Form990-PF
Click to see attachment
Click to see attachmentClick to see attachment

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0047
2021
Open to Public Inspection
For calendar year 2021, or tax year beginning 01-01-2021 , and ending 12-31-2021
Name of foundation
Robert and Ardis James Foundation Inc
 
% Foundation Source
Number and street (or P.O. box number if mail is not delivered to street address)501 Silverside Rd
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
Wilmington, DE198091377
A Employer identification number

46-3298762
B Telephone number (see instructions)

(800) 839-1754
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$246,275,412J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 242,354
2 Check bullet.............
3 Interest on savings and temporary cash investments 5,526 5,526  
4 Dividends and interest from securities... 807,579 807,579  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 17,896,692
b Gross sales price for all assets on line 6a 21,127,982
7 Capital gain net income (from Part IV, line 2)... 17,804,319
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 1,001,718 322,937  
12 Total. Add lines 1 through 11........ 19,953,869 18,940,361  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 0      
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule)......... Click to see attachment 1,632 0 0 1,632
b Accounting fees (attach schedule).......        
c Other professional fees (attach schedule).... Click to see attachment 605,489 373,889   231,600
17 Interest............... 17,165 17,165    
18 Taxes (attach schedule) (see instructions)... Click to see attachment 148,711 1,133    
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings....... 5,866 258   5,608
22 Printing and publications.......... 11,088 11,088    
23 Other expenses (attach schedule)....... Click to see attachment 3,340,681 2,958,611   192,620
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 4,130,632 3,362,144 0 431,460
25 Contributions, gifts, grants paid....... 19,071,000 19,071,000
26 Total expenses and disbursements. Add lines 24 and 25 23,201,632 3,362,144 0 19,502,460
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -3,247,763
b Net investment income (if negative, enter -0-) 15,578,217
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2021)
Form 990-PF (2021)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing.............      
2 Savings and temporary cash investments......... 9,415,354 5,795,295 5,795,295
3 Accounts receivable bullet3,915
Less: allowance for doubtful accounts bullet   28,392 3,915 3,915
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)....... 40,088,449 Click to see attachment36,417,597 45,260,406
c Investments—corporate bonds (attach schedule).......      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 134,046,778 Click to see attachment138,115,160 195,215,796
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 183,578,973 180,331,967 246,275,412
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)......... 0 0
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions...........    
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........    
27 Paid-in or capital surplus, or land, bldg., and equipment fund    
28 Retained earnings, accumulated income, endowment, or other funds 183,578,973 180,331,967
29 Total net assets or fund balances (see instructions)..... 183,578,973 180,331,967
30 Total liabilities and net assets/fund balances (see instructions). 183,578,973 180,331,967
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
183,578,973
2
Enter amount from Part I, line 27a .....................
2
-3,247,763
3
Other increases not included in line 2 (itemize) bulletClick to see attachment
3
757
4
Add lines 1, 2, and 3 ..........................
4
180,331,967
5
Decreases not included in line 2 (itemize) bullet
5
 
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
180,331,967
Form 990-PF (2021)
Form 990-PF (2021)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a Publicly-traded Securities      
b Passthrough K1 Capital Gain/(Loss)      
c APOLLO INFRA EQUITY FEEDER FUND (TEUP) LP P 2018-12-12 2021-05-26
d BERENS GLOBAL VALUE FUND LTD P 2019-07-29 2021-02-05
e DYSON CAPITAL SERIES FUND LLC P 2020-11-12 2021-12-31
HOUND PARTNERS CONCENTRATED FUND, LP P 2015-06-25 2021-05-20
HOUND PARTNERS LP P 2015-04-28 2021-04-05
RAGING CAPITAL OFFSHORE FUND LTD P 2017-06-01 2021-01-01
RAGING CAPITAL OFFSHORE FUND LTD P 2017-06-01 2021-04-19
RAGING CAPITAL OFFSHORE FUND LTD P 2017-06-01 2021-07-19
RAGING CAPITAL OFFSHORE FUND LTD P 2017-06-01 2021-10-20
RAGING CAPITAL OFFSHORE FUND LTD P 2017-06-01 2021-11-11
RAGING CAPITAL OFFSHORE FUND LTD P 2017-06-01 2021-12-31
SEAVEST PROPERTIES III, LLC D 2017-10-01 2021-12-31
SPECIAL VALUE OPPORTUNITIES FUND, LLC P   2021-12-29
STRATEGIC PARTNERS OFFSHORE FUND VI LP CG DISTRIB      
WEXFORD OFFSHORE SPECTRUM FUND CG DIST      
KAYNE SENIOR CREDIT FUND (QP), LP      
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 19,080,120   15,950,317 3,129,803
b       14,603,766
c 1,738   299 1,439
d 1,038,426   1,000,000 38,426
e 3,915   3,989 -74
12,526   12,526  
18,973   18,974 -1
213,081   218,537 -5,456
128,568   101,235 27,333
107,363   76,939 30,424
47,913   25,562 22,351
141,770   77,099 64,671
82,727   54,839 27,888
1,112   0 1,112
150   387,113 -386,963
166,222     166,222
82,854     82,854
524     524
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a        
b        
c        
d        
e       -74
       
      -1
       
       
       
       
       
       
      1,112
       
      166,222
      82,854
      524
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 17,804,319
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Form 990-PF (2021)
Form 990-PF (2021)
Page 4
Part V
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b All other domestic foundations enter 1.39% (0.0139) of line 27b. Exempt foreign organizations enter 4% (0.04) of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2  
3 Add lines 1 and 2........................... 3 216,537
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4  
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 216,537
6 Credits/Payments:
a 2021 estimated tax payments and 2020 overpayment credited to 2021 6a 170,000
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c 94,200
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 264,200
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. Click to see attachment 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 47,663
11 Enter the amount of line 10 to be: Credited to 2022 estimated taxBullet47,663 RefundedBullet 11  
Part VI-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? Click to see list of attachments....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changesClick to see list of attachments....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?.........
4a
Yes
 
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
Yes
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.Click to see list of attachments
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XIV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletDE
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2021 or the taxable year beginning in 2021? See the instructions for Part XIII.
    If "Yes," complete Part XIII .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 5
    Part VI-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
    Yes
     
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbullet  
    14
    The books are in care ofbulletFoundation Source Telephone no.bullet (800) 839-1754

    Located atbullet501 Silverside Road Suite 123WilmingtonDE ZIP+4bullet198091377
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2021, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VI-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person? ...........
    1a(1)
     
    No
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person? ..............................
    1a(2)
     
    No
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? ...........
    1a(3)
     
    No
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? ............
    1a(4)
    Yes
     
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)? ......................
    1a(5)
     
    No
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.) ...............
    1a(6)
     
    No
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ..........
    1b
     
    No
    c
    ........bullet
    d
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2021? .............
    1d
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2021, did the foundation have any undistributed income (lines 6d
    and 6e, Part XII) for tax year(s) beginning before 2021?....................
    2a
     
    No
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year? ..............................
    3a
     
    No
    b
    If "Yes," did it have excess business holdings in 2021 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2021.) .....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2021? ..
    4b
     
    No
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 6
    Part VI-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? ..........
    5a(1)
     
    No
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive? ....................
    5a(2)
     
    No
    (3) Provide a grant to an individual for travel, study, or other similar purposes? .............
    5a(3)
     
    No
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions ........................
    5a(4)
     
    No
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals? .............
    5a(5)
     
    No
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ........
    5b
     
     
    c
    .........bullet
    d
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant? .................
    5d
     
     
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract? .............................
    6a
     
    No
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    7a
     
    No
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? .....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .........................
    8
     
    No
    Part VII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    Ralph James Dir
    1.0     		0 0 0
    501 Silverside Rd
    Wilmington,DE198091377
    Robert James Dir, Pres
    10.0     		0 0 0
    501 Silverside Rd
    Wilmington,DE198091377
    Catherine James Paglia Dir, Sec, Treas
    10.0     		0 0 0
    501 Silverside Rd
    Wilmington,DE198091377
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
     
    Total number of other employees paid over $50,000...................bullet  
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 7
    Part VII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    Dyson Capital Advisors LLC Investment Mgmt 305,041
    201 North Union St Suite 300
    Alexandria,VA22314
    Enterprise Asset Management Inc ADMIN & INVESTMENT 292,500
    521 Fifth Avenue Suite 1804
    New York,NY10175
    Foundation Source Administrative 188,323
    55 Walls Drive 3rd Fl
    Fairfield,CT06824
    Total number of others receiving over $50,000 for professional services.............bullet  
    Part VIII-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part VIII-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 8
    Part IX
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    51,040,980
    b
    Average of monthly cash balances.......................
    1b
    8,020,823
    c
    Fair market value of all other assets (see instructions)................
    1c
    191,396,057
    d
    Total (add lines 1a, b, and c).........................
    1d
    250,457,860
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    250,457,860
    4
    Cash deemed held for charitable activities. Enter 1.5% (0.015) of line 3 (for greater amount, see
    instructions) .............................
    4
    3,756,868
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. .......
    5
    246,700,992
    6
    Minimum investment return. Enter 5% (0.05) of line 5................
    6
    12,335,050
    Part X
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part IX, line 6..................
    1
    12,335,050
    2a
    Tax on investment income for 2021 from Part V, line 5.......
    2a
    216,537
    b
    Income tax for 2021. (This does not include the tax from Part V.) ...
    2b
    218,982
    c
    Add lines 2a and 2b............................
    2c
    435,519
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    11,899,531
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    757
    5
    Add lines 3 and 4............................
    5
    11,900,288
    6
    Deduction from distributable amount (see instructions).................
    6
     
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XII, line 1 ...
    7
    11,900,288
    Part XI
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
     
    b
    Program-related investments—total from Part VIII-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part XII, line 4.
    4
     
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 9
    Part XII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2020     		(c)
    2020     		(d)
    2021
    1 Distributable amount for 2021 from Part X, line 7 11,900,288
    2 Undistributed income, if any, as of the end of 2021:
    a Enter amount for 2020 only.......  
    b Total for prior years:2019, 2018, 2017  
    3 Excess distributions carryover, if any, to 2021:
    a From 2016......  
    b From 2017...... 933,920
    c From 2018...... 1,411,863
    d From 2019...... 6,371,702
    e From 2020...... 10,124,970
    f Total of lines 3a through e ........ 18,842,455
    4Qualifying distributions for 2021 from Part
    XI, line 4: bullet$ 19,502,460
    a Applied to 2020, but not more than line 2a  
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		 
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		 
    d Applied to 2021 distributable amount..... 11,900,288
    e Remaining amount distributed out of corpus 7,602,172
    5 Excess distributions carryover applied to 2021.    
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 26,444,627
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		 
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		 
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		 
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		 
    f Undistributed income for 2021. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2022 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		 
    8 Excess distributions carryover from 2016 not
    applied on line 5 or line 7 (see instructions) ...     		 
    9 Excess distributions carryover to 2022.
    Subtract lines 7 and 8 from line 6a ......     		26,444,627
    10 Analysis of line 9:
    a Excess from 2017.... 933,920
    b Excess from 2018.... 1,411,863
    c Excess from 2019.... 6,371,702
    d Excess from 2020.... 10,124,970
    e Excess from 2021.... 7,602,172
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 10
    Part XIII
    Private Operating Foundations (see instructions and Part VI-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2021, enter the date of the ruling ....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2021 (b) 2020 (c) 2019 (d) 2018
             
    b 85% (0.85) of line 2a .........          
    c Qualifying distributions from Part XI,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part IX, line 6 for each year listed ..     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XIV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    Robert James
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    CATHERINE JAMES PAGLIA
    RALPH JAMES
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 11
    Part XIV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    ALZHEIMER'S ASSOCIATION - CONNECTICUT CHAPTER
    200 EXECUTIVE BLVD STE 4B
    SOUTHINGTON,CT06489     		N/A PC General & Unrestricted 1,000
    AMERICAN ENTERPRISE INSTITUTE FOR PUBLIC POLICY RE
    1789 MASSACHUSETTS AVE NW
    WASHINGTON,DC20036     		N/A PC General & Unrestricted 5,000
    AMERICAN QUILT STUDY GROUP
    1610 L ST
    LINCOLN,NE68508     		N/A PC sponsor a research paper for the 2021 AQSG Seminar 2,000
    BOSTON FOUNDATION INC
    75 ARLINGTON ST
    BOSTON,MA02116     		N/A PC second installment to support King Boston FOR the initiative to establish the King Center for Social Justice. 50,000
    BUILDING ONE COMMUNITY CORP
    75 SELLECK ST
    STAMFORD,CT06902     		N/A PC General & Unrestricted 10,000
    CARLETON COLLEGE
    1 N COLLEGE ST
    NORTHFIELD,MN55057     		N/A PC General & Unrestricted 5,000,000
    CARLETON COLLEGE
    1 N COLLEGE ST
    NORTHFIELD,MN55057     		N/A PC To fund the Paglia Post-Bac Research Fellowship 325,000
    CARLETON COLLEGE
    1 N COLLEGE ST
    NORTHFIELD,MN55057     		N/A PC Parents Fund 20,000
    CARLETON COLLEGE
    1 N COLLEGE ST
    NORTHFIELD,MN55057     		N/A PC To support the Paglia Post-Bac Research Fellowship 350,000
    CARLETON COLLEGE
    1 N COLLEGE ST
    NORTHFIELD,MN55057     		N/A PC This gift is to support financial aid endowment. 100,000
    CARNEGIE ENDOWMENT FOR INTERNATIONAL PEACE
    1779 MASSACHUSETTS AV NW
    WASHINGTON,DC20036     		N/A PC General & Unrestricted 100,000
    CARNEGIE ENDOWMENT FOR INTERNATIONAL PEACE
    1779 MASSACHUSETTS AV NW
    WASHINGTON,DC20036     		N/A PC Second installment CAPITAL PLEDGE 2,000,000
    CATO INSTITUTE
    1000 MASSACHUSETTS AVE NW
    WASHINGTON,DC20001     		N/A PC General & Unrestricted 40,000
    CHAPPAQUA SCHOOL FOUNDATION INC
    PO BOX 202
    CHAPPAQUA,NY10514     		N/A PC FOR CONSTRUCTION OF THE CLIMATE CONTROLLED MULTIZONE GREENHOUSE 500,000
    CHILDRENS VILLAGE INC
    1 ECHO HILLS
    DOBBS FERRY,NY10522     		N/A PC General & Unrestricted 50,000
    COOKE SCHOOL AND INSTITUTE
    1713 MADISON AVE
    NEW YORK,NY10029     		N/A PC General & Unrestricted 25,000
    DOANE UNIVERSITY
    1014 BOSWELL AVE
    CRETE,NE68333     		N/A PC General & Unrestricted 160,000
    EL PORVENIR
    80 GARDEN CENTER STE 135
    BROOMFIELD,CO80020     		N/A PC General & Unrestricted 10,000
    FRAXA RESEARCH FOUNDATION INC
    10 PRINCE PL STE 203
    NEWBURYPORT,MA01950     		N/A PC General & Unrestricted 10,000
    FRIENDS OF INTERNATIONAL QUILT STUDY CENTER & MUSE
    PO BOX 21936
    LINCOLN,NE68542     		N/A PC General & Unrestricted 10,000
    FRIENDS OF NGONG ROAD
    PO BOX 581308
    MINNEAPOLIS,MN55458     		N/A PC fourth and final installment TO SUSTAINING PLEDGE PROGRAM 50,000
    FRIENDS OF NGONG ROAD
    PO BOX 581308
    MINNEAPOLIS,MN55458     		N/A PC General & Unrestricted 20,000
    GLOBAL LYME ALLIANCE INC
    1290 E MAIN ST 3RD FL
    STAMFORD,CT06902     		N/A PC General & Unrestricted 25,000
    GREENWICH HOSPITAL
    5 PERRYRIDGE RD
    GREENWICH,CT06830     		N/A PC This grant is given to support the Neonatal Intens 25,000
    HARVARD BUSINESS SCHOOL
    PO BOX 412275
    BOSTON,MA02241     		N/A PC JAMES FAMILY FELLOWSHIP FUND 25,000
    HARVARD BUSINESS SCHOOL
    PO BOX 412275
    BOSTON,MA02241     		N/A PC Catherine James Paglia (MBA 1976) Search Fund Fellowship 250,000
    HARVARD BUSINESS SCHOOL
    PO BOX 412275
    BOSTON,MA02241     		N/A PC third installment of PLEDGE 2,000,000
    HARVARD BUSINESS SCHOOL
    PO BOX 412275
    BOSTON,MA02241     		N/A PC General & Unrestricted 125,000
    HARVARD UNIVERSITY - RADCLIFFE INSTITUTE FOR ADVAN
    10 GARDEN ST
    CAMBRIDGE,MA02138     		N/A PC General & Unrestricted 35,000
    HARVARD UNIVERSITY GRADUATE SCHOOL OF ARTS & SCIEN
    124 MOUNT AUBURN ST
    CAMBRIDGE,MA02138     		N/A PC General & Unrestricted 25,000
    HELEN KELLER INTERNATIONAL
    ONE DAG HAMMARSKJOLD PLZ FL 2
    NEW YORK,NY10017     		N/A PC General & Unrestricted 60,000
    MANHATTAN INSTITUTE FOR POLICY RESEARCH INC
    52 VANDERBILT AVE
    NEW YORK,NY10017     		N/A PC General & Unrestricted 150,000
    MASSACHUSETTS INSTITUTE OF TECHNOLOGY
    600 MEMORIAL DR W98-200
    CAMBRIDGE,MA02139     		N/A PC General & Unrestricted 10,000
    MASSACHUSETTS INSTITUTE OF TECHNOLOGY
    600 MEMORIAL DR W98-200
    CAMBRIDGE,MA02139     		N/A PC For the Student Center Capital Renovations Fund 250,000
    MICHIGAN STATE UNIVERSITY
    409 W CIR DR
    EAST LANSING,MI48824     		N/A GOV Second installment of a A PLEDGE TO SUPPORT THE QUILT INDEX 25,000
    NAVY SUPPLY CORPS FOUNDATION INCORPORATED
    2061 EXPERIMENT STA RD STE 301
    WATKINSVILLE,GA30677     		N/A PC General & Unrestricted 15,000
    NEW COVENANT CENTER
    174 RICHMOND HILL AVE
    STAMFORD,CT06902     		N/A PC New Covenant Center 15,000
    NEW COVENANT CENTER
    174 RICHMOND HILL AVE
    STAMFORD,CT06902     		N/A PC Charitable Event 10,000
    NORTHEAST ARC INC
    1 SOUTHSIDE RD
    DANVERS,MA01923     		N/A PC second installment in a pledgE PAYABLE 2020-2024 50,000
    NORWALK COMMUNITY COLLEGE FOUNDATION
    188 RICHARDS AVE STE E 311
    NORWALK,CT06854     		N/A PC General & Unrestricted 85,000
    ORD TOWNSHIP LIBRARY FOUNDATION INC
    1718 M ST
    ORD,NE68862     		N/A PC General & Unrestricted 5,000
    P E F ISRAEL ENDOWMENT FUNDS INC
    630 THIRD AVE 15TH FLOOR
    NEW YORK,NY10017     		N/A PC For Sikkuy 10,000
    P E F ISRAEL ENDOWMENT FUNDS INC
    630 THIRD AVE 15TH FLOOR
    NEW YORK,NY10017     		N/A PC For Sikkuy. 200,000
    PARTNERS HEALTHCARE SYSTEM INC - SPAULDING REHAB H
    1575 CAMBRIDGE ST
    CAMBRIDGE,MA02138     		N/A PC To Support 50th Anniversary Celebration 50,000
    PARTNERS HEALTHCARE SYSTEM INC - SPAULDING REHAB H
    1575 CAMBRIDGE ST
    CAMBRIDGE,MA02138     		N/A PC To support Nurse Professional Development 100,000
    PLATTE INSTITUTE FOR ECONOMIC RESEARCH INC
    6910 PACIFIC ST STE 216
    OMAHA,NE68106     		N/A PC General & Unrestricted 65,000
    PLUMMER YOUTH PROMISE INC
    37 WINTER ISLAND RD
    SALEM,MA01970     		N/A PC General & Unrestricted 75,000
    PRESIDENT AND FELLOWS OF HARVARD COLLEGE
    PO BOX 419209
    BOSTON,MA02241     		N/A PC FOURTH INSTALLMENT OF A PLEDGE TO ANDOVER HALL RENEWAL FUND 2,000,000
    PRESIDENT AND FELLOWS OF HARVARD COLLEGE
    PO BOX 419209
    BOSTON,MA02241     		N/A PC For Harvard Divinity School Annual Fund and Religion and Public Life Initiative 50,000
    PRESIDENT AND FELLOWS OF HARVARD COLLEGE
    PO BOX 419209
    BOSTON,MA02241     		N/A PC Harvard Divinity School in support of Religion and Public Life 125,000
    PRESIDENT AND FELLOWS OF HARVARD COLLEGE
    PO BOX 419209
    BOSTON,MA02241     		N/A PC For Harvard Divinity SchooL 25,000
    PRESIDENT AND FELLOWS OF HARVARD COLLEGE
    PO BOX 419209
    BOSTON,MA02241     		N/A PC To benefit Harvard Divinity School 25,000
    PRESIDENT AND FELLOWS OF HARVARD COLLEGE - HARVARD
    PO BOX 419209
    BOSTON,MA02241     		N/A PC first installment of pledge to support the Online Master's Degree Support Fund 2,000,000
    PRESIDENT AND FELLOWS OF HARVARD COLLEGE - HARVARD
    PO BOX 419209
    BOSTON,MA02241     		N/A PC General & Unrestricted 25,000
    PRESIDENT AND FELLOWS OF HARVARD COLLEGE - HARVARD
    PO BOX 419209
    BOSTON,MA02241     		N/A PC To Support HGSE Dean's Priority Fund and Centennial Scholars Fund 200,000
    PROJECT MUSIC
    1127 HIGH RIDGE ROAD STE 167
    STAMFORD,CT06905     		N/A PC General & Unrestricted 30,000
    READWORKS INC
    PO BOX 24673
    NEW YORK,NY11202     		N/A PC General & Unrestricted 102,000
    REAL CLEAR FOUNDATION
    666 DUNDEE RD STE 600
    NORTHBROOK,IL60062     		N/A PC General & Unrestricted 50,000
    RIVERVIEW SCHOOL INC
    551 RTE 6A
    EAST SANDWICH,MA02537     		N/A PC For the Wellness Campaign 200,000
    RIVERVIEW SCHOOL INC
    551 RTE 6A
    EAST SANDWICH,MA02537     		N/A PC General & Unrestricted 25,000
    SAFE HORIZON INC
    2 LAFAYETTE ST FL 3
    NEW YORK,NY10007     		N/A PC General & Unrestricted 15,000
    STAMFORD HOSPITAL
    1351 WASHINGTON BLVD SUITE 20
    STAMFORD,CT06902     		N/A PC General & Unrestricted 25,000
    STAMFORD HOSPITAL
    1351 WASHINGTON BLVD SUITE 20
    STAMFORD,CT06902     		N/A PC Support Team Edgehill 1,000
    SUMMER SEARCH BOSTON
    3840 WASHINGTON ST STE 2
    JAMAICA PLAIN,MA02130     		N/A PC General & Unrestricted 50,000
    TENACITY INC
    38 EVERETT ST LOWER LEVEL
    BOSTON,MA02134     		N/A PC General & Unrestricted 100,000
    THE INDEPENDENT INSTITUTE
    100 SWAN WAY
    OAKLAND,CA94621     		N/A PC General & Unrestricted 10,000
    THE PRESBYTERIAN CHURCH OF MT KISCO
    605 MILLWOOD RD
    MT KISCO,NY10549     		N/A PC General & Unrestricted 50,000
    THE YANKEE INSTITUTE FOR PUBLIC POLICY STUDIES INC
    216 MAIN ST
    HARTFORD,CT06106     		N/A PC General & Unrestricted 60,000
    THEATER MASTERS
    PO BOX 899
    ASPEN,CO81612     		N/A PC General & Unrestricted 10,000
    UNITED WAY OF GREENWICH INC
    500 W PUTNAM AVE STE 415
    GREENWICH,CT06830     		N/A PC General & Unrestricted 10,000
    UNIVERSITY OF MASSACHUSETTS FOUNDATION INC
    100 CARLSON AVE
    NEWTON CENTER,MA02459     		N/A PC General & Unrestricted 450,000
    UNIVERSITY OF NEBRASKA FOUNDATION
    1010 LINCOLN MALL STE 300
    LINCOLN,NE68508     		N/A PC final installment of a pledge 425,000
    UNIVERSITY OF NORTH CAROLINA AT CHAPEL HILL
    PO BOX 309
    CHAPEL HILL,NC27514     		N/A PC to support graduate training within the context of the marine environmental research being conducted in Joel Fodrie's lab 87,500
    VMTS EDUCATION INC
    137 MONTAGUE ST STE 132
    BROOKLYN,NY11201     		N/A PC General & Unrestricted 100,000
    VMTS EDUCATION INC
    137 MONTAGUE ST STE 132
    BROOKLYN,NY11201     		N/A PC Second and final installment of $250,000 grant. 125,000
    WALLIN EDUCATION PARTNERS
    451 LEXINGTON PKWY N STE 100
    SAINT PAUL,MN55104     		N/A PC General & Unrestricted 100,000
    WILLA CATHER FOUNDATION
    413 N WEBSTER ST
    RED CLOUD,NE68970     		N/A PC second installment of AN ENDOWMENT PLEDGE 62,500
    WILLA CATHER FOUNDATION
    413 N WEBSTER ST
    RED CLOUD,NE68970     		N/A PC General & Unrestricted 10,000
    Total .................................bullet 3a 19,071,000
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 12
    Part XV-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments ....          
    3 Interest on savings and temporary cash
    investments ...........     		    14 5,526  
    4 Dividends and interest from securities ....          
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income .....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		525990 664,804 18 17,231,888  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue:
    aK-1 Inc/Loss     		525990 630,233 14 315,424  
    bFederal Tax Refund     01 40,766  
    cINTEREST/DIVIDENDS FROM ALTERNATIVE INVESTMENTS     14 15,295  
    d
    e
    12 Subtotal. Add columns (b), (d), and (e) .. 1,295,037 18,416,478  
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    19,711,515
    (See worksheet in line 13 instructions to verify calculations.)
    Part XV-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XV-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 13
    Part XVI
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2021)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description
    Schedule B
    (Form 990)
    Department of the Treasury
    Internal Revenue Service
    Schedule of Contributors

    Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
    Arrow Bullet Go to www.irs.gov/Form990 for the latest information.
    OMB No. 1545-0047
    2021
    Name of the organization
    Robert and Ardis James Foundation Inc
     
    Employer identification number

    46-3298762
    Organization type (check one):
    Filers of:
    Section:
    Form 990 or 990-EZ






    Form 990-PF




    Check if your organization is covered by the General Rule or a Special Rule.  
    Note: Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
    General Rule
    Special Rules
    ......... Arrow Bullet $  
    Caution: An organization that isn't covered by the General Rule and/or the Special Rules doesn't file Schedule B (Form 990,
    990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its Form 990-EZ
    or on its Form 990PF, Part I, line 2, to certify that it doesn't meet the filing requirements of Schedule B (Form 990,
    990-EZ, or 990-PF).
    For Paperwork Reduction Act Notice, see the Instructions
    for Form 990, 990-EZ, or 990-PF.
    Cat. No. 30613XSchedule B (Form 990) (2021)
    Schedule B (Form 990) (2021) Page 2
    Name of organization
    Robert and Ardis James Foundation Inc
          		Employer identification number
    46-3298762
    Part I
    Contributors
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    1
    James Robert
    122 Palmers Hill Rd Apt 1209
     
    Stamford, CT06902

    		$ 242,354


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990) (2021)
    Schedule B (Form 990) (2021)
    Page 3
    Name of organization
    Robert and Ardis James Foundation Inc
          		Employer identification number

    46-3298762
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 MADISON SQUARE GARDEN ENTERTAINMENT COR MSGE, 3406 sh. $ 242,354 2021-07-30
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    Schedule B (Form 990) (2021)
    Schedule B (Form 990) (2021)
    Page 4
    Name of organization
    Robert and Ardis James Foundation Inc
          		Employer identification number

    46-3298762
    Part III
    Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
    Use duplicate copies of Part III if additional space is needed.
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    Schedule B (Form 990) (2021)
    Additional Data


    Software ID:  
    Software Version:  

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    TY 2021 DepreciationSchedule
    Name:
    Robert and Ardis James Foundation Inc
    EIN:
    46-3298762
    Description of Property Date Acquired Cost or Other Basis Prior Years' Depreciation Computation Method Rate /
    Life (# of years)    		 Current Year's Depreciation Expense Net Investment Income Adjusted Net Income Cost of Goods Sold Not Included

    TY 2021 GeneralExplanationAttachment
    Name:
    Robert and Ardis James Foundation Inc
    EIN:
    46-3298762
    Identifier Return Reference Explanation
    PART I, LINE 6A PART I, LINE 6A RECONCILIATION OF NET GAIN/(LOSS) FROM SALES OF ASSETS NOT INCLUDED IN PART IV TOTAL INCLUDED IN PART IV: (DETAILS BELOW) NET GAIN/(LOSS): $17,231,888 TOTAL NOT INCLUDED IN PART IV: PASSTHROUGH K-1 CAPITAL GAIN/(LOSS) - UBI NET GAIN/(LOSS): $664,804 TOTAL PART I, LINE 6A: $17,896,692 DETAILS OF ASSETS INCLUDED IN PART IV: PUBLICLY-TRADED SECURITIES GROSS SALES PRICE: $19,080,120 BOOK BASIS: $16,001,643 NET GAIN/(LOSS): $3,078,477 PASSTHROUGH K-1 CAPITAL GAIN/(LOSS) - NON UBI NET GAIN/(LOSS): $14,603,766 SALES OF OTHER ITEMIZED ASSETS GROSS SALES PRICE: $2,047,862 BOOK BASIS: $2,498,217 NET GAIN/(LOSS): $(450,355)
    FORMS 926 FORMS 926 The Foundation has prepared these forms to the best of its ability based on the limited information provided to it by the investment on which the Foundation is reporting. Any missing or incomplete information is due to the Foundation's inability to obtain such information and is not a willful attempt to withhold such information.
    FORMS 8865 FORMS 8865 The Foundation has prepared these forms to the best of its ability based on the limited information provided to it by the investment on which the Foundation is reporting. Any missing or incomplete information is due to the Foundation's inability to obtain such information and is not a willful attempt to withhold such information.
    PART VI-A, LINE 11 PART VI-A, LINE 11 Name of Controlled Entity: James Foundation Investments, Ltd. EIN: N/A Street Address: PO Box 309GT, Ugland House, Grand Cayman, Cayman Islands KY1-1104 No transfers were made during 2021 from the Foundation to this entity or from this entity to the Foundation. JAMES FOUNDATION INVESTMENTS, LTD. IS NOT AN EXCESS BUSINESS HOLDING OF THE FOUNDATION. NAME OF CONTROLLED ENTITY: RCR JAMES ASSOCIATES, LLC EIN: 75-3194306 STREET ADDRESS: 521 5TH AVE, STE 1804, NEW YORK, NY 10175 THE ONLY TRANSFERS MADE DURING 2021 WERE NET CASH CONTRIBUTIONS AND DISTRIBUTIONS TOTALING $15,134,135 BETWEEN THE FOUNDATION AND RCR JAMES ASSOCIATES, LLC. RCR JAMES ASSOCIATES, LLC IS NOT AN EXCESS BUSINESS HOLDING OF THE FOUNDATION. NAME OF CONTROLLED ENTITY: KF PAGLIA-JAMES ASSOCIATES, LLC EIN: 34-1998546 STREET ADDRESS: 521 5TH AVE, STE 1804, NEW YORK, NY 10175 THE ONLY TRANSFERS MADE DURING 2021 WERE NET CASH CONTRIBUTIONS AND DISTRIBUTIONS TOTALING $657,128 BETWEEN THE FOUNDATION AND KF PAGLIA-JAMES ASSOCIATES, LLC. KF PAGLIA-JAMES ASSOCIATES, LLC IS NOT AN EXCESS BUSINESS HOLDING OF THE FOUNDATION.
    FORMS 8858 FORMS 8858 THE FOUNDATION HAS PREPARED THESE FORMS TO THE BEST OF ITS ABILITY BASED ON THE INFORMATION PROVIDED TO IT BY THE FOREIGN BRANCH ON WHICH THE FOUNDATION IS REPORTING. ANY MISSING OR INCOMPLETE INFORMATION IS NOT A WILLFUL ATTEMPT TO WITHHOLD SUCH INFORMATION.
    FORMS 8886 FORMS 8886 The Foundation has prepared these forms to the best of its ability based on the limited information provided to it by the investment on which the Foundation is reporting and on the basis of having received no information to the contrary. Any missing or incomplete information is due to the Foundation's inability to obtain such information and is not a willful attempt to withhold such information.

    TY 2021 InvestmentsCorpStockSchedule
    Name:
    Robert and Ardis James Foundation Inc
    EIN:
    46-3298762
    Name of Stock End of Year Book Value End of Year Fair Market Value
    AKAMAI TECH COM STK 40,302 46,114
    AMDOCS LIMITED 39,929 39,291
    AMERICAN TOWER REIT INC 79,893 98,865
    AT&T, INC 19,905 16,113
    BCE INC 39,917 45,795
    BLACKROCK EMERGING MARKETS FUN 4,260,539 4,223,766
    BROADCOM INC 60,821 87,169
    BT GROUP PLC 60,790 63,924
    CELLNEX TELECOM ORD SHS 42,571 42,722
    CHARTER COMMUNICATIONS, INC 60,189 62,589
    CISCO SYSTEMS INC 39,872 48,858
    COMCAST CORP 79,935 73,834
    CROWN CASTLE INTL 72,689 89,132
    DELL TECHNOLOGIES INC CLASS C 29,291 38,027
    DEUTSCHE TELEKOM N ORD SHS 86,832 82,383
    DIGITAL RLTY TR INC 39,697 50,408
    DISH NETWORK CORPORATION 59,918 53,948
    DYCOM INDS INC 19,641 20,158
    EQUINIX, INC 80,140 101,501
    ERICSSON L M TEL CO 53,524 44,121
    FRONTIER COMMUNICATIONS PARENT 42,946 44,235
    IHS INC 44,140 38,070
    ISHARES S&P 500 INDEX FD 5,721,201 10,228,574
    JUNIPER NETWORKS 19,815 28,068
    KEPPEL DC REIT 19,109 17,443
    LIBERTY GLOBAL PLC - SERIES A 80,262 86,937
    LIBERTY LATIN AMERICA (FORMERL 72,121 62,312
    LUMEN TECHNOLOGIES INC 42,016 40,160
    MARVELL TECHNOLOGY, INC 20,304 36,396
    NOKIA 20,044 31,256
    ORANGE 40,184 34,224
    PHAEACIAN ACCENT INTERNATIONAL 6,299,166 7,120,446
    PRANA BIOTECHNOLOGY LIMITED 500,000 45,833
    QORVO INC 19,799 18,767
    QUALCOMM INC 60,472 83,206
    RADIUS GLOBAL INFRASTRUCTURE O 20,649 21,574
    SANDS CAPITAL GLOBAL GROWTH IN 6,084,923 7,638,722
    SBA COMMUNICATIONS CORP 39,867 56,797
    SES SA FDR 39,394 39,032
    SINGTEL 10 19,945 18,801
    SKYWORKS SOLUTIONS, INC 40,397 34,286
    TELECOM ITALIA SAVING SHS 40,666 32,281
    VANGUARD EMERGING MARKETS BOND 2,676,414 2,640,828
    VANGUARD FTSE DEVELOPED MARKET 8,965,727 11,334,401
    VERIZON COMMUNICATIONS 110,900 99,711
    VMWARE INC 30,546 34,532
    VODAFONE GROUP PLC 80,195 64,796

    TY 2021 InvestmentsOtherSchedule2
    Name:
    Robert and Ardis James Foundation Inc
    EIN:
    46-3298762
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    AAVIN MEZZANINE FUND LP   2,123,697 3,473,221
    ABERDEEN VENTURE PARTNERS XI (   3,738,102 6,263,417
    ABERDEEN VENTURE PARTNERS XII   1,965,009 2,074,780
    ACCOLADE PARTNERS BLOCKCHAIN I   60,000 87,098
    ACCOLADE PARTNERS BLOCKCHAIN I   80,000 82,219
    ALTEGRIS MULTI-STRATEGY FUND L   4,500,000 7,496,100
    AP EPF III ($B EH AIV II) LP   12,023 12,023
    APOLLO ATHENE DEDICATED INVEST   1,575,399 2,387,364
    APOLLO EUROPEAN PRNCPL FNC FD   765,080 1,067,420
    APOLLO INFRA EQUITY FEEDER FUN   174,354 184,196
    APOLLO INFRA EQUITY FEEDER FUN   808,518 839,430
    APOLLO INFRA EQUITY INTL FUND   344,114 363,537
    APOLLO INFRASTRUCTURE OPPOR FU      
    APOLLO SPAC FUND I (B FC), L.P   1,250,095 1,255,612
    APOLLO TOTAL RETURN FUND (OFFS   3,000,000 3,497,323
    APOLLO TOTAL RETURN FUND (OFFS   4,000,000 4,297,462
    BSCP SBIC I LP   2,143,234 2,121,138
    CAPITAL INTERNATIONAL PRIVATE   424,772 5,499
    CAPITAL INTERNATIONAL PRIVATE   1,948,289 1,831,072
    CASDIN PARTNERS OFFSHORE LTD   4,000,000 8,398,019
    CASDIN PRIVATE GROWTH EQUITY F   1,796,707 1,984,309
    COLUMBIA SPECTRUM PARTNERS II-   1,266,788 1,263,863
    COLUMBIA SPECTRUM PARTNERS V-A   43,981 37,871
    CORSAIR III FINANCIAL SRVCS CP   839,646 1,076,405
    CORSAIR III FINANCIAL SRVCS OF      
    CORSAIR KOREA INVESTORS LLC   758,250 968,916
    EAST ROCK FOCUS FUND LP   5,815,303 7,879,062
    EDGE PRINCIPAL INVESTMENTS II,   232,382 55,905
    EDGE PRINCIPAL INVESTMENTS III   1,696,603 2,548,250
    EDGE PRINCIPAL INVESTMENTS IV   4,282,167 5,550,804
    EDGE PRINCIPAL INVESTMENTS, LP   8,868 3,845
    ENTERPRISE 299 ASSOCIATES   235,534 5,479,000
    ENTERPRISE WEXFORD ASSOCIATES   187,456 188,005
    ENTERPRISE WEXFORD ELEVEN LLC   69,558 75,191
    EUNETWORKS HOLDINGS LP   1,053,572 1,052,778
    GAIP 2019 (BERMUDA) AIV LP   2,141,296 2,580,396
    GAIP 2019 AIV B, LP   585,473 907,703
    GENERAL ATLANTIC INV PTNS 2019   677,469 909,161
    HARVEST MLP INCOME FUND II LLC   4,112,304 4,243,677
    HEALTH VELOCITY CAPITAL I LP   1,095,610 2,344,364
    HEALTH VELOCITY CAPITAL II, LP   44,494 41,793
    IGNIA FUND I, LP   1,616,479 364,568
    JAMES FOUNDATION INVESTMENTS L   507,525 1,253,292
    KAYNE ANDERSON REAL ESTATE OPP   1,206,633 1,293,856
    KAYNE SENIOR CREDIT II OFFSHOR   348,235 334,575
    KF PAGLIA-JAMES ASSOCIATES LLC   12,988,500 13,550,892
    KLD INVESTORS LLC   1,008,029 750,478
    ORCHID CHINA (CAYMAN) LP   1,349,319 1,071,224
    PALOMA INTERNATIONAL LIMITED   2,000,260 5,403,453
    PATHWAY CO-INVESTMENT FUND, LP   957,697 987,924
    QED FUND VII LP   246,010 256,797
    QED GROWTH FUND, LP   485,302 517,115
    QED MND HOLDINGS, LLC   375,726 375,646
    RA CAPITAL HEALTHCARE INTL FUN   2,500,000 2,004,823
    RAGING CAPITAL OFFSHORE FUND L   519,839 784,196
    RCG LONGVIEW II, LP   5,350 3,583
    RCR JAMES ASSOCIATES, LLC   31,158,616 52,429,207
    SCULPTOR REAL ESTATE FUND III   382,520 518,051
    SELECT EQUITY OFFSHORE   3,000,000 6,293,078
    SIERRA CAPITAL LP   39,297 16,435
    SIMCOE PARTNERS OFFSHORE LTD   3,500,000 5,220,388
    SIRE SPV LLC   21,192 20,397
    STRATEGIC PARTNERS OFFSHORE FU     544,871
    SUSTAINABLE CAPITAL AFRICA ALP   1,500,000 1,607,219
    TEMPLETON GLOBAL SUMMITS (CAYM   4,000,000 3,150,414
    TENNENBAUM SPECIAL SITUATIONS   1,393,226 1,755,303
    TT EMERGING MARKETS OPP FUND I   3,000,000 3,729,729
    VISTA CREDIT PARTNERS FUND III   1,143,830 1,283,929
    WEXFORD OFFSHORE SPECTRUM FUND     40,822
    WEXFORD VPEP HOLDINGS CO. LIMI   99,225 60,772
    ZAMA CAPITAL FUND LP   2,319,118 3,862,848
    ZEPHYR PEACOCK INDIA FUND II L   176,074 145,796
    ZEPHYR PEACOCK INDIA FUND III   411,011 655,887

    TY 2021 LegalFeesSchedule
    Name:
    Robert and Ardis James Foundation Inc
    EIN:
    46-3298762
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    General Consultations 1,632     1,632


    TY 2021 OtherExpensesSchedule
    Name:
    Robert and Ardis James Foundation Inc
    EIN:
    46-3298762
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Administrative Fees 188,323     188,323
    Bank Charges 317 317    
    Computers/Electronic Devices 1,964     1,964
    K-1 Exp AAVIN MEZZANINE FUND L 137,997 81,716    
    K-1 Exp APOLLO ATHENE DEDICATE 21,544 14,196    
    K-1 Exp APOLLO INFRA EQUITY FE 4 4    
    K-1 Exp APOLLO INFRA EQUITY IN 25,498 25,498    
    K-1 Exp APOLLO INFRASTRUCTURE 12,004 12,004    
    K-1 Exp CAPITAL INTERNATIONAL 507 507    
    K-1 Exp CAPITAL INTERNATIONAL 14,955 14,955    
    K-1 Exp CASDIN PRIVATE GROWTH 20,624 20,624    
    K-1 Exp COLUMBIA SPECTRUM PART 13,444 13,443    
    K-1 Exp COLUMBIA SPECTRUM PART 64 64    
    K-1 Exp CORSAIR III FINANCIAL 18,480 18,480    
    K-1 Exp CORSAIR KOREA INVESTOR 4,451 4,451    
    K-1 Exp DYSON CAPITAL SERIES F 1,517 1,517    
    K-1 Exp EAST ROCK FOCUS FUND L 298,931 298,884    
    K-1 Exp EDGE PRINCIPAL INVESTM 473 466    
    K-1 Exp EDGE PRINCIPAL INVESTM 3,042 -1,224    
    K-1 Exp EDGE PRINCIPAL INVESTM 113,995 113,595    
    K-1 Exp EDGE PRINCIPAL INVESTM 172 172    
    K-1 Exp ENTERPRISE 299 ASSOCIA 63,506 63,506    
    K-1 Exp ENTERPRISE WEXFORD ASS 1,872 1,658    
    K-1 Exp ENTERPRISE WEXFORD ELE 3,901 3,898    
    K-1 Exp GAIP 2019 (BERMUDA) AI 4,703 3,948    
    K-1 Exp GAIP 2019 AIV B, LP 372 372    
    K-1 Exp GENERAL ATLANTIC INV P 84,286 84,286    
    K-1 Exp HARVEST MLP INCOME FUN 90,947 90,946    
    K-1 Exp HEALTH VELOCITY CAPITA 30,316 30,316    
    K-1 Exp HEALTH VELOCITY CAPITA 4,256 4,256    
    K-1 Exp JAMES FOUNDATION INVES 9,884 9,884    
    K-1 Exp KAYNE ANDERSON REAL ES 41,326 26,222    
    K-1 Exp KF PAGLIA-JAMES ASSOCI 334,805 284,337    
    K-1 Exp KLD INVESTORS LLC 3,139 3,139    
    K-1 Exp ORCHID CHINA (CAYMAN) 36,402 36,402    
    K-1 Exp PATHWAY CO-INVESTMENT 5,147 5,093    
    K-1 Exp QED FUND VII LP 8,066 8,066    
    K-1 Exp QED GROWTH FUND, LP 4,895 4,895    
    K-1 Exp QED MND HOLDINGS, LLC 78 78    
    K-1 Exp RCG LONGVIEW II, LP 79 79    
    K-1 Exp RCR JAMES ASSOCIATES, 1,537,166 1,535,632    
    K-1 Exp SCULPTOR REAL ESTATE F 7,108 3,163    
    K-1 Exp SIERRA CAPITAL LP 773 773    
    K-1 Exp SIRE SPV LLC 367 367    
    K-1 Exp SPECIAL VALUE OPPORTUN 264 264    
    K-1 Exp TENNENBAUM SPECIAL SIT 92,027 53,298    
    K-1 Exp VISTA CREDIT PARTNERS 11 11    
    K-1 Exp ZAMA CAPITAL FUND LP 77,077 66,784    
    K-1 Exp ZEPHYR PEACOCK INDIA F 2,216 2,216    
    K-1 Exp ZEPHYR PEACOCK INDIA F 15,053 15,053    
    Office & Supplies 233     233
    Postage/Delivery Service 557     557
    State or Local Filing Fees 25     25
    Website Hosting/Support 283     283
    SOFTWARE 1,235     1,235


    TY 2021 OtherIncomeSchedule2
    Name:
    Robert and Ardis James Foundation Inc
    EIN:
    46-3298762
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    K-1 Inc/Loss AAVIN MEZZANINE FUND LP 779,100 779,100  
    K-1 Inc/Loss AP EPF III ($B EH AIV II) LP 11,992 11,992  
    K-1 Inc/Loss APOLLO ATHENE DEDICATED INVESTMENT PR 2 1  
    K-1 Inc/Loss APOLLO INFRA EQUITY FEEDER FUND (TE D 30,055 30,055  
    K-1 Inc/Loss APOLLO INFRA EQUITY FEEDER FUND TE LP 115,792 115,792  
    K-1 Inc/Loss APOLLO INFRA EQUITY INTL FUND LP 48 48  
    K-1 Inc/Loss APOLLO INFRASTRUCTURE OPPOR FUND II ( 12,004 12,004  
    K-1 Inc/Loss BSCP SBIC I LP 164,348 164,320  
    K-1 Inc/Loss CAPITAL INTERNATIONAL PRIVATE EQUITY 115 115  
    K-1 Inc/Loss CAPITAL INTERNATIONAL PRIVATE EQUITY 80,728 80,728  
    K-1 Inc/Loss CASDIN PRIVATE GROWTH EQUITY FUND LP 7,180 7,180  
    K-1 Inc/Loss COLUMBIA SPECTRUM PARTNERS II-A, L.P 5,596 5,596  
    K-1 Inc/Loss CORSAIR III FINANCIAL SRVCS CPTL PTNR 10,761 10,761  
    K-1 Inc/Loss CORSAIR KOREA INVESTORS LLC 16,529 16,529  
    K-1 Inc/Loss EAST ROCK FOCUS FUND LP -380,618 -386,894  
    K-1 Inc/Loss EDGE PRINCIPAL INVESTMENTS II, LP -5,130 -8,213  
    K-1 Inc/Loss EDGE PRINCIPAL INVESTMENTS III, LP -289,390 -272,413  
    K-1 Inc/Loss EDGE PRINCIPAL INVESTMENTS IV LP 15,914 18,749  
    K-1 Inc/Loss EDGE PRINCIPAL INVESTMENTS, LP -402 -402  
    K-1 Inc/Loss ENTERPRISE 299 ASSOCIATES 323,639 8,159  
    K-1 Inc/Loss ENTERPRISE WEXFORD ASSOCIATES LLC -33,918 1,084  
    K-1 Inc/Loss ENTERPRISE WEXFORD ELEVEN LLC 10,840 5,038  
    K-1 Inc/Loss GAIP 2019 (BERMUDA) AIV LP 1,109 628  
    K-1 Inc/Loss GAIP 2019 AIV B, LP 14,540 14,540  
    K-1 Inc/Loss GENERAL ATLANTIC INV PTNS 2019 LP 7 7  
    K-1 Inc/Loss HARVEST MLP INCOME FUND II LLC 717,318 717,410  
    K-1 Inc/Loss HEALTH VELOCITY CAPITAL I LP 141,987 141,987  
    K-1 Inc/Loss IGNIA FUND I, LP -4,882 -4,882  
    K-1 Inc/Loss KAYNE ANDERSON REAL ESTATE OPPS DEBT 151,558 124,737  
    K-1 Inc/Loss KF PAGLIA-JAMES ASSOCIATES LLC -253,197 -331,501  
    K-1 Inc/Loss ORCHID CHINA (CAYMAN) LP 11,602 11,602  
    K-1 Inc/Loss PATHWAY CO-INVESTMENT FUND, LP 12,135 5  
    K-1 Inc/Loss QED GROWTH FUND, LP 240 240  
    K-1 Inc/Loss RCG LONGVIEW II, LP 3 3  
    K-1 Inc/Loss RCR JAMES ASSOCIATES, LLC -943,229 -1,262,335  
    K-1 Inc/Loss SCULPTOR REAL ESTATE FUND III LP 53,119 25,630  
    K-1 Inc/Loss SEAVEST PROPERTIES III, LLC -5,063    
    K-1 Inc/Loss SPECIAL VALUE OPPORTUNITIES FUND, LLC 14 14  
    K-1 Inc/Loss TENNENBAUM SPECIAL SITUATIONS FUND IX 111,785 210,247  
    K-1 Inc/Loss VISTA CREDIT PARTNERS FUND III-A LP 50,577 50,577  
    K-1 Inc/Loss ZAMA CAPITAL FUND LP 10,849 9,404  
    Federal Tax Refund 40,766    
    INTEREST/DIVIDENDS FROM ALTERNATIVE INV 15,295 15,295  


    TY 2021 OtherIncreasesSchedule
    Name:
    Robert and Ardis James Foundation Inc
    EIN:
    46-3298762
    Description Amount
    RETURNED GRANT 757


    TY 2021 OtherProfessionalFeesSchedule
    Name:
    Robert and Ardis James Foundation Inc
    EIN:
    46-3298762
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    OFFICE MANAGEMENT SERVICES 231,600     231,600
    Investment Management Services 373,889 373,889    


    TY 2021 TaxesSchedule
    Name:
    Robert and Ardis James Foundation Inc
    EIN:
    46-3298762
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    990-PF Estimated Tax for 2021 70,000      
    990-T Extension for 2020 58,100      
    990-T Income Tax for 2020 8,920      
    Foreign Tax Paid 1,133 1,133    
    IRS Miscellaneous Fee Expense 386      
    STATE INCOME TAX 2020 10,172