| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| TAX & ACCOUNTING | 121,991 | 60,996 | 60,996 |
| Name of Bond | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| FIXED INCOME - SEE STATEMENT 14 | 80,747,510 | 81,360,993 |
| Name of Stock | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| EQUITIES - SEE STATEMENT 14 | 99,813,493 | 135,504,861 |
| Category/ Item | Listed at Cost or FMV | Book Value | End of Year Fair Market Value |
|---|---|---|---|
| ALTERNATIVE INVESTMENTS - SEE STATEMENT 14 | AT COST | 6,054,590 | 7,651,133 |
| GELLER SELECT ALTERNATIVES LLC | AT COST | 3,245,704 | 3,396,901 |
| CHEYNE EMEA FUND LP | AT COST | 1,680,363 | 1,781,118 |
| CIFC LOAN FUND | AT COST | 3,506,669 | 3,535,814 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| LEGAL ADVISORY FEES | 1,000 | 0 | 1,000 |
| Description | Beginning of Year - Book Value | End of Year - Book Value | End of Year - Fair Market Value |
|---|---|---|---|
| PROGRAM RELATED INVESTMENT LOAN | 200,000 | 450,000 | 450,000 |
| Description | Revenue and Expenses per Books | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| DELAWARE ANNUAL FILING FEE | 177 | 0 | 177 | |
| NY CHAR500 | 1,500 | 0 | 1,500 | |
| STEVE DE BLASIO | 249,354 | 0 | 249,354 | |
| TALENT BURST | 146,933 | 0 | 146,933 | |
| ROCKY MOUNTAIN INSTITUTE | 42,554 | 0 | 42,554 | |
| OTHER DEDUCTIONS - K-1: GELLER SELECT ALTERNATIVES LLC | 87,342 | 87,342 | 0 | |
| OTHER DEDUCTIONS - K-1: CIFC SENIOR SECURED CORPORATE LOAN FUND LP | 12,173 | 12,173 | 0 | |
| NON DEDUCTIBLE EXPENSES | 18 | 0 | 0 |
| Description | Revenue And Expenses Per Books | Net Investment Income | Adjusted Net Income |
|---|---|---|---|
| GELLER SELECT ALTERNATIVES LLC | -9,559 | -9,559 | -9,559 |
| CHEYNE EMEA FUND | 215,980 | 215,980 | 215,980 |
| UNRELATED BUSINESS TAXABLE INCOME REPORTED ON FORM 990-T | 65,563 | 0 | 65,563 |
| CIFC SENIOR SECURED CORPORATE LOAN FUND LP | 7,510 | 7,510 | 7,510 |
| Description | Amount |
|---|---|
| PRIOR PERIOD ADJUSTMENT | 3,210 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| INVESTMENT FEES | 785,601 | 785,601 | 0 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| FOREIGN TAX | 1,129 | 1,129 | 0 | |
| FOREIGN TAX - K-1: GELLER SELECT ALTERNATIVES LLC | 364 | 364 | 0 | |
| EXCISE TAX | 140,000 | 0 | 0 |