| Name of Stock | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| Applied Materials - 200 shs | 9,473 | 31,472 |
| Armada Hoffler Pptys - 4,000 shs | 39,531 | 60,880 |
| ATT - 2,500 shs | 81,176 | 61,500 |
| Intel - 200 shs | 8,807 | 10,300 |
| Oaktree Specialty Lending - 11,000 shs | 118,979 | 82,060 |
| Seadrill Ltd. - 18 shs | 158,690 | 2 |
| Steel Dynamics - 1,200 shs | 44,805 | 74,484 |
| Whitestone REIT - 2,000 shs | 23,186 | 20,260 |
| First Trust Tech Sel 75 - 2,294 shs | 0 | 0 |
| New York Mortgage Trust - 10,000 shs | 51,260 | 37,200 |
| Carpenter Technology - 1,000 shs | 28,987 | 29,190 |
| Skyworks Solutions - 200 shs | 0 | 0 |
| Chico's FAS - 4,000 shs | 20,514 | 21,520 |
| Donnelley RR & Sons - 10,000 shs | 26,285 | 112,600 |
| Microchip Technology - 400 shs | 30,350 | 34,824 |
| First Trust Technology Dividend 37 - 5,065 shs | 50,734 | 64,724 |
| First Trust Cap Strgth Buy Write 55 - 5,000 shs | 46,450 | 52,256 |
| First Trust Technology Dividend 38 - 2,826 shs | 28,264 | 31,202 |
| First Trust Technology Select 83 - 4,315 shs | 43,107 | 45,408 |
| Category/ Item | Listed at Cost or FMV | Book Value | End of Year Fair Market Value |
|---|---|---|---|
| Skyworks Solutions - Call exp 1 15 2021 | 0 | 0 |
| Description | Revenue and Expenses per Books | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| New York State registration | 100 | 100 | 0 | 0 |
| Penalty for failure to pay 2000 balance due of $158 on excise tax on investment income | 5 | 5 | 0 | 0 |
| Description | Beginning of Year - Book Value | End of Year - Book Value |
|---|---|---|
| Tax on investment income for 2000 | 0 | 158 |
| Penalty and interest on late payment of tax on investment income for 2000 | 0 | 8 |
| Name | Address |
|---|---|
| Ralph Nader |
1718 Connecticut Avenue NW Washington,DC20009 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| Excise tax on investment income | 158 | 158 | 0 | 0 |