| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| ACCOUNTING FEES | 6,150 | 3,075 | 3,075 |
| Description of Property | Date Acquired | Cost or Other Basis | Prior Years' Depreciation | Computation Method | Rate / Life (# of years) |
Current Year's Depreciation Expense | Net Investment Income | Adjusted Net Income | Cost of Goods Sold Not Included |
|---|
| Name of Bond | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| BOWIE RESOURCES HOLDINGS | ||
| CONTURA ENERGY INC (05/19)TL | 93,634 | 66,895 |
| INVACARE CORP | 87,420 | 91,672 |
| NANTHEALTH | 23,355 | 25,946 |
| Name of Stock | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| PNC BANK STOCKS ATCH 9A | 3,543,492 | 4,931,331 |
| PETER CANNELL EQUITIES ATCH 9B | 1,549,339 | 1,960,370 |
| ACAP STRATEGIC FUND | 1,054,900 | 1,476,330 |
| GSO RESCUE FINANCE II FUND | ||
| GSO MEZZANINE FINANCE FUND II | ||
| NEUBERGER BERMAN ATCH 9C | 1,280,299 | 1,884,997 |
| OWL ROCK CORP | 1,512,211 | 1,321,989 |
| CONTURA ENERGY INC | ||
| PLAYA HOTELS & RESORTS | ||
| SUN TRUST STOCKS ATCH 9D | 2,426,541 | 2,677,505 |
| AIMIA INC | ||
| MERRILL COMMUNICATIONS | ||
| BLACKSTONE STRATEGIC | 95,247 | 98,399 |
| EMPLOYBRIDGE HOLDING COMPANY | ||
| GREENACREAGE REAL ESTATE CORP | ||
| TWIN RIVER WORDWIDE HOLDING | ||
| RICEBRAN TECHNOLOGIES | ||
| JEFFRIES EQUITIES ATCH 9E | 1,345,061 | 2,110,019 |
| Category/ Item | Listed at Cost or FMV | Book Value | End of Year Fair Market Value |
|---|---|---|---|
| BRIO CAPITAL L.P. | AT COST | 9,541,237 | 9,541,237 |
| STAR MOUNTAIN DIVERSIFIED | AT COST | 832,958 | 832,958 |
| ATHYRIUM OPPORTUNITIES FUND | AT COST | 11,754 | 11,755 |
| DYAL OFFSHORE INVESTORS LLC | AT COST | 672,469 | 672,469 |
| DG VALUE PARTNERS II LP | AT COST | 6,007,305 | 6,007,305 |
| MAVERICK VENTURES ISRAEL LP | AT COST | 572,317 | 572,317 |
| 137 VENTURES II, LP | AT COST | 284,765 | 284,765 |
| 137 VENTURES III LP | AT COST | 810,831 | 810,831 |
| ARENA VENTURES FUND LP | AT COST | 488,518 | 488,518 |
| BLUEKNIGHT ENERGY PARTNERS LP | AT COST | 98,844 | 158,564 |
| 42 GROVE LLC | AT COST | 312,812 | 312,812 |
| LOAN & EXCHANGE | AT COST | 39,500 | 39,500 |
| STAR MOUNTAIN DIVERSIFIED CRED | AT COST | 493,263 | 493,263 |
| AB ENERGY OPPORTUNITY AIV FUND | AT COST | 156,198 | 156,198 |
| AB ENERGY OPPORTUNITY FEEDER F | AT COST | 77,550 | 77,550 |
| GENERATION IM SUSTAINABLE SOLU | AT COST | 173,455 | 198,365 |
| KAYNE ANDERSON REAL ESTATE DEB | AT COST | 786,015 | 800,884 |
| OAK HARBOR CAPITAL NPL VII LLC | AT COST | 5,479,015 | 5,479,015 |
| ORBIMED ROYALTY & CREDIT OPPOR | AT COST | 274,606 | 307,722 |
| AB U.S. REAL ESTATE | AT COST | 25,941 | 25,941 |
| NEXT VENTURES LP | AT COST | 191,051 | 191,051 |
| BRIO SPV 1 | AT COST | 975,251 | 975,251 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| LEGAL FEES | 84,317 | 42,159 | 42,158 |
| Description | Beginning of Year - Book Value | End of Year - Book Value | End of Year - Fair Market Value |
|---|---|---|---|
| DUE FROM BROKER | 44,873 | 34,375 | 34,375 |
| EXCHANGE | 500 | 500 | 500 |
| Description | Revenue and Expenses per Books | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| INVESTMENT FEES | 15,195 | 15,195 | ||
| PORTFOLIO DEDUCTIONS FROM K-1 | 431,558 | 431,558 | ||
| OTHER EXPENSES - K-1 | 154,706 | 142,925 | ||
| ROYALTY DEDUCTIONS PER K-1 | 16,955 | 16,955 | ||
| FILING FEES | 1,977 | |||
| BANK FEES | 2,372 | 2,372 | ||
| PORTFOLIO DEDUCTIONS-BROKERS | 111,971 | 111,971 | ||
| SECTION 52 (E)(2) DEDUCTIONS | 2 |
| Description | Revenue And Expenses Per Books | Net Investment Income | Adjusted Net Income |
|---|---|---|---|
| 137 VENTURES II LP | -3 | -3 | |
| STAR MOUNTAIN DIV SMALL - RENTAL INCOME | -23 | -23 | |
| ORBIMED ROYALTY & CREDIT - ROYALTY INCOME | 38,034 | 38,034 | |
| BLUEKNIGHT ENERGY PARTNERS LP | -6,171 | ||
| BLUEKNIGHT ENERGY PREFERRED | -1,037 | ||
| BLUEKNIGHT ENERGY PREFERRED - GP | 14,676 | 14,676 | |
| BRIO CAPITAL LP | -685 | -685 | |
| DG VALUE PARTNERS II LP - ORDINARY LOSS | -29,341 | 10,141 | |
| DG VALUE PARTNERS II LP - OTHER INCOME | 35,785 | 34,322 | |
| GENERATION IM SUSTAINABLE SOLUTIONS LP | -4 | -4 | |
| STAR MOUNTAIN DIVERSIFIED CREDIT | 1,216 | 1,216 | |
| STAR MOUNTAIN DIVERSIFIED CREDIT - OTHER | 670 | 670 | |
| STAR MOUNTAIN DIVERSIFIED SMALL BUSINESS | -480 | -480 | |
| STAR MOUNTAIN DIVERSIFIED SMALL - OTHER | 6,683 | 6,683 | |
| BOOK - TAX DIFFERENCE FROM K-1 | -1,743,722 | ||
| ORBIMED ROYALTY & CREDIT - OTHER INCOME | 1 | -14,442 |
| Description | Beginning of Year - Book Value | End of Year - Book Value |
|---|---|---|
| INVESTMENT IN AB US REAL ESTAT | 239 |
| Borrower's Name | Relationship to Insider | Original Amount of Loan | Balance Due | Date of Note | Maturity Date | Repayment Terms | Interest Rate | Security Provided by Borrower | Purpose of Loan | Description of Lender Consideration | Consideration FMV |
|---|---|---|---|---|---|---|---|---|---|---|---|
| KHAL ZICHRON AVROHOM YAAKOV | 282,942 | 99,341 | 2016-09 | 2023-05 | MONTHLY PAYMENTS OF $3,600 UNTIL MATURITY | 0 % | MORTGAGE | ||||
| BAIS RUCHEL D'SATMER | 3,256,339 | 3,606,338 | 2019-10 | 2020-10 | MONTHLY INTEREST, BALANCE DUE AT MATURITY | 7 % |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| CONSULTING FEES | 177,833 | 177,833 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| FOREIGN TAX | 4,026 | |||
| FEDERAL EXCISE TAX | 60,000 |