TY 2021 Form 990PF

Part II		Balance Sheets	Beginning of year	End of year
Part II		Balance Sheets	(a) Book Value	(b) Book Value	(c) Fair Market Value
	1	Cash—non-interest-bearing.............
	2	Savings and temporary cash investments.........	131,010	220,465	220,465
	3	Accounts receivable
		Less: allowance for doubtful accounts
	4	Pledges receivable
		Less: allowance for doubtful accounts
	5	Grants receivable.................
	6	Receivables due from officers, directors, trustees, and other
		disqualified persons (attach schedule) (see instructions).....
	7	Other notes and loans receivable (attach schedule)
		Less: allowance for doubtful accounts
	8	Inventories for sale or use..............
	9	Prepaid expenses and deferred charges..........
	10a	Investments—U.S. and state government obligations (attach schedule)
	b	Investments—corporate stock (attach schedule).......	1,596,888	1,712,238	2,105,863
	c	Investments—corporate bonds (attach schedule).......
	11	Investments—land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	12	Investments—mortgage loans.............
	13	Investments—other (attach schedule)..........
	14	Land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	15	Other assets (describe )
	16	Total assets (to be completed by all filers—see the
		instructions. Also, see page 1, item I)	1,727,898	1,932,703	2,326,328
	17	Accounts payable and accrued expenses..........
	18	Grants payable.................
	19	Deferred revenue.................
	20	Loans from officers, directors, trustees, and other disqualified persons
	21	Mortgages and other notes payable (attach schedule)......
	22	Other liabilities (describe )
	23	Total liabilities (add lines 17 through 22).........	0	0
		Foundations that follow FASB ASC 958, check here
		and complete lines 24, 25, 29 and 30.
	24	Net assets without donor restrictions...........
	25	Net assets with donor restrictions............
		Foundations that do not follow FASB ASC 958, check here
		and complete lines 26 through 30.
	26	Capital stock, trust principal, or current funds........	1,727,898	1,932,703
	27	Paid-in or capital surplus, or land, bldg., and equipment fund	0	0
	28	Retained earnings, accumulated income, endowment, or other funds	0	0
	29	Total net assets or fund balances (see instructions).....	1,727,898	1,932,703
	30	Total liabilities and net assets/fund balances (see instructions).	1,727,898	1,932,703

(a) List and describe the kind(s) of property sold (e.g., real estate, 2-story brick warehouse; or common stock, 200 shs. MLC Co.)		(b) How acquired P—Purchase D—Donation	(c) Date acquired (mo., day, yr.)	(d) Date sold (mo., day, yr.)
1 a	100 shs Abbott Laboratories		2013-10-16	2021-10-20
b	1,000 shs Huntington Bancshares		2018-12-04	2021-03-04
c	200 shs International Paper Co		2019-09-27	2021-03-04
d	2,500 shs Kayne Anderson Midstream		2019-11-22	2021-04-05
e	2,500 shs Kayne Anderson Midstream		2020-01-09	2021-05-19
	0.7272 shs Sylvamo Corporation		2019-09-27	2021-10-12
	72 shs Sylvamo Corporation		2020-04-22	2021-10-15
	50,000 shs Adolor Corp Escrow		2011-12-07	2021-05-06
	2,500 shs Barclays PLC		2016-07-05	2021-01-12
	4,000 shs JP Morgan Chase		2015-07-15	2021-06-01
	500 shs Kinder Morgan		2017-11-29	2021-03-05
	40 shs Kyndryl Holdings		2020-11-19	2021-11-08
	60 shs Kyndryl Holdings		2020-09-11	2021-11-08
	2,000 shs Sibanye Stillwater		2021-04-12	2021-08-09
	Capital Gains Dividends	P

(e) Gross sales price	(f) Depreciation allowed (or allowable)	(h) Gain or (loss) (e) plus (f) minus (g)
a	11,722	3,512	8,210
b	15,920	13,720	2,200
c	10,422	8,360	2,062
d	16,787	24,003	-7,216
e	17,625	25,993	-8,368
	20	18	2
	1,992	1,641	351
			0
	20,650	29,229	-8,579
	100,000	100,248	-248
	7,712	7,462	250
	1,120	967	153
	1,680	1,558	122
	34,222	37,580	-3,358
	3,456		3,456

2	Capital gain net income or (net capital loss)	If gain, also enter in Part I, line 7 If (loss), enter -0- in Part I, line 7	2	-10,963
3	Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
	If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0- in Part I, line 8 ...................	3

1a	Exempt operating foundations described in section 4940(d)(2), check here and enter “N/A" on line 1.
	Date of ruling or determination letter: (attach copy of letter if necessary–see instructions)
b	All other domestic foundations enter 1.39% (0.0139) of line 27b. Exempt foreign organizations enter 4% (0.04) of Part I, line 12, col. (b)
2	Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	2	0
3	Add lines 1 and 2...........................	3	470
4	Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	4	0
5	Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- .....	5	470
6	Credits/Payments:

a	2021 estimated tax payments and 2020 overpayment credited to 2021	6a	1,154
b	Exempt foreign organizations—tax withheld at source......	6b	0
c	Tax paid with application for extension of time to file (Form 8868)...	6c	0
d	Backup withholding erroneously withheld ...........	6d	0

7	Total credits and payments. Add lines 6a through 6d..............	7	1,154
8	Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached.	8	0
9	Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......	9
10	Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...	10	684
11	Enter the amount of line 10 to be: Credited to 2022 estimated tax684	Refunded	11	0

(a) Name and address	(b) Title, and average hours per week devoted to position	(c) Compensation (If not paid, enter -0-)	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
Peter Coolidge	Trustee 1.00	0	0	0
Sullivan Cromwell LLP 125 Broad Street New York,NY10004

		(a) Corpus	(b) Years prior to 2020	(c) 2020	(d) 2021
1 Distributable amount for 2021 from Part X, line 7					105,254
2 Undistributed income, if any, as of the end of 2021:
a Enter amount for 2020 only.......				0
b Total for prior years:20, 20, 20			0
3 Excess distributions carryover, if any, to 2021:
a From 2016......	423,306
b From 2017......	476,088
c From 2018......	396,298
d From 2019......	240,138
e From 2020......	154,801
f Total of lines 3a through e ........		1,690,631
4Qualifying distributions for 2021 from Part
XI, line 4: $ 210,260
a Applied to 2020, but not more than line 2a				0
b Applied to undistributed income of prior years (Election required—see instructions).....			0
c Treated as distributions out of corpus (Election required—see instructions)........		0
d Applied to 2021 distributable amount.....					105,254
e Remaining amount distributed out of corpus		105,006
5 Excess distributions carryover applied to 2021.		0			0
(If an amount appears in column (d), the same amount must be shown in column (a).)
6Enter the net total of each column as indicated below:
a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5		1,795,637
b Prior years’ undistributed income. Subtract line 4b from line 2b ..........			0
c Enter the amount of prior years’ undistributed income for which a notice of deficiency has been issued, or on which the section 4942(a) tax has been previously assessed......			0
d Subtract line 6c from line 6b. Taxable amount —see instructions ...........			0
e Undistributed income for 2019. Subtract line 4a from line 2a. Taxable amount—see instructions .............				0
f Undistributed income for 2021. Subtract lines 4d and 5 from line 1. This amount must be distributed in 2022 ..........					0
7 Amounts treated as distributions out of corpus to satisfy requirements imposed by section 170(b)(1)(F) or 4942(g)(3) (Election may be required - see instructions) .......		0
8 Excess distributions carryover from 2016 not applied on line 5 or line 7 (see instructions) ...		423,306
9 Excess distributions carryover to 2022. Subtract lines 7 and 8 from line 6a ......		1,372,331
10 Analysis of line 9:
a Excess from 2017....	476,088
b Excess from 2018....	396,298
c Excess from 2019....	240,138
d Excess from 2020....	154,801
e Excess from 2021....	105,006

2a Enter the lesser of the adjusted net income from Part I or the minimum investment return from Part X for each year listed ..........	Tax year	Prior 3 years			(e) Total
	(a) 2021	(b) 2020	(c) 2019	(d) 2018	(e) Total

b 85% (0.85) of line 2a .........
c Qualifying distributions from Part XI, line 4 for each year listed .....
d Amounts included in line 2c not used directly for active conduct of exempt activities ..........
e Qualifying distributions made directly for active conduct of exempt activities. Subtract line 2d from line 2c ....
3 Complete 3a, b, or c for the alternative test relied upon:
a “Assets" alternative test—enter:
(1) Value of all assets ......
(2) Value of assets qualifying under section 4942(j)(3)(B)(i)
b “Endowment" alternative test— enter 2/3 of minimum investment return shown in Part IX, line 6 for each year listed ..
c “Support" alternative test—enter:
(1) Total support other than gross investment income (interest, dividends, rents, payments on securities loans (section 512(a)(5)), or royalties) ....
(2) Support from general public and 5 or more exempt organizations as provided in section 4942(j)(3)(B)(iii)....
(3) Largest amount of support from an exempt organization
(4) Gross investment income

3 Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient	If recipient is an individual, show any relationship to any foundation manager or substantial contributor	Foundation status of recipient	Purpose of grant or contribution	Amount
Name and address (home or business)		Foundation status of recipient	Purpose of grant or contribution	Amount
aPaid during the year
American Friends of Versailles 1400 North Lake Shore Drive Suite 8E Chicago,IL60610		Public Charity	Charitable Purposes	7,500
The American University of Rome PO Box 841229 Dallas,TX75284		Public Charity	Charitable Purposes	7,500
The Brearley School 610 East 83rd Street New York,NY10028		Public Charity	Charitable Purposes	250
CAF America 225 Reinekers Lane Suite 375 Alexandria,VA22314		Public Charity	Charitable Purposes	40,000
Chapin School 100 East End Avenue New York,NY10028		Public Charity	Charitable Purposes	1,000
Dartmouth College 6066 Development Office Hanover,NH03755		Public Charity	Charitable Purposes	1,000
Fishers Island Conservancy PO Box 553 Fishers Island,NY06390		Public Charity	Charitable Purposes	500
Fishers Island Fire Department PO Box 123 Fishers Island,NY06390		Public Charity	Charitable Purposes	250
Fishers Island Library Association PO Box 366 Fishers Island,NY06390		Public Charity	Charitable Purposes	250
Fishers Island Union Chapel PO Box 192 Fishers Island,NY06390		Public Charity	Charitable Purposes	250
Harvard Business School Teele Hall Soldiers Field Boston,MA02163		Public Charity	Charitable Purposes	5,000
Harvard College 124 Mount Auburn Street Cambridge,MA02138		Public Charity	Charitable Purposes	25,000
Henry L Ferguson Museum PO Box 554 Fishers Island,NY06390		Public Charity	Charitable Purposes	10,000
Holderness School PO Box 1879 Plymouth,NH03264		Public Charity	Charitable Purposes	1,000
Island Community Center Box 464 Fishers Island,NY06390		Public Charity	Charitable Purposes	500
Island Health Project PO Box 344 Fishers Island,NY06390		Public Charity	Charitable Purposes	2,500
Island People's Project PO Box 523 Fishers Island,NY06390		Public Charity	Charitable Purposes	250
Lakes Region Community Services PO Box 509 Laconia,NH03247		Public Charity	Charitable Purposes	1,000
The Lighthouse Works PO Box 385 Fishers Island,NY06390		Public Charity	Charitable Purposes	500
Radcliffe Institute for Advanced Study Harvard University 10 Garden Street Cambridge,MA02138		Public Charity	Charitable Purposes	25,000
Rare Book School University of Virginia PO Box 400103 Charlottesville,VA22904		Public Charity	Charitable Purposes	10,000
Rising Phoenix Conservation Inc 21 Wolfback Ridge Road Sausalito,CA94965		Public Charity	Charitable Purposes	10,000
Speare Memorial Hospital 16 Hospital Road Plymouth,NH03264		Public Charity	Charitable Purposes	2,500
Squam Lakes Association 534 US Route 3 Holderness,NH03245		Public Charity	Charitable Purposes	1,000
The Squam Lakes Conservation Society PO Box 696 Holderness,NH03245		Public Charity	Charitable Purposes	1,000
Squam Lakes Natural Science Center PO Box 173 Holderness,NH03245		Public Charity	Charitable Purposes	1,000
St Bernard's School 4 East 98th Street New York,NY10029		Public Charity	Charitable Purposes	2,000
Thomas Jefferson Foundation PO Box 316 Charlottesville,VA22902		Public Charity	Charitable Purposes	45,000
Ubuntu Education Fund 32 Broadway Suite 414 New York,NY10004		Public Charity	Charitable Purposes	2,500
Walsh Park PO Box 684 Fishers Island,NY06390		Public Charity	Charitable Purposes	1,000
Wheaton College 26 East Main Street Norton,MA02766		Public Charity	Charitable Purposes	1,000
Total ................................. 3a				206,250

	Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)	(a) Revenue and expenses per books		(b) Net investment income	(d) Disbursements for charitable purposes (cash basis only)


1	Contributions, gifts, grants, etc., received (attach schedule)	383,628
2	Check .............
3	Interest on savings and temporary cash investments	25		25
4	Dividends and interest from securities...	55,626		55,626
5a	Gross rents............
b	Net rental income or (loss)
6a	Net gain or (loss) from sale of assets not on line 10		-9,463
b	Gross sales price for all assets on line 6a 243,328
7	Capital gain net income (from Part IV, line 2)...			0
8	Net short-term capital gain.........
9	Income modifications...........
10a	Gross sales less returns and allowances
b	Less: Cost of goods sold....
c	Gross profit or (loss) (attach schedule).....
11	Other income (attach schedule).......		7,096	0
12	Total. Add lines 1 through 11........	436,912		55,651
13	Compensation of officers, directors, trustees, etc.	0		0	0
14	Other employee salaries and wages......
15	Pension plans, employee benefits.......
16a	Legal fees (attach schedule).........		9,000	5,400	3,600
b	Accounting fees (attach schedule).......
c	Other professional fees (attach schedule)....
17	Interest...............
18	Taxes (attach schedule) (see instructions)...		774	774	0
19	Depreciation (attach schedule) and depletion...
20	Occupancy..............
21	Travel, conferences, and meetings.......
22	Printing and publications..........
23	Other expenses (attach schedule).......		16,081	15,651	410
24	Total operating and administrative expenses.
	Add lines 13 through 23..........	25,855		21,825	4,010
25	Contributions, gifts, grants paid.......	206,250			206,250
26	Total expenses and disbursements. Add lines 24 and 25	232,105		21,825	210,260
27	Subtract line 26 from line 12:
a	Excess of revenue over expenses and disbursements	204,807
b	Net investment income (if negative, enter -0-)			33,826
c	Adjusted net income (if negative, enter -0-)...

3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a) Name and address of each person paid more than $50,000	(b) Type of service	(c) Compensation
NONE

Enter gross amounts unless otherwise indicated.	Unrelated business income		Excluded by section 512, 513, or 514		(e) Related or exempt function income (See instructions.)
1Program service revenue:	(a) Business code	(b) Amount	(c) Exclusion code	(d) Amount	(e) Related or exempt function income (See instructions.)
a
b
c
d
e
f
gFees and contracts from government agencies
2 Membership dues and assessments ....
3 Interest on savings and temporary cash investments ...........			14	25
4 Dividends and interest from securities ....
5 Net rental income or (loss) from real estate:
aDebt-financed property......
bNot debt-financed property.....
6 Net rental income or (loss) from personal property
7 Other investment income .....
8 Gain or (loss) from sales of assets other than inventory ............			18	-9,463
9 Net income or (loss) from special events:
10 Gross profit or (loss) from sales of inventory
11 Other revenue: a
b
c
d
e
12 Subtotal. Add columns (b), (d), and (e) ..		0		53,284	0

(a) Line No.	(b) Amount involved	(c) Name of noncharitable exempt organization	(d) Description of transfers, transactions, and sharing arrangements

Paid Preparer Use Only	Print/Type preparer's name	Preparer's Signature	Date	Check if self- employed	PTIN
	Firm's name				Firm's EIN
	Firm's address				Phone no.

Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69			(l) Gains (Col. (h) gain minus col. (k), but not less than -0-) or Losses (from col.(h))
(i) F.M.V. as of 12/31/69	(j) Adjusted basis as of 12/31/69	(k) Excess of col. (i) over col. (j), if any
a			8,210
b			2,200
c			2,062
d			-7,216
e			-8,368
			2
			351
			0
			-8,579
			-248
			250
			153
			122
			-3,358
			3,456


(a) Name and address of each employee paid more than $50,000	(b) Title, and average hours per week devoted to position	(c) Compensation	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
NONE









Total number of other employees paid over $50,000...................				0

bApproved for future payment

Total ................................. 3b				0

Name of organization The Duke of Omnium Fund

Part I Contributors	Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
1	Trust uArticle SIXTH owo Albert H Gordon Sullivan Cromwell LLP 125 Broad St New York, NY10004	$ 383,628	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
Schedule B (Form 990) (2021)

Name of organization The Duke of Omnium Fund		Employer identification number 13-3740798

Part II	Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
Schedule B (Form 990) (2021)


Name of organization The Duke of Omnium Fund			Employer identification number 13-3740798
Part III Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) $ Use duplicate copies of Part III if additional space is needed.

Name of Stock	End of Year Book Value	End of Year Fair Market Value
Abbott Laboratories	11,116	42,222
AEGON NV ADR	63,877	74,100
Amgen Inc.	35,105	44,994
AT&T Inc.	75,942	61,500
Barclays PLC ADR	93,745	103,500
BP PLC Sponsored ADR	89,129	79,890
Chevron Corporation	55,639	58,675
CVS Health Corporation	47,454	82,528
General Mills Inc.	21,750	33,690
Greif Inc. Class B	43,525	59,780
Huntington Bancshares Inc.	37,515	46,260
International Business Machines Corp.	57,276	66,830
International Paper Company	29,842	37,584
JPMorgan Chase & Co. Depository Shares	130,537	130,550
Kayne Anderson Midstream Energy Fund	60,338	71,900
Kinder Morgan Inc.	42,137	39,650
PotlatchDeltic Corporation REIT	41,442	48,176
Rocky Brands Inc.	35,733	49,750
Sibanye Stillwater Limited Sponsored ADR	32,247	31,350
iShares trust Russell 2000 ETF	66,752	66,735
iShares Trust Select Dividend ETF	55,875	110,331
SPDR DoubleLine Total Return Tactical ETF	211,745	203,562
SPDR S&P 500 ETF	128,751	308,724
Vanguard Bond Index Fund Total Bond Market ETF	169,347	169,500
Vanguard International Equity Index Funds MSCI	75,419	84,082

Description	Revenue and Expenses per Books	Net Investment Income	Disbursements for Charitable Purposes
Deltec Asset Management - investment management fees	8,415	8,415	0
Deltec Asset Management - wire transfer fees	20	0	0
New York Law Journal - foundation publishing fee	160	0	160
New York State Department of Law - filing fee	250	0	250
Raymond James - investment management fees	7,236	7,236	0

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