suite 750
    Denver,CO802033462     		N/A PC Denver Health and the Global Down Syndrome Foundation are piloting a clinic that will provide quality medical care to Colorado adults with Down syndrome 10,966
    Denver School of Science and Technology
    3401 Quebec St Suite 2000
    Denver,CO802072311     		N/A PC 2021 Slice of Pi Sponsorship. In honor of Bill Kurtz and Elin Curry 25,000
    Down Syndrome Community of PS
    3120 139th Ave Southeast Suite 500
    Denver,CO80224     		N/A PC To empower people with Down syndrome and their families through life-long learning and experiences, while building an accepting and inclusive society. Building a world where people with Down syndrome participate fully in inclusive schools, inclusive activities, and inclusive workplaces. 2,500
    Down Syndrome Community of PS
    3120 139th Ave Southeast Suite 500
    Bellevue,WA98005     		N/A PC To empower people with Down syndrome and their families through life-long learning and experiences, while building an accepting and inclusive society. Building a world where people with Down syndrome participate fully in inclusive schools, inclusive activities, and inclusive workplaces. 5,000
    Easterseals Colorado
    393 S Harlan St Suite 250 Lakewood
    CO 80226-3599
    Bellevue,WA98005     		N/A PC Easterseals is committed to the comprehensive health and wellness of the more than 1.4 million people it serves nationally each year and is prepared to respond to the needs of the one in four Americans living with disability today with outcomes-based services for all disabilities throughout the lifespan. 5,000
    El Grupo Vida
    3443 S Galena St Suite 120
    Denver,CO80231     		N/A PC To empower people with disabilities and their families with information and training to help them become their best advocate. Parents who have children with disabilities or any special need benefit from the support that comes from others who have had the same experience. 1,500
    Global Down Syndrome Foundation
    3239 E 2nd Avenue
    Denver,CO802065203     		Sister PC To improve the lives of people with Down Syndrome by supporting basic research, clinical research and clinical care 929
    Global Down Syndrome Foundation
    3239 E 2nd Avenue
    Denver,CO802363109     		Sister PC To improve the lives of people with Down Syndrome by supporting basic research, clinical research and clinical care 10,000
    Global Down Syndrome Foundation
    3239 E 2nd Avenue
    Denver,CO802065203     		Sister PC To improve the lives of people with Down Syndrome by supporting basic research, clinical research and clinical care 10,000
    Global Down Syndrome Foundation
    3239 E 2nd Avenue
    Denver,CO802065203     		Sister PC To improve the lives of people with Down Syndrome by supporting basic research, clinical research and clinical care 25,000
    Global Down Syndrome Foundation
    3239 E 2nd Avenue
    Denver,CO802065203     		Sister PC To improve the lives of people with Down Syndrome by supporting basic research, clinical research and clinical care 50,000
    Global Down Syndrome Foundation
    3239 E 2nd Avenue
    Denver,CO802065203     		Sister PC To improve the lives of people with Down Syndrome by supporting basic research, clinical research and clinical care 5,000
    Global Down Syndrome Foundation
    3239 E 2nd Avenue
    Denver,CO802065203     		Sister PC To improve the lives of people with Down Syndrome by supporting basic research, clinical research and clinical care 4,705
    Global Down Syndrome Foundation
    3239 E 2nd Avenue
    Denver,CO802065203     		Sister PC To improve the lives of people with Down Syndrome by supporting basic research, clinical research and clinical care 250,000
    Global Down Syndrome Foundation
    3239 E 2nd Avenue
    Denver,CO802065203     		Sister PC To improve the lives of people with Down Syndrome by supporting basic research, clinical research and clinical care 100,000
    Global Down Syndrome Foundation
    3239 E 2nd Avenue
    Denver,CO802065203     		Sister PC To improve the lives of people with Down Syndrome by supporting basic research, clinical research and clinical care 498,194
    Global Livingston Institute
    1031 33rd Street Suite 235
    Denver,CO80205     		N/A PC To Educate students and community leaders on innovative approaches to international development and empower awareness, collaboration, conversations and personal growth. 15,000
    Hearts of Joy International Corp
    PO Box 225
    Hillsdale,MI07642     		N/A PC Providing life saving heart surgery for individuals with Down syndrome. 500
    In Colorado Initiative for IHE
    6500 S Quebec St Suite 300
    Englewood CO 80111-4674
    Denver,CO802065203     		N/A PC To Support Colorado students with intellectial disabilities (ID/D), who have the desire to continue their education, the opportunity to attend college in our state. 1,500
    In Colorado Initiative for IHE
    Inclusive Higher Education 6500 S
    Quebec St Suite 300
    Englewood,CO801114674     		N/A PC To Support Colorado students with intellectial disabilities (ID/D), who have the desire to continue their education, the opportunity to attend college in our state. 1,000
    Judaism Your Way
    950 S Cherry Street Suite 310
    Denver,CO802462758     		N/A PC To offer innovative opportunities to connect Jewishly for all Jews and loved ones. Meeting Jews and their loved ones wherever they are on the their Jewish journeys. 50,000
    Judi's House
    1741 Gaylord St
    Denver,CO802065203     		N/A PC Provide long-term, clinically proven efforts to help children and caregivers in their processing of grief through in-house programs, as well as partnerships with schools, workplaces, and community agencies. We ensure that grieving children and their families do not lose sight that hope and healing is possible. 5,000
    Justin Simmons Foundation Inc
    700 N Colorado Blvd 141
    Denver,CO802065203     		N/A PC The Justin Simmons Foundation is dedicated to mentoring young people, promoting the benefits of youth sports, supporting youth education and other charitable initiatives. It was established in 2020 by Denver Broncos safety Justin Simmons and his wife Taryn. 2,500
    Le Moyne College
    1419 Salt Springs Road
    Syracuse,NY13214     		N/A PC Contribution to Campus Ministry Program In memory of Noreen Falcone 5,000
    Make-a-Wish Foundation - Colorado Chapter
    7951 E Maplewood Ave Ste 126
    Greenwood Village,CO801114769     		N/A PC Granting the wishes of children with life-threatening medical conditions to enrich the human experience with hope, strength, and joy. 7,194
    Make-a-Wish Foundation - Colorado Chapter
    7951 E Maplewood Ave Ste 126
    Greenwood Village,CO801114674     		N/A PC Granting the wishes of children with life-threatening medical conditions to enrich the human experience with hope, strength, and joy. 2,383
    Mayo Clinic
    200 1st St SW Rochester
    Rochester,MN559050001     		N/A PC To inspire hope and contribute to health and well-being by providing the best care to every patient through integrated clinical practice, education and research. 5,000
    Memorial Sloan Kettering Cancer Center
    PO Box 27106
    New York,NY100877106     		N/A PC To provide patients with the best care available and to discover more-effective strategies to prevent, control, and ultimately cure cancer in the future. 5,000
    Mile High Montessori Early Learning Cntrs
    1799 Pennysylvania Street 4th Floor
    Denver,CO80203     		N/A PC To ensuring that low income children have the chance to learn, grow and develop, and that their families are actively engaged in their educational experiences. 15,000
    Mizel Institute - Lyon Global Foundation
    4350 S Monaco Street 5th floor
    Denver,CO80237     		N/A PC To bring global security and political experts to the city of Denver and provide the public with unparalleled opportunities to learn about the challenges facing our nation with regards to emerging threats and educate the community on how to help prevent terrorism and enhance public safety year-round. 25,000
    Museum of Contemporary Art
    1485 Delgany Street
    Denver,CO80202     		N/A PC To support MCA Denver's mission as an innovative forum for contemporary art that inspires and challenges all audiences and brings the creative experience to life in Denver for museum visitors of all ages. 12,500
    Museum of Contemporary Art
    1485 Delgany Street
    Denver,CO80202     		N/A PC To support MCA Denver's mission as an innovative forum for contemporary art that inspires and challenges all audiences and brings the creative experience to life in Denver for museum visitors of all ages. 5,000
    National Down Syndrome Congress
    30 Mansell Ct Suite 108
    Roswell,GA30076     		N/A PC Provides information, advocacy and support concerning all aspects of life for individuals with Down Syndrome 12,500
    National Down Syndrome Congress
    30 Mansell Ct Suite 108 Roswell GA
    30076
    Roswell,GA30076     		N/A PC Provides information, advocacy and support concerning all aspects of life for individuals with Down Syndrome 12,500
    National Jewish Health
    1400 Jackson Street S724
    Denver,CO80206     		N/A PC Provide support for clinical, research, and educational programs to the benefit of people with respiratory, cardiac,, immune and related diseases worldwide. 5,000
    Parent Project for Muscular Dystrophy
    401 Hackensack Ave 9th Floor
    New York,NY07601     		N/A PC To improve the treatment, quality of life and long term outlook for all individuals affected by Duchenne and Becker muscular dystrophy 5,000
    Project McManus Inc
    9300 E Winding Hill Ave
    Lone Tree,CO80124     		N/A PC To support fashion show promoting "Be yourself" movement for individuals with developmental and intellectual disabilities 5,000
    Regis University
    3333 Regis Boulevard B-16
    Denver,CO80221     		N/A PC This donation is forPost Secondary Feasibility Study 48,000
    Rocky Mountain Down Syndrome Association
    7200 E Hampden Ave Ste 301
    Denver,CO80224     		N/A PC To assure inclusion and enhance independence of people with Down syndrome. We will achieve this by providing education, resources and support in partnership with individuals, families, professionals, and the community. 15,000
    Rocky Mountain Human Services-Den Options
    9900 East Iliff Avenue
    Denver,CO802313462     		N/A PC Responding to the needs of individuals with developmental and intellectual disabilities, especially when no other agency in Denver can respond -5,000
    Rocky Mountain Human Services-Den Options
    9900 East Iliff Avenue
    Denver,CO802313462     		N/A PC Responding to the needs of individuals with developmental and intellectual disabilities, especially when no other agency in Denver can respond 5,000
    SeriesFest
    780 Bellaire St
    Denver,CO80220     		N/A PC SeriesFest mission champions and empowers artists at the forefront of episodic storytelling by providing year-round opportunities for creators and industry experts to connect, collaborate, and share stories, which inspire and impact global audiences. 5,000
    Smithsonian Institution
    PO Box 37012 MRC 619
    Washington,DC20013     		N/A PC To connect with diverse audiences, including under-resourced communities and underserved individuals, to enrich programs, curriculum and exhibitions. To invite dialogue and exchange to inspire communities of learners to think critically about complex global challenges. To engage and to inspire more people, where they are, with greater impact, while catalyzing critical conversation on issues affecting our nation and the world. 20,000
    Special Olympics Washington
    2815 2nd Ave Suite 370
    Seattle,WA981212191     		N/A PC Providing sports training and athletic competition for children and adults with intellectual disabilities 2,500
    Special Olympics Inc
    1133 19th St NW
    Washington,DC200363604     		N/A PC Providing sports training and athletic competition for children and adults with intellectual disabilities 2,500
    Strive Preparatory Schools
    3201 W Arizona Ave
    Denver,CO80219     		N/A PC STRIVE Prep strives to ensure that its services are accessible to individuals with disabilities. STRIVE Prep is dedicated to continuing to improve its website to ensure that its is easier to use and is accessible for people with disabilities, with the strong belief that every person has the right to live with dignity, equality, comfort and independence. 10,000
    The 1990 Institute
    220 Montgomery St Ph 10
    Denver,CA941043433     		N/A PC China's Green Student Forum which promotes solidarity of the youth to save China's environment 5,000
    The Cable Center
    7200 E Hampden Ave Ste 301
    Denver,CO80224     		N/A PC The Cable Hall of Fame celebrates the most innovative and influential people in the connectivity, content, and entertainment industry. Honorees are recognized for their outstanding dedication to and impact on the industry, and induction is one of the industrys highest and most exclusive honors. 10,000
    The Caucus Foundation for ProdWtrs&Direc
    9900 East Iliff Avenue Denver CO
    80231-3462
    Denver,CO802313462     		N/A PC The Foundation works towardsThe Foundation provides these women and minority students with a range of services, including awarding grants that defray the costs of completing their student (undergraduate and graduate) "portfolio" films, securing in-kind contributions for these projects, and offering intensive mentoring services by industry professionals who are also Caucus Foundation members. 25,000
    The Chosen & Dearly Loved Founder
    780 Bellaire St
    Denver,CO80220     		N/A PC To provide special needs children with life-saving and life-enhancing care, and whenever possible, a loving permanent family 10,000
    The Rise School of Denver
    PO Box 37012 MRC 619
    Washington,DC20013     		N/A PC Supporting the school to provide early childhood education to all children, including those children with developmental disabilities 2,500
    The University of Texas Foundation
    2815 2nd Ave Suite 370
    Seattle,WA981212191     		N/A PC To support MD Anderson Cancer Center's academic, research, and public service efforts 100,000
    Third Sector New England Inc
    1133 19th St NW
    Washington,CO200363604     		N/A PC To support Early Childhood Philmathropist Group in an effort to increase the quality, coordination, creativity and impacts in Colorado's ECD system 10,000
    University of Colorado Foundation
    350 Quebec Street
    Denver,CO802306809     		N/A PC Linda Crnic Institute Flexible Endowment Research Fund to support basic science research in Down Syndrome at the Linda Crnic Institute at the University of Colorado Anschutz Medical Campus. Linda Crnic Institute DS Operating Funds FY 2020 5,000
    University of Colorado Foundation
    350 Quebec Street
    Denver,CO802306809     		N/A PC Linda Crnic Institute Flexible Endowment Research Fund to support basic science research in Down Syndrome at the Linda Crnic Institute at the University of Colorado Anschutz Medical Campus. Linda Crnic Institute DS Operating Funds FY 2020 1,000
    University of Colorado Foundation
    220 Montgomery St Ph 10
    San Francisco,CA941043433     		N/A PC Linda Crnic Institute Flexible Endowment Research Fund to support basic science research in Down Syndrome at the Linda Crnic Institute at the University of Colorado Anschutz Medical Campus. Linda Crnic Institute DS Operating Funds FY 2020 500,000
    University of Denver - Fisher ELC
    16301 NE 8th St Suite 201
    Bellevue,WA980083992     		N/A PC Fisher Early Learning Center Scholarship Fund Program: The campaign for the University of Denver that strengthens people and programs of the university. Project ECHO for Early Childhood Inclusion. 5,000
    University of Washington Foundation
    4901 E Eastman Avenue
    Denver,CO80222     		N/A PC Funding for Experimental Education Unit (EEU), the Applied Research Unit, and the Professional Development Unit where individuals with disabilities learn how to learn and families are supported. 15,000
    Volunteers of America-Colorado Branch
    9011 Mountain Ridge Suite 150
    Austin,TX78759     		N/A PC To support Volunteers of America who give critical services to families, women and children 25,000
    Total .................................bullet 3a 4,918,068
    bApproved for future payment
    University of Colorado Foundation
    PO Box 17126
    Denver,CO802179155     		N/A PC Annual operating funds 1,099,487
    Total .................................bullet 3b 1,099,487
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 12
    Part XV-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments ....          
    3 Interest on savings and temporary cash
    investments ...........     		         
    4 Dividends and interest from securities ....          
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income .....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 4,001,691  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e) .. 316 4,257,052 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    4,257,368
    (See worksheet in line 13 instructions to verify calculations.)
    Part XV-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XV-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 13
    Part XVI
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2021)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2021 AccountingFeesSchedule
    Name:
    The Anna and John J Sie Foundation
    EIN:
    83-6058353
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Kundinger, Corder & Montoya, PC 3,900 0   3,900
    Clifton Larson Allen 1,856 0   1,856

    TY 2021 InvestmentsCorpStockSchedule
    Name:
    The Anna and John J Sie Foundation
    EIN:
    83-6058353
    Name of Stock End of Year Book Value End of Year Fair Market Value
    Longleaf Small Cap Fund 3,145,077 2,978,292
    Dodge & Cox International Equity Fund 2,707,207 3,704,515
    AT&T 327,513 384,596
    Liberty Broadband Corporation - LBRDA 80,457 669,344
    Liberty Broadband Corporation - LBRDK 159,609 1,340,513
    Liberty Broadband Corporation - LSXMA 191,370 846,297
    Liberty Broadband Corporation - LSXMK 370,337 1,692,644

    TY 2021 InvestmentsOtherSchedule2
    Name:
    The Anna and John J Sie Foundation
    EIN:
    83-6058353
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    Wellington Trust Company, CTF Research Equity Fund AT COST 8,977,891 11,966,840
    Newport Asia Institutional Fund AT COST 1,551,127 2,653,320
    Highclere Investment Fund AT COST 3,391,592 3,355,681
    Viking Global Equities AT COST 1,337,143 5,743,860
    Maverick Fund LDC AT COST 312,738 1,749,118
    Highfields Capital AT COST 4,185 1,124
    Fortress Credit Opportunities Fund AT COST 277,711 166,518
    Farallon AT COST 3,030,722 3,144,617

    TY 2021 LandEtcSchedule2
    Name:
    The Anna and John J Sie Foundation
    EIN:
    83-6058353
    Category / Item Cost / Other Basis Accumulated Depreciation Book Value End of Year Fair Market Value
    Building 10,400,000 0 10,400,000 10,400,000
    Furniture and furnishings 731,141 0 731,141 731,141
    Office and computer equipment 72,759 0 72,759 72,759
    Audio video equipment 44,748 0 44,748 44,748


    TY 2021 LegalFeesSchedule
    Name:
    The Anna and John J Sie Foundation
    EIN:
    83-6058353
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    IRS Counsel User Fees 30,000 0   30,000


    TY 2021 OtherAssetsSchedule
    Name:
    The Anna and John J Sie Foundation
    EIN:
    83-6058353
    Description Beginning of Year - Book Value End of Year - Book Value End of Year - Fair Market Value
    Public service videos 1,000 1,000 1,000
    Deposits 2,125 2,125 2,125


    TY 2021 OtherExpensesSchedule
    Name:
    The Anna and John J Sie Foundation
    EIN:
    83-6058353
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Insurance 6,487 0   6,487
    Payroll processing fee 4,934 0   4,934
    Subscriptions 3,108 0   3,108
    Investment expense 7,276 7,276   0
    Other 2,933 0   2,933


    TY 2021 OtherIncomeSchedule2
    Name:
    The Anna and John J Sie Foundation
    EIN:
    83-6058353
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    Wellington Equity Research 124,515 124,515 124,515
    Newport Asia Institutional Fund -5,238 -5,238 -5,238
    Highclere Investment Fund 98,333 98,333 98,333
    Fortress Credit Opportunities Fund 7,705 7,705 7,705
    Fortress Credit Opportunities Fund 316 0 316
    Farallon Capital Institutional Partners -126,285 -126,285 -126,285


    TY 2021 OtherProfessionalFeesSchedule
    Name:
    The Anna and John J Sie Foundation
    EIN:
    83-6058353
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Monticello Associates 75,000 75,000   0


    TY 2021 TaxesSchedule
    Name:
    The Anna and John J Sie Foundation
    EIN:
    83-6058353
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Federal excise tax 28,000 0   0