| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| ACCOUNTING AND TAX FEES | 457,975 | 42,378 | 326,674 |
| Category | Amount |
|---|---|
| ALMONO, LLC A PROGRAM-RELATED INVESTMENT TOWARD CAPITAL PROJECTS RELATED TO HAZELWOOD GREEN. | 3,817,545 |
| THE CONSERVATION FUND A PROGRAM-RELATED INVESTMENT TO PERMANENTLY CONSERVE PROPERTY IN THE PELICAN RIVER FOREST IN WISCONSIN TO SUPPORT WILDLIFE HABITAT, WATER QUALITY, RECREATION, AND TIMBER-RELATED JOBS | 5,000,000 |
| ALMONO, LLC A PROGRAM-RELATED INVESTMENT TOWARD SUPPORT OF OPERATIONS. | 1,223,958 |
| OPEN SPACE INSTITUTE LAND TRUST A PROGRAM-RELATED INVESTMENT TO MAKE BRIDGE LOANS FOR EXEMPLARY LAND TRANSACTIONS TO ACCELERATE CONSERVATION THAT FACILITATES WILDLIFE ADAPTATION TO CLIMATE CHANGE AND THAT STORE/SEQUESTER CARBON IN LANDSCAPES THAT ALIGN WITH THE FOUNDATION'S CONSERVATION GOALS IN PA | 1,000,000 |
| NORTHERN FOREST CENTER, INC. A PROGRAM-RELATED INVESTMENT TO RETAIN AND ATTRACT YOUNG PEOPLE TO FOSTER ECOLOGICAL STEWARDSHIP, ECONOMIC WELL-BEING, AND A WELCOMING COMMUNITY. | 850,000 |
| FABRIC HEALTH A PROGRAM-RELATED INVESTMENT TOWARD EMBEDDING A MOBILE TECHNOLOGY PLATFORM IN LAUNDROMATS TO SUPPORT HEALTHCARE WITHIN LOWER-INCOME COMMUNITIES. | 500,000 |
| CIVIC CHAMPS A PROGRAM-RELATED INVESTMENT TO PROVIDE EMPLOYMENT-FOCUSED MENTORING TO YOUTH AGED 16-24 WHO ARE DISCONNECTED FROM WORK OR EDUCATION. | 200,000 |
| FARM TO FLAME ENERGY INC. A PROGRAM-RELATED INVESTMENT TOWARD AN ALTERNATIVE TO UNAFFORDABLE AND UNRELIABLE ELECTRICITY BY PROVIDING ENERGY GENERATORS THAT USE BIOFUEL. | 200,000 |
| LUMIS CORP. A PROGRAM-RELATED INVESTMENT TOWARD EXPANDING AN AUGMENTED REALITY HEALTH EDUCATION TRAINING PROGRAM TO COMBAT OPIOID-RELATED OVERDOSES AND DEATHS. | 200,000 |
| NUMOOLA A PROGRAM-RELATED INVESTMENT TO DEVELOP A DIGITAL APP TO IMPROVE FINANCIAL LITERACY FOR YOUTH AND FAMILIES. | 200,000 |
| RLIN, LLC A PROGRAM-RELATED INVESTMENT TO DEVELOP A DIGITAL HEALTH PLATFORM TO TREAT CHRONIC CONDITIONS SUCH AS TRAUMATIC BRAIN INJURY. | 200,000 |
| SAFE SPACE TECHNOLOGIES A PROGRAM-RELATED INVESTMENT TO ADVANCE INDOOR SPACE CLEANING TECHNOLOGY TO REDUCE ILLNESS AND TRANSMISSION OF DISEASES. | 200,000 |
| BEHAIVIOR A PROGRAM-RELATED INVESTMENT TO DEVELOP A WEARABLE DEVICE TO REDUCE OPIOID USE AND OVERDOSE. | 200,000 |
| DISSOLVES, INC. A PROGRAM-RELATED INVESTMENT TO ELIMINATE SINGLE-USE PLASTIC NEEDED IN PREMIUM FOOD PRODUCTS. | 150,000 |
| TOYZ ELECTRONICS, LLC A PROGRAM-RELATED INVESTMENT TO PILOT AND REFINE THE CURRICULUM OF A VIRTUAL COURSE AND MOBILE APP THAT TEACHES YOUTH STEM SKILLS VIA CREATION AND MARKETING OF A SUPERHERO CHARACTER | 150,000 |
| TREK GUM A PROGRAM-RELATED INVESTMENT TOWARD SUPPORT OF OPERATIONS AND MANUFACTURING OF A PLANT-BASED AND BIODEGRADABLE CHEWING GUM THAT CAN SUPPORT ORAL HEALTH. | 100,000 |
| MAINE COAST HERITAGE TRUST A PROGRAM-RELATED INVESTMENT TOWARD LAND ACQUISITION IN CUTLER, MAINE TO CREATE A PARK, PUBLIC ACCESS, AND A STRONG TAX BASE WHICH WILL ENHANCE CONSERVATION, RECREATION, AND THE LOCAL FISHING ECONOMY. | 75,000 |
| Grantee's Name | Grantee's Address | Grant Date | Grant Amount | Grant Purpose | Amount Expended By Grantee | Any Diversion By Grantee? | Dates of Reports By Grantee | Date of Verification | Results of Verification |
|---|---|---|---|---|---|---|---|---|---|
|
ALMONO LP |
C/O RYAN WALSH JLL 260 FORBES AVENUE STE 1400 PITTSBURGH,PA15222 |
2013-04-23 | 1,703,000 | PROGRAM RELATED INVESTMENT TOWARD CAPITAL PROJECTS FOR THE ALMONO SITE. ALMONO LP WAS CREATED TO MAINTAIN THE J&L COKE WORKS SITE IN HAZELWOOD, INVEST IN BASIC INFRASTRUCTURE, & ESTABLISH A MASTER DEVELOPMENT PLAN TO PROVIDE ECONOMIC OPPORTUNITY & SERVE AS A REGENERATIVE STEWARD OF THE SITE'S UNIQUE NATURAL ASSETS. | 1,703,000 | NO KNOWN DIVERSION | 4/30/18, 7/26/19, 7/1/20, 6/1/21, 05/13/22 | THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORT FROM THE GRANTEE; THEREFORE NO INDEPENDENT VERIFICATION OF THE REPORT WAS MADE. | |
|
ALMONO LP |
C/O RYAN WALSH JLL 260 FORBES AVENUE STE 1400 PITTSBURGH,PA15222 |
2015-03-30 | 4,000,000 | PROGRAM RELATED INVESTMENT TOWARD PURCHASING A TWENTY PERCENT OWNERSHIP INTEREST IN THE ALMONO LIMITED PARTNERSHIP. ALMONO LP WAS CREATED TO MAINTAIN THE J&L COKE WORKS SITE IN HAZELWOOD, INVEST IN BASIC INFRASTRUCTURE, & ESTABLISH A MASTER DEVELOPMENT PLAN TO PROVIDE ECONOMIC OPPORTUNITY & SERVE AS A REGENERATIVE STEWARD OF THE SITE'S UNIQUE NATURAL ASSETS. | 4,000,000 | NO KNOWN DIVERSION | 6/1/18, 7/26/19, 7/1/20, 6/1/21, 05/13/22 | THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORT FROM THE GRANTEE; THEREFORE NO INDEPENDENT VERIFICATION OF THE REPORT WAS MADE. | |
|
ALMONO LP |
C/O RYAN WALSH JLL 260 FORBES AVENUE STE 1400 PITTSBURGH,PA15222 |
2015-12-14 | 797,000 | PROGRAM RELATED INVESTMENT TOWARD CAPITAL PROJECTS FOR THE ALMONO SITE. ALMONO LP WAS CREATED TO MAINTAIN THE J&L COKE WORKS SITE IN HAZELWOOD, INVEST IN BASIC INFRASTRUCTURE, & ESTABLISH A MASTER DEVELOPMENT PLAN TO PROVIDE ECONOMIC OPPORTUNITY & SERVE AS A REGENERATIVE STEWARD OF THE SITE'S UNIQUE NATURAL ASSETS. | 797,000 | NO KNOWN DIVERSION | 5/1/17, 7/26/19, 7/1/20, 6/1/21, 05/13/22 | THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORT FROM THE GRANTEE; THEREFORE NO INDEPENDENT VERIFICATION OF THE REPORT WAS MADE. | |
|
POWER OF 32 SITE DEVELOPMENT FUND PARTNERS LP |
11 STANWIX STREET 17TH FLOOR PITTSBURGH,PA15222 |
2014-04-14 | 5,000,000 | PROGRAM RELATED INVESTMENT TO CREATE A REGIONAL FUND TO SPUR DEVELOPMENT OF HIGH PRIORITY REGIONAL SITES. | 5,000,000 | NO KNOWN DIVERSION | 06/30/17, 8/26/19, 6/30/20, 4/14/21, 04/20/22 | THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORT FROM THE GRANTEE; THEREFORE NO INDEPENDENT VERIFICATION OF THE REPORT WAS MADE. | |
|
EAST LIBERTY TRID REVITALIZATION AUTHORITY |
200 ROSS STREET PITTSBURGH,PA15219 |
2014-04-14 | 1,500,000 | PROGRAM RELATED INVESTMENT TOWARD TRANSIT-ORIENTED DEVELOPMENT PROJECTS IN EAST LIBERTY. | 1,500,000 | NO KNOWN DIVERSION | 07/01/17, 07/09/19, 7/1/20, 6/24/21, 07/01/22 | THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORT FROM THE GRANTEE; THEREFORE NO INDEPENDENT VERIFICATION OF THE REPORT WAS MADE. | |
|
ALMONO LP |
C/O RYAN WALSH JLL 260 FORBES AVENUE STE 1400 PITTSBURGH,PA15222 |
2017-06-19 | 1,155,600 | PROGRAM RELATED INVESTMENT TOWARD THE SUPPORT OF OPERATIONS AT THE ALMONO SITE. | 1,155,600 | NO KNOWN DIVERSION | 11/13/18, 7/26/19, 7/1/20, 6/1/21, 05/13/22 | THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORT FROM THE GRANTEE; THEREFORE NO INDEPENDENT VERIFICATION OF THE REPORT WAS MADE. | |
|
ALMONO LP |
C/O RYAN WALSH JLL 260 FORBES AVENUE STE 1400 PITTSBURGH,PA15222 |
2018-03-26 | 1,190,565 | PROGRAM RELATED INVESTMENT TOWARD THE SUPPORT OF OPERATIONS AT THE ALMONO SITE. | 1,190,565 | NO KNOWN DIVERSION | 7/26/19, 7/1/20, 6/1/21, 05/13/22 | THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORT FROM THE GRANTEE; THEREFORE NO INDEPENDENT VERIFICATION OF THE REPORT WAS MADE. | |
|
REGIONAL INDUSTRIAL DEVELOPMENT CORPORATION |
210 SIXTH AVENUE PITTSBURGH,PA15222 |
2016-12-15 | 10,000,000 | PROGRAM RELATED INVESTMENT TOWARD CAPITAL PROJECTS FOR THE ALMONO LTV PROJECT. | 10,000,000 | NO KNOWN DIVERSION | 6/4/18, 7/26/19, 7/1/20, 6/1/21, 05/13/22 | THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORT FROM THE GRANTEE; THEREFORE NO INDEPENDENT VERIFICATION OF THE REPORT WAS MADE. | |
|
STRATEGIC INVESTMENT FUND PARTNERSHIP |
OLIVER BUILDING SUITE 1025 535 SMITHFIELD STREET PITTSBURGH,PA15222 |
2002-04-17 | 1,000,000 | PROGRAM RELATED INVESTMENT TO PROMOTE ECONOMIC DEVELOPMENT IN THE GREATER SOUTHWESTERN PENNSYLVANIA REGION | 1,000,000 | NO KNOWN DIVERSION | 2/9/18, 7/26/19, 7/28/20, 7/31/21, 04/25/22 | THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORT FROM THE GRANTEE; THEREFORE NO INDEPENDENT VERIFICATION OF THE REPORT WAS MADE. | |
|
STRATEGIC INVESTMENT FUND PARTNERSHIP |
OLIVER BUILDING SUITE 1025 535 SMITHFIELD STREET PITTSBURGH,PA15222 |
2003-02-05 | 1,000,000 | PROGRAM RELATED INVESTMENT TO PROMOTE ECONOMIC DEVELOPMENT IN THE GREATER SOUTHWESTERN PENNSYLVANIA REGION | 1,000,000 | NO KNOWN DIVERSION | 2/9/18, 7/26/19, 7/28/20, 7/31/21, 04/25/22 | THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORT FROM THE GRANTEE; THEREFORE NO INDEPENDENT VERIFICATION OF THE REPORT WAS MADE. | |
|
STRATEGIC INVESTMENT FUND PARTNERSHIP |
OLIVER BUILDING SUITE 1025 535 SMITHFIELD STREET PITTSBURGH,PA15222 |
2004-05-20 | 1,000,000 | PROGRAM RELATED INVESTMENT TO PROMOTE ECONOMIC DEVELOPMENT IN THE GREATER SOUTHWESTERN PENNSYLVANIA REGION | 1,000,000 | NO KNOWN DIVERSION | 2/9/18, 7/26/19, 7/28/20, 7/31/21, 04/25/22 | THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORT FROM THE GRANTEE; THEREFORE NO INDEPENDENT VERIFICATION OF THE REPORT WAS MADE. | |
|
THREAD INTERNATIONAL PBC INC |
7800 SUSQUEHANNA ST STE 502 PITTSBURGH,PA15208 |
2017-12-15 | 1,500,000 | PROGRAM RELATED INVESTMENT TO ESTABLISH A CUT AND SEW FACILITY (EQUIPMENT, PERSONNEL, SPACE, AND OPERATIONS) TO EMPLOYEE PITTSBURGHERS FROM THE HOMEWOOD COMMUNITY. | 1,500,000 | NO KNOWN DIVERSION | 11/9/18, 11/6/19, 8/26/20, 11/24/20, 07/31/21, 08/02/22 | THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORT FROM THE GRANTEE; THEREFORE NO INDEPENDENT VERIFICATION OF THE REPORT WAS MADE. | |
|
ALMONO LP |
C/O RYAN WALSH JLL 260 FORBES AVENUE STE 1400 PITTSBURGH,PA15222 |
2019-06-24 | 10,000,000 | PROGRAM RELATED-INVESTMENT TOWARD ROUNDHOUSE RENOVATIONS AT THE ALMONO SITE. | 10,000,000 | NO KNOWN DIVERSION | 7/1/20, 6/1/21, 05/13/22 | THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORT FROM THE GRANTEE; THEREFORE NO INDEPENDENT VERIFICATION OF THE REPORT WAS MADE. | |
|
ALMONO LP |
C/O RYAN WALSH JLL 260 FORBES AVENUE STE 1400 PITTSBURGH,PA15222 |
2019-03-25 | 937,178 | PROGRAM RELATED-INVESTMENT TOWARD OPERATIONAL SUPPORT. ALMONO LP WAS CREATED TO MAINTAIN THE J&L COKE WORKS SITE IN HAZELWOOD, INVEST IN BASIC INFRASTRUCTURE, & ESTABLISH A MASTER DEVELOPMENT PLAN TO PROVIDE ECONOMIC OPPORTUNITY & SERVE AS A REGENERATIVE STEWARD OF THE SITE'S UNIQUE NATURAL ASSETS. | 937,178 | NO KNOWN DIVERSION | 7/1/20, 6/1/21, 05/13/22 | THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORT FROM THE GRANTEE; THEREFORE NO INDEPENDENT VERIFICATION OF THE REPORT WAS MADE. | |
|
ALMONO LP |
C/O RYAN WALSH JLL 260 FORBES AVENUE STE 1400 PITTSBURGH,PA15222 |
2019-03-21 | 1,500,000 | PROGRAM RELATED-INVESTMENT TOWARD SOLAR CANOPY INSTALLATION. | 1,500,000 | NO KNOWN DIVERSION | 7/1/20, 6/1/21, 05/13/22 | THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORT FROM THE GRANTEE; THEREFORE NO INDEPENDENT VERIFICATION OF THE REPORT WAS MADE. | |
|
ALMONO LP |
C/O RYAN WALSH JLL 260 FORBES AVENUE STE 1400 PITTSBURGH,PA15222 |
2020-04-13 | 2,161,419 | PROGRAM RELATED-INVESTMENT TOWARD OPERATIONAL SUPPORT. ALMONO LP WAS CREATED TO MAINTAIN THE J&L COKE WORKS SITE IN HAZELWOOD, INVEST IN BASIC INFRASTRUCTURE, & ESTABLISH A MASTER DEVELOPMENT PLAN TO PROVIDE ECONOMIC OPPORTUNITY & SERVE AS A REGENERATIVE STEWARD OF THE SITE'S UNIQUE NATURAL ASSETS. | 2,161,419 | NO KNOWN DIVERSION | 6/1/21, 05/13/22 | THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORT FROM THE GRANTEE; THEREFORE NO INDEPENDENT VERIFICATION OF THE REPORT WAS MADE. | |
|
ALMONO LP |
C/O RYAN WALSH JLL 260 FORBES AVENUE STE 1400 PITTSBURGH,PA15222 |
2020-04-13 | 1,352,506 | PROGRAM RELATED INVESTMENT TOWARD CAPITAL PROJECTS FOR THE ALMONO SITE. ALMONO LP WAS CREATED TO MAINTAIN THE J&L COKE WORKS SITE IN HAZELWOOD, INVEST IN BASIC INFRASTRUCTURE, & ESTABLISH A MASTER DEVELOPMENT PLAN TO PROVIDE ECONOMIC OPPORTUNITY & SERVE AS A REGENERATIVE STEWARD OF THE SITE'S UNIQUE NATURAL ASSETS. | 1,352,506 | NO KNOWN DIVERSION | 6/1/21, 05/13/22 | THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORT FROM THE GRANTEE; THEREFORE NO INDEPENDENT VERIFICATION OF THE REPORT WAS MADE. | |
|
GID BIO INC |
901 FRONT STREET 240 LOUISVILLE,CO80027 |
2020-07-28 | 250,000 | PROGRAM RELATED INVESTMENT TO SUPPORT TESTING OF A REGENERATIVE LUNG INFLAMMATION MEDICINE. | 189,866 | NO KNOWN DIVERSION | 3/31/21, 09/02/22 | THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORT FROM THE GRANTEE; THEREFORE NO INDEPENDENT VERIFICATION OF THE REPORT WAS MADE. | |
|
CYTOAGENTS INC |
2425 SIDNEY STREET PITTSBURGH,PA15212 |
2020-06-25 | 250,000 | PROGRAM RELATED INVESTMENT RELATED TO COVID-19 HUMAN CLINICAL TRIAL. | 250,000 | NO KNOWN DIVERSION | 3/17/21, 07/29/22 | THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORT FROM THE GRANTEE; THEREFORE NO INDEPENDENT VERIFICATION OF THE REPORT WAS MADE. | |
|
SIXUP PBC INC |
77 VAN NESS AVENUE MS-1223 SAN FRANCISCO,CA94102 |
2020-06-15 | 2,000,000 | PROGRAM RELATED INVESTMENT TO PROVIDE STUDENT LOANS TO UNDERSERVED STUDENTS IN WESTERN PENNSYLVANIA. | 2,000,000 | NO KNOWN DIVERSION | 8/16/21, 05/29/22 | THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORT FROM THE GRANTEE; THEREFORE NO INDEPENDENT VERIFICATION OF THE REPORT WAS MADE. | |
|
ARCTARIS OPPORTUNITY ZONE FUND MANAGEMENT LLC |
1330 BOYLSTON STREET CHESTNUT HILL,MA02467 |
2020-12-02 | 4,000,000 | PROGRAM RELATED INVESTMENT TO LAUNCH AN OPPORTUNITY ZONE FOCUSED ON JOB CREATION, COMMUNITY REVITALIZATION AND OTHER CATALYTIC PROGRAMS IN ALLEGHENY AND WESTMORELAND COUNTIES. | 3,100,000 | NO KNOWN DIVERSION | 8/9/21, 06/21/22 | THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORT FROM THE GRANTEE; THEREFORE NO INDEPENDENT VERIFICATION OF THE REPORT WAS MADE. | |
|
OMICELO FUND II |
1435 BEDFORD AVENUE PITTSBURGH,PA15219 |
2020-12-02 | 2,500,000 | PROGRAM RELATED INVESTMENT TO PROVIDE AFFORDABLE AND WORKFORCE HOUSING TO LOW TO MODERATE INCOME FAMILIES | 148,318 | NO KNOWN DIVERSION | 7/1/21, 08/31/22 | THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORT FROM THE GRANTEE; THEREFORE NO INDEPENDENT VERIFICATION OF THE REPORT WAS MADE. | |
|
THREAD INTERNATIONAL PBC INC |
7800 SUSQUEHANNA ST STE 502 PITTSBURGH,PA15208 |
2020-12-02 | 500,000 | PROGRAM RELATED-INVESTMENT SUPPORTING DAY OWL IN HIRING AND TRAINING LOW-INCOME EMPLOYEES | 500,000 | NO KNOWN DIVERSION | 7/31/21, 08/02/22 | THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORT FROM THE GRANTEE; THEREFORE NO INDEPENDENT VERIFICATION OF THE REPORT WAS MADE. | |
|
ALMONO LLC |
C/O RYAN WALSH JLL 260 FORBES AVENUE STE 1400 PITTSBURGH,PA15222 |
2021-04-09 | 1,223,958 | PROGRAM-RELATED INVESTMENT TOWARD SUPPORT OF OPERATIONS. ALMONO LP WAS CREATED TO MAINTAIN THE J&L COKE WORKS SITE IN HAZELWOOD, INVEST IN BASIC INFRASTRUCTURE, & ESTABLISH A MASTER DEVELOPMENT PLAN TO PROVIDE ECONOMIC OPPORTUNITY & SERVE AS A REGENERATIVE STEWARD OF THE SITE'S UNIQUE NATURAL ASSETS. | 1,223,958 | NO KNOWN DIVERSION | 6/4/21, 05/13/22 | THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORT FROM THE GRANTEE; THEREFORE NO INDEPENDENT VERIFICATION OF THE REPORT WAS MADE. | |
|
ALMONO LLC |
C/O RYAN WALSH JLL 260 FORBES AVENUE STE 1400 PITTSBURGH,PA15222 |
2021-04-09 | 3,817,545 | PROGRAM-RELATED INVESTMENT TOWARD CAPITAL PROJECTS RELATED TO HAZELWOOD GREEN. ALMONO LP WAS CREATED TO MAINTAIN THE J&L COKE WORKS SITE IN HAZELWOOD, INVEST IN BASIC INFRASTRUCTURE, & ESTABLISH A MASTER DEVELOPMENT PLAN TO PROVIDE ECONOMIC OPPORTUNITY & SERVE AS A REGENERATIVE STEWARD OF THE SITE'S UNIQUE NATURAL ASSETS. | 3,817,545 | NO KNOWN DIVERSION | 6/3/21, 05/13/22 | THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORT FROM THE GRANTEE; THEREFORE NO INDEPENDENT VERIFICATION OF THE REPORT WAS MADE. | |
|
CIVIC CHAMPS |
4501 LYTLE STREET ROUNDHOUSE AT HAZELWOOD GREEN PITTSBURGH,PA15207 |
2021-12-10 | 200,000 | PROGRAM-RELATED INVESTMENT TO PROVIDE EMPLOYMENT-FOCUSED MENTORING TO YOUTH AGED 16-24 WHO ARE DISCONNECTED FROM WORK OR EDUCATION | 200,000 | NO KNOWN DIVERSION | 6/30/22 | THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORT FROM THE GRANTEE; THEREFORE NO INDEPENDENT VERIFICATION OF THE REPORT WAS MADE. | |
|
DISSOLVES INC |
155 DELANO DRIVE PITTSBURGH,PA15236 |
2021-12-10 | 150,000 | PROGRAM-RELATED INVESTMENT TO ELIMINATE SINGLE-USE PLASTIC NEEDED IN PREMIUM FOOD PRODUCTS | 75,645 | NO KNOWN DIVERSION | 07/29/22 | THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORT FROM THE GRANTEE; THEREFORE NO INDEPENDENT VERIFICATION OF THE REPORT WAS MADE. | |
|
FABRIC HEALTH |
792 PENNOCK STREET 1 PHILADELPHIA,PA19130 |
2021-12-10 | 500,000 | PROGRAM-RELATED INVESTMENT TOWARD EMBEDDING A MOBILE TECHNOLOGY PLATFORM IN LAUNDROMATS TO SUPPORT HEALTHCARE WITHIN LOWER-INCOME COMMUNITIES | 110,000 | NO KNOWN DIVERSION | 7/5/22 | THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORT FROM THE GRANTEE; THEREFORE NO INDEPENDENT VERIFICATION OF THE REPORT WAS MADE. | |
|
FARM TO FLAME ENERGY INC |
30 SOUTH LINDEN STREET DUQUESNE,PA15110 |
2021-12-10 | 200,000 | PROGRAM-RELATED INVESTMENT TOWARD AN ALTERNATIVE TO UNAFFORDABLE AND UNRELIABLE ELECTRICITY BY PROVIDING ENERGY GENERATORS THAT USE BIOFUEL | 200,000 | NO KNOWN DIVERSION | 07/26/22 | THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORT FROM THE GRANTEE; THEREFORE NO INDEPENDENT VERIFICATION OF THE REPORT WAS MADE. | |
|
LUMIS CORP |
4551 FORBES AVE STE 315 PITTSBURGH,PA15213 |
2021-12-10 | 200,000 | PROGRAM-RELATED INVESTMENT TOWARD EXPANDING AN AUGMENTED REALITY HEALTH EDUCATION TRAINING PROGRAM TO COMBAT OPIOID-RELATED OVERDOSES AND DEATHS | 50,950 | NO KNOWN DIVERSION | 7/20/22 | THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORT FROM THE GRANTEE; THEREFORE NO INDEPENDENT VERIFICATION OF THE REPORT WAS MADE. | |
|
NUMOOLA |
2818 SMALLMAN STREET PITTSBURGH,PA15222 |
2021-12-10 | 200,000 | PROGRAM-RELATED INVESTMENT TO DEVELOP A DIGITAL APP TO IMPROVE FINANCIAL LITERACY FOR YOUTH AND FAMILIES | 100,000 | NO KNOWN DIVERSION | 7/14/22 | THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORT FROM THE GRANTEE; THEREFORE NO INDEPENDENT VERIFICATION OF THE REPORT WAS MADE. | |
|
RLIN LLC |
131 HOMER PLACE PITTSBURGH,PA15223 |
2021-12-10 | 200,000 | PROGRAM-RELATED INVESTMENT TO DEVELOP A DIGITAL HEALTH PLATFORM TO TREAT CHRONIC CONDITIONS SUCH AS TRAUMATIC BRAIN INJURY | 17,500 | NO KNOWN DIVERSION | 6/30/22 | THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORT FROM THE GRANTEE; THEREFORE NO INDEPENDENT VERIFICATION OF THE REPORT WAS MADE. | |
|
SAFE SPACE TECHNOLOGIES |
309 SOUTH MAIN STREET PITTSBURGH,PA15220 |
2021-12-10 | 200,000 | PROGRAM-RELATED INVESTMENT TO ADVANCE INDOOR SPACE CLEANING TECHNOLOGY TO REDUCE ILLNESS AND TRANSMISSION OF DISEASES | 133,000 | NO KNOWN DIVERSION | 07/27/22 | THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORT FROM THE GRANTEE; THEREFORE NO INDEPENDENT VERIFICATION OF THE REPORT WAS MADE. | |
|
TOYZ ELECTRONICS LLC |
4620 HENRY STREET FL LOFT PITTSBURGH,PA15213 |
2021-12-10 | 150,000 | PROGRAM-RELATED INVESTMENT TO PILOT AND REFINE THE CURRICULUM OF A VIRTUAL COURSE AND MOBILE APP THAT TEACHES YOUTH STEM SKILLS VIA CREATION AND MARKETING OF A SUPERHERO CHARACTER | 113,000 | NO KNOWN DIVERSION | 07/27/22 | THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORT FROM THE GRANTEE; THEREFORE NO INDEPENDENT VERIFICATION OF THE REPORT WAS MADE. | |
|
TREK GUM |
455 SOUTH ATLANTIC AVE APT 3 PITTSBURGH,PA15224 |
2021-12-10 | 100,000 | PROGRAM-RELATED INVESTMENT TOWARD SUPPORT OF OPERATIONS AND MANUFACTURING OF A PLANT-BASED AND BIODEGRADABLE CHEWING GUM THAT CAN SUPPORT ORAL HEALTH | 5,140 | NO KNOWN DIVERSION | 07/27/22 | THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORT FROM THE GRANTEE; THEREFORE NO INDEPENDENT VERIFICATION OF THE REPORT WAS MADE. | |
|
BEHAIVIOR |
6401 PENN AVENUE 3RD FLOOR PITTSBURGH,PA15206 |
2021-12-10 | 200,000 | PROGRAM-RELATED INVESTMENT TO DEVELOP A WEARABLE DEVICE TO REDUCE OPIOID USE AND OVERDOSE | 164,722 | NO KNOWN DIVERSION | 07/27/22 | THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORT FROM THE GRANTEE; THEREFORE NO INDEPENDENT VERIFICATION OF THE REPORT WAS MADE. |
| Identifier | Return Reference | Explanation |
|---|---|---|
| STATEMENT OF CONTROLLED ENTITIES | FORM 990-PF PART VI-A, LINE 11 | BRANDYWINE GLOBAL UNCONSTRAINED FIXED INCOME FUND46-1858165 1735 MARKET STREET, SUITE 1800 PHILDELPHIA, PA 19103EXCESS BUSINESS HOLDING: NOGLOBAL EQUITY PLUS FUND47-23053311301 SECOND AVENUE, 18TH FLOOR, SEATTLE, WA 98101EXCESS BUSINESS HOLDING: NOR.K. MELLON FAMILY FOUNDATION25-1356145BNY MELLON CENTER, 500 GRANT STREET 4106 PITTSBURGH, PA 15219-2502EXCESS BUSINESS HOLDING: NOTPG BIOTECH IV UL, L.P.46-1858165 301 COMMERCE STREET, SUITE 3300, FORT WORTH, TX 76102EXCESS BUSINESS HOLDING: NOMFS GLOBAL AGGREGATE OPPORTUNISTIC LLC86-2047141 111 HUNTINGTON AVENUE, BOSTON, MA 02199EXCESS BUSINESS HOLDING: NO |
| Name of Bond | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| 1LIFE HEALTHCARE INC 3.0% 6/15/25 | 164,346 | 150,979 |
| 21VIANET GROUP INC 2/01/26 | 396,453 | 376,800 |
| A M S AG REGS 0.875% 9/28/22 | 690,250 | 788,448 |
| A T & T INC 3.55% 9/15/55 | 199,696 | 236,857 |
| A T & T INC 3.65% 9/15/59 | 340,364 | 402,946 |
| ABBVIE INC 4.05% 11/21/39 | 305,626 | 349,936 |
| ALTERYX INC 0.5% 8/01/24 | 473,593 | 475,972 |
| ANHEUSER-BUSCH INBEV 4.5% 6/01/50 | 349,406 | 431,487 |
| APOLLO CMMRL REAL 4.75% 8/23/22 | 283,696 | 326,219 |
| APOLLO COML REAL EST 5.375% 10/15/23 | 960,093 | 962,888 |
| ARES CAPITAL CORP 4.625% 3/01/24 | 257,786 | 299,676 |
| ASHMORE EMERG MKT TOT RETURN | 22,060,967 | 18,095,296 |
| AT&T INC 4.5% 3/09/48 | 780,199 | 1,048,108 |
| AURORA CANNABIS INC 5.5% 2/28/24 | 165,818 | 173,555 |
| B N P PARIBAS 4.25% 10/15/24 | 1,147,312 | 1,240,229 |
| B N P PARIBAS 4.625% 3/13/27 | 260,654 | 249,395 |
| BANDWIDTH INC 0.5% 4/01/28 | 269,690 | 263,133 |
| BANK OF AMERICA CORP 4.45% 3/03/26 | 124,251 | 137,620 |
| BANK OF AMERICA CORP 3.004% 12/20/23 | 489,287 | 472,570 |
| BANK OF AMERICA CORP 4.183% 11/25/27 | 513,604 | 547,070 |
| BANK ONE CORP 8.75% 9/01/30 | 332,318 | 339,575 |
| BAOZUN INC 1.625% 5/01/24 | 177,700 | 171,120 |
| BARCLAYS PLC 4.375% 9/11/24 | 424,163 | 454,147 |
| BARCLAYS PLC 4.836% 5/09/28 | 225,648 | 247,856 |
| BAT CAPITAL CORP 2.726% 3/25/31 | 273,766 | 266,866 |
| BAT CAPITAL CORP 3.984% 9/25/50 | 247,546 | 240,310 |
| BAT CAPITAL CORP 2.259% 3/25/28 | 100,000 | 97,444 |
| BAT CAPITAL CORP 3.734% 9/25/40 | 50,000 | 48,027 |
| BAYER US FINANCE II 4.375% 12/15/28 | 626,530 | 698,088 |
| BENEFITFOCUS INC 1.25% 12/15/23 | 73,703 | 89,289 |
| BLACKROCK STRAT INC OPP-INST | 18,264,105 | 18,659,242 |
| BLACKROCK TCP CAP CO 4.625% 3/01/22 | 551,312 | 539,041 |
| BLACKSTONE MORTGAGE 4.375% 5/05/22 | 649,194 | 668,325 |
| BLACKSTONE MTG TR INC 4.75% 3/15/23 | 573,838 | 568,474 |
| BNP PARIBAS 4.375% 9/28/25 | 272,388 | 297,943 |
| BNSF RAILWAY CO 20 5.342% 4/01/24 | 56,411 | 59,824 |
| BOSTON PROPERTIES LP 3.25% 1/30/31 | 129,805 | 136,201 |
| BOSTON PROPERTIES LP 2.9% 3/15/30 | 539,453 | 534,618 |
| C C O HLDGS LLC/CAP C 4.25% 1/15/34 | 275,000 | 270,553 |
| C C O HLDGS LLC/CAP CO 4.5% 6/01/33 | 322,563 | 331,575 |
| C V S HEALTH CORP 4.78% 3/25/38 | 323,931 | 365,175 |
| C V S HEALTH CORP 5.05% 3/25/48 | 101,493 | 130,744 |
| C V S HEALTH CORP 4.125% 4/01/40 | 122,893 | 143,511 |
| CALAMP CORP 2.0% 8/01/25 | 110,996 | 128,140 |
| CALIFORNIA ST 7.625% 3/01/40 | 528,552 | 662,504 |
| CAPITAL ONE FINANCIA 3.5% 6/15/23 | 117,590 | 129,529 |
| CAPITAL ONE FINANCIAL 4.2% 10/29/25 | 326,618 | 354,010 |
| CEMEX SAB DE CV 5.2% 9/17/30 | 400,175 | 429,500 |
| CEMEX SAB DE CV 7.375% 6/05/27 | 526,344 | 522,980 |
| CHARTER COMM OPT LLC 5.375% 5/01/47 | 149,952 | 179,042 |
| CHARTER COMM OPT LLC 6.484% 10/23/45 | 1,716,504 | 2,150,804 |
| CHEGG INC 9/01/26 | 349,827 | 351,688 |
| CIGNA CORP 3.75% 7/15/23 | 84,765 | 88,392 |
| CIGNA CORP 7.875% 5/15/27 | 160,462 | 156,411 |
| CITIGROUP CAPITAL XI 7.875% | 1,332,096 | 1,350,360 |
| COCA-COLA CO/THE 1.65% 6/01/30 | 349,286 | 337,743 |
| COLONY CAPITAL INC 5.0% 4/15/23 | 921,686 | 971,894 |
| COX COMMUNICATIONS INC 3.5% 8/15/27 | 912,125 | 993,626 |
| CTRIP COM INTL LTD 1.25% 9/15/22 | 230,850 | 227,165 |
| DELL INT LLC / EMC C 6.02% 6/15/26 | 135,394 | 144,481 |
| DISH NETWORK CORP 2.375% 3/15/24 | 694,099 | 772,703 |
| DOMINION RESOURCES IN 5.75% 10/01/54 | 629,250 | 640,176 |
| DOW CHEMICAL CO 7.375% 11/01/29 | 203,077 | 216,622 |
| ELANCO ANIMAL HEALTH 5.272% 8/28/23 | 75,000 | 79,802 |
| ELANCO ANIMAL HEALTH 5.9% 8/28/28 | 298,094 | 319,000 |
| ENEL FINANCE INTL NV 6.8% 9/15/37 | 594,936 | 853,920 |
| EXXON MOBIL CORPORAT 2.61% 10/15/30 | 225,000 | 233,190 |
| EXXON MOBIL CORPORAT 4.227% 3/19/40 | 125,000 | 147,564 |
| EZCO RP INC 2.375% 5/01/25 | 509,532 | 560,433 |
| FEDEX CORP 5.25% 5/15/50 | 343,135 | 434,785 |
| FHLMC GOLD A64639 6.5% 8/01/37 | 20,182 | 21,049 |
| FHLMC GOLD C91377 4.5% 6/01/31 | 167,415 | 168,283 |
| FHLMC GOLD C91402 4.0% 10/01/31 | 154,627 | 157,828 |
| FHLMC GOLD C91925 3.5% 4/01/37 | 877,956 | 903,536 |
| FHLMC GOLD E02388 6.0% 9/01/22 | 4,821 | 4,811 |
| FHLMC GOLD G01749 5.5% 1/01/35 | 57,365 | 59,200 |
| FHLMC GOLD G01767 6.5% 12/01/32 | 83,953 | 93,929 |
| FHLMC GOLD G06447 4.5% 5/01/41 | 151,869 | 155,397 |
| FHLMC GOLD G07504 4.5% 7/01/41 | 176,642 | 183,021 |
| FHLMC GOLD G07515 4.5% 9/01/41 | 19,546 | 20,116 |
| FHLMC GOLD H09203 6.0% 6/01/38 | 3,367 | 3,292 |
| FHLMC GOLD H09212 5.5% 5/01/38 | 21,291 | 21,869 |
| FHLMC GOLD POOL #G0760 4.5% 3/01/42 | 87,291 | 90,615 |
| FHLMC GOLD V83115 4.5% 3/1/47 | 155,321 | 156,656 |
| FHLMC POOL # 1B1150 2.029% 9/01/33 | 39,587 | 41,405 |
| FHLMC POOL # 1B7006 2.37% 11/01/35 | 64,011 | 73,865 |
| FHLMC POOL # 1G0169 1.845% 4/01/35 | 69,887 | 70,493 |
| FHLMC POOL # 1G0782 2.106% 3/01/36 | 21,767 | 23,693 |
| FHLMC POOL # 2B2558 1.88% 5/01/44 | 103,790 | 103,876 |
| FHLMC POOL # 2B3821 2.688% 2/01/45 | 162,548 | 163,278 |
| FHLMC POOL # 2B4962 2.788% 12/01/45 | 296,161 | 301,842 |
| FHLMC POOL # 840423 2.71% 10/01/46 | 115,825 | 115,903 |
| FHLMC POOL # 849254 2.157% 1/01/42 | 30,188 | 30,756 |
| FHLMC POOL # 849399 1.925% 5/01/44 | 160,618 | 161,384 |
| FHLMC POOL # 849402 1.897% 7/01/44 | 89,727 | 90,082 |
| FHLMC POOL # 849626 3.374% 8/01/44 | 146,820 | 146,188 |
| FHLMC POOL # 849885 2.738% 12/01/45 | 62,246 | 63,142 |
| FHLMC POOL #RA-2958 2.0% 7/01/50 | 1,396,720 | 1,358,778 |
| FHLMC POOL #RA-3053 2.0% 7/01/50 | 587,511 | 572,261 |
| FHLMC POOL #RA-3202 2.5% 7/01/50 | 2,370,998 | 2,308,695 |
| FHLMC POOL #RA-3454 2.0% 9/01/50 | 576,307 | 553,162 |
| FHLMC POOL #SD-7530 2.5% 11/01/50 | 967,666 | 934,711 |
| FHLMC POOL RA3167 2.0% 7/01/50 | 2,449,975 | 2,359,080 |
| FHLMC REMIC 4283 EW 4.5% 12/15/43 | 539,142 | 527,385 |
| FHLMC STRCTRD PASSTHRU 6.5% 10/25/43 | 564,307 | 630,185 |
| FHLMC ZK2315 4.5% 5/01/25 | 39,195 | 38,300 |
| FIREEYE INC 1.625% 6/01/35 | 781,520 | 804,049 |
| FNA 2012-M3 1A2 3.044% 1/25/22 | 167,506 | 165,764 |
| FNGT 2001-T4 A1 7.5% 7/25/41 | 65,946 | 73,723 |
| FNMA POOL # 256939 7% 10/1/2037 | 45,136 | 50,981 |
| FNMA POOL # 310048 6.5% 2/01/38 | 15,448 | 16,286 |
| FNMA POOL # 725693 1.899% 10/01/33 | 75,401 | 78,750 |
| FNMA POOL # 735417 6.5% 3/01/35 | 124,586 | 136,180 |
| FNMA POOL # 745942 6.0% 4/01/34 | 246,140 | 278,532 |
| FNMA POOL # 888379 1.892% 12/01/36 | 151,286 | 158,797 |
| FNMA POOL # 888673 6.0% 4/01/35 | 49,210 | 56,608 |
| FNMA POOL # 968066 6% 10/1/22 | 4,840 | 4,784 |
| FNMA POOL # AD0130 6.5% 8/01/39 | 45,663 | 48,787 |
| FNMA POOL # AD0964 5.5% 11/01/39 | 229,952 | 240,897 |
| FNMA POOL # AE0442 6.5% 1/01/39 | 89,181 | 90,529 |
| FNMA POOL # AE0467 5.5% 3/01/24 | 7,718 | 7,299 |
| FNMA POOL # AL0778 6.5% 1/01/49 | 31,248 | 33,076 |
| FNMA POOL # AL4147 4.5% 1/01/25 | 28,657 | 28,086 |
| FNMA POOL # AL4165 4.5% 1/01/31 | 220,068 | 222,167 |
| FNMA POOL # AL5145 4.0% 10/01/33 | 242,271 | 246,607 |
| FNMA POOL # AL5281 1.875% 5/01/44 | 45,994 | 46,269 |
| FNMA POOL # AL5441 4.5% 9/01/41 | 105,199 | 105,951 |
| FNMA POOL # AL5749 4.5% 7/01/42 | 175,901 | 178,921 |
| FNMA POOL # AL7384 4.5% 9/01/45 | 143,731 | 142,962 |
| FNMA POOL # AL8618 4.0% 6/01/36 | 204,617 | 205,921 |
| FNMA POOL # AL8840 4.5% 6/01/46 | 426,598 | 430,332 |
| FNMA POOL # AL9063 3.5% 2/01/31 | 333,633 | 332,427 |
| FNMA POOL # AL9128 4.5% 2/01/46 | 71,811 | 72,011 |
| FNMA POOL # AL9407 4.5% 9/01/42 | 84,553 | 84,248 |
| FNMA POOL # AL9781 4.5% 2/1/46 | 223,151 | 227,846 |
| FNMA POOL # AO4105 1.935% 6/01/42 | 84,466 | 85,341 |
| FNMA POOL # AX5628 2.842% 9/01/45 | 110,936 | 112,586 |
| FNMA POOL # BA3527 2.815% 12/01/45 | 192,409 | 196,291 |
| FNMA POOL # BC0442 2.717% 12/01/45 | 110,917 | 112,754 |
| FNMA POOL # BJ0420 2.904% 9/01/47 | 129,142 | 131,043 |
| FNMA POOL # BK5326 3.296% 7/01/48 | 61,116 | 63,256 |
| FNMA POOL # BM1357 4.5% 1/01/43 | 267,725 | 269,350 |
| FNMA POOL # CA6271 2.5% 7/01/50 | 2,218,305 | 2,181,751 |
| FNMA POOL # CA6398 2.5% 7/01/50 | 1,111,671 | 1,087,589 |
| FNMA POOL # CA6925 2.0% 9/01/50 | 1,148,243 | 1,105,400 |
| FNMA POOL # CA8099 2.0% 12/01/50 | 1,565,280 | 1,503,250 |
| FNMA POOL # CA8847 2.0% 2/01/51 | 1,746,012 | 1,678,015 |
| FNMA POOL # MA0587 4.0% 12/01/30 | 130,339 | 130,459 |
| FNMA POOL # MA0818 4.0% 8/01/31 | 190,279 | 192,651 |
| FNMA POOL # MA2508 4.0% 1/01/36 | 157,929 | 158,240 |
| FNMA POOL # MA2923 3.5% 3/01/37 | 175,796 | 178,818 |
| FNMA POOL # MA3894 4.0% 9/01/31 | 115,320 | 116,589 |
| FNMA POOL #0FM4714 2.5% 10/01/50 | 1,982,606 | 1,924,343 |
| FNMA POOL #BJ9262 4.5% 6/01/48 | 198,520 | 205,095 |
| FNMA POOL #MA0634 4.5% 1/01/31 | 35,614 | 35,514 |
| FNMA POOL FM8768 2.5% 2/01/51 | 807,304 | 790,842 |
| FNMA REMIC 2003-34 A1 6.0% 4/25/43 | 281,147 | 158,481 |
| FNW 2001-W3 A 7% 9/25/41 | 135,956 | 134,791 |
| FORD MOTOR CREDIT CO 2.7% 8/10/26 | 525,000 | 529,594 |
| FORD MOTOR CREDIT CO 3.375% 11/13/25 | 400,000 | 415,568 |
| FORD MOTOR CREDIT CO 4.063% 11/01/24 | 218,492 | 236,738 |
| FORD MOTOR CREDIT CO 4.375% 8/06/23 | 196,564 | 208,084 |
| FORD MOTOR CREDIT CO 4.542% 8/01/26 | 354,250 | 353,031 |
| FORD MOTOR CREDIT CO 5.596% 1/07/22 | 350,000 | 350,245 |
| FORTIVE CORPORATION 0.875% 2/15/22 | 985,819 | 1,009,000 |
| G S K FINANCE NO.3 PLC 0.0% 6/22/23 | 507,499 | 505,368 |
| GNMA REMIC 0.73488% 11/20/69 | 883,544 | 883,447 |
| GNMA REMIC 2017-H1 0.50238% 9/20/67 | 827,871 | 818,794 |
| GNMA REMIC 2018-H0 0.35113% 3/20/68 | 518,000 | 510,529 |
| GNMA REMIC 2018-H0 0.48438% 12/20/67 | 1,134,958 | 1,118,639 |
| GNMA REMIC 2020-H0 0.73113% 1/20/70 | 2,141,578 | 2,175,221 |
| GOLAR LNG LTD 2.75% 2/15/22 | 203,337 | 244,520 |
| GOLDMAN SACHS BDC INC 4.5% 4/01/22 | 829,323 | 821,085 |
| GRANITE PT MTG TR IN 5.625% 12/01/22 | 368,173 | 423,870 |
| GRANITE PT MTG TR IN 6.375% 10/01/23 | 50,615 | 50,470 |
| GREENLIGHT CAP RE LTD 4.0% 8/01/23 | 160,266 | 164,696 |
| GROUPON INC 1.125% 3/15/26 | 139,818 | 134,663 |
| H S B C HOLDINGS 0.976% 5/24/25 | 350,710 | 345,769 |
| H S B C HOLDINGS PLC 4.3% 3/08/26 | 249,638 | 273,945 |
| H S B C HOLDINGS PLC 6.5% 9/15/37 | 133,923 | 138,355 |
| H S B C HOLDINGS PLC 4.95% 3/31/30 | 799,789 | 909,385 |
| HAEMONETICS CORP 3/01/26 | 936,202 | 946,499 |
| HALOZYME THERAPEUTICS 0.25% 3/01/27 | 99,223 | 105,094 |
| HELIX ENERGY SOL GR I 4.25% 5/01/22 | 297,400 | 337,169 |
| HELIX ENERGY SOLUTIO 4.125% 9/15/23 | 152,936 | 151,448 |
| HERBALIFE LTD 2.625% 3/15/24 | 91,905 | 106,201 |
| HOPE BANCORP INC 2% 5/15/38 | 880,883 | 966,665 |
| HORIZON GLOBAL CORP 2.75% 7/01/22 | 115,728 | 114,697 |
| HSBC HOLDINGS PLC 6.5% 5/02/36 | 816,431 | 985,007 |
| I3 VERTICALS LLC 1.0% 2/15/25 | 190,345 | 187,024 |
| ILLINOIS ST 5.1% 6/01/33 | 620,110 | 751,322 |
| IMPERIAL BRANDS FIN 3.875% 7/26/29 | 1,415,044 | 1,403,334 |
| IMPERIAL TOBACCO FINA 4.25% 7/21/25 | 195,772 | 214,730 |
| INNOVIVA INC 2.125% 1/15/23 | 430,192 | 476,873 |
| INTERCEPT PHARMAS 3.25% 7/01/23 | 284,301 | 280,686 |
| INVACARE CORP 5% 11/15/24 | 170,120 | 166,906 |
| INVESTMENTS - MB - ANNUAL REPORT FIXED INCOME | 29,821 | 29,821 |
| IONIS PHARMACEUTIC 1.20075% 12/15/24 | 803,810 | 782,925 |
| IQIYI INC 4.0% 12/15/26 | 50,750 | 38,584 |
| JAZZ INVESTMENTS I LTD 1.5% 8/15/24 | 279,812 | 275,173 |
| JOYY INC 0.75% 6/15/25 | 150,510 | 145,101 |
| JPMORGAN CHASE & CO 4.25% 10/01/27 | 289,113 | 308,484 |
| JPMORGAN CHASE & CO 2.522% 4/22/31 | 300,000 | 303,219 |
| JPMORGAN CHASE & CO 2.956% 5/13/31 | 301,206 | 310,611 |
| JPMORGAN CHASE & CO 3.797% 7/23/24 | 651,677 | 677,417 |
| JPMORGAN CHASE & CO 3.875% 9/10/24 | 326,573 | 344,718 |
| KALEYRA INC 6.125% 6/01/26 | 64,554 | 61,128 |
| KAMAN CORP 3.25% 5/01/24 | 851,817 | 859,656 |
| KARYOPHARM THERAPEUTIC 3.0% 10/15/25 | 209,025 | 195,415 |
| KINDER MORGAN ENER PAR 5.4% 9/01/44 | 640,629 | 881,709 |
| KINDER MORGAN ENER PAR 6.5% 9/01/39 | 343,137 | 465,847 |
| KKR REAL ESTATE FIN 6.125% 5/15/23 | 677,960 | 709,074 |
| L Y B INT FINAN III 4.2% 5/01/50 | 74,530 | 86,684 |
| LENDINGTREE INC 5.0% 7/15/25 | 996,623 | 937,316 |
| LENDINGTREE INC 0.625% 6/01/22 | 144,384 | 145,255 |
| LIBERTY BROADBAND COR 1.25% 9/30/50 | 455,909 | 452,574 |
| LIBERTY MEDIA CORP 2.125% 3/31/48 | 351,532 | 351,912 |
| LIBERTY TRIPADVISOR HLDG 0.5 6/30/51 | 96,865 | 98,083 |
| LIGAND PHARMACEUTICAL 0.75% 5/15/23 | 771,610 | 854,251 |
| LIMELIGHT NETWORKS INC 3.5% 8/01/25 | 34,368 | 35,314 |
| LLOYDS BANKING GROUP 4.5% 11/04/24 | 624,822 | 673,331 |
| LLOYDS BANKING GROUP 4.65% 3/24/26 | 199,540 | 220,172 |
| LOS ANGELES CALIF UNI 5.75% 7/01/34 | 568,854 | 715,908 |
| MAGNITE INC 0.25% 3/15/26 | 333,909 | 315,900 |
| MFA FINL INC 6.25% 6/15/24 | 867,942 | 904,340 |
| MGIC INVT CORP 9.0% 4/01/63 | 796,186 | 821,025 |
| MICROCHIP TECHNOLOGY 0.983% 9/01/24 | 350,000 | 343,571 |
| MICROSTRATEGY INC 0.0% 2/15/27 | 640,343 | 603,007 |
| MOMO INC 1.25% 7/01/25 | 453,224 | 454,080 |
| MYRIAD INT'L HOLDINGS 4.85% 7/06/27 | 200,000 | 223,216 |
| NABORS INDS INC NEW 0.75% 1/15/24 | 181,395 | 170,520 |
| NATWEST GROUP PLC 1.642% 6/14/27 | 350,401 | 345,202 |
| NAVIENT STUD LN TR 0.64163% 2/25/70 | 751,750 | 751,329 |
| NEW JERSEY ST TPK AU 7.102% 1/01/41 | 657,338 | 745,237 |
| NEW MOUNTAIN FINANCE 5.75% 8/15/23 | 784,554 | 811,103 |
| NEW RELIC INC 0.5% 5/01/23 | 301,620 | 401,468 |
| NEW YORK MORTGAGE TRU 6.25% 1/15/22 | 619,376 | 613,307 |
| NIO INC 2/01/26 | 456,284 | 446,248 |
| NUVASIVE INC 1.0% 6/01/23 | 212,342 | 210,000 |
| NUVASIVE INC 0.375% 3/15/25 | 60,946 | 62,319 |
| OCCIDENTAL PETROLEUM 3.5% 8/15/29 | 375,894 | 385,238 |
| OCCIDENTAL PETROLEUM 2.9% 8/15/24 | 381,083 | 459,675 |
| OCCIDENTAL PETROLEUM 3.2% 8/15/26 | 49,966 | 51,526 |
| ORACLE CORP 3.6% 4/01/40 | 149,597 | 150,429 |
| ORACLE CORP 2.95% 4/01/30 | 149,846 | 151,706 |
| PARATEK PHARMS INC 4.75% 5/01/24 | 163,054 | 172,500 |
| PENNYMAC CORP 5.5% 11/01/24 | 638,927 | 678,151 |
| PETROBRAS GLOBAL FIN 5.5% 6/10/51 | 140,250 | 139,125 |
| PETROBRAS GLOBAL FIN 5.093% 1/15/30 | 469,505 | 517,955 |
| PETROBRAS GLOBAL FIN 6.9% 3/19/49 | 237,867 | 319,500 |
| PETROBRAS GLOBAL FIN 7.25% 3/17/44 | 144,188 | 166,125 |
| PETROLEOS MEXICANOS 6.375% 1/23/45 | 473,161 | 477,675 |
| PETROLEOS MEXICANOS 6.625% 6/15/35 | 233,000 | 192,160 |
| PETROLEOS MEXICANOS 6.7% 2/16/32 | 811,772 | 873,650 |
| PETROLEOS MEXICANOS 6.95% 1/28/60 | 106,847 | 79,433 |
| PETROLEOS MEXICANOS 7.69% 1/23/50 | 678,367 | 916,750 |
| PINDUODUO INC 12/01/25 | 216,329 | 216,720 |
| PRETIUM RES INC 2.25% 3/15/22 | 384,452 | 405,527 |
| PROSUS NV 144A 3.061% 7/13/31 | 1,300,000 | 1,267,214 |
| PROSUS NV 3.68% 1/21/30 | 200,000 | 205,832 |
| QUOTIENT TECH INC 1.75% 12/01/22 | 246,644 | 254,080 |
| RADIUS HEALTH INC 3.0% 9/01/24 | 211,569 | 216,720 |
| REDWOOD TR INC 4.75% 8/15/23 | 366,245 | 373,329 |
| RESOURCE CAPITAL CORP 4.5% 8/15/22 | 275,381 | 276,450 |
| RETROPHIN INC 2.5% 9/15/25 | 206,987 | 265,939 |
| RIO OIL FINANCE TRUS 9.25% 7/06/24 | 514,992 | 585,709 |
| RIO OIL FINANCE TRUS 9.75% 1/06/27 | 497,602 | 594,449 |
| ROYAL BK SCOTLND GRP 6.0% 12/19/23 | 173,422 | 190,162 |
| ROYAL BK SCOTLND GRP 6.125% 12/15/22 | 1,027,823 | 1,066,818 |
| RWT HOLDINGS INC 5.75% 10/01/25 | 598,660 | 609,410 |
| SBA PART CERTFS CMO 4.35% 7/01/23 | 12,980 | 13,226 |
| SBAP 2003-20J 1 4.92% 10/01/23 | 13,062 | 13,413 |
| SBAP 2004-20K 1 4.88% 11/01/24 | 35,050 | 36,364 |
| SBAP 2007-20E 1 5.31% 5/01/27 | 35,195 | 37,618 |
| SBAP 2007-20F 1 5.71% 6/01/27 | 112,862 | 104,459 |
| SBAP 200S-20H 1 5.11% 8/01/25 | 87,511 | 80,279 |
| SBAP 200S-20J 1 5.09% 10/01/25 | 87,552 | 80,496 |
| SCORPIO TANKERS INC 3.0% 5/15/25 | 154,696 | 159,230 |
| SHIP FIN INTL LTD 4.875% 5/01/23 | 882,320 | 887,292 |
| SLCLT 2005-2 A4 0.36275% 12/15/39 | 2,261,870 | 2,250,543 |
| SLMA 2006-8 A6 0.28388% 1/25/41 | 3,323,184 | 3,348,586 |
| SMALL BUS ADMIN GTD 4.64% 5/01/23 | 9,250 | 9,465 |
| SMALL BUSINESS AD 6.14% 1/01/22 | 1,126 | 1,055 |
| SMILEDIRECTCLUB INC 2/01/26 | 385,239 | 200,126 |
| SOUTHERN CO 4.0% 1/15/51 | 828,375 | 843,563 |
| SPOTIFY USA INC 3/15/26 | 597,831 | 595,095 |
| STARWOOD PROPERTY TR 4.375% 4/01/23 | 372,933 | 411,432 |
| SUNRUN INC 2/01/26 | 51,750 | 46,726 |
| SUPERNUS PHARMACEUTI 0.625% 4/01/23 | 841,936 | 911,708 |
| T ROWE PRICE INST FLOAT RATE | 38,252,060 | 37,485,177 |
| T ROWE PRICE INST HIGH YIELD | 40,798,273 | 38,257,841 |
| TABULA RASA HEALTHCAR 1.75% 2/15/26 | 242,240 | 235,496 |
| TEEKAY CORPORATION 5.0% 1/15/23 | 73,984 | 73,458 |
| TELECOM ITALIA CAPIT 7.721% 6/04/38 | 480,001 | 558,258 |
| TELECOM ITALIA SPA 5.303% 5/30/24 | 645,594 | 684,099 |
| THERAVANCE BIOPHARMA 3.25% 11/01/23 | 313,098 | 313,931 |
| TILRAY INC 5.0% 10/01/23 | 652,071 | 683,375 |
| TIME WARNER CABLE INC 7.3% 7/01/38 | 163,146 | 212,297 |
| T-MOBILE USA INC 3.5% 4/15/31 | 227,250 | 234,086 |
| T-MOBILE USA INC 4.5% 4/15/50 | 74,681 | 87,780 |
| T-MOBILE USA INC 2.25% 2/15/26 | 200,500 | 200,500 |
| T-MOBILE USA INC 3.375% 4/15/29 | 227,250 | 229,262 |
| T-MOBILE USA INC 3.875% 4/15/30 | 322,654 | 355,469 |
| T-MOBILE USA INC 4.375% 4/15/40 | 122,531 | 142,899 |
| TRANSCANADA TRUST 5.3% 3/15/77 | 654,844 | 697,781 |
| TRANSCANADA TRUST 5.5% 9/15/79 | 275,000 | 293,563 |
| TRANSCANADA TRUST 5.625% 5/20/75 | 625,350 | 656,250 |
| TRANSCANADA TRUST 5.875% 8/15/76 | 171,844 | 245,813 |
| TRANSOCEAN INC 0.5% 1/30/23 | 329,233 | 323,550 |
| TWITTER INC 0.0% 3/15/26 | 262,599 | 248,977 |
| TWO HBRS INVT CORP 6.25% 1/15/22 | 165,420 | 164,310 |
| ULTRAPAR INTERNATIONL 5.25% 6/06/29 | 474,990 | 489,730 |
| ULTRAPAR INTERNATIONL 5.25% 10/06/26 | 318,815 | 343,285 |
| UNICREDIT SPA 5.459% 6/30/35 | 300,000 | 326,859 |
| UNICREDIT SPA 7.296% 4/02/34 | 625,000 | 748,769 |
| UNION PACIFIC RAILRO 5.082% 1/02/29 | 208,074 | 226,077 |
| VEECO INSTRUMENTS INC 2.7% 1/15/23 | 331,410 | 408,503 |
| VERIZON COMMUNICATIO 4.272% 1/15/36 | 321,582 | 410,547 |
| VIDEOCON INDUSTRIES 12/31/19 | 32,977 | 11,798 |
| VODAFONE GROUP PLC 7.0% 4/04/79 | 450,000 | 544,266 |
| WEIBO CORP 1.25% 11/15/22 | 415,040 | 422,920 |
| WELLS FARGO & COMPAN 5.013% 4/04/51 | 375,784 | 512,074 |
| WELLS FARGO & COMPANY 4.3% 7/22/27 | 624,740 | 696,331 |
| WESTERN DIGITAL 1.5% 2/01/24 | 727,969 | 792,363 |
| WISDOMTREE INVTS INC 3.25% 6/15/26 | 579,266 | 577,676 |
| Name of Stock | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| 1LIFE HEALTHCARE INC 3.0% 6/15/25 | 1,421,595 | 1,437,466 |
| 2U INC | 679,359 | 378,380 |
| A A R CORP | 420,167 | 426,793 |
| A S G N INC | 1,378,595 | 3,067,724 |
| ABBOTT LABORATORIES | 2,206,617 | 4,699,590 |
| ABBVIE INC. | 784,554 | 1,435,240 |
| ACADIA HEALTHCARE CO INC | 632,976 | 845,187 |
| AEON FINANCIAL SERVICE CO LTD | 818,396 | 443,283 |
| AERCAP HOLDINGS NV | 1,179,604 | 1,871,012 |
| AGILENT TECHNOLOGIES INC | 311,557 | 1,823,522 |
| AGILON HEALTH INC COM | 105,742 | 116,397 |
| AGNICO EAGLE MINES LIMITED | 1,392,435 | 1,275,075 |
| AIA GROUP LTD | 1,195,056 | 3,056,773 |
| AIR LEASE CORP | 1,577,030 | 2,500,632 |
| AIR LIQUIDE SA | 1,129,461 | 2,194,264 |
| AIRBNB INC-CLASS A | 1,629,617 | 2,444,739 |
| AKZO NOBEL NV | 1,138,389 | 1,677,263 |
| ALARM.COM HOLDINGS INC | 561,362 | 1,329,142 |
| ALCOA CORPORATION | 609,344 | 2,424,906 |
| ALCON INC | 273,843 | 427,471 |
| ALCON INC | 507,513 | 752,543 |
| ALIBABA GROUP HOLDING LTD | 4,171,289 | 2,365,403 |
| ALIGN TECHNOLOGY INC | 1,561,023 | 4,438,594 |
| ALKERMES PLC | 332,078 | 423,285 |
| ALLETE INC | 2,943,489 | 3,398,712 |
| ALLIANZ SE | 1,406,721 | 2,089,835 |
| ALNYLAM PHARMACEUTICALS INC | 352,724 | 690,869 |
| ALPHABET INC-CL C | 344,605 | 5,321,312 |
| AMADEUS IT GROUP SA | 430,664 | 858,566 |
| AMAZON.COM INC | 6,332,750 | 16,374,944 |
| AMBEV SA | 781,663 | 712,488 |
| AMEDISYS INC | 1,307,034 | 1,345,061 |
| AMEREN CORPORATION | 38,110 | 46,641 |
| AMERICAN EQUITY INVT LIFE HLDG CO | 86,512 | 384,063 |
| AMERICAN EXPRESS CO | 2,867,582 | 3,694,252 |
| AMG CAPITAL TRUST II 5.15% | 258,227 | 311,046 |
| AMN HEALTHCARE SVCS INC | 252,837 | 691,531 |
| AMOREPACIFIC CORP | 753,044 | 675,024 |
| AMPHENOL CORP NEW | 410,830 | 662,597 |
| AMUNDI SA | 611,697 | 813,406 |
| AP MOLLER - MAERSK A/S | 407,049 | 1,208,310 |
| APTIV PLC | 183,924 | 355,137 |
| ARCELORMITTAL SA | 202,536 | 600,026 |
| ARDAGH METAL PACKAGING S A | 145,782 | 112,875 |
| ARGENX SE - ADR | 256,082 | 610,731 |
| ASSA ABLOY AB | 1,291,116 | 1,413,146 |
| ASSOCIATED BRITISH FOODS PLC | 585,118 | 619,121 |
| ASSURANT INC | 560,109 | 824,032 |
| ASTRAZENECA PLC SPONSORED ADR | 1,020,858 | 1,390,952 |
| AT&T INC | 1,895,555 | 1,576,860 |
| ATLASSIAN CORP PLC-CLASS A | 703,178 | 3,618,061 |
| AUTODESK INC | 1,756,520 | 4,681,251 |
| AVANTOR INC | 718,209 | 1,619,398 |
| AVERY DENNISON CORP | 485,165 | 987,776 |
| AVISTA CORP | 132,324 | 235,437 |
| AVIVA PLC | 455,507 | 372,497 |
| AXIS CAPITAL HOLDINGS LTD | 535,124 | 533,697 |
| B W X TECHNOLOGIES INC | 599,705 | 536,400 |
| BALL CORP | 5,685,916 | 8,491,303 |
| BANCO SANTANDER SA | 1,646,027 | 1,674,679 |
| BANCO SANTANDER SA | 3,093,067 | 2,353,145 |
| BANK OF AMERICA CORP | 694,579 | 2,335,725 |
| BANK OF AMERICA CORP PFD CONV | 965,126 | 981,427 |
| BARCLAYS PLC | 456,608 | 431,448 |
| BASF SE | 1,036,799 | 1,095,997 |
| BATH & BODY WORKS INC | 330,274 | 348,950 |
| BAYER AG | 2,022,050 | 1,227,710 |
| BERKSHIRE HATHAWAY INC DEL CL B | 2,255,568 | 3,737,500 |
| BILL.COM HOLDINGS INC | 143,412 | 363,012 |
| BLACK HILLS CORP | 103,996 | 263,861 |
| BLACK KNIGHT INC | 373,095 | 840,090 |
| BLACKLINE INC | 443,410 | 1,347,573 |
| BLOCK, INC. | 3,388,437 | 6,754,671 |
| BOSTON BEER INC | 680,393 | 433,376 |
| BOUYGUES SA | 1,115,772 | 982,567 |
| BP PLC | 2,198,979 | 1,869,566 |
| BP PLC SPONS ADR | 2,243,428 | 2,279,342 |
| BRIDGESTONE CORP | 396,845 | 438,364 |
| BRIGHT HORIZONS FAMILY SOLUTIONS | 430,372 | 365,681 |
| BRISTOL-MYERS SQUIBB CO | 2,361,440 | 2,603,113 |
| BROADRIDGE FINANCIAL SOLUTIONSINC | 219,653 | 317,193 |
| BRUKER CORPORATION | 239,331 | 1,625,756 |
| BURBERRY GROUP PLC | 1,032,600 | 981,214 |
| BURLINGTON STORES INC | 620,269 | 1,586,980 |
| C B R E GROUP INC | 794,528 | 3,593,200 |
| C C C INTELLIGENT SOLUTIONS HLDGS | 170,155 | 180,292 |
| C M C MATERIALS INC | 90,457 | 493,602 |
| C N X RESOURCES CORP | 997,794 | 1,304,009 |
| C T S CORP | 285,238 | 332,940 |
| CACTUS INC | 313,105 | 387,020 |
| CAIXABANK SA | 525,411 | 472,504 |
| CAL-MAINE FOODS INC | 1,669,163 | 1,478,860 |
| CANADIAN NAT RES LTD | 975,900 | 2,260,375 |
| CANADIAN NATIONAL RAILWAY CO | 667,061 | 2,254,850 |
| CANADIAN PACIFIC RAILWAY LTD | 1,014,413 | 1,027,239 |
| CAPGEMINI SE | 808,312 | 1,351,787 |
| CARMAX INC | 1,272,370 | 2,586,758 |
| CARVANA CO | 1,923,367 | 1,622,762 |
| CASEYS GENERAL STORES INC | 638,547 | 1,055,428 |
| CATALENT INC | 597,784 | 2,422,584 |
| CATCHER TECHNOLOGY CO LTD | 368,407 | 254,545 |
| CBOE GLOBAL MARKETS INC | 117,436 | 669,604 |
| CENTENE CORP DEL | 2,790,833 | 3,796,662 |
| CERENCE INC-WI | 729,516 | 456,161 |
| CERIDIAN HCM HOLDING INC | 568,349 | 1,093,592 |
| CERTARA INC | 725,949 | 598,269 |
| CHAMPIONX CORP | 391,437 | 346,622 |
| CHARTER COMMUNICATIONS INC-A | 2,858,623 | 3,453,485 |
| CHEESECAKE FACTORY INC/THE | 366,544 | 289,749 |
| CHEMED CORP NEW | 77,926 | 724,256 |
| CHEVRON CORPORATION | 1,126,904 | 1,473,916 |
| CHINA MOBILE LTD | 1,822,862 | 1,173,557 |
| CHINA RESOURCES GAS GROUP LTD | 782,447 | 1,005,721 |
| CHIPOTLE MEXICAN GRILL INC -CL A | 355,693 | 902,097 |
| CIE DE SAINT-GOBAIN | 582,122 | 1,432,430 |
| CIE GENERALE DES ETABLISSEMENT | 752,938 | 1,141,754 |
| CIGNA CORP | 1,935,788 | 2,061,159 |
| CITIGROUP INC | 4,183,395 | 5,712,894 |
| CITRIX SYS INC | 672,847 | 541,055 |
| CK HUTCHISON HOLDINGS LTD | 3,710,654 | 2,296,833 |
| CLARIVATE PLC. | 879,912 | 1,015,405 |
| CLEAR SECURE INC | 50,029 | 49,188 |
| CLOUDFLARE INC - CLASS A | 1,512,646 | 1,503,308 |
| COCA-COLA BOTTLERS JAPAN HOLDI | 1,619,558 | 763,423 |
| COGNEX CORP | 173,452 | 270,838 |
| COLFAX CORP | 770,539 | 1,113,761 |
| COLUMBIA BKG SYS INC | 303,061 | 366,922 |
| COLUMBUS MCKINNON CORP N Y | 441,134 | 427,489 |
| COMMVAULT SYSTEMS INC | 550,172 | 606,220 |
| CONAGRA BRANDS INC | 1,895,790 | 1,990,945 |
| CONOCOPHILLIPS | 761,577 | 1,248,714 |
| CONTINENTAL AG | 1,853,834 | 1,816,981 |
| COOPER COS INC | 268,297 | 1,406,382 |
| CORE LABORATORIES N V USD | 1,431,919 | 853,960 |
| CORNING INC | 616,421 | 758,077 |
| CORTEVA INC | 3,297,505 | 5,867,306 |
| COSTAR GROUP INC | 2,124,925 | 4,710,346 |
| COVESTRO AG | 717,067 | 1,143,229 |
| CREDICORP LTD | 793,758 | 770,018 |
| CREDIT SUISSE GROUP AG | 311,488 | 267,918 |
| CROWDSTRIKE HOLDINGS INC - A | 191,168 | 485,462 |
| CROWN HLDGS INC | 2,758,127 | 5,462,526 |
| CVB FINANCIAL CORP | 183,552 | 248,720 |
| CVS HEALTH CORPORATION | 2,067,506 | 3,378,490 |
| D R HORTON INC | 225,261 | 813,375 |
| DANAHER CORP | 2,521,880 | 5,751,095 |
| DANSKE BANK A/S | 628,499 | 396,502 |
| DASSAULT AVIATION SA | 1,075,623 | 1,131,332 |
| DASSAULT SYST SHS | 421,003 | 888,913 |
| DBS GROUP HOLDINGS LTD | 1,407,235 | 2,238,366 |
| DECKERS OUTDOOR CORP | 265,740 | 238,102 |
| DELTA ELECTRONICS INC | 1,013,697 | 1,779,195 |
| DENNYS CORP | 276,835 | 439,200 |
| DENTSPLY SIRONA INC | 225,835 | 273,315 |
| DESCARTES SYS GROUP INC | 392,355 | 834,407 |
| DEUTSCHE BOERSE AG | 1,301,955 | 1,243,073 |
| DEXCOM INC. | 2,450,000 | 3,780,128 |
| DIAGEO PLC | 1,974,429 | 3,981,460 |
| DIODES INC | 52,287 | 325,147 |
| DOCUSIGN INC | 277,748 | 757,590 |
| DOLLAR GENERAL CORP | 232,325 | 1,273,246 |
| DOLLAR TREE INC | 518,519 | 799,137 |
| DOMINOS PIZZA INC | 519,254 | 732,500 |
| DOORDASH INC - A | 3,084,269 | 2,902,806 |
| DOXIMITY INC | 153,253 | 140,364 |
| DRAFTKINGS INC-CL A | 297,894 | 193,966 |
| DUPONT DE NEMOURS INC | 1,930,947 | 2,770,754 |
| DYCOM INDS INC | 437,167 | 576,249 |
| EAGLE MATERIALS INC | 240,463 | 522,019 |
| EAGLE PHARMACEUTICALS INC | 325,352 | 254,142 |
| EARLENS CORP | 3,749,628 | 3,749,628 |
| EASTMAN CHEM CO | 654,520 | 1,245,373 |
| EBAY INC | 641,263 | 1,795,367 |
| EDISON INTERNATIONAL | 2,487,036 | 3,023,475 |
| EDWARDS LIFESCIENCES CORP | 601,469 | 3,077,072 |
| ELANCO ANIMAL HEAL TH INC | 473,281 | 487,455 |
| ELEMENT FLEET MANAGEMENT CORP | 1,025,338 | 1,132,755 |
| ENCOMPASS HEALTH CORP | 1,927,919 | 1,968,111 |
| ENEL SPA | 2,760,842 | 3,423,912 |
| ENI SPA | 1,972,677 | 1,418,007 |
| ENPRO INDS INC | 252,157 | 625,308 |
| ENSIGN GROUP INC/THE | 634,022 | 1,135,979 |
| ENSTAR GROUP LTD | 880,969 | 2,170,126 |
| ENTEGRIS INC | 380,678 | 1,118,341 |
| EQUIFAX INC | 290,243 | 962,694 |
| EQUINIX INC | 1,364,676 | 4,690,183 |
| ESSENT GROUP LTD | 740,355 | 1,017,140 |
| ESSILORLUXOTTICA SA | 1,940,660 | 3,517,380 |
| ETSY INC | 382,197 | 685,720 |
| EURONET WORLDWIDE INC | 2,174,900 | 2,865,085 |
| EVERSOURCE ENERGY | 206,374 | 249,740 |
| EVONIK INDUSTRIES AG | 1,761,467 | 1,918,024 |
| EXACT SCIENCES CORP | 256,190 | 324,473 |
| EXELIXIS INC | 143,276 | 128,837 |
| EXP WORLD HOLDINGS INC | 115,307 | 94,332 |
| EXPERIAN PLC | 738,453 | 2,270,335 |
| EXPONENT INC | 207,963 | 911,895 |
| F N B CORP PA | 244,590 | 347,573 |
| FABRINET | 278,610 | 373,181 |
| FARFETCH LTD -CLASS A | 348,184 | 248,585 |
| FEDEX CORP | 2,976,670 | 3,362,320 |
| FERRO CORP | 146,908 | 294,858 |
| FIRST FINANCIAL BANCORP | 339,195 | 306,774 |
| FIRST INDUSTRIAL REALTY TR | 92,333 | 354,302 |
| FIRST MIDWEST BANCORP INC DEL | 278,581 | 381,297 |
| FIRSTENERGY CORP | 1,869,565 | 2,245,860 |
| FIVE BELOW | 487,354 | 1,834,080 |
| FIVERR INTERNATIONAL LTD | 2,553,457 | 1,662,976 |
| FLEETCOR TECHNOLOGIES INC | 3,594,748 | 4,859,790 |
| FLOOR & DECOR HOLDINGS INC-A | 988,784 | 3,719,976 |
| FLUTTER ENTERTAINMENT PLC | 950,654 | 1,445,815 |
| FORTINET INC | 594,758 | 1,216,210 |
| FORTIVE CORP. | 617,724 | 953,472 |
| FRANCO-NEVADA CORP | 967,654 | 1,219,033 |
| FRESENIUS MEDICAL CARE AG & CO | 837,321 | 660,128 |
| FRESH DEL MONTE PRODUCE INC | 328,379 | 293,222 |
| FRESHPET INC | 268,057 | 690,993 |
| FUJIFILM HOLDINGS CORP | 1,010,258 | 1,895,407 |
| FUJITSU LTD | 374,144 | 1,062,273 |
| FUKUOKA FINANCIAL GROUP INC | 297,883 | 278,992 |
| GALAXY ENTERTAINMENT GROUP LTD | 485,429 | 414,556 |
| GEA GROUP AG | 1,149,099 | 1,648,623 |
| GENERAL MOTORS CO | 1,571,324 | 2,999,511 |
| GENTEX CORP | 1,370,463 | 3,294,161 |
| G-III APPAREL GROUP LTD | 328,000 | 328,087 |
| GLATFELTER CORP | 419,920 | 399,040 |
| GLAUKOS CORP | 693,148 | 341,610 |
| GLAXO SMITHKLINE PLC SPONS ADR | 2,188,775 | 2,537,073 |
| GLAXOSMITHKLINE PLC | 2,754,740 | 2,983,138 |
| GLOBAL PMTS INC | 5,019,860 | 4,620,588 |
| GLOBANT SA | 256,327 | 1,974,998 |
| GOOSEHEAD INSURANCE INC - A | 371,015 | 693,196 |
| GRAND CANYON EDUCATION INC | 779,156 | 1,182,884 |
| GREENSPRING SPV VII (BRIGHT HEALTH) | 2,306,566 | 1,522,252 |
| GRID DYNAMICS HOLDINGS INC | 395,371 | 998,307 |
| GRUPO FINANCIERO BANORTE SAB D | 550,651 | 681,428 |
| HAIN CELESTIAL GROUP INC | 142,569 | 141,167 |
| HARSCO CORP | 394,559 | 276,400 |
| HASHICORP INC-CL A | 12,720 | 14,475 |
| HDFC BANK LTD | 754,921 | 2,426,590 |
| HEALTH CATALYST INC | 478,468 | 594,538 |
| HEALTHCARE REALTY TRUST INC | 186,991 | 358,544 |
| HEALTHCARE SERVICES GROUP INC | 683,564 | 460,387 |
| HESKA CORP | 305,125 | 749,851 |
| HILLEVAX | 750,000 | 750,000 |
| HILTON WORLDWIDE HOLDINGS IN | 1,701,327 | 3,515,235 |
| HITACHI LTD | 3,449,682 | 4,723,017 |
| HITACHI METALS LTD | 44,350 | 81,424 |
| HOLOGIC INC | 1,421,596 | 2,680,748 |
| HON HAI PRECISION INDUSTRY CO | 743,668 | 848,780 |
| HONDA MOTOR CO LTD | 3,351,112 | 2,978,820 |
| HOSTESS BRANDS INC | 442,541 | 559,304 |
| HSBC HOLDINGS PLC | 1,006,182 | 803,084 |
| HUB GROUP INC | 338,423 | 650,333 |
| HUGEL INC | 233,371 | 161,022 |
| HUNT J B TRANSPORT SERVICES INC | 841,044 | 1,690,388 |
| HUNTSMAN CORP | 869,542 | 1,570,298 |
| HYPERA SA | 312,395 | 252,552 |
| I T T INC | 157,669 | 478,556 |
| IAC/INTERACTIVECOR COM | 2,520,199 | 2,793,665 |
| ICU MED INC | 546,365 | 577,686 |
| IDEX CORP | 110,943 | 978,365 |
| IHS MARKIT LTD | 2,070,876 | 4,570,720 |
| IIDA GROUP HOLDINGS CO LTD | 348,062 | 443,850 |
| ILLUMINA INC | 2,528,963 | 3,034,389 |
| IMPERIAL BRANDS PLC | 1,778,324 | 1,811,128 |
| INCYTE CORPORATION | 32,675 | 136,818 |
| INDEPENDENT BANK GROUP INC | 386,262 | 447,186 |
| ING GROEP NV | 643,736 | 1,247,195 |
| INGERSOLL RAND INC | 1,609,689 | 3,499,491 |
| INGREDION INC | 2,136,553 | 2,580,288 |
| INTEGER HOLDINGS CORP | 525,235 | 499,674 |
| INTRA-CELLULAR THERAPIES INC | 755,793 | 1,314,257 |
| INTUIT | 4,220,473 | 11,141,214 |
| INTUITIVE SURGICAL INC | 1,272,128 | 3,550,603 |
| INVESTMENTS - ANNUAL REPORT STOCKS | 349,363 | 349,363 |
| IONIS PHARMACEUTICALS INC | 517,162 | 317,933 |
| ISHARES RUSSELL 1000 VALUE ETF | 103,167,582 | 141,912,605 |
| ISS A/S | 1,318,916 | 769,485 |
| ISUZU MOTORS LTD | 771,258 | 789,097 |
| J SAINSBURY PLC | 684,253 | 967,061 |
| JACK IN THE BOX INC | 431,459 | 495,837 |
| JACOBS ENGR GROUP INC | 1,176,027 | 2,869,113 |
| JARDINE MATHESON HOLDINGS LTD | 523,290 | 1,089,198 |
| JAZZ PHARMACEUTICALS PLC | 1,850,867 | 1,745,380 |
| JELD-WEN HOLDING INC | 103,828 | 153,521 |
| JOHN WOOD GROUP PLC | 1,362,239 | 568,283 |
| JOHNSON & JOHNSON | 3,419,245 | 3,934,610 |
| JP MORGAN CHASE & CO | 1,089,284 | 2,589,023 |
| JULIUS BAER GROUP LTD | 194,729 | 210,838 |
| JUNIPER NETWORKS INC | 2,463,860 | 3,491,010 |
| JUST EAT TAKEAWAY.COM NV | 604,241 | 351,225 |
| KADANT INC | 257,281 | 727,164 |
| KAO CORP | 1,023,523 | 820,618 |
| KBC GROUP NV | 270,839 | 260,271 |
| KEMPER CORP | 735,711 | 581,903 |
| KERING SA | 326,242 | 1,471,113 |
| KEYSIGHT TECHNOLOGIES IN | 150,410 | 1,468,493 |
| KINGFISHER PLC | 1,712,985 | 1,818,798 |
| KINGSOFT CORP LTD | 642,247 | 444,583 |
| KIRKLAND LAKE GOLD LTD | 95,691 | 136,170 |
| KITE REALTY GROUP TRUST | 312,408 | 308,666 |
| KKR & CO INC | 997,112 | 3,006,299 |
| KLA CORPORATION | 767,556 | 1,459,793 |
| KODIAK SCIENCES INC | 113,016 | 83,254 |
| KOITO MANUFACTURING CO LTD | 414,758 | 729,816 |
| KOMATSU LTD | 1,011,735 | 1,160,155 |
| KONINKLIJKE KPN NV | 200,735 | 197,928 |
| KORN FERRY | 225,738 | 553,511 |
| KORNIT DIGITAL LTD | 434,334 | 1,607,303 |
| KOSE CORP | 584,805 | 509,965 |
| KROGER CO | 2,692,683 | 3,702,268 |
| KYOCERA CORP | 2,224,633 | 2,253,056 |
| LABORATORY CORP AMER HLDGS | 809,406 | 2,914,612 |
| LATTICE SEMICONDUCTOR CORP | 160,042 | 256,070 |
| LEGALZOOM COM INC | 19,037 | 11,442 |
| LEIDOS HOLDINGS INC | 325,289 | 288,569 |
| LIBERTY BROADBAND-C | 1,776,436 | 2,502,689 |
| LIBERTY FORMULA ONE SERIES C | 539,131 | 740,414 |
| LINCOLN NATL CORP IND | 305,664 | 1,068,064 |
| LINDE PLC | 1,493,815 | 3,166,024 |
| LINDE PLC | 1,276,182 | 3,865,397 |
| LITTELFUSE INC | 151,053 | 166,780 |
| LLOYDS BANKING GROUP PLC | 3,117,528 | 2,507,989 |
| LOCKHEED MARTIN CORP | 2,217,961 | 2,331,490 |
| LONDON STOCK EXCHANGE GROUP PL | 663,064 | 545,252 |
| LOREAL SA | 238,178 | 876,239 |
| LULULEMON ATHLETICA INC | 127,128 | 215,689 |
| LVMH MOET HENNESSY LOUIS VUITT | 853,295 | 4,408,201 |
| M & T BK CORP | 2,460,297 | 3,324,393 |
| MAGNA INTL INC CL A | 531,838 | 1,060,314 |
| MARKEL CORP | 1,334,927 | 2,850,540 |
| MARKETAXESS HLDGS INC | 364,293 | 514,088 |
| MARTIN MARIETTA MATLS INC | 253,414 | 605,274 |
| MARVELL TECHNOLOGY INC | 590,567 | 2,444,121 |
| MATCH GROUP INC | 5,816,595 | 9,133,582 |
| MAVEN CLINIC CO | 1,999,999 | 1,999,999 |
| MCGRATH RENTCORP | 161,744 | 370,962 |
| MCKESSON CORPORATION | 1,707,288 | 2,976,626 |
| MEDPACE HOLDINGS INC | 691,842 | 923,882 |
| MEDTRONIC PLC ADR | 993,226 | 1,086,225 |
| META PLATFORMS INC | 5,939,304 | 14,425,379 |
| METAVENTION INC | 2,169,750 | 2,169,750 |
| MGM RESORTS INTERNATIONAL | 516,709 | 799,672 |
| MICROCHIP TECHNOLOGY INC | 556,762 | 2,530,486 |
| MICRON TECHNOLOGY INC | 755,429 | 1,625,468 |
| MICROSOFT CORPORATION | 2,171,641 | 7,249,041 |
| MINERALS TECHNOLOGIES INC | 202,497 | 431,731 |
| MITSUBISHI ELECTRIC CORP | 1,188,839 | 1,388,143 |
| MITSUI & CO LTD | 310,672 | 484,840 |
| MODEL N INC | 614,934 | 562,312 |
| MOHAWK INDS INC | 800,724 | 1,889,024 |
| MOLINA HEALTHCARE INC | 254,065 | 435,770 |
| MOOG INC CL A | 390,108 | 357,644 |
| MORGAN STANLEY | 645,973 | 1,266,264 |
| MS&AD INSURANCE GROUP HOLDINGS | 270,265 | 258,882 |
| MSCI INC-A | 2,752,150 | 4,232,463 |
| MUELLER WATER PRODUCTS INC-A | 374,087 | 482,803 |
| MULTIPLAN CORP | 421,084 | 203,076 |
| N C R CORP NEW | 1,244,113 | 2,468,803 |
| NATIONAL INSTRS CORP | 961,008 | 1,339,141 |
| NATIONAL VISION HOLDINGS INC | 388,905 | 671,236 |
| NATWEST GROUP PLC | 631,070 | 498,963 |
| NAVER CORP | 344,817 | 1,383,137 |
| NCINO INC | 175,705 | 152,675 |
| NEOGEN CORP | 251,843 | 683,057 |
| NESTLE SA | 3,175,520 | 6,748,732 |
| NETFLIX COM INC | 5,875,024 | 13,818,166 |
| NEUROCRINE BIOSCIENCES INC | 399,370 | 351,667 |
| NEW YORK CMNTY BANCORP INC | 2,092,913 | 2,092,794 |
| NEWMONT CORPORATION | 3,288,920 | 3,901,058 |
| NICE LTD | 67,376 | 617,522 |
| NIPPON TELEGRAPH & TELEPHONE C | 1,647,512 | 1,991,403 |
| NISOURCE INC | 2,035,605 | 2,407,592 |
| NITTO DENKO CORP | 793,338 | 841,483 |
| NOKIA OYJ | 802,793 | 1,263,142 |
| NORTHWESTERN CORP | 173,876 | 383,143 |
| NOVARTIS AG | 5,663,179 | 6,585,136 |
| NOVO NORDISK A/S | 774,841 | 2,467,213 |
| NUVAIRA INC | 1,400,000 | 1,400,000 |
| NVENT ELECTRIC PLC | 287,886 | 361,038 |
| NY COMMUNITY CAP TRU 6% | 221,150 | 253,179 |
| OCADO GROUP PLC | 309,358 | 229,731 |
| OLAPLEX HOLDINGS INC | 105,171 | 145,388 |
| OLLIE'S BARGAIN OUTLET HOLDI | 437,066 | 387,713 |
| OMNICOM GROUP INC | 1,560,110 | 1,985,617 |
| ON HOLDING AG-CLASS A | 22,776 | 35,882 |
| ORACLE CORP JAPAN | 699,240 | 576,823 |
| O'REILLY AUTOMOTIVE INC | 7,679 | 774,734 |
| ORTHO CLINICAL DIAGNOSTIC HOLDINGS P | 299,575 | 367,994 |
| ORTHOPEDIATRICS CORP | 217,501 | 431,351 |
| OTSUKA HOLDINGS CO LTD | 1,013,963 | 1,053,518 |
| OXFORD INDUSTRIES INC | 131,554 | 241,313 |
| P D C ENERGY INC | 345,688 | 300,485 |
| P R A GROUP INC | 636,155 | 1,197,257 |
| P T C INC | 563,747 | 581,035 |
| PACIFIC PREMIER BANCORP | 215,424 | 469,512 |
| PACKABLE INC | 1,000,000 | 1,000,000 |
| PACKAGING CORP AMER | 102,530 | 146,770 |
| PANASONIC CORP | 862,677 | 960,106 |
| PARSONS CORP | 420,032 | 407,973 |
| PATTERSON COS INC | 258,545 | 479,638 |
| PAYLOCITY HOLDING CORP | 206,329 | 1,365,477 |
| PAYPAL HOLDINGS INC | 3,809,400 | 4,986,244 |
| PEBBLEBROOK HOTEL TRUST | 349,399 | 262,467 |
| PEGASYSTEMS INC | 193,430 | 1,205,420 |
| PELOTON INTERACTIVE INC-A | 153,441 | 124,695 |
| PENNANT GROUP INC/ THE | 603,993 | 412,370 |
| PERNOD RICARD SA | 1,164,088 | 2,774,613 |
| PERRIGO CO PLC | 513,556 | 454,313 |
| PFIZER INC | 1,206,804 | 1,824,645 |
| PHIBRO ANIMAL HEALTH CORP-A | 248,280 | 161,502 |
| PHREESIA INC | 456,964 | 504,503 |
| PIEDMONT OFFICE REALTY TRU-A | 356,745 | 317,753 |
| PING AN INSURANCE GROUP CO OF | 623,574 | 615,782 |
| PLAYTIKA HOLDING CORP | 249,780 | 158,117 |
| PLEXUS CORP | 157,877 | 522,888 |
| POPULAR INC | 412,791 | 1,140,356 |
| PORCH GROUP INC | 423,259 | 507,579 |
| PORTLAND GENERAL ELECTRIC CO | 1,757,043 | 2,270,056 |
| POSCO | 699,904 | 762,481 |
| POWER INTEGRATIONS INC | 143,718 | 845,299 |
| PPL CORP | 985,814 | 1,169,334 |
| PRIVIA HEALTH GROUP INC | 741,132 | 650,320 |
| PROCORE TECHNOLOGIES INC | 5,427 | 6,478 |
| PROGRESS SOFTWARE CORP | 156,270 | 369,748 |
| PROGYNY INC | 684,079 | 573,285 |
| PROS HOLDINGS INC | 229,398 | 378,321 |
| PROSUS NV | 884,359 | 658,829 |
| PROTO LABS INC | 119,745 | 146,502 |
| PRYSMIAN SPA | 769,913 | 1,434,304 |
| PS BUSINESS PARKS INC | 160,679 | 546,617 |
| PUBLICIS GROUPE SA | 666,547 | 663,528 |
| PULTE GROUP INC | 1,779,328 | 3,100,930 |
| QIAGEN NV | 1,141,816 | 1,796,638 |
| QUIDEL CORP | 838,394 | 623,789 |
| RADIAN GROUP INC | 2,842,956 | 2,555,188 |
| RAPID MICRO INC | 3,545,829 | 5,164,035 |
| RAYMOND JAMES FINL INC | 164,087 | 318,268 |
| RECKITT BENCKISER GROUP PLC | 3,079,981 | 3,582,942 |
| RED ELECTRICA CORP SA | 301,752 | 348,500 |
| REGENERON PHARMACEUTICALS INC | 2,541,554 | 4,341,068 |
| RELIANCE INDUSTRIES LTD | 1,260,766 | 1,411,799 |
| RELIEVANT MEDSYSTEMS INC | 2,500,000 | 2,500,000 |
| RENASANT CORP | 287,619 | 344,548 |
| RESONA HOLDINGS INC | 248,358 | 231,946 |
| REXEL SA | 1,231,694 | 1,591,870 |
| REYNOLDS CONSUMER PRODUCTS I | 320,481 | 354,757 |
| RINGCENTRAL INC-CLASS A | 4,215,303 | 2,855,776 |
| RITCHIE BROS AUCTIONEERS INC | 1,094,682 | 2,013,463 |
| RITCHIE BROS AUCTIONEERS INC | 667,759 | 1,406,300 |
| RIVIAN AUTOMOTIVE INC-A | 306,696 | 407,709 |
| ROCHE HOLDING AG | 3,967,949 | 7,157,195 |
| ROLLS-ROYCE HOLDINGS PLC | 2,047,069 | 1,221,826 |
| ROPER TECHNOLOGIES INC | 110,178 | 865,182 |
| ROSS STORES INC | 444,551 | 552,772 |
| ROYAL DUTCH SHELL PLC | 2,355,224 | 2,212,447 |
| ROYAL DUTCH SHELL PLC | 115,075 | 100,892 |
| ROYAL DUTCH SHELL PLC | 1,230,676 | 1,528,377 |
| RPM INTERNATIONAL INC | 341,046 | 626,705 |
| RUSH ENTERPRISES INC -CL A | 167,552 | 723,598 |
| RUSSELL GLOBAL EQUITY PLUS FUND | 251,814,966 | 357,042,598 |
| RYMAN HOSPITALITY PPTYS INC | 705,674 | 1,602,035 |
| S T A G INDUSTRIAL INC | 302,162 | 561,803 |
| SALESFORCE.COM INC | 1,988,006 | 5,879,806 |
| SANDY SPRING BANCORP INC | 381,098 | 491,858 |
| SANOFI | 2,064,072 | 2,960,850 |
| SANTOS LTD | 522,393 | 515,073 |
| SAP SE | 2,558,328 | 4,266,060 |
| SAREPTA THERAPEUTICS INC | 2,592,667 | 2,811,451 |
| SCHNEIDER ELECTRIC SE | 1,657,621 | 4,782,227 |
| SCOR SE | 360,969 | 293,169 |
| SEA LTD-ADR | 1,499,405 | 8,466,305 |
| SEAGEN INC | 326,268 | 710,078 |
| SEALED AIR CORP NEW | 563,557 | 973,322 |
| SECOM CO LTD | 391,697 | 395,295 |
| SEKISUI CHEMICAL CO LTD | 1,579,385 | 1,522,178 |
| SELECTIVE INS GROUP INC | 300,172 | 678,217 |
| SENSATA TECHNOLOGIES HOLDING | 1,775,450 | 2,834,902 |
| SENTINELONE INC -CLASS A | 111,115 | 121,630 |
| SERVICENOW INC | 1,660,132 | 9,589,302 |
| SETPOINT MEDICAL CORPORATION | 2,182,170 | 2,182,170 |
| SHINHAN FINANCIAL GROUP CO LTD | 350,220 | 330,310 |
| SHOALS TECHNOLOGIES GROUP -A | 194,706 | 151,389 |
| SHOPIFY INC-A W/I | 4,090,896 | 4,207,926 |
| SIEMENS AG | 449,189 | 587,209 |
| SIKA AG | 300,545 | 1,551,845 |
| SINGAPORE TELECOMMUNICATIONS L | 918,629 | 705,043 |
| SKYWORKS SOLUTIONS INC | 430,933 | 710,696 |
| SLM CORP | 2,392,926 | 4,457,124 |
| SNAM SPA | 2,064,297 | 2,227,174 |
| SNOWFLAKE INC-CLASS A | 1,794,464 | 3,181,540 |
| SOCIETE GENERALE SA | 945,835 | 1,099,962 |
| SOFI TECHNOLOGIES INC | 403,696 | 313,038 |
| SONY GROUP CORP | 1,891,838 | 3,004,234 |
| SOUTHSTATE CORPORATION | 1,807,587 | 2,020,374 |
| SOUTHWEST AIRLS CO | 1,039,945 | 815,374 |
| SOUTHWEST GAS HOLDINGS INC | 350,537 | 300,024 |
| SPECTRUM BRANDS HLDGS INC NEW | 917,085 | 1,685,704 |
| SPOTIFY TECHNOLOGY SA | 688,465 | 823,786 |
| SPS COMMERCE INC | 104,127 | 1,694,961 |
| SQUARESPACE INC | 736,608 | 486,573 |
| SSE PLC | 2,090,994 | 2,796,193 |
| STANDARD CHARTERED PLC | 789,305 | 476,564 |
| SUGI HOLDINGS CO LTD | 699,419 | 562,902 |
| SUMITOMO MITSUI FINANCIAL GROU | 543,676 | 428,010 |
| SUZUKI MOTOR CORP | 161,115 | 138,460 |
| SWEDISH MATCH AB | 1,116,052 | 963,854 |
| SYMRISE AG | 324,790 | 1,465,028 |
| SYNCHRONY FINANCIAL | 953,127 | 1,838,900 |
| T -MOBILE US INC | 4,892,173 | 4,559,174 |
| T ROWE PRICE INSTL EMERGING MKT EQTY | 20,473,078 | 33,358,373 |
| T&D HOLDINGS INC | 136,615 | 190,463 |
| TAIWAN SEMICONDUCTOR MANUFACTU | 710,689 | 6,709,568 |
| TAIWAN SEMICONDUCTOR MANUFACTU | 171,835 | 755,774 |
| TAKEDA PHARMACEUTICAL CO LTD | 2,813,356 | 1,928,701 |
| TAKE-TWO INTERACTIVE SOFTWARE INC | 1,434,052 | 1,612,454 |
| TAULIA | 1,981,003 | 1,981,003 |
| TECHNIP ENERGIES NV | 247,315 | 261,270 |
| TECHNIPFMC PLC | 777,965 | 434,635 |
| TELEFLEX INC | 733,172 | 1,884,818 |
| TELIA CO AB | 2,304,983 | 1,614,544 |
| TENCENT HOLDINGS LTD | 1,450,090 | 1,740,179 |
| TERADYNE INC | 2,656,523 | 3,788,172 |
| TERMINIX GLOBAL HOLDINGS INC | 900,823 | 1,318,952 |
| TERUMO CORP | 401,666 | 1,316,764 |
| TESCO PLC | 2,908,177 | 3,139,277 |
| TEXTRON INC | 808,284 | 2,389,031 |
| THERMO FISHER SCIENTIFIC INC. | 3,238,067 | 5,115,062 |
| THOR INDUSTRIES INC | 2,157,185 | 2,210,301 |
| THOUGHTWORKS HOLDING INC | 57,267 | 73,111 |
| THREDUP INC | 667,555 | 395,751 |
| TOAST INC | 11,560 | 10,031 |
| TOKIO MARINE HOLDINGS INC | 862,476 | 1,626,378 |
| TOWNE BANK | 364,923 | 412,976 |
| TOYOTA INDUSTRIES CORP | 1,126,602 | 1,691,876 |
| TRADE DESK INC/THE -CLASS A | 294,667 | 329,904 |
| TRADEWEB MARKETS INC-CLASS A | 538,024 | 1,155,115 |
| TRANSUNION | 519,964 | 1,318,372 |
| TRAVIS PERKINS PLC | 1,194,966 | 1,727,409 |
| TREEHOUSE FOODS INC | 421,690 | 377,699 |
| TRI POINTE HOMES, INC. | 241,903 | 483,306 |
| TRIMAS CORP | 307,681 | 451,215 |
| TRINITY INDUSTRIES INC | 2,720,738 | 3,333,536 |
| TRUEBLUE INC | 283,959 | 375,371 |
| TWILIO INC - A | 3,695,223 | 5,202,545 |
| TWO HARBORS INVESTMENT CORP | 1,818,597 | 1,526,690 |
| TYSON FOODS INC CLASS A | 2,282,033 | 3,120,328 |
| U G I CORP NEW | 1,211,746 | 1,542,576 |
| U S PHYSICAL THERAPY INC | 365,483 | 503,740 |
| UBER TECHNOLOGIES INC | 5,102,787 | 5,211,396 |
| UBS GROUP AG | 832,751 | 964,620 |
| ULTRAGENYX PHARMACEUTICAL IN | 279,108 | 238,647 |
| UMB FINANCIAL CORP | 185,549 | 515,801 |
| UMPQUA HLDGS CORP | 234,462 | 375,969 |
| UNIFIRST CORP MASS | 369,977 | 442,682 |
| UNITED BANKSHARES INC W VA | 157,800 | 215,286 |
| UNITED COMMUNITY BANKS INC/GA | 285,003 | 565,660 |
| UNITED OVERSEAS BANK LTD | 1,749,338 | 2,717,715 |
| UNITEDHEALTH GROUP INC | 2,335,824 | 7,371,917 |
| UPWORK INC | 183,343 | 126,392 |
| V F CORP | 270,452 | 246,898 |
| VAIL RESORTS INC | 411,527 | 725,971 |
| VEEVA SYSTEMS INC-CLASS A | 598,990 | 999,693 |
| VERISK ANALYTICS INC-COMMON | 77,626 | 522,191 |
| VIATRIS INC | 1,715,407 | 1,462,620 |
| VIMEO INC-WHEN ISSUED | 915,593 | 467,158 |
| VISA INC-CLASS A SHRS | 2,849,208 | 15,952,890 |
| VISTEON CORP | 410,290 | 391,324 |
| VITESCO TECHNOLOGIES GROUP AG | 217,371 | 168,604 |
| VODAFONE GROUP PLC | 928,701 | 572,286 |
| VOLKSWAGEN AG | 1,642,801 | 1,249,329 |
| VONTIER CORPORATION | 2,455,726 | 2,366,210 |
| WAL-MART DE MEXICO SAB DE CV | 350,575 | 449,792 |
| WALT DISNEY CO/THE | 5,054,802 | 4,498,625 |
| WARBY PARKER INC | 48,170 | 41,904 |
| WARNER MUSIC GROUP CORP | 1,697,960 | 2,841,589 |
| WASTE CONNECTIONS INC | 256,317 | 576,558 |
| WEBSTER FINL CORP WATERBURY CONN | 286,337 | 387,641 |
| WELLS FARGO & COMPAN 7.5% | 518,187 | 512,742 |
| WELLS FARGO & COMPANY | 1,564,419 | 3,191,630 |
| WELLS FARGO ADVISORS | 7,106,063 | 16,804,905 |
| WEST PHARMACEUTICAL SERVICE INC | 402,714 | 1,016,814 |
| WH GROUP LTD | 1,467,956 | 1,121,753 |
| WICKES GROUP PLC | 97,368 | 137,570 |
| WILLIS TOWERS WATSON PLC | 2,540,979 | 2,612,390 |
| WILLSCOT MOBILE MINI HOLDINGS | 74,145 | 1,044,360 |
| WILMAR INTERNATIONAL LTD | 291,690 | 397,371 |
| WISETECH GLOBAL LTD | 103,596 | 299,966 |
| WOLVERINE WORLD WIDE INC | 218,873 | 247,593 |
| WORKDAY INC-CLASS A | 3,752,881 | 5,850,969 |
| WORKIVA INC | 252,535 | 1,529,473 |
| WPP PLC | 2,266,191 | 2,448,957 |
| YUM CHINA HOLDINGS INC | 321,645 | 252,734 |
| YUM CHINA HOLDINGS INC | 601,280 | 500,394 |
| YUM! BRANDS INC | 3,039,742 | 5,231,134 |
| Z HOLDINGS CORP | 1,202,500 | 1,203,760 |
| ZIMMER BIOMET HOLDINGS, INC | 2,686,381 | 3,814,884 |
| ZOETIS INC | 1,745,928 | 3,875,196 |
| ZURICH INSURANCE GROUP AG | 302,597 | 678,942 |
| ZYNGA INC | 473,092 | 354,912 |
| Category/ Item | Listed at Cost or FMV | Book Value | End of Year Fair Market Value |
|---|---|---|---|
| 1LIFE HEALTHCARE INC 3.0% 6/15/25 | AT COST | 504,621 | 649,937 |
| 137 VENTURES OPPORTUNITY FUND, L.P. | AT COST | 1,604,154 | 1,600,313 |
| 137 VENTURES V, L.P. | AT COST | 1,687,286 | 1,903,299 |
| A SLF 2021, LLC | AT COST | 1,500,000 | 1,516,245 |
| ABERDEEN ASIA PARTNERS III, L.P. | AT COST | 2,505,212 | 8,294,074 |
| ABERDEEN INTERNATIONAL PARTNERS, L.P. | AT COST | 0 | 986,583 |
| ABERDEEN NEXT GENERATION PARTNERS V, L.P. | AT COST | 0 | 817,998 |
| ABERDEEN VENTURE PARTNERS IX, L.P. | AT COST | 1,134,243 | 15,502,536 |
| ABERDEEN VENTURE PARTNERS VI, L.P. | AT COST | 0 | 1,840,956 |
| ABERDEEN VENTURE PARTNERS VIII SPV-C, L.P. | AT COST | 0 | 1,740,982 |
| ABERDEEN VENTURE PARTNERS VIII, L.P. | AT COST | 0 | 10,139,302 |
| ABERDEEN VENTURE PARTNERS X, L.P. | AT COST | 2,906,731 | 12,624,084 |
| ABERDEEN VENTURE PARTNERS XI, L.P. | AT COST | 2,980,000 | 4,980,616 |
| ABERDEEN VENTURE PARTNERS XII, L.P. | AT COST | 1,950,000 | 2,068,339 |
| ACE REDPOINT VENTURES CHINA I, L.P. | AT COST | 6,720,000 | 10,085,562 |
| ACE REDPOINT VENTURES CHINA II, L.P. | AT COST | 3,960,000 | 6,069,518 |
| ALTIRA TECHNOLOGY FUND VI, L.P. | AT COST | 3,872,550 | 16,282,622 |
| ALTOS HYBRID 3 M, LLC. | AT COST | 4,021,383 | 3,991,495 |
| ALTOS HYBRID 3, L.P. | AT COST | 4,350,000 | 9,669,394 |
| ALTOS HYBRID 4, L.P. | AT COST | 4,200,000 | 5,832,403 |
| ALTOS KOREA OPPORTUNITY FUND 4, L.P. | AT COST | 3,750,000 | 4,246,689 |
| ALTOS KOREA OPPORTUNITY FUND 5, L.P. | AT COST | 350,000 | 344,584 |
| ALTOS VENTURES IV LIQUIDITY FUND, L.P. | AT COST | 1,386,532 | 15,314,216 |
| ALTOS VENTURES IV RESERVE FUND, L.P. | AT COST | 117,487 | 396,972 |
| AMPLIFY PARTNERS IV, L.P. | AT COST | 1,452,000 | 1,930,955 |
| AMPLIFY PARTNERS SELECT FUND IV, L.P. | AT COST | 1,608,000 | 1,893,803 |
| AXIOM INTERNATIONAL EQUITY FUND | AT COST | 82,472,843 | 83,910,331 |
| BBH CREDIT VALUE FUND | AT COST | 19,615,611 | 20,391,356 |
| BELLWETHER CO-INVEST, L.P. | AT COST | 2,505,193 | 3,469,965 |
| BERNSTEIN EMERGING MARKETS VALUE TRUST | AT COST | 27,942,205 | 29,320,719 |
| BESSEMER VENT PART CENTURY FND II, L.P. | AT COST | 184,167 | 182,210 |
| BESSEMER VENTURE PARTNERS XI, L.P. | AT COST | 1,088,599 | 1,030,741 |
| BLUE LAKE CAPITAL FUND III, L.P. | AT COST | 2,730,364 | 4,356,859 |
| BLUE LAKE CAPITAL OPPORTUNITY FUND I, L.P. | AT COST | 1,757,448 | 1,562,956 |
| BRANDYWINE GLOBAL OPPORTUNISTIC ABSOLUTE RETURN | AT COST | 63,177,797 | 62,278,957 |
| C/R JADE PARTNERS, L.P. | AT COST | 471,675 | 177,092 |
| CANVAS VENTURE FUND 2, L.P. | AT COST | 4,534,038 | 7,916,446 |
| CANVAS VENTURE FUND 3, L.P. | AT COST | 1,813,660 | 1,712,617 |
| CANVAS VENTURE FUND, L.P. | AT COST | 2,542,184 | 8,129,734 |
| CARLYLE ASIA GROWTH PARTNERS III, L.P. | AT COST | 690,239 | 948,368 |
| CARLYLE ASIA GROWTH PARTNERS IV, L.P. | AT COST | 71,229 | 622,060 |
| CARLYLE ASIA GROWTH PARTNERS V, L.P. | AT COST | 528,106 | 3,538,418 |
| CARLYLE ASIA PARTNERS II, L.P. | AT COST | 0 | 48,390 |
| CARLYLE ASIA PARTNERS IV, L.P. | AT COST | 231,295 | 5,242,223 |
| CARLYLE ASIA PARTNERS V, L.P. | AT COST | 1,755,465 | 2,573,109 |
| CARLYLE EUROPE PARTNERS II, L.P. | AT COST | 0 | 51,198 |
| CARLYLE EUROPE PARTNERS III, L.P. | AT COST | 0 | 113,023 |
| CARLYLE EUROPE PARTNERS IV, L.P. | AT COST | 1,032,855 | 7,228,357 |
| CARLYLE EUROPE PARTNERS V, L.P. | AT COST | 2,352,265 | 2,709,785 |
| CARLYLE EUROPE REAL ESTATE PARTNERS III, LP | AT COST | 1,225,804 | 117,805 |
| CARLYLE INTERNATIONAL ENERGY PARTNERS II, L.P. | AT COST | 771,728 | 1,150,551 |
| CARLYLE INTERNATIONAL ENERGY PARTNERS, L.P. | AT COST | 5,372,761 | 8,167,468 |
| CARLYLE PARTNERS V, L.P. | AT COST | 0 | 827,195 |
| CARLYLE PARTNERS VI, L.P. | AT COST | 0 | 14,145,236 |
| CARLYLE PARTNERS VII, L.P. | AT COST | 10,422,032 | 12,143,552 |
| CARLYLE REALTY FOREIGN INVESTORS III, L.P. | AT COST | 0 | 94,474 |
| CARLYLE REALTY HALLEY COINVESTMENT IV, L.P. | AT COST | 0 | 23,927 |
| CARLYLE REALTY PARTNERS IV, L.P. | AT COST | 3,052,101 | 108,958 |
| CARLYLE REALTY PARTNERS V AIV, L.P. | AT COST | 0 | 106,496 |
| CARLYLE REALTY PARTNERS V, L.P. | AT COST | 0 | 185,846 |
| CARLYLE REALTY PARTNERS VI, L.P. | AT COST | 0 | 592,850 |
| CARLYLE REALTY PARTNERS VII, L.P. | AT COST | 0 | 2,908,722 |
| CARLYLE REALTY PARTNERS VIII, L.P. | AT COST | 1,565,239 | 3,937,212 |
| CARLYLE STRATEGIC PARTNERS II, L.P. | AT COST | 0 | 178,761 |
| CARLYLE US EQUITY OPPORTUNITY FUND II, L.P. | AT COST | 2,601,119 | 6,282,523 |
| CARLYLE VENTURE PARTNERS II, L.P. | AT COST | 711,008 | 27,041 |
| CARLYLE VENTURE PARTNERS III, L.P. | AT COST | 0 | 80,795 |
| CARLYLE/RIVERSTONE TE PARTNERS III, L.P. | AT COST | 183,259 | 905,276 |
| CEPSA ( MATADOR COINVESTMENT) | AT COST | 1,770,293 | 2,089,781 |
| CLARUS IV, L.P. | AT COST | 3,050,074 | 4,785,196 |
| CLARUS LIFESCIENCES III, L.P. | AT COST | 0 | 4,339,856 |
| CROSS CREEK LUCID, L.P. | AT COST | 505,000 | 498,977 |
| DAG VENTURES III-QP, L.P. | AT COST | 0 | 56,761 |
| DAG VENTURES II-QP, L.P. | AT COST | 1,746,808 | 380,995 |
| DAG VENTURES QP, L.P. | AT COST | 249,098 | 217,391 |
| DAG VENTURES VI, L.P. | AT COST | 4,612,871 | 8,658,090 |
| ENERGY CAPITAL PART CREDIT SOLUTIONS II, L.P. | AT COST | 12,202,864 | 11,032,019 |
| ENERGY CAPITAL PARTNERS IV, L.P. | AT COST | 2,017,300 | 3,198,198 |
| ENERGY SPECTRUM PARTNERS VI AZURE MIDSTREAM, L.P. | AT COST | 2,075,993 | 1,727,973 |
| ENERGY SPECTRUM PARTNERS VI, L.P. | AT COST | 62,403 | 1,307,613 |
| ENERGY SPECTRUM PARTNERS VII, L.P. | AT COST | 5,333,890 | 7,312,543 |
| ENERGY SPECTRUM PARTNERS VIII, L.P. | AT COST | 2,994,017 | 2,640,227 |
| ENERGY TRUST PARTNERS IV, L.P. | AT COST | 997,287 | 505,928 |
| ENERGY TRUST PARTNERS V, L.P. | AT COST | 5,194,866 | 7,878,521 |
| FELICIS FOCUS FUND I, L.P. | AT COST | 506,667 | 504,063 |
| FELICIS VENTURE V, L.P. | AT COST | 5,711,046 | 22,603,183 |
| FELICIS VENTURE VI, L.P. | AT COST | 6,137,760 | 9,744,340 |
| FELICIS VENTURE VII, L.P. | AT COST | 5,360,000 | 7,487,527 |
| FELICIS VENTURE VIII, L.P. | AT COST | 1,440,000 | 1,404,582 |
| FRAZIER LIFE SCIENCES IX, L.P. | AT COST | 2,523,338 | 8,424,325 |
| FRAZIER LIFE SCIENCES VIII, L.P. | AT COST | 2,726,203 | 4,645,535 |
| FRAZIER LIFE SCIENCES X, L.P. | AT COST | 3,799,860 | 4,824,727 |
| GENESIS CAPITAL I, L.P. | AT COST | 2,670,575 | 12,866,995 |
| GREENSPRING MICRO I, L.P. | AT COST | 2,725,810 | 6,263,265 |
| GREENSPRING MICRO II, L.P. | AT COST | 4,258,146 | 7,686,262 |
| GREENSPRING MICRO III, L.P. | AT COST | 1,995,611 | 2,766,688 |
| GREENSPRING OPPORTUNITIES IV, L.P. | AT COST | 7,355,999 | 13,347,452 |
| GREENSPRING OPPORTUNITIES V, L.P. | AT COST | 5,845,000 | 12,759,548 |
| GREENSPRING OPPORTUNITIES VI, L.P. | AT COST | 4,167,810 | 6,184,494 |
| HIGH ALPHA CAPITAL FUND II, L.P. | AT COST | 2,251,292 | 6,131,301 |
| HIGH ALPHA CAPITAL FUND III, L.P. | AT COST | 1,260,000 | 1,123,875 |
| HIGHLAND CAPITAL PARTNERS 10, L.P. | AT COST | 4,860,000 | 12,549,646 |
| HIGHLAND LEADERS FUND I, L.P. | AT COST | 4,556,250 | 9,935,129 |
| HIGHLAND X FUND I, L.P. | AT COST | 375,000 | 357,711 |
| HYDE PARK VENTURE PARTNERS III, L.P. | AT COST | 1,170,000 | 2,242,413 |
| HYDE PARK VENTURES OPP FUND, L.P. | AT COST | 651,000 | 642,876 |
| ICON VENTURES V, L.P. | AT COST | 7,310,005 | 7,607,735 |
| ICON VENTURES VI, L.P. | AT COST | 7,841,517 | 12,466,567 |
| ICON VENTURES VII, L.P. | AT COST | 1,600,000 | 1,502,261 |
| INVESTMENTS - ALT INV - ANNUAL REPORT | AT COST | 1,060,868 | 1,060,868 |
| KKR AMERICAS FUND XII, L.P. | AT COST | 4,552,629 | 12,037,441 |
| KKR ASIAN FUND III, L.P. | AT COST | 3,035,403 | 8,160,261 |
| KKR ASIAN FUND IV, L.P. | AT COST | 1,091,293 | 1,088,071 |
| KKR DISLOCATION OPPORTUNITIES FUND | AT COST | 3,933,256 | 4,616,153 |
| KKR ENERGY INCOME AND GROWTH FUND II, L.P. | AT COST | 4,246,151 | 5,490,998 |
| KKR ENERGY INCOME AND GROWTH FUND I-TE, L.P. | AT COST | 4,869,795 | 2,211,231 |
| KKR GLOBAL CREDIT OPPS FUND | AT COST | 51,674,178 | 51,335,545 |
| KKR HEALTH CARE STRATEGIC GROWTH FUND, L.P. | AT COST | 3,854,547 | 5,309,779 |
| KKR SPECIAL SITUATIONS FUND II, L.P. | AT COST | 4,420,390 | 5,945,468 |
| KPCB DIGITAL GROWTH FUND III, LLC | AT COST | 8,582,530 | 13,701,259 |
| KPCB XVII, LLC | AT COST | 6,000,000 | 26,574,482 |
| KSL CAPITAL PART CREDIT OPP FND II, L.P. | AT COST | 2,600,198 | 3,241,822 |
| KSL CAPITAL PART CREDIT OPP FND III, L.P. | AT COST | 506,660 | 531,328 |
| KSL CAPITAL PARTNERS IV, L.P. | AT COST | 3,414,744 | 7,295,556 |
| KSL CAPITAL PARTNERS V, L.P. | AT COST | 3,415,280 | 4,539,534 |
| LAZARD EM DEBT BLEND | AT COST | 25,738,423 | 25,345,814 |
| LIGHTSTONE VENTURES II, L.P. | AT COST | 2,844,726 | 6,895,468 |
| LIGHTSTONE VENTURES III, L.P. | AT COST | 358,432 | 325,334 |
| LIGHTSTONE VENTURES, L.P. | AT COST | 2,213,676 | 8,858,442 |
| M/C PARTNERS VII, L.P. | AT COST | 0 | 4,529,992 |
| M/C PARTNERS VIII, L.P. | AT COST | 3,520,977 | 4,372,190 |
| MAMMOTH BIOSCIENCES, INC. XV, L.P. | AT COST | 1,000,000 | 1,310,402 |
| MAYFIELD SELECT II, L.P. | AT COST | 100,000 | 97,118 |
| MAYFIELD SELECT, L.P. | AT COST | 1,362,323 | 5,619,875 |
| MAYFIELD XV, L.P. | AT COST | 997,531 | 3,528,905 |
| MAYFIELD XVI, L.P. | AT COST | 450,000 | 464,440 |
| MERITECH CAPITAL FRANCHISE FUND, L.P. | AT COST | 720,000 | 753,400 |
| MERITECH CAPITAL PARTNERS IV, L.P. | AT COST | 0 | 1,879,163 |
| MERITECH CAPITAL PARTNERS V, L.P. | AT COST | 0 | 37,640,823 |
| MERITECH CAPITAL PARTNERS VI, L.P. | AT COST | 7,975,777 | 13,629,019 |
| MERITECH CAPITAL PARTNERS VII, L.P. | AT COST | 3,360,000 | 4,257,189 |
| MFS GLOBAL AGGREGATE OPPS FUND, LLC | AT COST | 50,000,000 | 50,070,350 |
| MONDRIAN EMERGING MARKETS EQUITY FUND | AT COST | 31,336,426 | 31,709,578 |
| MONOGRAPH CAPITAL PARTNERS I, L.P. | AT COST | 553,270 | 487,653 |
| MORGENTHALER PARTNERS VII, L.P. | AT COST | 1,741,899 | 94,002 |
| MORGENTHALER PARTNERS VIII, L.P. | AT COST | 0 | 1,619,266 |
| MORGENTHALER PRIVATE EQUITY PARTNERS II, L.P. | AT COST | 0 | 2,776,796 |
| MORGENTHALER PRIVATE EQUITY PARTNERS III, L.P. | AT COST | 1,496,798 | 1,418,728 |
| MORGENTHALER PRIVATE EQUITY PARTNERS, L.P. | AT COST | 0 | 2,092,790 |
| MORGENTHALER VENTURE PARTNERS IX, L.P. | AT COST | 0 | 1,340,099 |
| NEWBRIDGE ASIA IV, L.P. | AT COST | 0 | 22,929 |
| NFX CAPITAL FUND I, L.P. | AT COST | 4,365,000 | 15,166,017 |
| NFX CAPITAL FUND II, L.P. | AT COST | 4,650,000 | 6,964,114 |
| NFX CAPITAL FUND III, L.P. | AT COST | 750,000 | 711,123 |
| NGP NATURAL RESOURCES XI, L.P. | AT COST | 4,200,545 | 6,158,372 |
| NGP NATURAL RESOURCES XII, L.P. | AT COST | 3,994,265 | 4,834,636 |
| OAKTREE EMERGING MARKET OPPORTUNITIES FUND II, L.P. | AT COST | 3,571,516 | 3,711,119 |
| OAKTREE EMERGING MARKET OPPORTUNITIES FUND, L.P. | AT COST | 0 | 537,600 |
| OAKTREE OPPORTUNITIES FUND IX, L.P. | AT COST | 4,005,284 | 7,893,612 |
| OAKTREE OPPORTUNITIES FUND X, L.P. | AT COST | 4,220,937 | 7,927,787 |
| OAKTREE OPPORTUNITIES FUND XB, L.P. | AT COST | 9,000,000 | 12,873,286 |
| OAKTREE OPPORTUNITIES FUND XI, L.P. | AT COST | 2,985,380 | 3,632,607 |
| OAKTREE PRINCIPAL FUND V, L.P. | AT COST | 0 | 4,964 |
| OAKTREE REAL ESTATE OPPORTUNITIES FUND IV, L.P. | AT COST | 0 | 24,276 |
| OAKTREE REAL ESTATE OPPORTUNITIES FUND V, L.P. | AT COST | 0 | 118,969 |
| OAKTREE REAL ESTATE OPPORTUNITIES FUND VI, L.P. | AT COST | 106,107 | 3,257,838 |
| OAKTREE REAL ESTATE OPPORTUNITIES FUND VII, L.P. | AT COST | 4,033,331 | 7,538,034 |
| OAKTREE REAL ESTATE OPPORTUNITIES FUND VIII, L.P. | AT COST | 349,987 | 831,849 |
| OAKTREE US SENIOR LOAN FUND | AT COST | 44,300,916 | 47,037,141 |
| OCM ASIA PRINCIPAL OPPORTUNITIES FUND, L.P. | AT COST | 626,164 | 8,233 |
| OCM EUROPEAN PRINCIPAL OPPORTUNITIES FUND II, L.P. | AT COST | 0 | 6,624 |
| OCM HIGH YIELD LIMITED PARTNERSHIP | AT COST | 40,197,186 | 38,468,644 |
| OCM OPPORTUNITIES FUND VII, L.P. | AT COST | 0 | 80,617 |
| OCM OPPORTUNITIES FUND VIIB, L.P. | AT COST | 0 | 13,037 |
| OCM OPPORTUNITIES FUND VIII CAYMAN, LTD | AT COST | 0 | 57,882 |
| OCM OPPORTUNITIES FUND VIIIB CAYMAN, L.P. | AT COST | 0 | 1,862,392 |
| OPENVIEW VENTURE PARTNERS V, L.P. | AT COST | 2,949,731 | 21,128,649 |
| OPENVIEW VENTURE PARTNERS VI, L.P. | AT COST | 3,408,500 | 3,693,538 |
| PEAR VENTURES II EXPANSION, L.P. | AT COST | 306,250 | 290,810 |
| PEAR VENTURES III, L.P. | AT COST | 1,050,000 | 1,438,484 |
| PHOENIX REAL ESTATE FUND IX, L.P. | AT COST | 2,459,498 | 2,307,951 |
| PHOENIX REAL ESTATE FUND X, L.P. | AT COST | 143,485 | 140,820 |
| PIONEER SQUARE VENTURES FUND I, L.P. | AT COST | 3,543,389 | 4,352,422 |
| PIONEER SQUARE VENTURES FUND II, L.P. | AT COST | 600,000 | 555,431 |
| QUESTMARK PARTNERS IV, L.P. | AT COST | 1,383,926 | 2,441,033 |
| REDPOINT OMEGA II, L.P. | AT COST | 488,003 | 28,022,418 |
| REDPOINT OMEGA III, L.P. | AT COST | 5,611,466 | 15,863,581 |
| REDPOINT OMEGA IV, L.P. | AT COST | 2,580,828 | 3,158,110 |
| REDPOINT OMEGA, L.P. | AT COST | 0 | 15,562,874 |
| REDPOINT VENTURES III, L.P. | AT COST | 0 | 1,250,483 |
| REDPOINT VENTURES IV, L.P. | AT COST | 1,580,658 | 1,763,538 |
| REDPOINT VENTURES V, L.P. | AT COST | 0 | 2,971,137 |
| REDPOINT VENTURES VI, L.P. | AT COST | 2,379,504 | 12,169,196 |
| REDPOINT VENTURES VII, L.P. | AT COST | 6,103,125 | 10,974,834 |
| REDPOINT VENTURES VIII, L.P. | AT COST | 2,462,160 | 2,807,066 |
| RESURGENS TECHNOLOGY PARTNERS, L.P. | AT COST | 4,609,284 | 9,866,757 |
| RIVERSTONE GLOBAL ENERGY & POWER FUND V, L.P. | AT COST | 6,378,667 | 3,392,632 |
| RIVERSTONE GLOBAL ENERGY & POWER FUND VI, L.P. | AT COST | 8,326,162 | 7,604,002 |
| RIVERSTONE/CARLYLE TE PARTNERS IV, L.P. | AT COST | 0 | 61,409 |
| RREEF GLOBAL OPPORTUNITIES FUND II, L.P. | AT COST | 2,423,249 | 37,307 |
| SANDS CAPITAL GLOBAL PRIV GROW I, L.P. | AT COST | 462,906 | 1,802,425 |
| SANDS CAPITAL GLOBAL VENT FND I, L.P. | AT COST | 1,387,257 | 10,775,926 |
| SANDS CAPITAL GLOBAL VENT FND II, L.P. | AT COST | 3,673,243 | 4,697,216 |
| SANDS CAPITAL GLOBAL VENT FND III, L.P. | AT COST | 1,162,694 | 1,135,307 |
| TA XI DO FEEDER, L.P. | AT COST | 0 | 2,521,140 |
| TA XI ECM FEEDER, L.P. | AT COST | 0 | 16,155 |
| TA XI FS-A FEEDER, L.P. | AT COST | 0 | 69,022 |
| TA XI NX AIV, L.P. | AT COST | 0 | 3,681 |
| TA XI SMM FEEDER, L.P. | AT COST | 56,831 | 54,128 |
| TA XI, L.P. | AT COST | 0 | 1,675,027 |
| TPG ASIA V DELAWARE, L.P. | AT COST | 0 | 4,817 |
| TPG ASIA V DFI AIV I, L.P. | AT COST | 0 | 569 |
| TPG ASIA V SF AIV, L.P. | AT COST | 0 | 46,454 |
| TPG ASIA V, L.P. | AT COST | 93,240 | 807,209 |
| TPG ASIA VI, L.P. | AT COST | 3,036,124 | 10,131,842 |
| TPG ASIA VII, L.P. | AT COST | 4,610,498 | 7,788,890 |
| TPG BIOTECH PART ENGAGE THERAPEUTICS | AT COST | 0 | 1,233,138 |
| TPG BIOTECH PART ENTASIS THERAPEUTICS | AT COST | 2,875,130 | 2,845,696 |
| TPG BIOTECHNOLOGY PARTNERS IV, L.P. | AT COST | 110,039 | 713,193 |
| TPG BIOTECHNOLOGY PARTNERS V, L.P. | AT COST | 4,796,326 | 4,889,602 |
| TPG BLUEGRASS V - AIV 1, L.P. | AT COST | 0 | 229 |
| TPG GROWTH III, L.P. | AT COST | 0 | 4,711,953 |
| TPG GROWTH IV, L.P. | AT COST | 3,740,289 | 6,596,045 |
| TPG GROWTH V, L.P. | AT COST | 1,870,397 | 2,379,266 |
| TPG MEDIA V - AIV 1, L.P. | AT COST | 16,877 | 0 |
| TPG PARTNERS IV, L.P. | AT COST | 0 | 6,946 |
| TPG PARTNERS V, L.P. | AT COST | 0 | 14,769 |
| TPG PARTNERS VI, L.P. | AT COST | 0 | 304,860 |
| TPG PARTNERS VII, L.P. | AT COST | 0 | 7,501,485 |
| TPG PARTNERS VIII, L.P. | AT COST | 2,977,913 | 4,308,738 |
| TPG REAL ESTATE PARTNERS II, L.P. | AT COST | 0 | 1,612,437 |
| TPG REAL ESTATE PARTNERS III, L.P. | AT COST | 3,236,627 | 4,218,091 |
| TPG UMBRELLA IV, L.P. | AT COST | 155,327 | 0 |
| TPG V VE AIV I, L.P. | AT COST | 11,705 | 1,060 |
| UNICORN PARTNERS FUND I, L.P. | AT COST | 5,239,952 | 13,481,324 |
| UNICORN PARTNERS FUND II, L.P. | AT COST | 5,455,795 | 9,919,057 |
| UNICORN PARTNERS FUND III, L.P. | AT COST | 3,281,460 | 4,258,897 |
| UNICORN PARTNERS FUND IV, L.P. | AT COST | 975,000 | 1,001,436 |
| VALPOINT ENERGY PARTNERS II, L.P. | AT COST | 1,860,000 | 1,017,082 |
| VARO COINVESTMENT, L.P. | AT COST | 0 | 2,209,439 |
| VENSANA CAPITAL I, L.P. | AT COST | 1,449,831 | 2,187,592 |
| VERSANT VANTAGE I, L.P. | AT COST | 2,936,495 | 4,665,232 |
| VERSANT VANTAGE II, L.P. | AT COST | 1,962,899 | 1,946,788 |
| VERSANT VENTURE CAPITAL II, L.P. | AT COST | 186,874 | 230,197 |
| VERSANT VENTURE CAPITAL III, L.P. | AT COST | 350,888 | 184,310 |
| VERSANT VENTURE CAPITAL IV, L.P. | AT COST | 399,701 | 1,161,265 |
| VERSANT VENTURE CAPITAL V, L.P. | AT COST | 0 | 9,958,739 |
| VERSANT VENTURE CAPITAL VI, L.P. | AT COST | 3,541,661 | 13,975,286 |
| VERSANT VENTURE CAPITAL VII, L.P. | AT COST | 5,778,563 | 8,842,075 |
| VERSANT VENTURE CAPITAL VIII, L.P. | AT COST | 862,614 | 747,333 |
| VERSANT VOYAGEURS, L.P. | AT COST | 215,924 | 190,143 |
| VOYAGER CAPITAL FUND IV, L.P. | AT COST | 283,407 | 4,863,423 |
| VOYAGER CAPITAL FUND V, L.P. | AT COST | 2,875,000 | 3,965,723 |
| WARBURG PINCUS CHINA, L.P. | AT COST | 4,217,640 | 8,467,604 |
| WARBURG PINCUS ENERGY, L.P. | AT COST | 4,279,211 | 4,366,807 |
| WARBURG PINCUS EQUITY PARTNERS, L.P. | AT COST | 0 | 29,438 |
| WARBURG PINCUS GLOBAL GROWTH, L.P. | AT COST | 6,758,000 | 8,910,354 |
| WARBURG PINCUS PRIVATE EQUITY IX, L.P. | AT COST | 0 | 112,576 |
| WARBURG PINCUS PRIVATE EQUITY X, L.P. | AT COST | 0 | 245,693 |
| WARBURG PINCUS PRIVATE EQUITY XI, L.P. | AT COST | 0 | 4,346,469 |
| WARBURG PINCUS PRIVATE EQUITY XII, L.P. | AT COST | 4,905,948 | 16,305,374 |
| WESTWOOD GLOBAL INVESTMENT EMERGING MARKETS FUND | AT COST | 48,074,506 | 52,887,585 |
| WINDROSE HEALTH INVESTORS III, L.P. | AT COST | 0 | 3,028,609 |
| WINDROSE HEALTH INVESTORS IV, L.P. | AT COST | 1,005,510 | 9,850,283 |
| WINDROSE HEALTH INVESTORS V, L.P. | AT COST | 5,440,608 | 5,800,558 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| LEGAL FEES | 254,837 | 28,290 | 226,547 |
| Description | Beginning of Year - Book Value | End of Year - Book Value | End of Year - Fair Market Value |
|---|---|---|---|
| PROGRAM RELATED INVESTMENTS | 151,499,888 | 179,268,386 | 179,268,386 |
| PREPAID TAXES | 1,195,906 | 1,190,781 | 1,190,781 |
| Description | Amount |
|---|---|
| CHANGE IN GRANTS PAYABLE | 218,380,639 |
| Description | Revenue and Expenses per Books | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| OFFICE EXPENSES AND SUPPLIES | 139,085 | 21,700 | 117,103 | |
| COMPUTER EXPENSES | 99,526 | 0 | 99,806 | |
| DUES AND MEMBERSHIPS | 59,124 | 0 | 59,124 | |
| LIABILITY/WORKERS COMP/ | 97,316 | 27,240 | 70,076 | |
| OTHER EXPENSES | 11,867 | 3,402 | 8,465 |
| Description | Revenue And Expenses Per Books | Net Investment Income | Adjusted Net Income |
|---|---|---|---|
| PARTNERSHIP INCOME/ (LOSS) | 63,743,966 | 17,387,744 | 0 |
| Description | Beginning of Year - Book Value | End of Year - Book Value |
|---|---|---|
| FEDERAL EXCISE TAX PAYABLE | 689,683 | 255,970 |
| APPROPRIATIONS FOR PROGRAM RELATED INVESTMENTS | 151,499,888 | 180,368,386 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| INVESTMENT MANAGEMENT FEES | 11,732,778 | 11,732,778 | 0 | |
| CUSTODIAN FEE | 921,362 | 921,362 | 0 | |
| CONSULTANTS | 698,061 | 28,719 | 669,342 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| FEDERAL EXCISE TAX PROVISION | 5,816,287 | 0 | 0 | |
| FOREIGN INCOME TAXES WITHHELD | 191,186 | 191,186 | 0 | |
| UBTI TAX PROVISION | 5,125 | 0 | 0 |
| Name | US / Foreign Address |
EIN | Description | Amount |
|---|---|---|---|---|
| BRANDYWINE GLOBAL UNCONSTRAINED FIXED INCOME |
1735 MARKET STREET SUITE 1800 PHILDELPHIA,PA19103 |
46-1858165 | CASH DISTRIBUTION FROM BRANDYWINE GLOBAL UNCONSTRAINED FIXED INCOME FUND | 0 |
| TPG BIOTECH IV UL LP |
301 COMMERCE STREET SUITE 3300 FORT WORTH,TX76102 |
81-1444446 | CASH DISTRIBUTION FROM TPG BIOTECH IV UL, L.P. | 26,119 |
| Total | 19,079,336 | |||
| Name | US / Foreign Address |
EIN | Description | Amount |
|---|---|---|---|---|
| TPG BIOTECH IV UL LP |
301 COMMERCE STREET SUITE 3300 FORT WORTH,TX76102 |
81-1444446 | CASH CONTRIBUTION TO TPG BIOTECH IV UL, L.P. | 26,119 |
| MFS GLOBAL AGGREGATE OPPORTUNISTIC LLC |
111 HUNTINGTON AVENUE BOSTON,MA02199 |
86-2047141 | CASH CONTRIBUTION TO MFS GLOBAL AGGREGATE OPPORTUNISTIC LLC | 50,000,000 |
| Total | 50,026,119 | |||