| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| ACCOUNTING FEES | 6,095 | 3,048 | 3,047 |
| Name of Bond | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| MORGAN STANLEY B/E | 25,194 | 24,820 |
| Name of Stock | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| AIR PROD & CHEMICAL INC | 15,935 | 54,644 |
| ALPHABET INC CL C | 26,283 | 87,594 |
| AMAZON.COM INC | 59,089 | 130,277 |
| APPLE INC | 33,905 | 185,766 |
| ARES CAPITAL CORP | 60,304 | 59,115 |
| AT&T INC | 53,882 | 50,330 |
| BERKSHIRE HATHAWAY INC NEW | 36,289 | 173,903 |
| BLACKSTONE GROUP INC CL A | 42,971 | 97,215 |
| BROADCOM IN | 35,643 | 61,299 |
| CAMDEN PPTY TR SBI | 37,107 | 42,966 |
| DTE ENERGY CO | 36,918 | 40,065 |
| GOODRX HLDGS INC | 47,328 | 42,317 |
| HOME DEPOT INC | 17,463 | 79,686 |
| JOHNSON & JOHNSON COM | 38,274 | 70,821 |
| JPMORGAN CHASE & CO | 36,898 | 76,242 |
| NIKE INC CL B | 22,093 | 113,176 |
| PROLOGIS INC COM | 32,726 | 49,830 |
| RAYTHEON TECHNOLOGIES CORP | 34,335 | 43,192 |
| REGIONS FINANCIAL CORP | 32,369 | 48,360 |
| ROYALTY PHARMA PLC SHS CL A | 44,397 | 55,305 |
| SERVICE CORP INTL | 27,385 | 73,650 |
| STARBUCKS CORP | 13,962 | 64,188 |
| Category/ Item | Listed at Cost or FMV | Book Value | End of Year Fair Market Value |
|---|---|---|---|
| US CELLULAR CORP 5.500% | AT COST | 25,000 | 25,210 |
| SPDR S&P 500 ETF TR | AT COST | 226,426 | 523,432 |
| TECHNOLOGY SELECT SECTOR SPDR | AT COST | 125,317 | 520,080 |
| EATON VANCE ATLANTA CAP | AT COST | 154,459 | 285,319 |
| ANGEL OAK FINANCIAL STRATEGIES | AT COST | 49,642 | 42,100 |
| ANGEL OAK ULTRASHORT | AT COST | 102,120 | 103,897 |
| ARTISAN HIGH INCOME FUND | AT COST | 207,333 | 238,582 |
| PIMCO INCOME FUND CLASS 12 | AT COST | 217,087 | 227,730 |
| AGNC INVT CORP CUML 7.000% | AT COST | 30,372 | 38,235 |
| ALTERA INFRASTRUCTURE | AT COST | 14,750 | 22,400 |
| AMERICAN FINANCIAL GROUP 5.625% | AT COST | 25,005 | 28,760 |
| AMTRUST FINANCIAL SERVIC 7.500% | AT COST | 19,752 | 19,230 |
| ANNALY CAPITAL MGMT INC CUML 6.950% | AT COST | 20,000 | 20,200 |
| APOLLO GLOBAL MGMT INC | AT COST | 19,674 | 27,020 |
| ASSOC BANC CORP WISC 5.625% | AT COST | 25,000 | 28,590 |
| AT&T INC CUML 5.000% | AT COST | 25,000 | 27,140 |
| AT&T INC CUML 4.750% | AT COST | 25,000 | 26,760 |
| ATHENE HLDG LTD 5.625% | AT COST | 25,000 | 26,950 |
| ATLANTIC UN BANKSHARES CORP 6.875% | AT COST | 25,000 | 27,700 |
| ATLAS CORP SER PREFERRED | AT COST | 23,964 | 25,200 |
| BANC OF CALIF INC | AT COST | 20,000 | 20,248 |
| BANK OF AMER CORP 4.375% | AT COST | 25,000 | 26,550 |
| BRIGHTHOUSE FINANCIAL INC 6.250% | AT COST | 20,199 | 28,400 |
| BRIGHTHOUSE FINANCIAL INC 6.600% | AT COST | 24,424 | 27,800 |
| CITIGROUP INC SER J 7.125% | AT COST | 20,000 | 22,752 |
| COWEN GROUP INC 7.750% | AT COST | 20,000 | 21,560 |
| CUSTOMERS BANCORP INC 6.500% | AT COST | 20,000 | 20,128 |
| ELLINGTON FINL INC CUML SER A 6.750% | AT COST | 25,000 | 22,810 |
| GMAC CAP TRUST I SER 6.17738% | AT COST | 20,041 | 21,640 |
| GOLDMAN SACHS GROUP INC SER N 6.300% | AT COST | 20,000 | 21,216 |
| JMP GROUP INC 7.250% | AT COST | 20,000 | 19,200 |
| JPMORGAN CHASE & CO SER EE 6.000% | AT COST | 20,000 | 22,784 |
| NEW RESIDENTIAL INVT CORP CUML 7.5% | AT COST | 18,728 | 23,568 |
| NUSTAR LOGISTICS LP 9.330% | AT COST | 35,225 | 32,220 |
| PROSPECT CAPITAL CORP 6.875% | AT COST | 20,000 | 20,672 |
| QVC INC 6.250% | AT COST | 25,000 | 25,470 |
| RIVERNORTH DOUBLELINE STRATE 4.375% | AT COST | 25,000 | 24,980 |
| TRAVELCENTERS AMER INC 8.000% | AT COST | 35,495 | 38,220 |
| TRITON INTL LTD/BER CUML 8.000% | AT COST | 20,000 | 21,376 |
| TRUST FINL CORP 4.750% | AT COST | 25,000 | 27,670 |
| TWO HBRS INVT CORP 8.125% | AT COST | 25,427 | 24,900 |
| US CELLULAR CORP 7.500% | AT COST | 20,000 | 20,208 |
| U S CELLULAR CORP 6.250% | AT COST | 25,000 | 26,550 |
| WELLS FARGO & CO 4.700% | AT COST | 25,000 | 26,380 |
| ACCRUED INTREST | AT COST | 203 | 203 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| LEGAL FEES | 2,790 | 1,395 | 1,395 |
| Description | Amount |
|---|---|
| BOOK/TAX VALUE OF ASSETS TRANSFERRED FROM SIDNEY KRAUSS CHARITABLE TRUST | 518,952 |
| Description | Revenue And Expenses Per Books | Net Investment Income | Adjusted Net Income |
|---|---|---|---|
| MISCELLANEOUS INCOME | 3,165 | 3,165 |
| Description | Amount |
|---|---|
| COST BASIS ADJUSTMENT | 210 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| INVESTMENT FEES | 26,247 | 26,247 | 0 |
| Name | Address |
|---|---|
|
SIDNEY KRAUSS CHARITABLE TRUST |
420 20TH ST N SUITE 1400 BIRMINGHAM,AL35203 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| IRS | 469 | 0 | 0 |