Form990-PF


Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0047
2021
Open to Public Inspection
For calendar year 2021, or tax year beginning 07-01-2021 , and ending 06-30-2022
Name of foundation
F ALBERT KLEIN TRUST UNDER WILL
 
Number and street (or P.O. box number if mail is not delivered to street address)PO BOX 0634
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
MILWAUKEE, WI532010634
A Employer identification number

42-0859994
B Telephone number (see instructions)

(319) 753-8764
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$13,513,544J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 64,097
2 Check bullet.............
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities... 440,565 437,837  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 526,509
b Gross sales price for all assets on line 6a 2,450,294
7 Capital gain net income (from Part IV, line 2)... 526,509
8 Net short-term capital gain......... 0
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 67 67  
12 Total. Add lines 1 through 11........ 1,031,238 964,413  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 108,107 97,296   10,811
14 Other employee salaries and wages......   0 0 0
15 Pension plans, employee benefits.......   0 0  
16a Legal fees (attach schedule)......... Click to see attachment 1,500 0 0 1,500
b Accounting fees (attach schedule)....... Click to see attachment 1,500 0 0 1,500
c Other professional fees (attach schedule)....       0
17 Interest...............       0
18 Taxes (attach schedule) (see instructions)... Click to see attachment 16,195 4,347   0
19 Depreciation (attach schedule) and depletion... 0 0  
20 Occupancy..............        
21 Travel, conferences, and meetings.......   0 0  
22 Printing and publications..........   0 0  
23 Other expenses (attach schedule).......        
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 127,302 101,643 0 13,811
25 Contributions, gifts, grants paid....... 665,334 665,334
26 Total expenses and disbursements. Add lines 24 and 25 792,636 101,643 0 679,145
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 238,602
b Net investment income (if negative, enter -0-) 862,770
c Adjusted net income (if negative, enter -0-)... 0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2021)
Form 990-PF (2021)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 406 406 406
2 Savings and temporary cash investments......... 178,659 288,652 288,652
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet     0 0
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet0      
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)....... 6,102,976 Click to see attachment3,721,023 5,074,376
c Investments—corporate bonds (attach schedule)....... 2,883,420    
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 2,924,939 Click to see attachment8,319,318 8,150,110
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 12,090,400 12,329,399 13,513,544
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22).........   0
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions...........    
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........ 12,090,400 12,329,399
27 Paid-in or capital surplus, or land, bldg., and equipment fund    
28 Retained earnings, accumulated income, endowment, or other funds    
29 Total net assets or fund balances (see instructions)..... 12,090,400 12,329,399
30 Total liabilities and net assets/fund balances (see instructions). 12,090,400 12,329,399
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
12,090,400
2
Enter amount from Part I, line 27a .....................
2
238,602
3
Other increases not included in line 2 (itemize) bulletClick to see attachment
3
397
4
Add lines 1, 2, and 3 ..........................
4
12,329,399
5
Decreases not included in line 2 (itemize) bullet
5
0
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
12,329,399
Form 990-PF (2021)
Form 990-PF (2021)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a 50. BIOGEN, INC   2020-12-11 2021-08-27
b 25. BROADCOM INC   2018-03-19 2021-08-27
c 100. MCKESSON HBOC INC COM   2016-12-27 2021-08-27
d 160. ORGANON CO   2021-05-28 2021-08-27
e 800. CABOT OIL & GAS CORP CL A   2020-01-17 2021-09-15
300. CISCO SYS INC   2020-01-08 2021-09-15
300. METLIFE INC COM   2017-12-20 2021-09-15
153.752 PARNASSUS CORE EQUITY FUND   2020-08-27 2021-09-15
1000. PFIZER INC COM     2021-09-15
770.654 T ROWE PRICE INTL VAL EQTY FD INTL   2014-09-29 2021-09-15
535.332 BARON EMERGING MARKETS INSTITUTIONAL     2021-10-01
1592.357 PARAMETRIC EMERGING MARKETS INSTL   2014-05-14 2021-10-01
520.156 GLENMEDE SMALL CAP EQUITY INSTL   2015-01-29 2021-10-01
1000. ATT INC   2021-02-26 2021-12-09
750. ALIBABA GROUP HOLDING LTD A D R     2021-12-09
350. ALLIANCE DATA SYSTEMS CORP   2016-11-10 2021-12-09
25. BROADCOM INC   2018-03-19 2021-12-09
280. KYNDRYL HLDGS INC COMMON STOCK     2021-12-09
260. LOYALTY VENTURES INC   2016-11-10 2021-12-09
13642.7186 PIONEER ILS INTERVAL FUND     2021-12-13
6500. ISHARES IBONDS DEC 2021 TERM CP ETF     2021-12-20
12269.939 TCW EMERGING MARKETS INCOME FUND   2021-02-26 2022-01-26
8473.573 TCW EMERGING MARKETS INCOME FUND   2013-08-14 2022-01-26
100. ABBVIE INC   2019-05-06 2022-03-29
300. ALLIANCE DATA SYSTEMS CORP   2016-11-10 2022-03-29
10. ALPHABET INC CL A   2019-08-23 2022-03-29
100. APPLE COMPUTER INC   2013-09-27 2022-03-29
75. BROADCOM INC   2018-03-19 2022-03-29
600. CENTENE CORP COM     2022-03-29
3128.911 GLENMEDE SMALL CAP EQUITY INSTL     2022-03-29
500. MARATHON PETROLEUM CORP     2022-03-29
350. MCKESSON HBOC INC COM   2016-12-27 2022-03-29
250. SCHWAB CHARLES CORP NEW COM   2020-06-23 2022-03-29
300. VANGUARD MID CAP VALUE INDEX ETF   2020-03-17 2022-03-29
.7352 WARNER BROS DISCOVERY INC SERIES A   2020-06-23 2022-04-26
4068.348 GLENMEDE SMALL CAP EQUITY INSTL   2014-09-29 2022-04-28
1405.234 PARNASSUS CORE EQUITY FUND     2022-04-28
1026.995 ROWE T PRICE MID-CAP VALUE FD INC   2014-06-25 2022-04-28
150. AMGEN INC   2020-11-25 2022-06-15
200. BIOGEN, INC   2020-12-11 2022-06-15
155.617 FIDELITY INVT TR AD INTL DISCI     2022-06-15
1339.31 FIDELITY INVT TR AD INTL DISCI     2022-06-15
2204.586 GLENMEDE SMALL CAP EQUITY INSTL     2022-06-15
150. INTERNATIONAL BUSINESS MACHS CORP   2019-05-06 2022-06-15
250. MCKESSON HBOC INC COM   2016-12-27 2022-06-15
5319.149 LOOMIS SAYLES STRATEGIC ALPHA N   2021-02-26 2022-06-15
5586.592 NEUBERGER BERMAN EMERG MKTS EQ INSTL     2022-06-15
400. ORACLE CORPORATION   2019-08-23 2022-06-15
2701.729 T ROWE PRICE INTL VAL EQTY FD INTL   2014-09-29 2022-06-15
400. VALERO ENERGY CORP     2022-06-15
1354. WARNER BROS DISCOVERY INC SERIES A     2022-06-15
250. LYONDELLBASELL INDUSTRIES CL A   2015-01-07 2022-06-15
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
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CAPITAL GAIN DIVIDENDS P    
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CAPITAL GAIN DIVIDENDS P    
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 17,186   12,088 5,098
b 12,377   6,088 6,289
c 20,120   14,199 5,921
d 5,476   5,724 -248
e 15,973   13,758 2,215
17,486   14,280 3,206
18,620   15,327 3,293
10,000   7,977 2,023
44,725   36,088 8,637
12,500   11,991 509
10,000   7,818 2,182
25,000   24,825 175
20,000   14,101 5,899
22,805   28,065 -5,260
92,567   54,244 38,323
25,553   57,078 -31,525
14,609   6,088 8,521
5,078   8,685 -3,607
7,845   30,531 -22,686
112,416   129,060 -16,644
160,746   162,745 -1,999
91,902   100,000 -8,098
63,467   71,612 -8,145
16,183   7,934 8,249
17,505   48,924 -31,419
28,601   11,566 17,035
17,782   1,722 16,060
47,672   18,263 29,409
50,562   31,787 18,775
125,000   83,648 41,352
41,173   24,208 16,965
107,046   49,695 57,351
22,794   8,996 13,798
45,564   24,241 21,323
15   22 -7
150,000   108,047 41,953
80,000   71,586 8,414
35,000   33,706 1,294
35,281   33,004 2,277
39,406   48,353 -8,947
6,138   7,993 -1,855
52,822   49,931 2,891
75,000   58,264 16,736
20,564   20,081 483
77,157   35,497 41,660
50,000   55,479 -5,479
100,000   117,840 -17,840
27,905   20,704 7,201
37,500   42,039 -4,539
51,221   19,897 31,324
20,113   39,175 -19,062
24,088   18,811 5,277
      221,751
      221,751
      221,751
      221,751
      221,751
      221,751
      221,751
      221,751
      221,751
      221,751
      221,751
      221,751
      221,751
      221,751
      221,751
      221,751
      221,751
      221,751
      221,751
      221,751
      221,751
      221,751
      221,751
      221,751
      221,751
      221,751
      221,751
      221,751
      221,751
      221,751
      221,751
      221,751
      221,751
      221,751
      221,751
      221,751
      221,751
      221,751
      221,751
      221,751
      221,751
      221,751
      221,751
      221,751
      221,751
      221,751
      221,751
      221,751
      221,751
      221,751
      221,751
      221,751
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       5,098
b       6,289
c       5,921
d       -248
e       2,215
      3,206
      3,293
      2,023
      8,637
      509
      2,182
      175
      5,899
      -5,260
      38,323
      -31,525
      8,521
      -3,607
      -22,686
      -16,644
      -1,999
      -8,098
      -8,145
      8,249
      -31,419
      17,035
      16,060
      29,409
      18,775
      41,352
      16,965
      57,351
      13,798
      21,323
      -7
      41,953
      8,414
      1,294
      2,277
      -8,947
      -1,855
      2,891
      16,736
      483
      41,660
      -5,479
      -17,840
      7,201
      -4,539
      31,324
      -19,062
      5,277
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 526,509
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Form 990-PF (2021)
Form 990-PF (2021)
Page 4
Part V
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b All other domestic foundations enter 1.39% (0.0139) of line 27b. Exempt foreign organizations enter 4% (0.04) of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 11,993
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 11,993
6 Credits/Payments:
a 2021 estimated tax payments and 2020 overpayment credited to 2021 6a 8,900
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c 0
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 8,900
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9 3,093
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10  
11 Enter the amount of line 10 to be: Credited to 2022 estimated taxBullet0 RefundedBullet 11 0
Part VI-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?.........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XIV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletIA
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2021 or the taxable year beginning in 2021? See the instructions for Part XIII.
    If "Yes," complete Part XIII .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 5
    Part VI-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbullet  
    14
    The books are in care ofbulletUS Bank NA Telephone no.bullet (319) 753-8761

    Located atbullet201 JEFFERSONBURLINGTONIA ZIP+4bullet526015250
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2021, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VI-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person? ...........
    1a(1)
     
    No
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person? ..............................
    1a(2)
     
    No
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? ...........
    1a(3)
     
    No
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? ............
    1a(4)
    Yes
     
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)? ......................
    1a(5)
     
    No
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.) ...............
    1a(6)
     
    No
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ..........
    1b
     
    No
    c
    ........bullet
    d
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2021? .............
    1d
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2021, did the foundation have any undistributed income (lines 6d
    and 6e, Part XII) for tax year(s) beginning before 2021?....................
    2a
     
    No
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year? ..............................
    3a
     
    No
    b
    If "Yes," did it have excess business holdings in 2021 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2021.) .....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2021? ..
    4b
     
    No
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 6
    Part VI-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? ..........
    5a(1)
     
    No
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive? ....................
    5a(2)
     
    No
    (3) Provide a grant to an individual for travel, study, or other similar purposes? .............
    5a(3)
     
    No
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions ........................
    5a(4)
     
    No
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals? .............
    5a(5)
     
    No
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ........
    5b
     
     
    c
    .........bullet
    d
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant? .................
    5d
     
     
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract? .............................
    6a
     
    No
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    7a
     
    No
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? .....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .........................
    8
     
    No
    Part VII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    US Bank NA Trustee
    1     		108,107    
    201 Jefferson
    Burlington,IA52601
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 7
    Part VII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part VIII-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part VIII-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 8
    Part IX
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    14,724,009
    b
    Average of monthly cash balances.......................
    1b
    154,267
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    14,878,276
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    14,878,276
    4
    Cash deemed held for charitable activities. Enter 1.5% (0.015) of line 3 (for greater amount, see
    instructions) .............................
    4
    223,174
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. .......
    5
    14,655,102
    6
    Minimum investment return. Enter 5% (0.05) of line 5................
    6
    732,755
    Part X
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part IX, line 6..................
    1
    732,755
    2a
    Tax on investment income for 2021 from Part V, line 5.......
    2a
    11,993
    b
    Income tax for 2021. (This does not include the tax from Part V.) ...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    11,993
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    720,762
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    720,762
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XII, line 1 ...
    7
    720,762
    Part XI
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
     
    b
    Program-related investments—total from Part VIII-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part XII, line 4.
    4
     
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 9
    Part XII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2020     		(c)
    2020     		(d)
    2021
    1 Distributable amount for 2021 from Part X, line 7 720,762
    2 Undistributed income, if any, as of the end of 2021:
    a Enter amount for 2020 only....... 665,334
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2021:
    a From 2016...... 0
    b From 2017...... 0
    c From 2018...... 0
    d From 2019...... 0
    e From 2020...... 0
    f Total of lines 3a through e ........ 0
    4Qualifying distributions for 2021 from Part
    XI, line 4: bullet$ 679,145
    a Applied to 2020, but not more than line 2a 665,334
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2021 distributable amount..... 13,811
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2021. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 0
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2021. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2022 ..........     		706,951
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2016 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9 Excess distributions carryover to 2022.
    Subtract lines 7 and 8 from line 6a ......     		0
    10 Analysis of line 9:
    a Excess from 2017.... 0
    b Excess from 2018.... 0
    c Excess from 2019.... 0
    d Excess from 2020.... 0
    e Excess from 2021.... 0
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 10
    Part XIII
    Private Operating Foundations (see instructions and Part VI-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2021, enter the date of the ruling ....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2021 (b) 2020 (c) 2019 (d) 2018
             
    b 85% (0.85) of line 2a .........          
    c Qualifying distributions from Part XI,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part IX, line 6 for each year listed ..     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XIV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 11
    Part XIV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    GREAT RIVER MEDICAL CENTER
    ATTN CORPORATE CONTROLLER
    1221 S GEAR AVE
    W BURLINGTON,IA526551679     		NONE PC GENERAL OPERATING 665,334
    Total .................................bullet 3a 665,334
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 12
    Part XV-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments ....          
    3 Interest on savings and temporary cash
    investments ...........     		         
    4 Dividends and interest from securities ....          
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income .....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 526,509  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue:
    aOTHER INCOME     		    1 67  
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e) ..   967,141  
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    967,141
    (See worksheet in line 13 instructions to verify calculations.)
    Part XV-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XV-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 13
    Part XVI
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2021)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description
    Schedule B
    (Form 990)
    Department of the Treasury
    Internal Revenue Service
    Schedule of Contributors

    Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
    Arrow Bullet Go to www.irs.gov/Form990 for the latest information.
    OMB No. 1545-0047
    2021
    Name of the organization
    F ALBERT KLEIN TRUST UNDER WILL
     
    Employer identification number

    42-0859994
    Organization type (check one):
    Filers of:
    Section:
    Form 990 or 990-EZ






    Form 990-PF




    Check if your organization is covered by the General Rule or a Special Rule.  
    Note: Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
    General Rule
    Special Rules
    ......... Arrow Bullet $  
    Caution: An organization that isn't covered by the General Rule and/or the Special Rules doesn't file Schedule B (Form 990,
    990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its Form 990-EZ
    or on its Form 990PF, Part I, line 2, to certify that it doesn't meet the filing requirements of Schedule B (Form 990,
    990-EZ, or 990-PF).
    For Paperwork Reduction Act Notice, see the Instructions
    for Form 990, 990-EZ, or 990-PF.
    Cat. No. 30613XSchedule B (Form 990) (2021)
    Schedule B (Form 990) (2021) Page 2
    Name of organization
    F ALBERT KLEIN TRUST UNDER WILL
          		Employer identification number
    42-0859994
    Part I
    Contributors
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    1
    Charles Florence Phelps Trust
    US Bank Trust Tax Dept
    PO Box 2043
    Milwaukee, WI532019668

    		$ 64,097


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990) (2021)
    Schedule B (Form 990) (2021)
    Page 3
    Name of organization
    F ALBERT KLEIN TRUST UNDER WILL
          		Employer identification number

    42-0859994
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    Schedule B (Form 990) (2021)
    Schedule B (Form 990) (2021)
    Page 4
    Name of organization
    F ALBERT KLEIN TRUST UNDER WILL
          		Employer identification number

    42-0859994
    Part III
    Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
    Use duplicate copies of Part III if additional space is needed.
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    Schedule B (Form 990) (2021)
    Additional Data


    Software ID:  
    Software Version:  

    TY 2021 AccountingFeesSchedule
    Name:
    F ALBERT KLEIN TRUST UNDER WILL
    EIN:
    42-0859994
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    TAX PREPARATION FEE (NON-ALLOC 1,500     1,500

    TY 2021 InvestmentsCorpBondsSchedule
    Name:
    F ALBERT KLEIN TRUST UNDER WILL
    EIN:
    42-0859994
    Name of Bond End of Year Book Value End of Year Fair Market Value
    670700400 NUVEEN PREFERRED SEC    
    87234N765 TCW EMERGING MARKETS    
    74440B884 PGIM TOTAL RETURN BO    
    258620103 DOUBLELINE TOTAL RET    
    861729101 STONE RIDGE REINSUR    
    31420B300 FEDERATED HERMES INS    
    72369L107 PIONEER ILS INTERVAL    
    74442J406 PGIM SHT DUR HIGH YL    
    277923728 EATON VANCE GLOBAL M    

    TY 2021 InvestmentsCorpStockSchedule
    Name:
    F ALBERT KLEIN TRUST UNDER WILL
    EIN:
    42-0859994
    Name of Stock End of Year Book Value End of Year Fair Market Value
    77956H849 T ROWE PRICE INTL VA    
    744320102 PRUDENTIAL FINANCIAL 154,683 205,712
    06828M876 BARON EMERGING MARKE    
    464288448 ISHARES INTERNATIONA    
    701769408 PARNASSUS CORE EQUIT    
    77957Y106 T ROWE PRICE MID CAP    
    018581108 ALLIANCE DATA SYSTEM    
    N53745100 LYONDELLBASELL INDUS 109,923 174,920
    641233200 NEUBERGER BERMAN GEN    
    149498107 CAUSEWAY EMERGING MA    
    01609W102 ALIBABA GROUP HOLDIN    
    277923751 PARAMETRIC EMERGING    
    315910620 FIDELITY INVT TR AD    
    14040H105 CAPITAL ONE FINANCIA 46,364 83,352
    779556109 ROWE T PRICE MID-CAP    
    14149Y108 CARDINAL HEALTH INC 215,082 148,970
    037833100 APPLE INC 32,717 259,768
    58155Q103 MCKESSON CORPORATION 82,695 195,726
    003021714 ABERDEEN FDS EMRGN    
    375558103 GILEAD SCIENCES INC 123,464 114,349
    11135F101 BROADCOM INC 100,775 230,760
    68389X105 ORACLE CORPORATION 23,108 34,935
    09062X103 BIOGEN, INC    
    958102105 WESTERN DIGITAL CORP 163,953 161,388
    59156R108 METLIFE INC 127,205 169,533
    02079K305 ALPHABET INC CL A 97,119 196,133
    14949P208 CAUSEWAY INTERNATL V    
    00287Y109 ABBVIE INC 154,787 321,636
    125523100 CIGNA CORP 33,196 52,704
    459200101 INTERNATIONAL BUSINE 154,288 176,488
    30303M102 FACEBOOK INC A 113,990 120,938
    559222401 MAGNA INTL INC CL 113,331 93,330
    110122108 BRISTOL MYERS SQUIBB 134,804 173,250
    172967424 CITIGROUP INC 186,204 154,067
    00206R102 ATT INC 125,132 117,376
    808513105 SCHWAB CHARLES CORP 58,014 78,975
    56585A102 MARATHON PETROLEUM C 91,400 230,188
    17275R102 CISCO SYSTEMS INC 130,418 119,392
    127097103 CABOT OIL GAS CORP C 173,630 263,058
    91913Y100 VALERO ENERGY CORP 57,292 148,792
    024835100 AMERICAN CAMPUS COMM 111,860 199,857
    15135B101 CENTENE CORP COM 47,657 84,610
    031162100 AMGEN INC 64,558 72,990
    747525103 QUALCOMM INC 163,142 153,288
    92556V106 VIATRIS INC 202,430 141,345
    58933Y105 MERCK AND CO INC 115,880 145,872
    68622V106 ORGANON CO    
    92343V104 VERIZON COMMUNICATIO 121,532 109,113
    717081103 PFIZER INC 90,390 141,561

    TY 2021 InvestmentsOtherSchedule2
    Name:
    F ALBERT KLEIN TRUST UNDER WILL
    EIN:
    42-0859994
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    87245P684 TIAA CREF CORE PLUS AT COST 425,781 396,372
    378690820 GLENMEDE SMALL CAP E AT COST 84,571 108,106
    00143W859 INVESCO DEVELOPING M AT COST 65,726 63,736
    87245P650 TIAA CREF SHORT TERM AT COST 509,859 495,699
    025076845 AMERICAN CENTURY SMA AT COST 275,000 364,815
    641224415 NEUBERGER BERMAN EME AT COST 157,160 134,524
    79471L602 SALIENT MLP ENERGY I AT COST 95,000 94,003
    922908512 VANGUARD MID CAP VAL AT COST 72,723 116,568
    46434VBK5 ISHARES IBONDS DEC 2      
    74254V273 PRINCIPAL GL R E SEC AT COST 150,000 129,196
    46138E743 INVESCO FTSE RAFI DE AT COST 84,342 89,550
    63873P817 LOOMIS SAYLES STRATE AT COST 152,472 139,656
    03463K406 ANGEL OAK MULTI STRA AT COST 610,000 560,142
    36381Y108 MONDRIAN INTERNATION AT COST 270,000 249,018
    500767736 QUADRATIC INTRST RT AT COST 185,315 177,380
    277923751 PARAMETRIC EMERGING AT COST 79,421 66,134
    56064L298 MAINSTAY CBRE GLOBAL AT COST 275,000 253,285
    861729101 STONE RIDGE REINSUR AT COST 200,000 178,162
    277923728 EATON VANCE GLOBAL M AT COST 134,206 121,501
    74440B884 PGIM TOTAL RETURN BO AT COST 366,262 315,590
    670700400 NUVEEN PREFERRED SEC AT COST 911,385 821,699
    258620103 DOUBLELINE TOTAL RET AT COST 797,617 695,695
    77956H849 T ROWE PRICE INTL VA AT COST 80,014 70,597
    74442J406 PGIM SHT DUR HIGH YL AT COST 220,326 190,240
    464288448 ISHARES INTERNATIONA AT COST 244,977 222,712
    06828M876 BARON EMERGING MARKE AT COST 276,978 344,688
    14949P208 CAUSEWAY INTERNATL V AT COST 131,899 120,110
    641233200 NEUBERGER BERMAN GEN AT COST 176,435 276,304
    701769408 PARNASSUS CORE EQUIT AT COST 101,580 133,754
    77957Y106 T ROWE PRICE MID CAP AT COST 432,099 456,666
    149498107 CAUSEWAY EMERGING MA AT COST 245,349 202,421
    003021714 ABERDEEN FDS EMRGN AT COST 56,616 51,106
    779556109 ROWE T PRICE MID-CAP AT COST 128,253 229,029
    31420B300 FEDERATED HERMES INS AT COST 227,012 196,665
    72369L107 PIONEER ILS INTERVAL AT COST 95,940 84,987

    TY 2021 LegalFeesSchedule
    Name:
    F ALBERT KLEIN TRUST UNDER WILL
    EIN:
    42-0859994
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    LEGAL FEES - INCOME (ALLOCABLE 1,500     1,500


    TY 2021 OtherIncomeSchedule2
    Name:
    F ALBERT KLEIN TRUST UNDER WILL
    EIN:
    42-0859994
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    OTHER INCOME 67 67  


    TY 2021 OtherIncreasesSchedule
    Name:
    F ALBERT KLEIN TRUST UNDER WILL
    EIN:
    42-0859994
    Description Amount
    COST BASIS ADJUSTMENT 397


    TY 2021 TaxesSchedule
    Name:
    F ALBERT KLEIN TRUST UNDER WILL
    EIN:
    42-0859994
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAXES 3,046 3,046   0
    FEDERAL TAX PAYMENT - PRIOR YE 2,948 0   0
    FEDERAL ESTIMATES - PRINCIPAL 8,900 0   0
    FOREIGN TAXES ON NONQUALIFIED 1,301 1,301   0