Form990-PF


Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0047
2021
Open to Public Inspection
For calendar year 2021, or tax year beginning 01-01-2021 , and ending 12-31-2021
Name of foundation
HENRY UIHLEIN II AND MILDRED A UIHLEIN
FOUNDATION
Number and street (or P.O. box number if mail is not delivered to street address)HEAVEN HILL FARM 302 BEAR CUB LANE
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
LAKE PLACID, NY129463117
A Employer identification number

39-1322495
B Telephone number (see instructions)

(518) 523-3061
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$25,731,794J Accounting method:
Modified Cash
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet.............
3 Interest on savings and temporary cash investments 1,561 1,561  
4 Dividends and interest from securities... 140,108 140,108  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 1,076,131
b Gross sales price for all assets on line 6a 5,948,792
7 Capital gain net income (from Part IV, line 2)... 1,076,131
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 326 326  
12 Total. Add lines 1 through 11........ 1,218,126 1,218,126  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 146,000 7,300   138,700
14 Other employee salaries and wages...... 144,267 0   144,267
15 Pension plans, employee benefits....... 12,438 0   12,438
16a Legal fees (attach schedule)......... Click to see attachment 2,850 0   2,850
b Accounting fees (attach schedule)....... Click to see attachment 54,179 0   54,179
c Other professional fees (attach schedule).... Click to see attachment 47,846 47,846   0
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment 637 637   0
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings....... 16,907 0   16,907
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 251,581 7   251,574
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 676,705 55,790   620,915
25 Contributions, gifts, grants paid....... 430,246 430,246
26 Total expenses and disbursements. Add lines 24 and 25 1,106,951 55,790   1,051,161
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 111,175
b Net investment income (if negative, enter -0-) 1,162,336
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2021)
Form 990-PF (2021)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing.............      
2 Savings and temporary cash investments......... 548,183 928,419 928,419
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule) 2,549,548 Click to see attachment1,929,209 1,929,209
b Investments—corporate stock (attach schedule)....... 3,867,901 Click to see attachment4,278,489 4,278,489
c Investments—corporate bonds (attach schedule)....... 2,148,225 Click to see attachment1,933,192 1,933,192
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 9,388,663 Click to see attachment9,973,296 9,973,296
14 Land, buildings, and equipment: basis bullet6,689,189
Less: accumulated depreciation (attach schedule) bullet   6,117,807 Click to see attachment6,689,189 6,689,189
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 24,620,327 25,731,794 25,731,794
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)......... 0 0
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions........... 24,620,327 25,731,794
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........    
27 Paid-in or capital surplus, or land, bldg., and equipment fund    
28 Retained earnings, accumulated income, endowment, or other funds    
29 Total net assets or fund balances (see instructions)..... 24,620,327 25,731,794
30 Total liabilities and net assets/fund balances (see instructions). 24,620,327 25,731,794
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
24,620,327
2
Enter amount from Part I, line 27a .....................
2
111,175
3
Other increases not included in line 2 (itemize) bulletClick to see attachment
3
1,000,292
4
Add lines 1, 2, and 3 ..........................
4
25,731,794
5
Decreases not included in line 2 (itemize) bullet
5
0
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
25,731,794
Form 990-PF (2021)
Form 990-PF (2021)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a PUBLICLY TRADED SECURITIES      
b CAPITAL GAINS DIVIDENDS P    
c
d
e
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 5,335,815   4,872,661 463,154
b 612,977     612,977
c
d
e
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       463,154
b       612,977
c
d
e
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 1,076,131
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Form 990-PF (2021)
Form 990-PF (2021)
Page 4
Part V
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b All other domestic foundations enter 1.39% (0.0139) of line 27b. Exempt foreign organizations enter 4% (0.04) of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 16,156
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 16,156
6 Credits/Payments:
a 2021 estimated tax payments and 2020 overpayment credited to 2021 6a 9,524
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c 15,000
d Backup withholding erroneously withheld ........... 6d 0
7 Total credits and payments. Add lines 6a through 6d.............. 7 24,524
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. Click to see attachment 8 110
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 8,258
11 Enter the amount of line 10 to be: Credited to 2022 estimated taxBullet8,258 RefundedBullet 11 0
Part VI-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?.........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XIV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletNY
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2021 or the taxable year beginning in 2021? See the instructions for Part XIII.
    If "Yes," complete Part XIII .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 5
    Part VI-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletDWAYNE JOHNSON ASSOCIATES Telephone no.bullet (262) 522-4136

    Located atbulletW233N2080 RIDGEVIEW PKWY STE 301WAUKESHAWI ZIP+4bullet531881025
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2021, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VI-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person? ...........
    1a(1)
     
    No
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person? ..............................
    1a(2)
     
    No
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? ...........
    1a(3)
    Yes
     
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? ............
    1a(4)
    Yes
     
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)? ......................
    1a(5)
     
    No
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.) ...............
    1a(6)
     
    No
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ..........
    1b
     
    No
    c
    ........bullet
    d
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2021? .............
    1d
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2021, did the foundation have any undistributed income (lines 6d
    and 6e, Part XII) for tax year(s) beginning before 2021?....................
    2a
     
    No
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year? ..............................
    3a
     
    No
    b
    If "Yes," did it have excess business holdings in 2021 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2021.) .....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2021? ..
    4b
     
    No
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 6
    Part VI-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? ..........
    5a(1)
     
    No
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive? ....................
    5a(2)
     
    No
    (3) Provide a grant to an individual for travel, study, or other similar purposes? .............
    5a(3)
     
    No
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions ........................
    5a(4)
     
    No
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals? .............
    5a(5)
     
    No
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ........
    5b
     
     
    c
    .........bullet
    d
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant? .................
    5d
     
     
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract? .............................
    6a
     
    No
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    7a
     
    No
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? .....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .........................
    8
     
    No
    Part VII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    JOHN D LEEKLEY JR TRUSTEE, CHAIRPERSON
    6.00     		68,000 0 0
    C/O HEAVEN HILL FARM 302 BEAR CUB
    LN
    LAKE PLACID,NY129463117
    JAMES MCKENNA TRUSTEE
    13.75     		78,000 0 0
    C/O HEAVEN HILL FARM 302 BEAR CUB
    LN
    LAKE PLACID,NY129463117
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 7
    Part VII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part VIII-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1 THE FOUNDATION'S FOUNDER, HENRY UIHLEIN, DIRECTED THAT, IF POSSIBLE, HIS PROPERTY NOT BE TURNED INTO A COMMERCIAL OR RESIDENTIAL DEVELOPMENT. ACCORDINGLY, THE FOUNDATION HAS RENOVATED AND RESTORED HIS RATHER EXTENSIVE FARMHOUSE AND HOLDS IT AVAILABLE TO LOCAL NOT-FOR-PROFIT ORGANIZATIONS AS A VENUE FOR MEETINGS, SEMINARS, RETREATS, FUND-RAISERS AND THE LIKE. AN UPDATED (BUT NOT "COMMERCIAL") KITCHEN IS AVAILABLE ALONG WITH FIBER-SUPPORTED WI-FI. THE BUILDING USUALLY SEES ABOUT 3,000 VISITORS A YEAR. IN 2021, THE BUILDING REOPENED IN JUNE AND SAW ABOUT 1050 VISITORS DURING THE REMAINDER OF THE YEAR. 168,800
    2 THE FOUNDATION HAS DEVELOPED ABOUT ELEVEN MILES OF WALKING/HIKING/CROSS-COUNTRY SKI TRAILS THAT ARE EXTENSIVELY USED YEAR-ROUND BY LOCAL RESIDENTS AND VISITORS. THE COVID LOCKDOWN SPURRED EVEN MORE USAGE. GUESSTIMATES PUT TOTAL USAGE OVER THE YEAR IN SIX FIGURES. HENRY'S WOODS LIES AT THE EASTERN END OF THE PROPERTY AND CONSISTS OF SEVERAL HEAVILY ENGINEERED TRIALS OF LIGHT TO MODERATE DIFFICULTY AND BREATH-TAKING VIEWS FROM LOOKOUTS HIGHER UP THE HILL. HEAVEN HILL TRAILS, INCLUDING OLD ORCHARD TRAIL, ARE LOCATED ON RELATIVELY FLAT TERRAIN AT THE WESTERN END OF THE PROPERTY. ALL TRAILS ARE WELL MARKED. RECENT ACQUISITION OF ADJACENT PROPERTY FORMERLY USED FOR POTATO RESEARCH HAS PROMPTED A HALT TO FURTHER TRAIL DEVELOPMENT PENDING THE COMPLETION OF A COMPREHENSIVE PLAN FOR THE TRAIL SYSTEM. 141,200
    3 THE FOUNDATION HAS REFURBISHED THE SUGARHOUSE BUILT BY THE FOUNDER AND HAS HIRED AN EXPERT TO OVERSEE THE HARVEST OF MAPLE SAP FROM THE LARGE STAND OF MAPLE TREES (THE "SUGARBUSH") AND BOIL SYRUP WHILE RUNNING AN OUTREACH PROGRAM FOR STUDENTS AT LOCAL SCHOOLS AND THE PUBLIC. COVID HAS LIMITED IN-PERSON CONTACT, BUT THE 2021 SYRUP HARVEST WAS VERY GOOD AND RESULTED IN DONATIONS TO THE LAKE PLACID CENTRAL SCHOOL FOOD PROGRAM AND THE NORTH ELBA CHRISTMAS FUND (THE BALANCE WAS DISTRIBUTED DURING OUTREACH PROGRAMS DURING THE YEAR). 36,100
    4  
    Part VIII-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 8
    Part IX
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    18,659,401
    b
    Average of monthly cash balances.......................
    1b
    410,989
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    19,070,390
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    19,070,390
    4
    Cash deemed held for charitable activities. Enter 1.5% (0.015) of line 3 (for greater amount, see
    instructions) .............................
    4
    286,056
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. .......
    5
    18,784,334
    6
    Minimum investment return. Enter 5% (0.05) of line 5................
    6
    939,217
    Part X
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part IX, line 6..................
    1
    939,217
    2a
    Tax on investment income for 2021 from Part V, line 5.......
    2a
    16,156
    b
    Income tax for 2021. (This does not include the tax from Part V.) ...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    16,156
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    923,061
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    923,061
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XII, line 1 ...
    7
    923,061
    Part XI
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
     
    b
    Program-related investments—total from Part VIII-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part XII, line 4.
    4
     
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 9
    Part XII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2020     		(c)
    2020     		(d)
    2021
    1 Distributable amount for 2021 from Part X, line 7 923,061
    2 Undistributed income, if any, as of the end of 2021:
    a Enter amount for 2020 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2021:
    a From 2016...... 229,024
    b From 2017...... 192,670
    c From 2018...... 263,063
    d From 2019...... 40,696
    e From 2020...... 65,636
    f Total of lines 3a through e ........ 791,089
    4Qualifying distributions for 2021 from Part
    XI, line 4: bullet$ 1,622,543
    a Applied to 2020, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2021 distributable amount..... 923,061
    e Remaining amount distributed out of corpus 699,482
    5 Excess distributions carryover applied to 2021. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 1,490,571
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2021. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2022 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2016 not
    applied on line 5 or line 7 (see instructions) ...     		229,024
    9 Excess distributions carryover to 2022.
    Subtract lines 7 and 8 from line 6a ......     		1,261,547
    10 Analysis of line 9:
    a Excess from 2017.... 192,670
    b Excess from 2018.... 263,063
    c Excess from 2019.... 40,696
    d Excess from 2020.... 65,636
    e Excess from 2021.... 699,482
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 10
    Part XIII
    Private Operating Foundations (see instructions and Part VI-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2021, enter the date of the ruling ....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2021 (b) 2020 (c) 2019 (d) 2018
             
    b 85% (0.85) of line 2a .........          
    c Qualifying distributions from Part XI,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part IX, line 6 for each year listed ..     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XIV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 11
    Part XIV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    ADIRONDACK COMMUNITY TRUST
    PO BOX 288
    LAKE PLACID,NY129460288     		N/A PC 2021 UIHLEIN IRONMAN SPORTS FUND 5,000
    ADIRONDACK COUNCIL INC
    PO BOX D-2
    ELIZABETHTOWN,NY129320640     		N/A PC CLARENCE PETTY INTERN 7,500
    ADIRONDACK FOUNDATION
    PO BOX 288
    LAKE PLACID,NY129460288     		N/A PC NORTH ELBA CHRISTMAS FUND 10,000
    ADIRONDACK NORTH COUNTRY SPORTS COUNCIL
    49 PARKSIDE DR
    LAKE PLACID,NY129463832     		N/A PC 2022 WORLD UNIVERSITY SPEED SKATING CHAMPIONSHIPS 50,000
    ADIRONDACK RESEARCH CONSORTIUM
    PO BOX 96
    PAUL SMITHS,NY129700096     		N/A PC GENERAL SUPPORT 1,500
    BARKEATER TRAILS ALLIANCE - BETA
    PO BOX 843
    LAKE PLACID,NY129460843     		N/A PC SUPPORT STRATEGIC PLANNING 4,000
    BRILLIANT PATHWAYS
    2303 LAKE SHORE ROAD
    ESSEX,NY129360001     		N/A PC K-12 SCHOOL PROGRAMS 5,000
    ESSEX COUNTY HISTORICAL SOCIETY
    PO BOX 428 7590 COURT STREET
    ELIZABETHTOWN,NY129320428     		N/A PC GENERAL OPERATIONS 7,500
    LAKE PLACID CENTER FOR THE ARTS
    17 ALGONQUIN DRIVE
    LAKE PLACID,NY129461054     		N/A PC NEW LIGHTING 40,000
    LAKE PLACID COMMUNITY BEAUTIFICATION ASSOCIATION
    2693 MAIN STREET
    LAKE PLACID,NY129463351     		N/A PC GENERAL SUPPORT 14,000
    LAKE PLACID ELEMENTARY SCHOOL PLAYGROUND
    318 OLD MILITARY ROAD
    LAKE PLACID,NY129461811     		N/A PC GENERAL SUPPORT 25,000
    LAKE PLACID NORTH ELBA HISTORICAL SOCIETY
    PO BOX 189
    LAKE PLACID,NY129460189     		N/A PC GENERAL SUPPORT 10,000
    LAKE PLACID NY ROTARY FOUNDATION
    PO BOX 854
    LAKE PLACID,NY129460854     		N/A PC BUS SHELTER 15,000
    LAKE PLACID OUTING CLUB INC
    34 SCHOOL STREET
    LAKE PLACID,NY129463323     		N/A PC GENERAL SUPPORT 2,500
    LAKE PLACID PUBLIC LIBRARY
    2471 MAIN STREET
    LAKE PLACID,NY129463301     		N/A PC GENERAL SUPPORT 5,000
    LAKE PLACID SINFONIETTA INC
    PO BOX 1303
    LAKE PLACID,NY129465303     		N/A PC GENERAL SUPPORT 7,500
    LAKE PLACID SKI CLUB
    PO BOX 691
    LAKE PLACID,NY129460691     		N/A PC SUMMER YOUTH PROGRAMS 5,000
    LAKE PLACID VOLUNTEER AMBULANCE SERVICES INC
    PO BOX 107
    LAKE PLACID,NY129460107     		N/A PC GENERAL SUPPORT 5,000
    LAKE PLACID VOLUNTEER FIRE DEPARTMENT INC
    PO BOX 569
    LAKE PLACID,NY129460569     		N/A PC GENERAL SUPPORT 60,000
    NEW YORK SKI EDUCATION FOUNDATION INC
    5021 NYS ROUTE 86
    WILMINGTON,NY129970000     		N/A PC GENERAL SUPPORT 15,000
    NORTHWOOD SCHOOL
    92 NORTHWOOD ROAD
    LAKE PLACID,NY129463625     		N/A PC WILDLIFE PROGRAMS 25,000
    SONGS AT MIRROR LAKE INC
    PO BOX 1450
    LAKE PLACID,NY129465450     		N/A PC GENERAL SUPPORT 6,000
    THOMAS SHIPMAN SR MEMORIAL YOUTH CENTER INC
    PO BOX 1122
    LAKE PLACID,NY129465122     		N/A PC THOMAS SHIPMAN MEMORIAL YOUTH CENTER INC 15,000
    TOWN OF NORTH ELBA
    2693 MAIN STREET
    LAKE PLACID,NY129463567     		N/A PC GLOBAL SPORTS PROGRAM 59,950
    TRI-LAKES HUMANE SOCIETY
    PO BOX 111
    SURANAC LAKE,NY129830111     		N/A PC GENERAL SUPPORT 5,000
    UNITED STATES LUGE ASSOCIATION
    57 CHURCH STREET
    LAKE PLACID,NY129461805     		N/A PC YOUTH DEVELOPMENT PROGRAM AND WIND TUNNEL TESTING 24,796
    Total .................................bullet 3a 430,246
    bApproved for future payment
    Total .................................bullet 3b 0
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 12
    Part XV-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments ....          
    3 Interest on savings and temporary cash
    investments ...........     		    14 1,561  
    4 Dividends and interest from securities ....          
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income .....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 1,076,131  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e) .. 0 1,218,126 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    1,218,126
    (See worksheet in line 13 instructions to verify calculations.)
    Part XV-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XV-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 13
    Part XVI
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2021)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2021 AccountingFeesSchedule
    Name:
    HENRY UIHLEIN II AND MILDRED A UIHLEIN
     
    FOUNDATION
    EIN:
    39-1322495
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    BOOKKEEPING 30,000 0   30,000
    FINANCIAL STATEMENT AUDIT AND TAX RETURN PREPARATION 24,179 0   24,179

    TY 2021 InvestmentsCorpBondsSchedule
    Name:
    HENRY UIHLEIN II AND MILDRED A UIHLEIN
     
    FOUNDATION
    EIN:
    39-1322495
    Name of Bond End of Year Book Value End of Year Fair Market Value
    ABBVIE INC 3.600% DUE 05/14/2025 50,000 QTY 53,136 53,136
    ACE INA HLDGS INC 2.875% DUE 11/03/2022 35,000 QTY 35,543 35,543
    AIR LEASE CORP 0.800% DUE 08/18/2024 45,000 QTY 44,105 44,105
    AMAZON.COM INC 1.650% DUE 05/12/2028 20,000 QTY 19,984 19,984
    AMERICAN HONDA FINANCE 1.950% DUE 05/20/2022 35,000 QTY 35,209 35,209
    ANTHEM INC 3.650% DUE 12/01/2027 35,000 QTY 38,414 38,414
    APPLE INC 2.050% DUE 09/11/2026 39,000 QTY 40,100 40,100
    BANK OF AMERICA CORP 3.366% DUE 01/23/2026 40,000 QTY 42,107 42,107
    BROADCOM INC 4.700% DUE 04/15/2025 40,000 QTY 43,744 43,744
    CANADIAN IMPERIAL BANK 3.100% DUE 04/02/2024 35,000 QTY 36,511 36,511
    CHURCH & DWIGHT CO INC 3.150% DUE 08/01/2027 35,000 QTY 37,178 37,178
    CIGNA CORP 3.750% DUE 07/15/2023 24,000 QTY 24,979 24,979
    CITIGROUP INC 3.668% DUE 07/24/2028 50,000 QTY 53,928 53,928
    COMCAST CORP 3.700% DUE 04/15/2024 40,000 QTY 42,508 42,508
    D.R. HORTON INC 1.400% DUE 10/15/2027 50,000 QTY 48,390 48,390
    DUPONT DE NEMOURS INC 4.493% DUE 11/15/2025 43,000 QTY 47,513 47,513
    ENTERGY LOUISIANA LLC 0.620% DUE 11/17/2023 50,000 QTY 49,609 49,609
    EQUIFAX INC 2.600% DUE 12/01/2024 40,000 QTY 41,394 41,394
    ESTEE LAUDER CO INC 2.600% DUE 04/15/2030 40,000 QTY 41,467 41,467
    GENERAL MOTORS FINL CO 4.000% DUE 01/15/2025 15,985 15,985
    GENERAL MOTORS FINL CO 4.350% DUE 04/09/2025 24,780 24,780
    HP ENTERPRISE CO 1.750% DUE 04/01/2026 25,000 QTY 25,003 25,003
    HP ENTERPRISE CO 4.900% DUE 10/15/2025 18,000 QTY 19,975 19,975
    INTERCONTINENTALEXCHANGE 0.700% DUE 06/15/2023 50,000 QTY 49,957 49,957
    JABIL INC 4.700% DUE 09/15/2022 45,000 QTY 46,189 46,189
    JPMORGAN CHASE & CO 2.069% DUE 06/01/2029 19,000 QTY 18,841 18,841
    JPMORGAN CHASE & CO 4.203% DUE 07/23/2029 19,000 QTY 21,219 21,219
    LOWE'S COS INC 1.700% DUE 09/15/2028 45,000 QTY 44,085 44,085
    MASTERCARD INC 3.500% DUE 02/26/2028 38,000 QTY 41,620 41,620
    MCDONALD'S CORP 3.300% DUE 07/01/2025 40,000 QTY 42,453 42,453
    MORGAN STANLEY 1.512% DUE 07/20/2027 30,000 QTY 29,526 29,526
    MORGAN STANLEY 1.593% DUE 05/04/2027 15,000 QTY 14,846 14,846
    NATIONAL RURAL UTIL COOP 1.750% DUE 01/21/2022 12,000 QTY 12,008 12,008
    NEXTERA ENERGY CAPITAL 0.650% DUE 03/01/2023 45,000 QTY 44,906 44,906
    ORACLE CORP SR GLBL NT 2.500% DUE 05/15/2022 35,000 QTY 35,138 35,138
    PAYPAL HOLDINGS INC 1.650% DUE 06/01/2025 40,000 QTY 40,494 40,494
    PIONEER NATURAL RESOURCES 1.125% DUE 01/15/2026 45,000 QTY 43,770 43,770
    PNC FINANCIAL SERVICES 3.300% DUE 03/08/2022 40,000 QTY 40,103 40,103
    PUBLIC STORAGE 3.500% DUE 02/26/2028 38,000 QTY 44,922 44,922
    ROPER TECHNOLOGIES INC 2.950% DUE 09/15/2029 45,000 QTY 46,616 46,616
    ROSS STORES INC 4.600% DUE 04/15/2025 40,000 QTY 43,794 43,794
    SHELL INTERNATIONAL FIN 2.375% DUE 11/07/2029 43,000 QTY 43,990 43,990
    SOUTHERN CAL EDISON 0.975% DUE 08/01/2024 45,000 QTY 44,617 44,617
    SOUTHWEST AIRLINES CO 5.125% DUE 06/15/2027 40,000 QTY 45,783 45,783
    SUMITOMO MITSUI FINL GRP 2.632% DUE 07/14/2026 66,000 QTY 42,518 42,518
    UNION PACIFIC CORP 3.950% DUE 09/10/2028 40,000 QTY 44,901 44,901
    VALERO ENERGY CORP 1.200% DUE 03/15/2024 50,000 QTY 49,949 49,949
    VERISK ANALYTICS INC 4.000% DUE 06/15/2025 45,000 QTY 48,446 48,446
    VERIZON COMMUNICATIONS 1.750% DUE 01/20/2031 49,000 QTY 46,377 46,377
    WEC ENERGY GROUP INC 0.800% DUE 03/15/2024 45,000 QTY 44,562 44,562

    TY 2021 InvestmentsCorpStockSchedule
    Name:
    HENRY UIHLEIN II AND MILDRED A UIHLEIN
     
    FOUNDATION
    EIN:
    39-1322495
    Name of Stock End of Year Book Value End of Year Fair Market Value
    ADOBE INC (ADBE) 94.000 SHARES 53,303 53,303
    ADVANCE AUTO PARTS (AAP) 195.000 SHARES 38,380 38,380
    AIR PRODUCTS & CHEMICALS (APD) 122.000 SHARES 37,119 37,119
    ALPHABET INC CLASS C (GOOG) 72.000 SHARES 208,338 208,338
    AMAZON.COM INC (AMZN) 40.000 SHARES 133,373 133,373
    AMEREN CORP (AEE) 380.000 SHARES 33,823 33,823
    AMERICAN TOWER CORP (AMT) 284.000 SHARES 83,070 83,070
    AMERICAN WATER WORKS CO (AWK) 170.000 SHARES 32,106 32,106
    AMPHENOL CORP (APH) 590.000 SHARES 51,601 51,601
    ANSYS INC (ANSS) 61.000 SHARES 24,468 24,468
    AON PLC (AON) 87.000 SHARES 26,148 26,148
    APPLE INC (AAPL) 1,265.000 SHARES 224,626 224,626
    APTIV PLC (APTV) 350.000 SHARES 57,732 57,732
    ASML HOLDING (ASML) 78.000 SHARES 62,432 62,432
    ASPEN TECHNOLOGY (AZPN) 160.000 SHARES 24,352 24,352
    BANK OF AMERICA CORP (BAC) 2,315.000 SHARES 102,994 102,994
    BLACKSTONE GROUP INC (BX) 625.000 SHARES 80,868 80,868
    BURLINGTON STORES INC (BURL) 98.000 SHARES 28,567 28,567
    CARLISLE COS (CSL) 110.000 SHARES 27,293 27,293
    CATALENT INC (CTLT) 265.000 SHARES 33,927 33,927
    CDW CORP/DE (CDW) 170.000 SHARES 34,812 34,812
    CHARTER COMMUNICATIONS INC (CHTR) 54.000 SHARES 35,206 35,206
    CINTAS CORP (CTAS) 100.000 SHARES 44,317 44,317
    CITIGROUP INC (C) 670.000 SHARES 40,461 40,461
    CONOCOPHILLIPS (COP) 870.000 SHARES 62,796 62,796
    COOPER COS INC (COO) 92.000 SHARES 38,542 38,542
    DANAHER CORP (DHR) 230.000 SHARES 75,672 75,672
    DOLLARAMA INC (DOL.TO) 830.000 SHARES 41,512 41,512
    DOMINOS PIZZA (DPZ) 41.000 SHARES 23,137 23,137
    DOVER CORP (DOV) 160.000 SHARES 29,056 29,056
    EATON CORP PLC (ETN) 370.000 SHARES 63,943 63,943
    EQUIFAX INC (EFX) 127.000 SHARES 37,184 37,184
    EXPEDIA GROUP INC (EXPE) 120.000 SHARES 21,686 21,686
    HEICO CORPORATION (HEI) 75.000 SHARES 10,816 10,816
    HILTON WORLDWIDE HOLDINGS (HLT) 390.000 SHARES 60,836 60,836
    HOME DEPOT (HD) 75.000 SHARES 31,125 31,125
    IAA INC (IAA) 450.000 SHARES 22,779 22,779
    IQVIA HOLDINGS INC (IQV) 405.000 SHARES 114,266 114,266
    JONES LANG LASALLE INC COM (JLL) 130.000 SHARES 29,627 29,627
    JPMORGAN CHASE & CO (JPM) 370.000 SHARES 58,589 58,589
    LAB CORP OF AMER HLDGS NEW (LH) 74.000 SHARES 23,251 23,251
    LINCOLN ELEC HLDG (LECO) 170.000 SHARES 23,709 23,709
    LVMH MOET HENNESSY VUITTON (LVMHF)70.000 SHARES 57,638 57,638
    MATCH GROUP INC (MTCH) 209.000 SHARES 30,946 30,946
    MERCADOLIBRE INC (MELI) 11.000 SHARES 14,832 14,832
    META PLATFORMS INC (FB) 395.000 SHARES 132,858 132,858
    MICROSOFT CORP (MSFT) 860.000 SHARES 289,235 289,235
    MSCI INC (MSCI) 66.000 SHARES 40,437 40,437
    NASDAQ INC. (NDAQ) 170.000 SHARES 35,701 35,701
    NICE LTD ADR (NICE) 105.000 SHARES 31,878 31,878
    NIKE INC CL B (NKE) 550.000 SHARES 91,668 91,668
    NORTHROP GRUMMAN CORP (NOC) 134.000 SHARES 51,867 51,867
    NVIDIA CORP (NVDA) 88.000 SHARES 25,881 25,881
    PAYCOM SOFTWARE INC (PAYC) 56.000 SHARES 23,250 23,250
    PEPSICO INC (PEP) 395.000 SHARES 68,615 68,615
    PIONEER NATURAL RESOURCES (PXD) 160.000 SHARES 29,100 29,100
    ROSS STORES INC (ROST) 370.000 SHARES 42,283 42,283
    S&P GLOBAL INC. (SPGI) 114.000 SHARES 53,800 53,800
    SAFRAN SA (SAF.PA)310.000 SHARES 37,800 37,800
    SCHWAB CHARLES CORP NEW (SCHW) 940.000 SHARES 79,054 79,054
    SEA LTD ADR (SE) 115.000 SHARES 25,726 25,726
    SERVICENOW INC (NOW) 64.000 SHARES 41,543 41,543
    SMITH A O CORP (AOS) 260.000 SHARES 22,321 22,321
    SS&C TECHNOLOGIES HOLDINGS (SSNC) 315.000 SHARES 25,823 25,823
    STERIS PLC (STE) 140.000 SHARES 34,077 34,077
    SYNOPSYS INC (SNPS) 91.000 SHARES 33,533 33,533
    TELEFLEX INC (TFX) 81.000 SHARES 26,606 26,606
    TEXAS INSTRUMENTS INC (TXN) 460.000 SHARES 86,696 86,696
    THERMO FISHER SCIENTIFIC (TMO) 114.00 SHARES 76,065 76,065
    UNION PACIFIC CORP (UNP) 235.00 SHARES 59,203 59,203
    UNITEDHEALTH GROUP INC (UNH) 185.000 SHARES 92,895 92,895
    US FOODS HOLDING CORP (USFD) 1,045.000 SHARES 36,397 36,397
    VISA INC (V) 560.000 SHARES 121,357 121,357
    VULCAN MATERIALS (VMC) 285.000 SHARES 59,160 59,160
    WEX INC (WEX) 130.000 SHARES 18,250 18,250
    WYNDHAM HOTELS & RESORTS (WH) 220.000 SHARES 19,723 19,723
    ZOETIS INC (ZTS) 305.000 SHARES 74,429 74,429

    TY 2021 InvestmentsGovtObligationsSch
    Name:
    HENRY UIHLEIN II AND MILDRED A UIHLEIN
     
    FOUNDATION
    EIN:
    39-1322495
    US Government Securities - End of Year Book Value:

    1,929,209
    US Government Securities - End of Year Fair Market Value:

    1,929,209
    State & Local Government Securities - End of Year Book Value:


    0
    State & Local Government Securities - End of Year Fair Market Value:


    0


    TY 2021 InvestmentsOtherSchedule2
    Name:
    HENRY UIHLEIN II AND MILDRED A UIHLEIN
     
    FOUNDATION
    EIN:
    39-1322495
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    OW CREDIT INCOME FUND (OWCIX) 88,495.781 SHARES FMV 892,922 892,922
    OW LARGE CAP STRATEGIES FD (OWLSX) 374,551.481 SHARES FMV 7,056,549 7,056,549
    OW SMALL & MIDCAP STRAT FD (OWSMX) 112,123.287 SHARES FMV 2,023,825 2,023,825

    TY 2021 LandEtcSchedule2
    Name:
    HENRY UIHLEIN II AND MILDRED A UIHLEIN
     
    FOUNDATION
    EIN:
    39-1322495
    Category / Item Cost / Other Basis Accumulated Depreciation Book Value End of Year Fair Market Value
    MILLS PROPERTY LAND 1,971,102 0 1,971,102 1,971,102
    HEAVEN HILL FARM 2,398,371 0 2,398,371 2,398,371
    HENRY'S WOODS LAND 321,639 0 321,639 321,639
    OLD ORCHARD TRAIL 81,419 0 81,419 81,419
    HEAVEN HILL TRAIL 64,220 0 64,220 64,220
    CARETAKERS RESIDENCE 139,373 0 139,373 139,373
    HEAVEN HILL OFFICE 88,017 0 88,017 88,017
    EQUIPMENT 188,212 0 188,212 188,212
    CORNELL LOT 917,398 0 917,398 917,398
    UIHLEIN FARM 507,788 0 507,788 507,788
    IMPROVEMENTS 11,650 0 11,650 11,650


    TY 2021 LegalFeesSchedule
    Name:
    HENRY UIHLEIN II AND MILDRED A UIHLEIN
     
    FOUNDATION
    EIN:
    39-1322495
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    GENERAL AND ADMINISTRATIVE LEGAL COUNSEL 2,850 0   2,850


    TY 2021 OtherExpensesSchedule
    Name:
    HENRY UIHLEIN II AND MILDRED A UIHLEIN
     
    FOUNDATION
    EIN:
    39-1322495
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    DIRECTORS AND OFFICERS INSURANCE 2,093 0   2,093
    FILING FEES 750 0   750
    OFFICE AND OTHER EXPENSES 1,214 0   1,214
    OTHER INVESTMENT EXPENSES 7 7   0
    PROPERTY INSURANCE 26,477 0   26,477
    REPAIRS AND MAINTENANCE 189,087 0   189,087
    UTILITIES 31,953 0   31,953


    TY 2021 OtherIncomeSchedule2
    Name:
    HENRY UIHLEIN II AND MILDRED A UIHLEIN
     
    FOUNDATION
    EIN:
    39-1322495
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    OTHER INVESTMENT INCOME 270 270 270
    SECURITY LITIGATION PROCEEDS 56 56 56


    TY 2021 OtherIncreasesSchedule
    Name:
    HENRY UIHLEIN II AND MILDRED A UIHLEIN
     
    FOUNDATION
    EIN:
    39-1322495
    Description Amount
    UNREALIZED APPRECIATION ON INVESTMENTS 1,000,292


    TY 2021 OtherProfessionalFeesSchedule
    Name:
    HENRY UIHLEIN II AND MILDRED A UIHLEIN
     
    FOUNDATION
    EIN:
    39-1322495
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMENT MANAGEMENT AND ADVISORY 47,846 47,846   0


    TY 2021 TaxesSchedule
    Name:
    HENRY UIHLEIN II AND MILDRED A UIHLEIN
     
    FOUNDATION
    EIN:
    39-1322495
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAXES WITHHELD 637 637   0