| Description of Property | Date Acquired | Cost or Other Basis | Prior Years' Depreciation | Computation Method | Rate / Life (# of years) |
Current Year's Depreciation Expense | Net Investment Income | Adjusted Net Income | Cost of Goods Sold Not Included |
|---|
| Name of Stock | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| ADVANCE AUTO PARTS INC | 141,527 | 287,856 |
| AIRBNB | 36,285 | 34,630 |
| ALPHABET INC CL A | 107,729 | 289,704 |
| AMAZON COM | 150,318 | 283,419 |
| APPLE INC | 54,349 | 301,869 |
| BANK OF AMERICA CORP | 80,152 | 83,819 |
| CALL - EFA $72 EXP 1/20/2023 | 88,492 | 140,385 |
| CALL - SPY $400 EXP 3/17/23 | 1,287,007 | 2,112,879 |
| CALL - SPY $415 EXP 6/16/23 | 743,700 | 1,286,406 |
| CALL - SPY $445 EXP 3/17/23 | 368,904 | 734,825 |
| CITIGROUP INC | 111,445 | 86,660 |
| COMCAST CORP | 20,228 | 23,806 |
| DIAMOND HILL LONG SHORT FUND C | 344,017 | 347,843 |
| DOLLAR TREE INC | 153,006 | 281,040 |
| DOORDASH ORD SHS CLASS A | 36,320 | 24,866 |
| GDS HOLDINGS LTD | 153,998 | 140,065 |
| HILTON GRAND VACATIONS INC. | 25,730 | 41,115 |
| HONEYWELL INTL | 169,893 | 271,063 |
| IQVIA HOLDINGS INC | 93,756 | 145,302 |
| ISHARES BARCLAYS US AGGREGATE | 94,984 | 99,364 |
| ISHARES LEHMAN INTERMDTE CREDI | 328,693 | 355,620 |
| ISHARES S&P U.S. PREFERRED STO | 188,105 | 201,487 |
| ISHARES SHORT TERM CORPORATE B | 244,762 | 240,089 |
| JD.COM, INC | 93,646 | 208,248 |
| MASTERCARD INC | 70,810 | 251,524 |
| MCDONALD'S CORP | 167,534 | 268,070 |
| MICROSOFT CORP | 92,537 | 285,872 |
| MONDELEZ INTERNATIONAL INC | 199,581 | 298,395 |
| NORFOLK SOUTHERN CORP | 131,345 | 297,710 |
| NORTONLIFELOCK INC | 70,812 | 88,410 |
| PUT - SPY $395 EXP 02/18/22 | 301,917 | 40,185 |
| PUT - SPY $460 EXP 3/17/23 | 396,005 | 710,640 |
| SPDR BARCLAYS SHORT TERM HIGH | 328,815 | 327,592 |
| SPDR BLACKSTONE/GSO SENIOR LOA | 282,891 | 275,149 |
| SPDR NUVEEN BARCLAYS CAPITAL M | 452 | 466 |
| SPDR S&P BIOTECH ETF | 72,950 | 107,034 |
| UBER | 32,878 | 34,760 |
| YUM CHINA HOLDINGS INC | 189,377 | 245,861 |
| Category/ Item | Listed at Cost or FMV | Book Value | End of Year Fair Market Value |
|---|---|---|---|
| DYNAMO FUND II, L.P | 197,928 | 250,006 | |
| GARDEN CITY CO RIGHTS | 1 | ||
| ICAPITAL PRIVATE CREDIT ACCESS | 848,217 | 705,388 | |
| RESOLUTE CAPITAL PARTNERS FUND | 752,684 | 1,003,076 | |
| SOVEREIGN'S CAPITAL EVERGREEN | 899,502 | 896,706 | |
| SOVEREIGN'S E&S, L.P. | 213,533 | 213,620 | |
| SOVEREIGN'S ENVIRONMENTAL, L.P | 259,502 | 337,730 | |
| SOVEREIGNS CAPITAL III, LP | 713,983 | 951,381 |
| Description | Revenue and Expenses per Books | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| Administrative Fees | 14,500 | 14,500 | ||
| Bank Charges | 19,743 | 19,743 | ||
| K-1 Exp DYNAMO FUND II, L.P | 10,296 | 10,296 | ||
| K-1 Exp ICAPITAL PRIVATE CREDI | 17,301 | 17,301 | ||
| K-1 Exp RESOLUTE CAPITAL PARTN | 66,163 | 25,358 | ||
| K-1 Exp SOVEREIGN'S CAPITAL EV | 345 | 345 | ||
| K-1 Exp SOVEREIGN'S E&S, L.P. | 87 | 87 | ||
| K-1 Exp SOVEREIGN'S ENVIRONMEN | 966 | 966 | ||
| K-1 Exp SOVEREIGNS CAPITAL | 29,401 | 29,401 |
| Description | Revenue And Expenses Per Books | Net Investment Income | Adjusted Net Income |
|---|---|---|---|
| K-1 Inc/Loss DYNAMO FUND II, L.P | 25 | 25 | |
| K-1 Inc/Loss ICAPITAL PRIVATE CREDIT ACCESS FD II- | 79,705 | 79,705 | |
| K-1 Inc/Loss RESOLUTE CAPITAL PARTNERS FUND IV LP | 153,625 | 178,478 | |
| K-1 Inc/Loss SOVEREIGNS CAPITAL III, LP | 29,879 | 29,879 | |
| Federal Tax Refund | 420 |
| Description | Beginning of Year - Book Value | End of Year - Book Value |
|---|---|---|
| OUTSTANDING OPTIONS | 77,423 |
| Borrower's Name | Relationship to Insider | Original Amount of Loan | Balance Due | Date of Note | Maturity Date | Repayment Terms | Interest Rate | Security Provided by Borrower | Purpose of Loan | Description of Lender Consideration | Consideration FMV |
|---|---|---|---|---|---|---|---|---|---|---|---|
| GARDEN CITY COMPANIES LLC | 10,828 | 36,619 | 2020-02 | 2040-02 | INTEREST ANNUALLY | 6 % | NONE | INVESTMENT | CASH | 36,619 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| Investment Management Services | 166,033 | 166,033 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| 990-PF Estimated Tax for 2021 | 9,200 | |||
| 990-PF Excise Tax for 2020 | 11,973 | |||
| 990-T Extension for 2020 | 1,300 |