Form990-PF


Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0047
2021
Open to Public Inspection
For calendar year 2021, or tax year beginning 01-01-2021 , and ending 12-31-2021
Name of foundation
THE MAURICE SENDAK FOUNDATION INC
 
Number and street (or P.O. box number if mail is not delivered to street address)200 CHESTNUT HILL RD
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
RIDGEFIELD, CT06877
A Employer identification number

13-3807627
B Telephone number (see instructions)

(203) 438-9224
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$58,320,899J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 6,839
2 Check bullet.............
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities... 728,777 728,777  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 427,986
b Gross sales price for all assets on line 6a 4,798,104
7 Capital gain net income (from Part IV, line 2)... 427,986
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 2,497,162 2,497,162  
12 Total. Add lines 1 through 11........ 3,660,764 3,653,925  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 199,255 0   99,628
14 Other employee salaries and wages...... 242,791 0   121,396
15 Pension plans, employee benefits....... 122,967 0   61,483
16a Legal fees (attach schedule)......... Click to see attachment 104,635 52,318   52,318
b Accounting fees (attach schedule)....... Click to see attachment 49,421 24,711   24,711
c Other professional fees (attach schedule).... Click to see attachment 210,967 210,967   0
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment 35,000 0   0
19 Depreciation (attach schedule) and depletion... Click to see attachment 143,029 0  
20 Occupancy.............. 167,025 0   167,025
21 Travel, conferences, and meetings....... 5,048 0   5,048
22 Printing and publications.......... 1,807 0   1,807
23 Other expenses (attach schedule)....... Click to see attachment 388,196 0   388,196
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 1,670,141 287,996   921,612
25 Contributions, gifts, grants paid....... 430,783 430,783
26 Total expenses and disbursements. Add lines 24 and 25 2,100,924 287,996   1,352,395
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 1,559,840
b Net investment income (if negative, enter -0-) 3,365,929
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2021)
Form 990-PF (2021)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 165,779 434,188 434,188
2 Savings and temporary cash investments.........      
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)....... 12,204,031 Click to see attachment13,347,675 15,079,536
c Investments—corporate bonds (attach schedule).......      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 33,703 Click to see attachment280,489 275,239
14 Land, buildings, and equipment: basis bullet3,079,334
Less: accumulated depreciation (attach schedule) bullet691,095 2,484,509 Click to see attachment2,388,239 2,388,239
15 Other assets (describe bullet) Click to see attachment40,143,697 Click to see attachment40,143,697 Click to see attachment40,143,697
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 55,031,719 56,594,288 58,320,899
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet) Click to see attachment3,377 Click to see attachment6,106
23 Total liabilities (add lines 17 through 22)......... 3,377 6,106
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions........... 55,028,342 56,588,182
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........    
27 Paid-in or capital surplus, or land, bldg., and equipment fund    
28 Retained earnings, accumulated income, endowment, or other funds    
29 Total net assets or fund balances (see instructions)..... 55,028,342 56,588,182
30 Total liabilities and net assets/fund balances (see instructions). 55,031,719 56,594,288
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
55,028,342
2
Enter amount from Part I, line 27a .....................
2
1,559,840
3
Other increases not included in line 2 (itemize) bullet
3
0
4
Add lines 1, 2, and 3 ..........................
4
56,588,182
5
Decreases not included in line 2 (itemize) bullet
5
0
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
56,588,182
Form 990-PF (2021)
Form 990-PF (2021)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a MS 046883 SHORT TERM TRANSACTIONS P   2021-12-31
b MS 046883 LONG TERM TRANSACTIONS P   2021-12-31
c MS 046895 SHORT TERM TRANSACTIONS P   2021-12-31
d MS 046895 LONG TERM TRANSACTIONS P   2021-12-31
e MS 059146 SHORT TERM TRANSACTIONS P   2021-12-31
MS 059146 LONG TERM TRANSACTIONS P   2021-12-31
MS 059146 UNDETERMINED TRANSACTIONS P   2021-12-31
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 572,464   473,687 98,777
b 926,161   783,520 142,641
c 64,294   51,510 12,784
d 552,476   450,067 102,409
e 746,289   753,608 -7,319
1,364,310   1,371,642 -7,332
572,110   486,084 86,026
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       98,777
b       142,641
c       12,784
d       102,409
e       -7,319
      -7,332
      86,026
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 427,986
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Form 990-PF (2021)
Form 990-PF (2021)
Page 4
Part V
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b All other domestic foundations enter 1.39% (0.0139) of line 27b. Exempt foreign organizations enter 4% (0.04) of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 46,786
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 46,786
6 Credits/Payments:
a 2021 estimated tax payments and 2020 overpayment credited to 2021 6a 24,112
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c 52,000
d Backup withholding erroneously withheld ........... 6d 0
7 Total credits and payments. Add lines 6a through 6d.............. 7 76,112
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. Click to see attachment 8 392
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 28,934
11 Enter the amount of line 10 to be: Credited to 2022 estimated taxBullet28,934 RefundedBullet 11 0
Part VI-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?.........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XIV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletCT, DE
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2021 or the taxable year beginning in 2021? See the instructions for Part XIII.
    If "Yes," complete Part XIII .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 5
    Part VI-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletSENDAKFOUNDATION.ORG
    14
    The books are in care ofbulletTHE MAURICE SENDAK FOUNDATION Telephone no.bullet (203) 438-9224

    Located atbullet200 CHESTNUT HILL RDRIDGEFIELDCT ZIP+4bullet06877
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2021, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VI-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person? ...........
    1a(1)
     
    No
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person? ..............................
    1a(2)
     
    No
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? ...........
    1a(3)
     
    No
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? ............
    1a(4)
    Yes
     
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)? ......................
    1a(5)
     
    No
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.) ...............
    1a(6)
     
    No
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ..........
    1b
     
    No
    c
    ........bullet
    d
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2021? .............
    1d
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2021, did the foundation have any undistributed income (lines 6d
    and 6e, Part XII) for tax year(s) beginning before 2021?....................
    2a
     
    No
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year? ..............................
    3a
     
    No
    b
    If "Yes," did it have excess business holdings in 2021 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2021.) .....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2021? ..
    4b
     
    No
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 6
    Part VI-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? ..........
    5a(1)
     
    No
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive? ....................
    5a(2)
     
    No
    (3) Provide a grant to an individual for travel, study, or other similar purposes? .............
    5a(3)
     
    No
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions ........................
    5a(4)
     
    No
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals? .............
    5a(5)
     
    No
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ........
    5b
     
     
    c
    .........bullet
    d
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant? .................
    5d
     
     
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract? .............................
    6a
     
    No
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    7a
     
    No
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? .....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .........................
    8
     
    No
    Part VII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    AARON COHEN DIRECTOR
    1.00     		0 0 0
    C/O THE MAURICE SENDAK FDN INC 200
    CHESTNUT HILL ROAD
    RIDGEFIELD,CT06877
    MICHAEL DI CAPUA DIRECTOR
    1.00     		0 0 0
    C/O THE MAURICE SENDAK FDN INC 200
    CHESTNUT HILL ROAD
    RIDGEFIELD,CT06877
    JOSH SIEGEL DIRECTOR
    1.00     		0 0 0
    C/O THE MAURICE SENDAK FDN INC 200
    CHESTNUT HILL ROAD
    RIDGEFIELD,CT06877
    DONA ANN MCADAMS DIRECTOR/SECRETARY
    1.00     		0 0 0
    C/O THE MAURICE SENDAK FDN INC 200
    CHESTNUT HILL ROAD
    RIDGEFIELD,CT06877
    LYNN CAPONERA PRESIDENT/TREASURER/DIRECT
    45.00     		199,255 30,178 0
    C/O THE MAURICE SENDAK FDN INC 200
    CHESTNUT HILL ROAD
    RIDGEFIELD,CT06877
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    JONATHAN WEINBERG CURATOR
    40.00     		91,382 0 0
    251 GREENE ST
    NEW HAVEN,CT06511
    MELANIE MORGAN ADMINISTRATOR
    40.00     		50,248 0 0
    201A SPRING VALLEY RD
    RIDGEFIELD,CT06877
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 7
    Part VII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NIGHT KITCHEN STUDIOS LLC FILM & STUDIO 154,168
    106 SCOTCH HILL RD
    CAMBRIDGE,NY12816
    THE WYLIE AGENCY LLC LITERARY AGENCY 101,612
    250 WEST 57TH STREET SUITE 2114
    NEW YORK,NY10107
    SIMPSON THACHER AND BARTLETT LEGAL 56,156
    425 LEXINGTON AVENUE
    NEW YORK,NY10017
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part VIII-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1 THE MAURICE SENDAK FOUNDATION IS DEVOTED TO PROMOTING GREATER PUBLIC INTEREST IN AND THE UNDERSTANDING OF THE LITERARY, VISUAL,AND PERFORMING ARTS. DURING 2018, THIS GOAL WAS MET BY COMPLETING WORK ON THE SENDAK HOUSE AND ARCHIVE. THE ARCHIVE CONTAINS ILLUSTRATIONS, MANUSCRIPTS AND RELATED MATERIALS THAT REPRESENT A WIDE RANGE OF SENDAK'S VISUAL CREATIVE OUTPUT. IT ALSO HOUSES SENDAK'S ART COLLECTION. DURING 2019, THE PRESIDENT OF THE MAURICE SENDAK FOUNDATION, LYNN CAPONERA DID APPROVE AN OVERALL INVENTORY OF THE ART AND OBJECTS IN THE SENDAK HOME. IN ADDITION, MAURICE SENDAK'S EARLY PAINTINGS, WHICH WERE NOT WELL-MAINTAINED DURING HIS LIFETIME, ARE UNDERGOING EFFORTS TO CONSERVE AND STABILIZE HIS EARLY WORKS OF ART. A CATALOGUING OF SENDAK'S COLLECTION OF BOOKS IS ALSO ONGOING. ALL OF THESE EFFORTS ARE MEANT TO IMPROVE THE SENDAK HOUSE & ARCHIVE IN TIME FOR ITS SCHEDULED OPENING IN MID-2022.IT WILL BE A RESOURCE AND RESEARCH CENTER FOR SCHOLARS,ARTISTS,AND TO THE GENERAL PUBLIC. 921,611
    2  
    3  
    4  
    Part VIII-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 8
    Part IX
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    14,768,153
    b
    Average of monthly cash balances.......................
    1b
    364,080
    c
    Fair market value of all other assets (see instructions)................
    1c
    327,209
    d
    Total (add lines 1a, b, and c).........................
    1d
    15,459,442
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    15,459,442
    4
    Cash deemed held for charitable activities. Enter 1.5% (0.015) of line 3 (for greater amount, see
    instructions) .............................
    4
    231,892
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. .......
    5
    15,227,550
    6
    Minimum investment return. Enter 5% (0.05) of line 5................
    6
    761,378
    Part X
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part IX, line 6..................
    1
    761,378
    2a
    Tax on investment income for 2021 from Part V, line 5.......
    2a
    46,786
    b
    Income tax for 2021. (This does not include the tax from Part V.) ...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    46,786
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    714,592
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    714,592
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XII, line 1 ...
    7
    714,592
    Part XI
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
     
    b
    Program-related investments—total from Part VIII-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part XII, line 4.
    4
     
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 9
    Part XII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2020     		(c)
    2020     		(d)
    2021
    1 Distributable amount for 2021 from Part X, line 7 714,592
    2 Undistributed income, if any, as of the end of 2021:
    a Enter amount for 2020 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2021:
    a From 2016...... 744,257
    b From 2017...... 1,198,046
    c From 2018...... 1,191,948
    d From 2019...... 601,904
    e From 2020...... 779,595
    f Total of lines 3a through e ........ 4,515,750
    4Qualifying distributions for 2021 from Part
    XI, line 4: bullet$ 1,352,395
    a Applied to 2020, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2021 distributable amount..... 714,592
    e Remaining amount distributed out of corpus 637,803
    5 Excess distributions carryover applied to 2021. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 5,153,553
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2021. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2022 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2016 not
    applied on line 5 or line 7 (see instructions) ...     		744,257
    9 Excess distributions carryover to 2022.
    Subtract lines 7 and 8 from line 6a ......     		4,409,296
    10 Analysis of line 9:
    a Excess from 2017.... 1,198,046
    b Excess from 2018.... 1,191,948
    c Excess from 2019.... 601,904
    d Excess from 2020.... 779,595
    e Excess from 2021.... 637,803
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 10
    Part XIII
    Private Operating Foundations (see instructions and Part VI-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2021, enter the date of the ruling ....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2021 (b) 2020 (c) 2019 (d) 2018
             
    b 85% (0.85) of line 2a .........          
    c Qualifying distributions from Part XI,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part IX, line 6 for each year listed ..     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XIV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 11
    Part XIV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    ARTISTS' FELLOWSHIP INC
    47 5TH AVE
    NEW YORK,NY10003     		  501(C)3 TO FINANCIALLY ASSIST PROFESSIONAL VISUAL ARTISTS AND THEIR FAMILIES IN TIMES OF COVID 275
    THE GOOD DOG FOUNDATION
    465 SPRINGFIELD AVE
    BERKELEY HEIGHTS,NJ07922     		  501(C)3 TO PROVIDE THERAPY DOG SERVICES TO PEOPLE IN NEED IN HEALTH CARE, SOCIAL SERVICE, EDUCATIONAL AND COMMUNITY FACILITIES IN NEW YORK 75,000
    THE UCONN FOUNDATION INC ATTN DATA SERVICES
    2390 ALUMNI DR 3206
    STORRS,CT06269     		  501(C)3 TO PROMOTE THE EDUCATIONAL, SCIENTIFIC, CULTURAL, RESEARCH, AND RECREATIONAL OBJECTIVES OF THE UNIVERSITY OF CONNECTICUT 161,508
    AFTER SCHOOL ARTS PROGRAM ASAP
    PO BOX 15
    WASHINGTON DEPOT,CT06794     		  501(C)3 TO PROVIDE ARTS PROGRAM FOR STUDENTS 12,500
    COMFORT FOOD COMMUNITY
    135 MAIN ST
    GREENWICH,NY12834     		  501(C)3 TO END HUNGER, SUPPORT LOCAL FARMS AND BUILD HEALTHY COMMUNITIES 75,000
    PERFORMANCE SPACE
    150 1ST AVENUE 4TH FLOOR
    NEW YORK,NY10009     		  501(C)3 TO CREATE ACCESS POINTS FOR EMERGING AND UNDERSERVED ARTISTS 10,000
    ST MARY'S CONVENT
    242 CLOISTER WAY
    GREENWICH,NY12834     		  501(C)3 TO PROVIDE FINANCIAL SUPPORT FOR ST. MARY'S SUMMER PROGRAM 2,500
    COLUMBUS MUSEUM OF ART
    480 E BROAD ST
    COLUMBUS,OH43215     		  501(C)3 TO STIMULATE CREATIVITY, AND ECONOMIC AND CULTURAL GROWTH IN THE COLUMBUS COMMUNITY 50,000
    CONSERVANCY OF RIDGEFIELD
    PO BOX 32
    RIDGEFIELD,CT06877     		  501(C)3 TO ENCOURAGE LAND CONSERVATION IN RIDGEFIELD 30,000
    CORPORATION OF YADDO
    312 UNION AVENUE
    SARATOGA SPRINGS,NY12866     		  501(C)3 TO FURTHER THE CREATIVE PROCESS BY PROVIDING AN OPPORTUNITY FOR ARTISTS TO WORK WITHOUT INTERRUPTION IN A SUPPORTIVE ENVIRONMENT 11,000
    HISTORIC SALEM COURTHOUSE PRESERVATION ASSOCIATION
    PO BOX 140
    SALEM,NY12865     		  501(C)3 TO PROVIDE FINANCIAL SUPPORT TO RUN A FIVE WEEK SUMMER THEATER CAMP 3,000
    Total .................................bullet 3a 430,783
    bApproved for future payment
    Total .................................bullet 3b 0
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 12
    Part XV-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments ....          
    3 Interest on savings and temporary cash
    investments ...........     		         
    4 Dividends and interest from securities ....          
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income .....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 427,986  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e) .. 0 3,653,925 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    3,653,925
    (See worksheet in line 13 instructions to verify calculations.)
    Part XV-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XV-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 13
    Part XVI
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2021)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2021 AccountingFeesSchedule
    Name:
    THE MAURICE SENDAK FOUNDATION INC
    EIN:
    13-3807627
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ACCOUNTING FEES 49,421 24,711   24,711

    Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

    TY 2021 DepreciationSchedule
    Name:
    THE MAURICE SENDAK FOUNDATION INC
    EIN:
    13-3807627
    Description of Property Date Acquired Cost or Other Basis Prior Years' Depreciation Computation Method Rate /
    Life (# of years)    		 Current Year's Depreciation Expense Net Investment Income Adjusted Net Income Cost of Goods Sold Not Included
    LAND 2013-07-12 300,000   L   0 0    
    200 CHESTNUT HILL 2013-07-12 1,200,000 281,804 SL 27.500000000000 43,636 0    
    COMPUTERS 2014-01-01 8,306 8,306 200DB 5.000000000000 0 0    
    COMPUTERS 2015-02-01 2,193 2,193 200DB 5.000000000000 0 0    
    OFFICE FURNITURE 2015-03-01 4,907 4,250 200DB 7.000000000000 438 0    
    COMPUTERS 2016-04-01 2,367 2,230 200DB 5.000000000000 137 0    
    FURN & FIXTURES 2017-01-01 5,863 4,850 200DB 5.000000000000 675 0    
    OFFICE FURNITURE 2017-01-01 2,604 1,862 200DB 7.000000000000 233 0    
    ARCHIVE ADDITION 2018-03-15 1,406,550 142,786 SL 27.500000000000 51,147 0    
    OFFICE FURNITURE 2019-12-30 18,206 18,206 200DB 7.000000000000 0 0    
    OFFICE FURNITURE 2020-12-01 6,300   SL 7.000000000000 0 0    
    GARAGE RENOVATIONS 2020-12-30 75,275   150DB 15.000000000000 0 0    
    IMPROVEMENTS 2021-10-15 46,763   SL 15.000000000000 46,763 0    

    TY 2021 InvestmentsCorpStockSchedule
    Name:
    THE MAURICE SENDAK FOUNDATION INC
    EIN:
    13-3807627
    Name of Stock End of Year Book Value End of Year Fair Market Value
    ABBVIE INC COM (ABV) 57,747 72,981
    ISHARES US ENERGY ETF (IYE) 166,777 187,041
    ISHARES US BASIC MATERIALS ETF (IYM) 47,654 69,404
    ISHARES U.S. HEALTHCARE ETF (IYH) 208,205 276,040
    ISHARES S&P MID-CAP 400 V ETF (IJJ) 195,266 252,682
    ISHARES RUSSELL MIDCAP G ETF (IWP) 192,649 269,269
    ISHARES RUSSELL 2000 VALUE ETF (IWN) 247,927 323,798
    ISHARES RUSSELL 2000 GRWTH ETF (IWO) 247,240 319,131
    ISHARES MSCI EMERGING MKTS ETF (EEM) 129,815 155,050
    FIRST TRUST DEVELP MKT EX-US (FDT) 273,363 300,388
    FIRST TR VALU. LN DIV IDX (FVD) 202,123 236,074
    UNIT FIRST TRSUT S&P DIVIDEND ARISTOCRATS TARGET 25 4Q20 116,467 156,078
    ISHARES US FINANCIALS ETF (IYF) 382,172 465,959
    GUGGENHEIM LIMITED DURATION A (GILDX) 249,793 253,939
    E V ADV FLOATING RATE C (ECFAX) 110,739 113,030
    E V ADV FLOATING RATE A (EAFAX) 149,859 149,221
    DELAWARE CORPORATE BOND C (DGCCX) 55,808 57,359
    DELAWARE CORPORATE BOND A (DGCAX) 161,657 169,486
    ISHARES US TELECOMM ETF (IYZ) 54,892 58,744
    PROSHARES EAFE DVD GROWERS (EFAD) 109,996 122,148
    VANGUARD CONSM STPLES ET ETF (VDC) 176,484 211,473
    UNIT FTP S&P DIVIDEND ARISTOCRATS TARGET 25 2Q 2021 457,756 505,517
    JPMORGAN CORE PLUS BOND A (ONIAX) 304,198 306,970
    BLACKROCK STRATEGIC INC APP A (BASIX) 114,475 115,672
    VIACOMBS INC FXD TO 022022 VAR THRAFTER 5.8750% 206,506 199,438
    JPMORGAN CHASE & CO FXD TO 052023 VAR THRAFTR 5.1500% 158,786 153,671
    JPMORGAN CHASE & CO FXD TO 052020 VAR THRAFTR 3.9316% 77,428 74,999
    CITIGROUP INC FXD TO 092024 VAR THRAFTR 5.0000% 376,248 360,500
    CITIGROUP INC FXD TO 052025 VAR THRAFTR 5.9500% 166,255 160,500
    INVESCO HIGH INCOME (IHIT) 148,734 140,550
    FIRST TRUST SENIOR LOAN FUND (FTSL) 146,184 143,760
    BLACKROCK FLT RTE INC STRAT FD (FRA) 103,081 107,440
    WELLS FARGO CO 4.375% SER-CC (WFC.C) 100,000 101,200
    JPMORGAN CHASE & CO 4.625%-LL (JPM.L) 100,000 104,440
    BK OF AMERICA CORP 4.250% DP (BAC.Q) 100,000 101,480
    KYNDRYL HWOLDINGS INC (KD) 4,479 2,715
    INTL BUSINESS MACHINES CORP (IBM) 102,155 100,245
    CHEVRON CORP (CVX) 109,091 117,350
    ABBVIE INC COM (ABV) 98,716 121,860
    MSIF GROWTH I (MSEQX) 810,493 775,497
    CHIRON CAPITAL ALLOC INST (CCAPX) 158,057 146,923
    VANGUARD UTILITIES ETF (VPU) 62,839 64,280
    VANGUARD REAL ESTATE ETF (VNQ) 57,488 68,678
    VANGUARD INFO TECH ETF (VGT) 307,781 514,067
    VANGUARD INDUSTRIAL ETF (VIS) 158,673 201,133
    VANGUARD CONSUMER DSC ETF (VCR) 151,759 250,044
    UNIT FIRST TRUST DOW TARGET 10 AUGUST 2021 121,601 120,773
    LOCKHEED MARTIN CORP (LMT) 67,946 60,064
    JPMORGAN CHASE & CO (JPM) 53,085 61,598
    JOHNSON & JOHNSON (JNJ) 53,301 60,730
    INTL BUSINESS MACHINES CORP (IBM) 58,738 58,008
    HONEYWELL INTERNATIONAL INC (HON) 37,904 56,089
    HOME DEPOT INC(HD) 44,954 77,607
    GILEAD SCIENCE (GILD) 36,449 39,427
    EXXON MOBIL CORP (XOM) 63,611 59,110
    EXELON CORP (EXC) 101,938 149,598
    CVS HEALTH CORP COM (CVS) 47,598 77,886
    COMCAST CORP (NEW) CLASS A (CMCSA) 97,967 105,743
    COCA COLA CO (KO) 125,234 128,071
    CISCO SYS INC (CSCO) 50,668 70,087
    CHEVRON CORP (CVX) 66,041 71,701
    BROADCOM INC (AVGO) 61,553 82,511
    BRISTOL MYERS SQUIBB CO (BMY) 108,024 113,290
    BANK OF NEW YORK MELLON CORP (BK) 52,271 66,560
    BANK OF AMERICA CORP (BAC) 40,091 66,868
    AT&T INC (T) 54,883 43,124
    APPLE INC (AAPL) 61,307 74,579
    AMGEN INC (AMGN) 47,564 48,144
    AIR PROD & CHEM INC (APD) 60,546 68,154
    MC DONALDS CORP (MCD) 55,922 69,966
    MEDTRONIC PLC SHS (MDT) 49,108 49,966
    CITIGROUP INC FXD TO 102025 VAR THRAFTR 4.7% 155,688 151,530
    BANK OF AMERICA CORP FXD TO 102024 VAR THRAFR 224,349 218,994
    FIRST TR HIGH YIELD OPPRT 2027 (FTHY) 125,000 126,375
    DOUBLELINE YIELD OPP CEF (DLY) 200,272 187,000
    MSIF GROWTH I (MSEQX) 673,965 652,130
    MFS NEW DISCOVERY I (MNDIX) 200,429 232,402
    MFS INTL DIVERSIFICATION (MDIJX) 502,538 699,903
    JPMORGAN MID CAP VALUE I (JMVSX) 236,044 262,987
    COLUMBIA DIVIDEND INCOME INST (GSFTX) 255,367 267,241
    ALGER SMALL CAP FOCUS Z (AGOZX) 166,603 210,519
    MERCK & CO INC NEW COM (MRK) 61,380 62,615
    INVESCO S&P 500 PURE VALUE ETF (RPV) 45,074 64,583
    VERIZON COMMUNICATIONS (VZ) 60,662 62,456
    UNITHEALTH GP INC (UNH) 67,247 104,947
    REALTY INCOME CORP (O) 107,460 123,779
    RAYTHEON TECHNOLOGIES CORP (RTX) 56,918 60,672
    PROCTER & GAMBLE (PG) 108,855 141,006
    PNC FINL SVCS GP (PNC) 33,678 64,367
    PEPSICO INC NC (PEP 60,522 63,230
    SPDR S&P REGIONAL BANKING ETF (KRE) 84,025 92,318
    UNIT FIRST TRUST DOW TARGET 10 DECEMBER 2021 185,480 192,604

    TY 2021 InvestmentsOtherSchedule2
    Name:
    THE MAURICE SENDAK FOUNDATION INC
    EIN:
    13-3807627
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    ALTERNATIVE INVESTMENT AT COST 280,489 275,239

    TY 2021 LandEtcSchedule2
    Name:
    THE MAURICE SENDAK FOUNDATION INC
    EIN:
    13-3807627
    Category / Item Cost / Other Basis Accumulated Depreciation Book Value End of Year Fair Market Value
    LAND 300,000 0 300,000  
    200 CHESTNUT HILL 1,200,000 325,440 874,560  
    COMPUTERS 8,306 8,306 0  
    COMPUTERS 2,193 2,193 0  
    OFFICE FURNITURE 4,907 4,688 219  
    COMPUTERS 2,367 2,367 0  
    FURN & FIXTURES 5,863 5,525 338  
    OFFICE FURNITURE 2,604 2,095 509  
    ARCHIVE ADDITION 1,406,550 193,933 1,212,617  
    OFFICE FURNITURE 18,206 18,206 0  
    OFFICE FURNITURE 6,300 6,300 0  
    GARAGE RENOVATIONS 75,275 75,275 0  
    IMPROVEMENTS 46,763 46,763 0  


    TY 2021 LegalFeesSchedule
    Name:
    THE MAURICE SENDAK FOUNDATION INC
    EIN:
    13-3807627
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    LEGAL FEES 104,635 52,318   52,318


    TY 2021 OtherAssetsSchedule
    Name:
    THE MAURICE SENDAK FOUNDATION INC
    EIN:
    13-3807627
    Description Beginning of Year - Book Value End of Year - Book Value End of Year - Fair Market Value
    WORKS OF ART BY MAURICE SENDAK 19,476,300 19,476,300 19,476,300
    ANTIQUES & CERAMICS 600,000 600,000 600,000
    MICKEY MOUSE COLLECTIBLES 327,209 327,209 327,209
    PHOTOGRAPHS 275,000 275,000 275,000
    PUBLICATION AGREEMENTS 12,000,000 12,000,000 12,000,000
    ROYALTY AGREEMENTS 10,000 10,000 10,000
    LETTERS AND MANUSCRIPTS 25,000 25,000 25,000
    WORKS OF ART NOT CREATED BY 6,500,000 6,500,000 6,500,000
    RARE EDITION BOOKS 930,188 930,188 930,188


    TY 2021 OtherExpensesSchedule
    Name:
    THE MAURICE SENDAK FOUNDATION INC
    EIN:
    13-3807627
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ARCHIVING & CONSERVATION 31,517 0   31,517
    DATA PROCESSING 6,265 0   6,265
    SUPPLIES 999 0   999
    POSTAGE & MAILING SERVICE 1,036 0   1,036
    STORAGE 2,880 0   2,880
    INSURANCE 82,171 0   82,171
    MISCELLANEOUS 60 0   60
    DESIGN FEES 37,658 0   37,658
    LICENSES AND FEES 100 0   100
    OUTSIDE SERVICES 196,211 0   196,211
    CURATORIAL 10,350 0   10,350
    BANK CHARGES 140 0   140
    TELEPHONE 5,317 0   5,317
    BUSINESS GIFTS 2,014 0   2,014
    OFFICE SUPPLIES 6,061 0   6,061
    MEALS 5,417 0   5,417


    TY 2021 OtherIncomeSchedule2
    Name:
    THE MAURICE SENDAK FOUNDATION INC
    EIN:
    13-3807627
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    ROYALTY INCOME 771,809 771,809 771,809
    LICENSING RIGHTS 1,725,000 1,725,000 1,725,000
    OTHER INCOME 353 353 353


    TY 2021 OtherLiabilitiesSchedule
    Name:
    THE MAURICE SENDAK FOUNDATION INC
    EIN:
    13-3807627
    Description Beginning of Year - Book Value End of Year - Book Value
    CREDIT CARD PAYABLE 3,377 6,106


    TY 2021 OtherProfessionalFeesSchedule
    Name:
    THE MAURICE SENDAK FOUNDATION INC
    EIN:
    13-3807627
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMENT FEES 109,355 109,355   0
    COMMISSIONS 100,954 100,954   0
    TWA EXPENSES 658 658   0


    TY 2021 TaxesSchedule
    Name:
    THE MAURICE SENDAK FOUNDATION INC
    EIN:
    13-3807627
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    TAXES 35,000 0   0