TY 2021 Form 990PF

- TIN:

Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation

or Section 4947(a)(1) Trust Treated as Private Foundation

Do not enter social security numbers on this form as it may be made public.
bullet

Go to www.irs.gov/Form990PF for instructions and the latest information.

OMB No. 1545-0047

2021

Open to Public Inspection

For calendar year 2021, or tax year beginning 01-01-2021 , and ending 12-31-2021

Name of foundation
Ann M Duffer Family Foundation

% Foundation Source

Number and street (or P.O. box number if mail is not delivered to street address)Foundation Source 501 Silverside Rd
Room/suite

City or town, state or province, country, and ZIP or foreign postal code
Wilmington, DE198091377

A Employer identification number

83-2381733

B Telephone number (see instructions)

(800) 839-1754

C If exemption application is pending, check here bullet

G Check all that apply: Initial returnInitial return of a former public charity
Final returnAmended return
Address change Name change

D 1. Foreign organizations, check here............. bullet

2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet

E If private foundation status was terminated
under section 507(b)(1)(A), check here ....... bullet

H Check type of organization: Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust Other taxable private foundation

F If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here ....... bullet

I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16) bullet

$14,526,833J Accounting method: Cash Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)

	Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)	(a) Revenue and expenses per books		(b) Net investment income	(d) Disbursements for charitable purposes (cash basis only)


1	Contributions, gifts, grants, etc., received (attach schedule)	1,000,072
2	Check .............
3	Interest on savings and temporary cash investments	238		238
4	Dividends and interest from securities...	283,108		283,108
5a	Gross rents............
b	Net rental income or (loss)
6a	Net gain or (loss) from sale of assets not on line 10		379,116
b	Gross sales price for all assets on line 6a 6,979,139
7	Capital gain net income (from Part IV, line 2)...			1,304,906
8	Net short-term capital gain.........
9	Income modifications...........
10a	Gross sales less returns and allowances
b	Less: Cost of goods sold....
c	Gross profit or (loss) (attach schedule).....
11	Other income (attach schedule).......
12	Total. Add lines 1 through 11........	1,662,534		1,588,252
13	Compensation of officers, directors, trustees, etc.	0
14	Other employee salaries and wages......
15	Pension plans, employee benefits.......
16a	Legal fees (attach schedule).........
b	Accounting fees (attach schedule).......
c	Other professional fees (attach schedule)....		25,893	25,893
17	Interest...............	17		2	15
18	Taxes (attach schedule) (see instructions)...		15,954	1,254
19	Depreciation (attach schedule) and depletion...
20	Occupancy..............
21	Travel, conferences, and meetings.......
22	Printing and publications..........
23	Other expenses (attach schedule).......		28,533	243	28,290
24	Total operating and administrative expenses.
	Add lines 13 through 23..........	70,397		27,392	28,305
25	Contributions, gifts, grants paid.......	450,000			450,000
26	Total expenses and disbursements. Add lines 24 and 25	520,397		27,392	478,305
27	Subtract line 26 from line 12:
a	Excess of revenue over expenses and disbursements	1,142,137
b	Net investment income (if negative, enter -0-)			1,560,860
c	Adjusted net income (if negative, enter -0-)...

For Paperwork Reduction Act Notice, see instructions.

Cat. No. 11289X Form 990-PF (2021)

Form 990-PF (2021)

Page 2

Part II		Balance Sheets	Beginning of year	End of year
Part II		Balance Sheets	(a) Book Value	(b) Book Value	(c) Fair Market Value
	1	Cash—non-interest-bearing.............
	2	Savings and temporary cash investments.........	2,287,771	294,865	294,865
	3	Accounts receivable
		Less: allowance for doubtful accounts
	4	Pledges receivable
		Less: allowance for doubtful accounts
	5	Grants receivable.................
	6	Receivables due from officers, directors, trustees, and other
		disqualified persons (attach schedule) (see instructions).....
	7	Other notes and loans receivable (attach schedule)
		Less: allowance for doubtful accounts
	8	Inventories for sale or use..............
	9	Prepaid expenses and deferred charges..........
	10a	Investments—U.S. and state government obligations (attach schedule)
	b	Investments—corporate stock (attach schedule).......	6,340,938	8,747,822	10,016,606
	c	Investments—corporate bonds (attach schedule).......	1,106,792	767,162	773,000
	11	Investments—land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	12	Investments—mortgage loans.............
	13	Investments—other (attach schedule)..........	891,102	1,958,891	3,442,362
	14	Land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	15	Other assets (describe )
	16	Total assets (to be completed by all filers—see the
		instructions. Also, see page 1, item I)	10,626,603	11,768,740	14,526,833
	17	Accounts payable and accrued expenses..........
	18	Grants payable.................
	19	Deferred revenue.................
	20	Loans from officers, directors, trustees, and other disqualified persons
	21	Mortgages and other notes payable (attach schedule)......
	22	Other liabilities (describe )
	23	Total liabilities (add lines 17 through 22).........	0	0
		Foundations that follow FASB ASC 958, check here
		and complete lines 24, 25, 29 and 30.
	24	Net assets without donor restrictions...........
	25	Net assets with donor restrictions............
		Foundations that do not follow FASB ASC 958, check here
		and complete lines 26 through 30.
	26	Capital stock, trust principal, or current funds........
	27	Paid-in or capital surplus, or land, bldg., and equipment fund
	28	Retained earnings, accumulated income, endowment, or other funds	10,626,603	11,768,740
	29	Total net assets or fund balances (see instructions).....	10,626,603	11,768,740
	30	Total liabilities and net assets/fund balances (see instructions).	10,626,603	11,768,740

Part III

Analysis of Changes in Net Assets or Fund Balances

Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............

10,626,603

Enter amount from Part I, line 27a .....................

1,142,137

Other increases not included in line 2 (itemize) bullet

Add lines 1, 2, and 3 ..........................

11,768,740

Decreases not included in line 2 (itemize) bullet

Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .

11,768,740

Form 990-PF (2021)

Page 3

Part IV

Capital Gains and Losses for Tax on Investment Income

(a) List and describe the kind(s) of property sold (e.g., real estate, 2-story brick warehouse; or common stock, 200 shs. MLC Co.)		(b) How acquired P—Purchase D—Donation	(c) Date acquired (mo., day, yr.)	(d) Date sold (mo., day, yr.)
1 a	Publicly-traded Securities
b
c
d
e

(e) Gross sales price		(g) Cost or other basis plus expense of sale	(h) Gain or (loss) (e) plus (f) minus (g)
a	6,979,139	5,674,233	1,304,906
b
c
d
e

Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69			(l) Gains (Col. (h) gain minus col. (k), but not less than -0-) or Losses (from col.(h))
(i) F.M.V. as of 12/31/69	(j) Adjusted basis as of 12/31/69	(k) Excess of col. (i) over col. (j), if any
a			1,304,906
b
c
d
e

2	Capital gain net income or (net capital loss)	If gain, also enter in Part I, line 7 If (loss), enter -0- in Part I, line 7	2	1,304,906
3	Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
	If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0- in Part I, line 8 ...................		3

Form 990-PF (2021)

Page 4

Part V

Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)

1a	Exempt operating foundations described in section 4940(d)(2), check here and enter “N/A" on line 1.
	Date of ruling or determination letter: (attach copy of letter if necessary–see instructions)
b	All other domestic foundations enter 1.39% (0.0139) of line 27b. Exempt foreign organizations enter 4% (0.04) of Part I, line 12, col. (b)
2	Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	2
3	Add lines 1 and 2...........................	3	21,696
4	Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	4
5	Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- .....	5	21,696
6	Credits/Payments:

a	2021 estimated tax payments and 2020 overpayment credited to 2021	6a	18,800
b	Exempt foreign organizations—tax withheld at source......	6b	0
c	Tax paid with application for extension of time to file (Form 8868)...	6c	4,700
d	Backup withholding erroneously withheld ...........	6d

7	Total credits and payments. Add lines 6a through 6d..............		7	23,500
8	Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached.		8	0
9	Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......		9
10	Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...		10	1,804
11	Enter the amount of line 10 to be: Credited to 2022 estimated tax1,804	Refunded	11

Part VI-A

Statements Regarding Activities

During the tax year, did the foundation attempt to influence any national, state, or local legislation or did

Yes

it participate or intervene in any political campaign? ....................

Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions

for the definition.................................

If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials

published or distributed by the foundation in connection with the activities.

Did the foundation file Form 1120-POL for this year?.....................

Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:

(1) On the foundation. bullet

$ (2) On foundation managers. bullet

Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed

on foundation managers. bullet

Has the foundation engaged in any activities that have not previously been reported to the IRS?.......

If "Yes," attach a detailed description of the activities.

Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles

of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....

Did the foundation have unrelated business gross income of $1,000 or more during the year?.........

If "Yes," has it filed a tax return on Form 990-T for this year?...................

Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........

If "Yes," attach the statement required by General Instruction T.

Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:

By language in the governing instrument, or

By state legislation that effectively amends the governing instrument so that no mandatory directions

that conflict with the state law remain in the governing instrument?................

Yes

Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),

and Part XIV..................................

Yes

Enter the states to which the foundation reports or with which it is registered (see instructions)

If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney

General (or designate) of each state as required by General Instruction G? If "No," attach explanation .

Yes

Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)

or 4942(j)(5) for calendar year 2021 or the taxable year beginning in 2021? See the instructions for Part XIII.

If "Yes," complete Part XIII .............................

Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names

and addresses. ...............................

Form 990-PF (2021)

Page 5

Part VI-A

Statements Regarding Activities (continued)

At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the

meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............

Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had

advisory privileges? If "Yes," attach statement. See instructions.................

Did the foundation comply with the public inspection requirements for its annual returns and exemption application?

Yes

Website address bullet

The books are in care of bullet

Foundation Source Telephone no. bullet

(800) 839-1754

Located at bullet

501 Silverside Road Suite 123WilmingtonDE ZIP+4 bullet

198091377

Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here ......... bullet

and enter the amount of tax-exempt interest received or accrued during the year ........ bullet

16 At any time during calendar year 2021, did the foundation have an interest in or a signature or other authority over YesNo

a bank, securities, or other financial account in a foreign country? .................

16 No

See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country bullet

Part VI-B

Statements Regarding Activities for Which Form 4720 May Be Required

File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.

Yes

During the year did the foundation (either directly or indirectly):

(1) Engage in the sale or exchange, or leasing of property with a disqualified person? ...........

1a(1)

(2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)

a disqualified person? ..............................

1a(2)

(3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? ...........

1a(3)

(4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? ............

1a(4)

(5) Transfer any income or assets to a disqualified person (or make any of either available

for the benefit or use of a disqualified person)? ......................

1a(5)

(6) Agree to pay money or property to a government official? (Exception. Check "No"

if the foundation agreed to make a grant to or to employ the official for a period

after termination of government service, if terminating within 90 days.) ...............

1a(6)

If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations

section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ..........

Organizations relying on a current notice regarding disaster assistance check here........ bullet

Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,

that were not corrected before the first day of the tax year beginning in 2021? .............

Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private

operating foundation defined in section 4942(j)(3) or 4942(j)(5)):

At the end of tax year 2021, did the foundation have any undistributed income (lines 6d

and 6e, Part XII) for tax year(s) beginning before 2021?....................

If "Yes," list the years bullet

20, 20, 20, 20

Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)

(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)

to all years listed, answer "No" and attach statement—see instructions.) ..............

If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.

20, 20, 20, 20

Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at

any time during the year? ..............................

If "Yes," did it have excess business holdings in 2021 as a result of (1) any purchase by the foundation

or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved

by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)

the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine

if the foundation had excess business holdings in 2021.) .....................

Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?

Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its

charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2021? ..

Form 990-PF (2021)

Page 6

Part VI-B

Statements Regarding Activities for Which Form 4720 May Be Required (continued)

During the year did the foundation pay or incur any amount to:

Yes

(1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? ..........

5a(1)

(2) Influence the outcome of any specific public election (see section 4955); or to carry

on, directly or indirectly, any voter registration drive? ....................

5a(2)

(3) Provide a grant to an individual for travel, study, or other similar purposes? .............

5a(3)

(4) Provide a grant to an organization other than a charitable, etc., organization described

in section 4945(d)(4)(A)? See instructions ........................

5a(4)

(5) Provide for any purpose other than religious, charitable, scientific, literary, or

educational purposes, or for the prevention of cruelty to children or animals? .............

5a(5)

If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in

Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ........

Organizations relying on a current notice regarding disaster assistance check here ......... bullet

If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the

tax because it maintained expenditure responsibility for the grant? .................

If "Yes," attach the statement required by Regulations section 53.4945–5(d).

Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on

a personal benefit contract? .............................

Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....

If "Yes" to 6b, file Form 8870.

At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?

If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? .....

Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or

excess parachute payment during the year? .........................

Part VII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors

1 List all officers, directors, trustees, foundation managers and their compensation. See instructions

(a) Name and address	(b) Title, and average hours per week devoted to position	(c) Compensation (If not paid, enter -0-)	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
Michael Duffer	Dir, Pres, Sec, Treas 1.0	0	0	0
Foundation Source 501 Silverside Rd Wilmington,DE198091377	Dir, Pres, Sec, Treas 1.0	0	0	0

2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."


(a) Name and address of each employee paid more than $50,000	(b) Title, and average hours per week devoted to position	(c) Compensation	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances










Total number of other employees paid over $50,000...................

Form 990-PF (2021)

Page 7

Part VII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors (continued)

3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a) Name and address of each person paid more than $50,000	(b) Type of service	(c) Compensation

Total number of others receiving over $50,000 for professional services............. bullet

Part VIII-A

Summary of Direct Charitable Activities

List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.	Expenses
1


2


3


4

Part VIII-B

Summary of Program-Related Investments (see instructions)

Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.	Amount
1


2


All other program-related investments. See instructions.
3

Total. Add lines 1 through 3......................... bullet

Form 990-PF (2021)

Page 8

Part IX

Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)

Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,

purposes:

Average monthly fair market value of securities...................

9,646,819

Average of monthly cash balances.......................

836,675

Fair market value of all other assets (see instructions)................

2,988,236

Total (add lines 1a, b, and c).........................

13,471,730

Reduction claimed for blockage or other factors reported on lines 1a and

1c (attach detailed explanation) .............

Acquisition indebtedness applicable to line 1 assets..................

Subtract line 2 from line 1d.........................

13,471,730

Cash deemed held for charitable activities. Enter 1.5% (0.015) of line 3 (for greater amount, see

instructions) .............................

202,076

Net value of noncharitable-use assets. Subtract line 4 from line 3. .......

13,269,654

Minimum investment return. Enter 5% (0.05) of line 5................

663,483

Part X

Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow

and do not complete this part.)

Minimum investment return from Part IX, line 6..................

663,483

Tax on investment income for 2021 from Part V, line 5.......

21,696

Income tax for 2021. (This does not include the tax from Part V.) ...

Add lines 2a and 2b............................

21,696

Distributable amount before adjustments. Subtract line 2c from line 1............

641,787

Recoveries of amounts treated as qualifying distributions................

Add lines 3 and 4............................

641,787

Deduction from distributable amount (see instructions).................

Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XII, line 1 ...

641,787

Part XI

Qualifying Distributions (see instructions)

Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:

Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........

Program-related investments—total from Part VIII-B..................

Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,

purposes...............................

Amounts set aside for specific charitable projects that satisfy the:

Suitability test (prior IRS approval required)....................

Cash distribution test (attach the required schedule) .................

Qualifying distributions. Add lines 1a through 3b. Enter here and on Part XII, line 4.

Form 990-PF (2021)

Page 9

Part XII

Undistributed Income (see instructions)

		(a) Corpus	(c) 2020	(d) 2021
1 Distributable amount for 2021 from Part X, line 7				641,787
2 Undistributed income, if any, as of the end of 2021:
a Enter amount for 2020 only.......			425,440
b Total for prior years:2019, 2018, 2017
3 Excess distributions carryover, if any, to 2021:
a From 2016......
b From 2017......
c From 2018......
d From 2019......
e From 2020......
f Total of lines 3a through e ........
4Qualifying distributions for 2021 from Part
XI, line 4: $ 478,305
a Applied to 2020, but not more than line 2a			425,440
b Applied to undistributed income of prior years (Election required—see instructions).....
c Treated as distributions out of corpus (Election required—see instructions)........
d Applied to 2021 distributable amount.....				52,865
e Remaining amount distributed out of corpus		0
5 Excess distributions carryover applied to 2021.
(If an amount appears in column (d), the same amount must be shown in column (a).)
6Enter the net total of each column as indicated below:
a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5		0
b Prior years’ undistributed income. Subtract line 4b from line 2b ..........
c Enter the amount of prior years’ undistributed income for which a notice of deficiency has been issued, or on which the section 4942(a) tax has been previously assessed......
d Subtract line 6c from line 6b. Taxable amount —see instructions ...........
e Undistributed income for 2019. Subtract line 4a from line 2a. Taxable amount—see instructions .............
f Undistributed income for 2021. Subtract lines 4d and 5 from line 1. This amount must be distributed in 2022 ..........				588,922
7 Amounts treated as distributions out of corpus to satisfy requirements imposed by section 170(b)(1)(F) or 4942(g)(3) (Election may be required - see instructions) .......
8 Excess distributions carryover from 2016 not applied on line 5 or line 7 (see instructions) ...
9 Excess distributions carryover to 2022. Subtract lines 7 and 8 from line 6a ......		0
10 Analysis of line 9:
a Excess from 2017....
b Excess from 2018....
c Excess from 2019....
d Excess from 2020....
e Excess from 2021....	0

Form 990-PF (2021)

Page 10

Part XIII

Private Operating Foundations (see instructions and Part VI-A, question 9)

1a If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2021, enter the date of the ruling ....... bullet

b Check box to indicate whether the organization is a private operating foundation described in section 4942(j)(3) or4942(j)(5)

2a Enter the lesser of the adjusted net income from Part I or the minimum investment return from Part X for each year listed ..........	Tax year	Prior 3 years			(e) Total
	(a) 2021	(b) 2020	(c) 2019	(d) 2018	(e) Total

b 85% (0.85) of line 2a .........
c Qualifying distributions from Part XI, line 4 for each year listed .....
d Amounts included in line 2c not used directly for active conduct of exempt activities ..........
e Qualifying distributions made directly for active conduct of exempt activities. Subtract line 2d from line 2c ....
3 Complete 3a, b, or c for the alternative test relied upon:
a “Assets" alternative test—enter:
(1) Value of all assets ......
(2) Value of assets qualifying under section 4942(j)(3)(B)(i)
b “Endowment" alternative test— enter 2/3 of minimum investment return shown in Part IX, line 6 for each year listed ..
c “Support" alternative test—enter:
(1) Total support other than gross investment income (interest, dividends, rents, payments on securities loans (section 512(a)(5)), or royalties) ....
(2) Support from general public and 5 or more exempt organizations as provided in section 4942(j)(3)(B)(iii)....
(3) Largest amount of support from an exempt organization
(4) Gross investment income

Part XIV

Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)

1Information Regarding Foundation Managers:

aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)

Michael Duffer

bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.

2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:

Check here bullet

if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions

aThe name, address, and telephone number or email address of the person to whom applications should be addressed:

bThe form in which applications should be submitted and information and materials they should include:

cAny submission deadlines:

dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:

Form 990-PF (2021)

Page 11

Part XIV

Supplementary Information (continued)

3 Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient	If recipient is an individual, show any relationship to any foundation manager or substantial contributor	Foundation status of recipient	Purpose of grant or contribution	Amount
Name and address (home or business)		Foundation status of recipient	Purpose of grant or contribution	Amount
aPaid during the year
BOYS AND GIRLS CLUB OF MIDDLE TENNESSEE INC 1704 CHARLOTTE AVE NASHVILLE,TN37203	N/A	PC	General & Unrestricted	20,000
CHARITY GLOBAL INC - CHARITY WATER 40 WORTH ST STE 330 NEW YORK,NY10013	N/A	PC	Sponsor a Water Project	20,000
FISHBURNE-HUDGINS EDUCATIONAL FOUNDATION 225 S WAYNE AVE WAYNESBORO,VA22980	N/A	PC	Fishburne Military School	10,000
HABITAT FOR HUMANITY OF GREATER NASHVILLE 414 HARDING PL STE 100 NASHVILLE,TN37211	N/A	PC	General & Unrestricted	25,000
HAMPDEN-SYDNEY COLLEGE PO BOX 637 HAMPDEN SYDNEY,VA23943	N/A	PC	General & Unrestricted	10,000
MEDICAL COLLEGE OF VIRGINIA FOUNDATION PO BOX 980234 RICHMOND,VA23298	N/A	PC	For exclusive application to scholarship fund for Nursing students	15,000
NAACP LEGAL DEFENSE AND EDUCATIONAL FUND INC 40 RECTOR ST 5TH FL NEW YORK,NY10006	N/A	PC	General & Unrestricted	20,000
NASHVILLE HUMANE ASSOCIATION 213 OCEOLA AVE NASHVILLE,TN37209	N/A	PC	General & Unrestricted	20,000
NASHVILLE RESCUE MISSION PO BOX 24661 NASHVILLE,TN37202	N/A	PC	General & Unrestricted	20,000
OASIS CENTER INC 1704 CHARLOTTE AVE STE 200 NASHVILLE,TN37203	N/A	PC	General & Unrestricted	10,000
SECOND HARVEST FOOD BANK OF MIDDLE TENNESSEE INC 331 GREAT CIR RD NASHVILLE,TN37228	N/A	PC	General & Unrestricted	30,000
SONORA AREA FOUNDATION 362 S STEWART ST SONORA,CA95370	N/A	PC	General & Unrestricted	25,000
ST JUDE CHILDRENS RESEARCH HOSPITAL INC 501 ST JUDES PL MEMPHIS,TN38105	N/A	PC	General & Unrestricted	25,000
THE COMMUNITY FOUNDATION OF MIDDLE TENNESSEE INC 3833 CLEGHORN AVE NASHVILLE,TN37215	N/A	PC	For exclusive application to Waverly Flood Response efforts	50,000
THE SEVENTH GENERATION FUND FOR INDIGENOUS PEOPLES PO BOX 4569 ARCATA,CA95518	N/A	PC	General & Unrestricted	20,000
THISTLE FARMS INC 5122 CHARLOTTE AVE NASHVILLE,TN37209	N/A	PC	General & Unrestricted	10,000
VANDERBILT UNIVERSITY MEDICAL CENTER PMB 407727 2301 VANDERBILT PL NASHVILLE,TN37240	N/A	PC	For exclusive application to Dr. Barker and Interventional Cardiology program	25,000
VANDERBILT UNIVERSITY MEDICAL CENTER PO BOX 290369 525 ROYAL PKWY NASHVILLE,TN37229	N/A	PC	Funds for exclusive application to Monroe Carell Children's Hospital at VUMC	20,000
VANDERBILT UNIVERSITY MEDICAL CENTER PMB 407727 2301 VANDERBILT PL NASHVILLE,TN37240	N/A	PC	For exclusive application to Rheumatoid Arthritis research	25,000
VANDERBILT UNIVERSITY MEDICAL CENTER PMB 407727 2301 VANDERBILT PL NASHVILLE,TN37240	N/A	PC	For exclusive application to Dr. Blackwell COPD Study	25,000
WORLD CENTRAL KITCHEN INCORPORATED 200 MASSACHUSETTS AVE NW 7TH FL WASHINGTON,DC20001	N/A	PC	General & Unrestricted	25,000
Total ................................. 3a				450,000

bApproved for future payment

Total ................................. 3b

Form 990-PF (2021)

Page 12

Part XV-A

Analysis of Income-Producing Activities

Enter gross amounts unless otherwise indicated.	Unrelated business income		Excluded by section 512, 513, or 514		(e) Related or exempt function income (See instructions.)
1Program service revenue:	(a) Business code	(b) Amount	(c) Exclusion code	(d) Amount	(e) Related or exempt function income (See instructions.)
a
b
c
d
e
f
gFees and contracts from government agencies
2 Membership dues and assessments ....
3 Interest on savings and temporary cash investments ...........			14	238
4 Dividends and interest from securities ....
5 Net rental income or (loss) from real estate:
aDebt-financed property......
bNot debt-financed property.....
6 Net rental income or (loss) from personal property
7 Other investment income .....
8 Gain or (loss) from sales of assets other than inventory ............			18	379,116
9 Net income or (loss) from special events:
10 Gross profit or (loss) from sales of inventory
11 Other revenue: a
b
c
d
e
12 Subtotal. Add columns (b), (d), and (e) ..				662,462

13Total. Add line 12, columns (b), (d), and (e)..................

662,462

(See worksheet in line 13 instructions to verify calculations.)

Part XV-B

Relationship of Activities to the Accomplishment of Exempt Purposes

Line No.	Explain below how each activity for which income is reported in column (e) of Part XV-A contributed importantly to the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See instructions.)

Form 990-PF (2021)

Page 13

Part XVI

Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations

Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?

Yes

Transfers from the reporting foundation to a noncharitable exempt organization of:

(1) Cash...................................

1a(1)

(2) Other assets.................................

1a(2)

Other transactions:

(1) Sales of assets to a noncharitable exempt organization....................

1b(1)

(2) Purchases of assets from a noncharitable exempt organization..................

1b(2)

(3) Rental of facilities, equipment, or other assets.......................

1b(3)

(4) Reimbursement arrangements...........................

1b(4)

(5) Loans or loan guarantees.............................

1b(5)

(6) Performance of services or membership or fundraising solicitations................

1b(6)

Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............

If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

(a) Line No.	(b) Amount involved	(c) Name of noncharitable exempt organization	(d) Description of transfers, transactions, and sharing arrangements

Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........Yes No

If "Yes," complete the following schedule.

(a) Name of organization	(b) Type of organization	(c) Description of relationship

Sign Here

Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
				May the IRS discuss this return with the preparer shown below? See instructions. Yes No
	Signature of officer or trustee	Date	Title

Paid Preparer Use Only	Print/Type preparer's name	Preparer's Signature	Date	Check if self- employed	PTIN
	Firm's name				Firm's EIN
	Firm's address				Phone no.

Form 990-PF (2021)

Additional Data

Software ID:
Software Version:

Form 990PF - Special Condition Description:

Special Condition Description

- TIN:

Schedule B
(Form 990)

Department of the Treasury
Internal Revenue Service

Schedule of Contributors

Attach to Form 990, 990-EZ, or 990-PF.

Go to www.irs.gov/Form990 for the latest information.

OMB No. 1545-0047

2021

Name of the organization

Ann M Duffer Family Foundation

Employer identification number

83-2381733

Organization type (check one):

Filers of:

Section:

Form 990 or 990-EZ

501(c)( ) (enter number) organization

4947(a)(1) nonexempt charitable trust not treated as a private foundation

527 political organization

Form 990-PF

501(c)(3) exempt private foundation

4947(a)(1) nonexempt charitable trust treated as a private foundation

501(c)(3) taxable private foundation

Check if your organization is covered by the General Rule or a Special Rule.
Note: Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.

General Rule

For an organization filing Form 990, 990-EZ, or 990-PF that received, during the year, contributions totaling $5,000 or more (in money or other property) from any one contributor. Complete Parts I and II. See instructions for determining a contributor's total contributions.

Special Rules

For an organization described in section 501(c)(3) filing Form 990 or 990-EZ that met the 33¹/3% support test of the regulations
under sections 509(a)(1) and 170(b)(1)(A)(vi), that checked Schedule A (Form 990 or 990-EZ), Part II, line 13, 16a, or 16b, and that received from any one contributor, during the year, total contributions of the greater of (1) $5,000 or (2) 2% of the amount on (i) Form 990, Part VIII, line 1h, or (ii) Form 990-EZ, line 1. Complete Parts I and II.

For an organization described in section 501(c)(7), (8), or (10) filing Form 990 or 990-EZ that received from any one contributor,
during the year, total contributions of more than $1,000 exclusively for religious, charitable, scientific, literary, or educational purposes, or for the prevention of cruelty to children or animals. Complete Parts I, II, and III.

For an organization described in section 501(c)(7), (8), or (10) filing Form 990 or 990-EZ that received from any one contributor,
during the year, contributions exclusively for religious, charitable, etc., purposes, but no such contributions totaled more than $1,000. If this box is checked, enter here the total contributions that were received during the year for an exclusively religious, charitable, etc., purpose. Don't complete any of the parts unless the General Rule applies to this organization because it received nonexclusively religious, charitable, etc., contributions totaling $5,000 or more during the year ......... Arrow Bullet

Caution: An organization that isn't covered by the General Rule and/or the Special Rules doesn't file Schedule B (Form 990,
990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its Form 990-EZ
or on its Form 990PF, Part I, line 2, to certify that it doesn't meet the filing requirements of Schedule B (Form 990,
990-EZ, or 990-PF).

For Paperwork Reduction Act Notice, see the Instructions
for Form 990, 990-EZ, or 990-PF.

Cat. No. 30613XSchedule B (Form 990) (2021)

Schedule B (Form 990) (2021) Page 2

Name of organization Ann M Duffer Family Foundation

Part I Contributors	Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
1	Duffer Michael 717 Lakeshore Pointe Old Hickory, TN37138	$ 1,000,072	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
Schedule B (Form 990) (2021)

Schedule B (Form 990) (2021)

Page 3

Name of organization Ann M Duffer Family Foundation		Employer identification number 83-2381733

Part II	Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
1	WISDOMTREE MIDCAP EARNINGS FUND EZM, 18930 sh.	$ 1,000,072	2021-12-20
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
Schedule B (Form 990) (2021)

Schedule B (Form 990) (2021)

Page 4


Name of organization Ann M Duffer Family Foundation			Employer identification number 83-2381733
Part III Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) $ Use duplicate copies of Part III if additional space is needed.

(a)
No. from Part I

(b) Purpose of gift

(d) Description of how gift is held

(e) Transfer of gift
Transferee's name, address, and ZIP 4	Relationship of transferor to transferee

(a)
No. from Part I

(b) Purpose of gift

(d) Description of how gift is held

(e) Transfer of gift
Transferee's name, address, and ZIP 4	Relationship of transferor to transferee

(a)
No. from Part I

(b) Purpose of gift

(d) Description of how gift is held

(e) Transfer of gift
Transferee's name, address, and ZIP 4	Relationship of transferor to transferee

(a)
No. from Part I

(b) Purpose of gift

(d) Description of how gift is held

(e) Transfer of gift
Transferee's name, address, and ZIP 4	Relationship of transferor to transferee

Schedule B (Form 990) (2021)

Additional Data

Software ID:
Software Version:

- TIN:

Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

TY 2021 DepreciationSchedule

Name:

Ann M Duffer Family Foundation

EIN:

83-2381733

Description of Property	Date Acquired	Cost or Other Basis	Prior Years' Depreciation	Computation Method	Rate / Life (# of years)	Current Year's Depreciation Expense	Net Investment Income	Adjusted Net Income	Cost of Goods Sold Not Included

- TIN:

TY 2021 InvestmentsCorpBondsSchedule

Name:

Ann M Duffer Family Foundation

EIN:

83-2381733

Name of Bond	End of Year Book Value	End of Year Fair Market Value
ABBVIE INC - 3.600% - 05/14/20	105,334	106,038
ATT INC - 3.800% - 02/15/2027	107,289	108,661
CAPITAL ONE FINANCIAL CO NOTE	104,110	105,269
CIMAREX ENERGY CO - 3.900% - 0	102,490	103,661
DOLLAR TREE INC - 4.200% - 05/	107,703	111,534
EXPEDIA GROUP INC - 3.800% - 0	26,022	26,748
FEDEX CORP - 3.250% - 04/01/20	104,796	106,709
LEUCADIA NATL CORP - 5.500% -	109,418	104,380

- TIN:

TY 2021 InvestmentsCorpStockSchedule

Name:

Ann M Duffer Family Foundation

EIN:

83-2381733

Name of Stock	End of Year Book Value	End of Year Fair Market Value
10X GENOMICS CLASS A	10,489	8,342
AALBERTS INDUSTRIES	5,048	6,695
AAM/BAHL & GAYNOR INCOME GROWT	52,546	66,309
ACCENTURE PLC	29,715	60,939
ADVANCE AUTO PARTS INC	17,547	28,546
ADVANCED MICRO DEVICES INC	16,184	25,039
ADYEN N.V.	22,664	24,767
AECOM TECHNOLOGY CORPORATION	14,348	16,630
AFFIRM HOLDINGS INC CL A	5,897	6,235
AGCO CP	5,556	4,989
AIRPORTS OF THAILAND PUBLIC CO	6,698	5,331
AKAMAI TECH COM STK	8,897	9,363
ALCON INC	4,921	6,098
ALEXANDRIA REAL ESTATE EQUITIE	9,503	13,378
ALIBABA GROUP HOLDING LTD	13,337	8,078
ALPHABET INC CL A	46,010	66,632
AMAZON COM	27,238	46,681
AMERICAN ELECTRIC POWER INC	12,222	14,235
AMERICAN WATER WORKS COMPANY I	9,480	14,165
AMERICAN WELL CORP	5,028	1,582
AMERIPRISE FINANCIAL INC	28,848	37,708
AMETEK INC	22,250	26,467
AMGEN INC	33,156	33,071
ANALOG DEVICES INC	53,847	59,234
AON PLC CL A	7,809	9,918
APPLE INC	8,083	24,682
APPLIED MATERIALS INC	15,013	19,985
APTIV PLC	9,475	10,062
ARISTA NETWORKS	11,895	25,875
ASML HOLDING NV NY REG SHS	17,661	28,661
ASTRAZENECA	10,081	10,369
AUTODESK, INC	26,802	26,151
AUTOMATIC DATA PROCESSING INC	23,925	30,083
AVATAR HOLDINGS INC.	20,931	25,958
AXA ADS	6,704	7,085
BANK OF IRELAND GROUP PLC	2,623	2,405
BLACKROCK INC	18,317	35,707
BLOCK INC	12,748	7,752
BLOOM ENERGY CORP	3,809	2,917
BOFA FINANCE LLC L/O TA-CYN SX	250,000	252,499
BOOKING HOLDINGS INC	23,172	23,992
BOOZ ALLEN HAMILTON HOLDING CO	22,229	23,063
BRAMBLES LTD UNSP AD	4,921	4,771
BRIGHT HORIZONS FAMILY SOLUTIO	22,502	18,504
BROADCOM INC	34,105	43,917
BUNGE LTD	11,019	12,884
BURLINGTON STORES, INC	22,000	24,487
CADENCE DESIGN SYSTEMS INC	8,978	11,740
CBOE HOLDINGS INC	17,621	20,603
CHARLES SCHWAB CORP	32,781	40,873
CHUBB LIMITED	32,615	38,082
CIENA CORP	3,454	5,157
CISCO SYSTEMS INC	34,744	47,908
CITIGROUP GLOBAL MARKETS L/O 1	500,001	487,499
CITIGROUP GLOBAL MKT 07-26-202	250,000	245,250
CITIZENS FINANCIAL GROUP, INC	24,032	25,421
COMCAST CORP	42,797	44,139
CONTL AG SPONS ADR	4,749	3,974
COSTCO WHOLESALE CORPORATION	8,132	12,489
COURSERA	6,748	4,106
CREDIT SUISSE AG MLN SPX 03/31	100,000	180,500
CURTISS WRIGHT CP	15,833	19,275
DARDEN RESTAURANTS INC	24,621	26,513
DEXCOM, INC	19,794	26,848
DIAGEO PLC ADS	29,152	38,745
DIGITAL RLTY TR INC	7,671	10,082
DISCOVER FINL SVCS COM	24,653	24,730
EASTMAN CHEMICAL CO	17,084	18,620
ECOLAB INC	9,992	11,026
ENTEGRIS INC	16,213	20,648
EOG RESOURCES INC	32,093	36,243
EPAM SYSTEMS INC	8,578	24,733
EQUINOR ASA	4,888	6,688
F M C CP	18,179	18,791
FANUC LIMITED UNSPONSORED	6,393	5,408
FIRST REPUBLIC BANK	17,457	21,271
FISHER AND PAYKEL HEALTHCARE	3,509	3,521
FORD MOTOR COMPANY	4,845	6,397
FORTINET INC	11,183	21,923
FORTIVE CORPORATION	15,146	16,936
FRESHWORKS ORD SHARES CLASS A	12,241	7,642
GENMAB A/S SPON	3,448	4,035
GROUPE DANONE ADS	13,646	12,353
GS FINANCE CORP	250,001	238,000
GS FINANCE CORP L/O TA-CYN SPY	250,000	231,000
HARGREAVES LANSDOWN	9,943	7,761
HOME DEPOT INC	15,889	28,221
HOULIHAN LOKEY INC	10,397	22,050
HOYA CORP SPONS ADR	7,185	7,778
HUBSPOT INC	15,229	19,115
IAA INC	11,531	9,922
INFINEON TECH ADS	7,214	7,866
INGERSOLL-RAND INC	25,050	31,368
INTUITIVE SURGICAL	18,288	25,151
IQVIA HOLDINGS INC	13,529	17,775
ISHARES CORE MSCI EAFE ETF	395,141	495,310
ISHARES CORE MSCI EMERGING MAR	189,881	230,341
ISHARES MSCI EMERGING MARKETS	233,499	222,805
ISHARES TRUST MSCI EAFE INDEX	39,670	47,601
JAZZ PHARMACEUTICALS INC	17,689	13,377
JOHNSON & JOHNSON	48,194	57,822
JP MORGAN CHASE	54,713	79,017
JPM TA-CYN DAL 7/26/24	250,000	240,750
KERRY GROUP PLC	4,038	4,075
KEYSIGHT TECHNOLOGIES INC	19,194	23,955
KONINKLIJKE PHILIPS ELECTRONIC	7,687	5,970
LABORATORY CORP AMER HLDGS	15,839	21,052
LAIDLAW INTL	2,397	3,242
LAM RESEARCH CORP	11,845	12,945
LINDE PLC COM	34,099	53,004
LOCKHEED MARTIN CORP	29,171	27,011
LOGITECH INTERNATIONAL	4,504	8,908
LULULEMON ATHLETICA INC	17,914	21,530
LYFT INC	3,706	2,863
MARAVAI LIFESCIENCES HOLDINGS	5,682	5,992
MARQETA ORD SHS CLASS A	12,893	8,121
MARSH AND MCLENNAN COMPANIES I	17,730	30,940
MARVELL TECHNOLOGY, INC	18,403	33,946
MASIMO CORPORATION	6,884	12,297
MASTERCARD INC	13,586	14,373
MATCH GROUP INC	43,945	41,923
MCDONALD'S CORP	59,783	70,770
MEDTRONIC PLC	42,013	39,414
MICROCHIP TECHNOLOGY INC	18,238	20,198
MICRON TECHNOLOGY	35,697	39,123
MICROSOFT CORP	81,579	180,268
MONTROSE ENVIRONMENTAL GRP ORD	4,162	4,724
MORGAN STANLEY	23,329	22,380
MORGAN STANLEY FINANCE L/O 9/3	250,000	250,375
MOWI ASA SPONSORED ADR	8,236	7,685
MSA SAFETY INCORPORATED	6,833	6,491
NETFLIX INC	21,871	24,700
NEXTERA ENERGY, INC	10,444	17,832
NIKE INC-CL B	31,945	37,001
NOVARTIS AG ADR	20,647	20,293
NVIDIA CORP	19,029	36,470
NXP SEMICONDUCTORS	6,094	7,289
ON HOLDING ORD SHS CLASS A	7,853	9,755
ON SEMICONDUCTOR	11,851	18,135
OPTION CARE HEALTH INC	6,450	8,418
ORPEA SA	5,269	4,674
OWL ROCK CAPITAL ORD SHS	50,159	56,640
PALO ALTO NETWORKS INC	36,267	54,562
PHILLIPS 66	23,698	20,289
PING AN INSURANCE GROUP ADR	7,281	4,976
PIONEER NAT RES CO	21,449	24,008
PRELUDE THERAPEUTICS INC	4,623	1,133
PROCTER GAMBLE CO	29,448	39,586
PRYSMIAN SPA	10,085	10,836
PT BANK CENTRAL ASIA TBK	9,044	9,937
PTC INC	7,704	6,906
QORVO INC	23,675	20,956
RAYTHEON TECHNOLOGIES CORP	41,458	45,268
REPUBLIC SVCS INC	16,918	26,356
RIVIAN AUTOMOTIVE INC CL A	10,977	9,539
ROCKWELL AUTOMATION INC	13,226	23,722
RPM INTERNATIONAL INC	15,771	19,392
S&P GLOBAL INC COM	20,565	29,260
SAGE GROUP PLC	6,555	8,739
SALESFORCE.COM	34,793	46,506
SDGR	10,200	3,971
SEA LTD	18,726	15,883
SERVICE CP INTL	13,294	19,380
SERVICE NOW	25,565	29,859
SHOALS TECHNOLOGIES GROUP	3,388	2,795
SINGULAR GENOMICS SYSTEMS	7,297	3,052
SLM CORP	8,226	9,874
SOLAREDGE TECHNOLOGIES INC	1,700	1,683
SONY GROUP CORP	21,112	23,005
SPECTRIS PLC	11,920	12,268
STARBUCKS CORP COM	26,335	27,722
T. ROWE PRICE GROUP	7,359	8,456
TAIWAN SEMICONDUCTOR MFG CO LT	30,358	28,634
TAKE-TWO INTERACTIVE SOFTWARE	32,866	36,788
TAKEDA PHARMACEUTICAL COMPANY	3,833	2,958
TE CONNECTIVITY LTD	26,632	28,073
TELADOC INC	10,808	4,407
TELEFLEX INC	23,455	19,380
TENCENT HOLDINGS LIMITED	33,266	23,612
TEXAS INSTRUMENTS INC	24,981	37,129
THE COCA-COLA CO	41,252	46,421
THE TRADE DESK INC	15,794	18,603
TIMKEN CO COM	19,960	17,392
TRANSUNION COM USD0.01	11,681	15,890
TRIMBLE NAV LTD	4,113	4,795
TRUIST FINANCIAL CORPORATION	36,530	40,341
UBS AG L/O TA-CYN NDX RTY 7/26	250,000	246,500
UBS AG TA-CYN BP 9/9/26	100,000	99,400
UBS AG TA-CYN GPS 08/01/2024	100,000	78,900
UNION PACIFIC	23,718	30,735
UNITED PARCEL SERVICE	31,377	39,010
UNITEDHEALTH GROUP INC	36,344	42,682
UNIVERSAL DISPLAY CORP	22,332	16,998
V F CORP	31,293	28,556
VAIL RESORTS INC	18,402	19,346
VANGUARD DIVIDEND APPRECIATION	275,893	379,910
VANGUARD MID-CAP ETF	173,944	249,420
VANGUARD SM-CAP ETF	169,768	232,112
VERTEX PHARMCTLS INC	9,238	10,102
VICTORYSHARES US 500 VOLATILIT	277,936	382,446
VINCI (EX.SGE)	12,192	11,759
VISA INC	30,129	30,123
VITESCO TECHNOLOGIES GROUP ADR	684	415
VMWARE INC	8,085	6,721
VONTIER CORPORATION	15,926	15,488
VOYA FINANCIAL INC	20,031	21,153
WALT DISNEY HOLDINGS CO	24,439	21,839
WATTS WATER TECHNOLOGIES INC	5,835	9,709
WISDOMTREE MIDCAP EARNINGS FUN	1,000,073	1,065,379
XILINX INC	5,657	7,633
ZSCALER INC	15,772	25,706

- TIN:

TY 2021 InvestmentsOtherSchedule2

Name:

Ann M Duffer Family Foundation

EIN:

83-2381733

Category/ Item	Book Value	End of Year Fair Market Value
BLACKSTONE STRATEGIC PTNRS VII	651,497	1,394,967
NB CROSSROADS PRIVATE MARKETS	405,000	440,524
PARTNERS GROUP PRIVATE EQUITY	367,587	517,753
PORTFOLIO ADVISORS PEF 2019 OF	534,807	1,089,118

- TIN:

TY 2021 OtherExpensesSchedule

Name:

Ann M Duffer Family Foundation

EIN:

83-2381733

Description	Revenue and Expenses per Books	Net Investment Income	Disbursements for Charitable Purposes
Administrative Fees	28,265		28,265
Bank Charges	243	243
State or Local Filing Fees	25		25

- TIN:

TY 2021 OtherProfessionalFeesSchedule

Name:

Ann M Duffer Family Foundation

EIN:

83-2381733

Category	Amount	Net Investment Income	Adjusted Net Income	Disbursements for Charitable Purposes
Investment Management Services	25,893	25,893

- TIN:

TY 2021 TaxesSchedule

Name:

Ann M Duffer Family Foundation

EIN:

83-2381733

Category	Amount	Net Investment Income	Adjusted Net Income	Disbursements for Charitable Purposes
990-PF Estimated Tax for 2021	14,700
Foreign Tax Paid	1,254	1,254