Form990-PF


Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0047
2021
Open to Public Inspection
For calendar year 2021, or tax year beginning 07-01-2021 , and ending 06-30-2022
Name of foundation
THE WILLIAM H AND PATRICIA M SMITH
FOUNDATION
Number and street (or P.O. box number if mail is not delivered to street address)8807 JUNIPER SPRINGS PLACE
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
LOUISVILLE, KY40242
A Employer identification number

38-3213042
B Telephone number (see instructions)

(502) 339-0745
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$6,972,549J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 501,964
2 Check bullet.............
3 Interest on savings and temporary cash investments 8 8  
4 Dividends and interest from securities... 146,386 146,386  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 679,354
b Gross sales price for all assets on line 6a 4,782,053
7 Capital gain net income (from Part IV, line 2)... 1,011,749
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 1,327,712 1,158,143  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 0 0   0
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule)......... Click to see attachment 1,642 0   0
b Accounting fees (attach schedule)....... Click to see attachment 4,800 0   0
c Other professional fees (attach schedule).... Click to see attachment 67,741 67,741   0
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment 34,271 808   0
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 226 0   0
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 108,680 68,549   0
25 Contributions, gifts, grants paid....... 315,000 315,000
26 Total expenses and disbursements. Add lines 24 and 25 423,680 68,549   315,000
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 904,032
b Net investment income (if negative, enter -0-) 1,089,594
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2021)
Form 990-PF (2021)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing.............      
2 Savings and temporary cash investments......... 207,370 215,535 215,535
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule) 124,967 0 0
b Investments—corporate stock (attach schedule)....... 2,343,660 Click to see attachment3,405,138 4,438,119
c Investments—corporate bonds (attach schedule).......      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 2,424,542 Click to see attachment2,381,831 2,318,895
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 5,100,539 6,002,504 6,972,549
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)......... 0 0
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions...........    
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........ 0 0
27 Paid-in or capital surplus, or land, bldg., and equipment fund 0 0
28 Retained earnings, accumulated income, endowment, or other funds 5,100,539 6,002,504
29 Total net assets or fund balances (see instructions)..... 5,100,539 6,002,504
30 Total liabilities and net assets/fund balances (see instructions). 5,100,539 6,002,504
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
5,100,539
2
Enter amount from Part I, line 27a .....................
2
904,032
3
Other increases not included in line 2 (itemize) bullet
3
0
4
Add lines 1, 2, and 3 ..........................
4
6,004,571
5
Decreases not included in line 2 (itemize) bulletClick to see attachment
5
2,067
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
6,002,504
Form 990-PF (2021)
Form 990-PF (2021)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a PUBLICLY TRADED SECURITIES - ML #02234      
b PUBLICLY TRADED SECURITIES - ML #97734      
c PUBLICLY TRADED SECURITIES - ML #06X00      
d PUBLICLY TRADED SECURITIES - ML #02281      
e PUBLICLY TRADED SECURITIES - ML #02207      
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 1,776,821   1,173,898 602,923
b 1,383,122   1,267,411 115,711
c 251,949   188,062 63,887
d 1,269,542   1,038,586 230,956
e 100,619   102,347 -1,728
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       602,923
b       115,711
c       63,887
d       230,956
e       -1,728
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 1,011,749
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Form 990-PF (2021)
Form 990-PF (2021)
Page 4
Part V
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b All other domestic foundations enter 1.39% (0.0139) of line 27b. Exempt foreign organizations enter 4% (0.04) of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 15,145
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 15,145
6 Credits/Payments:
a 2021 estimated tax payments and 2020 overpayment credited to 2021 6a 28,629
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c 0
d Backup withholding erroneously withheld ........... 6d 0
7 Total credits and payments. Add lines 6a through 6d.............. 7 28,629
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 13,484
11 Enter the amount of line 10 to be: Credited to 2022 estimated taxBullet13,484 RefundedBullet 11 0
Part VI-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?.........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XIV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletMI
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2021 or the taxable year beginning in 2021? See the instructions for Part XIII.
    If "Yes," complete Part XIII .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 5
    Part VI-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletWENDY KUBITSKEY Telephone no.bullet (502) 339-0745

    Located atbullet8807 JUNIPER SPRINGS PLACELOUISVILLEKY ZIP+4bullet40242
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2021, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VI-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person? ...........
    1a(1)
     
    No
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person? ..............................
    1a(2)
     
    No
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? ...........
    1a(3)
     
    No
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? ............
    1a(4)
     
    No
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)? ......................
    1a(5)
     
    No
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.) ...............
    1a(6)
     
    No
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ..........
    1b
     
     
    c
    ........bullet
    d
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2021? .............
    1d
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2021, did the foundation have any undistributed income (lines 6d
    and 6e, Part XII) for tax year(s) beginning before 2021?....................
    2a
     
    No
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year? ..............................
    3a
     
    No
    b
    If "Yes," did it have excess business holdings in 2021 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2021.) .....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2021? ..
    4b
     
    No
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 6
    Part VI-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? ..........
    5a(1)
     
    No
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive? ....................
    5a(2)
     
    No
    (3) Provide a grant to an individual for travel, study, or other similar purposes? .............
    5a(3)
     
    No
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions ........................
    5a(4)
     
    No
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals? .............
    5a(5)
     
    No
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ........
    5b
     
     
    c
    .........bullet
    d
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant? .................
    5d
     
     
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract? .............................
    6a
     
    No
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    7a
     
    No
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? .....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .........................
    8
     
    No
    Part VII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    WILLIAM H SMITH PRES / TRUSTEE
    1.00     		0 0 0
    225 THE CROSSROADS BLVD 230
    CARMEL,CA93923
    SCOTT D SMITH TRUSTEE
    1.00     		0 0 0
    1953 W EVERGREEN
    CHICAGO,IL60622
    WENDY A KUBITSKEY SEC / TREAS
    1.00     		0 0 0
    8807 JUNIPER SPRINGS PLACE
    LOUISVILLE,KY40242
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 7
    Part VII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part VIII-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part VIII-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 8
    Part IX
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    7,574,210
    b
    Average of monthly cash balances.......................
    1b
    305,246
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    7,879,456
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    7,879,456
    4
    Cash deemed held for charitable activities. Enter 1.5% (0.015) of line 3 (for greater amount, see
    instructions) .............................
    4
    118,192
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. .......
    5
    7,761,264
    6
    Minimum investment return. Enter 5% (0.05) of line 5................
    6
    388,063
    Part X
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part IX, line 6..................
    1
    388,063
    2a
    Tax on investment income for 2021 from Part V, line 5.......
    2a
    15,145
    b
    Income tax for 2021. (This does not include the tax from Part V.) ...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    15,145
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    372,918
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    372,918
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XII, line 1 ...
    7
    372,918
    Part XI
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
     
    b
    Program-related investments—total from Part VIII-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part XII, line 4.
    4
     
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 9
    Part XII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2020     		(c)
    2020     		(d)
    2021
    1 Distributable amount for 2021 from Part X, line 7 372,918
    2 Undistributed income, if any, as of the end of 2021:
    a Enter amount for 2020 only....... 314,594
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2021:
    a From 2016......  
    b From 2017......  
    c From 2018......  
    d From 2019......  
    e From 2020......  
    f Total of lines 3a through e ........ 0
    4Qualifying distributions for 2021 from Part
    XI, line 4: bullet$ 315,000
    a Applied to 2020, but not more than line 2a 314,594
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2021 distributable amount..... 406
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2021. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 0
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2021. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2022 ..........     		372,512
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2016 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9 Excess distributions carryover to 2022.
    Subtract lines 7 and 8 from line 6a ......     		0
    10 Analysis of line 9:
    a Excess from 2017....  
    b Excess from 2018....  
    c Excess from 2019....  
    d Excess from 2020....  
    e Excess from 2021....  
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 10
    Part XIII
    Private Operating Foundations (see instructions and Part VI-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2021, enter the date of the ruling ....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2021 (b) 2020 (c) 2019 (d) 2018
             
    b 85% (0.85) of line 2a .........          
    c Qualifying distributions from Part XI,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part IX, line 6 for each year listed ..     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XIV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    WILLIAM H SMITH
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 11
    Part XIV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    ALLIANCE FOR THE ADVANCEMENT OF INFANT MENTAL HEALTH
    13101 ALLEN ROAD
    SOUTHGATE,MI48195     		NONE PC PROMOTE AND SUPPORT NUTURING RELATIONSHIPS FOR ALL INFANTS, TODDLERS, YOUNG CHILDREN AND THEIR FAMIL 10,000
    AMAZON WATCH
    520 3RD STREET SUITE 108
    OAKLAND,CA94607     		NONE PC PROTECT THE RAINFOREST AND ADVANCE THE RIGHTS OF INDIGENOUS PEOPLES IN THE AMAZON BASIN 10,000
    CARMEL CARES
    225 CROSSROADS BLVD SUITE 285
    CARMEL,CA93923     		NONE PC KEEP CARMEL BEAUTIFUL THROUGH VOLUNTEER MAINTENANCE AND IMPROVEMENT PROJECTS 5,000
    CARMEL MUSIC SOCIETY
    PO BOX 22783
    CARMEL,CA93922     		NONE PC TO PRESENT CLASSICAL MUSIC PERFORMANCES ON THE MONTEREY PENINSULA AND TO FOSTER THE APPRECIATION OF MUSIC ACROSS THE COMMUNITY. 5,000
    CORNERSTONE SCHOOLS
    306 E FOURTH ST
    ROYAL OAK,MI48067     		NONE PC PROVIDE YOUNG PEOPLE WITH AN EXCELLENT EDUCATION AND HELP THEM PREPARE FOR CAREER AND COLLEGE 20,000
    DETROIT PUBLIC TELEVISION
    1 CLOVER CT
    WIXOM,MI48393     		NONE PC PRODUCES LOCAL PROGRAMS THAT SHOWCASE ARTS, CULTURE, NEWS AND ANALYSIS; AND EDUCATIONAL OUTREACH CAMPAIGNS THAT USE THE POWER OF MEDIA TO PROVIDE KNOWLEDGE AND UNDERSTANDING 10,000
    DETROIT SYMPHONY ORCHESTRA
    3711 WOODWARD AVE
    DETROIT,MI48201     		NONE PC EMBRACE AND INSPIRE INDIVIDUALS, FAMILIES AND COMMUNITIES THROUGH UNSURPASSED MUSICAL EXPERIENCES 10,000
    EAST LOS ANGELES WOMEN'S CENTER
    1431 S ATLANTIC BLVD
    LOS ANGELES,CA90022     		NONE PC ENSURE THAT ALL WOMEN, GIRLS AND THEIR FAMILIES LIVE IN A PLACE OF SAFETY, HEALTH, AND PERSONAL WELL-BEING, FREE FROM VIOLENCE AND ABUSE, WITH EQUAL ACCESS TO NECESSARY HEALTH SERVICES AND SOCIAL SUPPORT, WITH AN EMPHASIS ON LATINO COMMUNITIES. 10,000
    FAIR VOTE
    6930 CARROLL AVENUE SUITE 240
    TAKOMA PARK,MD20912     		NONE PC RESEARCH AND ADVANCE VOTING REFORMS THAT MAKE DEMOCRACY MORE FUNCTIONAL AND REPRESENTATIVE FOR EVERY AMERICAN. 15,000
    FOOD BANK OF MONTEREY COUNTY
    353 W ROSSI ST
    SALINAS,CA93907     		NONE PC FIGHT HUNGER IN MONTEREY COUNTY 20,000
    GATHERING FOR WOMEN
    147 EL DORADO STREET
    MONTEREY,CA93940     		NONE PC PROVIDE HOMELESS WOMEN WITH SUPPORTIVE RESOURCES AND CARING COMMUNITY 20,000
    GLOBAL ARTS CORPORATION
    405 N AVENUE 53
    LOS ANGELES,CA90042     		NONE PC PROVIDE EXCEPTIONAL MUSIC CLASSES FOR YOUTH AND CONTINUAL PROFESSIONAL DEVELOPMENT FOR EDUCATORS IN UNDERFUNDED NEIGHBORHOODS 10,000
    HIDDEN VALLEY MUSIC
    PO BOX 116
    CARMEL VALLEY,CA93924     		NONE PC PROVIDE ARTS-RELATED EDUCATIONAL PROGRAMS FOR STUDENTS OF ALL AGES 15,000
    INTERNATIONAL BIRD RESCUE
    4369 CORDELIA ROAD
    FAIRFIELD,CA94534     		NONE PC TREAT THOUSANDS OF WATERBIRDS IN CRISIS ANNUALLY 10,000
    KENTUCKY HEALTH JUSTICE NETWORK
    PO BOX 4761
    LOUISVILLE,KY40204     		NONE PC ADVOCATE, EDUCATE, AND PROVIDE DIRECT SERVICES TO ENSURE ALL KENTUCKY COMMUNITIES AND INDIVIDUALS HAVE POWER, ACCESS, AND RESOURCES TO BE HEALTHY AND HAVE AGENCY OVER OUR LIVES 10,000
    MONTEREY BAY AQUARIUM
    886 CANNERY ROW
    MONTEREY,CA93940     		NONE PC INSPIRING YOUNG AND OLD WITH THE BEAUTY AND WONDER OF THE OCEAN 10,000
    MONTEREY SYMPHONY
    2560 GARDEN ROAD SUITE 101
    MONTEREY,CA93940     		NONE PC ENGAGE, EDUCATE, AND EXCITE OUR COMMUNITY THROUGH THE PERFORMANCE AND CONTINUAL DISCOVERY OF SYMPHONIC MUSIC 25,000
    MOSAIC YOUTH THEATER
    2251 ANTIETAM AVENUE
    DETROIT,MI48207     		NONE PC PROVIDES TRAINING, MENTORING AND OPPORTUNITY TO SOUTHEAST MI ACTORS, SINGERS AND STAGE TECHNICIANS 10,000
    OLD TOWN SCHOOL OF FOLK MUSIC
    4544 N LINCOLN AVE
    CHICAGO,IL60625     		NONE PC PROVIDE FINANCIAL AID AND ARTS PROGRAMMING FOR CHICAGOANS 15,000
    PANETTA INSTITUTE FOR PUBLIC POLICY
    100 CAMPUS CENTER BLDG 86E
    SEASIDE,CA93955     		NONE PC HELP COMMUNITIES AND COUNTRY ATTRACT THOUGHTFUL YOUNG PEOPLE TO LIVES OF PUBLIC SERVICE 2,000
    RANCHO CIELO INC
    PO BOX 6948
    SALINAS,CA93912     		NONE PC PROVIDE SAFE CAMPUS TO DELIVER PROGRAMS AND SERVICES THAT INSPIRE AT-RISK YOUTH TO LEARN NEW SKILLS, GAIN SELF-ESTEEM AND CONFIDENCE 20,000
    THE CARMEL FOUNDATION
    PO BOX 1050
    CARMEL,CA93921     		NONE PC PROVIDES A VARIETY OF ACTIVITIES AND SERVICES FOR SENIORS 8,000
    THE HEALING PLACE
    1020 W MARKET
    LOUISVILLE,KY40202     		NONE PC TO REACH MEN AND WOMEN SUFFERING FROM DRUG AND ALCOHOL ADDICTION, PROVIDE TOOLS FOR RECOVERY 15,000
    WRCJ 909 FM DETROIT
    1 CLOVER CT
    WIXOM,MI48393     		NONE PC LISTENER SUPPORTED CLASSICAL AND JAZZ MUSIC PUBLIC RADIO STATION 10,000
    YOUTH MUSIC MONTEREY
    546 HARTNELL ST STE B
    MONTEREY,CA93940     		NONE PC PROVIDE STUDENTS OF MONTEREY COUNTY AN ADVOCATE AND AN OUTLET FOR DEVELOPING THEIR MUSICAL INTERESTS 10,000
    YOUTH ORCHESTRA SALINAS (YOSAL)
    1122 E ALISAL ST
    SALINAS,CA93905     		NONE PC NONPROFIT AFTER-SCHOOL MUSIC PROGRAM 10,000
    Total .................................bullet 3a 315,000
    bApproved for future payment
    Total .................................bullet 3b 0
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 12
    Part XV-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments ....          
    3 Interest on savings and temporary cash
    investments ...........     		    14 8  
    4 Dividends and interest from securities ....          
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income .....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 679,354  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e) .. 0 825,748 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    825,748
    (See worksheet in line 13 instructions to verify calculations.)
    Part XV-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XV-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 13
    Part XVI
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2021)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description
    Schedule B
    (Form 990)
    Department of the Treasury
    Internal Revenue Service
    Schedule of Contributors

    Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
    Arrow Bullet Go to www.irs.gov/Form990 for the latest information.
    OMB No. 1545-0047
    2021
    Name of the organization
    THE WILLIAM H AND PATRICIA M SMITH
    FOUNDATION
    Employer identification number

    38-3213042
    Organization type (check one):
    Filers of:
    Section:
    Form 990 or 990-EZ






    Form 990-PF




    Check if your organization is covered by the General Rule or a Special Rule.  
    Note: Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
    General Rule
    Special Rules
    ......... Arrow Bullet $  
    Caution: An organization that isn't covered by the General Rule and/or the Special Rules doesn't file Schedule B (Form 990,
    990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its Form 990-EZ
    or on its Form 990PF, Part I, line 2, to certify that it doesn't meet the filing requirements of Schedule B (Form 990,
    990-EZ, or 990-PF).
    For Paperwork Reduction Act Notice, see the Instructions
    for Form 990, 990-EZ, or 990-PF.
    Cat. No. 30613XSchedule B (Form 990) (2021)
    Schedule B (Form 990) (2021) Page 2
    Name of organization
    THE WILLIAM H AND PATRICIA M SMITH
    FOUNDATION         		Employer identification number
    38-3213042
    Part I
    Contributors
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    1
    WILLIAM H SMITH
    225 THE CROSSROADS BLVD 230
     
    CARMEL, CA939238674

    		$ 501,964


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990) (2021)
    Schedule B (Form 990) (2021)
    Page 3
    Name of organization
    THE WILLIAM H AND PATRICIA M SMITH
    FOUNDATION         		Employer identification number

    38-3213042
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 5473 SHARES OF INTEL CORP $ 268,724 2021-11-23
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 833 SHARES OF TOPBUILD CORP SHS $ 233,240 2021-11-23
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    Schedule B (Form 990) (2021)
    Schedule B (Form 990) (2021)
    Page 4
    Name of organization
    THE WILLIAM H AND PATRICIA M SMITH
    FOUNDATION         		Employer identification number

    38-3213042
    Part III
    Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
    Use duplicate copies of Part III if additional space is needed.
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    Schedule B (Form 990) (2021)
    Additional Data


    Software ID:  
    Software Version:  

    TY 2021 AccountingFeesSchedule
    Name:
    THE WILLIAM H AND PATRICIA M SMITH
     
    FOUNDATION
    EIN:
    38-3213042
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ACCOUNTING 4,800 0   0

    TY 2021 InvestmentsCorpStockSchedule
    Name:
    THE WILLIAM H AND PATRICIA M SMITH
     
    FOUNDATION
    EIN:
    38-3213042
    Name of Stock End of Year Book Value End of Year Fair Market Value
    ACCENTURE PLC SHS 10,026 9,995
    ADOBE INC 24,726 21,598
    AGEILENT TECHNOLOGIES INC 16,702 16,034
    AIR PRODUCTS & CHEM 18,303 18,036
    ALPHABET INC SHS CL A 68,816 61,248
    AMERICAN TOWER REIT INC 47,167 45,751
    AMPHNOL CORP CL A NEW 31,892 29,035
    AON PLC RED SHS 19,474 15,911
    BALL CORP 18,700 14,717
    COSTCO WHOLESALE CRP 12,956 11,982
    CROWN CASTLE REIT INC 18,067 15,659
    DANAHER CORP DEL COM 53,477 60,845
    DOLLAR GENERAL CORP 41,356 40,498
    ECOLAB INC 39,821 34,750
    ELECTRONICS ARTS INC 13,939 13,503
    FIDELITY NATL INFO SVCS 17,290 15,584
    FISERV INC WISC PV 1CT 34,468 28,292
    GARTNER INC 35,814 28,778
    IDEX CORP DELAWARE COM 18,272 17,255
    IDEXX LAB INC 10,110 9,470
    INTERCONTINENTAL 40,902 34,513
    INTUIT INC COM 19,965 19,272
    INTUITIVE SURGICAL INC 10,523 8,028
    LABORATORY CP AMER HLDGS 10,089 8,671
    LAUDER ESTEE COS INC A 22,761 21,392
    LINDE PLC REG SHS 35,722 32,203
    LOWE'S COMPANIES INC 17,407 15,196
    MARCH & MCLENNAN COS INC 32,775 29,032
    MASTERCARD INC 56,138 55,840
    MICROSOFT CORP 28,438 57,273
    MOODY'S CORP 13,667 11,423
    NIKE INC CL B 18,712 14,410
    O'REILLY AUTOMOTICE INC 26,418 23,375
    PAYPAL HOLDINGS INC SHS 13,659 11,174
    S&P GLOBAL INC 41,198 36,065
    SCHWAB CHARLES CORP 16,422 14,405
    STARBUCKS CORP 16,486 14,743
    TE CONNECTVITY LTD 11,977 10,976
    TEXAS INSTRUMENTS 14,342 11,524
    THERMO FISHER SCIENTIFIC 63,240 60,847
    TJX COS INC NEW 44,749 38,983
    VERISK ANALYTICS INC 58,088 47,080
    VISA INC CL A SHRS 60,500 56,114
    XYLEM INC SHS 26,521 24,470
    ZOETIS INC 47,317 44,520
    JANUS DETROIT STREET TR 132,784 129,076
    JP MORGAN EXCHANGE - TRADED FD TR 90,158 69,675
    ABBOTT LABS 32,915 32,595
    APPLE INC 36,353 41,016
    BP PLC SPON ADR 16,299 11,340
    CHEVRON CORP 19,651 50,673
    DUKE ENERGY CORP NEW 25,631 53,605
    EMERSON ELEC CO 21,726 63,632
    ESSENTIAL UTILITIES INC 23,797 77,945
    HALLIBURTON COMPANY 28,399 28,224
    HOME DEPOT INC 18,233 178,276
    INTEL CORP 12,561 26,187
    INTL BUSINESS MACHINES 29,493 56,476
    JOHNSON AND JOHNSON COM 23,168 106,506
    JPMORGAN CHASE & CO 27,633 56,305
    MICROSOFT CORP 21,688 231,147
    NVIDIA 28,854 30,318
    PAYCHEX INC 16,763 102,483
    PAYPAL HOLDINGS INC SHS 20,421 6,984
    PEPSICO INC 21,386 99,996
    PFIZER INC 34,567 81,267
    QUALCOMM INC 19,920 63,870
    RAYTHEON TECHNOLOGIES 11,153 14,417
    ROCKWELL AUTOMATION INC 5,560 79,724
    TEXAS INSTRUMENTS 30,180 153,650
    UNITED PARCEL SVC CL B 22,007 73,016
    V F CORPORATION 28,060 22,085
    VERIZON COMMUNICATNS COM 35,638 38,063
    WALMART INC 20,355 60,790
    ACCENTURE PLC SHS 16,704 18,325
    ADOBE INC 3,425 2,928
    ALLY FINL INC 31,943 24,194
    ALPHABET INC SHS CLA 31,599 47,944
    AMAZON COM INC COM 55,638 39,085
    AMERICAN TOWER REIT INC 28,068 26,837
    ANALOG DEVICES INC COM 14,513 13,148
    APPLE INC 87,866 71,915
    BARRICK GOLD CORPORATION 16,466 11,534
    BCE INC 35,232 30,197
    BROADCOM INC 22,694 18,461
    CAPITAL ONE FINL 24,817 18,233
    CBRE GROUP INC 12,959 10,894
    CHENIERE ENERGY 20,572 19,821
    COMCAST CORP NEW CL A 13,091 11,654
    DANAHER CORP DEL COM 18,587 29,155
    EATON CORP PLC 22,555 19,024
    EOG RESOURCES INC 35,737 30,150
    EXELON CORPORATION 27,973 25,243
    GENERAL ELEC CO REG SHS 5,250 4,393
    GENERAL MOTORS CO 22,198 16,896
    GENUINE PARTS CO 24,328 22,876
    HCA HEALTHCARE INC 33,561 22,184
    JOHNSON AND JOHNSON COM 50,798 48,993
    JPMORGAN CHASE & CO 22,990 37,837
    MARRIOTT INTL INC NEW A 26,323 20,946
    MASTERCARD INC 12,679 12,619
    MEDTRONIC PLC SHS 33,649 25,489
    META PLATFORMS INC 20,039 16,125
    METTLER-TOLEDO INTL INC 28,554 24,124
    MICROSOFT CORP 11,012 69,858
    MONDELEZ INTERNATIONAL 15,116 14,281
    MOODY'S CORP 22,121 17,950
    MORGAN STANLEY 11,495 9,660
    NEXTERA ENERGY INC SHS 11,255 10,689
    NVIDIA 20,589 14,553
    NXP SEMICONDUCTORS N.V. 19,502 16,135
    ORACLE CORP $0.01 DEL 45,826 39,896
    PEPSICO INC 46,124 43,832
    PHILIP MORRIS INTL INC 29,104 27,845
    PPG INDUSTRIES INC SHS 21,106 19,095
    QUALCOMM INC 42,589 38,833
    SCHWAB CHARLES CORP NEW 21,618 20,849
    SERVICENOW INC 6,564 6,182
    TJX COS INC NEW 29,955 25,077
    UNION PACIFIC CORP 26,257 25,380
    UNITED RENTALS INC COM 38,774 38,380
    UNITEDHEALTH GROUP INC 20,206 19,004
    VISA INC CL A SHRS 3,979 3,741
    ZOETIS INC 6,393 5,844

    TY 2021 InvestmentsOtherSchedule2
    Name:
    THE WILLIAM H AND PATRICIA M SMITH
     
    FOUNDATION
    EIN:
    38-3213042
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    GRANITESHARES GOLD AT COST 47,269 59,766
    HEALTH CARE SELECT SPDR AT COST 49,485 55,784
    ISHARES 10-20 YEAR AT COST 92,649 68,005
    ISHARES 7-10 YEAR AT COST 137,198 115,804
    ISHARES EDGE MSCI 1.63% AT COST 233,371 287,705
    ISHARES INC MSCI AT COST 70,022 55,784
    ISHARES INTEREST RATE AT COST 120,000 113,367
    ISHARES MSCI CHINA AT COST 51,536 44,536
    ISHARES MSCI INTL QUALIT AT COST 174,044 194,828
    ISHARES S&P GLBL HEALTH AT COST 24,527 33,267
    ISHARES S&P GLOBAL FINLS AT COST 68,249 59,560
    ISHARES IBOXX $ INVT GRADE CORP AT COST 176,598 165,595
    ISHARES US AEROSPACE ETF AT COST 44,248 42,246
    ISHARES TR S&P GLOBAL CONSUMER STAPLES AT COST 86,776 81,757
    ISHARES MBS ETF AT COST 172,684 171,680
    SECTOR SPDR ENERGY AT COST 15,591 26,530
    SPDR S&P DIVIDEND ETF AT COST 116,777 108,720
    SPDR S&P GLOBAL NATURAL RESOURCES AT COST 69,317 58,445
    TECHNOLOGY SELECT SECTOR SPDR AT COST 93,965 75,891
    SECTOR SDPR UTILITIES AT COST 48,931 46,847
    NANECK EMERGING MARKETS HIGH YIELD AT COST 105,190 78,179
    VANGUARD VALUE ETF AT COST 79,187 73,853
    VANGUARD MSCI EUROPEAN AT COST 49,439 45,372
    WISDOMTREE AT COST 254,778 255,374

    TY 2021 LegalFeesSchedule
    Name:
    THE WILLIAM H AND PATRICIA M SMITH
     
    FOUNDATION
    EIN:
    38-3213042
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    LEGAL 1,642 0   0


    TY 2021 OtherDecreasesSchedule
    Name:
    THE WILLIAM H AND PATRICIA M SMITH
     
    FOUNDATION
    EIN:
    38-3213042
    Description Amount
    BASIS ADJUSTMENTS 2,067


    TY 2021 OtherExpensesSchedule
    Name:
    THE WILLIAM H AND PATRICIA M SMITH
     
    FOUNDATION
    EIN:
    38-3213042
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    BANK CHARGE 226 0   0


    TY 2021 OtherProfessionalFeesSchedule
    Name:
    THE WILLIAM H AND PATRICIA M SMITH
     
    FOUNDATION
    EIN:
    38-3213042
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMENT ADVISOR 67,741 67,741   0


    TY 2021 TaxesSchedule
    Name:
    THE WILLIAM H AND PATRICIA M SMITH
     
    FOUNDATION
    EIN:
    38-3213042
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAX PAID 808 808   0
    FEDERAL EXCISE TAX 33,463 0   0