Form990-PF
Click to see attachment
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Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0047
2021
Open to Public Inspection
For calendar year 2021, or tax year beginning 01-01-2021 , and ending 12-31-2021
Name of foundation
The Swaha Foundation
 
Number and street (or P.O. box number if mail is not delivered to street address)PO Box 2214
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
Boulder, CO80306
A Employer identification number

83-3505984
B Telephone number (see instructions)

(303) 596-4283
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$21,774,521J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet.............
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities... 393,499 393,499  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 409,350
b Gross sales price for all assets on line 6a 3,477,573
7 Capital gain net income (from Part IV, line 2)... 409,350
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment -5,075 3,120  
12 Total. Add lines 1 through 11........ 797,774 805,969  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 84,000     84,000
14 Other employee salaries and wages......        
15 Pension plans, employee benefits....... 8,493     8,868
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule).......        
c Other professional fees (attach schedule).... Click to see attachment 175,777 175,777    
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment 19,404      
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings....... 374     374
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see list of attachments 18,529 313   18,216
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 306,577 176,090   111,458
25 Contributions, gifts, grants paid....... 745,700 745,700
26 Total expenses and disbursements. Add lines 24 and 25 1,052,277 176,090   857,158
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -254,503
b Net investment income (if negative, enter -0-) 629,879
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2021)
Form 990-PF (2021)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 3,306    
2 Savings and temporary cash investments......... 70,235 288,695 288,695
3 Accounts receivable bullet3,120
Less: allowance for doubtful accounts bullet   3,120 3,120 3,120
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule) 580,234 Click to see attachment611,609 611,609
b Investments—corporate stock (attach schedule).......      
c Investments—corporate bonds (attach schedule)....... 957,787 Click to see attachment885,064 885,064
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 17,536,426 Click to see attachment19,786,033 19,786,033
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet) Click to see attachment100,000 Click to see attachment200,000 Click to see attachment200,000
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 19,251,108 21,774,521 21,774,521
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet) Click to see attachment48,000 Click to see attachment24,000
23 Total liabilities (add lines 17 through 22)......... 48,000 24,000
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions........... 19,203,108 21,750,521
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........    
27 Paid-in or capital surplus, or land, bldg., and equipment fund    
28 Retained earnings, accumulated income, endowment, or other funds    
29 Total net assets or fund balances (see instructions)..... 19,203,108 21,750,521
30 Total liabilities and net assets/fund balances (see instructions). 19,251,108 21,774,521
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
19,203,108
2
Enter amount from Part I, line 27a .....................
2
-254,503
3
Other increases not included in line 2 (itemize) bulletClick to see attachment
3
2,801,916
4
Add lines 1, 2, and 3 ..........................
4
21,750,521
5
Decreases not included in line 2 (itemize) bullet
5
 
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
21,750,521
Form 990-PF (2021)
Form 990-PF (2021)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a Sales of Publicly Traded Securites P 2000-01-01 2021-12-31
b Capital Gains Distributions P 2000-01-01 2021-12-31
c
d
e
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 3,241,119   3,068,223 172,896
b 236,454     236,454
c
d
e
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       172,896
b       236,454
c
d
e
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 409,350
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Form 990-PF (2021)
Form 990-PF (2021)
Page 4
Part V
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b All other domestic foundations enter 1.39% (0.0139) of line 27b. Exempt foreign organizations enter 4% (0.04) of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2  
3 Add lines 1 and 2........................... 3 8,755
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4  
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 8,755
6 Credits/Payments:
a 2021 estimated tax payments and 2020 overpayment credited to 2021 6a 9,964
b Exempt foreign organizations—tax withheld at source...... 6b  
c Tax paid with application for extension of time to file (Form 8868)... 6c  
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 9,964
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. Click to see attachment 8 119
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 1,090
11 Enter the amount of line 10 to be: Credited to 2022 estimated taxBullet1,090 RefundedBullet 11  
Part VI-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?.........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
     
    No
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XIV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletCO
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2021 or the taxable year beginning in 2021? See the instructions for Part XIII.
    If "Yes," complete Part XIII .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 5
    Part VI-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletJulie Goldstein Telephone no.bullet (303) 596-4283

    Located atbulletPO Box 2214BoulderCO ZIP+4bullet803062214
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2021, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VI-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person? ...........
    1a(1)
     
    No
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person? ..............................
    1a(2)
    Yes
     
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? ...........
    1a(3)
    Yes
     
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? ............
    1a(4)
     
    No
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)? ......................
    1a(5)
     
    No
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.) ...............
    1a(6)
     
    No
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ..........
    1b
     
    No
    c
    ........bullet
    d
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2021? .............
    1d
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2021, did the foundation have any undistributed income (lines 6d
    and 6e, Part XII) for tax year(s) beginning before 2021?....................
    2a
     
    No
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year? ..............................
    3a
     
    No
    b
    If "Yes," did it have excess business holdings in 2021 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2021.) .....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2021? ..
    4b
     
    No
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 6
    Part VI-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? ..........
    5a(1)
     
    No
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive? ....................
    5a(2)
     
    No
    (3) Provide a grant to an individual for travel, study, or other similar purposes? .............
    5a(3)
     
    No
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions ........................
    5a(4)
     
    No
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals? .............
    5a(5)
     
    No
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ........
    5b
     
     
    c
    .........bullet
    d
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant? .................
    5d
     
     
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract? .............................
    6a
     
    No
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    7a
     
    No
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? .....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .........................
    8
     
    No
    Part VII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    Julie Goldstein President
    20.00     		84,000    
    PO Box 2214
    Boulder,CO803062214
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet  
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 7
    Part VII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    Align Impact Investment Mgmt 81,250
    429 Santa Monica Blvd 500
    Santa Monica,CA90401
    Total number of others receiving over $50,000 for professional services.............bullet  
    Part VIII-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part VIII-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1 One Acre Fund US - investing in farmers to help them increase their yields and their profits. When farmers become more productive, they help feed healthy communities and create thriving economies. They also reduce environmental pressure by doing more with less land. 100,000
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet100,000
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 8
    Part IX
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    17,639,841
    b
    Average of monthly cash balances.......................
    1b
    134,903
    c
    Fair market value of all other assets (see instructions)................
    1c
    4,486,910
    d
    Total (add lines 1a, b, and c).........................
    1d
    22,261,654
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
    22,261,654
    4
    Cash deemed held for charitable activities. Enter 1.5% (0.015) of line 3 (for greater amount, see
    instructions) .............................
    4
    333,925
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. .......
    5
    21,927,729
    6
    Minimum investment return. Enter 5% (0.05) of line 5................
    6
    1,096,386
    Part X
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part IX, line 6..................
    1
    1,096,386
    2a
    Tax on investment income for 2021 from Part V, line 5.......
    2a
    8,755
    b
    Income tax for 2021. (This does not include the tax from Part V.) ...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    8,755
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    1,087,631
    4
    Recoveries of amounts treated as qualifying distributions................
    4
     
    5
    Add lines 3 and 4............................
    5
    1,087,631
    6
    Deduction from distributable amount (see instructions).................
    6
     
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XII, line 1 ...
    7
    1,087,631
    Part XI
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
     
    b
    Program-related investments—total from Part VIII-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part XII, line 4.
    4
     
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 9
    Part XII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2020     		(c)
    2020     		(d)
    2021
    1 Distributable amount for 2021 from Part X, line 7 1,087,631
    2 Undistributed income, if any, as of the end of 2021:
    a Enter amount for 2020 only....... 324,841
    b Total for prior years:20, 20, 20  
    3 Excess distributions carryover, if any, to 2021:
    a From 2016......  
    b From 2017......  
    c From 2018......  
    d From 2019......  
    e From 2020......  
    f Total of lines 3a through e ........  
    4Qualifying distributions for 2021 from Part
    XI, line 4: bullet$ 957,158
    a Applied to 2020, but not more than line 2a 324,841
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		 
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2021 distributable amount..... 632,317
    e Remaining amount distributed out of corpus  
    5 Excess distributions carryover applied to 2021.    
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5  
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		 
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		 
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		 
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		 
    f Undistributed income for 2021. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2022 ..........     		455,314
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		 
    8 Excess distributions carryover from 2016 not
    applied on line 5 or line 7 (see instructions) ...     		 
    9 Excess distributions carryover to 2022.
    Subtract lines 7 and 8 from line 6a ......     		 
    10 Analysis of line 9:
    a Excess from 2017....  
    b Excess from 2018....  
    c Excess from 2019....  
    d Excess from 2020....  
    e Excess from 2021....  
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 10
    Part XIII
    Private Operating Foundations (see instructions and Part VI-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2021, enter the date of the ruling ....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2021 (b) 2020 (c) 2019 (d) 2018
             
    b 85% (0.85) of line 2a .........          
    c Qualifying distributions from Part XI,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part IX, line 6 for each year listed ..     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XIV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 11
    Part XIV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    Partners in Health
    800 Boylston Street Ste 300
    Boston,MA02199     		N/A PC General Support 15,000
    Pathfinders
    6550 Camp Bowie Blvd Suite 111
    Fort Worth,TX76116     		N/A PC General Support 2,500
    AJWS
    45 West 36th Street
    New York,NY10018     		N/A PC General Support 100,000
    Girl Rising
    28 Verandah Place
    Brooklyn,NY11201     		N/A PC General Support 50,000
    Conservation Colorado Education Fun
    1536 Wynkoop Street Suite 510
    Denver,CO80202     		N/A PC General Support 30,000
    Congregation Nevei Kodesh
    1925 Glenwood Dr
    Boulder,CO80304     		N/A PC General Support 5,000
    Bridge House
    4150 Earhart Boulevard
    New Orleans,LA70125     		N/A PC General Support 5,000
    Valley Settlement
    1901 Grand Avenue Suite 206
    Glenwood Springs,CO81601     		N/A PC General Support 10,000
    Lewis Clark College
    615 S Palatine Hill Road
    Portland,OR97219     		N/A PC General Support 2,000
    Moving Traditions
    8380 Old York Road Suite 4300
    Elkins Park,PA19027     		N/A PC General Support 5,000
    Rose Andom Center
    1330 Fox Street
    Denver,CO80204     		N/A PC General Support 5,000
    English in Action
    PO Box 4856
    Basalt,CO81621     		N/A PC General Support 1,000
    Sounds True Foundation
    413 S Arthur Ave
    Louisville,CO80027     		N/A PC General Support 10,000
    Protect Our Winters
    4676 Broadway Street
    Boulder,CO80304     		N/A PC General Support 10,000
    High Country News
    PO Box 1090
    Paonia,CO81428     		N/A PC General Support 1,000
    RESPONSE
    405 Castle Creek Road Suite 203
    Aspen,CO81611     		N/A PC General Support 1,000
    Cambodian Children's
    2309 Santa Monica Blvd PMB 833
    Santa Monica,CA90404     		N/A PC General Support 1,200
    NDN Collective
    408 Knollwood Dr
    Rapid City,SD57701     		N/A PC General Support 25,000
    Colorado Wild Public Lands
    PO Box 1772
    Basalt,CO81621     		N/A PC General Support 500
    Free Flow Foundation
    PO Box 50153
    Jacksonville Beach,FL32240     		N/A PC General Support 1,000
    40 Schools Inc
    3014 Dauphine Street
    New Orleans,LA70117     		N/A PC General Support 100,000
    Fred Hutch Cancer Research
    PO Box 19024
    Seattle,WA98109     		N/A PC General Support 8,000
    Girl Ventures
    119 Filbert Street
    Oakland,CA94607     		N/A PC General Support 50,000
    Passage Works Institute
    PO Box 19230
    Boulder,CO80308     		N/A PC General Support 3,500
    Roaring Fork Conservancy
    PO Box 3349
    Basalt,CO81621     		N/A PC General Support 500
    Style Her Empowered
    304 S 1200 E
    Salt Lake City,UT84102     		N/A PC General Support 50,000
    TGTHR
    1440 Pine St Suite B
    Boulder,CO80302     		N/A PC General Support 2,500
    Thorne Nature Experience
    1466 63rd St
    Boulder,CO80303     		N/A PC General Support 50,000
    Tides Foundation
    1012 Torney Avenue
    San Francisco,CA94129     		N/A PC General Support 50,000
    Uncharted
    3532 Franklin St Suite I
    Denver,CO80205     		N/A PC General Support 100,000
    Friendship Bridge
    1105 Spruce St
    Boulder,CO80302     		N/A PC General Support 50,000
    Auburn Seminary
    475 Riverside Dr Suite 1800
    New York,NY10115     		N/A PC General Support 1,000
    Total .................................bullet 3a 745,700
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 12
    Part XV-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments ....          
    3 Interest on savings and temporary cash
    investments ...........     		         
    4 Dividends and interest from securities ....          
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income .....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 409,350  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue:
    aOther Investment Income     		    14 3,120  
    bPartnership Income 900099 -1,644 14 -6,551  
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e) .. -1,644 799,418  
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    797,774
    (See worksheet in line 13 instructions to verify calculations.)
    Part XV-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XV-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 13
    Part XVI
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2021)
    Additional Data


    Software ID: 21013475
    Software Version: 2021v4.1


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2021 InvestmentsCorpBondsSchedule
    Name:
    The Swaha Foundation
    EIN:
    83-3505984
    Software ID:
    21013475
    Software Version:
    2021v4.1
    Name of Bond End of Year Book Value End of Year Fair Market Value
    Duke Energy Corp 3.35% 5/15/22 45,426 45,426
    Asian Dev Bk 1.875% 8/10/22    
    The Bank of No 2.375% 1/18/23 61,004 61,004
    Apple Inc 2.85% 2/23/23    
    The European Ba 0.25% 7/10/23    
    Citigroup Inc 5/15/24 60,580 60,580
    European Invt Bk 0.25% 7/10/23 64,614 64,614
    Bank of America 10/22/25 61,548 61,548
    Starbucks Corp 2.45% 6/15/26 46,521 46,521
    Midamerican Energy 3.1% 5/1/27 58,434 58,434
    Equinix Inc 1.55% 3/15/28 4,809 4,809
    Verizon Communications 3.875% 2/28/29 44,257 44,257
    Pfizer Inc 2.625% 4/1/30 41,795 41,795
    Alphabet Inc 1.1% 8/15/30 37,650 37,650
    Ypsilanti MI SD 2.44% 5/1/22 60,330 60,330
    Triboro Brdg/Tu 3.884% 11/15/22 25,749 25,749
    Univ Pitt PA 2.871% 9/15/23 20,728 20,728
    Commonwealth FA 2.023% 6/1/24 20,350 20,350
    Univ CA 3.159% 5/15/25 21,274 21,274
    Interntnl Bk 0.375% 7/28/25 43,788 43,788
    JP Morgan Chase 9/16/24 44,769 44,769
    European Invt Bk 2.5% 10/15/24 62,499 62,499
    Apple Inc 3.0% 6/20/27 58,939 58,939

    TY 2021 InvestmentsGovtObligationsSch
    Name:
    The Swaha Foundation
    EIN:
    83-3505984
    Software ID:
    21013475
    Software Version:
    2021v4.1
    US Government Securities - End of Year Book Value:

    149,529
    US Government Securities - End of Year Fair Market Value:

    149,529
    State & Local Government Securities - End of Year Book Value:


    462,080
    State & Local Government Securities - End of Year Fair Market Value:


    462,080


    TY 2021 InvestmentsOtherSchedule2
    Name:
    The Swaha Foundation
    EIN:
    83-3505984
    Software ID:
    21013475
    Software Version:
    2021v4.1
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    Allign Impact Fund II, LP AT COST 282,759 282,759
    Align TMIF II Access Fund LP AT COST 247,133 247,133
    Beneficial Return LLC AT COST 50,000 50,000
    Greenbacker Renewable Energy AT COST 102,699 102,699
    International Columbia US LLC AT COST    
    Low Income Investment Fund AT COST 197,381 197,381
    Rose Affordable Housing V LP AT COST 254,939 254,939
    SJF Ventures Fund V LP AT COST 58,988 58,988
    Sonen Global Sustainable LLC AT COST 139,876 139,876
    UP Fund LP AT COST 47,500 47,500
    Putting America Back to Work Fund AT COST 186,852 186,852
    Odin Capital LP AT COST 343,285 343,285
    Calvert Impact CA 1.5% 3/15/24 FMV 246,997 246,997
    Achieve Partners Workforce Fund AT COST 200,425 200,425
    CIM Enterprise Loan Fund LP AT COST 1,014,107 1,014,107
    Colorado Enterprise Fund AT COST 250,000 250,000
    Founders First Capital Partners AT COST 99,997 99,997
    HCAP Partners V AT COST 83,449 83,449
    Impact Venture IV AT COST 190,549 190,549
    Rethink Education III AT COST 283,211 283,211
    Rose Affordable Housing AT COST 155,000 155,000
    Windsail Credit QP Fund AT COST 163,829 163,829
    Zeal Capital Partners Fund I AT COST 93,885 93,885
    Calvert Bond I, 35,690.719 Sh FMV    
    Calvert Short Duration, 30,445.409 Sh FMV 496,869 496,869
    CRA Qualified Investment, 58,259.231 Sh FMV    
    PAX High Yield Bd Inst, 37,211.289 Sh FMV    
    TIAA-CREF Core Impact, 80,946.962 Sh FMV    
    Invesco Cleantech, 14,830 Sh FMV    
    Invesco S&P Global Water, 3,180 Sh FMV    
    iShares Esg Aware MSCI EAFE, 2,592 Sh FMV 205,960 205,960
    iShares Esg Aware MSCI USA, 7,193.210 Sh FMV 776,147 776,147
    iShares MSCI Global, 9,567 Sh FMV 868,301 868,301
    Nuveen ESG Emerging Mkt, 4,090 Sh FMV 132,074 132,074
    Nuveen ESG Mid Cap, 3,673 Sh FMV 135,717 135,717
    Nuveen ESG Small Cap, 19,521 Sh FMV 820,077 820,077
    Vanguard ST Bond, 417 Sh FMV    
    Calvert Emerging Markets, 33,285.964 Sh FMV 680,698 680,698
    Calvert Equity I, 8,597.06 Sh FMV 842,856 842,856
    Calvert International, 32,301.682 Sh FMV 997,476 997,476
    Calvert Mid Cap, 11,288.375 Sh FMV 541,503 541,503
    Calvert Small Cap, 25,924.563 Sh FMV 937,951 937,951
    Calvert US Large Cap Core, 34,242.278 Sh FMV 1,464,200 1,464,200
    Calvert US Large Cap Value, 5,525.317 Sh FMV 175,981 175,981
    DFA Em Mkts, 27,777.218 Sh FMV 284,439 284,439
    DFA Intl Sustainability, 74,475.999 Sh FMV 984,573 984,573
    Hartford Global Impact, 32,862.838 Sh FMV 544,209 544,209
    PAX Ellevate Glbl Womens, 18,521.622 Sh FMV 654,369 654,369
    PAX Global Environment, 41,635.703 Sh FMV 1,057,547 1,057,547
    Versus Cap Multi-Man, 18,894.097 Sh FMV 573,436 573,436
    Hannon Armstrong Sus REIT, 8,596.6053 Sh FMV 456,652 456,652
    Iroquois Valley Farmland, 164.041 Sh FMV 101,377 101,377
    CCM Community Impact, 44,894.679 Sh FMV 472,292 472,292
    Invesco MSCI Sustainable, 13,320.3567 Sh FMV 888,468 888,468

    TY 2021 OtherExpensesSchedule
    Name:
    The Swaha Foundation
    EIN:
    83-3505984
    Software ID:
    21013475
    Software Version:
    2021v4.1
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Dues & Memberships 5,500     5,500
    Filing Fees 10     10
    Marketing 232     232
    Miscellaneous Expenses 5,767     5,767
    Other Investment Expenses 313 313    
    Outside Services 4,420     4,420
    Payroll Processing Fee 375     375
    Postage & Delivery 106     106
    Website 1,806     1,806


    TY 2021 OtherIncomeSchedule2
    Name:
    The Swaha Foundation
    EIN:
    83-3505984
    Software ID:
    21013475
    Software Version:
    2021v4.1
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    Other Investment Income 3,120 3,120  
    Partnership Income -8,195    


    TY 2021 OtherIncreasesSchedule
    Name:
    The Swaha Foundation
    EIN:
    83-3505984
    Software ID:
    21013475
    Software Version:
    2021v4.1
    Description Amount
    Transfer from Richard C Goldstein Private Foundation 78,102


    TY 2021 OtherLiabilitiesSchedule
    Name:
    The Swaha Foundation
    EIN:
    83-3505984
    Software ID:
    21013475
    Software Version:
    2021v4.1
    Description Beginning of Year - Book Value End of Year - Book Value
    Payroll Payable 48,000 24,000


    TY 2021 OtherProfessionalFeesSchedule
    Name:
    The Swaha Foundation
    EIN:
    83-3505984
    Software ID:
    21013475
    Software Version:
    2021v4.1
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Investment Advisor Fees 175,777 175,777 0 0


    TY 2021 TaxesSchedule
    Name:
    The Swaha Foundation
    EIN:
    83-3505984
    Software ID:
    21013475
    Software Version:
    2021v4.1
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Excise Tax 19,404